SAFASmallApp - Manual-Final
SAFASmallApp - Manual-Final
SAFASmallApp - Manual-Final
Smallholders App
USER MANUAL VERSION 2.0.0
(for Android 4.0 and higher)
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SAFA
SUSTAINABILITY ASSESSMENT OF FOOD AND AGRICULTURE SYSTEMS
Smallholders App
USER MANUAL VERSION 2.0.0
(for Android 4.0 and higher)
The views expressed in this information product are those of the author(s) and do not necessarily reflect
the views or policies of FAO.
E-ISBN 978-92-5-108789-3
© FAO, 2015
FAO encourages the use, reproduction and dissemination of material in this information product. Except
where otherwise indicated, material may be copied, downloaded and printed for private study, research
and teaching purposes, or for use in non-commercial products or services, provided that appropriate
acknowledgement of FAO as the source and copyright holder is given and that FAO’s endorsement of
users’ views, products or services is not implied in any way.
All requests for translation and adaptation rights, and for resale and other commercial use rights should
be made via www.fao.org/contact-us/licence-request or addressed to copyright@fao.org.
FAO information products are available on the FAO website (www.fao.org/publications) and can be
purchased through publications-sales@fao.org.
The SAFA Smallholders App and other SAFA products can be downloaded from:
www.fao.org/nr/sustainability/sustainability-assessments-safa
USER MANUAL VERSION 2.0.0
TABLE OF CONTENTS
ACKNOWLEDGEMENTS...................................................................................................................................................v
PREFACE.......................................................................................................................................................................vi
3. STEPS OF THE INFORMATION AND WORK FLOW OF THE SAFA Smallholders App.......................5
4. USER GROUPS.............................................................................................................................6
4.1 Enterprise assessors..............................................................................................................................................6
4.2 Community workers/cooperatives/development agents.....................................................................................6
Appendices
1. OVERVIEW OF SAFA Smallholders App DIMENSIONS, THEMES, INDICATORS
AND QUESTIONS........................................................................................................................26
2. SAFA THEME GOALS AND DESCRIPTION OF SAFA Smallholders App INDICATORS...................30
3. SAFA Smallholders App SURVEY...............................................................................................44
ACKNOWLEDGEMENTS
S AFA is an initiative led by Nadia El-Hage Scialabba, Climate, Energy and Tenure
Division; thanks go to the Federal Republic of Germany for financially supporting
the development of the SAFA Smallholders App.
The SAFA Smallholders App (version 2.0.0) is an open source, freely-available and user-
friendly software offered by FAO to implement the SAFA Guidelines (version 3.0) for the
sustainability assessment of small-scale agriculture producers.
The SAFA Smallholders App was developed in cooperation with the Committee on
Sustainability Assessment (COSA), Grameen Foundation, Soil & More Foundation and
Elbmind GmbH, and with technical reviews by FAO and other colleagues.
Thanks go to all those who contributed to the development of this mobile application,
from indicators and survey development, through training and field testing, to IT
programming, including: Anne Bandel, Marcello Cappellazzi, John Choptiany, Sergio
Correa Asmar, Whitney Gantt, Daniele Giovannucci, Benjamin Graub, Elizabeth
Henderson, Ana Herrera, Christina Ingersoll, David Kahnt, Cristina Larrea, Sally Lee,
Thomas Lindner, Cristopher Lomboy, Juan Lubroth, Jon Manhire, Soren Moller, André
Mommert, Jessica Mullan, Paul Munro-Faure, David Palmer, Stefan Peschke, Alberto
Solano, Daniel Salter, John Stansfield and Harry van der Wulp. Last but not least, the
contribution of the numerous trainers, development workers and farmers working with the
Grameen Foundation who graciously invested their time, is greatly appreciated. The SAFA
art work and desktop publishing is provided by the skillful team of Bartoleschi Studios.
With support from
by decision of the
German Bundestag
by decision of the
German Bundestag
In cooperation
by decision of the with
German Bundestag
Committee On
Sustainability Assessment
PREFACE
producers.
Small-scale producers have diverse
objectives, from maintaining their living
conditions and future food supply –
through reporting credibly to project
evaluators and investors – to advancing Sustainability is actually a misspelling. It
competitiveness and participating in should rather be the “ability to sustain”.
We all know that small-scale farmers
markets and supply chains. Considering
are an essential part of feeding the
that the SAFA Smallholders App was
world. The SAFA Smallholders App helps
designed to be useful and practical at small‑farmers in the field to discover for
the farmer level, the SAFA Guidelines which topics they still need to improve their
were distilled so that smallholders could abilities and what are the next steps.
given setting, the indicator “Safety of Workplace” may require attention on “Affordability
of medical care”, rather than on other indicator’ questions, such as “Accessibility of safe
drinking water”.
It is important to note that for the SAFA Smallholders App analysis and reporting,
each of the sustainability dimension’ Themes is weighted equally. For example, in the
Environmental Integrity dimension, the Themes of Atmosphere, Water, Land, Biodiversity,
Materials and Energy and Animal welfare are weighted equally. Thus, the first level of
reporting should be interpreted with care as, depending on the context, one Theme might
be more crucial than others to a given enterprise.
The App needs certain authorizations for running smoothly. At the start of the installation
process, you have to provide for the application to:
»» Read phone status and identity;
»» Send SMS messages (this may cost you money);
»» Record approximate (network-based) location;
»» Record precise location (GPS coordinates and network-based);
»» Modify or delete contents of your Secure Digital (SD) card;
»» Read the content of your SD card;
»» Find accounts on the device;
»» Read Google service configuration;
»» Use accounts on the device;
»» Use full network access;
»» View network connections;
»» View WI-FI connections.
Through the SAFA Smallholders App, FAO offers a survey form and gathers duly filled
and finalized surveys in the SAFA Database. As depicted in the work flow chart below,
FAO creates or amends the survey form for the App and uploads it to the SAFA server.
The user has the possibility to download any of the FAO published surveys after
installing the App on a mobile device with Android system (at least version 4.0). An online
connection, preferably Wi-Fi, is needed for this step.
During the subsequent data gathering process, no online or network connection is
needed. All gathered information of one or more surveys will be stored in the mobile device.
Self-evaluating farmers can do this step on their own, or in cooperation with co-workers.
The survey can be filled-out in one go or in several sessions. The results of the survey can
be viewed immediately after finalizing the data gathering.
Questionnaire
from SAFA server
App from
www.fao.org
or google play store
If the assessor chooses to send text messages with summarized results and
recommendations to the assessed farmer, a network connection is required; clearly, the
mobile phone number or e-mail address of the farmer must be collected during the interview.
The assessor also has the possibility to contribute to the SAFA Database by sending
the results to FAO. Here, the data gathered from all around the globe will progressively
create a knowledge base on sustainability performance of smallholders. Sharing reports
with the SAFA Database will eventually offer an important repository of information that
will facilitate benchmarking individual performances with users in similar settings. In
case no online connection is available, the results will be sent automatically, as soon as
the device has access to an online connection again.
