Polygraphy
Polygraphy
Polygraphy
LECTURE ON POLYGRAPHY
DEFINITION OF TERMS:
• Blood Pressure Cuff Assembly- part of the cardio component attached on the right
• Cardiospygmograph- a device which consist of blood pressure cuff and rubber pump
and is fastened around the subject’s right arm. It records the changes in pulse rate and
blood pressure.
person is inferred.
circumstances of his felonious act of the share and participation which he had in it.
or obscure.
• Dicrotic Notch- is a short horizontal line on cardio tracing located at the middle of
diastolic stern.
• Evidence Connecting Questions- these are intended to stimulate the subject and focus
his attention on the probability of incriminating proof that would tend to establish his
guilt.
• Examiner or Polygraph expert-is one who is conducting polygraph examination.
• Finger Electrode Plate- a part of the galvanograph assembly attached on the left fingers
of the subject.
the chart paper under the recording pen at the rate of 6 to 12 inches per minute.
affection to another.
attached to the finger of the left hand, or to the index and ring finger of the left hand
planned manner.
• Heredity- is the transmission of mental and physical traits from parents to offspring.
• Irrelevant Questions-are those query that do not relate to the matter under
investigation and deals with a known fact which the subject cannot lie.
• Peak of Tension Test- this is answerable only by NO and this test is only made possible
when there is no widespread publicity about a crime where intimate details as to the
method of commission of certain facts of the case is only known by the suspect, the
victim and the investigator.
the chart paper under the recording pen at the rate of 6 to 12 inches per minute.
• Lying- is the conveying or uttering of the falsehood or misleading impression, with the
• Lie detector Machine-is a device or instrument that helps determine whether the
• Normal Response- a tracing on the chart wherein the subject answered the irrelevant
questions.
• Normal Tracing- a tracing of the subject which produced when no irrelevant question
was asked.
the subject, consisting of a ten (10) inches convoluted tubes fastened together around
polygraph machine.
• Relevant Questions-are direct query having precise and specific relation with the
• Specific Response-is any variation or deviation from the normal tracing of the subject.
• Spygmomanometer-is the part of the cardio component which indicates the air
• Stimulus-refers to the motion or force reaching the organism and excite the receptors.
and causes three major component tracing change from the subject’s psychological
norm.
• Weak Relevant Questions- are secondary queries which are concerned with the less
important elements of the offense and deals mostly on guilty knowledge and partial
involvement.
• Balance ordeal
• Polygraph Examination
• Use of Hypnotism
• Color change
• Sweating
• Holding of breath
KINDS OF LIE
• White lie
• Black lie
• Red lie
• Malicious lie
KINDS OF LIAR
• Pathological
• Professional
Cardio-sphygmograph Component
• Blood pressure cuff which is to the upper right arm of the subject, slightly above the
brachial artery.
the system.
• Pump bulb assembly which inflates air into the system, also known as an air pump it has
a hose connecting the blood pressure cuff through which the blood pressure changes
• Resonance control unit which is used for reducing or increasing the amount of air
pressure to reach the brass bellows (tambour) and thus reduce or increase the
• Centering control which is used to provide adjustment of the tracing so that the
• Vent which provides the means by which air in the system can be released.
• Recording pen (5 inches long) which is used to record blood pressure pulse rate changes
Pioneers that contributed to the development & use of the Cardiospyghmograph in lie
detection:
• Cesare Lombroso – An Italian scientist who in 1885 used hydrospygmograph procedure
and was credited to be the pioneer who envisioned the idea of using scientific
procedures to lie detection. He is considered as the first person to use an instrument for
deception.
where he received three degrees, an A.B. in 1915, an LL.B. in 1918 and a PH.D. in 1921.
He was a physician, the developer the theory we use today for the DISC system and
other important devices, and the creator of the comic book character Wonder Woman.
• Marston was also the creator of the systolic blood pressure test, which lead to the
creation of the polygraph (lie detector). Because of his discovery, Marston was
convinced that women were more honest and reliable than men and could work faster
measures blood pressure, pulse and respiration. He designed the first two recording
channel polygraph in the history. The first mechanical form of detecting deceptions
because it does not only have a recording pen for cardio,pneumo, & galvano but also it
has the muscular movement pen for the arms and thighs.
Galvanograph Component:
• Finger electrodes assembly which has a finger electrode plate and retainer bond
attached to the left index and ring finger of the subject. And a connecting plug designed
mechanical current.
Personalities involved in the development & use of galvanograph:
• Sticker-(1897) worked on the galvanograph component & studied the influence and
• Richard O. Arthur- developed an improvised polygraph machine with two galvanic skin
resistance.
