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Culture and Society in Modern China

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The People’s Dynasty:

Culture and Society in Modern China


Professor Robert J. Shepherd
The George Washington University

Recorded Books™ is a trademark of


Recorded Books, LLC. All rights reserved.
The People’s Dynasty:
Culture and Society in Modern China
Professor Robert J. Shepherd


Executive Editor
Donna F. Carnahan

RECORDING
Producer - David Markowitz
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COURSE GUIDE
Editor - James Gallagher
Design - Edward White

Lecture content ©2010 by Robert J. Shepherd


Course guide ©2010 by Recorded Books, LLC

72010 by Recorded Books, LLC


Cover image:The National Grand Theatre—also known as
“The Egg”—in Beijing, China © Tito Wong
#UT164 ISBN: 978-1-4407-8279-4
All beliefs and opinions expressed in this audio/video program and accompanying course guide are
those of the author and not of Recorded Books, LLC, or its employees.
Course Syllabus

The People’s Dynasty:


Culture and Society in Modern China

About Your Professor.......................................................................................................................4

Introduction........................................................................................................................................5

Lecture 1 China Today ...........................................................................................................6

Lecture 2 New Forms of Mobility....................................................................................11

Lecture 3 The New Class Society....................................................................................16

Lecture 4 A Home of One’s Own ...................................................................................22

Lecture 5 Changing Family Life .........................................................................................27

Lecture 6 Religion and Society..........................................................................................32

Lecture 7 The Search for Meaning ...................................................................................37

Lecture 8 Ethnic Identity and Minority Rights...............................................................42

Lecture 9 Environmental Issues.........................................................................................47

Lecture 10 Culture, Heritage, and the Growth of Tourism ..........................................52

Lecture 11 Music, Film, and “Soft” Rebellion....................................................................57

Lecture 12 Censorship in a Digital Society ......................................................................62

Lecture 13 Culture and Identity: Is Chinese Life Becoming Westernized? ...............67

Lecture 14 China, Inc.?...........................................................................................................72

Course Materials.............................................................................................................................77

Recommended Films ......................................................................................................................79

3
Photo courtesy of Robert J. Shepherd

About Your Professor


Robert J. Shepherd
Robert J. Shepherd is an assistant professor of anthropology and honors in the
Elliott School of International Affairs at the George Washington University. He
holds a B.A. in political science and history from the University of Delaware, an
M.A. in history from Northeastern University, and a Ph.D. in cultural studies from
George Mason University. He began to teach courses at the George Washington
University in 2003. Before this, Dr. Shepherd spent two years as a Peace Corps
volunteer in rural Nepal, three years teaching at a United Nations educational
training institute in Beijing, China, and two years helping design and implement a
national technical training program in Java, Indonesia. He has also led study-
abroad programs to China and Tibet, and worked with the University of Virginia’s
“Semester at Sea” program.
Professor Shepherd’s work on tourism, cultural heritage issues, and the side
effects of market changes in China has appeared in Southeast Asia Research,
Consumption, Markets, and Culture, the International Journal of Cultural Studies, and
the Journal of Contemporary Asia, among other publications. His book When Culture
Goes to the Market: The Politics of Space, Place and Identity in an Urban Marketplace
(Peter Lang Publishing, 2008) encompasses an ethnographic study of Washington,
DC’s Eastern Market, a popular weekend produce and flea market, and the peo-
ple who constitute it: vendors, market supervisors, and customers. His current
research focuses on the privatization of public and communal space on Chinese
university campuses, and the politics of cultural heritage programs. For the past
two summers he has organized and led a study-abroad program in Beijing for the
University Honors Program and the Department of Anthropology.

4
© Alan Chou/Photos.com
Introduction
Since 1979, the state-directed opening of the Chinese economy has been a major
topic of interest to American scholars, students, and the public at large.These
reforms have radically transformed all aspects of economic life in China.
Agricultural land has been leased to individual farmers, state companies have been
either privatized or forced to compete for market share, foreign investment has
been encouraged, and private enterprise has become the foundation of both pro-
duction and consumption.These policies have been strongly supported and
encouraged by a succession of administrations of both political parties in the
United States. From Nixon and Carter to Clinton, Bush, and Obama, there has
been a strong consensus that trade with and investment in China served the
political interests of the United States, because a China dominated by market
forces would inevitably become a more democratic society and state.
These predictions, at least in the short term, have not become a reality.Twenty
years after the 1989 demonstrations in Tiananmen Square, the Chinese
Communist Party continues to rule the People’s Republic as a one-party state,
and is arguably stronger now than at any time since the death of Mao Zedong in
1976. Moreover, a cause-and-effect relationship between macro-level economic
growth and demands for democracy is not, at least in the case of China, evident.
Nevertheless, descriptions of events in China, whether political, cultural, social, or
other, are often presented by American media outlets as “state versus society”
issues. In this approach,“the state” is presented as a monolithic entity that thinks,
speaks, and acts as one, while “society” is presumed to describe all private citi-
zens, united in their opposition to “the state.” Yet, not only do different interests
drive different parts of the state in China, citizens are clearly not united in their
view of either their government or the Chinese Communist Party. Instead, how
people react to social issues, situations, and problems is at least in part tied to
their own social, economic, and class positions.
This course takes as its subject Chinese society and two tentative assumptions.
First is the reality of class differences within China.As in any society dominated by
private market forces, some people have gained more through privatization than
others.With class privileges comes power, perhaps not political, but power that
manifests itself in other ways.The second assumption is that the absence of politi-
cal change in China does not mean the absence of social and cultural change.The
radical transformation of the Chinese economy has affected all aspects of citizens’
lives, from how they marry, raise a family, choose a job, and find a place to live, to
what, where, and how they consume. Over the course of these fourteen lectures,
we will examine these changes.
5
Lecture 1
China Today
The Suggested Reading for this lecture is Rob Gifford’s China Road:
A Journey into the Future of a Rising Power, chapters 1– 4.

“China” evokes for many people a confusing set


of images, ranging from the pomp and glitter of
the 2008 Olympic games in Beijing to stories of
political repression, hyper-modernization, mass zhongguo xianzai – “China today”
consumption, and seemingly enormous environ-
mental issues. Many Americans equate China with human rights problems, the
political issue of Tibet, contaminated food products, and sweatshop labor. Indeed,
like many foreign places, China tends to only appear in American popular media
at times of natural disasters or social turmoil.Yet for all of the criticisms of
China, it is difficult to ignore the remarkable success of economic reforms
undertaken in the country over the past twenty years. During this time, the
country’s gross national product has risen thirteen times over, and per capita
income has reached $3,140, while life expectancy has reached 73, almost double
what it was in 1960. Despite the 2008 global recession, the Chinese economy
still grew 9.6 percent in 2009 and shows no signs of faltering.
Of course, this does not mean that the country does not have serious devel-
opment problems.The reforms that began in 1979 under Deng Xiaoping have
created winners and losers. According to the United Nations, approximately
10 percent of Chinese citizens still live on less than one dollar a day, and 35
percent on less than two dollars per day.The public health-care system has
largely collapsed, and the gradual privatization of state enterprises has led to
large-scale unemployment in some regions, while the lack of work opportuni-
ties in rural areas has led to a massive movement of peasants to urban areas.
The country has a growing illegal drug trade, a widening sex trafficking prob-
lem, and a government riddled with corruption. How does one make sense of
this enormously complex and rapidly changing society, and how can it be done
in a way that acknowledges the practical dilemmas the ruling Chinese
Communist Party must grapple with?
This course provides an introduction to this challenge by discussing the scale
and size of this amazingly diverse society that includes approximately one-
quarter of all people on earth. Consideration is given to the realities of China
today—not for what foreigners would wish it to be, but for what it is.
A useful place to start is June 4, 1989. On that date, units of the People’s
Liberation Army (PLA) rolled through the streets of Beijing and across
Tiananmen Square, violently ending a month of popular protests against the
status quo. Hundreds of citizens died, thousands were arrested, and thousands
more fled into exile. For many experts and others in Europe and North
6
America, this violent action was the swan song of the Chinese Communist
Party (CCP).With the collapse of communist regimes in Eastern Europe and
the Soviet Union, it appeared that the fall of the CCP would inevitably follow.
Yet this did not happen. Instead, within a few years, rapid economic growth
had returned and the Party remained in power. It is arguable that the CCP is
actually more stable now than at any time since shortly after the 1949 estab-
lishment of the People’s Republic.While it is increasingly difficult to meet
Party members who voice any belief in Marxist-Leninism, membership in the
Party is booming, especially among urban elites, those who have benefitted the
most from economic reforms.This is in part because many of the demands
made by Tiananmen Square protestors in 1989 have actually been met by the
government.While news media in the United States at the time emphasized
demands for democracy, protestors also demonstrated for more specific
changes, ranging from guaranteed property rights and the ability to travel and
live anywhere in the country to increased consumption and privacy. People
wanted personal space, outside the gaze of the government and party.
To a remarkable extent, this is precisely what Chinese citizens now have.
People can choose their jobs, quit when they want, live where they want, buy
real estate, travel, date, divorce, shop—in short, enjoy all the aspects of per-
sonal freedom that money can buy—as long as they do not engage in politics.
The catch of course is having the money to achieve these goals: as in every
market society, freedom in the form of personal choice and agency is linked to
wealth. In short, the social contract that links citizens and state in the PRC has
been rewritten. After the 1949 Liberation, and especially at the height of the
Cultural Revolution (1966–1976), the Communist Party demanded total loyal-
ty from citizens, in exchange for which people received employment, housing,
health care, food rations, education, and a pension. In today’s China, the Party
allows citizens to make as much money and consume as much as they want, in
exchange for political loyalty.While from an American perspective this might
seem to be an unfair bargain, this needs to be thought about from the per-
spective of average Chinese citizens. After several generations of life being
dominated by politics, a complete lack of individual space, and material depri-
vation, an absence of politics is not necessarily a bad thing.

Protesters crowd Tiananmen Square in May 1989,


about a week before the June 4 crackdown by the
Chinese government.
© Elliot Kallen

7
Nevertheless, many outside observers continue to believe that the growth of
a market economy in China will eventually lead to a democratic society.
American foreign policy toward China has been premised on this assumption
since the Carter Presidency and transcends political party differences.This view
that engagement with the Chinese Communist Party economically will eventu-
ally lead to a politically open society is based in part on the work of W.W.
Rostow, the father of modernization theory.Writing in 1959, Rostow argued
that all societies pass through five stages of development, moving from feudal-
ism to capitalism until finally achieving a mass consumer society. Rostow clever-
ly took the grand historical narrative of Karl Marx and changed the ending:
human development will not end with a communist utopia but with a world
filled with the equivalent of the Mall of America. However, while Rostow was
very ambiguous about such a historical outcome, those who have followed him,
notably the prolific Tom Friedman, have made careers of lauding the revolution-
ary spirit of globalization.Yet if China is the best example of a closed society
embracing a market economy that in turn is supposed to lead to democracy,
the realities of China pose serious questions about this theory.
This is because the story of China today is not of a heroic class of ambitious
entrepreneurs trying to pry the lid off a decrepit and totalitarian state, but
instead of a growing entrepreneurial class closely tied to ruling elites and the
Communist Party. Chinese businesspeople gain affluence and succeed in the
market not by contesting state power, but by working with it, much like the
way business works in places such as the United States. In addition, a growing
privileged class of “winners” within China has little reason to challenge either
the government or the Communist Party, because the system as it works now
actually benefits them.
While easy to dismiss this as a contradiction, it is important to remember
the historical context of current reforms. Beginning with the first Opium War
(1839–1842), Chinese people experienced to varying degrees approximately
one hundred fifty years of social disruption, political instability, and at times
war. Some of the major incidents since that time are listed below.
• A second Opium War in 1856–1860 that forced the imperial government to
not just provide foreigners trading rights but to also allow Christian mis-
sionaries to proselytize under the protection of the Chinese government.
• The Taiping Rebellion (1850–1864), led by an obscure provincial scholar who
claimed to be the younger brother of Jesus Christ, and in which approxi-
mately 25 million people died.
• A widespread Muslim rebellion (1862–1877) in Southwest and Northwest
China, in which 7 million died.
• A short war (1894–1895) with Japan that resulted in the loss of Korea,
Taiwan, and eventually Manchuria.
• The 1900–1901 Boxer Rebellion and resulting foreign occupation of Beijing
and burning of the Imperial Summer Palace.
8
• The Warlord Era (1916–1928), during which central authority collapsed.
• A second war with Japan (1937–1945).
• The civil war between nationalist and communist forces (1945–1949).
• Involvement in the Korean War (1950–1953).
• An anti-rightist campaign followed by a Maoist attempt to fast-forward eco-
nomic change that led to mass famine (1957).
• The chaos and violence of the Cultural Revolution (1966–1976).
• A short border war with Vietnam (1979).
• The events of Tiananmen Square (1989).
Since 1989, the Chinese economy has expanded rapidly and social realities
have radically changed for most citizens, in both positive and negative ways.
The Communist Party officially follows a policy of “Socialism with Chinese
Characteristics,” which links an emerging private sector with state banks and
institutions, emphasizes the production of consumer goods for both export
and domestic use, and offers citizens limited social liberties.This system has
also offered a stable currency, political stability, relatively low inflation, and in
general a guarded sense of optimism for many citizens. Nevertheless, critics
continue to argue that this system is unsustainable in the long term.What we
can say is that there is no reason to assume that either the Chinese govern-
ment or the Communist Party do not want citizens to benefit from social and
economic reforms; what they reject is any threat to the one-party state. No
longer particularly interested in communism, the Chinese Communist Party
now emphasizes its role as a guide to modernization and its ability to provide
social order and economic growth. In this sense the CCP’s ideological basis is
not Marxist-Leninism or communism, but rather national development, or
what some observers term “Market Leninism”—not a new form of socialism,
but authoritarianism with market characteristics.
Photo courtesy of Robert J. Shepherd

A Chinese soldier stands guard


at Tiananmen Square in 2009.

9
FOR GREATER UNDERSTANDING

Questions
1. Why might an absence of politics not necessarily be a bad thing for
Chinese citizens?
2. Why might China not fall in line with the stages of modernization theory?

Suggested Reading
Gifford, Rob. China Road: A Journey into the Future of a Rising Power. Reprint.
New York: Random House, 2008.

Other Books of Interest


Dickson, Bruce J. Chapters 1–3. Wealth into Power: The Communist Party’s Embrace
of China’s Private Sector. Cambridge: Cambridge University Press, 2008.

Websites of Interest
The University of Oregon hosts a website that serves as an online clearing-
house for websites about Chinese history and politics. —
http://newton.uor.edu/Departments&Programs/AsianStudiesDept/china-
history.html#sites

10
Lecture 2
New Forms of Mobility
The Suggested Reading for this lecture is Michael Dutton’s
Streetlife China, part II, “The ‘Strategies’ of Government and
‘Tactics’ of Subaltern,” chapters 1 and 2.
China’s “Open Door” era began in 1979 when
the late Deng Xiaoping, who rose to power
soon after Chairman Mao’s death in 1976,
announced a series of national reforms.These hukou – “household registration laws”
initial policies, dubbed the “Four Modernizations,”
called for investments in science, technology, national defense, and agricultural
production.What linked these goals was a need for a renewed educational sec-
tor. Much of the formal education system had been dismantled or had col-
lapsed during the ten years of political and class violence unleashed by
Chairman Mao in 1966. Many teachers at all levels had suffered or had been
forcibly relocated to rural areas to “learn from peasants” by doing physical
labor. Beginning in 1970, millions of high school
and university students had also been “sent
down to the countryside.” After reforms began,
many of these people sought to return to their
urban homes.What prevented this, however,
was the lack of not only social mobility in
China, but physical mobility. Following the 1949
establishment of the People’s Republic, the gov-
ernment had refined and strengthened already-
existing state control policies, so that by 1979
every aspect of a citizen’s life was linked to
state institutions. In this lecture, I will discuss
© China News Agency

how this system worked in the past and how it


has gradually been eroded by economic and
Deng Xiaoping in 1979 social demands in contemporary society, with-
out fully disappearing.
Restrictions on the movement of people have existed in various forms in
China since at least the Ming Dynasty (1368–1644). These controls reflect a
cultural mistrust of the notion of “disorder” (luan), which is reflected in a
common description of migrants as “randomly flowing people” (mangliu),
or people “out of place.” Such a perspective is understandable in a society
that until quite recently was largely rural and agricultural, and composed
of countless small villages made up of people related in some way to each
other. This is also reflected in a Confucian emphasis on family ties, illustrat-
ed in a famous passage from the Confucian scholar Mencius, who advised
people to bar their doors and ignore conflicts between strangers. To be a

11
“floating” person in traditional China was to be a person without a home
and family (the foundations of a Confucian world view) and thus to live
outside of social norms and boundaries.
In the People’s Republic, household registration laws (hukou) were established
in urban areas in 1951 and in the countryside in 1955.These laws, which fixed
a person’s residency by birth, functioned much like an internal passport. Under
the hukou system, any form of travel, whether for work, education, or personal
reasons, required permission from officials. Citizens were classified by birth-
place (inherited from one’s mother) as well as by socioeconomic status. So, for
example, someone born in Beijing to a mother who held no legal residency
rights in Beijing would not be classified as a Beijing resident. Similarly, someone
born to a peasant couple in a rural village would be officially classified as an
agricultural worker of that village. People in theory could change their resi-
dency status, but this was very difficult and tended to favor urban residents.
For example, a person could be promoted at their job and transferred to a
new location, while students who passed national examinations could gain
admission to universities and colleges in other places. In practice, personal
connections played a key role in residency status, as well as the built-in advan-
tages the system provided to urban citizens. Indeed, the entire control system
clearly privileged urban residents, especially those with official residency in a
desirable city such as Beijing or Shanghai. Not only would these people have
access to better educational and work opportunities, they would also usually
have access to better food and consumer goods.Those who did not gain from
this system were the vast majority of the population, the roughly 85 percent
of people classified as rural residents. It was difficult, if not impossible, to
escape from the countryside once classified as a rural resident.The net result
was the replacement of a starkly unequal class society in pre-1949 China with
a new type of class system, consisting of urban residents and rural peasants.
The system worked well as long as the government controlled all aspects of
life, especially in cities and towns.All
employment was with state institutions,
organized as “work units” (danwei).A
work unit provided not just a job, but
also housing, health care, recreation, and
food. In the countryside, communes took
on these responsibilities, except housing,
which peasants had to provide them-
selves. People were born into, married
into, and died in work units; these were
in many ways not just the state-in-prac-
tice, but also the foundational social
© Yi-Cheng Wu

space for members. Personal identity for


most urban residents was based largely A farm worker walks with a cow while carry-
in their work units. ing a hand scythe along a rural road near
Lanzhou, in Gansu Province.

