New Criticism Rev
New Criticism Rev
New Criticism Rev
NEW CRITICISM1
1
From second edition of The Johns Hopkins Guide to Literary Theory and Criticism, ed. Michael Groden,
Martin Kreiswirth, & Imre Szeman, (Baltimore: The Johns Hopkins University Press, 2005), pp. 691-698
Searle / New Criticism / 2
enormously influential textbooks, the writing of histories not merely of literature but of
criticism itself, and the practical working out of paradigmatic models for publishing
literary criticism which could readily be taught to graduate students, and adapted to
professional purposes, including (but not limited to) the granting of tenure and
promotion. More explicitly, however, the force of the New Criticism as a movement is
evident in the pervasive sense that literary study was strongly implicated in the formation
and continuation of cultural values, precisely at a time when those values were perceived
to be in peril. This, as one of the major unifying motifs of diverse modernisms, provides
a kind of background for the importance of a critical agenda carried out in professional,
reasoned terms, not in what might otherwise seem the high-energy ranting of partisans—
as, for example, in the emergence of the New Humanism under the leadership of Irving
Babbitt, or other similar polemical attempts to re-argue the distinction between
Romanticism and Classicisism. It is of interest that the first use of the term, “The New
Criticism” was in an essay of that title in Creative Criticism (1917) by Joel Spingarn,
specifically as an antidote to the excesses of the New Humanist debates of that era.
The debt of the New Critics to T.S. Eliot was pervasive, but two germinal ideas from
his essays shaped both New Critical theory and practice. In "Tradition and the Individual
Talent" (1917), Eliot argued that the literature of Western Europe could be viewed as a
"simultaneous order" of works (3), where the value of any new work depended on its
relation to the order of the tradition. Thus, the work of the "individual talent" does
not so much express a personality as it affects and is affected by the literature of the past. Eliot
was responding in part to complaints that modem poetry was too hard to understand, too
austere, metaphysical, or unfamiliar. Eliot's essay asserts that difficult language reflects an
equally difficult modern historical and psychological predicament. The point, however, is
general: poetry as an historical process and a response to human predicaments is difficult,
especially as the literature of any age is also a response to previous literature as a whole.
In "Hamlet and His Problems" (1919) Eliot further proposed that the effects of
poetry stem from a relation between the words of the text and events, states of mind, or
experiences that offer an "objective correlative" (124). Eliot suggests that there is a unique
experience to which the language of the poem corresponds: the poem means just what it
says, but it is the "objective correlative" in experience that makes the intellectual and
emotional value of the poem intelligible. Ironically, Eliot propounds this idea while arguing
that Hamlet is a less than satisfactory play because no sufficient correlative (or too many
correlatives) can be found. A more encompassing irony is that both the origin and the
collapse of New Criticism are contained in this point, where the precision of language
demanded of the poem cannot be shown to determine a correlative meaning, "objective" or
otherwise.
In suggesting that literature could be treated as a simultaneous order, a system,
Eliot opened the way to more explicitly speculative and theoretical studies of literature, while
in focusing attention on the fundamental operations by which literary works create
intelligible structure, he provided an analytical example for critics that went well beyond
traditional protocols for assigning critical praise or blame. While Eliot himself evinces no
strong inclination to pursue either explicit theory or critical technique, Richards pursued
both, partly in an attempt to appraise the value of modem poets such as Eliot in explicitly
theoretical terms and quite explicitly to advance the cause of English Studies, first at
Cambridge and later, at other universities as far removed as China. Other critics, notably
Leavis, pursued the questions as opportunities to reevaluate literary history, explicitly as a
Searle / New Criticism / 3
"great tradition," continuing into the modem age, though far less in terms of the
establishment of university departments and programs than in a kind of stubborn,
amateur pursuit of issues of taste.
I. A. Richards's Principles of Literary Criticism (1924) is arguably the first book in
English that attempted to develop a comprehensive theory of criticism, a view Richards him-
self took in describing all previous speculation about literature as a "chaos" consisting of
"random aperçues" and "brilliant guesses" (6). According to Richards, a theory in
criticism must offer both a theory of value and a theory of communication, on the
assumption that poems communicate value, grounded on the reconciliation of conflicting
"impulses" in the experience of the poet.
