HCC Gudelines
HCC Gudelines
HCC Gudelines
doi:10.1093/annonc/mdy308
*Correspondence to: ESMO Guidelines Committee, ESMO Head Office, Via Ginevra 4, 6900 Lugano, Switzerland. E-mail: clinicalguidelines@esmo.org
†
Approved by the ESMO Guidelines Committee: August 2018.
Incidence and epidemiology steatohepatitis (NASH), which can lead to fibrosis and cirrhosis
and, eventually, HCC [9]. HCC related to NAFLD/NASH is
The incidence of hepatocellular carcinoma (HCC) has been rising probably underestimated [10] and is expected to rise in the
worldwide over the last 20 years and is expected to increase until future, possibly overtaking the other aetiologies in some areas of
2030 in some countries including the United States, while in other the world [11]. A significant proportion of patients with NAFLD/
countries, such as Japan, the incidence has started to decline [1–3]. NASH-associated HCC do not have histological evidence of
In 2012, liver cancer represented the fifth most common cancer in cirrhosis [12].
men (554 000 new cases) and the ninth in women (228 000 new The control of other risk factors for chronic liver disease and
cases) and the second most common cause of cancer-related death cancer is more difficult to implement, such as cutting down on
(746 000 estimated deaths), worldwide [3]. The incidence varies the consumption of alcohol and programmes aiming at a health-
from 3/100 000 in Western countries, to 78.1/100 000 in Mongolia, ier lifestyle in the light of the obesity pandemic [13, 14]. In Africa,
with the highest incidence in Africa and Asia, mapping the geo- reduction of exposure to aflatoxin B1, especially in HBV-infected
graphical distribution of viral hepatitis B (HBV) and hepatitis C individuals, may lower the risk of HCC. HCC may evolve from
(HCV), the most important causes of chronic liver disease and subclasses of adenomas; in < 10% of cases HCC occurs in an
HCC [4]. In Europe, in 2012 the estimated incidence rate was 10.0 otherwise normal liver.
in men and 3.3 in women per 100 000, respectively, while the esti-
mated mortality rate was 9.1 and 3.3 per 100 000 in men and
women, respectively [3]. The incidence of HCC shows a strong
male preponderance and increases progressively with advancing
Surveillance
age in all populations. The association of chronic liver disease and Surveillance of HCC involves the repeated application of screen-
HCC represents the basis for preventive strategies, including uni- ing tools in patients at risk for HCC and aims for the reduction in
versal vaccination at birth against HBV [I, A] [5] and early antiviral mortality of this patient population. The success of surveillance is
treatment of viral HBC and HCV [III, A] [6–8]. influenced by the incidence of HCC in the target population, the
The prevalence of obesity and type 2 diabetes has greatly availability and acceptance of efficient diagnostic tests and the
increased in the past decades, leading to a rising incidence of availability of effective treatment. Cost-effectiveness studies sug-
non-alcoholic fatty liver disease (NAFLD) and non-alcoholic gest surveillance of HCC is warranted in all cirrhotic patients
C The Author(s) 2018. Published by Oxford University Press on behalf of the European Society for Medical Oncology.
V
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Annals of Oncology Clinical Practice Guidelines
Table 1. Diagnostic work-up
AFP, alpha foetoprotein; CEUS, contrast-enhanced ultrasound; CT, computed tomography; HBc, hepatitis B core antibody; HBsAg, hepatitis B surface
antigen; HBV, hepatitis B virus; HCC, hepatocellular carcinoma; HCV, hepatitis C virus; i.v., intravenous; MRI, magnetic resonance imaging; PS, performance
status.
irrespective of its aetiology [15], as long as liver function and surveillance (US and serum AFP measurements every 6 months)
comorbidities allow curative or palliative treatments [III, A]. versus no surveillance [20]. Despite low compliance with the sur-
Surveillance of non-cirrhotic, hepatitis-infected patients should veillance program (55%), HCC-related mortality was reduced by
also be considered in chronic HBV carriers or HCV-infected 37% in the surveillance arm. Considering the most appropriate
patients with bridging fibrosis (F3, numerous septa without cir- surveillance interval, a randomised study comparing a 3- versus
rhosis) [III, A], which are at higher risk than the general popula- 6-month schedule failed to detect any differences [21].
tion. Specifically in Asian patients, serum HBV-DNA above Surveillance of patients at risk for HCC should be carried out
10 000 copies/mL was associated with a higher annual risk (above by abdominal US every 6 months with or without AFP [II, A].
0.2%/year) compared with patients with a lower viral load [16].