12
As disconcerting as such a system might seem for Americans, it is tricky to
classify these work units as either emblematic of an all-powerful state or as
logical sites of resistance to state power.We should be careful to assume that a
social order based on collective institutions would automatically not be attrac-
tive to individuals, given that this binds them not just economically, but also
socially to employers.This assumes that all people accept the idea that workers
in a market economy are freer because employers can only fire them from
their jobs, not penalize their access to housing, education, food, and other
necessities. However, these assumptions only hold true if work-unit administra-
tors actually were able to utilize this power.The problem was that all people
were linked to specific work units, and transfer between these was difficult for
any reason. So, although workers lacked freedom of movement between work-
places, they were also protected to some extent against involuntary transfers.
It is more important to understand how socialism in Maoist China worked: this
was a system based on work-unit life, and thus was radically different than the
centrally organized structure of society in the Soviet Union.
This system could remain stable as
long as citizens relied on the state
for all aspects of security. But once
the government began to emphasize
industrial development, a practical
problem arose: an increasingly indus-
trialized economy required more
and more workers, not just in heavy
industrial factories, but in a range of
sectors, including construction, tex-
tiles, and services. In addition,
because domestic and foreign
investment was initially concentrat-
ed along China’s east coast and in
urban areas, workers were needed
in specific places. At the same time,
agricultural reforms had abolished
communes, given peasants individual
land-use rights, and emphasized
increased efficiency.The net result
was a large and growing class of
rural residents not needed on farms
and unable to find alternative
employment in the countryside.This
© Allen K. Wright

class of “mobile laborers,” referred


to in China as the “floating popula- Formerly a carpenter in a rural community, this man
tion,” is estimated to be as high as was recruited by a town official to work in Beijing
150 million people. during the construction of the National Aquatics
Center for the 2008 Olympics.

13
Quite simply, the government can no longer control the movement of people
within China and indeed recognizes that these peasants now serve a key eco-
nomic purpose. However, the residency system has not been abolished, in part
because state authorities at the municipal level must address urban residents’
concerns about “outsiders.” Much like in the debate about illegal immigration
in the United States, undocumented workers in urban China are popularly
blamed for a variety of social problems ranging from crime, drugs, and prosti-
tution to the high cost of private housing, though with little or no evidence.
The fact is that these workers either do the dirty jobs legal residents no
longer want to do or provide new forms of services to privileged urban resi-
dents, such as maids and nannies.
The national government has tried various strategies to regain control of
population movement. In 1985, a “Temporary Certificate” program was
announced.This provided undocumented workers with temporary legal resi-
dency if they registered with local authorities and paid a fee.This program
largely failed because it offered no tangible benefits to settled “illegal” urban
residents, but potentially did the opposite by requiring them to identify them-
selves to authorities. In the early 1990s, some municipal governments began to
sell residency cards, which led central authorities to announce a “Blue Stamp”
program that effectively legalized this practice.This program benefits those
with the wealth to “buy” legal status and has turned the hukou system, origi-
nally designed to foster a communist society, into a market commodity. Prices
for residency vary based on the town or city, with residency in places such as
Shanghai costing thousands of dollars.
The central government maintains control of its citizens in the wake of ongo-
ing socioeconomic change in the market: money talks. As in most areas of life
in China, the ability to live and work where one pleases is closely linked to
one’s class status. Although this in a certain sense is how the system worked
in the past, what is different today is the ability of people of any standing,
whether peasant, worker, or intellectual, to accumulate wealth and thus social
standing. Money can, it seems, buy most anything.
© Bernice F. Bissonnette

Children of migrant workers attend a school set up by city officials to help attract rural workers who have
relocated to help with construction projects that have transformed urban China.

14
FOR GREATER UNDERSTANDING

Questions
1. What was the net result of agricultural reforms?
2. What is the “Blue Stamp” program?

Suggested Reading
Dutton, Michael. Streetlife China. Cambridge: Cambridge University Press, 1999.

Other Books of Interest


Tyson, James, and Ann Tyson. Chapter 13. “The Moon Reflecting the Sunlight:
Village Women in China.” China Off Center: Mapping the Margins of the Middle
Kingdom. Eds. Susan D. Blum and Lionel M. Jensen. Honolulu: University of
Hawaii Press, 2002.

Articles of Interest
Chan, Kam Wing, and Li Zhang.“The Hukou System and Rural-Urban
Migration in China.” Cambridge: China Quarterly, vol. 160, pp. 818–856,
December 1999.

Websites of Interest
1. The Asia Times provides an article from April 2007 entitled “How the Hukou
System Distorts Reality” by China editor Wu Zhong. —
http://www.atimes.com/atimes/China/ID11Ad01.html
2. The Congressional-Executive Commission on China provides a summary
and witness testimony from a September 2005 roundtable meeting entitled
“China’s Household Registration (Hukou) System: Discrimination and
Reform.” — http://www.cecc.gov/pages/roundtables/090205/index.php

15
Lecture 3
The New Class Society
The Suggested Readings for this lecture are Ching Kwan Lee’s
Gender and the South China Miracle: Two Worlds of Factory Women,
chapters 1–3, and Against the Law: Labor Protests in China’s Rustbelt
and Sunbelt, chapters 3 and 4.

From a macro-level economic view, new oppor-


tunities for people to move about the country
have led to new work opportunities for millions
of Chinese citizens. From this perspective, the xiahai – “jump into the sea”
right to not work for the government and instead to have the freedom to
choose a job has benefitted a great many people while providing a more effi-
cient labor force for China’s rapidly growing economy.Yet these newfound
freedoms appear to be much more ambiguous from the perspectives of some
citizens. If it is mistaken to assume that not all people would find life in a work
unit as necessarily negative, it follows that not all people will find these new
work realities to be unreservedly positive.The right to work for whom and
where one pleases might not be seen as a “right” by all people in what after
all is supposed to be a socialist society. In like manner, what from an American
perspective might seem like a lack of freedom to change jobs or choose
where to live (the realities of Chinese state work units) can also be seen as a
guaranteed right to a job or an apartment (the view of some disaffected
Chinese workers).The wholesale transformation of work and housing into
market commodities has not then been a triumphant process welcomed by all
in China, reflected in the Chinese phrase used to describe the search for
work in a post-work-unit society, “jumping into the sea.” This metaphor is
quite different than the American phrase, “the free market.” To “jump into the
sea” implies a clear and present danger and is not necessarily a choice. Some
drown, many survive by treading water, and a few reach shore and achieve the
riches and power our notion of the “free market” carries.
As noted in the last lecture, millions of migrants fill the jobs that legal urban
residents no longer want to do.They clean rooms, work as nannies, sweep
streets, hawk food and other items on the streets, wash dishes, and clerk in
mini-markets.While peasant women and young girls fill the export factories of
Southern and Eastern China, peasant men work as security guards and con-
struction workers throughout the country.This new class of mobile laborers
are both feared and condemned by urban Chinese. Both popular media and
the “man on the street” blame them for everything from increased petty
crime and other social problems to littering and crowded public transporta-
tion. This mixture of fantasy, facts, and fears becomes a generalized “common
sense”: migrants are a social problem.

16
Outside of China, many critics focus on the working conditions of Chinese
factories, arguing that these are tantamount to sweatshops. Hours are long,
often seventy per week, days off are few, and pay is miniscule, in some cases as
little as 100 dollars per month. Others argue that these jobs, as little as they
pay, provide work for people (mainly rural women) who would otherwise suf-
fer. The reality is clearly more complex.
First of all, factory work in China, especially in the consumer goods industry,
is highly gendered: the vast majority of assembly-line jobs are filled by women.
Before thinking about why this is so, it is important to be clear about what we
mean by “gender.” This is not a biological category. Nor is this something that
only women have. Finally, “gender” by itself cannot explain social problems and
realities; other factors such as ethnicity, race, religion, education, and socio-
economic class must also be considered. In the case of Chinese factory work,
many of these jobs are not filled by women in general, but a specific type of
woman—young peasant women with little education who live far from home,
usually in dormitories connected to their company.
Second, working conditions in factories vary widely, depending on the indus-
try, the location, and the management. Among most workers, a clear hierarchy
exists in terms of which type of management is good to work for. Domestic
Chinese companies are usually deemed the worst and most exploitive, fol-
lowed by South Korean and Hong Kong companies,Taiwanese investors, and
Japanese.The most desirable jobs are usually those with European or
American joint-partnerships. However, many large American companies do not
actually invest in factory production in China, but instead contract with other
producers for goods.Thus, for example, companies such as Nike,Walmart, and
Target do not employ any factory
workers themselves. Because they
are “customers” (albeit very large
and therefore influential) they can
argue that they are not responsible
for pay or working conditions of
their suppliers.
Research shows that peasant
women who take these jobs surren-
der most of their personal autono-
my to their supervisors. Factory
dormitories create a captive work

Chinese Factory 1
Top:Workers—mostly women—stand in a line kept
orderly by a security guard at the beginning of a work
day in a toy factory.
© Steve Jurvetson

Below: An American cartoon icon is meticulously


hand painted by workers at the factory.

17
force, made even harsher by the fact that national identity cards are often held
by management and pay is often provided only monthly. Because most of these
workers do not have any legal standing in the communities in which factories
are located, they have little means of resistance.Yet why then do so many
women take these jobs, traveling far from home to work hard, make little, and
live with strangers?
A lack of information is not the reason. Cell phones are widely used in China
and are so cheap that many people, including villagers, can afford them.
Chinese print and electronic media also cover factory issues such as worker
abuse. In addition, many women are recruited for factory work through kin
and friend networks.Thus, we can assume that most of these women know
the conditions of these jobs beforehand (although knowing and experiencing
are not the same).
If not a knowledge issue, then is this because life at home is desperate? Little
evidence for this hypothesis exists.There is no famine in China, and by all
accounts rural life is better now than at any time since the Cultural
Revolution. But because life in the countryside may not be desperate does
not mean that people are thriving.While few starve, many lack choices. As in
many developing countries, young people in the countryside see traveling far
away to find work a temporary measure, a means of saving money to build a
house, get married, buy desired consumer goods like televisions, refrigerators,
and motorbikes.
For young women, this can also serve as a way of changing their family sta-
tus. Because girls traditionally marry “out,” they have historically been viewed
as a burden. However, many peasant women now send money back to their
families at home. In addition, by stay-
ing “away,” they can avoid family
choices they might disagree with
(such as an arranged marriage) not
by openly rebelling, but simply by
not going home.
The effect of this mass movement
of rural people to urban areas is not
just evident in cities. Agricultural
work has been increasingly femi-
nized, given that in many rural com-
munities young people are largely

Chinese Factory 1I
Top:Workers at a doll factory file by servers during
a meal break.
Below:Two female workers sleep on bags of filling
© Steve Jurvetson

used to stuff dolls during an afternoon break.The


worker on the right holds a doll.

18
going away to seek work, along with male heads of households.The net result
is households consisting of elderly retirees, young children, and married
women. For these women, reforms have “freed” them to take on added
responsibilities with little material gain. By some accounts rural China now has
one of the highest suicide rates in the world among women. Is this simply bet-
ter reporting, or are suicide rates rising? We should remember that after 1949
women in rural China gained marriage rights, while the Communist Party
abolished bride selling, prostitution, foot binding, and the practice of concu-
bines. Market reforms have seen the reemergence of all of these practices
except foot binding.
Finally, while regulations prescribing minimum pay, working hours, and living
conditions do exist, enforcing these regulations is a problem. It is increasingly
evident that central and in some cases provincial authorities are attempting to
better enforce worker rights, but these attempts are resisted at local levels, in
part because of local government concerns about losing investors and thus
jobs and tax revenue, and in part because of corruption.
If economic reforms have created a new class of mobile peasant workers
who are simultaneously exploited and liberated, these same reforms have
destroyed the lives of millions of former state workers, particularly in China’s
rust belt, the northeast, which at one time was known as Manchuria. After the
first Sino-Japanese War, the Japanese government gained control of not just
Korea and Taiwan, but also Manchuria. It established a puppet regime it called

© Steve Jurvetson

Chinese Factory III


This fiber-optic systems assembly and testing factory with primarily European multinational customers provides
a clean and low-stress working environment, including soothing music playing in the background.

19
“Manchuko,” installed the last Qing emperor as a figurehead ruler, and invest-
ed heavily in industrializing the region. After the defeat of the Japanese in
1945, Manchuko was returned to China. By the 1950s it was the industrial
center of the country, producing steel, iron ore, heavy industrial equipment,
cars and trucks, and munitions. However, following the opening of the national
economy to foreign investment, funding flowed south and east, re-creating the
historic economic trade patterns of China. After the government decided to
start the process of making work units accountable to market forces, large
conglomerates were particularly hard hit. Many simply could not compete
with private companies that did not have to pay for worker housing, pensions,
and other social benefits.The net result is a new class of either underem-
ployed or permanently unemployed state workers in areas such as the north-
east. These workers have not embraced the freedoms of market forces.They
instead argue bitterly and at times demonstrate publicly for what they believe
are the rights they have lost. In their minds, the destruction of the “iron rice
bowl” that formerly guaranteed employment, housing, pensions, and security is
a betrayal by the Communist Party of its core principles.
Work units are designed to mold identification with the unit, not the
(Confucian) family or the (Marxist) working class.This structure both enables
micro-protests (since people within a unit are closely connected) and inhibits
macro-level ones (since there has been little horizontal movement between
work units).
A cynical view of the threat to social order posed by disgruntled former
state workers is this: most of these people are elderly, and will soon be gone.
Meanwhile, their children and grandchildren are growing up in a new China,
one in which the government guarantees nothing beyond stability. Never-
theless, it is ironic that at times the most vocal critics of current economic
policies are not the urban educated youth of romantic stereotypes but aging
working-class factory hands.
Then, of course, there are those who have benefited greatly from reforms,
the new professional classes of urban educated professionals.These are the
people who have the education and residency status needed to fill a range of
new occupations with domestic, joint-venture, and international companies.
The most successful live in one of China’s booming cities, are multilingual, and
have the disposable income needed to enjoy life in the new China.They also
paradoxically tend to be some of the most vocally nationalistic people in
China, a striking fact when compared to what sociologists and political scien-
tists usually assume about stakeholders. Indeed, many of these market win-
ners are simultaneously cosmopolitan (at home in a global world of travel
and consumption) and nationalistic.This is a phenomenon I will return to in
the final lecture.

20
FOR GREATER UNDERSTANDING

Questions
1. What is the “type of woman” who fills Chinese factory jobs?
2. What effects did the destruction of the “iron rice bowl” have on workers?

Suggested Reading
Lee, Ching Kwan. Against the Law: Labor Protests in China’s Rustbelt and Sunbelt.
Berkeley: University of California Press, 2007.
———. Gender and the South China Miracle: Two Worlds of Factory Women.
Berkeley: University of California Press, 1998.

Other Books of Interest


Chang, Leslie T. Factory Girls: From Village to City in a Changing China. Reprint.
New York: Spiegel & Grau, 2009.
Ngai, Pun. Made in China: Women Factory Workers in a Global Workplace.
Durham, NC: Duke University Press, 2005.

Websites of Interest
1. The China Labor Watch website compiles news and reports about labor con-
ditions in Chinese factories. — http://www.chinalaborwatch.org
2. The US-China Labor/Scholars’ Exchange website is jointly sponsored by the
Labor Center at the University of California-Los Angeles, the JSM Institute
Worker Education and Labor Studies of City University of New York, and
the School of Human Resources at Remin University in Beijing to provide
research and information on union activities and worker issues in China. —
http://uschinalabor.org

21
Lecture 4
A Home of One’s Own
The Suggested Reading for this lecture is Privatizing China: Socialism
from Afar edited by Li Zhang and Aihwa Ong, introduction and chap-
ters 1 and 2.

Anyone who has visited a major Chinese city


such as Beijing, Shanghai, or Guangzhou has
experienced the hyper-modernization of these
places, particularly in terms of the visual: a fangzi – “home” or “house”
seemingly unending construction project, a sea of giant cranes, and blocks
after blocks of towering office towers, hotels, and apartment blocks are rapid-
ly erasing the former Stalinist architecture of the Maoist era. Beijing no longer
resembles Pyongyang, capital of North Korea, with its massive public buildings
and monuments. Everything, it seems, is big—six-, eight-, ten-lane city roads,
sidewalks that are designed for ten people or more across, shopping malls that
are two or even three city blocks in size. Beijing has six beltways, six subway
lines with five more soon to open, and so many concentrations of large-scale
real estate that it is difficult to discern a downtown any longer.While global
cities such as Shanghai and Beijing have quickly come to look like Hong Kong
and Tokyo, this massive urban redevelopment is not limited to these places. In
even remote areas of China, urban cityscapes are being transformed by com-
mercial and infrastructure projects, from Lhasa in Tibet to Hohhot in Inner
Mongolia. How has this reworking of urban space affected the lives of citizens,
particularly in terms of housing?