In Science and Poetry (1926) Richards elaborated his theory as it applied to the
modem crisis of values. Following MATTHEW ARNOLD, Richards presumed that
poetry could be an intellectually respectable substitute for religion in an emerging age of
science. As an advocate for such a substitution, Richards urged that poetry; should be
regarded as presenting, not statements, but rather "pseudo-statements" valued for
an "emotive" meaning (58-59) that could change our attitudes without requiring us to
believe in what he called the "Magical View" (50 ff.) as found in myth or traditional
religion.
For the New Critics, however, Richards's most influential book was Practical
Criticism (1929). The book reports in detail an experiment in critical reading in which
students were presented with the texts of poems without their titles or the names of their
authors. Put simply, this experiment represents a severe complication for Richards's
theory of poetic communication, which he had assumed in his previous work to be
relatively unproblematic and based almost entirely on "emotive" effects. In the
experiment, students were given the texts of the poems and asked to write brief
commentaries on them. For the most part, the experiment showed that poetry (as typically
read or misread) did not reconcile conflicts but induced them, that instead of
communicating valuable experience it provoked confusion and incomprehension. The
student responses, or "protocols," show a wide, sometimes bewildering range of irrelevant
associations, "doctrinal adhesions," and confusions or uncertainties about sense, feeling,
tone, and intent. Practical Criticism turned attention to the importance of teaching as it dis-
closed a problem that had largely escaped critical investigation: how do readers actually
read? What do they actually understand, or fail to understand, and why?
This work also crystallized what would become, for the New Critics, the central
problems of poetic language and form. One of Richards's students, the poet William
Empson, pursued these problems with stunning effect in Seven Types of Ambiguity
(1930), introducing many of the techniques of close reading that later became the
hallmark of New Criticism. The book does not develop a systematic taxonomy of "types" but,
rather, gives seven illustrations of increasingly complex ways in which poetry can be
ambiguous or polysemous. In sometimes uncanny readings, Empson points out semantic
relationships that a reader might miss habitually or systematically.
In the United States, Richards's work prior to Practical Criticism (and prior to
Empson's Seven Types) had relatively little effect. But as Allen Tate later remarked in
(Essays o f Four Decades, 1970), "Nobody who read I. A. Richards' Practical Criticism
when it appeared in 1929 could read any poem as he had read it before" (xi). For a
group of critics generally associated with the Agrarian Revival in the southern
United States, many of whom taught at the University of the South, Vanderbilt Univer-
Searle / New Criticism / 4
sity, and later Kenyon College, Practical Criticism offered a technical example that
could be adapted to a quite different concern with the value of poetry in the modem
world.
Tate, John Crowe Ransom, and other agrarians viewed science not as a way out of
mystification but as a direct threat to human values. While Richards saw poetry as a way to
reconcile us to a brave new world, these critics recommended a conservative return
to religion and, more particularly, a return to an agrarian style of life that set itself in
deliberate opposition to industrialization. Similar concerns were expressed by critics who
did not share the ideological views of the agrarians, critics whom MURRAY KRIEGER has
called "apologists for poetry" (New Apologists for Poetry, 1956). Yvor Winters, for
example, argued for reading poetry as moral statement (especially in In Defense of
Reason, 1949) while Kenneth Burke, in some ways following Richards, viewed
literature as "equipment for living" (The Philosophy of Literary Form, 1941).
In one of his most influential essays, "Poetry: A Note in Ontology" (in The World's Body,
1934), Ransom insisted on the priority in poetry of attention to the concrete image as
natural object, in opposition to what he called "Platonism," or the impulse to render the
world in terms of abstract ideas. This Platonism, for Ransom, is "always sciencing and
devouring" and thereby represents both the force of scientific reason and the threat of
industrialism. While this distinction recalls Richards's distinction between scientific and
emotive uses of language, the difference of attitude is profound. Where Richards
viewed the rise of science and "modernity" as generally beneficial, it represented for Ransom
and many of his associates (especially Allen Tate) a form of oppression to be vigorously
opposed. Tate, however, insisted that the field of knowledge must not be so easily
surrendered—as it appears to be in the work of both Richards and Ransom (Tate 72-
105). To see poetry as a form of knowledge, however, requires renewed attention to the
meaning of poetry and its relation to poetic language, generally treated as if it were merely
technical problem.
