Ward - Mayank Pandey Radziwill
Ward - Mayank Pandey Radziwill
Ward - Mayank Pandey Radziwill
MAYANK PANDEY
1. I NTRODUCTION
For a sequence ( an )n≥1 of arithmetical interest, it is often desirable in additive
number theory to have, for large X, an understanding of the L p norms of the ex-
ponential sum M (α) = ∑n≤ X an e(nα). A sufficiently good understanding of these
can also lead to estimates for the measure of {α ∈ [0, 1] : | M (α)| > λ} for λ of an
appropriate size.
The case of L1 norms has recieved particular attention, and there are few tools
to study them. For these problems, obtaining good lower bounds is particularly
difficult in many cases as the main contribution to the L1 norm is not dominated
by large values on a small portion of the interval [0, 1]. As a result, a large portion
of the contribution may to the L1 norm may end up coming from points far from
those at which the exponential sum is easy to estimate (typically rationals with
small denominator). We mention here some of the previous work on the topic.
Littlewood conjectured, and McGehee, Pigno, and Smith [11] proved that if S is
some set of n integers, then 0 | ∑n 1S (n)e(nα)|dα log n.
R1
For specific sequences, and in particular those for which an is related to the
multiplicative structure of n, one expects the true value of the L1 norm to be closer
to the upper bound one obtains from Cauchy-Schwarz and Parseval. This is what
happens in the case of sequences with elements chosed uniformly at random from
{−1, 1} by Khintchine’s inequality. Because of this, it is reasonable to expect that
in many cases, if the coefficients have some multiplicative structure, then they
should behave randomly with regards to additive considerations.
In the case that an = Λ(n), the Von-Mangoldt function, it was shown by Vaughan
R1 √
[12] that 0 | ∑n≤ X Λ(n)e(nα)|dα X, and it was shown by Goldston [6] that
R1 √ p
2
0 | ∑n≤ X Λ ( n ) e ( nα )| dα ≤ 2 + o (1) X log X.
In the case that an is the indicator function for r-free integers, Balog and Ruzsa
R1 1
[4] showed that 0 | ∑n≤ X an e(nα)|dα X r+1 , improving on work of Brüdern,
Granville, Perelli, Vaughan, and Wooley [2].
In the case of the Möbius function, Balog and Ruzsa [4] have shown that
R1 1/6 , improving on previous results of Balog and Perelli
0 | ∑n≤ X µ ( n ) e ( nα )| dα X
c log X
[3] and Balog and Ruzsa [5] who obtained the lower bounds exp( log log X ),
X 1/8−ε respectively.
In the case of GL(1) objects, it is easy to show that if χ is some Dirichlet character
R1
modulo q, then 0 | ∑n≤X χ(n)e(nα)|dα ∼ Cq log X for some Cq > 0.
1
2 MAYANK PANDEY
In this paper, we make a contribution to the GL(2) case by studying the divisor
function τ (n) = ∑d|n 1. In particular, with
M(α) = ∑ τ (n)e(nα),
n≤ X
To do so, we must first replace the cutoff 1[1,X ] (n) with w Xn for w some
first few terms differently so as to avoid the issues that come from smoothing. In
the end, when β = 0, we obtain a bound of O( X 1/2 ) on average for the error term,
which suffices.
Obtaining an asymptotic formula when an = λ f (n), the nth Fourier coefficient
of some holomorphic cusp form f , seems significantly harder, as the exponen-
tial sum is small everywhere, and there is no “main term” around rationals with
small denominators like we have in the case of the divisor function. Determin-
ing the L1 norm up to a constant factor however, is quite easy. In particular, the
R1 √
estimate 0 | ∑n≤X λ f (n)e(nα)|dα X follows from Hölder’s inequality, the
asymptotic∑n≤ X |λ f (n)|2 ∼ c f X, and the pointwise bound ∑n≤ X λ f (n)e(nα)
√
X of Jutila [8].
Another natural extension is to instead of τ (n), consider τ3 (n) = ∑d1 d2 d3 =n 1.
The problem becomes significantly harder in this case however, since the effective
length of the error term from Voronoi summation is significantly longer.