Patients with HCV infection and advanced fibrosis remain at
increased risk for HCC even after achieving sustained virological Diagnosis and pathology/molecular biology
response following antiviral treatment [III, A] [8] and, thus,
The diagnosis of HCC is based on histological analysis and/or
should remain in a surveillance programme.
contrast-enhanced imaging findings [III, A]. The diagnostic
Japanese cohort studies have shown that surveillance by ab-
work-up of a patient with an HCC-suspicious nodule is given in
dominal ultrasound (US) resulted in an average size of the
Table 1.
detected tumours of 1.6 6 0.6 cm, with < 2% of the cases exceed-
ing 3 cm [17]. In the Western world and in less experienced
centres, the sensitivity of finding early-stage HCC by US is con-
Diagnosis by imaging
siderably less effective [18]. There are no data to support the use In patients with liver cirrhosis and specific imaging criteria, a for-
of contrast-enhanced computed tomography (CECT) or con- mal pathological proof is not mandatory for diagnosis and the
trast-enhanced magnetic resonance imaging (CEMRI) for sur- clinician can rely on the contrast-enhanced imaging criteria for
veillance. Adding the determination of serum alpha foetoprotein lesion characterisation [22–24]. These criteria require a multi-
(AFP) to US can lead to a 6% gain in the early HCC detection phasic CECT or CEMRI. The diagnosis can be established if the
rate, but at the price of false-positive results and of a worse cost- typical vascular hallmarks of HCC (hypervascularity in the arter-
effectiveness ratio [19]. A randomised controlled trial (RCT) of ial phase with washout in the portal venous or delayed phase) are
Chinese patients with chronic HBV infection compared identified in a nodule of > 1 cm diameter using one of these two
Untreated observation without pathological proof in patient at high risk for HCC
Definitely benign: LR-1
Probably benign: LR-2
Not categorisable, due to image degradation or omission: LR-NC
Definite tumour in vein (TIV): LR-TIV
Probably or definitely malignant but not HCC specific (e.g. if targetoid): LR-M
a
Threshold growth definition:
50% increase in size in 6 months, OR
Previously unseen on CT or MRI, now 10 mm, in 24 months.
b
Observations in this cell are categorised based on one additional major feature: LR-4 if enhancing ‘capsule’; LR-5 if non-peripheral ‘washout’ OR
threshold growth.
CT, computed tomography; HCC, hepatocellular carcinoma; LI-RADS, Liver Imaging Reporting and Data System; LR, liver resection; MRI, magnetic
resonance imaging.
modalities [III, A]. Compared with multiple detector CT Angiography and fluorodeoxyglucose-positron emission tom-
(MDCT), multiphasic MRI offers a moderate increase in sensitiv- ography (FDG-PET) scan are not recommended for HCC diag-
ity for diagnosing HCC based on the typical vascular hallmarks nosis. When tumour biopsy fails to demonstrate a correlate for a
[III, B] [24–27]. Serum AFP has no role in the diagnostic algo- focal lesion, a second tumour biopsy, a different contrast-
rithm [III, A]. enhanced imaging modality or (if amenable) direct resection of
Based on techniques such as diffusion-weighted imaging and the lesion may be considered according to tumour size [IV, B]. If
the use of hepatobiliary contrast agents, MRI may identify and the patient is a candidate for resection that can be carried out
stratify nodules as high-risk nodules (either HCC not displaying with an acceptable morbidity and mortality risk, then either bi-
the typical imaging hallmarks features or high-grade dysplastic opsy or direct resection may be an option.
nodules) [IV, B] [28–31]. However, the impact of identification
of additional nodules by diffusion-weighted imaging and hepato- Diagnosis by pathology
biliary contrast agents on the therapeutic algorithm remains un- Pathological diagnosis of HCC is based on a biopsy or a surgical
clear and switching to palliative treatments after identification of specimen of the tumour. Concomitant analysis of the non-
potential premalignant nodules by these new techniques should tumour liver may be useful in order to define its status and poten-
be avoided. New imaging criteria for HCC diagnosis called CT/ tial causative diseases. Assessment of resection and explant speci-
R
MRI LI-RADSV v2018 (Liver Imaging Reporting and Data men follows the valid TNM (tumour, node, metastasis)
System) include arterial phase enhancement, tumour size, wash- classification including resection margin evaluation. Usually tu-
out, enhancing capsule and threshold growth and have been pro- mour grade is provided, but currently no uniform grading
posed to improve the diagnosis of HCC, especially for small scheme is used worldwide and data on the independent prognos-
nodules (Table 2) [32, 33]. tic value are inconclusive.
