The National Interest: Chapter Four
The National Interest: Chapter Four
The National Interest: Chapter Four
National interest is not only the key concept in foreign policy but also is a
guide to the foreign policy formulation. The history of the concept of national
interest dates back to the time when the evolution of the modem state system took
environment. But the idea of separateness, of differentness from others, and the
consequent idea of preserving and protecting one's values against others, goes
back to antiquity. The word "interest" derives from the Latin, meaning "it
or thing."2
ends for which the nation acts.3 National interest shows the aspirations of the
state, it can be used also operationally, in application to the actual policies and
rationalise or criticise. Above all, all statesmen are governed by their respective
national interest. 4 Whenever a treaty or summit takes place, the statesmen keep
1
Charles A. Beard, The Idea ofNational Interest: An Analytical Study ofAmerican Foreign Policy
(New York, 1934), p. 20; see also James N. Rosenau, "National Interest", in David L. Sills, ed.,
International Encyclopaedia of the Social Sciences (New York, 1968), vol. 11, pp. 33-39.
2
Beard, Ibid, p. 21.
3
Joseph Frankel, Internntional Relations in a Changing World (Oxford, 1979), p. 85.
4
Ibid, p. 86.
121
their national interest hung round the neg. If a statesmen agrees to concessions or
preferential treatment, he does so only when he is convinced that this brings some
potential market. So this favourable treatment of China, secured not only trade
openings but also friendship. Wh~n China was admitted in the United Nations
The crux of the concept as advanced in the post-war years, was that in a
world in which states are "the major units of political life, which command the
supreme loyalty and affection of great mass of individuals."5 Statesmen who are
responsible for and to their separate publics, and who operate in an uncertain and
threatening milieu, have little choice but to put the interests of their own entity
above those of others or those of the international system. National interest, thus
became a synonym for national egoism. One could not rely on others, nor could
one rely on international institutions and processes to protect one's key values.
See what happened in the inter-war period, despite international institutions, such
as- international law, international organisation and international trade, had been
countries. Even these international institutions are acted upon to meet the national
5
Robert E. Osgood, Ideals and Self-Interest in America's Foreign Relations (Chicago, 1953), p.l 0.
122
interest of those powerful and influential countries. The values and interests of a
country is national in scope and the protection is necessary which can be done
Robert Osgood was absolutely correct in placing the national survival or self-
preservation at the head of the list, because everything else would clearly depend
Charles Beard was of tlte opinion that territory and commerce are
unit ...... in its identity" as the irreducible minimum of a state's interest vis-a-vis
other units, encompassing in this the integrity of a state's territory, its political
What the nation is concern about?. The prime concern of the nation may be
security of the nation and its people and protecting the values and cultures. It is
6
Ibid, p. 4.
7
Ibid, p. 5.
8
Ibid, pp. 5-6.
9
Beard, n. I, p. 26.
10
Hans J. Morganthau, "Another Great Debate: The National Interest of the United States," The
American Political Science Review (Washington), December 1952, p. 973.
123
often believed that there is an irreducible core of national interest for any state at
any given time. This called the vital interest of a nation. The vital interest is that it
war immediately or ultimately in order to safeguard that interest. The vital interest
Hence, it is also supposed to be primary to which all other aspects of the national
interest remain subordinated. The vital character of national interest invariably has
an emotional appeal to the people. Such vital interests include for all states, as a
integrity.
Tne vitai aspect of nationai interest chang~:; under the impact of vcui.ous
factors. Sometimes, a change in the values of the leadership or people brings about
a change in the concept of the vital national interest. Sometimes an interest, which
may not have any intrinsic importance, may become vital if it assumes symbolic
value or if it involves the question of national prestige. For example, Soviet Union
intervention in Yugoslavia, was regarded by the Soviet Union as necessary for the
protection of its vital interest. The US intervention in Vietnam was regarded by the
Unites States as necessary for the protection of its vital interests. Since the Second
World War, the economic, psychological, and ideological aspect had been gaining
124
interests and by perceptions of common threat. The relations among countries ruled
all major policy decisions were made by party leaders who maintained continuous
liaison through separate party channels. It was through these channels that
communist states co-ordinate their common foreign policy positions, their trade
policies, and even their educational systems, which stress communist values based
national and international events, there were rarely actual contradictions witt'i
Soviet Union long before other socialist states came into being at the end of the
Second World War. The Primacy of the Soviet Union, as the only power able to
withstand the pressures emanating from the hostile 'imperialist" environment, was
recognised by all communist parties, whose sacred duty was to protect and advance
Soviet interests, assumed to be in the interest of all, a sine qua non for survival and
success of the communist cause. This assumption had been the very core of Soviet
foreign policy, if not always shared to the same extent by leaders of other socialist
states.