Pneumograph component
• Rubber convoluted tube which is ten (10) inches in length corrugated rubber attached
to the chest and abdominal area of the subject. One end of the tube is sealed and the
other end is connected to the instrument by a rather thick walled rubber tube
considerably larger in diameter than the pneumograph tube itself, it expands and
• The beaded chain another component of the pneumograph assembly is used to fix in
countershaft, adjustable fulcrum, baring with adjusting screw, pen cradle and pen
• Vittorio Benussi-(1914) noted the changes in inhalation and exhalation ratio occuring
• Harold Burtt- a scientist who, in 1918 determined that the respiratory changes were
signs of deception and concluded that systolic pressure changes are valuable in
determining deception.
Keymograph Component
• A motor which drive or pull the paper or chart under the recording pen at the rate of 6
approximately 100 ft. Holes spaced ½ inch apart. The paper is imprinted with horizontal
lines at ¼ inch interval twenty (20) divisions and vertical lines at 1/10 inch interval with
heavy lines at ½ inch divisions across the paper which represents 5 seconds of time.
Pulse rate per minute may be computed by multiplying the number of beats counted in
Chart is a rolled graph paper composed of 12 divisions in sixty (60) seconds run designed to
• Paper rail guide serves to secure or ensure the chart paper’s forward movement
without shaking.
Leonard Keeler (1926) An American criminologist who invented the kymograph machine. In
1949, the “KEELER’s Polygraph” incorporated the galvanograph with measurement, blood
pressure & respiration component & keymograph component.He also devised a metal
recording bellow, rolled chart paper and the method of question formulation used in polygraph
examination.
Other contributors:
• Cleve Backster – created the numerical scoring on the polygraph chart and standardized
incorporating muscular resistance his device was known as the Reid Polygraph. He was
also credited for the development of the SAT and Control Question test.
and instinctive functioning. It is generally accepted that the human mind greatly
7
influences all bodily functions. The principle and theory behind detecting deception
relies of the dogma that involuntary and automatic bodily changes accompany
deception. Such alterations are not derived from consciousness of guilt but viewed as a
The origin of such physiological changes is the hypothalamus, the area of the brain
which acts as the control center for the integration of emotional expressions. This ends
out the automatic response to physical and psychological stimulation. When a warning
of danger is perceived, this control center dispatch message through the nervous system
to prepare the whole organism for fight or fight defense mechanism. An evident and
• External responses are easy to learn. Any person may control his postural and facial
reaction. A lying subject can master the art of telling story which although is untrue, but
sticks together.
• Postural reaction
• Facial Expression
– Dilation of the eyes, protrusion of the eyeballs and elevation of the upper eyelid.
1. Determine if the subject is telling the truth by verifying statements and or comparing
conflicting statements.
3. It does not determine facts; it records responses in which the subject knows to be true.
5. The test should not be administered unless enough facts of the case have been established to
6. A test must not be administered without the voluntary consent of the subject.
8. A test should not be administered until all accusations have been explained and understood
by the subject.
9. No attempt should be made on the use of polygraph machine intesting physical or mental
• Initial Interview
• Pre-test Interview
• Actual Test
• This is usually conducted by the investigator handling the case or a polygraph examiner
who was given brief but significant details of the case & it is designed to obtain
pertinent in
• Test questions are prepared by the polygraph examiner based from the facts and
information.
The investigator on case should brief the examiner of the facts pertaining to:
1. Background information specifically previous police records and verified facts which the
subject denies;
and witnesses;
Pre-test Interview
This is administered by the polygraph examiner designed to condition or prepare the
subject for the actual polygraph test. Its duration usually lasts for 20 to 30 minutes. At this
stage, the rights of the subject are explained, his consent are obtained as well as personal data
and the determination whether the subject is mentally, physically and psychologically prepared
Prior to the polygraph examination the following considerations are taken into account:
1. The subject must refrain from smoking at least two (2) hours prior to the test;
2. The patient should avoid taking medication for at least two (2) days prior to the
examination;
4. The subject must refrain from consuming alcoholic beverages for at least twelve (12)
emotional abuse;
Before the actual polygraph examination is administered on the subject, the examiner must
Actual Test
This is the stage wherein the component parts of the polygraph machine are actually installed
1. The room must be spacious for two persons with a polygraph desk, subject’s chair with arm
2. The room must be devoid of pictures, paintings, ornaments and other decors;
4. The room must be private and 90 percent soundproof free from outside noise & distracting
influence;
5. Installed with a one way mirror and remote sound system or video device and amplifier for
6. The polygraph machine should be tested and widely used by most Asian countries, latest
confession. An interview is conducted when the subject indicates innocent response while
interrogation is undertaken if symptoms of deception are indicated by the results of the actual
polygraph test. The subject, when innocent is cordially released & thanks extended by the
The interrogatory technique is applied to secure admission or confession using the ff.
procedures:
2. Convince the subject that the responses were result of his emotion & not by means of any
mechanical manipulations;
admission;
4. Point out recorded reactions with brief explanations of their importance as objective,
tangible & concrete evidence to be used against the subject;
5. Listen attentively to any implications; pursue a line of mild interrogation as to the reasons
6. Rationalize the subject’s act by offering a way to excuse his conduct or minimize the
significance or
11
• Types of questions
A. Irrelevant questions are those pertaining to basic data and information regarding the
background of the subject not related to the case but are ask to establish the normal response
of the subject. Eg. Name, address, age etc.. Such questions is only answerable by “Yes”.