For contrast-enhanced US (CEUS), an overlap between the Histopathological diagnosis of tumour biopsies relies on
vascular profile of HCC and cholangiocarcinoma (CC) has been standard [e.g. haemotoxylin and eosin (H&E)] and special
described. However, recent data suggest CEUS as a suitable tech- stains (e.g. reticulin), and—if required—immunohistochemistry
nique to diagnose HCC non-invasively in the setting of liver cir- (IHC). It should address different challenges: morphologically,
rhosis [IV, B] [34–36]. The typical hallmarks for HCC at CEUS highly differentiated HCC must be distinguished from benign/
differ slightly to those of CT/MRI; at CEUS, hallmarks are arterial premalignant lesions (dysplastic nodules, hepatocellular aden-
hyper-enhancement followed by late (> 60 s) washout of a mild oma, focal nodular hyperplasia). In particular, poorly differenti-
degree. ated HCC should be distinguished from intrahepatic CC,
T—primary tumour
TX Primary tumour cannot be assessed
T0 No evidence of primary tumour
T1a Solitary tumour 2 cm or less in greatest dimension with or without vascular invasion
T1b Solitary tumour more than 2 cm in greatest dimension without vascular invasion
T2 Solitary tumour with vascular invasion more than 2 cm dimension or multiple tumours, none more than 5 cm in greatest dimension
T3 Multiple tumours any more than 5 cm in greatest dimension
T4 Tumour(s) involving a major branch of the portal or hepatic vein with direct invasion of adjacent organs (including the diaphragm),
other than the gallbladder or with perforation of visceral peritoneum
N—regional lymph nodes
NX Regional lymph nodes cannot be assessed
N0 No regional lymph node metastasis
N1 Regional lymph node metastasis
M—distant metastasis
M0 No distant metastasis
M1 Distant metastasis
Stage—liver
Stage IA T1a N0 M0
Stage IB T1b N0 M0
Stage II T2 N0 M0
Stage IIIA T3 N0 M0
Stage IIIB T4 N0 M0
Stage IVA Any T N1 M0
Stage IVB Any T Any N M1
Management of early and intermediate HCC B]. Child-Pugh C patients are not suitable for surgical therapy. A
recent meta-analysis demonstrates that the presence of portal
Liver resection (LR), orthotopic liver transplantation (OLT) and
hypertension or Child-Pugh B status might not be an absolute
local destruction methods [radiofrequency ablation (RFA) or
contraindication and provide acceptable results for these cohorts
microwave ablation (MWA)] comprise potentially curative treat-
[52, 53]. Therefore, carefully selected patients with Child-Pugh B
ment modalities for patients with HCC (see Figure 1). Selecting
and/or portal hypertension may be candidates for minor surgical
the appropriate treatment for the individual patient remains dif-
resection [III, A].
ficult and there are no randomised phase III trials comparing the
Compared with open LR, laparoscopic LR results in reduced
efficacy of these three approaches; all evidence is based on cure
intraoperative blood loss, faster postoperative recovery and does
rates in patient series.
not impair oncological outcome [54]. LR in cirrhosis should
The predominant arterial vascularisation of HCC resulted in
preferably be carried out as laparoscopic resection [IV, A].
the application of intra-arterial administration of chemotherapy
Currently, there is no high-level evidence to recommend surgical
(e.g. doxorubicin, cisplatin), embolising material (e.g. coils, gel-
resection in cirrhotic HCC patients with advanced tumour bur-
atin sponge particles) or radioactive particles. These therapies are
den and macrovascular invasion.
generally regarded as palliative treatment options but may pro-
After LR, tumour recurrence can be observed in 50%–70% of
vide complete tumour destruction in well-selected candidates.