Since the World War II, the world was polarised into two camps: socialist,
125
comprising those ruled by communist parties, and non-socialist, which
encompassed the rest. The prominent characteristic of the socialist was that they
had all undergone a socialist revolution in which the old capitalist ruling classes
formed a "socialist camp" by the mid-1950s, these states in their foreign policies
had one common interest: they opposed "imperialism" and favour national
liberation movements struggling against it. Ideally, in Soviet theory-and for a while
in actual practice- it was the Central Committee of the CPSU that was called upon
to provide members of the socialist camp, as they conducted their relations with the
. of action were formed in the Comintern period. 11 It was founded on the common
was in fact identical with the process leading to the removal of national
I
contradictions. And anything that hinders and checks the elimination of such
11
Heinz Timmennann, The Decline of the World Communist Movement (Boulder and London,
1987), p. 2.
126
of national narrow-mindedness. Nationalism means insistence on the national
The Soviet Union became the symbol of all hope for a revolutionary future,
and the defence of the Soviet land became the duty of every Communist. The
member pa.rties of the Comintem copied the Soviet model in all details-
by Stalin. Upholding the Soviet foreign policy and national interest became an
maxim of 1927:
Loyalty to the Soviet Union was the touchstone for the loyalty to
proletarian internationalism. Under Stalin, the CPSU succeeded in passing off the
idea that the national interests of Soviet Union was good to the health of the world
communism. CPSU demanded that every communist party should place the
12
Kiro Hadzi Vasilev," Internationalism and the Unity of Socialist Forces, Socialist Thought and
Practice (Beograd), no. 4, December 1961, p. 17.
13
Josef Stalin, Selected Works (East Berlin, 1952), vol. 10, p. 45.
127
interests of the entire movement above its own particular interests. Thus Soviet
interests were given priority and made any criticism impossible. All criticism was
outlawed and suffocated, every change of the CPSU line had to be followed
without reservation.
Until the cleavage set in the communist movement, the communist parties
supported Soviet interests with the tacit assumption that they were not serving the
interests of an ordinary state, but rather the bulwark of the revolution, encircled by
imperialism and threatened in its existence. Defence of the Soviet Union and the
socialist camp thus served their own interests as revolutionary parties, since the
USSR represented both a base for future revolutions and at the same time a symbol
that they too had chance to defeat the bourgeoisie with their own force.
'fhe hold over the communist parties changed when the 20:.': Party Congress
abandoned the thesis of capitalist encirclement of the Soviet Union in favour of the
idea that world capitalism had entered into a new third stage in its general crisis,
while the international socialist camp was exerting .an ever greater influence on
events in the world. Khrushchev who not only repudiated Stalin's emasculation of
strategy to shifting the world balance of power toward socialism. 14 The 20th Party
Congress was based on the conviction that "there can be no serious conflict
between the interests of Soviet power and the interests of world revolutionary
14
Timmermann, n. II, p. 37.
128
expansion by independent communist states and movements." 15 Khrushchev
power or not.
proofs came in the Polish·and Hungarian crises of 1956, the second break with the
League of Yugoslav communist in 1,957, the conflict with the Chinese communists
which broke into the open in 1960, and finally the divergences with the Italian
party. The Stalin-Tito rift in 1948 had already made it clear that a common
Marxist-Leninist ideology was not suited to bridging over differences about the
national conditions and interests of the individual parties. On the contrary, when
the argument between Moscow and Beijing. China felt that Soviet Union was
Soviet interests. communist parties believed that their party line served Soviet
Union. And national identity was the core of· the individual in China. And in
carrying the revolution beyond the bourgeois phase, Maoism was actuated not
15
lbid.
16
Benjamin I. Schwartz, Communism and China (Bombay, 1968), p. 36.
129
merely by ideological commitments but also by a vital national interest. It was
determined to turn China into an integrated and modem nation. This was the seed
And the differences started growing by leaps and bounds in all possible
way and the old rifts of national expansion had come more emphatic and
(especially after the 20th Party Congress of the CPSU), but were striving to
dominate each other and the world. As result, they had conflicting national
interests emerging out of common interests. Marx and Lenin did not foresee that
communist countries would succumb to the bacillus of nationalism, and that this
message that the international communist unity had been shattered the unified bloc
solidarity had been broken by the powerful forces of nationalism. Thus the Marxist
The Lenin centenary theses of the CPSU' s CC put the same idea in another
way proclaiming that neither nationalism in any of its forms nor national nihilism
nationalist and Imperialist aims," said the Russian opposition writer and historian
17
Ernst Kux, 'Revolution in Eastern Europe -Revolution in the West?, vol. 40, Problems of
Communism (Washington), May-June, 1991, p. 10; and Issac Deutscher, Ironies of History,
(London, 1966), p.l 08.