4. USER GROUPS
4.1 Enterprise assessors
The App offers small-scale producers the means to undertake a self-evaluation, provided
that the required Android device is available. The person with the best knowledge of
management, production and people on the farm should fill the survey. It is important that
the person who has been assigned the undertake the self-evaluation receives all necessary
information for a complete picture of the farm’ sustainability performance.
Here, you first have to register or login if you already have login credentials before you
download a so called apk-file to the file system of your mobile device. Go to the folder in
your file system to which you downloaded the file (usually “Download”) and open the
apk-file with the SAFA icon by double tapping. If you have not allowed installing apps
from unknown sources, a warning will guide you to the settings. If applicable, return to the
installation dialog. Accept the access rights for the application (see section “Data gathered
by the App”). The application will be installed automatically and can be found in the App
menu as soon as the installation is finished.
and accept the access rights for the application (see section “Data gathered by the App”).
The application will be installed automatically and can be found in the App menu as soon
as the installation is finished.
overview of survey /
status quo
Swipe to navigate
through survey
Questions in the survey are grouped into sections related to the SAFA Smallholders App
Indicators (Table at the beginning of Appendix 1 “Overview of SAFA Smallholders App
Dimensions, Themes, Indicators and Questions”). However, the order of questions is
adapted to an appropriate sequence for an interview. Questions that influence the rating
of more than one indicator are only asked once.
Each section of the survey starts with a short description of the Indicator that can be
opened by tapping on “show/hide hint”. Read this description to better understand the
context of the questions that follow. The information also functions as a training source
for interviewees (in cases where assessments are conducted by a facilitator/community
knowledge worker), because it explains the reason and background of the Indicator. All
descriptions can also be found in the Appendix 1 of this document.
For the most part, there are two types of questions: single and multiple choice answers.
Some of these questions are used as trigger questions. Their answer will trigger the
opening of the next question, according to a branching logic (e.g. depending on the answer
to “Do you produce crops, animals or agricultural products for sale or trade?”, commercial
questions might be skipped).
In the first and last sections of the survey, and at the end of each group of questions that
is linked to one indicator there is space for explanations and comments. Therefore, you can
also find input fields for text, numbers, date and GPS reference. The device automatically
offers the right input interface for the type of question (see Figure 5).
Multiple choice: Tap all answers that apply, multiple answers can be checked at once
(symbolized by squared bullet).
Single choice: Tap the single answer that applies, only one answer can be checked
(symbolized by circular bullet).
Text: Tap into the field and fill-in text.
Numbers: Fill in whole numbers or decimals.
Geopoint: The collection of GPS coordinates (geopoint) requires the location functionality
to be activated on your device. The best availability of GPS is outside of buildings. Tap on
“record location” and wait for the App to localize the device. A dialog “Please wait. This
could take a few minutes.” Pops-up. As soon as the GPS coordinates have been collected,
tap on “record location” to save. If GPS coordinates could not be collected because the GPS
signal is not strong enough, but you do know the GPS coordinates of the farm, go back to
question “Does the interview take place on or close to the farm?” and answer with “No”.
In the next step, you will be asked to type in the coordinates.
Date and time: This type automatically records the date and time of the start of the survey.
This information is used to create the unique code for the assessed entity.
Show
and hide settings
hint or
description
Example
for single
choice
question
If you want to delete the answer given to a single question, tap on the question and hold
your finger for a few seconds on the screen. A context-sensitive menu pops-up with the
option “Remove response” to confirm the deletion. The answer options of the single
question will be blank again. This works for the questions types: single and multiple choice,
text, numbers and collection of GPS coordinates.
To see which questions have already been answered and which are still open, tap on the
symbol in the upper right corner. A screen opens that shows all questions and the
answers to the questions already given. From here you either:
»» return to the last question by tapping on the standard return button in the lower left corner;
»» jump to another question by tapping on it;
»» jump to end or start by tapping the button “Go to start” or “Go to end”.
For saving the survey while you are still filling it out, tap on the quick save symbol
on the top of the screen. You will find the saved survey in the main menu item “Edit saved
survey”. The saved survey is automatically named the same way as the blank survey. It is
recommended to save the survey regularly while entering answers to avoid any data losses
(for example because of low battery).
If you want to store the survey with another name, go to the end of the survey by tapping
on the overview symbol at the top of the screen and then on the button “Go to end”. Tap
into the text field, enter a new name and tap “Save survey and exit”. In case the survey is
final, ensure that the tick box “Mark survey as finalized” is checked (see more in “Finalize
survey”). Again, you will find the saved survey in the main menu item “Edit saved survey”
and another copy in the main menu items “Upload survey on SAFA server” and “View
report“, if marked as finalized.
In both cases, the information on date and time of saving is displayed underneath the
name of the saved survey.
quick save
Has to be checked
if survey should
appear in “Send
finalized survey”
To finalize the survey, first open the survey and then go to the end of it by tapping on
the overview symbol and then on the button “Go to end”. Check the tick box “Mark
survey as finalized” and tap on “Save survey and exit”. You will find the survey in the
menu item “Upload survey on SAFA server” and “View report”. A copy will be kept in the
“Edit saved survey” section for any further editing until you decide to delete it. It will also
be automatically deleted, as soon as you upload the survey to the SAFA server. Only the
survey results in the reporting section will remain in that case.
Open the results of a survey by first tapping on “View report” in the main menu and then
on the survey that you want to examine. It might take a few seconds for the Report to open.
The Report is split into three parts:
»» Quick overview of all 21 Themes scores in the SAFA Small histogram;
»» Overall analysis of scoring;
»» Survey report with detailed analysis of the sustainability Dimensions, Themes,
Indicators and Questions.
Tap in order
to jump to the
detailed analysis
Survey report
The complete survey can be browsed from the Dimension to the Question levels in the
detailed analysis. Tap on the plus (“+”) or anywhere on the grey bar to unfold subordinated
evaluation information. Tap again to collapse. In the beginning of the section “Survey
report” the buttons “show all” and “hide all” do help to either unfold or collapse all
Dimensions, Themes, Indicators or Questions.
Use the buttons “Send as SMS” or “Send as e-mail” in the SAFA Smallholders App Report
to open either the application for SMS or for e-mail including text and phone number or
e-mail address in cases where it has been collected during the survey. In the messaging/e-
mail app you can amend the text according to your needs, add more recipients and send
it to the interview partner/farmer.
If you want to use the voice mail function of your mobile device, tap on the button ”Send
SMS”. The messaging App of your mobile device will open. In most cases, you can now add
voice as media for which a record player App will be started. The message will be send as
MMS. This is why costs might be higher than sending SMS and you need to be sure that
the addressed number is able to receive MMS. The process of adding voice mail to a MMS
might vary depending on your device or your cell phone provider.
To send the results, go to the main menu and tap on the button “Send finalized survey”.
Only those surveys marked as finalized will appear here. Make sure that you checked the
tick box “Mark survey as finalized” at the end of the survey before you save it.