cases within 5 years following surgery, which constitutes either
intrahepatic metastases (often within 2 years following surgery)
Liver resection or a new HCC in the remaining cirrhotic liver (occurring more
Single tumours in patients with well-preserved liver function is often beyond 2 years). Even though the vast majority of HCC
the mainstay indication for resection, provided a R0 resection recurrences occur within the liver as a result of subclinical micro-
(excision whose margins are clear of tumour cells) can be carried metastases and vascular invasion from the primary tumour, the
out without causing postoperative liver failure due to insufficient extent of surgical resection [anatomical resection (AR) versus
reserve in the liver remnant. LR requires a detailed preoperative non-anatomical wedge resection (NAR)] is still a subject of on-
work-up with the assessment of liver function and future liver going debate. Theoretically, the systematic removal of the hepatic
remnant volume. The combination of both variables determines segment through an AR is considered to be more effective in
the perioperative risk of liver failure and the associated complica- terms of tumour clearance and eradication of micro-metastases
tions. Child-Pugh A patients without significant portal hyperten- [55]. This, however, is rarely possible in cirrhotic HCC patients
sion are considered good candidates for minor/major LRs [III, for whom tissue-sparing NAR is the procedure of choice to
0 – A Single tumour any size or Resection [III, A] Adequate size and function of SBRT [III, C]
up to 3 nodules 3 cm remnant liver
Preserved liver function Transplantation [III, A] Size 5 cm, number 3 HDR brachytherapy
ECOG PS 0 Thermal ablation [III, A] Size 3 cm, not adjacent to vessels [III, C]
or bile duct SIRT [III, C]
TACE [I, A] Contraindications against resection
and thermal ablation. Bridging
to transplantation
B Multinodular TACE [I, A] Size 5–10 cm, tumour nodules Transplantation [III, A]
Preserved liver function accessible to supra-selective Resection [III, A]
ECOG PS 0 catheterisation Systemic therapy
(after TACE failure/
refractoriness) [I, A]
SIRT (after TACE failure/
refractoriness) [III, C]
C Portal invasion Sorafenib (first-line) [I, A] Child-Pugh A Lenvatinib (first-line) [I, A] Nivolumab (second-
line) [III, B]
Extrahepatic spread Regorafenib Child-Pugh A, tolerability to sorafenib Cabozantinib (second-line) [I, A] Pembrolizumab
Preserved liver function (second-line) [I, A] Ramucirumab (AFPhigh; (second-line) [III, B]
ECOG PS 1–2 second-line) [I, A] SIRT (liver confined,
good liver function,
no systemic therapy
feasible) [III, C]
D End-stage liver function BSC
ECOG PS 3–4
AFPhigh, elevated alpha foetoprotein; BCLC, Barcelona Clinic Liver Cancer; BSC, best supportive care; ECOG, Eastern Cooperative Oncology Group; EMA,
European Medicines Agency; HDR, high dose rate; PS, performance status; SBRT, stereotactic body radiotherapy; SIRT, selective internal radiotherapy; TACE,
transarterial chemoembolisation.
reduce the risk of post-operative liver failure [56]. While some living donor liver transplantation could facilitate the treatment of
groups report superiority of AR, overall conflicting results are these patients [62–64].
reported, and no clear recommendation may be given due to a The low availability of liver allografts, however, is a major limitation
lack of currently available high-level clinical evidence [57, 58]. for OLT, and liver transplant candidates are often confronted with
long waiting times, which may be associated with tumour progression
Orthotopic liver transplantation beyond the Milan criteria. When a waiting time (> 3 months) is
anticipated, patients may be offered resection, local ablation or trans-
Liver transplantation offers the possibility to cure both the tu- arterial chemoembolisation (TACE) in order to minimise the risk of
mour and the underlying liver disease [59]. The Milan criteria tumour progression and to offer a ‘bridge’ to transplant [III, B].
(one lesion < 5 cm; alternatively, up to three lesions, each < 3 cm;
no extrahepatic manifestations; no evidence of macrovascular in- Adjuvant therapies
vasion) are currently the benchmark for the selection of patients Adjuvant therapy is not recommended for HCC patients after OLT,
with HCC for OLT. OLT is recommended for patients that fit the LR or local ablation [I, E]. Mammalian target of rapamycin
Milan criteria, for which < 10% recurrence and 70% 5-year sur- (mTOR) inhibitors are used as immunosuppressant to prevent graft
vival are expected [II, A] [60]. Among several more liberal pro- rejection in liver transplantation (sirolimus) but have failed to im-
posals [up-to-seven criteria, extended Toronto criteria, prove recurrence-free survival in a recently published phase III study
University of California San Francisco (UCSF) criteria], only the [65]. Similarly, sorafenib did not improve median recurrence-free
UCSF criteria (one tumour 6.5 cm, three nodules at most with survival of HCC patients after LR or local ablation [66].
