Argumentation in Discourse - A Socio-Discursive Approach To Argumentation (Theory)
Argumentation in Discourse - A Socio-Discursive Approach To Argumentation (Theory)
Argumentation in Discourse - A Socio-Discursive Approach To Argumentation (Theory)
Scholarship at UWindsor
OSSA Conference Archive OSSA 8
Ruth Amossy, "Argumentation in Discourse: A Socio-discursive approach to arguments" ( June 3, 2009). OSSA Conference Archive.
Paper 1.
http://scholar.uwindsor.ca/ossaarchive/OSSA8/keynotes/1
This Paper is brought to you for free and open access by the Faculty of Arts, Humanities and Social Sciences at Scholarship at UWindsor. It has been
accepted for inclusion in OSSA Conference Archive by an authorized administrator of Scholarship at UWindsor. For more information, please contact
scholarship@uwindsor.ca.
Argumentation in Discourse: A Socio-discursive approach to
arguments
RUTH AMOSSY
H. Glasberg Chair for French Culture
Analyse du Discours, Argumentation, Rhétorique (ADARR)
Tel-Aviv University
Ramat-Aviv
69978 Tel-Aviv
Israel
amossy@attglobal.net
ABSTRACT: Rather than the art of putting forward logically valid arguments leading to Truth,
argumentation is here viewed as the use of verbal means ensuring an agreement on what can be
considered reasonable by a given group, on a more or less controversial matter (Perelman 1958). What
is acceptable and plausible is always co-constructed by subjects engaging in verbal interaction. It is the
dynamism of this exchange, realized not only in natural language, but also in a specific cultural
framework, that has to be accounted for. From this perspective, it is not enough to reconstruct patterns
of reasoning. As logos is by definition both Reason and Language, abstract schemata have to be
examined in their verbal realization in a given situation of discourse. Such an approach to arguments
allows for a “thick” description taking into account their discursive and communicational aspects, as
well as argumentation’s constitutive dialogism and its inscription in a set of common representations,
opinions and beliefs (a doxa). This approach, exemplified by the analysis of a short text on stock
options borrowed from the French newspaper Libération, is an attempt at establishing a dialogue
between disciplines like argumentation theories, rhetorical criticism and discourse analysis.
1. INTRODUCTION
What does an expression like “Argument cultures” actually mean? It may imply that
theories of argumentation are culture-dependent and vary according to national
settings; it can refer to theories of argumentation taking into account argument’s
cultural aspects; it can also draw critical attention to cultures privileging arguments
and polemics. Exploiting the polysemy of the OSSA 2009 conference’s title, I will use
all three meanings for the purposes of my own presentation. I will first locate my
work in a specific academic argument culture, namely the French one, where
argumentation studies have mostly been revived these last decades in the field of
linguistics. In so doing, I will also develop a culture-dependent conception of
argumentation grounded in language considered in its social and institutional
dimensions. On a third level, theoretical principles will be exemplified by polemical
discourse, a central component of what has been called argument culture, although
this notion will here receive a positive twist at odds with its original use by Deborah
Tannen.
1
In the Anglophone world, the closest equivalent to this approach would be Barbara Johnstone’s as
elaborated in her excellent textbook Discourse Analysis, and in the recent collective volume Rhetoric in
detail attempting to integrate DA and rhetorical analysis (Johnstone & Eisenhart 2008). I cannot,
however, discuss here the differences between the two American and French approaches.
2
ARGUMENTATION IN DISCOURSE
In analyzing argumentation from a discursive point of view, one has to take into
account:
2
For a more detailed presentation of French AD, see Maingueneau and Angermüller 2007.
3
RUTH AMOSSY
the time, are all integrated in the text and constitute an integral part of it. This entails
that language is taken not only in its formal, but also in its socio-historical and
institutional dimensions.
To clarify and illustrate these principles, I will take a brief example borrowed
from an article published in the French leftist newspaper Libération by François
Sergent, on March 23, 2009. This text participates in a general polemic about bonuses
and stock options in bailed-out enterprises that took place at that very moment in
France (as well as in other countries, including of course the US).
IMPUDENCE
In the US, it is the AIG bonuses’ affair that aroused unprecedented indignation in a country
rather favorable to economical success. In France, the stock options of the Société Générale’s
four big bosses are rightly causing a scandal. Yes, the bank of Kerviel and of the sub-primes,
managed by those little financial geniuses who just granted themselves a few quickly earned
millions of euros 3 .