Select the survey(s) you want to send and tap on “Send Selected”. In case no online
connection is available, the results will be sent automatically as soon as the device has an
online connection again. Activate in the “General Settings” the auto send function either
via Wi-Fi or network.
The general settings can be reached via tapping on in the upper right corner and then
on “General settings”. Here you find the sections:
»» Server settings
»» Auto send
»» User Interface
Server settings
In the case you have been provided with individual login credentials you can “Configure
platform settings” here and change from default account to your individual username and
password.
Auto send
Mark either of the two options “Auto send with Wi-Fi” or “Auto send with network” when
you want the App to automatically send all finalized surveys to the SAFA Database when
an Internet connection becomes available. You will receive a notification when the survey(s)
have successfully been transmitted.
User interface
Tap on “Navigation” to change how you browse through the survey, by horizontal swiping
only, tapping on the forward/backward buttons only, or by both options.
»» Change the “Text font size” in a range from extra-small to extra-large.
»» Check the box for “Default to finalized” to automatically mark a survey as finalized when
you reach the last page of the survey and tap on “Save survey and exit”.
»» Check the box “Delete after send” for the case that you want to delete finalized surveys
and media after sending them to the SAFA server.
»» “Enable hi-res video” is an option in case the survey will include the possibility to
capture videos in the future.
The admin settings allow to customize the main menu, the general settings and the entry
items in the survey by selecting and deselecting single items. The change of setting is only
valid for the single mobile application. Save the changes by tapping on and then on
“Save settings to Disk”.
For all single choice questions, the rating is derived from the single answer given (see
survey in Appendix 3). For all multiple choice questions, the rating for the question is
based on individual rules.
Example of a rating rule for one of the multiple choice questions: for Question “8.
Elements of plan” that applies to the Indicator “Sustainability management plan”, the tool
counts the amount of possible choices checked. For three choices or more the questions
receives a good (green) rating, for two choices the question is rated as limited (yellow), for
one or less choices the questions is rated as unacceptable (red).
There are 16 questions in the survey that have answer options that can cause a whole
Indicator to be rated as red, even if other Questions are green. These so-called “no go“
answers are listed below, by order of Dimension, with Question number as given in the
survey and related Indicator:
Environmental Integrity:
»» 68. Animal well-being (Animal health and welfare)
Economic Resilience:
»» 9. Commercial production (Profitability)
»» 14. Positive farm revenues (Profitability)
»» 18. Relationship with buyer(s) (Stability of market)
»» 22. Loan source (Liquidity)
»» 23. Loan received (Liquidity)
»» 30. Certified production (Certified products)
»» 46. Hazardous pesticides (Hazardous pesticides)
»» 47. Pesticides label (Hazardous pesticides)
»» 48. Pesticides mixing (Hazardous pesticides)
Social Wellbeing:
»» 79. Equal pay (Employment relations)
»» 69. Distance of medical care (Workplace safety and health provisions)
»» 70. Affordability of medical care (Workplace safety and health provisions)
»» 71. Distance of safe drinking water (Workplace safety and health provisions)
»» 74. Pesticide protective gear (Workplace safety and health provisions)
»» 92. Meals’ availability (Food sovereignty)
Example of a “no go” question: the following choice of answer option would cause Question
“71. Distance of safe drinking water” to be red and with it the whole related Indicator
“Workplace safety and health provisions”.
Figure 11. Example for question with “no go” answer option
1 = unacceptable (red)
2 = limited (yellow)
3 = good (green)
At the aggregate level, ratings are averaged respecting the double count of answers
with weight “2” and rounded up or down whatever is closer (2.7 = 3 = green; 1.3 = 1 = red).
Whenever the calculation of a rating value lies precisely between two ratings, the lower
rating is taken (1.5 = unacceptable; 2.5 = limited).
APPENDIX 1
OVERVIEW OF SAFA Smallholders App
DIMENSIONS, THEMES, INDICATORS AND
QUESTIONS
APPENDIX 2
SAFA THEME GOALS AND DESCRIPTION OF
SAFA Smallholders App INDICATORS
CCMission Explicitness
Description: The mission statement expresses a farm’s goals and values. It guides the way
the farm is managed. The mission statement can be formally written down. It could also
be unwritten, based on shared values that are a way of life (e.g., community, traditional or
cultural values that are part of everyday customs). The mission statement should be clear
and everyone on the farm should understand the mission statement.
G 2. Accountability
Goal: The enterprise assumes full responsibility for its business behavior and regularly,
transparently and publicly reports on its sustainability performance.
CCAccountability
Description: Accountable producers are open and transparent. They provide stakeholders
(e.g. customers, producer organizations) with information about their products and
production processes, so that customers can make informed choices about what they are
buying. This is achieved by keeping accurate production records. Accountable producers
are responsible for their products and processes on the farm.
G 3. Participation
Goal: All stakeholders substantially affected by the enterprise’s activities are identified,
empowered and invited to share decision-making on activities impacting their lives and
having major environmental impacts.
CCParticipation
Description: Participation asks if producers are involved in an agriculturally focused
organization and how much value they have received from the organization (e.g., from
access to information, services, markets, better prices).
CCConflict Resolution
Description: Participation is important for conflict resolution. Talking and listening to
stakeholder groups can help producers to peacefully resolve any conflicts. Stakeholders are
all those who are affected by the producer’s activities (e.g., local communities, consumers,
farmers and others).
G 4. Rule of Law
Goal: The enterprise is uncompromisingly committed to fairness, legitimacy and protection
of the Rule of Law, including the explicit rejection of extortion and corruption and of the use
of resources that are under legal dispute, whose use contradicts international agreements,
or which are considered illegitimate by affected stakeholders. Moreover, enterprises will
proactively work to improve the protections offered to the environment, vulnerable workers
and communities by seeking to strengthen applicable laws and codes in concert with
affected stakeholders.
CCTenure rights
Description: Tenure rights involve the producer‘s perceived security of the right to occupy
and farm the area where he/she currently farms. It also includes whether tenure constraints
affect the ability of the producer to implement practices or make investments toward the
sustainability of the operation - where tenure rights are strong, smallholders are better able
to invest in sustainable farming practices; where they are weak, it is difficult to develop
and invest in sustainable farming methods.
CCLegitimacy
Description: Legitimacy refers to compliance with all applicable laws, regulations, and
standards voluntarily entered into by the producer (e.g. organic standards).
G 5. Holistic Management
Goal: Production and procurement are managed, and accounting is done, with equal
consideration of all dimensions of sustainability and of the trade-offs and synergies linking
them.
E 2. Water
Goal: Freshwater withdrawal and use do not hinder the functioning of natural water cycles,
activities do not contribute to water pollution that would impair the health of humans,
plants and animal communities.
E 3. Land
Goal: No land is lost due to surface sealing or mismanagement of arable lands and pastures,
and soil fertility is preserved and enhanced.
E 4. Biodiversity
Goal: The areas under agriculture, forestry and fisheries are managed sustainably, ensuring
conservation of all forms of biodiversity.