A view of the skyline and city square


in Hohhot, Inner Mongolia.
Inset: Five-story apartment houses
along Genghis Khan Drive in Hohhot.
© David Wilmot, Wimbledon, UK

22
Until quite recently, there were almost no privately owned residences in
urban China. After the 1949 establishment of the PRC, all land was national-
ized. Within urban areas, most housing became state-owned and production
was organized around state enterprises.Yet by 2009, 81 percent of urban citi-
zens owned their own homes, primarily apartments.This is a higher percent-
age of home ownership than in the United States. How have these rapid
changes come about?
Following the start of the reform movement in 1979, state planners and
reformers grappling with housing issues faced several problems. First, almost
all urban residents lived in state-owned housing linked to their place of
employment.These danwei (work units) operated as separate social and eco-
nomic spheres, providing members with food, clothing, housing, education, and
employment. As already noted, a person’s work unit served as a key part of
personal identity, because this influenced all aspects of life.The Communist
Party sought to replace the foundational role family ties had played in Chinese
society for thousands of years with a new form of community, a fully rational-
ized and organized planned micro-society that could break preferential kin ties
and help shape people into modern socialist citizens. In other words, these
policies aimed at turning the private sphere (Chinese si, literally “secret” or
“illicit,” historically located within the family) into a matter of work-unit social
life, which itself stood in contrast to an abstract general public, the nation.
These policies succeeded as long as state institutions controlled all aspects
of daily life. After all, if any of us did not just work at our job places, but also
lived, shopped, entertained, and spent most of our time at these places, we
would probably come to identify with these as home. But once economic
reforms began, the privatization of work-unit space, including housing, neces-
sarily had to follow.
This project had two goals, to privatize existing housing and to expand the
supply of available housing. Focusing on increasing the housing supply first,
planners instituted an experimental program in Xian and Nanjing in 1979 to
construct and sell new housing at cost.This policy failed for the simple reason
that few people could afford to purchase a new apartment, because wages and
savings were on average quite low. A subsidized program was next tried in
Zhejiang and Hubei Provinces
from 1981 to 1982.This proved
so successful that it was expand-
ed to over three hundred cities
in 1986. Under this program, new
© David Wilmot, Wimbledon, UK

housing stock was jointly funded


by the central government, work
units, and individual occupants,
with each contributing one-third
of the construction cost. Citizens Apartments built in the early 1980s in an older section of
in effect became partners with Wuhan City in Hubei Province.

23
their work units and the central government.This joint funding program
enabled residents shut out of subsidized housing to gain access to a different
sort of subsidized housing, in which they held limited use-rights, in exchange
for a third of the cost of this housing. From an administrative perspective, new
apartment blocks could be built quite cheaply, since two-thirds of the initial
construction costs were subsidized by individuals and the state. From the cen-
tral government perspective, more urban residents gained housing while the
state role in supplying this was significantly reduced.
More complicated was how to privatize existing work-unit housing, most of
which was located within state-owned enterprises (SOE). Beginning in the early
1990s, these state enterprises transferred use rights of apartments to their
occupants at fixed prices. However, these use rights did not carry full property
rights; instead, purchasers shared ownership with their work units.These initial
policies failed to attract many buyers, for a range of reasons. First, few people
had large enough savings or high enough wages to make down payments. In
addition, in the aftermath of the Cultural Revolution and ideological attacks on
people who were labeled “capitalists” because their family owned property
before 1949, convincing people that state and party officials actually supported
private housing was not easy. Finally, for people with access to subsidized state
housing, there was little incentive to purchase the right to use an apartment at
a higher price than what they paid to rent this same apartment. For example,
rents could be as low as twenty yuan per month (four dollars). For people who
paid this little to use an apartment for life, why would they spend their life sav-
ings on a down payment and then take on a monthly mortgage to essentially
continue to use the same apartment? Indeed, for many people, these policies
were seen as an attempt to force them to pay for what they had already
earned as a right—access to cheap public housing.
In response, the State Council, China’s highest governing body, issued a direc-
tive in 1994 legalizing three forms of private housing. Apartments purchased at
market price carried full ownership rights and could be bought and sold like
any other commodity; units purchased at cost price carried a five-year
rent/resale restriction; and subsidized units only provided occupancy (use)
rights. Finally, in 1998, all state-affiliated enterprises and institutes were prohib-
ited from constructing any further housing, which turned the urban housing
sector into a completely market-driven industry.
The net effects of these regulations have been varied.While almost all hous-
ing previously owned by work units has been sold off to private citizens, how
this was done copied how housing had been previously allocated.Typically,
work-unit members gain the right to buy an apartment based on their seniori-
ty and other factors.While this recognized previous service, it penalized young
and new work-unit members.With the ban on housing construction by state
enterprises, these people have no choice but to find housing in the private
sector, a “right” that is increasingly untenable for many, especially in major
cities, where housing prices have exploded. In addition, different types of state

24
enterprises have fared differently under privatization. As noted above, those
involved in manufacturing have suffered greatly.These units, especially in heavy
industry, have often gone bankrupt, in the process displacing their workers and
destroying entire communities. In these situations, a chance to buy an apart-
ment is a mixed opportunity at best, providing shelter, but typically in an area
with little resale value and bleak employment prospects. But other types of
state enterprises have thrived.
One of the best examples of this is state educational institutions.Through the
strategic marketing of language teaching (Chinese to foreign students and
English to local students) and enclosed campuses as a new form of a gated
community, higher educational institutions in desirable urban areas have done
quite well. Apartment prices have risen sharply, enabling some lucky residents
to use these as collateral to buy additional apartments in the private economy.
At the same time, however, the privatization of living space in such work units
and the introduction of non-unit residents have undermined a sense of com-
munity and collective identity.This sentiment is typically voiced by older resi-
dents. Instead of viewing market reforms as a process that has “freed” them
from the ties of their work unit, they view the transformation of social rela-
tionships as a process that has altered lives in their community.
Finally, and rather paradoxically, private housing projects have replicated the
danwei in its spatial form. Most urban areas are increasingly filled with planned
communities that, like work units, offer a guarded walled or gated environ-
ment. These complexes offer residents protection from the side effects of the
same market forces that have enabled them to purchase this housing—not
“crime” or “deviance” per se, but the anonymity of “the market,” manifested in
the erasure of community ties that anchored both “traditional” society (in
family and clan) and Maoist-revolutionary society (in work units).
© Charlie Fong

Left:The entrance to the popular Chunxi shopping district in Chengdu, Sichuan Province. Right:Two images of
a “premium” two-bedroom apartment located near Chunxi being advertised for a monthly rent of about $526
on a one-year lease.The apartment “includes many electric devices” such as a color TV, a DVD player, a refriger-
ator, and an Internet connection.

25
FOR GREATER UNDERSTANDING

Questions
1. Why is the percentage of home ownership higher in China than in the
United States?
2. Why was it difficult to convince people that state and party officials actually
supported public housing?

Suggested Reading
Zhang, Li, and Aihwa Ong, eds. Privatizing China: Socialism from Afar. Ithaca, NY:
Cornell University Press, 2008.

Other Books of Interest


Fraser, David. Chapter 2. “Luxury Housing Advertisements and Reconfiguring
Domestic Space in Shanghai.” The Consumer Revolution in Urban China. Ed.
Deborah Davis. Berkeley: University of California Press, 2000.

Articles of Interest
Zhang, Li. “Forced from Home: Property Rights, Civic Activism, and the Politics
of Relocation in China.” Urban Anthropology and Studies of Cultural Systems
and World Economic Development.Vol. 33:2–4, pp. 247–281, Summer-
Winter 2004.

Websites of Interest
1. The China Hush: Stories of China website provides an extensive article from
December 2009 entitled “Chinese Farmers Are ‘Growing Houses’ Instead of
Growing Food.” — http://www.chinahush.com
2. An article from March 2010 by AFP News entitled “China to Rein In Soaring
Property Prices.” —
http://www.channelnewsasia.com/stories/afp_asiapacific_business/view/10416
86/1/.html

26
Lecture 5
Changing Family Life
The Suggested Reading for this lecture is Liu Dalin, Man Lun Ng,
Zhou Pingli, and Erwin Haeberle’s “Sexual Behavior in Modern
China,” chapter 11, in China Off Center: Mapping the Margins of the
Middle Kingdom, edited by Susan D. Blum and Lionel M. Jensen.

After 1949, the Communist Party set out to


construct a society populated by citizens who
looked to the Party and state and not to the
family for their identity, in many ways replicating jia – “family”
policies instituted in the early years of the former Soviet Union to create a
trans-ethnic Soviet identity. Communism thus entered into a foundational
debate in Chinese philosophy: should a person cultivate preferential ties with
some people, or should a person seek to engage with all others on an equi-
table basis? Confucian scholars such as Mencius (372–289 BCE) argued that
preferential bonds are natural. In their view, humans grow up within families,
and thus have personal ties with specific family members, that transcend fictive
ties to a general public, community, or nation.They argued these foundational
ties took form in what Mencius called the “five bonds”: father and child, sibling
and sibling, spouse and spouse, friend and friend, and ruler and subject. Only
one of these bonds, between friends, is equitable. Furthermore, only one of
these bonds, that between ruler and subject, describes a nonpersonal relation-
ship. From a Confucian perspective, all people have natural preferences for
close kin, most relationships are unequal, and abstract social ties such as links
between unrelated citizens or
among strangers are not necessar-
ily important. However, these five
core human relationships are also
linked through reciprocity. Just as a
parent holds power over a child,
he or she also has obligations to
this child. In addition, a Confucian
world view recognizes that an indi-
vidual’s set of relationships expand
through life.Thus a child learns to
be a good child through modeling
the behavior of her parents, and in
Photo courtesy of Robert J. Shepherd

turn learns how to be a parent,


friend, sibling, spouse, and subject
through observing and modeling
others.
Mother and children in Beijing.

27
This was of course far
from a perfect system. Just
as any social theory can
come to look very differ-
ent when put into practice,
Confucianism as practiced
over the centuries came to
be associated with a range

© Matthew Rawley/shutterstock.com
of social problems. Thus,
from a Chinese
Communist Party perspec-
tive, the China of 1949
was not a young republic Two brothers from northern Hebei Province whose wives left to
moving into the modern
work in the city and never returned.

world, but a largely rural


and illiterate feudal society riddled with poverty, superstition, and the gross
mistreatment of women. Consequently, in addition to a property revolution,
the CCP carried out a social revolution, abolishing bride-selling, prostitu-
tion, public gambling, and foot-binding. The new government began a mass
education campaign and would later bring basic health care to areas where
modern medicine was unknown. The government encouraged education for
women and increased the role of women in the economy. During the
Cultural Revolution gender equity was taken to the logical extreme in
terms of unisex clothing, hair styles, and other gender markers.
It was during this period that Mao Zedong (1893–1976), Chairman of the
Party, encouraged people to have large families as part of a national defense
strategy. Mao was convinced that the United States, the Soviet Union, or both
superpowers would eventually attack China. A large population, he reasoned,
would ensure the country’s survival. In the early 1950s, the success of Party
social programs, increased food production, and a stable society led to a sharp
rise in births, leading some demographers to warn of a looming crisis. Mao,
however, ignored these warnings. By 1979, it was clear that population growth
could potentially derail reform efforts. Consequently, the government imple-
mented a policy that limited Han Chinese couples to one child.
This policy has, from a state and planning view, been very successful.The
national birth rate in China has decreased from over three births per female to
1.6, which is actually below the natural rate of 2.1.A recent article in Time mag-
azine estimated this decrease has resulted in 250 million fewer births, further
aiding social and economic gains. However, this policy has attracted harsh criti-
cism, especially from foreigners, who argue that government control over fami-
ly planning is a clear human rights violation. Many groups allege forced abor-
tions, sterilizations, and female infanticide.
Like the issue of labor conditions in Chinese factories, the realities of this
policy are complex.The policy is clearly not the unmitigated success that state

28
officials assert. Indeed, as many people in China recognize, this policy has had a
range of unforeseen consequences that in many cases pose important threats
to social order. On the other hand, the extreme charges by critics of govern-
ment-sanctioned infanticide are also questionable. First of all, why would a
government deliberately seek to create a gender imbalance? Currently the
country has 119 male births for every 100 female births.This means that
there are approximately 32 million more men under the age of twenty than
women. Add to this the fact that more rural women marry “up” into an urban
area than do rural men, and it is quite clear that a significant number of young
Chinese rural men will never be able to marry and have families. In addition to
the impact this is having on a Confucian-based family structure that demands
that men reproduce so as to continue the family name, it also raises significant
security concerns. No government would seek to create a class of young men
with no hope of a stable future.This has also led to a resurgence of kidnap-
ping, sexual trafficking, and bride-selling, in addition to an enormous sex indus-
try.
Why is there such a shortage of women, especially in rural areas? The
Communist Party is less to blame than the Confucian emphasis on producing
a son, since family lineage in China is passed on through males and sons are
expected to care for their parents in old age.This desire to have a son has
led to numerous cases in rural China of selective infanticide that is not
directly forced by government officials, but chosen by parents. Several years
ago the central government sought to restrict the use of sonogram machines
for this very reason: people used these to determine the sex of their baby
and then aborted females.
The policy has also not been applied uniformly. First of all, it has only been
applied to the majority Han population. Officially recognized minority groups are
allowed two children. In addition, because of the nature of village life, local offi-
cials might often be related to certain villagers. Finally, because peasants have
received so little to begin with from the state, there are not many inducements
state officials can use in the
countryside. In urban areas,
the policy has been far easier
to enforce. Until recently, all
urban residences lived and
worked for the state and
were easily tracked. People
who violated the policy could
be punished through public
© Ethel Grimsby/shutterstock.com

shaming, peer pressure, and


ultimately the withholding of
benefits such as access to
education and health care, Four boys and a girl take a break at the village swimming hole
and ultimately a job. in Zengchong, Guizhou Province.

29
Market reforms have impacted family life in multiple ways, providing people
with more choices in some ways and fewer in other ways. Since most people
in urban areas no longer have government jobs or depend on the government
for health care, education, or a pension, the state has few ways to control how
people behave. Instead, one’s market standing shapes agency. For example, a
well-off couple with the means to buy a large apartment can have more than
one child now, simply because various state penalties do not affect them.They
most likely do not care if they cannot use a state hospital, or send their child
to a state school, or secure a state job. A working-class couple probably still
cares, not necessarily because of state penalties, but because they probably
cannot afford to have more than one child. Social and economic class standing
has replaced political ideology as the key factor in determining family size.
China today is grappling with a range of new family issues. As noted above,
family planning policies have in a sense been too successful, dropping the birth
rate below the natural replacement rate.This has also transformed family rela-
tionships. Young children benefit from what demographers call the “4-2-1”
structure of Chinese families (four grandparents, two parents, and one child).
This provides children with six doting caregivers, leading some to label these
privileged children “little emperors and empresses.” But as the population
ages, this structure will reverse, leaving fewer and fewer working people to
care for and support a growing elderly population. Another seldom-remarked-
upon phenomena is the erasure of close kin ties. For example, significant num-
bers of Chinese grow up without brothers, sisters, cousins, aunts, or uncles,
leading to new forms of “fictive” kin ties. Finally, and perhaps most important,
is the significant gender imbalance among men and women.
Because of these emerging prob-
lems, some municipalities have
begun encouraging certain classes
of people (usually the rich and well
educated) to have more than one
child. However, this has not been
an unqualified success, ironically
because many of these people view
a single-child family as the norm—
which for them it is, having been
how they have grown up.
Photo courtesy of Robert J. Shepherd

A young girl enjoying the day at Beihai Lake in Beijing.

30
FOR GREATER UNDERSTANDING

Questions
1. Why did Mao Zedong encourage people to have large families?
2. What are the key factors in determining family size?

Suggested Reading
Liu, Dalin, Man Lun Ng, Li Ping Zhou, and Erwin J. Haeberle. Chapter 11.
“Sexual Behavior in Modern China.” China Off Center: Mapping the Margins
of the Middle Kingdom. Eds. Susan D. Blum and Lionel M. Jensen. Honolulu:
University of Hawaii Press, 2002.

Other Books of Interest


Farrer, James. Chapters 1–4. Opening Up: Youth Sex Culture and Market Reform in
Shanghai. Chicago: University of Chicago Press, 2002.
Pickowicz, Paul G., and Wang Liping. “Village Voices, Urban Activists:Women,
Violence, and Gender Inequality in Rural China.” Popular China: Unofficial
Culture in a Globalizing Society. Eds. Perry Link, Richard P. Madsen, and Paul G.
Pickowicz. Lanham, MD: Rowman & Littlefield Publishers, 2002.

Websites of Interest
1. The Time magazine website provides an article from July 27, 2009, entitled
“A Brief History of China’s One-Child Policy” by Laura Fitzpatrick. —
http://www.time.com/time/world/article/0,8599,1912861,00.html
2. The BBC News website provides an article from February 2007 entitled
“Wifeless Future for China’s Men” by James Reynolds. —
http://news.bbc.co.uk/2/hi/6346931.stm

31
Lecture 6
Religion and Society
The Suggested Reading for this lecture is Rob Gifford’s China Road:
A Journey into the Future of a Rising Power, chapters 13– 20.