Genre of discourse. The “opinion” article (as opposed to the news article) calls
for the development and rational justification of a stance on a controversial matter. It
allows for subjectivity and tolerates polemical discourse, defined as a violent
confrontation of antagonistic theses. However, it generally imposes some limits on its
violence in order to keep the respectability of the paper (especially when the article is
signed by one of its chief editors). In the polemical mode of argumentation, the
Proponent (the journalist) attacks a target, the Opponent—the SG’s executives and all
those who support them or do not properly fight their actions. His aim is to discredit
the Opponent and his stance through a more or less virulent and passionate
denunciation (Kerbrat 1980).
Situation of discourse. On the enunciation level, the speaker, although he does
not use the pronoun “I,” directly addresses an audience that is not designated but can
be reconstructed from the encyclopedic knowledge and from the values presented as
self-evident in the text (Amossy 2006). The partners of the exchange are both situated
in the present time, with a reference to the immediate past. On the level of the
situation of communication, contextual factors have to be clarified. The speaker is the
assistant editor of one of the most important French leftist daily papers, Libération,
publishing articles both in paper form and on its internet site. Pertaining to the French
Left, the speaker is addressing a specific audience generally sharing the same profile,
the readers of Libération, and hopefully a larger audience of French citizens. His
purpose is to denounce a wrong perpetrated by the main four executives of a huge
bank, la Sociéte générale (SG), who thought it appropriate to take stock options after a
government’s bail-out of 1.7 million euros. The article was published on March 21st,
two days after the big street demonstrations and strikes orchestrated by the French
Unions, and one day after Nicolas Sarkozy himself denounced the politics of the bank.
Interdiscourse: The attack launched by the paper is in harmony with the global
fight of the French Left against an unregulated and abusive capitalistic system, a stand
supposed to be shared by the writer and the audience. Moreover, it echoes a more
general popular dissatisfaction with the help provided to banks and big enterprises by
3
Aux Etats-Unis, c’est l’affaire des bonus d’AIG qui a suscité une indignation sans précédent dans un
pays plutôt bien disposé envers la réussite économique. En France, ce sont les stock-options des quatre
grands chefs de la Société générale qui font justement scandale. Oui, la banque de Kerviel et des
subprimes, gérée par ces petits génies de la finance qui viennent de s’octroyer quelques millions
d’euros vite gagnés.
4
ARGUMENTATION IN DISCOURSE
the Sarkozy right wing government, and expresses the citizens’ anger at the
“impudence” of top executives. At the time, the media, the press and multiple blogs
were full of reports about the SG’s stock options, and of accusations directed at the
bank’s executives. The interdiscourse of the article is thus overloaded with reproaches
directed at the system and its shameless beneficiaries, as well as with sharp debates
over the legitimacy of excessive retributions in a period of severe recession, and over
the very principle of top executives’ huge retributions.
The Institutional framework of the discourse. When broaching the issue, the
journalist has to adopt a stance in harmony with the newspaper’s declared ideology
while occupying and reinforcing his position. In the current state of the field (in
Bourdieu’s meaning), with its structured relationships of financial and symbolic
power, the journalist tries to keep a dominant stand not only in relation to right-wing
papers dealing with the same topic, but also among other competing left-wing papers
(like Le Monde or the weekly Le Nouvel Obs). Being the editor of a leftist paper,
Sergent has to appear as a leading figure of the protest against unruly forms of
capitalism and its social abuse, or to find a niche that provides him with some kind of
distinct, authoritative position.
From this perspective, it appears that strong constraints are imposed on the
journalistic discourse. Determined by socio-discursive and institutional forces, spoken
by the social discourse of his time, the writer seems to be left with little room for
individual choice and expression. Although situation and genre of discourse are
components pertaining to the rhetorical tradition, it seems that in their socio-
discursive and institutional version, they contribute to put into question the notion of
agency lying at the heart of classical rhetoric. Instead of a context in which the orator
makes free individual choices, they appear as a set of preexisting elements
conditioning his moves and controlling his “intentions.” They impose a framework in
which the speaking subject is determined by institutional factors and power relations.