CCEcosystem Diversity
Description: Natural ecosystems (e.g. prairie, forest, savannah) are rich in biodiversity
and provide many services that benefit people and the environment (e.g. pest control,
pollination, climate regulation). When these lands are converted into agricultural lands,
much of their biodiversity and ecosystem services are lost.
CCNutrient Balance
Description: Having the right nutrient balance (e.g. nitrogen, phosphorus and potassium) is
important to optimize productivity and prevent environmental pollution. The application of
synthetic or natural fertilizers should be based on a careful assessment of soil and crop needs.
This may be from a farmer’s observation of his/her crops or professional tests, or analyses.
CCEnergy Use
Description: Energy consumption, particularly from burning fossil fuels, has high
environmental impacts. Efforts are needed to reduce energy use and improve the efficiency
of energy use. If wood and charcoal are used for energy, it is important that these come
from sustainable sources. As it can be difficult for smallholders to calculate energy use
rates, this indicator focuses on efforts to reduce energy consumption instead. Note that
many smallholders have low energy needs, so fulfilling a significant portion of their energy
needs may require a relatively small amount of energy (as measured in Btu, kWh, etc.).
E 6. Animal Welfare
Goal: Animals are kept in such conditions that they can express their natural behavior and
are free from hunger, thirst, discomfort, pain, disease and other distress.
Note that the scope of the indicator is limited to farm production only and does not include
transport or slaughter.
CCCommunity Investment
Description: Community welfare projects are designed to address a local need that has
been identified. There are many ways in which producers can participate in community
welfare projects, including investing their time, skills, money, or products. All enterprises
depend on the health of the local community and environment in which they operate. By
contributing to the sustainable development of the local community, enterprises also help
to secure their own sustainability.
CCProfitability
Description: Examines revenue and cost aspects of the farming operation. The indicator
covers whether the smallholder produces crops/products for sale or trade, knowledge of
his/her farm revenues and significant costs, and the use of that knowledge to determine
whether the farm has been operating at a profit or loss during the last five years. The
questions for this indicator do not require recording actual revenue and cost values, but
are instead focused on the producer‘s knowledge of these values.
C 2. Vulnerability
Goal: The enterprise’s production, supply and marketing are resilient in the face of
environmental variability, economic volatility and social change.
CCProduct Diversification
Description: Producers must cope with unpredictable conditions. They face economic and
environmental risks that are beyond their control. Producers can reduce the risks they
face by having many different sources of income. Those who produce a range of different
crops, products, and services can adapt to unforeseen hazards (e.g. natural disasters, price
instability). Adding value to products through processing can be another source of income.
CCStability of Market
Description: Examines the number of buyers that a producer has access to and the quality
and stability of the relationship the producer has with his/her most important buyer. In
order to prevent risks, producers need to be able to sell their crops and products at the
right time and ensure that they always have outlets through different buyers. Therefore, it
is important for producers to establish stable relationships with a number of buyers.
CCLiquidity
Description: Liquidity stands for having access to credit, including from formal and
informal loan entities, ability of obtaining requested amounts, as well as savings.
CCSafety Nets
Description: Safety nets include access to crop-related insurance, having a risk management
plan or having set-aside resources to use in times of need. Safety nets are important
because they help minimize vulnerability to economic, environmental, and social risks
during emergencies, such as when the producer faces a lack of cash flow and is unable to
pay for inputs, wages, loans, etc.
CCHazardous Pesticides
Description: Pesticides can cause severe or irreversible harm to human health and the
environment. If producers use pesticides, they can minimize environmental and health
risks through: the use of integrated pest management or organic techniques; avoiding
pesticides with a red band around the container or label (this is the WHO hazard coding for
most hazardous pesticides); refraining from mixing pesticides; and only using pesticides
that have labels with instructions on dosage, safety, etc. that the producer understands.
CCFood Quality
Description: Ensuring high quality and eventually, nutritional content of crops and animal
products can provide economic advantages by enhancing an enterprise’s reputation
and, eventually, achieving higher prices at market. On the other hand, failing to meet
expectations of good quality risks damaging the reputation of an enterprise. If you have
had a technical quality assessment, it is important that you are aware of the results and
understand the analysis.
CCCertified Products
Description: Certification assures customers that a product has been produced according to
a particular claim (e.g. environmentally-friendly, fair trade). Producers are likely to receive
higher prices or better market access for certified products. Not having a certification is
not necessarily unsustainable. However, having a certification rescinded (taken away by
the certifier) is likely to be an indication of unsustainable production practices.
C 4. Local economy
Goal: Through production, employment, procurement, marketing and investments in
infrastructure, the enterprise contributes to sustainable local value creation.
CCRegional workforce
Description: In rural areas, farming contributes substantially to local economies by
creating jobs. If the producer hires labour, this indicator examines whether the producer
is contributing to the local economy by hiring from the local community instead of relying
on external sources of labour, such as migrant workers.
CCQuality of Life
Description: The producer‘s opinion of the overall quality of life compared to the previous
year. Aspects of quality of life can include: access to healthy and culturally important
foods, safe and sufficient shelter, living in safety without fear of violence or robbery, the
ability to spend adequate time with family and friends to maintain healthy relationships,
safe and healthy working conditions, religious freedom, ability to pursue education, etc.
CCWage level
Description: This indicator will examine the extent to which the producer’s income, as well
as that of employees (if any) support a living wage.
CCCapacity Development
Description: Through training and education, producers can acquire skills and knowledge
to improve their practices. Producers can receive training from other farmers (sharing
of good practices or Farmers-Field-Schools) in the region or receive training from an
extension agent or NGO.
CCFair pricing
Description: Sustainable trading relationships depend on fair prices based on fair contracts
and agreements. Prices should reflect the full costs of production, including a decent wage
level for workers. This indicator focuses on the extent to which the producer understands
how his/her buyer(s) establish/calculate prices paid to the producer and the types of market
information the producer reports knowing (e.g. price the buyer receives, prices paid by
other buyers in the region for the same product, retail price).
S 3. Labour rights
Goal: The enterprise provides regular employment that is fully compliant with national
law and international agreements on contractual arrangements, labour and social security.
CCEmployment relations
Description: Labour rights refer to the group of legal and human rights that govern
employment relations between workers and their employers. This assessment considers
potential discrimination amongst social groups (i.e., immigrants, women, ethnic or
religious minorities).
CCForced Labor
Description: This indicator refers to forced, bonded or involuntary labour on the farm.
This includes hired workers whose passports are kept by employers to prevent them from
leaving or protesting against unacceptable working or wages conditions.
CCChild labour
Description: Child labour refers to work that is harmful to the physical or mental
development of children, or deprives them of their childhood or opportunities to gain an
education. This indicator examines whether children who are 16 years or younger are able
to work on the farm in a way that allows them to also attend school. As a guide, a threshold
of 20 hours of farm work a week is the maximum an individual might work on farm and
also benefit from formal education.