In later essays, Ransom modified his position so far as to admit that poetic language
was the union of "logical structure" and "local texture," without compromising his
insistence on the "rich contingent materiality" of poetry (Stauffer 92 ff.). As he later
said in his essay "The Literary Criticism of Aristotle," "the critic never ceases to be impressed
with his fine object" and, as a literary man himself, "starts with a spontaneous surge of piety,
and is inducted by the contagion of art into a composition of his own" (Coleman 17). But
Ransom also saw the value of academic criticism and the virtues of more precise abstract
argument and literary scholarship. Increasingly, he moved away from the
conservative ideology of his earlier essays to a position of mediation and acceptance of a
wider range of critical practice by other critics who did not share his political or cultural
views but were nevertheless encouraged by him and published in journals with which he
was associated, such as the Southern Review, the Sewanee Review, and the Kenyon Review.
An important factor in the reputation of New Criticism as a movement is that it
was, especially in the period just before and after World War II, a phenomenon of
periodical journals, such as those just mentioned, together with Leavis's Scrutiny in
England. Thriving in a climate of vitality for "little magazines," prevalent in the cultural
scene in both America and England since the 1920s, New Criticism attracted younger
critics by the example of distinctive essays with at least a rhetorical and thematic
family resemblance, in which a concentration on literary form made a wide range of
cultural and aesthetic topics available for treatment in shorter critical articles. While the
Searle / New Criticism / 5
variations are as rich as the literature examined, the New Critical essay is generally
characterized by a close attention to the language of the text, to show a pattern of formal
and thematic features that the critic commonly argues are fundamental to understanding
the meaning of the work as a whole but that are expressed in terms that foreground
the formal unity or balance of the work.
Essays by Blackmur in particular reflect an increasing degree of sophisticated
concentration on matters of poetic form, technique, and value. Blackmur's criticism (like
his poetry) reflects his conviction that "literature is the bearer ... of all the modes of
understanding of which words are capable; and not only that: it also bears, sets in motion
or life, certain modes which words merely initiate and symbolize." In this respect,
literature was “always specific and unique; never general and repeated” and thus not
really amenable to formal theoretical explanation. (The Lion and the Honeycomb: Essays in
Solicitude and Critique, 1955, 213). Although resolutely independent, and not a follower
of any group, Blackmur is in many ways the paradigmatic New Critic as essayist. He
approached criticism as the necessary expression of the man of letters contemplating the
modes of words and their value.
In contrast, the impact of one of Ransom's later students, Cleanth Brooks, on academic
criticism has been a good deal more specific, both in practice and in theory. Brooks's
influential textbook Understanding Poetry (1939), written with Robert Penn Warren,
provided practical and teachable examples. The Well Wrought Urn (1947) presented
both exemplary instances of New Critical practice and a central account of New Critical
doctrines that in many ways appears as a synthesis of ideas from Ransom, Eliot, Richards,
and Empson. Following arguments begun in Modern Poetry and the Tradition (1939),
Brooks set out to demonstrate that the tension, paradox, and ambiguity of much modern
(and metaphysical) poetry--of just the sort exemplified by Eliot's poetry and explicated by
Empson--was fundamental to the nature of poetry. In The Well Wrought Urn Brooks
showed that in every age, in diverse styles, a quality of dramatic tension or paradox was
essential to poetic meaning, so much so as to warrant the claim that poetry and paradox are all
but identical. Like Blackmur, however, Brooks’s persuasiveness lay in the essays on individual
texts and authors, while explicit theoretical speculation tended to take a secondary role.
For Brooks, the term "paradox" calls attention to the finding that no easy distinction
between "form" and "content" can be maintained without distorting the overall
meaning of the poem: the form of the poem uniquely embodies its meaning, which may
itself seem "paradoxical" within a commonsense notion of literal or referential
"meaning". More particularly, Brooks asserted that the language of the poem itself
effects the reconciliation of opposites or contraries and that the result is the meaning of the
poem. In this way, Brooks replaced the psychologism of Richards's theory of reconciling
and balancing experiential "impulses" by claiming that the effect was embodied in
poetic language itself.
