4/14/2020 Quiz M2

My courses ▶ (20/04) MScFE 560 Financial Markets (C20-S2)

▶ Module 2: Market Regulation ▶ Quiz M2

Started on Tuesday, 14 April 2020, 4:24 PM

State Finished
Completed on Tuesday, 14 April 2020, 4:49 PM
Time taken 25 mins 42 secs
Marks 15.00/15.00
Grade 20.00 out of 20.00 (100%)

Question 1

Correct

Mark 1.00 out of 1.00

Research has now shown that higher rates of inequality are experienced during
periods of higher…

Select one:
...political activity.

...market deregulation. 

...regulation.
...stock market prices.

This study source was downloaded by 100000780382148 from CourseHero.com on 01-23-2022 13:24:12 GMT -06:00

https://masters.wqu.org/mod/quiz/review.php?attempt=193630&cmid=39381 1/7
https://www.coursehero.com/file/64757190/Quiz-M2pdf/
4/14/2020 Quiz M2

Question 2

Correct

Mark 1.00 out of 1.00

Which phase is considered the embryonic stage of regulation during which both the
problem and solution are shaped and take their rst form?

Select one:
Phase 1
Phase 4

Phase 3
Phase 2 

Question 3

Correct

Mark 1.00 out of 1.00

Regulation of investment products seeks to...

Select one:

...protect the organization from risk directly.

...protect the organization from risk indirectly.

...protect the consumer from risk indirectly.

...protect the consumer from risk directly. 

This study source was downloaded by 100000780382148 from CourseHero.com on 01-23-2022 13:24:12 GMT -06:00

https://masters.wqu.org/mod/quiz/review.php?attempt=193630&cmid=39381 2/7
https://www.coursehero.com/file/64757190/Quiz-M2pdf/
4/14/2020 Quiz M2

Question 4

Correct

Mark 1.00 out of 1.00

The ‘Golden age’ leading up to the Great Depression in the USA could be
characterized by…?

Select one:
Socialist policies
Economic downturn
Over regulation in the banking sector
Minimal regulation in the banking sector 

Question 5

Correct

Mark 1.00 out of 1.00

What are central banks?

Select one:
Banks based in the city center
Banks that have the largest amounts of cash on hand
Banks who fund government purchases

Banks that maintain an economy’s monetary supply 

Question 6

Correct

Mark 1.00 out of 1.00

Which one of the following constitutes an argument for market deregulation?

Select one:
Less sel shness
Consumer protection
Increased response rate 

Justice and accountability

This study source was downloaded by 100000780382148 from CourseHero.com on 01-23-2022 13:24:12 GMT -06:00

https://masters.wqu.org/mod/quiz/review.php?attempt=193630&cmid=39381 3/7
https://www.coursehero.com/file/64757190/Quiz-M2pdf/
4/14/2020 Quiz M2

Question 7

Correct

Mark 1.00 out of 1.00

Which sector experienced regulatory scrutiny during the Great Depression?

Select one:
Automotive
Banking 
Technological
Textiles

Question 8

Correct

Mark 1.00 out of 1.00

Indirect regulation may be de ned as regulation that...

Select one:
…affects other regulation or industries through a knock-on effect. 

...does not discriminate between industry types, as these regulations are

deemed appropriate, regardless of a sectors primary business function.
…is implemented by government agents within a particular country’s borders.
…is applied to a speci c country.

Question 9

Correct

Mark 1.00 out of 1.00

Why is non-governmental regulation needed?

Select one:
The government cannot think of all the possible risks.
The government does not play a role in market regulation.

The government is only out to make money.

The government is unable to oversee all industries and markets. 

This study source was downloaded by 100000780382148 from CourseHero.com on 01-23-2022 13:24:12 GMT -06:00

https://masters.wqu.org/mod/quiz/review.php?attempt=193630&cmid=39381 4/7
https://www.coursehero.com/file/64757190/Quiz-M2pdf/
4/14/2020 Quiz M2

Question 10

Correct

Mark 1.00 out of 1.00

Which one of the following is an example of industry-speci c regulation?

Select one:
Government imposed generalized import tariffs
International nancial reporting standards
Global oil production limit 
Global carbon emissions agreement

Question 11

Correct

Mark 1.00 out of 1.00

Deregulated markets refer to…

Select one:
Markets which have no trade barriers
Markets which trade on an international scale

Markets which have stringent policy and oversight

Markets which have minimal policy and oversight 

Question 12

Correct

Mark 1.00 out of 1.00

Which one of the following constitutes an argument against market deregulation?

Select one:
Market participation
Inequality reduction 

Lower costs

Rate of advancement

This study source was downloaded by 100000780382148 from CourseHero.com on 01-23-2022 13:24:12 GMT -06:00

https://masters.wqu.org/mod/quiz/review.php?attempt=193630&cmid=39381 5/7
https://www.coursehero.com/file/64757190/Quiz-M2pdf/
4/14/2020 Quiz M2

Question 13

Correct

Mark 1.00 out of 1.00

Phase 3 in the regulatory process is:

Select one:
Identi cation of the need for change
Assessing budgetary requirements
Research gathering 
Drafting and vetting regulation

Question 14

Correct

Mark 1.00 out of 1.00

Which of the following is an auxiliary function of the World Trade Organization

(WTO)?

Select one:
Dispute resolution 
Global policy enactment
Interest rate parity

Acting as a holder of reserves for central banks

This study source was downloaded by 100000780382148 from CourseHero.com on 01-23-2022 13:24:12 GMT -06:00

https://masters.wqu.org/mod/quiz/review.php?attempt=193630&cmid=39381 6/7
https://www.coursehero.com/file/64757190/Quiz-M2pdf/
 4/14/2020 Quiz M2

Question 15

Correct

Mark 1.00 out of 1.00

What does CAR stand for, in relation to prudential regulation?

Select one:

Capital asset registry

Capital adequacy ratio 

Capital asset ratio

Commercial asset reporting

◀ Live Session M2 Jump to...

Compiled Content M2 ▶

This study source was downloaded by 100000780382148 from CourseHero.com on 01-23-2022 13:24:12 GMT -06:00

https://masters.wqu.org/mod/quiz/review.php?attempt=193630&cmid=39381 7/7
https://www.coursehero.com/file/64757190/Quiz-M2pdf/
Powered by TCPDF (www.tcpdf.org)