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Utopia and Reality in thePhilosophy of Ernst Bloch
ze'ev levy
1. "Urgrund" m? "Endziel."
Ernst Bloch was one of the most original and least dogmatic Marxist
thinkers of our time.1 In addition to the impact ofMarx, especially the early
writings, one can discern in his oeuvre salient influences of classical philos
ophy?Kant, Hegel, Schelling?as well as of Neo-platonism. In the latter
one also encounters many traces of Christian and Jewishmysticism. Bloch
met Jewishmystical trends in theZohar, themagnum opus of theKabbalah,
with which he became acquainted through the writings of Gershom
Scholem. All these different components gave birth to a world-view which
conceived of the Utopian endeavour as an elementary activity of the human
mind: yearning, anticipation and fantasy. In this sense he frequently spoke
about "dreams as wish-fulfillment" and "anticipatory consciousness"
(Prinzip II chs. 14, 21, 22), and viewed the world as a "laboratory of
possible good" ("laborat?rium possibilis salutis"), i.e. something that has
not yet been completely realized (T?binger 212-242). He thus strove to lay
"
down the "blueprints" ("Grundrisse alluding to Marx's famous first
draft of Capital) of a better world (Prinzip title of part IV). The world
comprises unlimited possibilities which have not yet been actualized. In this
consists the significance of utopia.
Bloch deduces his notion of utopia from his all-encompassing philo
sophical conception. Following Hegel, he conceives of reality as a
"mediation" between subject and object. The whole of being takes place
between two poles. One precedes the process of mediation; it is its
"primordial cause" ("Urgrund") which existed before the dichotomy of
subject and object, ofmatter and spirit (mind). The second pole is the "final
goal" ("Endziel"), the ultimate merger of subject and object. However,
what distinguishes Bloch as a philosopher is his almost prophetic vision
which is perpetually turned toward the future: the veritable act of creation
was not in the beginning but will occur at the end. This is the genuine mean
ing of "utopia" inBloch's thought, namely a typically religious experience,
although without God. This end he often designated as "Ultimum" i.e. the
embodiment of ultimate reality and ultimate meaning. Unlike the traditional
trend of philosophy, inaugurated by the Presocratics, and recently taken up
again by some thinkers in the aftermath of French structuralism (e.g. Michel
4 UTOPIAN STUDIES
cannot even become an object of hope, and will never become a utopia. It
would be no more than an illusion or, to use a Freudian term, a delusion.
Hope, Bloch's principal notion, embodies "
the tendency and the tension
toward the future, toward the "Novum. In this sense he characterizes the
Utopian future as "dawn forwards" ("D?mmerung nach Vorw?rts")
(Prinzip 129). The singular characteristics are not yet bright because the sun
which radiates its lighton everything has not yet risen; it is stilldawn, but no
longer dark. The direction which one ought to follow is already visible. All
thismetaphorical rhetoric is intended to show that hope isnot merely a pro
jection of reason, a "mental creation" of human thought, but an expression
of what is reallypossible. This future possibility, which looks to us today as
a distant dream, is not simply a dream, but a "day-dream"; it results from
conscious thought. Bloch insists on the essential distinction between day
dreams and night-dreams. In line with Freud's interpretation, he charac
terizes night-dreams as the effects of unconscious and repressed desires and
drives, usually relating to one's own personal problems. Day-dreams, on the
other hand, represent a free "expedition" forwards, rich in fantasy, but this
' '
time the 'dreamer' is conscious. These dreams manifest the inclination4 'to
mend theworld" (Weltverbesserung"). (Perhaps Bloch borrowed this term
from theKabbalistic termTikkun Olam Dili) jlpift ? ) It isone of themany
metaphorical speculations which abound inBloch's philosophy. The result
is a very complicated system of relationships between subject, object, reality
and possibility.
Reality holds within itself the anticipation of a possible future. Bloch
was perhaps influenced on this issue by the Jewish philosopher Franz
Rosenzweig; in the twenties he belonged, with Erich Fromm amongst
others, to Rosenzweig's circle. Rosenzweig emphasized, in his Star of
Redemption, the idea (which he formulated in religious terms) that the
individual's task consists in transmittingGod's love of humanity to others.
But themain point to be underscored in this context is the following: accord
ing to Rosenzweig's argument, the redemption of theworld consists of the
transformation of the good, looming in the future, into a reality of the
present. Both philosophers conceive of true reality as the reality of some
thing imminent which, for the time being, is still absent but can come into
being. Only Bloch elaborated this idea explicitly. Rosenzweig" expressed itby
the Schellingian formula of (<Nicht-seiendes Sein, whilst Bloch preferred
the ontological category of "Noch-nicht-Sein" (T?binger 210 ff.). As an
objective possibility the future a
represents reality today. This is, according
to Bloch, the essence of utopia. But now he introduces another important
distinction: theoretical versus real possibility.