the largest 4.5 cm and total tumour diameter 8 cm) were
prospectively validated and showed similar outcome and, as Thermal tumour ablation
such, may also be considered for OLT in patients with HCC be- Thermal ablation by RFA or MWA may be recommended as
yond Milan criteria [III, B] [60, 61]. The use of marginal grafts or first-line treatment in very early-stage disease (BCLC 0) [II, A]. In
Lenvatinib: Several phase III trials have been conducted to Cabozantinib: Cabozantinib is a MET, VEGFR2, AXL and RET
challenge sorafenib in front line (testing sunitinib, brivanib, erlo- inhibitor approved for thyroid and renal cancer. The CELESTIAL
tinib, linifanib or doxorubicin), but lenvatinib has only recently trial, a randomised, global phase III trial, examined cabozantinib
shown non-inferior clinical efficacy [118]. Lenvatinib is an oral versus placebo in patients with advanced HCC who had been pre-
multikinase inhibitor that targets VEGFR1–3 and fibroblast viously treated with sorafenib [120]. In contrast to regorafenib,
growth factor receptor (FGFR)1–4, among others. Lenvatinib this trial allowed the inclusion of patients that were intolerant to
demonstrated non-inferiority results compared with sorafenib in sorafenib and who had progressive disease on one or two systemic
an open-label, phase III, multicentre, non-inferiority trial involv- therapies. In this trial, 30% of patients presented with macrovascu-
ing patients with advanced HCC (excluding main portal vein in- lar invasion, 78% with extrahepatic spread and 42% with AFP
vasion, clear bile duct invasion and > 50% of tumour to total > 400 ng/dL. Treatment was started at 60 mg/day, and median
liver volume occupancy). The dose was adjusted to body weight. time on treatment was 3.8 months. OS results favoured cabozanti-
The study met its primary endpoint of non-inferiority in OS nib compared with placebo (HR 0.76, 95% CI 0.63–0.92;
[HR 0.92; 95% confidence interval (CI) 0.79–1.06; mOS lenva- P ¼ 0.0049; mOS 10.2 versus 8.0 months). Response rate was 4%
tinib, 13.6 months versus sorafenib, 12.3 months]. Secondary with cabozantinib based upon RECIST v1.1. The most common
endpoints such as PFS, time to progression and ORR (24% versus grade 3/4 AEs with cabozantinib versus placebo were palmar–
9.2% for sorafenib, mRECIST ORR) were significantly better plantar erythrodysesthaesia (17% versus 0%), hypertension (16%
for lenvatinib. Lenvatinib-related most common any-grade AEs versus 2%), increased aspartate aminotransferase (AST) (12%
compared with sorafenib were as follows: hypertension (42% ver- versus 7%), fatigue (10% versus 4%) and diarrhoea (10% versus
sus 30%), diarrhoea (39% versus 45%) and hand–foot skin reac- 2%) and led to 62% dose reductions and 16% treatment
tion (27% versus 52%). Median time on lenvatinib was discontinuation.
5.7 months. Time to worsening in quality of life was similar in
both treatment arms (HR 1.01). These results position lenvatinib Ramucirumab: RAM is a human immunoglobulin G1 (IgG1)
as an option in first-line treatment for advanced HCC, once the monoclonal antibody (mAb) that inhibits ligand activation of
drug is approved by regulatory agencies. No cost-effectiveness VEGFR2. In the phase III REACH trial mOS in the overall popula-
studies comparing both drugs are available. tion was not statistically significant, but a meaningful improvement
was observed in a patient subgroup with baseline AFP 400 ng/
Targeted second-line therapies. Regorafenib is the standard of mL. Based on these data, the REACH-2 phase III trial analysed the
care for patients with advanced HCC who have tolerated sorafe- efficacy of RAM in patients with elevated baseline AFP following
nib but progressed. It is recommended in patients with well- therapy with sorafenib. RAM treatment significantly improved
preserved liver function and ECOG PS 0–1 [I, A]. mOS from 7.3 to 8.5 months (HR 0.710; 95% CI 0.531, 0.949;
Cabozantinib can be considered for patients who had progres- P ¼ 0.0199) and mPFS from 1.6 to 2.8 months (HR 0.452; 95% CI
sive disease on one or two systemic therapies with well-preserved 0.339, 0.603; P < 0.0001) compared with placebo [121]. ORR was
liver function and ECOG PS 0–1, pending EMA approval [I, A]. 4.6% with RAM versus 1.1% with placebo (P ¼ 0.1156) and ORR
Ramucirumab (RAM) can be considered for patients in was 59.9% RAM versus 38.9% with placebo (P ¼ 0.0006). The
second-line treatment with baseline AFP 400 ng/mL, well- safety profile observed in the REACH-2 study was consistent with
preserved liver function and ECOG PS 0–1, pending EMA ap- what has been previously observed, and the only grade 3 AEs
proval [I, A]. occurring at a rate of 5% in the RAM arm were hypertension
(12.2% versus 5.3%) and hyponatremia (5.6% versus 0%).