130
Andrey Amalrik reflected in his famous essay on the possibility of war between
Russia and China coming in respect to the conflict to the following conclusion:
the process. The same socio-economic system could not save communist countries
from disagreement and contradiction as was once held. The ruling Parties were no
difficult to conceal the national consciousness and national pride in the socialist
Each nation has its own national interest connected with peculiarities of its
every socialist state may have its own national interest pertinent to its history,
tasks without regard for the specific nature of their refractio~ through the prism of
the national consciousness of socialist peoples can harm the cause of unity of the
fraternal countries.
18
Andrey A. Amalrik, Will the Soviet Union Survive Unti/1984? (New York, 1970), pp. 45and 49;
see also The New York Times, February 19, 1970.
131
Mutual accusation took priority during their conflictual period. The Chinese
described the Soviet leadership as sunk in the mire of bourgeois national egoism.
Dean Rusk said, in his statement outlining ten elements in American policy
toward communist China, before a dosed session of the Sub-Committee on the Far
East and the Pacific of the House of Representatives' Foreign Affairs Committee:
The essential nature of this conflict ... has, if anything, intensified and
widened. Its Russo-Chinese national aspects have become more
conspicuous. 19
University, former Assistant Secretary of State for Far Eastern Affairs, declared at
My feeling is that the Chinese communist price for healing the breach will
be too high for the Soviets to pay. In the first place, the Chinese will
undoubtedly insist on a very large share of the leadership of the bloc and a
very large place for Chinese national interests, as opposed to Russian
national interests, in deciding on bloc policy-in both cases probably too
large a share. 20
The Chinese had a deep national pride and long and bitter resentments of
the Occident that made the acceptance of Russian domination extremely
distasteful to them. Two such huge and different nations, even though
joined by the same communist faith, did not necessarily have mutually
compatible national interests. 21
19
The New York Times, Aprill7, 1966.
20
Sino-Soviet Conflict Report.and Hearings: Subcommittee on the Far East and the Pacific
Committee on Foreign Affairs, House of Representatives (Washington, D.C., 1965), p. 3.
21
Edwin 0. Reischauer, Beyond Vietnam: The United States and Asia (New York, 1967), p. 62.
132
Prince Norodom Sihanouk, the former Cambodian head of state, said in an
address to a young socialist rally that there was a white communism and yellow
communism, and they would collide when their nationalist interest diverge. 22
Edgar Snow said in his book, after interviewing Chinese communist leaders
What recent years have revealed is that nationalism inside the communist
system of states threatens to be at least as powerful a factor as the bonds of
class solidarity . which socialist power would theoretically make
unbreakabie. 24
The true nature of the conflict was confirmed by Tito that the differences
broadest sense, each with a strong sense of self-identity, or that they were states
which thought in terms of national. interest. One can hardly deny the presence of
was indeed virulent in intensity and its beginning could already be clearly
discerned in the Yenan period. The relations between Soviet Union and China,
22
U.S. News and World Report, June 22, 1970.
23
New York Herald Tribune. April9, 1962.
24
Edgar Snow, Red China Today: The Other Side of the River, (London, 1970), p. 101.
25
The New York Mirror, August 14, 1962, p. 18.
133
whole period after the final showdown in the Ussuri river could be adequately
regime.
which those nations hold in common. 26The degree to which common interests exist
between two nations depends upon the nature of general international relations and
the particular policies of the states in question at a particular point of time. The
range of common interest between Soviet Union and China in 1949-1956 was
certainly greater than in the following periods. Equally the common interest
between the Soviet Union and the United States in 1944 was certainly greater than
what it was in 1953. Thus, the identical interest or common interest is not always
borne in mind that the area of commonness is always subject to change. Therefore,
it should never be presumed that any existing state of affairs would continue in
future or for any definite period of time. The Treaty of Friendship and Alliance in
1950 between Soviet Union and China did not last long, albeit their ideological
affinity. The Russo-Gennan Pact signed in 1939 lasted only up to June 1941 when
Hitler invaded Russia. This is so because that nations tend towards keeping their
26
Morgenthau, "Alliances in Theory and Practice", in Arnold Wolfers, ed., Alliance Policy in The
Cold War (Baltimore, 1959), pp. 188- 191; Hans J. Morgenthau, In Defence of the National
Interest, (Chicago, 1950), p. 146.
134
agreements only as long as their doing so is considered helpful in the furtherance
of their national interest. The reason why the area of common interests undergoes
change is the fact that relations of states are neither simple nor static. It is almost
impossible to find out a case of two nations whose interests are completely
incompatible or identical. At any given time, two states are likely to have a number
Complementary Interest
identical, at least are capable of forming the basis of agreement on specific issues?7
Soviet Union was against United States influence in Europe and China was against
the Atlantic Ocean off the Iberian peninsula, while Portugal had an interest in
Conflicting Interest
more countries. In the initial period, the relationship between Soviet Union and
China was one of more amicable and their national interests were one of more
identical and complementary than conflicting one. But in the second half of 1950s,
27
Jbid, p. 146; and The Impasse ofAmerican Foreign Policy (Chicago, 1962), p. 173.