Moreover, the text necessarily feeds on interdiscourse—thus echoing the word of the
Other and dissolving the free, intentional subject supposed to be fully mastering his
meanings.
Does it imply, as Bourdieu (1991) would have it, that the speaking subject is
determined by exterior forces and that the power of her speech derives exclusively
from her institutional position? Eventually, this would mean that discourse is devoid
of power and that there can be no rational reasoning or argumentation aiming at
persuasion. Thus Alain Viala (1999), inspired by Bourdieu, claimed that adherence to
a thesis is ideological—social groups spontaneously adhere to stances serving their
interests and defining their identity. In this framework, the notion of adherence of
minds proposed by Perelman as a touchstone of the reasonable threatens to
disintegrate. This apparent incompatibility between external and internal agency can,
however, find at least a partial solution in the framework of an approach focusing on
interaction and co-construction. No doubt, institutional and social constraints frame
and model the argumentative exchange. This exchange is however constructed by
participants who attempt, with the means that are available in a given cultural
framework, to present an opinion or to work out a reasonable answer through
dialogue. When engaging in discourse, they have to make selections and choose
orientations, to defend a point of view and to discuss about common problems.
Despite constraints, or rather within these constraints, the individual speaker exerts
5
RUTH AMOSSY
her capacity to adopt a course of action and to act upon the audience. What is more, as
the origin of the utterance, she necessarily takes responsibility for her saying, whether
deliberately taking a stand or affecting neutrality. Thus, if the power of speech
promoted by humanistic rhetoric should not blind us to the social and institutional
forces constitutive of the speaker’s identity, taking these constraints into consideration
does not allow us to deprive speech of power and to dismiss agency altogether. What
is more, it should not affect a capital issue often obscured by structuralist and post-
structuralist theories: the responsibility of the speaker when using verbal means in a
situated exchange.
In this specific case, the article echoes a protest and circulates a discourse
widely shared not only by the French left, but also by the dominant French
Republican parties, including the Sarkozy government. The journalist is constrained
by his position in a leftist newspaper, by his declared political ideology and by his
French culture—all of which speak through his voice. All the same, he makes some
meaningful choices among the available possibilities. He comforts the protest against
the SG’s stock options on moral grounds, without any economical or legal
considerations. He thus deliberately joins all the discourses aimed at arousing
indignation as a fuel to possible social action (those were the days of the big street
demonstrations against the way the government was dealing with the economic
crisis). The writer bears entire responsibility for the disposition he tries to create in his
audience, as well as for his endeavor to address its moral feelings—indignation
implies a notion of injustice and an outcry against a wrong deliberately carried out by
an active agent. The journalist could, for instance, have chosen to improve the
reader’s analytical capacities or to engage it in more complex economical
considerations about the functions of stock options. He can also decide to what extent
he wants to relate the moral problem to political considerations. The fragment here
analyzed being out of context, I should make it clear that the ultimate purpose of the
article is not simply to arouse angry feelings to be vented in public places, but to call
for deeper government involvement in the affairs of a major bank - public anger, the
journalist claims, will not calm down until a timely governmental intervention
definitely abolishes the privilege of the incriminated executives. Indignant blame is
the basis for a constructive move: it leads to an instigation directed at the Sarkozy
government, an instigation in which the reader of Libération is called upon to join. In
this framework, the journalist as a critic and adviser makes choices of social and
political consequence for which he is fully accountable. A notion of accountability is
thus preserved in a theoretical environment where the concept of intentional subject is
challenged and revisited.
In a context where the conception of arguer is reformulated under new auspices, what
happens to the notion of argument and to the rhetorical process of agreeing on the
reasonable?
The main point here is that argumentation can adopt various shapes obeying
the internal logic of a given exchange. Thus formal arguments can be dissimulated
under the verbal surface in such a way that their reconstruction becomes a costly and
hazardous enterprise. To display underlying argumentative schemes, we sometimes
have to entirely dismember and rebuild the text. Moreover, many rhetoricians have
emphasized that reduction to logical sets of propositions thwarts the argumentative
discourse and overlooks what makes its persuasive force. These lines of criticism
6
ARGUMENTATION IN DISCOURSE
point to the importance of alternative forms of persuasion that can supersede logical
patterns of arguments. On the other hand, when reading and analyzing a text, we
cannot help feeling that reconstructing arguments is important, even if the process is
uncertain (the same text can be differently structured by the reader) and incomplete
(the reconstructed arguments only partly account for the argumentation imbedded in
the text). At the heart of different trends of argumentation theory, including informal
logic, reconstruction of arguments underlying the discursive surface cannot but
provide a crucial insight into the way discourse actually works and communicates.