Brooks concluded The Well Wrought Urn by describing what he called the
"Heresy of Paraphrase," arguing that any attempt to reduce poetic meaning to a
prose statement of a theme or a description of a plot was a betrayal of the poem
as a poem. By using the term "heresy" when in truth there was no proper orthodoxy of
interpretation from which to depart, Brooks virtually guaranteed polemical replies to
his position, just as he called attention to a pervasive perplexity about how to
construct a viable theory—which may seem to the individual theorist to be a direct
description of a literary reality, but appears to others as saturated with an incompletely
Searle / New Criticism / 6
examined ideology or system of values. While critics such as Blackmur had regarded
explicit theory as either redundant or irrelevant, the increasingly vigorous practice
of critical interpretation led to frequently irresolvable conflicts over rival
interpretations that seemed mutually exclusive. Thus, the very success of New
Critical practice called attention to theoretical problems that had never been
adequately addressed, just as its practical strength in producing intelligible
readings is the source of a persistent anomaly of incompatible readings that no avail-
able postulates appear able to resolve.
A similar mixture of theory and polemic is evident in two influential essays by W. K.
Wimsatt, Jr., and Monroe Beardsley, "The Intentional Fallacy" and "The Affective
Fallacy" (Wimsatt, 3-39), which argued, respectively, that reports of an author's original
intention are not germane to judging a work of art, which either succeeds or fails
according to what is actually expressed in its words, and that the meaning of a poem cannot
be equated with how it affects a reader. A "heresy" may be more damning than a
"fallacy," but both imply that there is a correct position and that it is in some way
securely sanctioned. In this case, however, the supposition that one could accurately
interpret texts without reference to authorial intention presents so severe a test of the
reader that a strict avoidance of the intentional fallacy almost forces the reader into the
affective fallacy, since the reader of the text is, by default, the only judge-as post-New
Critical theorists, such as Norman Holland, David Bleich, or STANLEY FISH, advocating
different versions of READERRESPONSE THEORY AND CRITICISM, have not hesitated to assert
(see PSYCHOANALYTIC THEORY AND CRITICISM: 2. RECONCEPTUALIZING FREUD).
In perhaps the most ambitious (and least polemical) attempt to articulate a theory for
New Criticism, Theory of Literature (1949), René Wellek and Austin Warren distinguish
between the "intrinsic" and "extrinsic" study of literature. The former concentrates on the
work as a "stratified system of norms," whereas the latter relegates literary
biography, history, psychology, and sociology to the "extrinsic" domain, a move that
incurred the ire of literary historians, scholars, sociologists, and so on.
In all of these major postwar efforts to consolidate theoretical gains, the same
general problem persists: there is no well-grounded way to ascertain the validity of any
particular interpretation. Thus, E. D. Hirsch argued in Validity in Interpretation (1967) that
the proliferation of incommensurable interpretations required a return to historical
evidence ("extrinsic," according to Wellek and Warren) to buttress appeals to the author's
intention (pronounced a "fallacy" by Wimsatt and Beardsley). Unfortunately, the historical
documents from which Hirsch presumed authorial intention could be ascertained are
themselves subject to a similar interpretive dilemma.
While most of the early New Critics were no strangers to controversy, one of the most
serious attacks came from R. S. Crane, who had earlier been welcomed by John Crowe
Ransom as one of the most important "new critics." In the late 1940s, Crane and his colleagues
at the University of Chicago had been included in Robert Stallman's very influential
anthology, Critiques and Essays in Criticism (1949) which defined New Criticism by
default as what contemporary critics were actually doing. Crane and his colleagues at
Chicago had also argued strenuously for making criticism central in the English curriculum,
and with Ransom, Tate, and Brooks, they had emphasized the issue of poetic form, but the
CHICAGO CRITICS followed ARISTOTLE and Richard McKeon instead of SAMUEL TAY-
LOR COLERIDGE, Arnold, Eliot, and Richards. Crane edited a collection of essays by
various hands, Critics and Criticism: Ancient and Modern (1952), which, like Brooks's The Well
Searle / New Criticism / 7
Wrought Urn, sought to demonstrate the coherence of an approach to poetic form across a
broad range of periods and styles. But included within the volume were a series of
highly polemical attacks on Richards, Empson, and Brooks, who had, according to the
Chicago critics, impoverished criticism by concentrating on only one element of form, its
language, or "diction."