135
common or complementary interests. 28 The same thing might be said about the
interests. Of course, with the passage of time the number of common and opposed
National interest is also defined as that which states seek to protect or achieve in
relation to each other. 301t covers desires on the part of sovereign state and these
desires vary enormously from state to state and from time to time. And more so
ever, it is interesting to find out how national interest played its part in the Soviet-
After the death of Lenin in 1924 and Sun Yat-sen in 1925, the CCP and the
KMT began to go their separate ways. At the same time, the policy differences
began to develop between the CCP and Stalin. For Stalin, the CCP was but a pawn
· to be used to keep China weak, divided, and out of the control of other great
powers (e.g., Britain in the 1920s, Japan in the 1930s, and the United States in the
1940s). To achieve this goal, Stalin had deeply involved himself in Chinese
28
Hans J. Morgenthau, The Restoration ofAmerican Politics (Chicago, 1964), p. 198, 203.
29
Raymond Aron, trs., Richard Howard and Anneite Baker Fox, Peace and War: A Theory of
International Relations (New York, 1967), p. 89; see also Rosenau, n. 1, p. 34.
30
See Veron Van Dyke, International Politics (New York, 1957).
136
domestic politics from the 1920s onwards keeping in mind the Soviet national
interests which were vital for the security of the newly born communist nation. 31
During the 1920s, Stalin played with three sides in China. He recognised
. .
the official government in Beijing, but rendered assistance to its challenger, Chiang
Kai-shek.
for the strategy of Communist revolution in China, Stalin tried to apply Marxist
doctrine. He assigned the leading role to the urban workers, which led to disastrous
consequences for the CCP. During second half of 1930s, Stalin was wrapped up
with the threat of Nazi Germany. His main goal in Asia was to direct Japan's
expansionist drive toward China and away from Siberia. His China policy
interests in order to promote Soviet national interests. Thus, the Xian Incident of
December 1936 was solved in a way to unite China against Japan, and a neutrality
treaty was signed between Japan and the Soviet Union iii 1941. These moves saved
Siberia from Japan, In the mean time, Xinjiang, under the leadership of Sheng
After the Second World War, Stalin imposed communism in the Eastern
European countries one after the another. But in the case of China, he was
31
For Stalin's China Policy, see Conard Brandt, Stalin's Failure in China (Cambridge, MA, 1958);
see also Stephen Unalley, Jr., A History of the Chinese Communist Party (Stanford, 1988).
137
revolution. For instance, in Xinjianng he helped to establish the so-called Eastern
demanded that the Nationalist government cede the mining rights in Xinjiang for
fifty years, Finally, when the communist troops were approaching Xinjiang, the
Xinjiang independent on the model· of Outer Mongolia and said, "if you will do
this, we will order the Chinese Communists no to continue their advance into
Xinjiang."32 Basically, Stalin preferred weak China against a strong China so that
it was dependent on Soviet Union. At the same time he was for giving China as
little aid as possible to keep her under control and satisfied. Not only that, but also
it would give Stalin a greater and more spacious room to intervene in the internal
matters of CCP to decide the political course of China. However, Mao was quick
did have identical interests, especially aftermath of the World War II. When
was in its infancy, and neutrality was a luxury word for small stat~s on the
geostrategic periphery. China's size and location made it the focus of superpower
32
Allen S. Whiting and General Sheng Shih-tsai, Sinkiang: Pawn or Pivot? (East Lansing, Ml,
1958), p. 117.
138
foreign help. Mao Tse-tung announced in 1949 that China "must lean either to the
side of imperialism or to the side of socialism. Sitting on the fence will not do, nor
is there a third road." 33 In 1949, Mao did infact leaned on Soviet side in the cold
war, despite its alliance between the CCP and the Soviet Union was quite
This was done in keeping its national interests strictly. At the outset, the
need for security against the United States was the raison d'l\etre for the tilt,
because the Americans were aiding the KMT in the civil war. Secondly the CCP ·
was a new and unstable which needed a walking stick for its every step in the
international arena. This could only be done by Soviet Union because of its
affinity of ideological factor. China was against the United States effort to
revolution with the help of KMT. In the wake of the Korean War, it was also
essential to Chinese defence against the Unites States and its task of national
reconstruction.
During this period, say, after the triumph of Chinese Communism (1949)
and the death of Stalin (1953), most of Soviet-Chinese national interests were
were; against the re-emergence of a strong Japan - Stalin and Mao were convinced
33
Selected Works of Mao Tse-tung (Peking, 1961), vol. 4, p. 415.
