Alexander's Generalship at Gaugamela Author(s) : G. T. Griffith Source: The Journal of Hellenic Studies, Vol. 67 (1947), Pp. 77-89 Published By: Stable URL: Accessed: 28/03/2013 14:18
Alexander's Generalship at Gaugamela Author(s) : G. T. Griffith Source: The Journal of Hellenic Studies, Vol. 67 (1947), Pp. 77-89 Published By: Stable URL: Accessed: 28/03/2013 14:18
Alexander's Generalship at Gaugamela Author(s) : G. T. Griffith Source: The Journal of Hellenic Studies, Vol. 67 (1947), Pp. 77-89 Published By: Stable URL: Accessed: 28/03/2013 14:18
Author(s): G. T. Griffith
Source: The Journal of Hellenic Studies, Vol. 67 (1947), pp. 77-89
Published by: The Society for the Promotion of Hellenic Studies
Stable URL: http://www.jstor.org/stable/626783 .
Accessed: 28/03/2013 14:18
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IT is agreed that of the extant accounts of the battle of Gaugamela, that of Arrian is by
far the best, the only one, in fact, that permits of a coherent reconstructionof what took place.
The best modern accounts derive mainly from Arrian, and it may perhaps be felt that modern
criticism has resolved satisfactorily the two or three important obscurities in his story, and
that everything is now plain.1 With this opinion I cannot agree. To me Arrian's story is
not obscure, but, equally, it is not complete; and what he omits is of such importance that
without it I cannot see clearly why Alexander, and not the Persians, won this battle. I am
not suggesting that really the Persians did win it; but my aim is to supply that part of the
picture which (in my view) Arrian has left blank, and without which the manner of Alexander's
victory is still not fully explained.
With Arrian's description of the order of battle adopted by the two commanders there is
now no serious quarrel. It is best shown by means of a plan, which in respect of the flank-
guards of Alexander represents a compromise between the two interpretations previously
regarded as possible. The one interpretation 2 makes the flank-guards (5 ,ET'Kap-rrTiV,
Arrian III 12. 2 and 4) take up positions which merely extend the Macedonian front on each
wing; this does violence alike to the Greek 3 and to the natural conception of what a flank-
guard is intended to do, and moreover it disregards Arrian's careful distinction between (a)
Alexander's 'front' and (b) his second line (rear-guard) and his flank-guards, Arrian's
passing from (a) to (b) being clearly marked by the words p~v-Irr T&t 'AAE?v&pcp
TPETrcSTrovou
8CE TTJDT0rc E i -- -- (ibid.I). The other T1
interpretation
4 makes of the flank-
KEK6"TEIO'
the two sides of a ' ' the more
guards opposite square (in military sense), or, exactly, the two short
sides of a rectangle of which the two long sides are on the one hand Alexander's ' front ' and on
the other hand his second line (rear-guard): this meets the military requirements perfectly,
though the idea of a defensive 'square' or rectangle was impossible to execute completely
because the infantry of the second line were too few to fill up the second long side of the
rectangle. Alexander's instructions to Menidas on the right were: Ei TerrEptiflTrE1OIEV ol
-TrOhIPlo T7 Ki4pcs (cyp)V, 5
TrAcxyioUS To1KYCpyaVTCXs,5 where
E'pXAAElVCIToS
i-rmK~yxav-rTas
(I take it), does not agree with aC0IroIs(the enemy) but with the subject of ?p~AdxEv (Menidas
and his men): I should translate ELfpp3dxELv m'rKcapycv-r'charge at an angle'. My
reason for preferring a slanting (rather than a rectangular) -rrmK&rmrlov is that it gives to
Menidas a better chance of an early interceptionof the enemy Ei TEpU1TrTrVEio0Ev, without
surrendering entirely his chance of wheeling round to the rear if the enemy got right round
behind the army.
1 All references to Arrian in this
paper are to the to Professor D. S. Robertson for kindly giving me his
Anabasis. The best modern work on this battle is by opinion on a point of Greek translation.
W. W. Tarn, CambridgeAncientHistory VI 379 ff., and 595 2
CJ:Judeich loc. cit.