Regorafenib: Recently, a phase III study comparing regorafenib
(a multikinase inhibitor targeting similar kinases as sorafenib)
Immunotherapies
with placebo in patients progressing despite sorafenib has reported
a benefit in survival (HR 0.62; P < 0.0001, mOS 7.8–10.6 months) Immunotherapy with nivolumab and pembrolizumab can be
[119]. Treatment improved survival in all subgroups of patients. considered in patients who are intolerant to, or have progressed
In this trial, 88% of patients were BCLC C and 12% BCLC B, with under, approved tyrosine kinase inhibitors, pending EMA ap-
all of them tolerant to but progressing on sorafenib. Around 30% proval [III, B]. For a definitive recommendation, it is necessary to
of patients presented with macrovascular invasion: 70% with wait for the results of randomised trials.
extrahepatic spread and 45% with AFP > 400 ng/dL. The response To date, the most promising immunotherapeutic approach has
rate was 10%, based upon mRECIST. Treatment was started at been the use of immune checkpoint inhibitors. Initial results from
160 mg/day (3 weeks on/1 week off). Median time on treatment a small single-arm phase II trial of tremelimumab [a fully human-
was 3.5 months. AEs led to 51% dose reductions and 10% treat- ised IgG2 anti-cytotoxic T-lymphocyte antigen 4 (CTLA-4) anti-
ment discontinuation. Approval of regorafenib as a standard of body] demonstrated a response rate of 17% and time to
care opens the field for third-line therapies. It should be kept in progression of 6.5 months [122]. More recently, a large single-arm
mind, however, that most patients at BCLC B-C stages not candi- phase I/II trial of the fully human IgG4 programmed cell death
dates to standard-of-care therapies (TACE, sorafenib, regorafenib) protein 1 (PD-1) inhibitor nivolumab (CheckMate 040), has been
are generally unsuitable candidates to enter into clinical trials. reported [123]. A total of 262 patients were treated of which 48
RECIST mRECIST
CR Disappearance of all target lesions Disappearance of any intratumoural arterial enhancement in all target
lesions
PR At least a 30% decrease in the sum of diameters of target At least a 30% decrease in the sum of diameters of viable (enhancement
lesions, taking as reference the baseline sum of the diameters in the arterial phase) target lesions, taking as reference the baseline
of target lesions sum of the diameters of target lesions
SD Any cases that do not qualify for either partial response or PD Any cases that do not qualify for either partial response or PD
PD An increase of at least 20% in the sum of the diameters of target An increase of at least 20% in the sum of the diameters of viable (enhanc-
lesions (lymph nodes of 1.5 cm diameter), taking as reference ing) target lesions (lymph nodes of 2 cm diameter), taking as reference
the smallest sum of the diameters of target lesions recorded the smallest sum of the diameters of viable (enhancing) target lesions
since treatment started recorded since treatment started
Development of new ascites Development of new ascites with positive cytology
CR, complete response/remission; HCC, hepatocellular carcinoma; mRECIST, modified Response Criteria in Solid Tumours; PD, progressive disease; PR, par-
tial response; RECIST, Response Criteria in Solid Tumours; SD, stable disease.
were in dose escalation and 214 in dose expansion. The dose of However, we recommend obtaining tissue in all research studies
3 mg/kg every 2 weeks was shown to be tolerable during dose escal- for exploring biomarkers of response.
ation and was used in dose expansion (in which patients were There has been increasing interest in stratified trials driven by
required to be Child-Pugh A and ECOG PS 1). In dose expan- predictive biomarkers, and a number of earlier phase trials are
sion, there were no treatment-related deaths and grade 3/4 AST exploring this strategy in HCC. Investigations into the molecular
and alanine aminotransferase (ALT) increase occurred in 4% and pathology of HCC have identified recurrent mutations of which
2%, respectively. The most common AEs of any grade were fatigue the most common are in the TERT promotor, CTNNB1, TP53
(23%), pruritus (21%) and rash (15%). The ORR was 20% and epigenetic regulators including ARID1A and ARID2 [125].
(RECIST v1.1) and the PFS and 9-month OS were 4.0 months and While these pathways provide a challenge for drug development,
74%, respectively. Expression of programmed death-ligand 1 (PD- less common molecular aberrations are tractable and show
L1) on tumour cell membranes was not found to be predictive. promise. For example, overexpression of FGF19 is found in
Overall, 145 patients in the expansion cohort had received prior 20% of HCCs, and several compounds directed against its re-
sorafenib and, after extended follow-up, the mOS was 15.6 months ceptor FGFR4 are in development, including BLU-554 and
(13.2–18.9). This compares favourably with all of the previously FGF401. Despite the disappointing results of the tivantinib
reported phase III second-line trials in HCC, for which mOS has phase III trial [126], there are ongoing studies enriching for
been between 7.6 and 10.6 months in the experimental arm. On MET pathway activation or MET overexpression with INC280
this basis, the United States Food and Drug Administration (FDA) and MSC2156119J. Activation of the transforming growth factor
granted accelerated approval for the use of nivolumab in patients beta 1 (TGFb1) pathway is associated with a more aggressive sub-
previously treated with sorafenib, on the condition that further tri- class of HCC and is being targeted with galunisertib in combina-
als were required to verify the clinical benefit of nivolumab in tions with sorafenib and nivolumab, although these trials are not
patients with HCC. The first-line phase III trial comparing sorafe- currently enriched for pathway activation. Numerous other tar-
nib with nivolumab, CheckMate 459, is expected to report in 2018 gets are being evaluated including androgen receptor, signal
and, if positive, will position nivolumab as a first-line treatment transducer and activator of transcription 3 (STAT3) inhibitor,
option. histone deacetylase inhibitor (HDACi) and cyclin-dependent
Meanwhile, a phase II trial of the anti-PD-1 antibody pembro- kinase 4/6 (CDK 4/6), but, while personalised therapy holds
lizumab as second-line treatment (KEYNOTE-224) has recently promise for the future, there is insufficient evidence for molecu-
been reported. The 16.3% response rate (RECIST v1.1) and 78% lar stratification at the present time.