2. S ETUP
Let Y = X 1−δ with δ = 100 1
, and let w be a smooth function taking values in
[0, 1] supported on [1/2, X ] such that
w(u) = 1 for 1 ≤ u ≤ X − Y
w( j) (u) Y − j for j ∈ {0, 1, 2}, u ≥ 1
Instead of working with the L1 -norm of M (α), it suffices to work with the L1 -norm
of
M∗ (α) = ∑ τ (n)w(n)e(nα)
n≤ X
where a is so that aa ≡ 1 (mod q). From (4.49) in [10], we have that for all β and
q ≤ Q, ( a, q) = 1
1 ∞
∗ a an
Z
M + β = ∑ τ (n)e w(n)e(nβ) = (log x + 2γ − 2 log q)w( x )e( xβ)dx
q n ≥1
q q 0
an
+ ∑ e − ∆(n, q, β)
n ∈Z
q
where here
√
2πτ (n) R 4π xn
− q w ( x ) e ( xβ ) Y0 q dx n≥1
∆(n, q, β) = 0 √ n=0
4π x |n|
− 4τ (− n) R
w( x )e( xβ)K0 dx n < 0.
q q
where
Z 1/( aq)
E= ∑ ∑ | Iq ( β)|dβ
q≤ Q Q< a≤q+ Q −1/( aq)
( a,q)=1
with
Z ∞
Iq ( β) = (log x + 2γ − 2 log q)w( x )e( xβ)dx,
0
and
Z 1/(qQ)
∗
R≤ ∑ ∑ −1/(qQ)
| R a,q ( β)|dβ
q≤ Q a(q)
where
an
R a,q ( β) = ∑ e −
q
∆(n, q, β).
n
Then, the main theorem follows from the following two lemmas, which we prove
in the next two sections.
Lemma 2. We have
√
R X.
Lemma 3. We have
√ √
E = C X log X + O( X ).
ON THE MEAN VALUE OF THE MAGNITUDE OF AN EXPONENTIAL SUM 5
3. T HE ERROR TERM
In order to prove Lemma 2, we shall in fact show the following.
Lemma 4. We have that for all q ≤ Q, | β| ≤ 1/(qQ)
∗
∑ | R a,q ( β)| q2 + qX 1/2 + X 2δ q3/2+ε + | β|2 q5/2 X 7/4 + | β|2 q3/2+ε X 7/4+2δ .
a(q)
2 1/2
∗ an
≤ ∑ q1/2 ∑ ∑ ∆(n, q, β)
e −
m ∈Z a(q) qm≤n<q(m+1)
q
Let
2
∗ an
∑ ∑ ∆(n, q, β) .
Bq,m ( β) = e −
a(q)
qm≤n<q(m+1)
q
=q ∑ |∆(n, q, β)|2
qm≤n<q(m+1)
6 MAYANK PANDEY
so it follows that
1/2
From now on, until specified otherwise, we shall restrict ourselves to |n| ≤ q2 ,
|m| q.
For n 6= 0, by integration by parts
τ (n)
∆(n, q, β) (|∆1 (n)| + |∆2 (n)| + |∆3 (n)|)
q
ON THE MEAN VALUE OF THE MAGNITUDE OF AN EXPONENTIAL SUM 7
where
Z ∞ p !
qβ 4π x |n|
∆1 = ∆1 (n, q, β) = p e( xβ)w( x ) x1/2 B1 dx
|n| 0 q
Z X p !
q 4π x |n|
∆2 = ∆2 (n, q, β) = p e( xβ)w0 ( x ) x1/2 B1 dx
|n| X −Y q
Z 1 p !
q 0 1/2 4π x |n|
∆3 = ∆3 (n, q, β) = p e( xβ)w ( x ) x B1 dx.
|n| 1/2 q
q2
(3.8) ∆3 .
|n|
8 MAYANK PANDEY
so we have that
τ ( n )2 2 3 3/2 τ ( n )
2
4 3 7/2 τ ( n )
2
1/2 τ ( n )
2
∑ |∆(n, q, β)|2 ∑ q2
n2
+ | β | q X
n5/2
+ | β | q X
n5/2
+ qX
n3/2
|n|≤2q 0<n≤2q
∑ |∆(n, q, β)|2
qm≤n<q(m+1)
1 1 1
q 1+ ε 2
q · + | β|4 q3 X 3/2 · + q3 X −1/2+2δ · 5/2 5/2
| m |2 q2 |m|5/2 q5/2 q |m|
q 1+ ε | β|4 q1/2 X 3/2 q3/2 X −1/2+2δ
2
+ + .