Many people associate religion in China with


Confucianism, Daoism, and Buddhism.While
these three belief systems have long been a part
of Chinese culture and society, the country also jiao – “religion”
has substantial numbers of Christians and Muslims.The degree to which people
are free to practice their faith is highly controversial and needs to be placed
into context.To the question of whether people in China have complete reli-
gious freedom, the answer is no. But compared to the state of religion in the
country a generation ago, it is clear that faith is much more widespread among
people and tolerated by the government and Party. Under Chinese law, citizens
have both the right to believe in a religious faith and the right to not have a
belief.A 1982 State Council decree under former chairman Hu Yaobang affirmed
the right to practice, not just believe, for all citizens other than Communist
Party members.This two-sided provision is very important because it implies
that while people can have and practice a faith, there is no guaranteed right to
proselytize. It also does not provide a right to practice a faith in any way a per-
son wishes.As we will see, this has important
implications for what the state defines as
“official” religious organizations. But before
discussing this, it is useful to briefly introduce
major faith groups.
Confucius (551– 479 BCE) lived in the state
of Lu in today’s Shandong Province along
China’s east coast. Like his contemporary
Socrates in Athens, he was never overly
influential or well off in life. He made a liv-
ing as a teacher and spent more than a
decade wandering the region with several
followers, looking for an able and ethical
prince to serve. His most important work,
The Analects, was compiled long after his
death. It is a collection of sayings and short
© Claudio Zaccherini/shutterstock.com

dialogues, and would eventually become one

Statue of Confucius at the Confucian Temple in Beijing.

32
of the four foundational books of Confucianism during the Song Dynasty
(960–1279 CE).The other books are The Doctrine of the Mean (authored
by Zisi, a grandson of Confucius), The Great Learning (a commentary on
Confucius’s writings compiled by a follower), and The Mencius (authored by
the Confucian scholar of this name).
Confucianism is more a philosophy than a religion, although Confucian tem-
ples are found throughout China. In a Confucian world view, an ambiguous
“God” (shangdi), which literally translates as “above the Emperor” (huangdi),
exists. However, this concept of God is also carried in the word tian (heaven),
which stands as an otherworldly counterpart to an earthly king (wang). Order
is of central concern, both on earth and in heaven.This is achieved through
proper ethical behavior, which requires constant reflective effort and proper
maintenance of rituals.These rituals in turn are based on the rituals of the
Western Zhou Dynasty (1064–771 BCE), which according to Confucius had
achieved a state of harmonious perfection, or what he called “The Way” (Dao).
This implies that a more just and orderly society is found not in an other-
worldly heaven nor in a future earthly perfection, but in an already-experi-
enced past. Confucianism is thus a prescriptive doctrine that claims to use his-
torical evidence to re-create a just society on earth.This is completely differ-
ent from the Christian and Islamic focus on an afterlife, as well as a Western
Enlightenment focus on a forward-progressive future that views the past as
“less developed” than both the present and the future.
Daoism, like Confucianism, is indigenous to China. Although widely practiced
now as an elaborate folk religion, its roots are in the fourth-century BCE
philosophical school of “The Way” (Dao), often spelled “Taoism” in English.This
philosophy is in turn linked to Confucianism, in particular its focus on practic-
ing ancient rituals and cultivating ethical behavior as a means of returning to
“The Way,” already experienced in a distant past. Philosophical Daoism rejects
the Confucian emphasis on constant, conscious action, viewing this as a fatal
flaw that paradoxically leads further from a state of harmony. Instead, it
emphasizes spontaneous, unreflective thought and action.
Daoist folk religion is quite different, sketching out a cosmology filled with
various deities who hold the offices of a celestial empire, including once-living
people. Over the course of centuries there has been a mixing and borrowing
of elements between Daoism and Buddhism, so that these belief systems have
in part come to resemble each other.
Buddhism is the most widely practiced religion in the PRC, with some studies
estimating up to one billion adherents. However, it is not uncommon for peo-
ple to simultaneously practice to some degree Buddhism, Confucianism, and
Daoism. Most believers follow Mahayana Buddhism, which arrived in East Asia
as early as the third century BCE. It did not take hold initially because practices
such as monasticism, celibacy, and a rejection of involvement in everyday life
contradicted Confucian principles of filial piety and service to the Emperor. It
gained traction in part when its adherents linked its world view with that of
33
Daoism. Over the past centuries these
have mutually reinforced and bor-
rowed from each other. For example,
while mainstream Chinese Buddhism is
much less scriptural than other forms
of Buddhism, Daoism has come to be
defined by a monastic lifestyle, with
prohibitions against monks eating meat
or drinking alcohol.

Photo courtesy of Robert J. Shepherd


Islam and Christianity have been pre-
sent in China for centuries, long
before European intervention in the
nineteenth century. Indeed, Islam
dates to at least the eighth century, One of several Buddhas in the Yungang caves and
when it entered via the Silk Road and grottoes at Datong, Shanxi Province.
other trade routes. Estimates of the
total number of Muslims ranges from 20 to 100 million, with most accounts
suggesting around 40 million. Muslims are either ethnic minorities with dis-
tinct languages and cultural practices, such as Uyghurs, Kazaks,Tajiks, Uzbeks,
and Tartars, or Chinese-speakers classified as “Hui” people, who constitute
both the largest Muslim group and largest minority group in the PRC, with a
population of approximately 10 million. Hui ethnically are no different than
Han Chinese, though this has not prevented them from being classified as a
separate nationality.
Christianity reached China in the Tang Dynasty (618–907), when Nestorian
monks traveled and preached in the region.The best known Christian mis-
sionary was Matteo Ricci (1552–1610), a Jesuit who spent twelve years in
Beijing, from 1588 until 1600. Ricci spent much of his time translating
Chinese texts into Latin and introducing new forms of science to the
Imperial Court. His observatory remains in Beijing, a short walk from the
Jianguomen metro station.Today, China officially has four million Catholics
and ten million Protestants.
Visitors to China are often surprised at the extent of public religious wor-
ship. Mosques, churches, and temples are regularly filled with adherents, be
these in cities or rural communities, Han Chinese, or minority regions.The
government has spent large sums of money refurbishing and renovating reli-
gious sites that had been seized or damaged during the Cultural Revolution
(1966–1976).The government also funds Christian seminaries, Buddhist
monasteries, and Islamic religious schools. But the limits to religious worship
are clear: people can practice religion as long as they do so within the con-
fines of state-recognized organizations.Thus, for example, all Christian
churches must be affiliated with either the China Christian Council or the
Chinese Patriotic Catholic Association, all Buddhist groups must be members
of the Buddhist Association of China, and all Islamic organizations must be

34
linked to the Islamic Association of China.These state institutions are charged
with ensuring freedom of worship while also promoting national unity.What
this means in practice is that Chinese religious groups are not allowed to have
separate links with international organizations. In other words, Chinese
Catholics cannot have any official ties with the Vatican nor Tibetan Buddhists
with the Dalai Lama, and foreign missionaries of any type are banned.This has
led to the rapid growth of an informal “house” church movement among both
Protestants and Catholics that may number as many as 100 million.
This has both political (because of the Communist Party’s official atheistic
position) and nationalistic reasons, because of missionary involvement in China
during the late Qing and early Republican era (1860–1949). Christianity is
closely associated with colonial humiliations, since missionaries were before
1949 legally allowed to proselytize and held diplomatic immunity. In addition, it
is important to remember that one of the most deadly rebellions in modern
Chinese history (the Taiping Rebellion, 1850–1864), was led by a man named
Hong Xiuquan, who claimed to be Jesus’ younger brother, sent to earth to
establish the Kingdom of God. By the time this ended, more than 25 million
had died.
In sum, the state of religious freedom remains ambiguous. Faith-based groups
that look outside the state (Tibetan Buddhists, Muslims, and Vatican-loyal
Catholics) remain suspect. However, new forms of communication and mobili-
ty make new forms of informal religious practice much easier.The government
appears to assume that modernization will lead to a post-religious society, as
has happened in Japan. Increased incomes, educational levels, and consumerism
will lessen the pull of religion, thus providing social stability.Yet what appears
to have happened in the short term is the opposite. For Muslims, for example,
increased incomes and interaction with other Muslims in China and in the
world have led some to identify more strongly with Islam. For many people of
all faiths, the “opening up” of China to economic change and consumerism has
also led to increased corruption, lax morality, weakened social and kin ties, and
a worship of money. Indeed, for many the austerity of Maoist times is nostalgi-
cally remembered as a
time of moral clarity, in
sharp contrast to the
amoral materialism of
today’s society.While
this has led some to
turn to established
faiths, others have
Photo courtesy of Robert J. Shepherd

turned to charismatic
movements that pro-
voke new concerns
among authorities.
The City Mosque in Beijing.

35
FOR GREATER UNDERSTANDING

Questions
1.What is the central concern of Confucianism?
2. Why did Mahayana Buddhism initially have difficulty taking hold?

Suggested Reading
Gifford, Rob. China Road: A Journey into the Future of a Rising Power. Reprint.
New York: Random House, 2008.

Other Books of Interest


Gladney, Dru. Chapter 6.“Ethno-Religious Resurgence in a Northwestern Sufi
Community.” China Off Center: Mapping the Margins of the Middle Kingdom.
Eds. Susan D. Blum and Lionel M. Jensen. Honolulu: University of Hawaii
Press, 2002.
Overmyer, Daniel L., ed. Religion in China Today. The China Quarterly Special
Issues. New Series, no. 3. Cambridge: Cambridge University Press, 2008.

Websites of Interest
1. A BBC News article from February 2007 entitled “Survey Finds 300 Million
China Believers.” — http://news.bbc.co.uk/2/hi/asia-pacific/6337627.stm
2. A United States Department of State (Bureau of Democracy, Human Rights,
and Labor) report entitled “International Religious Freedom Report 2006.”
— http://www.state.gov/g/drl/rls/irf/2006/71338.htm

36
Lecture 7
The Search for Meaning
The Suggested Reading for this lecture is Eric Karchmer’s “Magic,
Science, and Qigong in Contemporary China,” chapter 16, in China
Off Center: Mapping the Margins of the Middle Kingdom, edited by
Susan D. Blum and Lionel M. Jensen.

In the 1960s, Mao Zedong advocated an attack


on China’s past and the destruction of the “four
olds” (beliefs, customs, traditions, and habits).
Chairman Mao envisioned a society of selfless xunzhao dao –
communists; in the short term what he got was “search for a path or a meaning”

a society of violence, in which youths attacked elders, social order collapsed,


and Mao himself became an object of mass worship.
The Cultural Revolution began in the summer of 1966 and at its height in
1968 involved millions of youths organized into various Red Guard factions.
They attacked and destroyed religious and cultural sites, seized, beat, and often
killed state and party officials, teachers, and anyone suspected of ties to “the
feudal” past. Order was only restored in early 1969 after Mao declared a
movement to send urban youth to the countryside to learn from peasants,
and the Red Army effectively took control of the state.
Many of these youth, who eventually numbered 17 million, were stuck in rural
areas for a decade or more. Referred to as China’s “lost generation,” they
came of age at a time when educational chances were nil, and suffered greatly.
They also inflicted great suffering on others.This is a key reason why the gen-
eral Chinese view of the
radical sixties is radically
different than the norma-
tive American view.Youthful
rebellion in China is not
associated with flower
power, peace and love, and
Woodstock, but with vio-
lence, destruction, and mass
demonstrations in support
of a cult-like leader.
These former Red Guard
militants are now the senior
© Eastern Vision Films

managers and civil servants


in a fundamentally different
China, one which has An actress portrays a revolutionary guard in an “anticonfucian”
turned its back on Maoist film made during the Cultural Revolution.

37
ideals. Finding someone who actually believes in communism, even among
Communist Party members, is difficult. In a world turned upside down, in which
CCP leaders dress like bankers, multinational corporate leaders are hosted by
state officials, and people are told that getting rich is “glorious,” what is left for
people to believe in? Some people, perhaps a great many, focus on making
money and consuming; others turn to nationalism, as we will later discuss; still
others turn back to established religions. However, still others turn to alterna-
tive practices, as they have throughout China’s history.These groups fall into
two broad categories, quasi-medical and spiritual systems linked to the tradi-
tional concept of qi, and cult-like charismatic faith movements.
Many Americans have heard of qigong or taiqi (often spelled taichi in English).
These are physical exercise practices that link body movement and breathing
control (qi translates as “air” but means “vital energy”). For thousands of years
Chinese have believed that harnessing one’s qi prolongs life, cures illness, and
enables a person to maintain both physical and mental balance. After being
marginalized for decades after 1949, qigong and related spiritual and health
practices grew rapidly in the late 1980s.They were seen by many as an alter-
native to increasingly expensive medical care at a time in which social services
were being privatized. And because qigong and other practices are usually
social, they also provided a new way for everyday citizens to belong to a com-
munity, however small and informal this might be, outside the confines and
regulations of the then Party-controlled social order.
As these preventive and curative practices became more popular, charismat-
ic leaders began to gain large followings.These masters claimed the power to
both help a person cultivate internal qi and tap an outside source of qi.This
was not actually new; masters of such practices have appeared throughout
Chinese history, both within qi movements as well as in Daoist and Buddhist © Scott Cunningham

A daily class in Tai Chi Chuan (literal translation “Supreme Ultimate Fist”) is heavily attended at Laoxing Square
in Loudi, Hunan Province.

38
communities. Like any social movement outside state oversight, Party officials
were wary of these spiritual groups. As already noted, after 1949 the right to
believe in an official religion (Catholicism, Protestantism, Buddhism, or
Daoism) was written into the Constitution, along with a counter-right to not
believe. However, “superstition” (mixin), defined as any belief outside of offi-
cially prescribed groups, was banned. By the late 1980s, this presented a prac-
tical problem: qigong-type practices had become enormously popular, even
among Communist Party members, so what to do? Government officials
began to define “traditional” practices and “superstitions” based on what it
asserted were scientific principles, in order to regain control of the charis-
matic spiritual movement.
One of the largest of these spiritual groups, Falun Gong, also known as Falun
Dafa, emerged in 1992 in Changchun, a gritty industrial city in the northeast-
ern rustbelt. Founded by a former People’s Liberation Army soldier and state
grain clerk named Li Hongzhi, Falun Gong quickly became a national move-
ment, preaching an eclectic message that mixed Buddhist, Daoist, and
Confucian principles with a Maoist moral code. In
April 1999, the group staged a large demonstration
in Beijing, which led to a harsh crackdown. Since
then, Falun Gong has reconstituted itself overseas,
and has become a vehement critic of the Chinese
government. In the United States, it publishes the
Epoch Times newspaper, funds a Chinese cultural
show that tours widely, and has successfully lob-
bied numerous politicians to support its call for
religious freedom in China.
Yet few Americans appear to be aware of what
this group believes.At the core of Falun Gong
belief is self-cultivation, a precept central to
Public Domain

Chinese thought from Confucius to Mao. Li


Hongzhi, however, stresses self-cultivation among Official portrait of the charis-
ordinary people, not just among select people or matic leader of the Falun Gong
movement, Li Hongzhi (1951–).
monks. Like many such charismatic leaders in
China, he argues that life can be prolonged through
harnessing the power of qi. He also attacks homosexuality and racial-mixing as
evil, believes that advanced civilizations once existed on earth, but have been
covered up by scientists, and argues that aliens live among us.The mainly late
middle-aged urban residents who made up the bulk of Li Hongzhi’s followers at
the height of his popularity in China are the people who have often suffered
from the reform movement. Unlike former Red Guards, they are too old or
too used to a state-directed lifestyle to survive in the uncertainties of an
unregulated market society.They have watched their work units go out of busi-
ness, the state health system collapse, and the last shred of broad belief in the
value of state socialism be erased by the pursuit of wealth and corruption.

39
Viewed from their perspective, the claims of Li Hongzhi looked not just rea-
sonable, but also attractive, as he offers a familiar belief system based on rou-
tine and order.This system, cloaked in the reified language of Science, which has
been a staple of political discourse in China since the 1920s, offers salvation
through following a prescribed set of practices and beliefs.
Of course, this does not explain why Falun Gong has gained so much popu-
larity outside of China. (See the “Websites of Interest.” The Falun Dafa
Association website documents the alleged persecution of Falun Gong practi-
tioners, provides copies of Li Hongzhi’s speeches, and publicizes proclamations
of recognition from various foreign politicians.) Falun Gong practitioners have
become a familiar sight at Chinese New Year celebrations in the United States
and at various public spaces, including the National Mall in Washington, DC.
Yet in a paradoxical way, the Falun Gong presence abroad illustrates the
extent to which the movement has become a global product of the very
forces against which it rose to prominence in China, namely the unfettered
flow of capital, jobs, social practices, and different ways of envisioning the
world. If Li Hongzhi’s messianic message of rotating wheels and accumulations
of merit once appealed to Chinese citizens who have suffered from the coun-
try’s “opening up” to foreign capital, his message today primarily appeals to the
winners of the global game, overseas Chinese citizens who have prospered
materially in a class-defined global world and non-Chinese who seek out yet
another “Eastern” fix to their spiritual quest.

© The Epoch Times

A group of Falun Gong practitioners protests persecution by Chinese authorities at the National Mall in
Washington, DC, July 18, 2008.

40
FOR GREATER UNDERSTANDING

Questions
1. Why did qigong-related practices grow rapidly in the late 1980s?
2. Why has the Falun Gong gained so much popularity outside of China?

Suggested Reading
Karchmer, Eric. Chapter 16.“Magic, Science, and Qigong in Contemporary
China.” China Off Center: Mapping the Margins of the Middle Kingdom. Eds.
Susan D. Blum and Lionel M. Jensen. Honolulu: University of Hawaii
Press, 2002.