(Bibliography), and now in Alexander the Great, Part I 3 There can be no serious doubt that the words ftKrFmart,
Narrative,and Part II Sourcesand Studies (Cambridge, I947), rlmK&riov, iK&W-rTi)c in this military connexion denote
references to which will be shown by the abbreviations a bend or angle in a line of battle, whether a bend forward
Tarn AGN and Tarn AGSS. Indispensable also are J. in the case of the outflankers, or a bend backward in the
Kromayer, Antike SchlachtfelderIV 377 if.; W. Judeich, case of the outflanked (as here): cf. Arrian II 9. 2 and
in Schlachtenatlaszur antiken Kriegsgeschichte,griechische Ii. I (Issus); Xen. Hell. IV 2. 20 (Corinth); Cyr. VII
Abteilung, Blatt 7 (ed. J. Kromayer and G. Veith, Leipzig I. 6 (Croesus and Cyrus); Anab. I 8. 23 (Cunaxa);
1922); K. J. Beloch, GriechischeGeschichteIII2 I. 642 ff., Diodorus XVII 57. 5 (Gaugamela); Polybius V 82. 9
IV2 2. 290 ff. These versions contain some important (Raphia); VI 31. 2 (lay-out of a Roman camp). The
differences of opinion. defensive was called by the later tacticians
I am greatly indebted to Dr. Tarn for allowing me to 0irrordts,a 'rr•K•W-rrov
definition of which seems to illustrate Alexander's
see his most recent work (AGN and AGSS) while it was dispositions here; Aelian, Tactica XXXI 4- 8
still in proof, and for reading this paper in MS.: his detailed oTrilv, itv T1r TOr6T KipawtTa
o•rordo?s
Tr1KmapTriOUv
comments and criticism led me to make a nimber of TroS• •ulhovs 6Aov
-rT&tv gXovTras CtOr p rpTrvrhoEI8S
Xia~ j-TrOTO'O
iva. The
additions, omissions and alterations. My thanks are also meaning of rTrr6 is 'behind': for (a three-piece
due to Professor F. E. Adcock, who read my MS. and gate), see Liddell and Scott,9 s.v. rpi'rrvAov
helped me greatly by his suggestions, particularly in the 4 Tarn, AGSS p. 184.
interpretation of several difficult passages of Arrian: and 5 Arrian III 12. 4.
77
VIII
V/////////A
MAZAEUS DARIUS BESSUS
1.7zz7
TTzzzz
VII VI
1Tz777zzz 7 7zzz zz
X
IX
IV IV
Mza
077-/772
I
zza9 7 IV
z7
III II
XI V
ORIGINAL
' PERSIAN 'TOF
ORDER . 1.3.
BATLE(ARRIAN
r
9 8 =7 6 5 4 3
0987654 2
6 4 i
I 2- X
D 4Z9N~ REFERENCE
22 The approach of the armies
The final movements which
23
FOOTNOTES TO PLAN I.
1 A small but awkward difficulty is a doubt which must turned, and become a line-of-battle, ol rpo-re-raygivoi
present itself as to the meaning to be attached to the pre- have become the people on one wing. As for the mere
positions Trp6 and trri when they are prefixed to -r~~aac. paradox of meaning 'on the flank', it can easily be
r9p6
paralleled, or even surpassed, in contemporary military
1TTCr&aacaclearly can mean either 'post behind' or 'post
next to ' (cf. Liddell and Scott 9 s.v. for the two groups of language. What recruit has not heard the command
examples), and only the context can indicate which meaning 'Company will advance-about turn'? It sounds like
is to be preferred in each case. But I am inclined to think nonsense, but it makes good sense when you know what
that we must look for a similar ambiguity when we meet has gone before; and this is true also of my proposed
7rpord&aaao too, though I do not know that anyone previously paradoxical meaning for
has felt this doubt (Liddell and Scott' s.v. gives only the It will be objected thatrp96.