How is it then possible to reconcile these two orientations—on the one hand,
linguistic analysis mainly looking for discursive procedures at the expenses of formal
arguments, and on the other hand, logical analysis mainly relying on argument’s
reconstruction and evaluation at the expenses of the materiality of the text?
Let us go back to our example and start with linguistic analysis. The polemical
discourse builds up its case by explicit references to violent feelings, as well as by the
use of deprecating terms in the qualification of the target. In order to guarantee the
legitimacy of the emotions called for, the journalist first attributes them to others
rather than to himself and presents them as unanimous in two whole countries, the US
and France. He thus rests his case on a semblance of factuality and a reference to
public opinion. However, the axiological adverb “rightly” clearly expresses his moral
attitude and his identification with the general feeling of indignation and outrage he is
“objectively” evoking. Following the same line of apparent objectivity, “bonuses” and
“stock options” are the grammatical subjects of the verbs and as such the agents
responsible for the emotional turmoil. Only in a second stage are the grammatical
subjects presented as human agents liable to moral condemnation: in order to build its
case, the text discloses step by step the true target of the attack, those through whom
the scandal arrives, until the writer can express the violent feelings they arouse in him
(“Yes, the bank of Kerviel, etc.). The lexical choice of the “four big bosses” instead of
the expected “top executives” presents the latter as a suspect embodiment of power.
They indeed committed an abuse of power by “granting themselves” stock options, a
lexical choice suggesting they made themselves an untimely present out of their own
initiative. Although it is not equivalent to stealing—we are in the domain of legality—
the fact of granting oneself millions denotes the “impudence” that gives the article its
title.
The syntactic and lexical choices that build up the polemical discourse are
complemented by figures and clichés. The executives are ironically called “these little
financial geniuses.” “Petit génie,” a cliché in spoken, familiar French, stands here in
parallel and opposition to “grand chefs,” the big bosses, another cliché borrowed from
colloquial language. Referring to the register of familiar language adds to the
virulence of the tone. “Quickly earned millions” refers to the pejorative cliché of
“easy money” as opposed to money honestly earned by hard work. Eventually, it
launches another oblique attack on capitalist modes of retribution, thus putting into
question the whole system on a moral basis.
In this context, a major function is fulfilled by qualification, here understood
in Perelman’s argumentative meaning. The peculiar management of the preposition
“de”—“of”—presents a specific trader, Kerviel, and a specific activity, speculating
with subprimes, as characterizing and even defining the bank as a whole. Kerviel is a
young trader famous for having lost a fortune to the bank through hazardous
operations which escaped all controls. This formulation assimilates the unruly
speculation of the trader, accused by the SG of having cheated it, with the bank who
did not prevent the fraud. The mention of the subprimes obviously denounces the
7
RUTH AMOSSY
dubious and unfortunate speculations of the SG. The qualifications introduced by “the
bank of” thus imply that the SG is guilty of excessive and unfortunate speculations
that do not become a respectable enterprise. While using these qualifications, the text
calls for the reader’s identification through an elliptic and emphatic clause: “Yes, the
bank of…” and a rhythm expressing violent indignation. Using a variety of discursive
means, the polemical discourse succeeds in representing its target as abusing power,
greedy, incompetent, and irresponsible on the verge of dishonesty. The discourse of
blame—a classical form of epideictic rhetoric - reinforces the communion of all the
participants in the same values - here counter-values like sensible use of power,
prudence, hard work, competence, responsibility, honesty.
If this linguistic analysis accounts for the polemical move, it does not,
however, answer the question: what are the arguments developed to support the
conclusion that the distribution of stock options is morally wrong and outrageous?
We know that emotion is far from being cut off from reason (Walton 1992). The
reader is entitled to look for a logically valid argument supporting the expressed moral
judgment and even the feeling of indignation. Let us recall that moral feelings like
indignation not only have a rational basis (Boudon 1994), but can be argued (Plantin
1998; Micheli 2008).
