Jurnal Bing 3
Jurnal Bing 3
Jurnal Bing 3
doi:10.1093/ntr/ntw140
Review
Advance Access publication May 19, 2016
Review
Alcohol Studies, School of Experimental Psychology, University of Bristol, Bristol, United Kingdom
Corresponding Author: Meg Fluharty, MRes, UK Centre for Tobacco and Alcohol Studies, School of Experimental
Psychology, University of Bristol, 12a Priory Road, Bristol BS8 1TU, United Kingdom. Telephone: 44-117-9546614;
Fax: 44-117-9288588; E-mail: meg.fluharty@bristol.ac.uk
Abstract
Background: Many studies report a positive association between smoking and mental illness.
However, the literature remains mixed regarding the direction of this association. We therefore
conducted a systematic review evaluating the association of smoking and depression and/or anxi-
ety in longitudinal studies.
Methods: Studies were identified by searching PubMed, Scopus, and Web of Science and were
included if they: (1) used human participants, (2) were longitudinal, (3) reported primary data, (4)
had smoking as an exposure and depression and/or anxiety as an outcome, or (5) had depression
and/or anxiety as the exposure and smoking as an outcome.
Results: Outcomes from 148 studies were categorized into: smoking onset, smoking status, smok-
ing heaviness, tobacco dependence, and smoking trajectory. The results for each category varied
substantially, with evidence for positive associations in both directions (smoking to later mental
health and mental health to later smoking) as well as null findings. Overall, nearly half the stud-
ies reported that baseline depression/anxiety was associated with some type of later smoking
behavior, while over a third found evidence that a smoking exposure was associated with later
depression/anxiety. However, there were few studies directly supporting a bidirectional model of
smoking and anxiety, and very few studies reporting null results.
Conclusions: The literature on the prospective association between smoking and depression and
anxiety is inconsistent in terms of the direction of association most strongly supported. This sug-
gests the need for future studies that employ different methodologies, such as Mendelian rand-
omization (MR), which will allow us to draw stronger causal inferences.
Implications: We systematically reviewed longitudinal studies on the association of differ-
ent aspects of smoking behavior with depression and anxiety. The results varied consider-
ably, with evidence for smoking both associated with subsequent depression and anxiety, and
vice versa. Few studies supported a bidirectional relationship, or reported null results, and
no clear patterns by gender, ethnicity, clinical status, length to follow-up, or diagnostic test.
Suggesting that despite advantages of longitudinal studies, they cannot alone provide strong
evidence of causality. Therefore, future studies investigating this association should employ
different methods allowing for stronger causal inferences to be made, such as MR.
© The Author 2016. Published by Oxford University Press on behalf of the Society for Research on Nicotine and Tobacco. 3
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/3.0/), which permits
unrestricted reuse, distribution, and reproduction in any medium, provided the original work is properly cited.
4 Nicotine & Tobacco Research, 2017, Vol. 19, No. 1
Introduction Methods
The high co-occurrence of smoking and mental illness is a major Identification of Studies
public health concern, and smoking accounts for much of the We searched PubMed, Scopus, and Web of Science up until August
reduction in life expectancy associated with mental illness.1 Many 1, 2015 using the following search terms: depressi*, anxi*, smok*,
studies report a positive association between smoking and men- tobacco, nicotine, cigarette, caus*, cohort, prospective, longitudinal.
tal illness, with smoking rates increasing with the severity of the The term animal* was specified for exclusion. Two authors (MF and
disease.2,3 Individuals with mental illness also tend to start smok- AT) reviewed the electronic abstracts, selecting the full-text articles
ing at an earlier age, smoke more heavily, and are more addicted to be included.
to cigarettes than the general population. For example, a recent
survey suggests that 42% of all cigarettes consumed in England Selection Criteria
are consumed by those with mental illness, although this includes
Studies were included in the review if they met the following crite-
substance use disorders.4 Additionally, while cigarette consump-
ria: (1) human participants, (2) smoking as the exposure variable
tion in the general population has shown a sustained decrease over
and depression and/or anxiety as the outcome variable, or vice versa
the past 20 years, consumption among smokers with mental illness
(depression and/or anxiety as the exposure variable and smoking
has remained relatively unchanged.1 There is therefore a pressing
as the outcome variable), (3) longitudinal study design, and (4)
need to understand the mechanisms underlying the high rate of
(Figure 1). Details of included studies are provided in Supplementary Nicotine Dependence,13 were included in the tobacco dependence
Table S1 and details of excluded full-text studies in Supplementary category. Studies that tracked the different paths of cigarette smok-
Table S2. ing uptake and use in a cohort were included in the smoking trajec-
Studies ranged in sample size from 59 to 90 627 participants tory category, and studies that defined smokers in purely categorical
and in length of follow up from 2 months to 36 years. Of the 148 terms (eg, current, former, and never) were included in the smoking
included studies, 99 (67%) recruited male and female participants, status category. Table 1 summarizes the directions of associations
16 (11%) recruited only females and 7 (5%) recruited only males, investigated within the studies in each smoking category.