34
Chi Su, "The Strategic Triangle and China's Soviet Policy," in RobertS. Ross and Herbert J.
Ellision, eds., China, The United States and the Soviet Union: Tripo/airty and Policy Making in the
Cold War (Annonk, New York, 1993), p. 42.
139
that as soon as Japan regained its strength, it would seek to reclaim the territories
China and Soviet Union had stripped from it at the end of World War II35 , against
the American take-over of North Korea, defence against attack from the United
States and against thermonuclear war with the United States. And the positive
phase of the identical interests of Soviet Union and China were; striving for mutual
means of communist influence throughout the world, for end of the colonial era
against the Unites States influence in Europe. It had desired to control the regimes
abroad, especially East European countries. And wanted to control over Chinese
resources and over political direction of China. Protection form any possible attack
from the rear (Sino-Soviet border) so as not to be engaged on too many fronts
simultaneously.
against United States influence in Taiwan. Its desire to control land abroad,
especially Taiwan and Vietnam and to get large amounts of Soviet industrial aid
for rapid economic development to build support at home and as a basis for
military modemisation.36
15
Andrew J. Nathan and RobertS. Ross, The Great Wall and the Empty Fortress: China's Search
for Security (New York, 1997}, p. 38.
16
Ibid, p. 37.
140
interests too. Soviet Union wanted to wield direct control of China, especially
Xinjiang (Sinkiang) and Manchuria, but China sought freedom from such control,
i.e., territorial and political integrity. Moreover, China was prohibited to allow
Eastern Railroad (CER) was strongly objected by China, but rather, wanted to
reimpose exclusive Chinese control over the Chinese Eastern Railroad. Each one
was against the domination ofNorth Korea. Moscow wanted to retain its colonial-
era controls over Chinese territory; Beijing tried to eliminate the vestiges of
\ .
colonialism. 38The Chinese desire for the removal of Soviet base at Dairen with end
of Korean War was against the interests of Soviet Far Eastern warm water port on
took a back seat. The conflicting interests were soaring high in Soviet-Chinese
agenda, although certain conflicting Interests had been removed, especially the ·
direct control Manchuria and Xinjiang was dropped in 1954. Soviet Union was
37
Ibid, p. 38
38
Ibid.
39
Ibid.
141
against the Chinese domination of Vietnam and China was against the Soviet
Union domination of Vietnam. Out of fear of Russia, China had mixed feelings
towards communist regimes in Asia that either lean towards the Soviet Union or
seek to balance between Peking and Moscow. For example, that Hanoi was
elsewhere in Southeast Asia. With regard to North Korea, Peking had already
warned about "fence- sitters" who did not sufficiently condemn revisionism.
Asia. 40
for the Stalin's ideological authority be kept high was neglected. The peaceful
between socialism and capitalism/ imperialism. China wanted to keep the United
States as enemy number one. China did not favour the peaceful means of
transition to communism, but rather through violent means. Soviet Union was
40
Donald Zagoria, "Averting Moscow-Peking Rapprochement: A Proposal for US Foreign Policy",
Pacific Community(Tokyo), vol. 8, no. I, October 1976, p. 129.
142
against even small war with United States in order to stop any nuclear escalation
was viewed suspiciously (e.g., Vietnam). The localised wars would check the
American pr~sence and influence in East and South East Asia. The Chinese
Soviet-Chinese relations, because it was against the interest of the Soviet Union.
It was seen an action of mustering strength to shackle the clutches of Soviet Party
the legitimate centre of the world communist movement was a really severe
conflicting interest for the Soviet Union. China wanted to impose Mao's ideology
Eisenhower at Camp David, Khrushchev warned Mao against testing the capitalist
countries with force. He advised China to use "peaceful measures" to unify Taiwan
was the Chinese vital interest. The unwillingness to confront United States in
supporting Chinese irredenta policy over Taiwan irritated Chinese, rather it wanted
conflicting interest was that Moscow was not willing to side with Beijing in the
I
41
Su, n. 34, p. 43.
42
Quoted in Steven M. Goldstein, "The Sino-Soviet Alliance, 1937-1962: Ideology and Unity," in
Harry Harding, ed., Patterns of Co-operation in the Foreign Relations of Modern China.
143
helped India in the Sino-Indian war. As differences widened in alarming pace, the
identical interests of Soviet Union and China, which was high during the Stalin
period had fallen sharply. Consequently, the conflicting national interest rose
alarmingly.
During Brezhnev era, the relation between Soviet Union and China was one
of strong estrangement. The treaty of friendship, co-operation did not last long. The
national interest of each country was more opposite to each other than the any
complementary interests and their precipitation into the list of conflicting interests.