Other Books of Interest


Ownby, David. Falun Gong and the Future of China. New York: Oxford
University Press, USA, 2010.

Articles of Interest
Chen, Nancy N. “Healing Sects and Anti-Cult Campaigns.” China Quarterly, vol.
174, pp. 505–521, June 2003.
Shepherd, Robert. “Age of the Law’s End: Falun Gong and the Cultivation of
Modernity in Post-Maoist China.” International Journal of Cultural Studies, vol.
8, no. 4, pp. 387–404, December 2005.

Websites of Interest
1. The official website of the Falun Dafa Association. — http://www.falundafa.org
2. The Congressional Research Service provides a neutral overview in its May
2006 report “China and Falun Gong.” —
http://fpc.state.gov/documents/organization/67820.pdf

41
Lecture 8
Ethnic Identity and Minority Rights
The Suggested Reading for this lecture is David Yen-Ho Wu’s “The
Construction of Chinese and Non-Chinese Identities,” chapter 9, in
China Off Center: Mapping the Margins of the Middle Kingdom, edited
by Susan D. Blum and Lionel M. Jensen.

According to official statistics, the population


of China in 2009 was approximately 1.3 billion,
91.9 percent of whom were identified as part
of the Han ethnic group.The non-Han popula- shaoshu minzu – “ethnic minorities”
tion, numbering 100 million or so, is separated
into fifty-five official national minority groups.These numbers offer the appear-
ance of an orderly yet culturally and ethnically diverse nation-state, personified
by state descriptions of China as a large “family” of peoples.Yet, as in many
post-colonial states, the building of a national identity has been a continuous
project, one filled with ambiguity and questions.
In a historical sense, the nation-state is a very recent phenomenon dating to
perhaps the late nineteenth century. Before this, most societies in the world
were empires, kingdoms, or loose confederations.The late Benedict Anderson
described the modern nation-state as an “imagined community,” built on
shared memories, new forms of technology such as mass media, and govern-
ment force. He also noted that most modern nation-states are in fact multi-
national states, since they contain not just one ethnic group, but usually several
such groups. Building a nation thus often requires coercing or convincing
minority groups to accept a new “national” identity.
Modern China is no different. Until the late nineteenth century the majority
group of Qing subjects did not identify as either Chinese or as Han, but as
members of a kin network or clan (such as the Lees or the Chens), as resi-
dents of a village or area, or as speakers of a shared dialect.This was not only
because most people lived in rural communities and seldom traveled far from
home. It is also a reflection of a Confucian geographic view: a civilized center
(“the Middle Kingdom,” the Chinese word for “China”) was perpetually sur-
rounded by lesser peoples who lacked to some degree the elemental features
of civilization, such as a written language, particular forms of technology, and a
historical record. In other words, this Confucian view did not define who was
civilized and who was barbaric according to race or ethnicity, but by culture.
Barbarians could become civilized (and thus “Chinese”) members of the
Middle Kingdom through learning.This cultural assimilation process enabled
this Middle Kingdom to continuously absorb groups its armies conquered as
well as those who conquered the center.The Middle Kingdom expanded, con-
tracted, and shifted its geographic boundaries for centuries, yet survived.

42
Before the 1911 Revolution, opponents of the Qing faced an enormous prob-
lem: how to lead a nationalist revolution among people who not only did not
perceive themselves to be a “nation,” but in many cases did not even perceive
themselves to be a united ethnic group.The ethnic marker “Han” refers to the
Han dynasty, yet only became widely used during the Yuan Dynasty, when gov-
ernment officials used it to classify all northern peoples
in the Kingdom, whatever their languages or cultural
practices. Sun Yatsen nevertheless declared this to be
the authentic ethnic category of all Chinese people.
Minzu, variously translated as “ethnicity,” “nation,” and
“race,” and the first of Sun’s “Three Principles of the
People” (nationalism, democracy, and livelihood), is a
direct borrowing from the Japanese minzokushugi, and
never appeared in written Chinese before 1873.This is
because the Chinese language did not have words to
describe “ethnicities,” “nations,” or “races,” since the

© Library of Congress
world consisted not of these groups, but rather of “civi-
lized” and generically “barbaric” peoples. Nevertheless,
Dr. Sun Yatsen
by evoking the “race” or “ethnicity” of a supposedly uni- (1866–1925)
fied “Han” people, Dr. Sun could argue that they were
being oppressed by a “foreign” race, the Manchu-centered Qing Dynasty,
which rightfully should be overthrown. Once the Revolution had succeeded,
however, Dr. Sun called on Han people to become “Chinese” by merging with
non-Han groups to form a new nation.
Following the founding of the People’s Republic in 1949, the new government
rejected self-determination for non-Chinese-speaking groups, but supported
what it called cultural self-determination. In the early 1950s, the government
established a commission of scholars and researchers to determine which
groups qualified for official recognition as a “minority nationality.” To qualify, a
group had to demonstrate that it used a distinct language, was based in a spe-
cific territory, had a recognizable means of production, and possessed a shared
world view. Fifty-five groups were granted recognition out of the more than
four hundred that applied.
© Vladimir Menkov

A block-long billboard at a construction site on Niu Jie (Cow Street) in Beijing showing twelve of the fifty-five
officially recognized ethnic groups of China.

43
While certain benefits apply to official national minorities, such as extra
points on national university examinations and the right to have two children,
state support for minority culture has been haphazard. Initially, the state fund-
ed efforts to support minority languages and cultural practices as a short-
term policy, since Marxist theory stated these differences would eventually
disappear once communism was achieved. But in the years of the Cultural
Revolution (1966–1976), communist Red Guards viciously attacked minority
religious and cultural sites, destroying and defacing temples and mosques, pro-
hibiting the practice of cultural rituals, and forcing people to learn standard
Chinese.These radical policies ended after the death of Mao and the start of
social and economic reforms.This does not mean that minority groups have all
achieved authentic cultural autonomy, however. Instead, groups are free to
promote language and culture as long as these do not touch on politics.Thus,
for example, while hundreds if not thousands of Tibetan Buddhist monasteries
and temples have been rebuilt with state funding, monks and lay people cannot
have any ties with the Dalai Lama or other Tibetan exiles. A similar situation
exists among Muslim groups in Xinjiang and other western areas.
While few people speak any longer of an inevitable Marxist revolution that
will erase ethnic differences, many Han Chinese now presume the inevitabili-
ty of modernization and a homogeneous culture. From the perspective of
the government, the Communist Party, and arguably the majority of Han
Chinese, minority peoples are less advanced and thus should be grateful for
help in becoming modern. Many are convinced that the government has
spent large sums of money developing minority regions and are baffled that
minority groups complain or protest. This is why many Han Chinese react
with anger to foreign protests for Tibetan independence, or demand
stronger police action when ethnic riots break out in Lhasa or in Xinjiang. © Hailin Chen/shutterstock.com

Tibetan monk on top of Drepung monastery near Lhasa in the Tibetan Autonomous Region.

44
Although the percentage
of minorities is relatively
small, the total number
(upwards of 100 million)
and their location (mainly in
border regions, stretching
from Yunnan in the

Photograph: © Basil Thornton/shutterstock.com; map: Maps.com


Southwest to Inner
Mongolia in the North) is a
key state security issue.The
most homogeneous minori-
ty area is the Tibetan
Autonomous Region (TAR),
in which 92 percent of 4.6
million residents are An ethnic Uyghur couple negotiates one of the numerous high-
Tibetan. In contrast, only 17 mountain passes in western Xinjiang Province (dark green in the
percent (4 million) of resi- inset image) near the Karakoram Road.The road winds its way
through the mountains from the city of Kashgar in Xinjiang, along
dents in the vast Inner the borders with Tajikistan and Afghanistan into Pakistan. Kashgar is
Mongolia Autonomous approximately 2,726 miles from Beijing.

Region are Mongolian.


Ethnic relations in China are not quite the rosy official picture of a “happy
family” of different ethnicities living in harmony. As the country modernizes,
incomes rise, and different groups encounter each other, ethnic differences are
not disappearing, but may well be hardening, even among the supposedly uni-
form “Han.” Moreover, certain minority groups do not fit into state-defined
boxes.Tibetans and Uyghurs, for example, hold fast to world religions, identify
with outside groups, not with Han Chinese, and generally reject the notion of
Han superiority. Popular Han stereotypes of Muslims and Tibetans as “fierce”
and “dangerous” people also indicate the non-Chinese place these groups hold
in popular culture.While minority rights are certainly stronger now than they
were in past decades, the extent to which non-Han peoples identify as
Chinese remains a question.

45
FOR GREATER UNDERSTANDING

Questions
1. Why did Dr. Sun Yatsen evoke the ethnicity of the Han people?
2. To what extent have minority groups achieved cultural autonomy?

Suggested Reading
Yen-Ho Wu, David. Chapter 9.“The Construction of Chinese and Non-Chinese
Identities.” China Off-Center: Mapping the Margins of the Middle Kingdom. Eds.
Susan D. Blum and Lionel M. Jensen. Honolulu: University of Hawaii
Press, 2002.

Other Books of Interest


Blum, Susan D. Chapter 8. “Ethnic and Linguistic Diversity in Kunming.” China
Off-Center: Mapping the Margins of the Middle Kingdom. Eds. Susan D. Blum
and Lionel M. Jensen. Honolulu: University of Hawaii Press, 2002.
Websites of Interest
1. The Human Rights in China (HRIC) website was founded by Chinese stu-
dents and scholars in 1989. It is an international Chinese nongovernmental
organization whose mission is to promote international human rights and
advance the institutional protection of these rights in the People’s Republic
of China. — http://www.hrichina.org
2. Public Radio International’s website The World provides the transcript of a
report entitled “Ethnic Identity in China” by Mary Kay Magistad, which aired
in July 2009. — http://www.theworld.org/2009/07/13/ethnic-identity-in-china

46
Lecture 9
Environmental Issues
The Suggested Reading for this lecture is Robert P. Weller’s Discovering
Nature: Globalization and Environmental Culture in China and Taiwan.

News reports on China often highlight the


country’s serious environmental problems. As
industrial output has risen, environmental safe-
guards, like labor standards, have been relaxed ziran jie – “the natural world”
or ignored, resulting in widespread water and air
pollution, as well as trash, noise, and transportation problems. In the buildup
to the 2008 Beijing Olympics, the central government began to focus on these
issues, though improvements have been slow.The environmental challenges of
improving the material lives of fully one-quarter of the world’s population
requires a contextual presentation. It is important to understand the place of
nature within Chinese traditions in order to better understand how preserva-
tion, pollution, and conservation issues are confronted by the current govern-
ment and society.

© EcoPrint/Stephen Rudolph/shutterstock.com

China’s Diverse Environments


Top Left:The limestone hills of Yangshou, Guangxi;Top Right:The Four Sisters Mountain in Sichuan; Bottom
Right: A lone visitor in the Gobi Desert in Sinkiang; Bottom Left: A fisherman on the Yangtze River.

47
Unlike in post-Enlightenment Europe, a nature/culture divide is not part of a
normative Confucian world view. Instead, humans have historically been imag-
ined to be at the center of a world filled with human-like objects and beings,
not separate from a natural sphere.This simultaneous anthropocentric and
anthropomorphic world view can be contrasted with an Enlightenment view
of humans transcending and conquering nature, found in the writing of
thinkers such as René Descartes, John Locke, Karl Marx, and John Stuart Mill.
The word “nature” in Chinese (da zi ran) translates as “all coming into being”
and implies a self-evident spontaneity.This conveys neither the English lan-
guage sense of an essential quality (such as a “natural” food or a naturally as
opposed to “man-made” product), nor of an all-controlling force that directs
reality, such as a “natural catastrophe.” The latter is described with the word
tian (literally “heaven” or “sky”), a word also used to describe in some situa-
tions “God.”
The Chinese notion of “nature” combines a Daoist accommodation with the
world, a Buddhist reference for all life, and a Confucian emphasis on managing
reality.What links these three distinct cosmologies is a shared notion of qi as
the fundamental energy source of life. People and the world of things are
linked together, and this world of things exists to benefit people, who in turn
are stewards of all things.The underlying principle in this view is harmony, not
conquest or control.
The communist victory in 1949 fundamentally altered this relationship. Mao
Zedong unleashed massive violence against nature in the name of “scientific”
development, replacing the foundational concept of heaven and earth living in
harmony (tian-ren heyi) with a call to conquer nature (rending shengtian).
During the late 1950s and throughout the 1960s, the government invested in
massive dam, highway, and industrial
projects as well as the opening up of
new agricultural lands in the north-
east, the far west, and Inner Mongolia.
These projects were often carried out
by displaced urban youth and dis-
graced urban intellectuals who knew
nothing about farming.The negative
impact of these policies is still being
felt. Like Mao’s decree that Chinese
should try to have as many children as
possible, his environmental policies
ignored science in favor of willpower.
While both the government and
society at large have placed more
© Pacific Environment

awareness on environmental issues in


recent years, regulatory attempts
encounter the negative side effects of An unofficial trash dump near a waterway in Hubei.

48
lax economic development policies. For example, because civil society is rela-
tively weak, the concept of a public sphere or the common good also is rela-
tively weak. Combined with little market regulation and widespread corrup-
tion, many factory owners have no incentives not to pollute.
Nevertheless, interest in environmental issues is growing, spurring some citi-
zens to take action. In 1994, the “Friends of Nature” was established in Beijing,
becoming perhaps the first nongovernmental and nonparty organization to be
tolerated by the state since 1949. Other such groups have followed, which has
led some outside observers to speculate that an authentic civil society is
emerging. However, it is crucial to understand that NGO groups usually do
not openly contest state power or critique state policies, but instead aim to
work with government institutions. In other words, “the state” is not seen as
an opponent, but as an ally against private entrepreneurs and corrupt local
officials.
By 2005, China had approximately two hundred private groups, eleven hun-
dred student groups, and fourteen hundred government-organized environ-
mental non-governmental organi-
zations (ENGOs).These groups
focus on consumer education and
changing cultural habits such as
public smoking, littering, and traffic
control—all of which mesh neatly
with government efforts to “civi-
lize” (wenming) citizens.This

© Sharon Wilder/shutterstock.com
explicitly non-political approach is
also demonstrated in the language
these groups use to describe their
activities.They speak of carrying
out projects (xiangmu) and actions A sign prohibiting littering, smoking, and spitting on a
(xiandong) for the public good, not train in Beijing.
of mounting public demonstrations
or conducting public campaigns (yundong).
A strategy of working with the government and Party on environmental
issues makes sense politically, given the authoritarian structure of power. But
these groups also generally hold a very different view of the environment than
found in places like Europe and the United States. Specifically, they do not
romanticize an ideal “nature” free of humans.This marks a return to a
Confucian-Daoist-Buddhist view of humans being embedded within nature.
This is very different than the biocentric perspective that dominates the global
environmental movement, which emphasizes conserving environmental spaces
free of any permanent human presence.We see this, for example, in the struc-
ture of our national parks: it would seem odd to most Americans to designate
a park space that includes, say, a town or community.Yet in China the notion
of finding people living in a national park space is not at all odd.

49
The place of what we call “the environment,” and in particular the relation-
ship between what we think of as a space of “nature” and a separate space of
“culture,” take on different forms in China.The Maoist demand to conquer
nature, to beat it down and control it, no longer dominates the public dis-
course. But relatively few people, whether inside or outside the government
and Party, have embraced the Euro-American environmentalist demand for
conservation of pristine lands.This is not because people do not care about
the environment, but because what constitutes this, and what role humans
play within it, are questions that do not have objective, universally valid
answers. In practical material terms, balancing environmental and human devel-
opment concerns in a country as large as China offers no clear solutions.
Should the majority of Chinese citizens continue to ride bicycles and crowded
buses, while Europeans and North Americans enjoy private cars, just because
this is better for a global environment? These and other issues are not static.
They are spurring widespread experimentation. China has become a key play-
er in alternative energy forms, ranging from affordable solar and wind genera-
tion to biogas. During the Beijing Games, the city government instituted a
vehicle-control policy, limiting the number of cars in core areas.This policy
proved so popular it has been continued. Beijing and other cities have also
begun experimenting with mandated recyclable bags as a way of eliminating
the millions of plastic bags generated by mass consumption.The government
has invested tens of millions of dollars in non-polluting mass transit in dozens
of cities, as well as in a nationwide reforestation campaign.While enormous
problems remain, it would be dangerous to dismiss new environmental poli-
cies as simplistic or “window dressing.”

© Photo by Jack Liu/Michigan State University

An increasing amount of cropland on hills in China has been converted to forest as part of a government con-
servation program.This photo of the Wolong Nature Reserve in Sichuan Province shows stands of conifers
planted in 2000.

50
FOR GREATER UNDERSTANDING

Questions
1. How does the Chinese view of “natural” differ from the Enlightenment view?
2. Why have few Chinese embraced the Euro-American environmentalist
demand for conservation of pristine lands?

Suggested Reading
Weller, Robert P. Discovering Nature: Globalization and Environmental Culture in
China and Taiwan. Cambridge: Cambridge University Press, 2006.

Other Books of Interest


Shapiro, Judith. Mao’s War against Nature: Politics and the Environment in
Revolutionary China. Cambridge: Cambridge University Press, 2001.
Yang, Guobin. The Power of the Internet in China: Citizen Activism Online. New
York: Columbia University Press, 2009.

Recorded Books
Kricher, John. The Ecological Planet: An Introduction to Earth’s Major Ecosystems.
Modern Scholar series. Prince Frederick, MD: Recorded Books, LLC, 2008.
McElroy, Michael B. Fueling the Planet: The Past, Present, and Future of Energy.
Modern Scholar series. Prince Frederick, MD: Recorded Books, LLC, 2009.