6-month OS observed among the 104 patients included is in line
with the results seen with nivolumab. Median time to progression
was 4.9 months (95% CI: 3.9–8.0), mPFS was 4.9 months (95% Follow-up, long-term implications and
CI 3.4–7.2) and mOS was 12.9 months (95% CI 9.7–15.5) [124].
survivorship
Many HCC treatments act by induction of tumour necrosis or
Ongoing research in personalised therapy reduction in vascularity, which is not necessarily accompanied
by tumour shrinkage. Viable tumour should be assessed using
for HCC dynamic CT or MRI studies and should be defined as uptake of
Molecular profiling is not recommended as standard of practice contrast agent in the arterial phase [III, A]. mRECIST are recom-
since it currently has no direct implication for decision making. mended for assessment of response/progression to locoregional
AFP, alpha foetoprotein; ALBI, albumin-bilirubin; BCLC, Barcelona Clinic Liver Cancer; CC, cholangiocarcinoma; CEUS, contrast-enhanced ultrasound; CK19,
cytokeratin 19; CT, computed tomography; DEB, doxorubicin-eluting bead; ECOG, Eastern Cooperative Oncology Group; EMA, European Medicines Agency;
EZH2, enhancer of zeste homologue 2; FDG, fluorodeoxyglucose; H&E, haemotoxylin and eosin; HBV, hepatitis B virus; HCC, hepatocellular carcinoma; HCV,
hepatitis C virus; HDR, high dose rate; HSP70, heat shock protein 70; IHC, immunohistochemistry; LR, liver resection; mRECIST, modified Response Criteria in
Solid Tumours; MRI, magnetic resonance imaging; MWA, microwave ablation; OLT, orthotropic liver transplantation; OS, overall survival; PET, positron emis-
sion tomography; PS; performance status; RECIST, Response Criteria in Solid Tumours; RFA, radiofrequency ablation; SBRT, stereotactic body radiotherapy;
SIRT, selective internal radiotherapy; TACE, trans-arterial chemoembolisation; UCSF, University of California San Francisco; US, ultrasound.
therapies [III, B]. RECIST were primarily designed for the evalu- [131]; however, a higher objective response by mRECIST does
ation of cytotoxic agents. Modifications of RECIST (mRECIST) not correlate with an improved OS in subsequent phase III trials
are available and are based on the measurement of the diameter [118]. In addition, the prospective comparison between
of the viable tumour component of target lesions (Table 5) mRECIST and RECIST in two trials with nintedanib and one
[116]. mRECIST also include guidelines regarding evaluation of trial with regorafenib revealed a very similar outcome, with no
vascular invasion, lymph nodes, effusions and new lesions. In clear advantage of mRECIST [119, 132]. Overall, mRECIST
2011, the first study reported a link between mRECIST, EASL need further prospective validation but may be used in daily
(European Association for the Study of Liver) criteria and OS in clinical practice to consider not only tumour diameters but also
patients treated with TACE in contrast to RECIST v1.1, which lesion viability in therapy decision making [III, B]. There is lim-
was subsequently confirmed and validated [127–130]. In con- ited evidence that OS can be predicted more accurately by
trast to locoregional therapies, the value of mRECIST in the mRECIST than RECIST v1.1 [IV, B].