Soviet Union and China viewed each other a big threat to its existence and
regarded as number one enemy and threat to their security43 • As a result, security
National security can easily be said the vital interest of a country. The
to war. The national security of a nation is very basic that it is often regarded as
security one which is so vital for a nation that it is normally willing to go to war
which is a vital interest on which all other hopes and aspirations of country revolve
43
See Robert Sutter, Chinese Foreign Policy After the Cultural Revolution, 1966-1977, (Boulder,
1978).
144
round. It is axiomatic m international politics that nation-states have neither
permanent enemies nor friends but only permanent interests. The permanent
interest of any country in any given situation is security interest of a nation. The
formula of national interest had become almost synonymous with the formula of
national security because of the impact of cold war and threats of external
aggression.
This proved when the fierce competition of China with Soviet Union,
revisionism, the challenge of the world communist leadership made Soviet leaders
think China a growing military threat to the survival of Soviet Union. The Great
Leap Forward and the Cultural Revolution were the mechanisms adopted for its
The detente with West by Soviet Union was too a great concern to China
and it looked Soviet union very suspiciously. The detente .with the US really placed
China in a tight corner as these two super power countries moved in closer to avoid
the catastrophic nuclear war and to limit the arms expenditure. Both superpower
wanted to give a lease of life for the·humanity as a whole. The Ninth Congress of
the Communist Party of China (1969) gave a call to fight untidily against both
Western imperialism and social imperialism. The two-front war diverted Chinese
finding itself on the brink of confrontation with both superpowers at once, was
145
obliged to calculate its national interest very carefully. 44 Chinese policy was
marked by a desire to improve relations with all countries not aligned or friendly
with the Soviet Union after the clashes on the border. Fortunately, many
Chinese border war and the ensuing Soviet threat to launch a preventive attack on
Chinese nuclear 'installations in Gansu and a limited ground attack into industrial
threat. The fact that China joined the imperialist camp and initiated the "strategic
Throughout the 1970s, the Soviet Union tremendously increased the numbers of
Soviet troops and deployed its most sophisticated nuclear and conventional
weaponry along the Sino-Soviet border. By the end of the decade, China faced
missiles, and the Soviet Backfire bomber. 45 At a minimum, Moscow was intent on
coercing China to accommodate itself to Soviet interests. But China was unwilling
44
Lowell Dittmer, "China and Russia: New Beginnings", in Samuel S. Kim, ed., China and the
World: Chinese Foreign Relations in the Post-Cold War Era (Boulder, 1994), p. 95.
45
See Harry Gelman, The Soviet Far East Build up and Soviet Risk Taking Against China (Santa
Monica, CA, 1982); see also Richard H. Solomon and Masataka Kosaka, eds., The Soviet Far East
Military Build up: Nuclear Dilemmas and Asian Security (Dover, Mass, 1986).
146
to succumb to Soviet line of interest. China scaled down its support for the
Vietnam war to accommodate United States. The- point is that the Chinese
entirely. Following this 'deradicalisation', China could chart its course according
countries, for example, in order to gain entree into the international market system.
The opening to the West projected Chinese foreign policy into a period of global
normal diplomatic relations with over a hundred countries, replacing Taiwan in the
United Nations.
Witnessing the new alliance of China with the United States and the
continued efforts to have a good relations with Japan, Soviet Union saw the
Chinese' threat to its security 'interest of the nation. To diffuse these situations,
efforts to "encircle China'"'6 • The Soviet Union expanded its spheres of influence
through economic and military aid to other third world nations to shield its national
interest. The United States and the West and China saw the growing influence of
Soviet Union in most of the countries brought geo-political importance in the arena
of international politics.
using economic and military aid to lure Hanoi to its side in the Sino-Soviet
46
Nathan and Ross, n. 35, p. 45.
147
conflict. This strategy not only paid off successfully, but also the Vietnamese
Indochina. Soviet access to bases at Cam Ranh Bay and Danang enhanced
Moscow's ability to project naval and air power into the Indian Ocean and the
· South China Sea. The Soviet's strong presence in the sea of Okhotsk, sea of Japan,
and the strait of Malacca was a strong security threat to Chinese national interests.
operation with India in 1971. Later that same year the Indian army ·assisted the
nation of Bangladesh and weakened one of China's few allies and its lone foothold
in South Asia. The Soviet Union invaded Afghanistan in 1979 to prevent the
significance to China derived from its lengthy borders with Pakistan and Iran, two
states China valued as bulwarks against ~oviet expansion. China believed that
Moscow's move into Afghanistan was part of the historical Russian push toward
encirclement. China sought good relations with Soviet neighbours stretching from
Japan through Pakistan, Mghanistan, and Iran, to Eastern and Western Europe47 • In
1972, China normalised its relations with Japan and in 1978, it signed a peace
47
Zagoria, n. 40, pp. 123-35.