Websites of Interest
1. Michigan State University News website provides an article from July 2008
entitled “China’s policies treasure both environment and people” by
University Distinguished Professor Jianguo “Jack” Liu. —
http://news.msu.edu/news/story.php?story_id=5600&vars=
2. Xinhua News Agency article “China Begins Huge Reforestation Effort” from
May 15, 2002. —
http://news.xinhuanet.com/english/2002-05/15/content_394262.htm

51
Lecture 10
Culture, Heritage, and the Growth of Tourism
The Suggested Reading for this lecture is Timothy Oakes’s “Ethnic
Tourism in Rural Guizhou: Sense of Place and the Commerce of
Authenticity,” chapter 2, in Tourism, Ethnicity, and the State in Asian
and Pacific Societies, edited by Michel Picard and Robert E. Wood.

The privatization of the state economy and


work-unit housing has not just increased
incomes and created a new class of homeown-
ers, it has spurred an enormous increase in yichan – “heritage”
tourism. And, contrary to popular images outside lüyou – “travel-tourism”

of China, the vast majority of tourists in China are Chinese, either local or
overseas. In fact, more than 90 percent of an annual total of 1.3 billion tourists
are domestic travelers, and approximately 80 percent of the remainder are
residents of Hong Kong,Taiwan, South Korea, or Taiwan. Only around 1 per-
cent of all tourists are Europeans and North Americans.
Tourism has been part of Chinese life for centuries. By the Ming Dynasty it
was common for the wealthy and literati to visit famous sites, while pious
people would go on pilgrimages to famous Daoist and Buddhist temples and
monasteries. Lists of “scenic spots” (jingdian) actually date as far back as the
second century BCE. By the sixteenth century a list of several hundred such
destinations existed. Ranging from mountains and valleys to rock formations,
individual stones and carvings, and places of historical importance, these sites
were (and still are) supposed to evoke not a personal response, but instead a
shared experience. For example, a mountain, particular vista, or scene is linked
to both literary allusions (such as in famous poems or historical accounts) and
anthropomorphic signs (with hills, rocks, and trees given particular names). A
visit to a famous site such as Yellow Mountain in Anhui Province or Mount
Ermei in Sichuan illustrates this: while an outsider will see rocks covered with
painted characters or odd-looking trees being photographed, people who
understand the cultural code behind these sites will see places in which
famous people once stood, or painted, or fought.When Americans experience
a famous site such as the Yangtze River
or Great Wall, they see a river or a
wall, whereas Chinese visitors see
places linked to poetry, history, and
foundational cultural narratives.
Photo courtesy of Robert J. Shepherd

A sign requesting visitors to respect the grounds and


artifacts in Chengde, Hubei Province, which was a politi-
cal center of the Chinese empire during the seven-
teenth and eighteenth centuries.

52
Tourism is also a very social practice in China. Most people would think it
odd for someone to go off on a trip alone. Instead, people travel in groups,
with family, friends, or classmates, not to “find themselves,” but to have fun and
visit places that have made it onto the list of famous sites.Travel is thus very
different than the modernist ideal of a person going off alone to strange
places in order to learn about who they are. Of course, some critics would
argue that in China most people are tourists, not travelers.This is a view that
romanticizes one form of tourism and condemns all other forms: for these
elites, tourists simply lose themselves by escaping from the banality of every-
day life. A good many Chinese tourists might well agree with this sentiment,
although without accepting its biased perspective. After all, in China when
people go on vacation they literally “play” (wan).They would no doubt find it
odd to go off to a strange place alone and be surrounded by strangers (the
traveler’s quest), as well they should.
These days, what counts as a scenic spot includes everything and everyone
from the ancestral homes of Confucius and Mao to Mickey Mouse, imperial
steeles (official memorial columns) and urban shopping malls. During the two
annual “golden weeks” of travel, the spring festival in late January and National
Day on October 1, upwards of 100 million people travel, clogging train sta-
tions, airports, and hotels. In addition, more and more people are taking sum-
mer vacations to places farther and farther from home.The revolutionary

© George Yu

The Ying Ke Pine, or “Welcome Pine,” on Yellow Mountain.


The area Huangshan (Yellow Mountain) is known for its scenery, remarkable sunsets, peculiarly shaped granite
peaks, pine trees, and views of the clouds from above.The mountain is a frequent subject of traditional Chinese
paintings and literature, as well as modern photography.Today, it is a UNESCO World Heritage Site and one of
China's major tourist destinations.

53
implications of this must be emphasized: until the early 1990s there was
almost no domestic tourism outside of state work units. Indeed, when most
people worked for state enterprises it was exceedingly difficult to travel with-
out official permission. All of this has changed with a strong government
emphasis on increasing tourism to interior and rural areas as a development
tool, especially to minority regions such as Tibet,Yunnan, and Guizhou. In 2008,
a railroad linking Lhasa with China proper opened, which has increased
Chinese arrivals in the city to nearly three million per year.This has had a sig-
nificant impact on the city and has raised concerns about the tourist impact
on Tibetan cultural institutions. Just as important, however, is the relationship
between tourism and cultural heritage.The Chinese government has recently
become a strong backer of the world heritage movement spearheaded by
UNESCO, and has invested significant sums into restoring monuments, tem-
ples, and other important historical sites.Yet it was the Communist Party that
just two generations ago led a campaign to destroy China’s material past.
What has led to this remarkable change?
Economic development partly explains this shift: heritage tourism can bring
jobs to poorer regions that have not attracted much investment. But political
reasons play a major role. Like national museums and monuments, cultural
heritage programs are inevitably political, given that they seek to shape accept-
ed narratives about specific aspects of the past. In the context of places such
as Tibet, state-supported heritage programs enable the national government to
portray itself as the guardian of China’s national heritage, in the process claim-
ing Tibetan sites such as the Potala Palace, the Dalai Lama’s former home, as
“Chinese.” These programs also support a nationalist campaign that selectively
links some aspects of China’s past to its ongoing social and economic changes.
Encouraging nationalist sentiments is also a way of providing a rationale for
Communist Party rule at a time in which the Party has largely abandoned
Marxism.
On the other hand, government support for historic preservation is certainly
an improvement on state-
sanctioned destruction.Yet
cultural perceptions of what it
means to “preserve” material
culture in China often clash
with European and American
views. For Americans,“preser-
vation” and “restoration” are
linked to a sense of authentic-
ity and antiquity: old is good.
© Mark Ronen/shutterstock.com

However, in Chinese aesthet-


ics authenticity is not neces-
sarily tied to age. For exam-
ple, in Chinese Buddhism Chinese tourists at the Black Stone Forest in Yunnan Province.

54
adherents have traditionally gained
merit by funding temple building
and repairs, not on preserving
existing buildings. Moreover, new
temples are often built on the site
of former temples, because the
site and not the actual building is
the marker of authenticity. In addi-
tion, temples of all types com-
monly undergo regular renewal
rituals involving painting buildings
and even statues, much like in
India with Hindu temples.The
eighth-century Leshan Buddha, a
giant statue carved out of a cliff in
Sichuan Province, was recently
repainted, which from a Western
perspective might “cheapen” its
appearance, but from a Chinese

© Kim Pin Tan/shutterstock.com


and Buddhist perspective is com-
pletely logical.After all, for a
Buddhist, material culture is
an illusion. Leshan Giant Buddha in Mt. Emei.
Tourism certainly cannot avoid
influencing local culture, though this happens in ways that are not necessarily
about the dangers of commercializing culture. In some minority regions,
increased tourism has actually strengthened local identity, boosted incomes,
and led to a paradoxical problem: after decades of a communist ideological
focus on revolution, how does a minority go about learning how to be an
authentic ethnic minority again? The Chinese tourist boom in Tibetan regions
has been partly responsible for a Tibet craze among cosmopolitan elites in
urban areas of China. Images of Tibet are used to sell beer and mineral water,
while Tibetan jewelry and religious artwork are hot fashion items. A small but
growing backpacker culture among students and young professionals has also
developed, visiting the rural frontier regions such as Tibet, the far northeast,
and Yunnan province. But there is little evidence that shows these backpackers
are attracted to places such as Tibet for the same romanticized reasons as
foreigners;Tibet might be remote, beautiful, and filled with exotic practices,
but from a Chinese perspective it is still “uncivilized.” And, as anti-Chinese
riots in Lhasa in 2008 demonstrated, increased interaction between Han
Chinese tourists and Tibetans has not led to greater mutual understanding, but
to more mutual antipathy. In this sense, mass tourism by Han Chinese to
remote regions might be reinforcing a sense of a multicultural China in them,
but not in their minority “hosts.”

55
FOR GREATER UNDERSTANDING

Questions
1. What is the Chinese notion of the “traveler”?
2. How is the Chinese view of preservation different from an American view?

Suggested Reading
Oakes,Timothy. “Ethnic Tourism in Rural Guizhou: Sense of Place and the
Commerce of Authenticity.” Tourism, Ethnicity, and the State in Asian and
Pacific Societies. Eds. Michel Picard and Robert E.Wood. Honolulu:
University of Hawaii Press, 1997.

Other Books of Interest


Nyíri, Pál. Scenic Spots: Chinese Tourism, the State, and Cultural Authority. Seattle:
University of Washington Press, 2006.

Articles of Interest
Shepherd, Robert. “UNESCO and the Politics of Cultural Heritage in Tibet.”
Journal of Contemporary Asia, vol. 36, no. 2, pp. 243–257, May 2006.

Websites of Interest
1. The China National Tourist Office website provides statistics on domestic and
foreign travelers in China since 2005. —
http://www.cnto.org/chinastats_2005MajorStats.asp
2. The UNESCO website lists the thirty-eight current World Heritage sites in
China and provides a short description and photographs of each.There is
also a much longer list of properties submitted on the Tentative List. —
http://whc.unesco.org/en/statesparties/cn

56
Lecture 11
Music, Film, and “Soft” Rebellion
The Suggested Reading for this lecture is Andrew Jones’s “The
Politics of Popular Music in Post-Tiananmen China,” chapter 15, in
China Off Center: Mapping the Margins of the Middle Kingdom, edited
by Susan D. Blum and Lionel M. Jensen.

It is tempting for some people to romanticize


the role of fiction, film, and music in questioning
authority and building a counterculture.The
narrative of rebel artists speaking against a wnhua chongtu – “cultural clash”
totalitarian system has been a staple of mod-
ernism since at least the 1920s in Europe and North America. In some cases,
such as the former Czechoslovakia, poets, writers, and other artists did indeed
play a crucial role in bringing down the communist state. But artistic rebellion
against a hybrid market authoritarian system such as China’s is actually more
difficult, not so much because “the state” necessarily cares what artists say, but
because it is more difficult to gain the attention of a domestic audience. Some
commentators use the term “market Leninism” to describe this system. Like
more conventional Leninist political systems such as the former Soviet Union
and Maoist China, “market Leninism” asserts that the Communist Party must
act as the vanguard of society. However, unlike these previous systems, market
Leninism encourages private market activity, including the arts, as long as these
do not question the role of the Party.Thus, all aspects of life in China are now
part of “the market.” If something sells, it is good. But in terms of political dis-
sent, this raises a practical question: if dissent is not about making money but
seeking social change, is dissent even possible in the Chinese media industries?
More practically, what is the aim of any subculture in a modern consumer
society: to convert others, to engage in symbolic protests, to seek power, or
to offer an alternative lifestyle? And if such movements are in fact more about
lifestyle than politics, is this not just another form of consumer choice? China,
in other words, while a society
dominated by an authoritarian
state, is also a mass consumer
society. In this sense, it has more
© Dr. Ira Hutchison, Northern Michigan University

in common with the United


States than we might think, once
we look beyond abstract notions
of “freedom” versus “censorship.”
Artistic freedom in China is just
as tied to market realities as it is
in the United States. A modern couple displaying affection in public at the
Shanghai train station, an indication of changing times.

57
In addition to practicing market Leninism, the Chinese state is also an exam-
ple of soft authoritarianism, especially when it comes to cultural industries.
This is very different than the China of pre-Tiananmen days. Before the
1990s, the government spent a great deal of effort censoring films and pre-
venting certain artists and musicians from performing. Rock music was partic-
ularly targeted as a foreign borrowing that preached a radical message of indi-
vidualism. This rock music call for personal freedom was echoed by student
protestors in 1989. One of the most influential musicians of that time was a
young man named Cui Jian, an ethnic Korean and generally considered the
“father” of Chinese rock music.Trained as a trumpet player at the prestigious
Beijing Music Conservatory, he was once assigned to the Beijing Philharmonic
Orchestra. Beginning in the early 1980s, he started to play alternative music in
small clubs in Beijing. He became a nationwide sensation in 1986 after per-
forming what would turn out to be his first hit song, “Yi Wu Suoyou” (Nothing
to My Name), at a Beijing concert.This song would later become an anthem of
the 1989 student movement and lead to Cui Jian’s banning by state authorities
in 1989. In 1990, he was temporarily “unbanned” in order to headline a
national tour designed to raise money for the 1990 Asian Games held in
Beijing.The tour itself was cancelled midway through, largely because of the
huge crowds Cui Jian drew. As China has opened up over the past decade, Cui
Jian has become a national music figure. Although he has performed through-
out Asia, Europe, and North America, he continues to live and work in Beijing.
Cui’s music is a good example of the complexities and ambiguities of how
market forces influence dissent and censorship.This is made even more com-
plex because of the high degree of emphasis the Chinese language places on
metaphor, an emphasis seen in the political language of the Party and the mar-
ket language of economic
reforms. For example, his hit song
Nothing to My Name, released on
the album The New Long March
(1988), joins traditional Chinese
instruments with electric guitars,
while the haunting lyrics either
describe a young man’s laments
for a girl who has broken his
heart, or a man’s anger at a one-
Party state that has promised him
so much:
© Ben J Wong/Flickr/Cui Jian at 2007 Hohaiyan

Musician Cui Jian in concert at the Hohaiyan


Rock Festival in Taiwan, July 8, 2007.

58
I want to give you my dreams,
And give you my freedom.
But you always laugh at me,
Nothing to my name.
Similarly, Cui’s later song Hongqi Xiade Dan (1994) literally translates as Balls
Under the Red Flag, but actually means Children of the Red Flag, since Xiade Dan
is Beijing slang for “dropping an egg,” to give birth. In this song, he addresses
the ambiguities many Chinese feel about the reform movement:
Suddenly things have started, although none of this is a surprise
Opportunities have arrived, but who knows what to do?
The Red Flag is still waving, without a fixed direction
The Revolution still continues, the old men still have power.
Cui Jian has never gone into exile, but instead has spent his career negotiat-
ing the gray line between meaningful expression and self-censorship. He travels
and plays widely in China, East Asia, and even Europe and the United States.
He is thus a good example of the difficulty in clearly defining what constitutes
artistic dissent.
In the years since 1989, the public place of pop music has increased in China
but has taken on many forms, ranging from heavy metal and grunge to syrupy
“Canto-Pop” (Hong Kong),Taiwanese, and South Korean pop. As in other con-
sumer societies, little of this is overtly political, and when it is, it tends to be
rabidly nationalistic and anti-foreign, with, for example, the music of the popu-
lar heavy metal band Tang Dynasty.This strong nationalist sentiment, far from
being a threat to Party control, actually supports the Communist Party’s own
cultivation of Chinese nationalism.
The assumption that rock music will automatically serve as a platform for
political dissent and a more pluralistic society is, at least in this case, flawed.
This assumption has less to do with the realities of China than it does with an
American infatuation with the sixties. As already noted, the dominant Chinese
view of their sixties (the time of the Cultural Revolution) is not peace and love
but mass chaos and violence. Soft rebellion in today’s China is more about
lifestyle than actual dissent. People can dress and act as they want, listen to
different forms of music, make experimental films, even engage in recreational
drug use, as long as they do not challenge Party rule.
Of course, musical lyrics are censored, as are print and film media, and pro-
duction companies are state enterprises. But these companies are self-funding
and need to build audiences. Like media markets anywhere, controversy sells:
the trick for music companies, publishing houses, newspapers, and magazines is
understanding how far to go and when to self-censor.
This fact, along with the domestic piracy problem (far more serious than the
pirating of American movies and CDs) has led some film directors to special-
ize in targeting an elite foreign audience.These films tend to be highly abstract

59
and not very popular within
China. But these films can bring
international notice at film festi-
vals and international release.
This is in turn a practical way to
guarantee a stream of revenues,
given the rampant piracy of films
within China.The most famous of
these directors is Zhang Yimou,
who has been making art house
films for two decades—from Red
Sorghum (1987) to Hero (2002)
and House of Flying Daggers
(2004). Zhang also directed the
opening ceremony of the Beijing

© Taihe/Columbia/The Kobal Collection/Rafael Winer


Olympic Games. He is famous
among international critics, but in
China directors such as Feng
Xiaogang are far more popular.
Unlike Zhang, Feng’s films are set
in contemporary China and use
satire and comedy to discuss the DVD cover of the 2003 Taihe/Columbia release of Big
everyday problems regular peo- Shot’s Funeral directed by Feng Xiaogang.
ple face in a hyper-modernizing
society. One of his biggest hits was Big Shot’s Funeral, a 2001 satire about,
among other things, a foreign fascination with an exotic orientalized China and
the commodification of all aspects of modern life. It co-stars Donald
Sutherland, who plays a Hollywood director producing a remake of the film
The Last Emperor, who drops off into a deep coma, but not before tasking a
streetwise Chinese cameraman played by the comic actor Ge You with staging
his public funeral. Feng’s latest film, If You Are the One (2008), grossed $45 mil-
lion in its first year of release, a high figure in China.
The struggle to make meaningful films, like music, now takes place within a
profit-maximizing consumer culture; dissent is much harder when very few peo-
ple care about transformative politics and making money drives most decisions.