here at Gaugamela Alexander
obvious meaning). The fact is that whereas (for example) had units 7rpo-re-rayctbvoi on both wings. But the objection
the Persian scythe-chariots must certainly have been disappears when it is realised that in the preceding
'posted in front' (-rposETET&XCao, Arrian III I1. 7), the paragraph it is only for the sake of simplicity that I have
word is used also of certain cavalry units of Alexander, spoken of one column as forming the line-of-battle. Anyone
and seems to me to give better sense if translated 'posted familiar with the movements of troops will realise that an
on the extremeflank ' (Arrian id. I1. 8, I2. 3 and 5): this is army of even 20,000 men in one column would take hours
particularly so of its application to Alexander's K~
PaactXKi r to get anywhere or form anything. In practice an army
in relation to the remaining mass of the 'Companion' deploying for battle would often deploy in a number of
cavalry at a moment when they are quite clearly in line, columns, to each of which individually my remarks above
not in column ( I1.8-9). The plan shows in which cases will apply. At Issus, Alexander brought his whole army
I have thought that npp6= ' on the flank ' gives the better into the plain of Issus in one column, but only because
sense, and a careful reading of the cited passages in Arrian the narrow pass through which he had to march gave him
will (I hope) indicate why. no choice: as soon as the plain broadened out enough to
Although it is not easy in individual cases to interpret give him room, the several contingents 'peeled off' from
-this ambiguity (if I am right in thinking it exists), it is also the single column under his direction and went the shortest
not difficult to see its origin, if we remember that a line- way to their battle stations (Arrian II 8. I ff.). Neverthe-
of-battle is really only a column-of-route in which each less a clear reminiscence of occasions when the whole
man has obeyed an order 'Right (or left) turn'. This phalanx moved in one column can be seen in the later
must, in fact, have been the commonest (because the practice of calling the right wing the ' head' and the left
simplest) way of getting into line-of-battle, by moving wing the 'tail' of the phalanx (Arrian Tactica VII. 2),
in column on to the required position, halting, right (or where 'head' and 'tail' becoming 'right' and 'left'
left) turning, and then making any necessary adjustments correspond exactly to these alternative meanings of rrp6
(such as 'dressing' spacing, and deepening the phalanx and twi.
if desired). In a force moving in column, ot rTpoTETayvpvot 2 For the
probable strengths of these units of the right
are the people in front; but when the column has halted, flank-guard, see p. 83, n. 20 below.
16 It is
possible perhaps that a hint of this development of the beginning of the outflankiing-attack of which I have
is to be found in the mistake of Diodorus (59. 2-see note 9 just quoted Arrian's version, one can see how Diodorus
above) in making Darius command the Persian left. The (or his source) could have got the idea of Darius' being in
mistake occurs just when Diodorus begins his description command of the Persian left.
of a cavalry battle on the Macedonian right in which the
Persians have the best of it, and in which the personal 7 Arrian ibid., 3.- 4 if.
18 Id., 14- 5 and 15. I ff.
troops of Darius are engaged. If this is really his version 19 Id.,?5. I ff.
23 The only other body of troops near enough to support is the Indians and Persians who were not (see Plan I and
it was the 'second line ' of infantry (Group D); but they Key). The Indian cavalry were in the true centre, with
were soon fully occupied in facing about and driving enemy Darius, and ' the most and best of the Persians ' must surely
cavalry out of the Camp (Arrian III 14. 6). be the King's Guard, as Dr. Tarn says in his account of
24 Arrian III i6. I. Tarn AGSS p. 187. The figures of the battle (AGSS p. 187). But the Indian cavalry and
Curtius (IV 12. 6 f. and V 8. 4) for the Bactrians in the the Royal Guard must (one would think) have taken part
battle and later in Media are of little value in this con- in the great outflanking movement described on pp. f.,
nexion, since there may have been many desertions after and this movement took them into battle somewhat 8I to the
the defeat. In any case, they cannot be allowed to stand left (Persian left) of their original position in the centre,
in the way of our accepting this statement of Arrian. whereas the gap in the Macedonian phalanx occurred to
25 The phrase here used does not necessarily mean that the (Persian) right of their original position. It does not
they did break through the second line of infantry in make sense. The solution I propose (though with the
addition to riding through the gap in the first line. utmost diffidence) is as follows: When the gap in the
26 Arrian III 14. 4 ff. This is the view of all the modern phalanx appeared, the cavalry which used it was the
writers cited above. This Indian and Persian cavalry, Parthian, which was in a good position to do so. At the
however, is in itself something of a problem, because it is time when that happened, the Indians and the Royal
not easy to see how it found itself anywhere near the gap Guard were already involved in the flank battle; but at
when it appeared. The enemy opposite to the fifth taxis some moment they, some or all of them, broke through the
of the phalanx were the troops of the Persian right-centre flank-guard (and with the 'Companions' now engaged
(the 'inside' units of Mazaeus). When Arrian describes there was little to stop them), and rode to the Camp.