Theoretical possibility means that the object concerned is not yet
realizable. It is a possibility, but a theoretical one only, a sort of fantasy, of
longed-for dreams. It lacks a real relationship with existence or history. As
against this, real possibilities?without going here into the inherent logical
difficulty of this notion?exhibit a practical relation to the future. They are
concretely linked to the hoped-for utopia. In this case utopia is no empty,
merely theoretical, possibility, but a very real one. As such it is not only
6 UTOPIAN STUDIES
What fascinates Bloch more than anything else is, perhaps, the follow
ing.He attempts to elucidate why people are attracted to something which is
not yet there.How can this strange phenomenon be accounted for?Why do
people engage in fantasies and day-dreams of this sort?What is the peculiar
drive that generates hope? Since thinking the possible has no limits, one can
always suppose and postulate new possibilities. There will always be
utopias. People will never cease to ponder over possibilities that are not yet
realities. Utopian yearning is an inseparable part of human consciousness.
This leads Bloch to the surprising conclusion that, in contradistinction to
customary belief, the true roots of utopia have to be looked for not in the
social tier but in the anthropological. It is the will?a will, based on
humanity's latent creative capabilities?to liberate oneself from one's
immediate factual surroundings, in order to create new "possibilities" such
as have not even been "dreamed" of. It belongs to the very concept of
utopia, not merely to predict new possibilities, but to discover those possi
bilities with which the present reality is pregnant (i.e. already comprehends
inpotentiel). By nursing them, people change the reality inwhich they live.
This is the "principle of hope" ("Das Prinzip Hoffnung"). Hope must
derive from something given, and at the same time imply an active attitude
to it. There ought to be a clear linkage between exposition of possibilities
and scientific investigation of such possibilities; thismust include ex tempore
ways for their realization.
This entails an interestingmutual relationship of the kind explored by
modal logic. Since the relevant possibilities for the improvement of the
human condition are necessary, they are indeed possible. In this connection
Bloch enlarges his earlier dichotomous distinction between "theoretically
possible" and "really possible," and speaks about four "layers of the
category possibility" (Prinzip 258-288):
1. The "formally possible": This is the naive optimistic position which
disregards the given reality; itbrings forth an abstract and irresponsible
idea of utopia. Moreover such a Utopian idea isno more than the thought
of one singular person. Such persons formulate the content and goals of
the Utopian idea as a corollary to theirnegation of the existing reality,but
do not take into consideration how to bring the new reality into being,
and by what means. They are also unaware of those possibilities of
change which, as we have seen, are already concealed in the existing
reality. For this reason all the famous classical utopias were doomed to
failure. Bloch devotes much space and attention to their analysis. They
came too early, and were therefore severed from the real possibilities of
the social reality of their time. Such was the predicament of Owen, Saint
Simon and Fourier, and before them, Thomas More, Bacon, Campanella
and the like.
2. The "cognitively possible" (259 ff.): This means reflecting on new prob
lems, as well as proposing new solutions. It leans on reason, but, like the
former position, remains stuck in the limited frame of subjectivity. It is
also still incapable of becoming a social programme.
10 UTOPIAN STUDIES
3. The "objectively possible" (264 ff.): This ismore or less the same as the
"theoretically possible" whose shortcomings Bloch had criticized.
Although it springs out of the social reality itself, it nevertheless lacks
practical usefulness because it restricts itself to theoretical aspects only.
4. The "dialectically possible" (271 ff.): As one would expect, this kind of
possible iswhat Bloch most cherishes inhis concept of utopia. It expresses
most strikingly the dialectical bond between the utopia which possesses a
firm relationship with reality and reflects its progress, and the utopia
which embodies human freedom. This means that it is unconditioned
(see above) and not subjected passively to objective reality.A propos,
this conception of the "dialectically possible" has been further
developed by the sociologist Zygmunt Baumann, who characterized
utopia as a group of "ideal possibilities"; its opposition to the existing
social reality exposes those possibilities which can be found there in
potentia. This sounds perhaps a little bit strange, but it engenders the
vision?Bloch would probably say "the hope"?of novel formations of
human reality.
The Utopian vision grows out of the present reality. It is not something
hovering over it. Itmanifests ideas which (can) function in the present, and
belongs therefore to the reality which it endeavours to transform. Bloch
infers from all this that no profound social changes can occur without
taking into account the significant role that the utopia fulfils as a guiding
visionary principle.
There looms, however, another danger, namely that all the multiple
meanings bestowed upon the concept of utopia will leave it ultimately
without any fixed and definite meaning. If Imay use a current termof post
structuralist literarycriticism, the concept of utopia runs the risk of "decon
struction." Bloch tries to evade this danger by his "principle of hope."
Hope forms the link between theory and praxis. The fact that it judges the
existing reality critically demonstrates that hope always transcends the
existent. Otherwise itwould be useless as well as meaningless to hope for
anything. Everything would become hopeless. Exdefinitio, hope relates to
something which is still absent. So, by explicating utopia through the
concept of the possible, by establishing iton the principle of hope, and by
linking it to the future, Bloch distinguishes it from the concept of ideology.