while 26 (18%) did not report the sex of the participants. In addi-
tion, 101 studies (70%) sampled participants from the general pop- Smoking Onset
ulation, 15 (10%) from clinical populations, and 16 (10%) from A total of 14 studies investigated the association of baseline depres-
particular ethnic groups, while 16 (10%) had other selection criteria sion with subsequent smoking onset, of which 10 (71%) found evi-
(see Supplementary Table S2). dence to support this association,14–23 while four (29%) found no
Unless otherwise stated, the associations described refer to a posi- evidence of an association.24–27 Five studies investigated the associa-
tive relationship between smoking and depression/anxiety (ie, smok- tion of baseline anxiety on smoking onset, of which four (80%) found
ing is associated with increased depression/anxiety, or increased evidence to support an association with increased risk of smoking
depression/anxiety is associated with increased smoking). onset24,28–30 and one (20%) found no evidence of an association.21 Six
Smoking onset 13 0 1 4 0 2 5 0 1
Smoking status 29 40 8 0 4 1 1 7 0
Smoking heaviness 9 7 2 1 1 0 0 1 0
Tobacco dependence 12 2 1 6 0 0 5 1 0
Smoking trajectory 7 2 0 1 0 0 1 1 0
Any smoking category 70 51 12 12 5 3 12 10 1
The number of studies investigating each direction(s) of association for each smoking category is shown. Studies investigating multiple directions are repeated
within smoking category. Please note these only include directions investigated and differ from the overall findings within smoking groups detailed in Figure 2.
MH = mental health outcome.
anxiety, finding no evidence for this association.31 These findings are A total of 51 studies investigated the association of smoking
summarized in Figure 2. status with later depression, of which 37 (73%) found evidence
to support this association,21,25,47,57,65,70,72–102 while 14 (27%) found
Smoking Status no evidence of this association.28,38,48,64,69,103–111 Four studies investi-
A total of 37 studies investigated the association of baseline depression gated the association of smoking status with later anxiety, of which
with subsequent smoking status, of which 33 (89%) found evidence to two (50%) found evidence to support this association,28,112 while
support this association,21,37–66 while four (11%) found no evidence of two (50%) found no evidence of an association.21,103 Seven studies
an association.67–70 One study investigated the association of anxiety investigated the association of smoking status with later comorbid
with later smoking status, finding evidence of an association.28 One depression and anxiety, of which five (71%) found evidence to sup-
study investigated the association of comorbid depression and anxi- port this association,35,113–116 while two (29%) found no evidence of
ety with later smoking status, finding no evidence of an association.71 an association.117,118 These findings are summarized in Figure 2.
Nicotine & Tobacco Research, 2017, Vol. 19, No. 1 7
Smoking Heaviness both the association between baseline mental health and later smok-
A total of 11 studies investigated the association of baseline depres- ing behavior and baseline smoking behavior and later mental health).
sion with subsequent heaviness of smoking, of which eight (73%) Of these, seven (44%) reported evidence in support of a bidirectional
found evidence that depression was associated with heavier rates of relationship between depression and smoking15,21,47,57,65,125,132 and one
smoking,22,119–125 while two (18%) found that depression was associ- (9%) reported evidence in support of a bidirectional relationship
ated with reduced heaviness of smoking26,126 and one (09%) found no between anxiety and smoking.28
evidence of an association.127 One study investigated the association
of baseline anxiety with subsequent smoking heaviness and found no Sex Differences
evidence of an association.124 Eight studies investigated the associa- A total of eight studies (7% of all studies including both males
tion of heaviness of smoking with later depression, of which seven and females) reported that the relationship between smoking and
(88%) found evidence to support this association,11,82,95,102,125,127,128 depression/anxiety differed between males and females. Two studies
while one (13%) found no evidence of an association.129 One study reported that depression was associated with subsequent smoking
investigated the association of heaviness of smoking with later anxi- behavior only in males,23,64 while one study reported depression was
ety and found evidence to support this association.130 One study associated with subsequent smoking only in females66 and one study
investigated the association of heaviness of smoking with later reported that anxiety was associated with later smoking behavior
comorbid depression and anxiety, finding no evidence of an associa- only in females.140 Additionally, one study reported evidence that
Discussion individual studies was related to the nature of the results reported.
However, this would be challenging, given the diversity of study
In general, the findings across the studies in our systematic review
designs among the included studies. Fifth, while we were able to
were inconsistent. Nearly half of the studies reported that baseline
categorize and investigate a range of different smoking behaviors,
depression or anxiety was associated with some type of later smok-
the same level of detail was not available for depression and anxi-
ing behavior, whether it be the onset of smoking itself, increased
ety. Future reviews should investigate individual symptomology (eg,
smoking heaviness, or the transition from daily smoking into
negative affect, somatic features, etc.) and their relationship with
dependence. These findings support a self-medication model, sug-
smoking behavior, as previous research has indicated that specific
gesting that individuals smoke to alleviate psychiatric symptoms.5,6
symptoms may be differentially associated with smoking motiva-
However, over a third of the studies found evidence for a relation-
tions and tobacco withdrawal.160–162 However, this analysis was
ship in the opposite direction whereby smoking exposure at base-
not possible with the data reviewed here. Sixth, we only focused on
line was associated with later depression or anxiety, supporting the
depression, anxiety, or comorbid depression and anxiety. However,
alternative hypothesis that prolonged smoking increases suscepti-
several studies identified during screening included depression or
bility to depression and anxiety.8,9 Of course, these two putative
anxiety subtypes (eg, post-traumatic stress disorder or social anxi-
causal pathways are not mutually exclusive, but interestingly there
ety). These were excluded in order to maximize comparability among
were relatively few studies reporting evidence for a bidirectional
included studies. Future studies should explore whether there is a
model relationship between smoking and depression and anxiety.
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