the return of this cavalry force a little later (15. I), he calls When the time came for looting to cease in the Camp,
them ' the Parthians and some of the Indians and the most all the enemy cavalry returned together, and met Alexander
and best of the Persians'. Now the Parthians were in the and the 'Companions', now disengaged.
right place, originally, to take advantage of this gap: it If this explanation is right, Arrian has omitted one of
the two break-throughs, and has transferred the agents of mean, in a sense, two pieces of good luck, in the sense
this one (the Indians and the Royal Guard) to the other that a second body of cavalry should have followed the
one, which really belongs to the Parthians. The account political rather than the military aim. It would not be
of the battle by Curtius is such a nightmare of confusion two mistakes by the Persian command, but the same
that I hesitate to use it either to confirm or to stultify any mistake committed twice, by two of its executives. If the
explanation of any particular incident. But allowing for thing really did happen twice over, it reveals either a
the fact that sometimes (but not always-that would be pitiful incompetence in the Persian command (in this case
too simple) he says right wing when he means left and obviously Darius himself), or else a failure by the command
vice versa, I think it cannot be denied that Curtius believed to make its wishes clear to its fighting leaders, and of the
(if he ever thought about it at all) that there were two two alternatives the second is perhaps the more likely.
break-throughs by enemy cavalry, one by cavalry of the It is incredible that Darius should have said 'Rescue the
wing commanded by Mazaeus (he calls them Cadusians Royal Family even if it means losing the battle'. But it
and Scythians, IV 15. 5, 9 ff., 12 ff. and I8 f.), the other is comparatively easy to believe that he said to Bessus and
by cavalry of the wing commanded by Bessus (these he Mazaeus, ' It is vital to rescue the Royal Family', perhaps
calls Bactrians, IV 15. 20 and 22). The fact that all these naming a prize for the man or men who should do it. In
bodies of cavalry (Cadusians, Scythians, and Bactrians) this case, the two generals would no doubt hand on the
in reality came under the command of Bessus (see Plan I message to their unit commanders and they to their units:
and Key) is not perhaps an insuperable obstacle, if we can and the handing-on process, particularly when it is handing-
bring ourselves to use Curtius at all for incidents in the down, is a peculiarly vulnerable one. It could well have
battle, to our using him here in support of the view which ended in an intense rivalry among the cavalry units
I have just suggested, that there may have been really two (Persians, Indians, Parthians, Bactrians, Cadusians and
break-throughs by enemy cavalry to the Camp. the rest), all determined that it should be they who won
The interesting thing about all this is the question of this prize. But this is conjecture, based on nothing more
generalship which it raises: this time, of Persian general- solid than a reading of human nature and an experience
ship. It has long been recognised that it was a piece of of its occasional impermeability to all except the most
good luck for Alexander that a break-through by enemy exact of' briefing '.
27 Arrian
cavalry should have wasted itself on the Camp instead of III 15. I f.
winning the battle for Darius or at least trying to win it; 28 The second line of infantry later faced about to prevent
and the motive for the mistake was no doubt the political it, and then drove them out of the camp (Arrian ibid. 14. 6).
motive of trying to recover the King's family from its 29 So
(e.g.), Judeich loc. cit.