In "The Critical Monism of Cleanth Brooks" Crane argues that Brooks and
other New Critics impoverish theory by making irony or paradox a unique principle of
structure, and he points out with sharp effect that the balancing and reconciliation of
opposites that Brooks ' held to be the sole differentia of "poetic" language was in fact the
characteristic of all connected discourse. By Brooks's own criteria, the best example of a
modern "ironic" poem was Einstein's formula E = mc2, asserting the paradoxical identity of
matter and energy (104). Crane, however, treated this result as a reductio ad absurdum,
deriving from the New Critics’ “morbid obsession” with trying differentiate poetry from
science by looking merely at its language—which Crane reduces, after Aristotle, to poetic
“diction”, the least important “element” in defining poetry. In Crane's view, the proper place to
start was with "concrete poetic wholes of various kinds" (105), ignoring the fact that a poetic
whole is not in any meaningful way "concrete," but verbal, and that any idea of its wholeness
required some interpretation of its language.
Perhaps inadvertently, however, Crane's polemic locates a fundamental problem in
formalism and structuralism of all varieties, including his own and that of the logical
positivists, whom the New Critics since Ransom had regarded as irreconcilable enemies.
In this sense, what might have been a family quarrel among American academic
critics turns out to be especially helpful for understanding the demise of New Criticism as
well as its genetic relation to the archetypal structuralism of NORTHROP FRYE and to
later, poststructuralist criticism.
The central premise in this dispute is that literature ought to be definable (and
thereby differentiated from science) by reference to formal properties of its language,
an assumption shared by all parties to this dispute, including the logical positivists (who may
have thought they had already won this battle) and by other theorists and critics for whom
form and structure were decisive concerns. In a striking example of Coleridge's favorite
maxim, "Extremes meet," the New Critics and the logical positivists, appearing as opposites, are
so only because of a common commitment to the proposition that there must be some
fundamental opposition between the referential language of science and the expressive,
which I. A. Richards had decisively characterized as the "emotive" language of poetry.
Rudolph Carnap embraced this distinction in his first English publication, Philosophy
and Logical Syntax (1935), which appeared in the Psyche Miniatures series edited by Richards's
colleague and frequent collaborator, C. K. Ogden. Carnap used the distinction, however, as a
grounds for rejecting metaphysical propositions because they assert nothing verifiable but
have, like lyric poems, "no assertorial sense, no theoretical sense ... [and do] not contain
knowledge" (29). In the same work, for similar reasons, he adopts Richards's disastrous
notion of the "pseudostatement" in order to guard against any unwary acceptance of abstract
entities (e.g., numbers) as if they existed In a material mode (78 ff.).
The ironic importance of this connection is played out in Crane’s major
effort to launch a “newer criticism” in his much less polemical book, The
Languages of Criticism and the Structure of Poetry (1953), calling for a radical
“pluralism” in critical theory, in which the relativity between the “kind of
questions” one poses about literature and the kind of answers that thereby appear
Searle / New Criticism / 8
The scene concludes with Crane reclaiming the mask, partially cleaning it, then writing
"Aristotle" on the forehead to announce, "This looks a lot better on me than it did on you" (45-
46). Pluralism in this guise is hard to distinguish from bickering, and one could say
that by the mid-1950s, while New Critical practice was still thriving in journal articles and
classrooms, New Critical theorizing had come to an unresolvable impasse.
Literary historians such as' Douglas Bush and Frederick Pottle continued the
complaint that New Critical practice impoverished literary understanding by giving
inadequate attention to historical specificity. Critics such as Murray Krieger and Philip
Wheelwright sought a way beyond the impasse by a more systematic and intensive alignment
of criticism with aesthetic theory and with philosophical studies of language and
metaphor, while attempting to preserve the characteristic qualities of New Critical practice.
Clearly the boldest theorist to emerge in the aftermath of the polemical quarrels of the late
1950s was Northrop Frye, whose Anatomy of Criticism (1957) turned back to Eliot and to an
Inductive survey of the literary field to view the "masterpieces of literature" as "phenomena to be
explained in terms of a conceptual framework which criticism alone possesses" (16). In
using Carnap's metaphor (quite probably drawn from Crane), Frye attempted to
articulate a framework of precisely the kind Carnap had recommended. In, place of Eliot's
"simultaneous order" of works, Frye proposed a total "order of words" in which
literature "imitates the total dream of man" (u8-19), structured in and through literary
archetypes.