evaluation of systemic therapy in HCC is not yet established. Response assessment following radioembolisation is
mRECIST were prospectively evaluated in the BRISK trial and challenging and should be carried out by multiple phase MRI
responders had a better OS compared with non-responders or CT at 3–4 months intervals. Imaging carried out early after
Levels of evidence
I Evidence from at least one large randomised, controlled trial of good methodological quality (low potential for bias) or meta-analyses of
well-conducted randomised trials without heterogeneity
II Small randomised trials or large randomised trials with a suspicion of bias (lower methodological quality) or meta-analyses of such trials or of trials
with demonstrated heterogeneity
III Prospective cohort studies
IV Retrospective cohort studies or case–control studies
V Studies without control group, case reports, expert opinions
Grades of recommendation
A Strong evidence for efficacy with a substantial clinical benefit, strongly recommended
B Strong or moderate evidence for efficacy but with a limited clinical benefit, generally recommended
C Insufficient evidence for efficacy or benefit does not outweigh the risk or the disadvantages (AEs, costs, . . .), optional
D Moderate evidence against efficacy or for adverse outcome, generally not recommended
E Strong evidence against efficacy or for adverse outcome, never recommended
a
By permission of the Infectious Diseases Society of America [139].
radioembolisation may show arterial enhancement (both rim Guidelines/ESMO-Guidelines-Methodology. The relevant litera-
and intratumoural) related to post-treatment inflammatory ture has been selected by the expert authors. A summary of
changes and may be erroneously labelled as infiltrative recommendations is shown in Table 6. Levels of evidence and
tumour. These findings usually resolve after 6 months [133]. grades of recommendation have been applied using the system
Prospective radiological–pathological studies have shown that shown in Table 7. Statements without grading were considered
EASL criteria and mRECIST—and not World Health justified standard clinical practice by the experts and the ESMO
Organization (WHO) criteria or RECIST—may capture Faculty. This manuscript has been subjected to an anonymous
responses at 3 months after radioembolisation [134]. peer review process.
In the context of immunotherapy, response evaluation may also
be very challenging as pseudoprogression (transient increase in tu-
mour size and AFP, followed by response) has been described also Disclosure
in HCC [135]. Recent trials with immunotherapies reported re-
AV has received honoraria for talks and advisory boards from
sponse rates of up to 25% by RECIST v1.1, and mRECIST have not
Bayer, Roche, Lilly, Bristol-Myers Squibb, Merck Sharp &
been validated in this setting. Serum tumour markers (such as AFP
Dohme, AstraZeneca, Eisai, Novartis and Ipsen; AC has provided
levels) may be helpful particularly in the case of not easily measur-
consulting and advisory services for Merck Serono, Amgen,
able disease but should not be used as the only determinant for
Servier, Roche, Lilly, Novartis, Takeda and Astellas and has
treatment decisions [IV, B]. Pseudoprogression is incredibly rare
received research support from Roche, Merck Serono, Servier,
but, in the future, immune RECIST (iRECIST) should be discussed
Beigene and Astellas; IC has reported being a member of the ad-
in this context [136].
visory boards of Eli-Lilly, Bristol-Myers Squibb, MSD, Bayer,
In summary, follow-up of patients who underwent radical
Roche, Merck-Serono, Five Prime Therapeutics and Astra-
treatments (resection or RFA) should consist of the clinical evalu-
Zeneca and has received research funding from Eli-Lilly, Janssen-
ation of liver decompensation and the early detection of recur-
Cilag, Sanofi Oncology, Merck-Serono and honorarium from
rence by dynamic CT or MRI studies every 3 months during the
Eli-Lilly; BD has received honoraria or consultation fees from
first year and surveillance every 6 months thereafter [III, A] [66,
Bayer, Bristol-Myers Squibb, MSD, Merck KGaA, Ipsen, Eisai
137, 138]. Patients with recurrence following radical therapies
and Lilly; JL has received consultancy fees from Bayer, Bristol-
may still be candidates for curative therapies. Patients with more
Myers Squibb, Incyte, Lilly, Eisai, Celsion, Glycotest, Ipsen,
advanced stages of HCC who are treated with TACE or systemic
Merck and Exelixis and research support from Incyte, Bayer,
agents (e.g. sorafenib) are evaluated clinically for signs of liver de-
Bristol-Myers Squibb and Eisai; TM has received consulting fees
compensation and for tumour progression by dynamic CT or
from Bristol-Myers Squibb, Bayer, Eisai, Ipsen, Merck, BTG and
MRI every 3 months to guide therapy decisions [III, A].
Beigene; UN has given presentations for Merck, Amgen, Roche,
Grünenthal and Bayer on topics other than HCC; JR has received
consulting fees and research grants from Bayer Healthcare and
Methodology Sirtex Medical; BS has received consulting and/or lecture fees
These Clinical Practice Guidelines were developed in accordance from Adaptimmune, AstraZeneca, Bayer, Bristol-Myers Squibb,
with the ESMO standard operating procedures for Clinical BTG, Onxeo, Sirtex and Terumo; PS has reported being a mem-
Practice Guidelines development http://www.esmo.org/ ber of advisory board and has received grants from Novartis and
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