S 4: Equity
Goal: The enterprise pursues a strict equity and non-discrimination policy and pro-actively
supports vulnerable groups.
CCNon-Discrimination
Description: Non-discrimination refers to strict equity among workers, independent from
race, creed, colour, ethnic origin, gender, age, handicap or disability, political activity,
immigration and citizenship status, marital status or sexual orientation in hiring, job
allocation, rewarding and firing.
CCGender equality
Description: Gender equality means that there are no barriers to women’s participation
in decision-making, employment and access to resources. This indicator examines the
proportion of farm decisions made by both genders and if men and women have equal
access to training opportunities. If there are children on the farm, this indicator also covers
whether boys and girls have equal access to formal education.
S 6. Cultural Diversity
Goal: The enterprise respects the intellectual property rights of indigenous communities
and the rights of all stakeholders to choose their lifestyle, production and consumption
patterns.
CCFood Sovereignty
Description: Food sovereignty involves the producer’s right to produce the crops/products
that he/she wants to produce, including traditional, heirloom and locally adapted varieties
or breeds. It includes access to adequate nutrition that is culturally appropriate and
satisfying each day.
CCIndigenous knowledge
Description: This indicator recognizes and valorizes traditional and cultural knowledge,
including indigenous customs in general, knowledge of growing and catching, techniques
and uses of seeds, medicinal plants, and other specialty products.
APPENDIX 3
SAFA Smallholders App SURVEY
Basic Information
1. Name of assessor:
2. Assessing organization:
3. Date of assessment:
4. Name of person being interviewed:
5. Gender of person being interviewed:
¡¡ Female
¡¡ Male
6. Is this person the farm owner?
¡¡ Yes
¡¡ No
7. Name of farm:
8. Village of farm:
LEGEND
9. Country of farm:
10. Does the interview take place on or close to the farm?
o
¡¡ Yes
MULTIPLE
CHOICE ¡¡ No
11. If you do know the GPS coordinates of your farm, please type them here:
multiple answer
options can be
12. OR Collect the GPS coordinates of the interview (function in the app)
ticked with 13. Phone number of interviewee:
an “x” 14. E-Mail of interviewee (if any):
15. What are the main crops and products that you produce?
¡ Main product 1: Main product 6:
SINGLE
Main product 2: Main product 7:
CHOICE
Main product 3: Main product 8:
only one answer Main product 4: Main product 9:
option per Main product 5: Main product 10:
question can
be ticked with 16. Which best describes your level of commercialization? (check all that apply)
an “x” ¡¡ I am a subsistence farmer
¡¡ I sell mostly to local markets/customers
If you ticked one
¡¡ I am a fully commercialized farmer (sell goods mostly for export)
answer option
by mistake fill ¡¡ I am a contract farmer (with a company or a public-private partnership)
out the whole 17. Do you produce any livestock on your farm?
check box or
¡¡ Yes
radio button in
¡¡ No
order to mark
the selection as 18. What is the size of the farm (local units and preferably, in hectares)?
invalid.
Mission Explicitness
1. Do you have a statement about the farm‘s goals and values that you follow and that everyone on your farm
understands? [weight: 1]
¡¡ Yes (green)
¡¡ Partially (yellow)
¡¡ No (red)
Accountability
2. Do you keep accurate records of your production processes (e.g., planting and harvesting information, input use)
so they can be made available to producer organizations, customers or suppliers when required? [weight: 1]
¡¡ Always or often (green)
¡¡ Sometimes (yellow)
¡¡ Never or rarely (red)
Participation
3. Do you belong to a producer organization (or another agriculturally focused organization)? [weight: 1]
¡¡ Yes (green)
¡¡ No (red)
4. How much value do you feel the farm receives from being a part of the organization? [weight: 1]
LEGEND ¡¡ Significant value (green)
¡¡ Some value (yellow)
o ¡¡ Little or no value (red)
MULTIPLE
CHOICE
Conflict Resolution
multiple answer 5. How often have you been able to peacefully and successfully resolve any problems or conflicts that you have
options can be experienced with your suppliers, workers, producer’ organization or buyers? [weight: 1]
ticked with
¡¡ Always or often (green)
an “x”
¡¡ Sometimes (yellow)
¡¡ Never or rarely (red)
¡ ¡¡ There have not been any problems or conflicts with other stakeholders (neutral)
SINGLE
CHOICE Sustainability Management Plan
only one answer 6. Do you have a farm management plan that provides for the success of your production in the long run? [weight: 1]
option per ¡¡ Yes (green)
question can ¡¡ No (red)
be ticked with
an “x” 7. How successful has this plan been? [weight: 1]
¡¡ Very successful (green)
If you ticked one ¡¡ Somewhat successful (yellow)
answer option
¡¡ Not at all or limited success (red)
by mistake fill
out the whole
check box or
radio button in
order to mark
the selection as
invalid.
Profitability
9. Do you produce crops, animals, or agricultural products for sale or trade? [weight: 2]
¡¡ Yes (green)
¡¡ No (red) – no go
10. Do you know your farm revenue for the last production year? [weight: 2]
¡¡ Yes (green)
¡¡ No (red)
11. Do you know your paid labour costs for the last production year? [weight: 1]
¡¡ Yes (green)
¡¡ No (red)
¡¡ Not applicable (neutral)
12. Do you know your fertilizer, pesticide and seeds/plant material costs for the last production year? [weight: 1]
¡¡ Yes (green)
LEGEND
¡¡ No (red)
¡¡ Not applicable (neutral)
o
MULTIPLE 13. Do you know your animal feed, veterinary care and juvenile stock costs for the last production year? [weight: 1]
CHOICE ¡¡ Yes (green)
¡¡ No (red)
multiple answer
¡¡ Not applicable (neutral)
options can be
ticked with 14. During the last five years, how often were farm revenues greater than costs? [weight: 1]
an “x”
¡¡ All or most of the time (green)
¡¡ Some of the time (yellow)
¡¡ Rarely/Never (red) – no go
¡
SINGLE ¡¡ I don‘t know (yellow)
CHOICE
Product Diversification
only one answer
option per 15. How many significant crops, products, or services are offered for sale? [weight: 1]
question can ¡¡ Three or more significant crops, products, or services (green)
be ticked with ¡¡ Two significant crops, products, or services (yellow)
an “x” ¡¡ One significant crop or product (red)
If you ticked one 16. Do you do any processing or value adding in order to increase revenue from services or the sale price of your
answer option crops or agricultural products (e.g., tourism, butchered meat, drying coffee or fruit, processing jam)? [weight: 1]
by mistake fill ¡¡ Yes (green)
out the whole
¡¡ No (yellow)
check box or
radio button in
order to mark
the selection as
invalid.