B. Relevant questions are those queries related to the issue which may be classified as
strong relevant or weak relevant which indicate deception on the part of the subject.
Weak relevant may be divided into three, namely: (a) knowledge questions which is
given for the purpose of determining information known to the subject; (b) Evidence
connecting questions which is designed to link the subject and the crime; (c) Sacrifice
answerable by “No”.
Relevant questions are further classified with respect to their stimulation effect as strong or
Strong relevant or crucial questions is designed to test for direct involvement which is
specifically designed to produce an emotional response in guilty subjects it having an
Secondary questions on the other and are formulated and given to bring about guilty
1) Sacrifice relevant questions that which reveals subject’s norms & stimulus excitement
level and gives a clue which pertains to the attitude of the subject’s acceptance; such as
identity of the suspect or other similar secondary elements of the case under investigation.
3) Evidence connecting questions is formulated to arouse the guilty subject & focus his
attention on the likelihood of incriminating proof that would tend to establish his guilt.
C) Control questions which refers to queries which may either be relevant or irrelevant
referred to as a probable lie. It provides a basis for evaluating the subjects perceptual
set.
It is classified into primary control questions which is based on a lie & a secondary control
TEST PROCEDURES
12
1.All test or polygraph examination must be conducted only after having a pre-test
2. The polygraph examination should consist of asking the subject a list of not more than
3. There should be at least three (3) charts taken with each chart which should not exceed
for four (4) minutes with a rest interval of fro five (5) to ten (10)minutes between charts.
TYPES OF TESTS
The number of test required when the subject indicates deception is at least five (5) test
which may be any of the foregoing:
●General Question Test- answerable by “Yes” or “No”, questions in which the subject
knows it to be true.
• Peak of Tension Test – refers to the series of questions in which only one has a bearing
knowledge pertaining to a crime but the intimate details are known only by the
• Card Test- It is conducted immediately after the completion of the first test while the
pressure cuff is still deflated. The subject is ask to choose one from seven numbered
cards, take it and return the same without telling the examiner or otherwise identifying
the chosen number. The card is then shuffled by the examiner and instruct the subject to
answer “No” concerning the cards when shown. This is to single out which among the
answers given by the subject is a lie. This is undertaken to stimulate lying subjects into
specific responsiveness to the subsequent relevant questions and to afford the lying
subject an opportunity to try to distort the polygraph examination tracings which would
result in exposing his deception with respect to the matter under investigation.
• Silent Answer Test -is a confirmatory test because the subject is afraid of the unfamiliar
and the unknown. It is an examination in which the subject is instructed by the examiner
• Guilt Complex Test – in cases where the subject is overly responsive, this test is given
which consists of a test pertaining to a purely fictitious incident of a similar nature to the
one under query. It is designed to compare the responsiveness on it with those that
appeared on the actual test record wherein questions are those which pertains to that
which is under investigation. This test is designed for diagnostic purpose to aid in the
●Mixed Question Test- This is consists of an arrangement of first and third test questions,
administered for the purpose of discounting possible factor of accidental responses and
to compare the degree of reaction between control and relevant questions. The
objective of such changes in question choice of words is to direct the subject’s attention
to certain particular items or situations and in so doing arouse his concern that his
earlier test records may have disclosed some deception respecting one or more of the
13
a) The mixed question test would permit additional pin-pointer pairings of the relevant &
b) The mixed question test would allow the examiner to check responsibility of spot
responses since some subjects would respond at certain times during the test without
c) Mixed Questions – is administered during the fourth exam which would guard against
subjects who may have anticipated the asking of certain questions and may give
anticipatory response.
d) A subject may have given a response at the end of the of the test due to discomfort, by
changing on the fourth test, the mixed question such occurrence would be excluded.
ZONE- a twenty to thirty five seconds block of polygraph chart time initiated by a question
exclusively for single-issue tests. It was developed by Matte after two years of research
and experimentation with fictitious crime test used in conjunction with actual test in
real-life situations. This test also employ Backster’s basic test structure and quantification
control/relevant question pair to deal with examinees “fear of error” and the guilty
2) The Backster Tri-Zone Comparison Technique- forms the basis of the Quadri-Track Zone
comparison technique, therefore the definition of terms articulated there and the
the use of inside track “fear of error” control question and the “hope of error”. When the
Backster zone comparison technique does not incorporate the fear/hope of error
questions the only difference remaining in the test structure between number one and
number two techniques is the position of symptomatic questions which are opposite.