60
FOR GREATER UNDERSTANDING

Questions
1. What is “market Leninism”?
2. To what extent has Cui Jian practiced artistic dissent?

Suggested Reading
Jones, Andrew. Chapter 15. “The Politics of Popular Music in Post-Tiananmen
China.” China Off-Center: Mapping the Margins of the Middle Kingdom. Eds.
Susan D. Blum and Lionel M. Jensen. Honolulu: University of Hawaii
Press, 2002.

Other Books of Interest


Berry, Michael. A History of Pain: Trauma in Modern Chinese Literature and
Film. New York: Columbia University Press, 2008.
Deppman, Hsiu-chuang. Adapted for the Screen: The Cultural Politics of Modern
Chinese Fiction and Film. Honolulu: University of Hawaii Press, 2010.

Articles of Interest
Hao, Huang. “Yaogun Yinyue: Rethinking Mainland Chinese Rock ‘n’ Roll.” Popular
Music, vol. 20, no. 1, pp. 1–11, 2001.
de Kloet, Jeroen. “Popular Music and Youth in Urban China:The Dakou
Generation.” China Quarterly, vol. 183, pp. 609–626, December, 2005.

Websites of Interest
1. Cui Jian’s personal website. — http://www.cuijian.com
2. The London Chinese Radio website provides news and information, including
audio interviews about current events in the Chinese music world. —
http://www.londonhuayu.co.uk/?p=889
3. The University of Oregon’s East and Southeast Asia: An Annotated Directory of
Internet Resources website provides an extensive listing of sites discussing
contemporary Chinese cinema. —
http://newton.uor.edu/Departments&Programs/AsianStudiesDept/china-
film.html

61
Lecture 12
Censorship in a Digital Society
The Suggested Reading for this lecture is Guobin Yang’s The Power of
the Internet in China: Citizen Activism Online.

For many people, the Internet is a value-free


world of open information that cannot be con-
trolled. A statement such as, “information
wants to be free” seems self-evident.The fact diannao wang – “Internet”
that information cannot desire anything, is often
not free, but costs money, and is filtered and controlled in multiple ways by
multiple actors even in American society is ignored, especially when this
involves the Internet. Stories about Internet censorship in China paradoxically
criticize Chinese government attempts to restrict the free flow of information
while simultaneously hinting that such a program is impossible.We are left
with vague allusions to a “Great Wall” of control and widespread online
restrictions.These images are bolstered when American companies such as
Google are praised for choosing to leave China’s domestic market rather than
accept censorship.
But when foreigners visit China,
they encounter the Internet liter-
ally everywhere. Homes, offices,
and hotels are wired, and tens if
not hundreds of thousands of
cyber cafes are found throughout
the country, from the largest
cities to the smallest communi-
© Jose Gil/shutterstock.com

ties. An estimated 250 million to


330 million users are online, and
this number continues to grow.
Patrons relax in comfortable chairs at a Beijing cyber
How does one reconcile the out- cafe in 2007.
side critique of a state-controlled
virtual world with the domestic reality of widespread use?
The answer is that both perspectives are correct.The Chinese government
devotes significant resources to monitoring Internet usage. State agencies use
search term filters, block many international websites, and even hire people to
post in online forums and try to guide conversations away from sensitive top-
ics. Most recently, the government has proposed a law requiring people to use
their real names online instead of pseudonyms.They also constantly issue calls
for proper moral conduct online.These government policies do not deter

62
hundreds of millions of
Chinese “netizens” from
surfing the Net.The ques-
tion to ask is thus not, “Is
the Internet censored in
China?”, because it is. A
more practical question is,
“What do Chinese people
do online, given the infor-
mation limits imposed by
the government?”
m
k. co
toc
ers
utt

We can start by reflecting


n /sh
i M ikoy a
itr
© Dim

on the widespread notion


in American society that the Internet is a foundation for freedom. Since its
emergence as a mass communication tool in the late 1980s, the Internet has
been portrayed as not just a communications breakthrough, but as a knowl-
edge revolution.This is in part because it theoretically functions as not just a
one-to-one information flow (like telephones) or a one-to-many flow (like
print media), but also as a many-to-many flow. It thus enables anyone (in theo-
ry) to post anything to an infinite audience, bypassing (again in theory) corpo-
rate and state control of information and transcending identity boundaries.
The utopian view of the Internet claims it transcends linguistic, political, eth-
nic, racial, and most every other identity marker. In a rather remarkable way,
this image harkens back to an early twentieth-century utopian view of a tran-
scendental humanist movement.
The realities of the Internet in practice are very different. First, corporations
do not disappear online, unless one thinks Google, Microsoft, and other giants
are not businesses. Second, online access and usage can be easily tracked by
class status in most societies. And most importantly, recent research suggests
that social networks, one of the primary uses of the Internet, are not erasing
identity borders, but in fact are solidifying these. Most people who use social
networks do so to seek out other like-minded people, just as most people
visit websites for news and information that reinforces their opinions.Thus,
the so-called “space of freedom” provided by the Internet tends to actually
take the form of separate spaces, delineated by political, lifestyle, and ideologi-
cal views.This is far from the idealized image of an online forum of competing
voices, politely engaging in rational debate. In this sense, an image of the
Internet as a space for cosmopolitan and pluralistic tolerance is very similar to
an idealized image of nongovernmental organizations as inherently just, toler-
ant, and democratic. It makes no more sense to assume that all government
critics are tolerant and democratic as it does to assume all Internet users are.
Of course, the vast majority of Americans who go online are neither democ-
racy activists nor intolerant militants. Research shows that most people in the
United States use the Internet to shop, read sports news, gamble, play games,

63
watch television shows, look at pornography, social network, and download
music and films (often illegally). If this is what American consumers do online,
why should we assume that Chinese consumers will spend their time online
searching for dissident political or religious news?
Surveys show that Net users in China tend to go online for the same reasons
that most people do in the United States. A pessimist might conclude that the
Internet is therefore not a magic tool that will lead to significant social change
and a more open society. Instead, the Internet might well function as an exten-
sion of television and its supposed mindless entertainment. A more optimistic
view would agree that there is relatively little political activism directly chal-
lenging the state visible online in China, but would note that looking for spe-
cific forms of political action (such as open calls for rebellion) limits what
counts as political activism. Instead of beginning with a desired outcome (say,
political democracy activism), not finding this, and concluding that the Net is
completely controlled in China, it is more useful to try to understand what
Chinese people do online.
Electronic bulletin board services (BBS) are much more widely used in China
than in the United States. Unlike social networks such as Facebook, these are
not exclusive, but are open to anyone. And, while many BBS sites focus on
entertainment, sports, and popular culture issues, a significant number are
political. Scholar Guobin Yang classifies these in two categories. First are
debates and conversations about discrimination, such as against HIV-positive
people, migrants, and the physically handicapped. Second are sites devoted to
publicizing material complaints, such as housing and land issues, corruption,
and consumer safety.These sites are not only usually not censored or shut
down, but they often serve as an information source for central government
officials to pressure local officials to take action.
Importantly, these grievances are often a result of the ongoing economic and
social reform process, and focus on what people believe they have lost as a
result of these changes. Complaining online about local corruption, or the
loss of one’s home in the name of urban development, or increased transit
fares, is not necessarily a potential basis for a sweeping demand for democra-
cy. These are about specific material concerns. Chinese citizens are well
aware of what cannot be discussed online, because what is banned in the vir-
tual world is what is banned in the printed world: Falun Gong, June 4, the
Dalai Lama, any independence movement, and above all anything that ques-
tions the leadership of the Communist Party. Is online activism a sign of an
authentic civil society? Yes and no; clearly a great many Chinese citizens take
the language of rights seriously, particularly consumer rights. And online
movements do provide citizens with a means of speaking back to power. But
these generally follow the tactics of the environmental movement—they do
not try to threaten state power.

64
Outsiders are also mistaken to downplay the place of intolerance in the
Chinese virtual world. Like the Internet in the United States and other coun-
tries, China’s online communities have their share of nationalists, bigots, and
patriots. It is naïve to think that bloggers and posters who speak of their
homeland with love and denounce foreign criticisms must be Communist
party spies, brainwashed zealots, or sadly misinformed.Why is it difficult to
accept that many Chinese people, whether online or in “real” life, can simulta-
neously complain about social problems, criticize government actions, and
bristle at foreign criticism of China?
The Internet in China is a big business, as it is elsewhere. State power shapes
online conversations, not literally through blanket control, but in part because
of the assumption of control.This is much like the way “the state” shapes
other communication and information forms. So while censorship obviously
exists, this in itself does not make online conversations meaningless.

© Decho Corp./EMC Corporation

A multigraph presenting recent (June 30, 2009) statistics on Internet usage in China.
(Graphs compiled by the Decho Corp., an online backup service for consumers and small businesses owned by EMC Corporation,
from information furnished by the China Internet Network Information Center.)

65
FOR GREATER UNDERSTANDING

Questions
1. How does the reality of Internet use differ from American perceptions?
2. How does the Internet enhance political activism in China?

Suggested Reading
Yang, Guobin. The Power of the Internet in China: Citizen Activism Online. New
York: Columbia University Press, 2009.

Other Books of Interest


Zheng,Yongnian. Technological Empowerment: The Internet, State, and Society in
China. Stanford University Press, 2007.

Articles of Interest
Damm, Jens. “The Internet and the Fragmentation of Chinese Society.” Critical
Asian Studies, vol. 39, no. 2, pp. 273–294, 2007.

Websites of Interest
1. China Internet Network Information Center is the state network informa-
tion center of China. — http://www.cnnic.net.cn/en/index/index.htm
2. The Wall Street Journal website provides an article from December 2009
entitled “China Is Losing a War Over Internet” by Loretta Chao and Jason
Dean. — http://online.wsj.com/article/SB126220137567110673.html
3. Wired magazine website provides an article from January 2010 entitled
“Obsessed with the Internet: A Tale from China,” by Christopher S. Stewart.
— http://www.wired.com/magazine/2010/01/ff_internetaddiction
4. The Mozy Blog provides information about online backup services for con-
sumers and small businesses in Asia and around the world, including those
doing business in China. — http://mozy.com/blog

66
Lecture 13
Culture and Identity: Is Chinese Life
Becoming Westernized?
The Suggested Reading for this lecture is Michael Dutton’s Streetlife
China, part V,“Stories of the Fetish: Tales of Chairman Mao.”

The streets of urban China offer a snapshot


of how quickly mass consumption has taken
hold in the country. Advertisements for a
range of products familiar to most Americans shixiyanghua? – “Westernization?”
dot billboards on streets, buildings, and subway
stations. Nike has more than three thousand outlets in the country,
McDonald’s just over one thousand, and Pizza Hut approximately five hun-
dred. But these companies are overshadowed by Kentucky Fried Chicken,
which had over twenty-eight hundred outlets by 2009, with plans to add four-
hundred twenty-five more in 2010. It is not just fast food and sneakers that
have gained a place in Chinese society. Everything from American shampoos
and chocolate to high-end clothing chains and boutiques fight for a share of
the domestic consumer market.While much attention is placed on invest-
ment in Chinese export industries such as cheap textiles, shoes, and house-
hold items, foreign companies are increasingly putting resources into the
domestic production of “foreign” goods.

Photo courtesy of Robert J. Shepherd

A row of delivery bicycles outside a KFC restaurant in Beijing. Currently,Yum! (the parent company of KFC)
has outlets in 650 Chinese cities and opens a new KFC nearly every day in mainland China.

67
On the surface, this appears to be a good example of how globalization also
functions as a process of “westernization.” Proponents of this view, such as
New York Times columnist Thomas Friedman, argue that societies are increas-
ingly linked together through a flow of goods, ideas, and people, which will
eventually lead to a truly “global” society. In other words, free markets bring
not just material prosperity, but also a more peaceful world (Friedman
famously argued that countries that have McDonald’s restaurants do not go to
war with each other).While this process might bring increased cultural unifor-
mity, this is not to be lamented, but accepted as an unavoidable by-product.
From this perspective, fighting against increased cultural sameness in an inter-
connected world is as futile as trying to hold the sea back with your hands.
Open borders and the flow of people, goods, and communications also have
led to the creation of new transnational cultural forms, often referred to as
“new social movements” that link like-minded people up in ways not possible
before the Internet. In advanced industrial societies such as the United States,
many argue that new social movements, ranging from country-specific issues
such as Darfur and Myanmar to issues such as AIDS, sexual orientation, and
music, have displaced former broad-based social movements such as the labor,
anti-war, and women’s rights movements of the mid-twentieth century. In
China, the best examples of new social movements in action are the Falun
Gong spiritual movement and the Tibetan exile movement. I have already
noted the remarkable success Falun Gong has achieved through cultivating an
online transnational presence.The Tibetan exile government has been just as
successful; many Americans now identify with Tibet in ways that are starkly dif-
ferent from how they identify with other independence movements, despite
perhaps knowing little about Tibet or its relationship with China.
This optimistic picture of globalization as a historical force is remarkably simi-
lar to Walter Rostow’s description of modernization theory more than fifty
years ago. A march toward a global order of mass consumerism is presented
as inevitable, almost as a historical law. Globalization, and by implication west-
ernization, simply happens and cannot be stopped.
Many critics of globalization accept this claim as true, but reach the opposite
conclusion: markets do bring a global monoculture, but this is bad.These crit-
ics, often associated with the political left, find themselves in uncomfortable
alliances. For example, the socially conservative wing of the Chinese
Communist Party often sounds very much like some American progressive
groups when it warns against the pollution of China’s “spiritual civilization”
because of mass consumerism.
Both pro- and anti-globalization advocates assume that “Western” cultures
are so powerful and attractive that these will erase alternatives. However, if
we look beyond surface similarities in clothing, food choices, and entertain-
ment, is there actually much evidence to support the dire warnings of a global
monoculture? Just because millions of Chinese citizens now wear jeans, eat

68
pizza, shop at The Gap, and watch the same sensationalistic Hollywood films as
we do, does this mean they are actually becoming “westernized”?
For starters, foreign products succeed in the Chinese market by adapting to
local tastes and norms. In other words, they succeed by being both foreign
and localized (which is not all that unusual; think of what has happened to
Chinese food in foreign countries). Kentucky Fried Chicken serves corn por-
ridge and youtiao, Chinese fried breadsticks, along with its chicken, while
McDonald’s serves teriyaki chicken and rice.These companies also are linked
to local partners, use domestic suppliers, and employ almost no Americans.
Besides becoming part of the domestic economic landscape, foreign companies
gain market share by adapting their strategies to local cultural realities.“Foreign”
fast food restaurants do not simply provide fast food in China.They also serve
as domestic tourist attractions, as social spaces for young people, and often as
study space for high school and university students. Foreign fast food companies
in China have not turned people into hamburger-eating clones of Americans. In
fact, as James Watson has pointed out, the success of these companies has
occurred during a time when local restaurants and other services have explod-
ed in the country.Today in most urban areas one can find dozens of different
types of Chinese cuisine available. In addition, a shadow industry of local fast
food brands has grown just as quickly, as companies such as “California Beef
Noodle King” and the Hong Kong chain “Cafe de Corral” have thrived.

© Scott C. Squires

A small portion of the shopping district along Nanjing Street in Shanghai (note the KFC at the right).

69
China’s long history of adapting and assimilating to foreign influences must
also be taken into account. In addition, much of the foreign influence in the
country these days is not actually European and American, but regional. Beijing
and Shanghai have just as many Japanese-style sushi shops, Korean barbecue
restaurants, and Taiwanese-style teahouses as they do Golden Arches. In
music, fashion, movies, and television this is also true: domestic tastes look
East as much as West.
In short, “westernization” as short-hand for the disappearance of supposedly
traditional Chinese culture is a myth. For more than a century China has been
deeply engaged with Europeans and Americans, and its ruling party was found-
ed on the ideals of a nineteenth-century German exile (Karl Marx) and a
twentieth-century Russian revolutionary (Vladimir Lenin).The country has also
been on a state-directed path of modernization throughout this time. Given
this reality, it hardly seems plausible to imagine that Hollywood, hamburgers,
and other aspects of our popular culture will transform China into a western-
ized society. Perhaps most instructive is the case of Japan. Following World
War II, it was occupied by the U.S. military and embarked wholeheartedly on a
process of mass consumerism. Japan today is one of the most affluent soci-
eties in the world, and is filled with visual symbols of “the West.” Yet it is diffi-
cult to argue Japan is
now “Western.” Indeed,
who influences whom is
open to question, since
much of the technology
changes associated with
progress, not to mention
the vast majority of the
goods we consume in
everyday life, come not
from “the West,” but
from places like China,
Photo courtesy of Robert J. Shepherd

Taiwan, South Korea,


and Japan.

A typically busy street in Beijing features non-Western shops


and restaurants.

70
FOR GREATER UNDERSTANDING

Questions
1. What are the benefits and drawbacks of a global monoculture?
2. To what extent has China become “westernized”?

Suggested Reading
Dutton, Michael. Streetlife China. Cambridge: Cambridge University Press, 1999.

Other Books of Interest


Lin, Min, and Maria Galikowski. The Search for Modernity: Chinese Intellectuals
and Cultural Discourse in the Post-Mao Era. London: Palgrave Macmillan, 1999.
Liu,Warren. KFC in China: Secret Recipe for Success. Hoboken, NJ:Wiley, 2008.
Mann, James. The China Fantasy: Why Capitalism Will Not Bring Democracy
to China. New York: Penguin, 2008.