30 It will be realised that this little
captivity (Diod. XVII 59. 7; Curt. IV 14. 22). But plan is highly
what if there were two break-throughs? That would schematic, and that the reality must have been much more
Putting oneself in the place of a Persian cavalry officerre-forminghis men after plundering
the camp (D), what he must first want to know is 'Have we won the battle or have we lost
it? ' The fact that his plundering of the camp has been interruptedby the arrivalof Alexander's
second-line infantry (Arrian I4. 6) is not and when he looks towards the main
one .encouraging,
mass of dust
battlefield, he will see stationary (where Parmenion is still fighting himself
free-A), one slowly receding mass of dust (B), and one mass more rapidly receding (C) where
Alexander and the cavalry are at work. It looks as if the battle is being lost: they must
retreat in good order-which way ? Arbela is the natural goal for a retreating Persian army.
From their present position they could reach it most easily by passing on eitherside of B, less
easily by passing to the outside of A or C. I take it that they chose one of the two easier ways,
and of the two I prefer the way between C and B, for a reason which I will show in a moment.
If the enemy cavalry returned through this gap between B and C it is very easy to see how
they unexpectedly encountered Alexander going to the support of Parmenion, since this line
of retreat takes them nearly at right-angles across the path of Alexander's movement from his
extreme right flank towards his extreme left.31
There is an interesting confirmation of this view in Arrian's remark about the Macedonian
casualties which resultedfrom this cavalry action: ' here fell about sixty of the " Companions"
and among the wounded were Hephaestion himself and Koinos and Menidas '.32 It is the
presence here of Koinos that probably enables us to fix more nearly the site of this action.
Koinos was no cavalry commander in attendance on Alexander with the 'Companion'
cavalry, but commanded the first (right-hand) taxis of the phalanx, next to the hypaspists,
who had been next (on the left) to the 'Companions' in the original order of battle. The
right of the phalanx was never held up in its advance (the break in the phalanx occurred at
the fifth taxis),33and we must suppose that Koinos advanced till he found himself involved
(or was able to involve himself) in this cavalry action in which he was wounded. The cavalry
action, therefore, took place behind what had been the Persian line at the moment when the
two armies engaged, but not so very far behind, since it was possible for a Macedonian infantry
commander to reach the spot. Since the taxisof Koinos is exactly in the middle of the advanc-
ing line of Macedonian infantry, it cannot be said to support strongly the right-hand gap (as
against the left-hand gap) as the more probable avenue of escape for the enemy cavalry,
though a glance at Plan II will suggest the right-hand one as the more probable; but what
it does do is to exclude altogether the routes round the outside of either Macedonian wing,
since Koinos could never conceivably have found himself in those sectors of the battle at all.
But to return to these distinguished officers who were casualties, the name of Menidas
is even more useful to us than that of Koinos, because it links up with, and confirms, my
suggestion about the course of the battle on the Macedonian right wing; about the movements,
in fact, of Alexander himself. Only one Menidas is known,34 and he is the officer already
mentioned in command of the mercenary cavalry in the forefront of the right flank-guard
(Group B, see above p. 79),35 among the troops to whose support (in my view) Alexander
untidy: my A, B, and C are not intended to represent (III 15. 2), meant that they had to fight for their lives
three still intact battle lines, but to cover the three main instead of merely riding for them. My interpretation,
groups of the army, which was by this time much broken however (see Plan), allows of the probability of their being
up by the manoeuvres of the several units in attack, pursuit surprised by the meeting, since Alexander could appear
or (in the case of A) in self-defence. rather suddenly out of the dust created by the other
31 It may be said that the gap created by the wheeling formations on the extreme right of the Macedonian army,
(on my interpretation) of the 'Companions' would still cf. Diod. XVII 60. 4 and 6 for the dust of this battle.
exist if, instead of wheeling, they had charged straight 32 Arrian ibid., 15. 2.
forward 'in pursuit' (presumably of the fleeing Darius): 33 Id., I4. 4.
in this case the enemy cavalry returning could still use 34 See H. Berve, Das Alexanderreich auf prosopographischer
this gap, and still meet Alexander as he returned 'from Grundlage,No. 508.