148
treaty. China tacitly backed the United States-Japan security alliance while
\
supported Japan's claim of Kurile Islands (territorial dispute with Moscow). China
feared that Soviet dominance in the Middle East would facilitate its victory over
the West.. Should Iran align with the USSR, it could provide the Soviet navy easy
'
access to the Persian Gulf, jeopardising the West's access to Middle East oil. China
also sought to strengthen its ties with many of the most conservative regimes in
West Asia such as Iran and Saudi Arabia that the US had also long supported.
Indeed, China liked nothing better than to receive CENT0. 48 China developed
close relation with the shah of Iran. Chinese policy toward Africa and Latin
The national security issue was gradually brought under control without
unduly alarming such third parties as the Unites States, by the advent of Deng
conflict disappeared when China became more 'revisionist' than the Soviet Union.
In May 1982, not long before he died, Leonid Bergen proclaimed Moscow's desire
\
to improve relations with Beijing. He hoped to weaken China's position with the
United States just as the Reagan administration increased its military pressure on
the Soviet Union and challenged PRC Interests in Taiwan. China also took
initiative to settle the outstanding issues between the two countries and improve
bilateral relations. 49
48
Ibid.
49
Tong Yixin, "China and the Soviet Union Start Negotiations on Mutual Relations", Zhongguo
baike nianjian (Chinese encyclopaedia yearbook, 1980), (Beijing, 1980), p. 268.
149
National Interest in Gorbachev Era
The PRC's diplomacy toward the Soviet Union during the Andropov and
Chemenko interregnums between 1982 and 1985 was low-key, methodical, and
totally consistent with the trend set in 1979. Gorbachev's succession to power gave
a new impetus to that process of eradicating those interests which are detrimental
to their relations through his 'ne'-': thinking'. China demanded that the Soviet
Union overcome what they called "three obstacles". China considered these three
obstacles were highly detrimental to its national interests and asked for the removal
of the same. The demanding situation for the USSR was that it was involved in the
fierce competition of arms race with the West, which ate the major portion of the
economy of the Soviet Union. As a result, the Soviet economy looked thin and
feebie. The prime interest of the nation was to make the economy stable and viable.
In order to make the economy stable, the country needed to have good relations
with China and to liquidate his predecessors' bad overseas investments in the form
theoretically possible was that the virulence of their bilateral conflicting interest
was slowly and steadily dissipating. Many of the original issues over which they
had fought so bitterly in the past-such as which nation followed true Leninist- and
which had left a legacy of mistrust, appear in retrospect much less significant and
even trivial. And although the accumulated hostility still affected attitudes and
judgements of both leaderships, they knew that they should deal with the new
realities keeping in mind the national interests. The facts that they were aware that
150
maintaining the conflict at a high-pitched level strains both countries' resources,
played havoc with their national interests. 50 This realisation marked an era of low
conflict and promised for a high co-operation keeping in mind their national
interest. The 'real politik' was the major player in the international environment,
where ideology had found no place. It was economic interest of these tWo nations
. part of the "new Thinking" he introduced into Soviet foreign policy. In July 1986
Defence Minister Dimitrii Yazov announced that the Soviet Union would withdraw
a large number of troops from the Sino1Soviet border areas. 51 By May 1989,
Gorbachev removed all the obstacles which hindered for the normalisation of
1979-89 were driven toward normalisation by the same domestic imperative. Thus
the three great conflicting interests got demised, however the newer one got
changes that completely transformed the cold war power structure. The collapse
imminent threat to socialism in China. China now faced a threat from what might
50
Vladimir Petrov, "China goes it Alone", Asian Survey (Berkeley), vol. 23, no. 5, May 1983, p.
582.
51
Nathan and Ross, n. 35, p. 48.
52
Dittmer, n. 44, p. 97.
151
be called "democratic containment". 53 Nevertheless, both China and Russia (after
the disintegration of Soviet Union) now have common interest in preventing the
alliances changes in the nuclear age and that alliances between a bipolar core
member and a peripheral member of its system may carry risks unacceptable to the
latter, despite an otherwise large range of common interests. 54 Under the nuclear
era, alliances are less useful instruments for pursuit of the national interest and
nations tend t() be ever mere mutually isolated. N uciear weapons certainly have
deterrent capacity. Even a small nation can challenge a big power if it is a nuclear
power. This is where the importance of being a nuclear power is felt by China.
Nuclear weapons were obviously a discordant issue between the Soviet Union and
China.
Morgenthau had set out in concise terms what the relations among allies
must be when only one possesses nuclear weapons but when each is faced with the
53
Su, n. 34, p. 58.
54
Hans J. Morgenthau, "Paradoxes ofNuclear Strategy," American Political Science Review
(Washington), vol. 58, no. l, March 1964, p. 33-35.