14
Technique
The First zone contains the relevant questions concerning, Primary, Secondary and S-K-Y
(Suspicion Knowledge You questions.The second zone, is used when there is only one
William M. Waid and Philip M. Cocheti. This technique has the most significant departure
5) The Utah Zone Comparison Technique- the structure of this technique is basically the
same for single issue test as it is for multiple issue tests. However instead of using
relevant question that embraces several facts of a crime or matter under investigation,
the single issue test uses relevant question that addressed a single issue only.
Re-examination – after all the five tests have been administered and the polygraph
examiner was not able to make a definite diagnosis, an arrangement should be made for
a re-examination of the subject at a later date. His situation occurs 10% of cases under
investigation where the polygraph examination has been used. During this discussion
where examiner finalizes the arrangement for re-examination, it would e helpful to
observe the subjects comments and general behavior ordinarily different from those of
a subject who is determined to be lying. Experience would show that persons who are
truthful would comply and adhere to the pre-scheduled re-examination even if not
under the custody of the police; on the other hand untruthful subjects are prone to
1. The subject is required to sit on the chair as soon as he/she enters the examination
room;
2. Attachment of the component parts of the polygraph machine on the subject’s body
follows;
3. Any comments or suggestions from the subject should be given attention immediately
after attachment of all the parts of the polygraph machine on the subject’s body;
4. When no comment or admission has been made by the subject, proceed with the card
test and this time when the subject answers “NO”, the test is ended without asking the
remaining cards; This will give a greater positive ness pertaining to the efficiency of the
polygraph technique.
5. When the subject make a fuss or distortions on the tracing when his chosen card was
mentioned, the examiner should ask one other unselected card question and then
On the other hand, controlling internal responses is hard to accomplish seemingly next
to impossible. No person has been known to suppress completely the internal activity of the
body such as the rapid heart palpitations, the rush of blood on the face and the gripping of
the intestines.
15
The conscious mental effort of a normal person with intent to deceive stimulates the
emotion of fear which leads to physiological changes capable of being transmitted and
recorded into different components of the polygraph machine and accurately interpreted and
1. Normal Responses are responses of the subject that has no bearing on the matter
under investigation.
2. Specific Responses are responses which contain deviations or signs of deception which
9. All questions should not contain inferences to one’s knowledge, religion, race, ideology or
belief.
a) Normal
b) Rapid
c) Slow
d) Shallow
e) Deep
1. The Average Tracing Segment- a segment within a tracing that shows no physiological
evidence of a change in the emotional level within the stress area on the polygraph
chart. (Backster 1970, Matte 1980). This is also known as Tomic level (Weinstein 1995,
DoDPI 1996).
2. The Reaction Tracing Segment- a segment within a tracing that shows physiological
evidence that tha sympathetic subdivisions of the autonomic nervous system has
16
become more active, indicating a psychological change from the subjects average
emotional level. (Backster 1970, Matte 1980). This is also known as Phasic or Tomic
3. The Relief Tracing Segment-is a segment within a tracing that shows physiological
evidence that tha parasympathetic subdivision of the autonomic nervous system has
become more active following the stress area on the polygraph chart, indicating a
psychological return to the subject’s exhibited average emotional level (Backster 1970,
DoDPI 1996).
4. The Distortion Tracing Segment- refers to a segment within a tracing that departs from
the average emotional level but lacks physiological evidence of either sympathetic or
parasympathetic activation within the stress area on the polygraph chart, indicating
(Backster 1970, Matte 1980). This condition is also referred to as Artifact (Weinstein
1995,
DoDPI 1996).
d) Change of baseline;
e) Loss of baseline;
g) Suppression;
h) Respiratory block.
GALVANOGRAPH TRACINGS INDICATIVE OF DECEPTION
The galvanograph tracing is located at the center portion of the chart when properly balanced
takes the form of a slightly wavering line across the middle portion of the chart with a minor
The tracing is usually found at the bottom of the chart & it records the activity of the heart
which is made up of three physiological phenomena: a systolic rate; a diastolic stroke & a
dicrotic notch. The normal pulse rate of an average individual is 72 to 80 beats per minute. The
17
SOME FACTORS OTHER THAN SPECIFIC RESPONSE WHICH ARE CONSIDERED AS POSSIBLE
DECEPTION
1. Degree of reaction;
2.Distribution of reactions;
3. Duration of reaction;
• Qualifications of an examiner
Legal qualifications
polygraph examinations
Moral qualifications:
b) Must not allow any subject to undergo the test while suffering from temporary or
permanent illness;
18