pursuit' to help Parmenion (which is certainly what 35 Arrian ibid., 12. 3. Curtius (IV 5. 12) mentions this
Arrian says he did-loc. cit.). The objection to this, and Menidas as moving with his mercenary cavalry to the rear
it is a strong one, is that although in these conditions the at an early stage in the battle, to drive enemy cavalry out of
two forces could have met if both had wanted to meet, it is the Camp. It seems impossible that this can be right, unless
certain that the enemy cavalry wanted anything rather Arrian's account of the battle is to be jettisoned entirely in
than this. They were not now trying to do damage, they favour of the confused story of Curtius. In any case, Curtius
were trying to escape; and this meeting, as Arrian says makes Menidas return to Alexander almost immediately.
(I) Arrian's account of this battle is less complete than appears at first sight. Every-
thing that Arrian describes did really take place (except the first ' pursuit '), but he has
Spov rrwOopov 1TrroA TtiS7r&EcoS KaT rToVSitcoyp6v 46 So E. Kornemann, Die Alexandergeschichte des K6nigs
oirrot &WrpKTOI .... d•VEarr1Toal PtolemaeusI vonAegypten,pp. 56 ff., and p. 130.
t 7&ravij•eov
41 See A.J.Ph. 98 (1937) 1o9 f., where A. J. Robinson 47 Tarn points out most acutely (AGSS p. 177, n. i)
deduces a legal justification from Curtius VI I I. 20 how Ptolemy may have
damaged the reputation of his
supported by Arrian III 27. I ft. (later) great enemy Antigonus by merely omitting all
42 See in general Beloch Gr. G. IV2 2. 294 ff. references to his great work as satrap of Phrygia while
43 Plut. Alex. 33 Callisthenes frag. 37 (Jacoby). Alexander was in the Far East. But he had no motive
44 Arrian IV 8. 6.
for depreciating Parmenion.
45 Curtius and Plutarch, locc. citt.
Finally, this view of the battle, if it be accepted, throws a somewhat different emphasis
on the character of Alexander's generalship on this occasion. No one has ever denied that
his dispositions in preparation for the battle (with his flank-guards, his second-line intended,
if necessary, as a rear-guard, and his wise preoccupation with the great overlap of the Persian
line on his own right) show that he realised the importance here of defence: only by defending
successfully could he hope to attack successfully. Yet in Arrian's account, once his attack
is launched, there is no sign that he ever thought again of defence, or of anything at all except
the objective (Darius) that he had set before himself and the formation (the ' Companions ')
that he himself led. He abandons the rdle of commander-in-chief for that of brigadier. If
this were true, it would be a very grave reflection on his generalship (as Beloch saw, accepting
it as true).48 Naturally, it does not follow from this that therefore it must be untrue; but
there is a presumption that one who often showed himself a good general elsewhere was also
a good general here, so that one is entitled at least to look for an explanation showing him as
a good general here also, in preference to one that shows him greatly at fault.49 It is this that
I hope to have found; an explanation which shows Alexander during the battle acting
rationally and in conformity with his dispositions before the battle and with his personal
direction of its first phase, rather than one which shows him forgetting his plans in the heat
and shock of the charge and leaving the fate of the day still in the balance for fortune or the
valour of his soldiers to decide. No one will doubt that Alexander became excited in the
moments when he led the ' Companions' in the charge that broke the Persian line and put
Darius to flight. But it is my belief that he ceased to be the trooper and became the general
again once the immediate work was done, and this belief is based not on any preconceived
notion of his character, but on the actual situation at the time: if he had not done so, he would
probably have lost this battle, or would have won only an expensive (and lucky) victory.
Gaugamela was certainly not expensive, and, if my view is right, it was not lucky, unless we
count as luck the shortcomings of Darius or his captains: it was won by Alexander, and not
by a more fortunate Demetrius.
G. T. GRIFFITH
Gonvilleand CaiusCollege,
Cambridge.
48 Loc. cit., pp. 300 f. with the danger of being outflanked on his right (Arrian
49 Notice particularly his preoccupation at Issus, too, II 8. 7; 9- 3 f.).