Articles of Interest
Watson, James. “China’s Big Mac Attack.” Foreign Affairs, vol. 79, no. 3, pp.
120–134, May 2000.

Websites of Interest
1. INSEAD (“The Business School for the World”) website provides an article
from 2009 entitled “KFC China’s Recipe for Success” by Karen Cho. —
http://knowledge.insead.edu/KFCinChina090323.cfm?vid=195
2. The Center for Media Literacy website provides an article entitled “China’s
Challenge: Modernize, not Westernize” by Elizabeth Thoman, CHM. —
http://www.medialit.org/reading_room/article293.html
3. The China Today website provides a special report entitled “Embracing
Western Ways While Cleaving to Tradition” by staff writer Lu Rucai. —
http://www.chinatoday.com.cn/English/e2005/e200501/p10.htm

71
Lecture 14
China, Inc.?
The Suggested Reading for this lecture is Rob Gifford’s China Road:
A Journey into the Future of a Rising Power, chapter 23.

The Chinese encounter with Europe and the


United States has been an ongoing theme in
Chinese culture, society, economics, and politics
since at least the second Opium War zhongguo qiantu – “China’s future prospects”
(1856–1860).This encounter often has been
thought of by Europeans and Americans as either the opening of China to the
world, as a mission to bring democracy and Christianity to the unenlightened,
or as both.The Chinese perspective has been very different.Whether commu-
nist or nationalist, patriot or modernizer, many Chinese have viewed and con-
tinue to view “the West” with profound ambiguity, as a source of both poten-
tial benefit and harm. In the early twentieth century, this simultaneous attrac-
tion and revulsion took shape in a call for tiyong, or “essence” and “use”: to
utilize the practical benefits of technological changes and modern science
while maintaining the essence of a distinctly Chinese cultural, moral, and spiri-
tual foundation.This desire for a balance between utility and culture remains a
key aspect of policy and social debates within China, among policymakers, citi-
zens, and increasingly, non-governmental organizations.This is a debate that is
often ignored by outside critics intent on finding clear answers to complicated
questions, such as the extent to which people “resist” their government or
possess freedom.
In thinking about this, it is important to consider that outside critiques often
emphasize one recent event, the Tiananmen Square demonstrations of May
and June 1989, as evidence of looming political change. Focusing solely on
1989 downplays the significant social and economic changes that have fol-
lowed since then as some outsiders vainly await the next Tiananmen. But what
if the demonstrations of 1989 did not mark the start of a mass democracy
movement in China but its end point? It is arguable that the starting point of a
mass-based democracy movement was not June 4, 1989, but May 4, 1919, the
date of the first large-scale student demonstrations in China for democracy.
The 1989 demonstrations were thus the end of an era, following closely on
the heels of another student-led mass political movement, the Cultural
Revolution, an event few people in China would like to see repeated. Indeed,
the seven decades between 1919 and 1989 were filled with a continuous series
of political campaigns, conflicts, and schisms; what makes the last two decades
different is the complete absence of any mass political campaigns.This absence

72
of politics after three generations of constant politics is for many a benefit,
and should not be taken lightly.
But if large-scale mass movements led by an elite class of students are
(thankfully) a thing of the past, this does not mean that citizens do not advo-
cate for social change. As we have seen in our discussions about the mass
media, consumer safeguards, property ownership, and an emerging language of
rights, people do voice complaints, and state officials do at times listen.
Among overseas groups, opposition to the Communist Party is splintered.
Evangelical Christian groups, dissidents who fled in 1989, the growing number
of Chinese economic migrants in places like the United States, and adherents
of spiritual movements such as Falun Gong share little in common.Thus, peo-
ple who look for a democracy movement emerging from among these groups
will be disappointed. Indeed, the only large-scale mass movement in China in
the last twenty years that even remotely threatened Communist Party power
was Falun Gong.This group has little or nothing to do with democracy or plu-
ralism. It is led by a secretive man who claims supernatural powers, preaches
racial “purity,” and insists that extraterrestrials live among us—hardly the stuff
of tolerance (unless you count toward extraterrestrials).
Some still argue that the growth of private business will encourage democ-
racy. As noted in the introduction to this course, the assumption that private
entrepreneurs will become a class demanding democratic institutions is highly
questionable. It appears that in China quite the opposite has occurred: busi-
nesspeople succeed by cultivating ties with state institutions, agencies, and
elites, not by contesting these. More practically, while investors and business
leaders have an interest in a strong commercial law system, they have less
interest in advocating for greater oversight of labor conditions, or for that
matter a strong worker rights framework.
Photo courtesy of Robert J. Shepherd

A shop near Mandala Square in the Tibetan quarter of Zhongdian,Yunnan Province.

73
Another assumption is that China’s emerging middle and upper classes will
demand democracy.Yet given that many in these classes have benefitted from
the current system, why would they demand wholesale democratization? A
widespread urban antipathy toward the numerically large class of peasants also
remains part of everyday life. Chairman Mao (himself from the countryside,
albeit the son of a relatively comfortable landowner), tried to destroy this
class contempt by sending educated urbanites to the countryside. Mao is long
dead, but the urban-rural divide remains.
This is not to say that Chinese are incapable of democracy (Taiwan has
shown this is false); rather, can a country of 1.3 billion people function democ-
ratically? In this case, China can only be compared to India, not to the United
States or European Union member states. India might be democratic, but has
its system actually delivered a better life to citizens?
As Guobin Yang has noted, there might not be a national democracy move-
ment in China, but there is a lively activist movement entailing multiple interest
groups with different agendas and causes, including environmental, religious,
labor, HIV and AIDS support, women’s rights, educational issues, taxes, land use,
and “lifestyle” movements. Most of these groups do not focus on radical change
or revolution but on pragmatic goals; they are not disruptive, and often seek to
raise consciousness by lobbying both state actors and the public.
However, the fact that
many Chinese citizens have
more control over their
own lives does not neces-
sarily mean they become
cosmopolitan and tolerant.
For example, growing neo-
nationalist sentiment is not
simply a product of state
propaganda. Instead, it is
often the relatively privi-
leged youth, with access to
© China News Agency

education, urban residency,


and decent job prospects,
who are the most national- A young girl and others celebrate National Day on October 1,
2008, in Beijing.
istic. You are more likely to
meet university students
criticizing American or European support for the Dalai Lama or news out-
lets such as CNN for “anti Chinese” stories than you are students talking
about democracy. It is naïve to think Chinese critics of their own govern-
ment are necessarily interested in democracy and self-determination.
And of course significant challenges remain. Economic gains have not benefit-
ted people equally, and society is increasingly fractured along class lines. As the

74
middle class grows, a poor class of peasants and the less educated has become
locked into a cycle of material deprivation and a lack of agency.The Taiwan
issue looms large, ethnic unrest continues in Xinjiang and Tibet, and the quality
of life is increasingly debated.The real unemployment rate is 12 to 14 percent
and there is little actual oversight of financial markets or consumer products.
As a historian once remarked to me, “The question should not just be
whether China is the next Japan. It should be whether China is the next
Brazil—always almost becoming developed, but never quite making it.”
A pessimistic view would see little hope for significant political change or the
emergence of a vibrant civic sphere, given the Leninist basis of the Communist
Party and its focus on maintaining complete power.Without external checks,
there are no means of curbing power abuses and corruption. China today
might well be a mirror image of Indonesia in the 1980s: a soft authoritarian
state that remained stable as long as economic growth continued, but quickly
collapsed in 1998 during the Asian financial crisis.
An optimistic view would note the beginnings of a civil society and a prop-
erty-owning class, increased personal freedoms, and the fact that on social
issues the Party does pay attention to citizen concerns. In recent years, there
have been successful online campaigns against corporate illegalities and local
corruption cases, as well as increased debate within the Party about future
directions. In addition, current President Hu Jintao has publicly declared him-
self on the side of social welfare. An optimistic view looks at Japan’s Liberal
Democratic Party,Taiwan’s Nationalist Party, or Singapore’s People’s Action
Party as models for a future Communist Party. All three function as “big tent”
parties, where reform comes from within the party ranks.
Finally, a pragmatic view must acknowledge the serious short- and long-term
problems facing China: environmental and energy problems, population control
side-effects, a widening wealth gap, widespread corruption, and a relatively
weak central government.Yet the CCP appears to be generally credited for
significant reforms that have helped many. As long as these reforms continue
to benefit some and offer hope to others, there is little reason to assume any
significant political change will occur.

75
FOR GREATER UNDERSTANDING

Questions
1. Did Tiananmen Square mark the start of a mass democracy movement, or
the end of one?
2. Would democracy deliver a better life for Chinese citizens?

Suggested Reading
Gifford, Rob. China Road: A Journey into the Future of a Rising Power. Reprint.
New York: Random House, 2008.

Other Books of Interest


Buruma, Ian. Bad Elements: Chinese Rebels from Los Angeles to Beijing. New York:
Random House, 2001.
Jacques, Martin. When China Rules the World: The End of the Western World
and the Birth of a New Global Order. New York: Penguin, 2009.
Ross, Robert S., and Zhu Feng, eds. China’s Ascent: Power, Security, and the Future
of International Politics. Ithaca, NY: Cornell University Press, 2008.

Recorded Books
Navarro, Peter. Waking Dragon: The Emerging Chinese Economy and Its Impact
on the World. Modern Scholar series. Prince Frederick, MD: Recorded
Books, LLC, 2007.

Websites of Interest
1. National Public Radio’s website provides the text of an interview from its All
Things Considered program between Guy Raz and author Martin Jacques
from November 2009 entitled “What the Future Holds When China Rules,”
and includes an excerpt from Jacques’s book When China Rules the World:
The End of the Western World and the Birth of a New Global Order. —
http://www.npr.org/templates/story/story.php?storyId=120416955
2. The ABC News website provides a report entitled “China’s Premier Wen
Lays Out Future” on Premier Wen Jiabao’s policy plans from a two-hour
“State of the Union-style” speech at the Great Hall of the People in Beijing
on March 5, 2010. — http://abcnews.go.com/Business/International/chinas-
premier-wen-lays-bright-future/story?id=10017714

76
COURSE MATERIALS

Suggested Readings:
Blum, Susan D., and Lionel M. Jensen, eds. China Off Center: Mapping the Margins
of the Middle Kingdom. Honolulu: University of Hawaii Press, 2002.
Dutton, Michael. Streetlife China. Cambridge: Cambridge University Press, 1999.
Gifford, Rob. China Road: A Journey into the Future of a Rising Power. Reprint.
New York: Random House, 2008.
Lee, Ching Kwan. Against the Law: Labor Protests in China’s Rustbelt and Sunbelt.
Berkeley: University of California Press, 2007.
———. Gender and the South China Miracle: Two Worlds of Factory Women.
Berkeley: University of California Press, 1998.
Picard, Michel, and Robert E.Wood, eds. Tourism, Ethnicity, and the State in Asian
and Pacific Societies. Honolulu: University of Hawaii Press, 1997.
Weller, Robert P. Discovering Nature: Globalization and Environmental Culture in
China and Taiwan. Cambridge: Cambridge University Press, 2006.
Yang, Guobin. The Power of the Internet in China: Citizen Activism Online. New
York: Columbia University Press, 2009.
Zhang, Li, and Aihwa Ong, eds. Privatizing China: Socialism from Afar. Ithaca, NY:
Cornell University Press, 2008.
Other Books of Interest:
Berry, Michael. A History of Pain: Trauma in Modern Chinese Literature and
Film. New York: Columbia University Press, 2008.
Buruma, Ian. Bad Elements: Chinese Rebels from Los Angeles to Beijing. New York:
Random House, 2001.
Chang, Leslie T. Factory Girls: From Village to City in a Changing China. Reprint.
New York: Spiegel & Grau, 2009.
Davis, Deborah, ed. The Consumer Revolution in Urban China. Berkeley:
University of California Press, 2000.
Deppman, Hsiu-chuang. Adapted for the Screen: The Cultural Politics of Modern
Chinese Fiction and Film. Honolulu: University of Hawaii Press, 2010.
Dickson, Bruce J. Wealth into Power: The Communist Party’s Embrace of China’s
Private Sector. Chapters 1–3. Cambridge: Cambridge University Press, 2008.
Farrer, James. Opening Up: Youth Sex Culture and Market Reform in Shanghai.
Chicago: University of Chicago Press, 2002.
Jacques, Martin. When China Rules the World: The End of the Western World
and the Birth of a New Global Order. New York: Penguin, 2009.

77
Lin, Min, and Maria Galikowski. The Search for Modernity: Chinese Intellectuals
and Cultural Discourse in the Post-Mao Era. London: Palgrave Macmillan, 1999.
Link, Perry, Richard P. Madsen, and Paul G. Pickowicz, eds. Popular China:
Unofficial Culture in a Globalizing Society. Lanham, MD: Rowman & Littlefield
Publishers, 2002.
Liu,Warren. KFC in China: Secret Recipe for Success. Hoboken, NJ:Wiley, 2008.
Mann, James. The China Fantasy: Why Capitalism Will Not Bring Democracy
to China. New York: Penguin, 2008.
Ngai, Pun. Made in China: Women Factory Workers in a Global Workplace.
Durham, NC: Duke University Press, 2005.
Nyíri, Pál. Scenic Spots: Chinese Tourism, the State, and Cultural Authority. Seattle:
University of Washington Press, 2006.
Overmyer, Daniel L., ed. Religion in China Today. The China Quarterly Special
Issues. New Series, no. 3. Cambridge: Cambridge University Press, 2008.
Ownby, David. Falun Gong and the Future of China. New York: Oxford
University Press, USA, 2010.
Ross, Robert S., and Zhu Feng, eds. China’s Ascent: Power, Security, and the Future
of International Politics. Ithaca, NY: Cornell University Press, 2008.
Shapiro, Judith. Mao’s War against Nature: Politics and the Environment in
Revolutionary China. Cambridge: Cambridge University Press, 2001.
Zheng,Yongnian. Technological Empowerment: The Internet, State, and Society in
China. Stanford University Press, 2007.
These books are available online through www.modernscholar.com
or by calling Recorded Books at 1-800-636-3399.

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RECOMMENDED FILMS

Shower (Xizao). Directed by Zhang Yang. Distributed by Sony Pictures


Classic, 1999.
When the eldest son returns to his family in Beijing to help care for his men-
tally handicapped younger brother, he is forced to face up to the reality that
the life he remembers in China is being slowly wiped away from memory by
the machinations of modernity.A bittersweet comedy by Zhang Yang, this film
won Best Film and Best Director at the Seattle Film Festival.
The World (Shi Jie). Directed by Jia Zhangke. Distributed by Zeitgeist
Films, 2001.
Acclaimed Chinese writer-director Jia Zhangke casts a compassionate eye
on the daily loves, friendships, and desperate dreams of the twenty-some-
things from China’s remote provinces who come to live and work at
Beijing’s World Park. A bizarre cross-cultural pollination of Las Vegas and
Epcot Center,World Park features lavish shows presented amid scaled-down
replicas of the Taj Mahal, the Eiffel Tower, St. Mark’s Square, the Pyramids, and
even the Twin Towers.
Big Shot’s Funeral (Da Wan). Directed by Feng Xiaogang. Distributed by
Columbia Tristar, 2002.
In Big Shot’s Funeral, an American film director named Tyler (played by
Donald Sutherland) in Beijing finds failing health.The director’s assistant hires
a man named Yoyo to film a documentary about him.The director discovers
he is no longer going to film a large-budget film. He and Yoyo decide that he
should have a “comedy funeral.” Soon afterward the American director falls ill
and Yoyo begins planning the funeral.
Curiosity Kills the Cat (Hao qixin hai si mao). Directed by Zhang Yibai.
Distributed by Golden Network, 2006.
A strange story of adultery, jealousy, voyeurism, and revenge is told in chap-
ters by three of the characters involved in this ambitious drama from direc-
tor Zhang Yibai. Momo (Lin Yuan) is a photographer who has a less-than-
healthy obsession with the lives of other people, especially the folks who
live in the apartment complex near her studio.
Lost in Beijing (Pingguo). Directed by Li Yu. Distributed by New Yorker
Films, 2007.
Shuangxi leaves his hometown for Beijing and soon finds work in a photo
studio, hoping that one day he will be able to exhibit his own work. He
lives with his girlfriend, Xiao Qian, in a rented courtyard, and apart from
the humiliation of having his temporary residence permit constantly scruti-
nized by the police, life is good for Shuangxi, whose first joint exhibition

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wins praise from critics. However, events soon take a tragic turn when a
gas leak asphyxiates his girlfriend and leaves Shuangxi with both physical
and psychological injuries. With the persuasion of his family, he reluctantly
returns to his hometown, restarting the life that he had been so eager to
leave behind.
Eat, Drink, Man, Woman (Yin Shi Nan Nu). Directed by Ang Lee. Distributed
by MGM World Films, 1994.
Trouble is cooking for widower and master chef Chu (Sihung Lung),
who’s about to discover that no matter how dazzling and delicious his
culinary creations might be, they’re no match for the libidinous whims of
his three beautiful but rebellious daughters.
Unknown Pleasures (Xiao Wu). Directed by Jia Zhangke. Distributed by New
Yorker Films, 1999.
Unknown Pleasures follows two nineteen-year-olds, Bin Bin and Xiao, as they
wander the streets and hang out in pool halls, dance clubs, and karaoke bars
looking for excitement. Sparks fly when Xiao Ji meets a beautiful dancer, and
Bin Bin pursues romance with a young student.Taking a cue from American
crime movies, the temptation of easy money becomes too alluring and in a
final attempt to break free, Xiao Ji and Bin Bin embark on a half-baked plan
to rob a bank.

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