In this text, however, the formal arguments are not brought to the fore. They
are rather hinted at through discursive elements fulfilling other functions in the
sentence. This allusiveness does not prevent all possibility of reconstruction. Thus, the
degree—though not the ultimate reason—of “unprecedented indignation” is justified
by an argument embedded in the qualification of the US: “a country rather favorable
to economical success.” This is an argument a fortiori: If even a country where
economical success is highly valued does not approve of some form of economical
success, then nobody can approve of it. The implicit, and here most relevant, part of
the argument is, however a topos of quantity (in the terminology of Perelman and
Olbrechts-Tyteca) derived from the implicit comparison between the US and France:
what applies to the more applies to the less, what outrages the US (which is the more)
necessarily outrages France (which is the less). To be properly activated and to get its
full impact, this utterance has to be read against the background of French culture
with its resentment of big fortunes, its social imaginary feeding on the myth of the
French Revolution and its ongoing criticism of American capitalism. Relying on these
cultural premises, the underlying topos is to be reconstructed from the juxtaposition of
the two symmetric utterances dealing with America and with France. This does not, of
course, suffice to provide a reason for the moral judgment, nor does it explain the
reasons justifying the powerful emotions invoked. A clearer case has to be made to
“argue” indignation, a moral feeling based on a strong sense of injustice (the reward
goes to somebody who does not deserve it).
Although present in the text, the tacit argument justifying the attack against the
SG has also to be entirely reconstructed. To put it in enthymematic form: extra-
benefits are distributed when an enterprise is thriving thanks to good financial
management (implicit major premise), the bank has suffered severe losses as a result
of hazardous speculation (alluded to by the qualification of the SG as the bank of
Kerviel and stock options), thus stock options should not be distributed in this bank
(implicit conclusion). The enthymeme, if it still is one, appears as an almost entirely
missing syllogism. The same goes for the just retribution of top executives: stock
options should be a reward for people who make benefits for the enterprise, the
executives lost the enterprise’s money, thus they are not entitled to stock options.
Rather than expressed, this argument is obliquely suggested by the ironic qualification
8
ARGUMENTATION IN DISCOURSE
9
RUTH AMOSSY
verbal constellations even when the discourse does not care to disclose them. The
selected example has shown the gains and losses of translating actual discourse into
argument. Conversely, it displays the problems faced by discourse analysis when it
refuses to conform to any pattern of arguments. In the first case, we stick to formal
arguments and thus lose all that goes beyond abstract schemes, e.g. the main body of
the exchange and its intended impact. Obsessed by the rational, we do not perceive
the verbal co-construction of the reasonable. In the second case, we pay no attention
whatsoever to patterns of arguments and thus lose underlying modes of reasoning
contributing to the modeling of opinions and attitudes. Moreover, we cannot see how
the peculiar treatment of arguments, the way they are scattered, dismembered,
deconstructed and often indirectly reconstructed in the text, is in itself meaningful.
6. CONCLUSION
10
ARGUMENTATION IN DISCOURSE
Last but not least, argumentation in discourse illuminates the social and
institutional constraints put on the verbal exchange by the rules of the genre and of the
field. It shows how the speaker’s discourse necessarily echoes the discourse of the
other and the rumour of the time. By showing the constitutive nature of interdiscourse
as well as of cultural norms and institutional constituents, it promotes a conception of
the speaking subject quite different from those developed by argumentation theories
and traditional rhetoric. If this perspective puts into question the agency of the
speaker, it is not to dismiss it, but rather to re-elaborate it in an interactional
framework where the speaker is both determined by numerous factors, and bound in
the limits of these constraints to exert his capacity of choice, if not to adopt a stance.
The notions of responsibility and of accountability are thus preserved in a framework
where the weight of cultural and socio-institutional rules is acknowledged.
As a whole, the approach advocated by “argumentation in discourse” is an
attempt at revisiting the complex relationships between argumentation theories,
rhetoric and discourse analysis, and at solving, at least partially, the tensions and
contradictions keeping them apart. Hopefully, it goes in its own way along the lines of
the recent opening of informal logic to new disciplines as expressed in the paper of
Ralph H. Johnson at the Argument Cultures Conference, and in the very subject
chosen for this 2009 conference.
REFERENCES
11
RUTH AMOSSY
12