Stability of Market
17. How many buyers do you have for your significant crops or products? [weight: 1]
¡¡ I usually have multiple people or places to sell my product(s) to (green)
¡¡ I usually have one or two people or places to sell my product(s) to (yellow)
¡¡ I do not have a regular person or place to sell to (red)
18. How is your relationship with your most important buyer? [weight: 1]
¡¡ Very reliable and consistent (green)
¡¡ Somewhat reliable and consistent (yellow)
¡¡ Unreliable (red) – no go
19. Do you feel that you have a choice in where to sell your products? [weight: 1]
¡¡ Yes (green)
¡¡ No (red)
21. What type of market information did you know during the last production year? [weight: 1]
LEGEND Check all that apply (any of the first three answers gets a green score for the question):
¨¨ Prices paid by different buyers throughout the region for the same product
o ¨¨ Price my buyer received for the product
MULTIPLE
¨¨ Retail price of the product
CHOICE
¨¨ None (red)
multiple answer
options can be Liquidity
ticked with
an “x” 22. Check the sources from which you could realistically get a loan if you needed one: [weight: 1]
(two or more of the first four answers is green, one is red)
¨¨ Informal sources such as friends, relatives, or religious groups
¡ ¨¨ Banks, government lending institutions
SINGLE ¨¨ Directly from buyers (exporter, importer, roaster, trader)
CHOICE
¨¨ NGOs, cooperatives, farmer associations or microfinance group
¨¨ My only option would be to ask a loan shark (red) – no go
only one answer
option per 23. If you requested a loan during the last year, how much did you receive compared to the amount that you
question can requested? [weight: 1]
be ticked with
¡¡ All or most (green)
an “x”
¡¡ Some (yellow)
If you ticked one ¡¡ None (red) – no go
answer option ¡¡ I did not request a loan during the last year (neutral)
by mistake fill
24. Have you set aside savings? [weight: 1]
out the whole
check box or ¡¡ Yes (green)
radio button in ¡¡ No (red)
order to mark
the selection as
invalid.
Safety Nets
25. Do you have crop related insurance? [weight: 1]
¡¡ Yes (green)
¡¡ No (red)
¡¡ It is not available (yellow)
26. Do you have a risk management plan that accounts for minimum costs or support in case of harvest loss (e.g.,
community supported schemes, agreements with cooperatives)? [weight: 1]
¡¡ Yes (green)
¡¡ No (red)
27. Have you implemented on-farm measures to reduce risk from variability in natural conditions and inputs (e.g.
building a water tank)? [weight: 1]
¡¡ Yes (green)
¡¡ Some (yellow)
¡¡ No (red)
Food Quality
28. Do you take actions to maintain high quality in your crops and products (e.g. hygienic processing, proper storing
and packaging, grading)? [weight: 1]
¡¡ Yes (green)
LEGEND ¡¡ No (red)
29. During the last two years, have you had a technical quality assessment of any of your main crops or products?
o [weight: 1]
MULTIPLE
¡¡ Yes (green)
CHOICE
¡¡ No (red)
multiple answer
options can be Certified Products
ticked with
an “x” 30. Do you produce any crops, animals or products that meet, or are certified, to a standard? [weight: 1]
¡¡ Yes (green)
¡¡ No (yellow)
¡ ¡¡ I had a certification, but it was rescinded/taken away (red) – no go
SINGLE
CHOICE 31. How much of your main products or crops are sold as certified? [weight: 1]
¡¡ All or most (more than 80%) (green)
only one answer ¡¡ Some (40%-80%) (yellow)
option per
¡¡ Not much or none (less than 40%) (red)
question can
be ticked with
an “x” Legitimacy
32. How do you ensure legal and regulatory compliance in general, including also any standard voluntarily entered
If you ticked one
answer option
into? [weight: 1]
by mistake fill (green for 2 choices, yellow for 1 choice, red no choice)
out the whole ¨¨ I use board agendas, other official records or notes of rights and compliances
check box or ¨¨ I keep licences and permits, if required by law
radio button in ¨¨ I regularly report on compliance to auditors
order to mark
the selection as
invalid.
34. /35. During the last production year was there any change to the number of trees on your farm? [weight: 1]
¡¡ Increase (include planting new trees from cuttings or from seed) (green)
¡¡ Decrease (removing focus crop trees, shade trees, natural forest trees, or other crop trees) (yellow)
¡¡ No change (green)
36. What is your main tillage method? [weight: 1 for both GHG and Land]
¡¡ Conventional (red)
¡¡ Reduced (yellow)
¡¡ No-till (green)
37. Does your farm consist mostly of ruminant production (e.g. cattle, goats, sheep)? [weight: 1]
¡¡ Yes (red)
¡¡ No (green)
38. What is the main type of manure management system used on the farm? [weight: 1]
¡¡ Open-air lagoon or discharged into water bodies (red)
¡¡ Compost or biodigestion (green)
LEGEND ¡¡ Direct use (collected and spread on cropping area, left on pasture) (yellow)
Nutrient Balance
43. How do you determine how much fertilizer (synthetic or natural) to apply to your crop(s)? [weight: 1]
¡¡ We apply fertilizer based on a careful assessment of our soil and crops (including farmer observation, professional
tests, or analyses) (green)
¡¡ We apply fertilizer based on general advice for the region or for our crop(s) (yellow)
¡¡ We are not able to fertilize (red)
¡¡ We do not use enough fertilizer, but we apply as much as we can afford (yellow)
Hazardous Pesticides
45. Do you use any synthetic (chemical) pesticides on your farm? [weight: 1 for Pesticides and Water pollution]
¡¡ Yes (red)
¡¡ Only occasionally (yellow)
LEGEND
¡¡ No (green)
o 46. Do any of the synthetic pesticides used on your farm have a red band around the container or on the label?