55
Ibid.
152
of the alliance partners radically transfonns the alliance relationship. The Soviet
Union, possessing nuclear weapons, wished above all to keep out of nuclear
conflict with the United States. But it was allied to China, it had its own ambitions
and interests different from the Soviet Union's. This is what happened when
Khrushchev declared his peaceful co-existence with the West in his 20'h Party
achieving socialism not through peaceful means. The crux of the problem is that in
the nuclear age alliances are highly unreliable devices with which to assure one's
security. Neither the Soviet Union nor China could be assured that the other would
come to its aid, for neither would accept nuclear destruction for the sake of the
other. China was not sure that the Soviet Union would risk her entire existence for
the sake of Chinese goals. So, China wanted to stand by its own legs for its security
and other national interests. Dependency on Soviet Union for its security and
national interests was too high. In course of time China had to forgo certain
national prestige when dealing with either Soviet Union or United States.
Whenever it wanted to deal with United States, China had to keep in mind the
national interest of Soviet Union too, because it was dependent on Soviet Union.
China thought that the possession of nuclear weapon would empower China
to resist American nuclear blackmail. Moreover. it would reduce the need for direct
But soon after the stiffness in the relationship between the two communist
nations, Soviet Union deserted the New Defence Technical Accord. In early 1958
Moscow began to drag its heels on fulfilling its obligations under the 1957 nuclear-
153
sharing agreement and finally in June 1959 it formally cancelled the agreement..
As per the accord during 1957, Moscow and Beijing signed the New Defence
impede its negotiations with the United States on a limited test-ban treaty. And it
said, if the West found out about Soviet aid to the Chinese nuclear programme,
Soviet efforts to relax relations with the West might be compromised. Moscow
also foresaw that if China acquired the nuclear technology, its reduced dependence
would be wiped out. And there were already a sign of challenge in the international
encroaching on Chinese sovereignty and seeking to "take away all our coastal
areas." He warned the Soviet leader, "The British, Japanese, and other foreigners
who stayed in our country for a long time have already been driven away by us,
Comrade Khrushchev. I'll repeat it again. We don not want anyone to use our land
to achieve their own purpose anymore. " 57 This irked him and learned that the
The Chinese nuclear explosion late m 1964 saw them from the pit of
56
The negotiations over nuclear co-operation are discussed in John Wilson Lewis and Xue Litai,
China Builds the Bomb (Stanford, 1988), pp. 60-65.
57
William Taubman, "Khrushchev vs. Mao: A Preliminary Sketch of the Role of Personality in the
Sino-Soviet Dispute,"( Paper prepared for the Cold War International History Project Hong Kong
Conference on the Cold War in Asia, January 9-12, 1996), pp. 8-9.
154
complete dependence to a point of competition. The Limited Test Ban Treaty of
both superpowers was seen by China a grand design against its improvisation of
nuclear capabilities.58
was born. The birth of international reality was related to the problem of survival.
This became serious especially under the impact of nuclear weapons and the·
resultant change in the nature of war. Under this nuclear age, every nation was (is)
concerned not with the security of an individual nation but with the security or
survival of all nations. In the past, nations could hope to achieve policy objectives
more powerful nations. 59 But the fear of total destruction made (makes) the
victory had (has) become meaningless because it involved (involved) the risk of
total destruction of the enemy's territory and possessions as also one's own similar
for the first time had (have) an overriding common interest in the avoidance of
war. 60ln other words, nuclear war involved (involves) the 'danger of mutual
suicide'. Writer like Harold Lasswell and Jacob Viner and many others had drawn
attention to the fact that the use of nuclear weapons for defence would actually
58
G. S. Mishra, 'Nonnalisation of Sino-Soviet Relations', in Indian Centre for Regional Affairs,
New Contours ofSoviet Foreign Policy (New Delhi, 1989), p.70.
59
Hans J. Morgenthau, Dilemmas of Politics (Chicago, 1958), p. 178.
60
Morgenthau, n. 29, p. 283.
61
Harlod D. Lasswell, Power and Personality (New York, 1948), p. 180.
155
At the same time, nuclear weapons have not modified the range of
traditional interests pursued by powers, nor have they changed the problems
associated therewith. They have, however, modified the means for pursuing those
interests: for the most part these must now be peaceful (and therefore) diplomatic
in character. 62 The nuclear weapons has given the thrust for the process of
diplomatic settlements. As Gorbach'ev described it, the heart of the new thinking
was the priority of common human values in the nuclear age. 63 The real national
62
Morgenthau, n. 29, p. 138.
63
Bruce Parrot, "Soviet National Security Under Gorbachev", Prpb/ems ofCommunism", vol. 37,
November-December, 1988, p.27.
156