In writing an anatomy of criticism, Frye set out explicitly to integrate all of his more
or less contentious critical ancestors, including Aristotle, WILLIAM BLAKE, Coleridge and
Arnold, Eliot and Richards, Brooks and Crane, into a theory of literature as cultural
communication drawing from Romantic theories of symbolism and the medieval fourfold
theory of interpretation. The result is a syncretic and encyclopedic survey that marks a passage
from formalism to an indigenous Anglo-American literary structuralism. Where CLAUDE
LEVI-STRAUSS focused on myth, Frye focused on the archetype; where Levi-Strauss
drew upon FERDINAND DE SAUSSURE, Frye exploited T. S. Eliot's idea of a total order of
words.
From this point of view, Free can be seen as both the point of highest
achievement of the modem tradition of New Criticism and the point of its irreversible
collapse. For "myth" and "structure" in Levi-Strauss, like the "archetype" and
"anagogy" in Frye, are both subject to the same radical critique. The "myth or the
"archetype" appears to posit a form of transcendental agency that brings it into being,
without having any way to explain that agency or to explain how it is that semantic or
semiological differences arise. To see Frye as the culmination of New Criticism,
however, is to see in his work both what is of enduring value in the movement and
what is most vulnerable on theoretical grounds.
New Criticism, from Eliot to Frye, sponsored a project in the reformation of
critical reading that first called attention to the radical specificity of poetic language
and dramatically widened the scope for poetic interpretation. Its theoretical
frustrations represent less a failure than a gradual realization that a radical rethink-
ing would be required, on a wide range of philosophical and metaphysical issues, and
thus prepared the way for a more general pursuit of theory by later critics. If the
common belief of the New Critics in a fundamental linguistic opposition between
poetry and science is untenable, and all uses of language reflect an intrinsic degree of
Searle / New Criticism / 10
freedom in the production of meaning, then the history of New Criticism may mark
at once the end of a philosophical epoch and the beginning of a brave new world of
speculative criticism. In precisely that spirit, moreover, subsequent critiques of the
New Criticism have centered on the underlying cultural ideology, to some degree
masked by the technical concentration on the aesthetic dimension of language, where
the overriding issue lies in clarifying the purpose of literary work, as a form of
cultural practice and a form of reasoning that may have the capacity to even more
radically disrupt the philosophical heritage that began with Plato’s attempt to exile
the unpredictable creativity of the poetic as a disruption to a metaphysical pursuit of
incontrovertible Truth. Thus, the dilemmas of the New Criticism remain deeply
implicated in such movements as the New Historicism, quarrels over the literary
canon (see especially in this regard John Guillory’s Cultural Capital), and the
emergence of diverse forms of cultural studies. The enduring importance of the New
Criticism in this regard lies in its institutional importance and its insistence on the
practice of close reading, whatever conceptual justifications may be involved in
putting it to use.
Leroy F. Searle
Richards: His Life and Work (1989); Lewis P. Simpson, The Possibilities of Order:
Cleanth Brooks and His Works (1976); Josef Szili, "The New Criticism," Literature and Its
Interpretations (1979); E. M. Thompson, Russian Formalism and Anglo-American New
Criticism (1972); Twelve Southerners, I'll Take My Stand: The South and Agrarian Tradi-
tion (1930); Kermit Vanderbilt, American Literature and the Academy (1986); Eliseo
Vivas, "The Neo-Aristotelians of Chicago," Sewanee Review 61 (1953); Grant
Webster, The Republic of Letters: A History of Postwar American Criticism (1979); Rene
Wellek, A History of Modern Criticism: 1750-1950, vol. 6, American Criticism, I900-I950
(1986); Barbara Herrnstein Smith, Contingencies of value : alternative perspectives for
critical theory (1988); Art Berman, From the New Criticism to Deconstruction: The Reception of
Structuralism and Post-Structuralism (1988); Mark Royden Winchell, Cleanth Brooks and the
Rise of Modern Criticism (1996); John Guillory, Cultural Capital: The Problem of Literary
Canon Formation (1993); Mark Jancovich, The Cultural Politics of the New Criticism (1993);
Judith Butler, et. al., eds., What’s Left of Theory: New Work on the Politics of Literary
Theory (2000); Charlotte H. Beck, The Fugitive Legacy: A Critical History (2001);