MULTIPLE [weight: 1]
CHOICE ¡¡ Yes (red) – no go
¡¡ No (neutral)
multiple answer
options can be 47. Do the pesticides used on your farm have labels that you understand? [weight: 1]
ticked with ¡¡ Yes, they all have labels with instructions on dosage, safety, etc. that I understand (green)
an “x” ¡¡ Some do not have readable labels (or are unlabeled) (red) – no go
51. Check all of the pest and disease management practices used for the main crop(s) during the last production
year: [weight: 1 for both Species conservation and Hazardous pesticides]
(All four first choices should be marked for green, yellow if only some are marked)
¨¨ Conduct regular visual examinations of plants to detect pests or disease
¨¨ Use traps, repellants (including repellant species), and natural pesticides
¨¨ Create or preserve places (including plant species) for beneficial predators of pests to live
¨¨ Maintain written record of pest infestation, treatments, and results
¨¨ I use synthetic pesticides specific to the crop and/or pest at the proper dosage and timing (yellow)
¨¨ I apply synthetic pesticides preventatively (e.g., on a regular schedule regardless of whether a pest or disease
threat currently exists) (red)
52. Which statement best describes the diversity of your farming system? [weight: 1]
¡¡ I produce multiple (4+) types of crops and/or livestock in the same area (green)
¡¡ I produce 2-3 types of crops and/or livestock in the same area (yellow)
LEGEND ¡¡ The majority of my farm is used to produce a single crop or one type of livestock (red)
60. Do you recycle or reuse metal, plastic containers or bags (with the exception of agrochemical containers), paper
or cardboard? [weight: 1]
¡¡ Yes (green)
LEGEND
¡¡ No (red)
¡¡ Not applicable (neutral)
o
MULTIPLE
CHOICE Energy Use/Energy consumption/Renewable energy
61. If you use electricity, charcoal, wood, or fuel sources of energy, are you improving your efficiency? [weight: 1]
multiple answer
¡¡ I can demonstrate that I reduce energy use (e.g., through fuel efficient stoves, solar drying, well-maintained
options can be
ticked with machinery, switching from wood to gas) (green)
an “x” ¡¡ I have made some efforts to reduce energy, but I have not applied them to most of my farm (yellow)
¡¡ I do not make any attempts to reduce energy (red)
62. If you used wood or charcoal for energy during the last production year, what was the main source? [weight: 1]
¡
SINGLE ¡¡ Purchased, I don‘t know (yellow)
CHOICE ¡¡ Managed natural forest with limited extraction (green)
¡¡ Unlimited forest use (red)
only one answer ¡¡ Managed plantations or planted woodlots (green)
option per ¡¡ Tree pruning (green)
question can ¡¡ Not applicable, I do not use wood or charcoal energy (neutral)
be ticked with
an “x” 63. Do you use any of the following renewable energy sources for a significant portion of your energy needs? [weight: 1]
(any green answer gets a green for the indicator)
If you ticked one ¨¨ Solar (green)
answer option
¨¨ Hydropower or geothermal (green)
by mistake fill
¨¨ Wind (green)
out the whole
¨¨ Biofuel from farm or household waste (green)
check box or
radio button in ¨¨ None of the above (yellow)
order to mark
the selection as
invalid.
65. Do you take active steps to reduce pre- and post-harvest losses on your farm (through improving storage and
transport methods, pest/disease management, harvesting at the appropriate time, etc.) [weight: 1]
¡¡ Yes (green)
¡¡ No (red)
67. Which statement best describes the way livestock diseases are managed on the farm? [weight: 1]
¡¡ I give animals medication routinely to prevent them from becoming sick (red)
¡¡ I follow my veterinarian or a local expert‘s recommendation for the treatment of diagnosed diseases (green)
LEGEND ¡¡ I do not consult professionals or experts about animal diseases (yellow)
¡¡ I do not provide my livestock with any veterinary care (red)
o 68. Which of the following most accurately reflects the general state of well-being and living conditions of animals
MULTIPLE on the farm? [weight: 1]
CHOICE
¡¡ I practice animal husbandry that provides animals with adequate space, shelter that is kept clean and does not
multiple answer crowd animals, a sufficient and balanced diet, and I prevent unnecessary distress (green)
options can be ¡¡ Animals have adequate living conditions, sufficient feed, and I try to prevent unnecessary distress, but there
ticked with is room for improvement (yellow)
an “x” ¡¡ Animals are kept in unsanitary or inadequate shelter conditions, are limited in expressing natural behaviours,
do not have access to adequate feed, or measures are not taken to keep animals from experiencing unnecessary
distress (red) – no go
¡
SINGLE
CHOICE Safety of Workplace, Operations and Facilities
69. How long must you travel to reach medical care (nurse, doctor, or clinic) using the most common transportation
only one answer method? [weight: 1]
option per
question can ¡¡ Treatment at farm or under 1 hour (green)
be ticked with ¡¡ 1 to 3 hours (yellow)
an “x” ¡¡ More than 3 hours (red) – no go
70. How affordable is the nearest medical care for the farm‘s household members and workers? [weight: 1]
If you ticked one
answer option ¡¡ Treatment is free, or costs are low and do not cause difficulty (green)
by mistake fill ¡¡ Costs are difficult, but not so high as to keep household members and workers from obtaining treatment when
out the whole needed (yellow)
check box or ¡¡ Costs are so high that household members or workers avoid treatment even for very serious conditions (red)
radio button in – no go
order to mark
the selection as
invalid.
71. How long must people on the farm travel to reach water they consider safe to drink? [weight: 1]
¡¡ Water is available on site, or is 5 minutes or less away (green)
¡¡ More than 5 minutes, but less than 20 (yellow)
¡¡ More than 20 minutes (red) – no go
72. Do members of your household and others who live on your farm have consistent access to sufficient and
adequate water for human use (i.e., for water intake, hygiene, and cooking needs)? (As a reference point, 15
litres per person per day is generally considered adequate) [weight: 1]
¡¡ Yes (green)
¡¡ Most of the time (yellow)
¡¡ No (red)
74. What protective equipment is used when synthetic pesticides are applied? [weight: 1]
(All 4 answers must be marked for green, yellow for some)
¨¨ Plastic or rubber gloves
¨¨ Breathing masks (not just handkerchiefs)
¨¨ Protective outer clothing (should cover body with impermeable material)
LEGEND ¨¨ Protective foot gear (rubber or plastic boots)
¨¨ None (red) – no go
o 75. Did you have more than one serious injury on your farm during the last year (enough to require medical
MULTIPLE attention)? [weight: 1]
CHOICE
¡¡ Yes (red)
multiple answer ¡¡ No (green)
options can be 76. How well are you prepared to avoid risks on the farm and to handle emergencies? [weight: 1]
ticked with
(All 3 answers must be marked for green, yellow for two, red for one or none)
an “x”
¨¨ I have first aid kits on the farm (e.g. bandages, antiseptics)
¨¨ I warn my employees of potential hazards on the farm and how to handle them (e.g. snake bites)
¡ ¨¨ I properly store dangerous tools and well maintain machinery
SINGLE
CHOICE
Capacity Development
only one answer 77. What type of training(s) did you attend during the last year? (Training is considered to be a half-day or more)
option per [weight: 1]
question can (three or more types of training is green, one or two is yellow)
be ticked with
¨¨ Improving farming operations (agricultural practices or processing practices)
an “x”
¨¨ Improving record keeping (on farming operations traceability and book keeping)
If you ticked one ¨¨ Marketing support (information and education about topics such as prices, market contacts)
answer option ¨¨ Health and safety issues
by mistake fill ¨¨ Environmental issues
out the whole ¨¨ Adult literacy
check box or ¨¨ Managing the farm‘s business or finances
radio button in ¨¨ Other
order to mark ¨¨ I did not participate in training (red)
the selection as
invalid.