This ought to prevent its devaluation. It seems, however, questionable
whether this intention, to remove the concept of utopia from the realm of
ideology, does not impair after all the proper understanding of ideology.
Bloch defines ideology, quite caustically, as themaid-servant of the ruling
class. He conserves Marx's idea of "ideological superstructure" but does so
in a much more simplistic form. According to his argument, utopias, unlike
ideologies, can never represent or serve a ruling class. Is this really the case?
Moreover, what happens on the other hand to a concept such as "socialist
ideology"? Would itbe no more than a meaningless contradict io inadjecto?
Utopia and Reality 11
Bloch is certainly right in saying that every ideology comprises certain forms
of deceit and falsity. It ismost often meant to conceal the true intentions of
its spokespersons. Ideology indeed turns, as shown very convincingly by
Roland Barthes, into a "myth." Itmight, nevertheless, stillmake some
sense to speak of a Utopian ideology. Bloch indeed does so. It should focus
on the humanly "possible"; it should also include the "principle of hope."
But such an ideology is, by Bloch's own criteria and definitions, not an
ideology but a utopia.
Perhaps this issue can be resolved in the following manner. Every single
Utopian category ought to be judged by the yardstick of criticism of ideology.
If after such a critical scrutinyof the utopia there remain substantial Utopian
components, it gains more value qua utopia. This would be no mere
"wishful thinking" or abstract expectation; itwould truly establish the
foundation of a concrete utopia ("Herausbringen" 186-191). Bloch did not
restricthimself to an analysis of Marxism as a critique of prevailing social
conditions and ideologies, supplementing it, as itwere, by some Utopian
surplus-value; he conceived of it as a realistic scrutiny of the future, based
on firm relations between theory and praxis (see above). This iswhat Bloch
calls "future-latency in the present" ("Zukunfts-Latenz inder Gegenwart")
which ipsofacto indicates a "future-tendency" ("Zukunfts-Tendenz"), i.e. a
real possibility (188). Instead of dealing with ideologies by categories, one
ought to treat categories without ideology (he had, of course, inmind the cate
gory of possibility). Then the utopia will represent a "pure Utopian surplus
without ideology" ("lauter utopischer ?berschuss ohne Ideologie") (189).
With regard to this last point, I should like, at the end of this article, to
venture another definition of the concept of ideology; this is to overcome its
simplistic identification with the interests of the ruling class, which regret
tably remains part of Bloch's analysis. It seems tome that the following
distinction between ideology and utopia is preferable. Utopia manifests the
programme of an ideal and perfect social order which does not yet exist any
where. This order differs substantially from the present existing reality.
Ideology, on the other hand, is a thought-system which does not necessarily
manifest or proffer a perfect social order. Therefore it can also serve the
existing social order. This does not contradict, however, the assumption that
there are ideologies which express the striving for a better world-order. After
all, as we have seen above, Bloch himself had no qualms about employing
the term "utopian ideology." Ideology as such is not to be condemned, for
itdepends on what it stands for.One could therefore recapitulate: utopia is
always struggling for the realization of the possible best; it ismotivated by
hope for the "optimum. "Ideology is something different; itcan fulfil three
different roles which must not all be disparaged:
1. A covert defense of the existing order and its ruling class. This isBloch's
conception of ideology.
2. A call for changes in the present order. This does not mean support of the
"ruling class" (I do not deal here with the question of towhat extent the
notion of a "ruling class" is still applicable).
12 UTOPIAN STUDIES
NOTES
1. A similar, though not identical, version of this article has appeared, inGerman, inBloch
Almanach 7. Ludwigshafen: Folge, 1987: 25-51, and, inHebrew, in the "Introduction" to
Ernst Bloch: Selected Writings. Tel-Aviv: Sifriat-Poalim, 1987: 5-29.
REFERENCES
Baumann, Zygmunt. Socialism, theActive Utopia. London: Allen and Un win, 1976.
Barthes, Roland. Mythologies. Paris: Seuil, 1957.
Bloch, Ernst. Atheismus im Christentum. Frankfurt: Suhrkamp, 1968.
_Das Prinzip Hoffnung. Frankfurt: Suhrkamp, 1959.
_"Herausbringen, unverf?lschtes Ordnen?Uber die M?glichkeit eines Systems,
aber eines Offenen." Der Mensch als geschichtliches Wesen?Festschrift f?r M. Land
mann. Ed. Klaus-J?rgen Grundner. Stuttgart: Klett, 1974.
_Subjekt-Objekt?Erl?uterungen zu Hegel. Frankfurt: Suhrkamp, 1962.
_Thomas M?nzer als Theologe der Revolution. Frankfurt: Suhrkamp, 1969.
_"Zur Ontologie des Noch-nicht-Seins." T?binger Einleitung in die Philosophie.
Frankfurt: Suhrkamp, 1970.