Paid Labor
78. Do you hire paid labor? [trigger question, not rated]
¡¡ Yes
¡¡ No
Employment relations
79. Would you be willing to hire workers of different social groups (e.g. ethnic/religious minorities) at the same
wage rate of a local man of the dominant ethnicity and religion? [weight: 1]
¡¡ Always or often (green)
¡¡ Sometimes (yellow)
¡¡ Never or rarely (red) – no go
¡¡ Not applicable (neutral)
LEGEND
Forced Labour
o 81. Are hired workers free to leave their employment at any time, with reasonable notice and in accordance with
MULTIPLE working agreement (formal or informal)? [weight: 1]
CHOICE
¡¡ Yes (green)
¡¡ At a price (e.g. penalty, non-payment of wage, loss of privileges) (red)
multiple answer
options can be
ticked with Child labor
an “x”
82. Which of the following statements apply to children younger than 16 years working on the farm (whether or not
they are paid)? [weight: 1]
¡ ¡¡ Children work on the farm with family in a way that allows them to attend school (work less than 20 hours a
SINGLE week) (green)
CHOICE ¡¡ Children work on the farm instead of going to school (work more than 20 hours a week) (red)
¡¡ Children do not work on the farm (green)
only one answer
option per
question can Non-discrimination
be ticked with
83. In case of harassment or discrimination amongst your employees (e.g. sexual harassment of women), how would
an “x”
you respond? [weight: 1]
If you ticked one ¡¡ I am comfortable implementing a procedure to protect vulnerable groups (green)
answer option ¡¡ I do not have a plan or procedure, but I would take action (yellow)
by mistake fill ¡¡ I would not personally take action (red)
out the whole
check box or
radio button in
order to mark
the selection as
invalid.
Gender equality
84. Are both men and women active on the farm? [trigger question, not rated]
¡¡ Yes (neutral)
¡¡ No (neutral)
85. What portion of the decisions about the farm‘s significant crops/products are made by men on the farm?
[weight: 1]
¡¡ All or most (red)
¡¡ About half (green)
¡¡ Few or none (red)
86. What portion of the decisions about the farm‘s significant crops/products are made by women on the farm?
[weight: 1]
¡¡ All or most (red)
¡¡ About half (green)
¡¡ Few or none (red)
87. Do girls and boys on the farm have the same educational opportunities? [weight: 1]
¡¡ Yes (green)
¡¡ No (red)
¡¡ Not applicable, there are no children on the farm (neutral)
88. Do men and women on the farm have the same training opportunities? [weight: 1]
LEGEND ¡¡ Yes (green)
¡¡ No (red)
o
MULTIPLE
CHOICE
Regional workforce
89. If you hire labour, what is the main source of your workers? [weight: 1]
multiple answer
¡¡ I hire mostly workers from the local community (green)
options can be
¡¡ I hire mostly migrant workers or workers from outside my local community (red)
ticked with
an “x” ¡¡ I hire workers from the local community and also migrants or those outside of my community (yellow)
¡¡ I tried to hire local workers but was unable to do so, due to circumstances that did not depend on me (yellow)
¡¡ Not applicable (neutral)
¡
SINGLE Food Sovereignty
CHOICE
90. How much do you agree with the following statement: I have the option to choose to produce the crops and
only one answer products that I want to on my farm? [weight: 1]
option per
¡¡ Agree (green)
question can
¡¡ Neither agree or disagree (yellow)
be ticked with
¡¡ Disagree (red)
an “x”
91. Do all members of the household have access, every day, to adequate nutrition in a culturally appropriate and
If you ticked one satisfying way? [weight: 1]
answer option
¡¡ Yes (green)
by mistake fill
out the whole ¡¡ No (neutral)
check box or
radio button in
order to mark
the selection as
invalid.
92. How many days during the last production year did any member of the family cut the size of meals or skip meals
because there wasn‘t enough food? [weight: 1]
¡¡ 1-9 days (yellow)
¡¡ 10-29 days (red)
¡¡ 30 or more days (red) – no go
Indigenous knowledge
93. Do you consider that your product has a higher value-added thanks to traditional/indigenous knowledge? [trigger
question, not rated]
¡¡ Yes (neutral)
¡¡ No (neutral)
94. Do you have a connection with the community where the traditional/indigenous knowledge has originated from?
[weight: 1]
¡¡ I am a part of the community myself (green)
¡¡ Formal link with sharing of benefits (e.g. royalties or sharing profits) (green)
¡¡ Informal link to ensure the preservation of knowledge (yellow)
¡¡ No link established (red)
Tenure rights
95. Do you feel secure with your tenure? [weight: 1]
LEGEND
¡¡ Yes (green)
¡¡ Somewhat (yellow)
o ¡¡ No (red)
MULTIPLE
CHOICE 96. Are there practices or investments you would like to implement on your farm but cannot because of tenure
constraints? [weight: 1]
multiple answer ¡¡ Yes (green)
options can be
¡¡ Possibly (yellow)
ticked with
¡¡ No (red)
an “x”
Community Investment
¡
SINGLE
97. Do you participate in any community welfare projects (e.g., building community facilities, roads, schools, clinics,
CHOICE water works; organizing youth activities; or donating food or produce to community events), or do you undertake
activities that have direct benefits for your community (e.g., managing a shared forest, building ponds for water
only one answer management)? [weight: 1]
option per ¡¡ Yes, I regularly participate in or organize projects that benefit my community (green)
question can ¡¡ I am aware of projects like these in my community, and I participate in them occasionally (yellow)
be ticked with
¡¡ I do not participate in community welfare projects (red)
an “x”
Wage level
99. Which of the following can you afford comfortably based on your income, without compromising time for weekly
rest and holidays? [weight: 1]
(green for all selected, yellow for 5 to 8 choices, red for 4 choice or less)
¨¨ Three meals a day for myself and my family that include fruits and vegetables, and meat if I choose to eat it
¨¨ Appropriate clothing for myself and my family including shoes, clean clothes for school or work, warm clothes
in winter, etc
¨¨ Medical care, including visits to doctors for myself and my family, and prescriptions or medications
¨¨ Educational expenses for children including school fees, uniforms, books and transportation
¨¨ Sufficient clean drinking water in my home
¨¨ Access to safe means of transportation
¨¨ Housing that is safe and protects from the weather
¨¨ Energy expenses that allow light and adequate heating or cooling (such as fans or heaters), when necessary
¨¨ Savings of at least 10% of my income to set aside for cultural or recreational activities and other expenses
100. Which of the following can your employees afford comfortably, based on the wage rate that you pay them,
without having to have a second source of income? [weight: 1]
(green for all selected, yellow for 5 to 8 choices, red for 4 choice or less)
¨¨ Three meals a day for themselves and their family that include fruits and vegetables, and meat if they choose
to eat it
¨¨ Appropriate clothing for themselves and their families including shoes, clean clothes for school or work, warm
clothes in winter, etc
LEGEND ¨¨ Medical care, including visits to doctors for themselves and their families, and prescriptions or medications
¨¨ Educational expenses for children including school fees, uniforms, books and transportation
o ¨¨ Sufficient clean drinking water in their homes
MULTIPLE ¨¨ Access to safe means of transportation
CHOICE ¨¨ Housing that is safe and protects from the weather
¨¨ Energy expenses that allow light and adequate heating or cooling (such as fans or heaters), when necessary
multiple answer ¨¨ Savings of at least 10% of their income to set aside for cultural or recreational activities and other expenses
options can be
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SINGLE
CHOICE
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Comments
LEGEND
o
MULTIPLE
CHOICE
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