|m| |m|5/2 |m|5/2
1<|m|≤q qm≤n<q(m+1)
1 1 1
q ∑ q1/2+ε
|m|
+ | β|2 q1/4+ε X 3/4
|m| 5/4
+ q3/4 X −1/4+δ
|m|5/4
1<|m|≤q
q 3/2+ε
+ | β|2 q5/4+ε X 3/4 + q7/4 X −1/4+δ .
Putting this bound together with (3.9), (3.4), and (3.1) yields that
T HE MAIN TERM
In this section, we prove Lemma 3. Note that we have that
= X log( X/q2 ) + O( X ).
It can then be checked that the contribution due to β < 1/X can be disregarded.
Indeed, we have that
Z 1/X
ϕ(q) 1
∑ q 0
| Iq ( β)|dβ ≤
X ∑ X (log( X/q2 ) + 1) X 1/2 .
q≤ Q q≤ Q
We shall therefore now restrict our attention to β ≥ 1/X. Note that we have that
by integration by parts
Z
Iq ( β) = (log x + 2γ − 2 log q)w( x )e( xβ)dβ = Iq1 ( β) + Iq2 ( β)
where
1 w( x )
Z
Iq1 ( β) = e( xβ)dx
2πiβ x
Z X
1
Iq2 ( β) = (log x + 2γ − 2 log q)w0 ( x )e( xβ)dx.
2πiβ X −Y
We have that
Z X
1 1
Iq2 ( β) log x + 2γ − 2 log qdx (log( X/q2 ) + 2γ).
βY X −Y β
Also, we have that
Z β −1 Z β −1 Z X !
1 w( x ) −1 |e( xβ) − 1| −1 w( x )
Iq1 ( β)
= dx + O β dx + β β−1 x e( xβ)dx .
2πiβ 1/2 x 1/2 x
so
Z 1/( aq)
1
E=2 ∑ q ∑ | Iq ( β)|dβ
q≤ Q Q< a≤q+ Q 1/X
( a,q)=1
log( β−1 )
Z 1/( aq) Z 1/(qQ)
1 1 1 ϕ(q) 1
=
π ∑ q ∑ q 1/X β
dβ + O ∑ q 1/X β
2
(log( X/q ) + 1)dβ .
q≤ Q Q< a≤q+ Q q≤ Q
( a,q)=1
1 1
Z 1/( aq)
log( β−1 ) ϕ(q) √
∑ q ∑ q 1/X 2πβ
dβ ∑ q
((log X )2 − log(2qQ)2 ) X log X
q≤ Q Q< a≤q+ Q q≤ Q
( a,q)=1
by partial summation.
Now we shall show that with
log( β−1 )
Z 1/( aq)
1 1
S=
π ∑ q ∑ β
dβ
q≤ Q Q< a≤q+ Q 1/X
( a,q)=1
1 1
=
2π ∑ q ∑ log2 X − log2 ( aq),
q≤ Q Q< a≤q+ Q
( a,q)=1
√ √
S = C X log X + O( X ) with C =.
From the identity
1(a,q)=1 = ∑ µ(d)
d| a
d|q
we obtain that
where
1 1
S2 =
2π ∑ µ(d) ∑ q ∑ log2 X − log2 ( aq),
Q≥d> X 1/4 q≤ Q Q< a≤q+ Q
d|q d| a
and
1 1
S3 =
2π ∑ µ(d) ∑ q ∑ log2 X − log2 ( aq).
d≤ X 1/4 q≤ Q Q< a≤q+ Q
d|q d| a
ON THE MEAN VALUE OF THE MAGNITUDE OF AN EXPONENTIAL SUM 11
Note that
1
S2 log2 X ∑ ∑ ∑ 1
Q≥d> X 1/4 q ≤ Q q Q< a≤q+ Q
d|q d| a
1 Q
log2 X ∑ ∑ ·
Q≥d> X 1/4 q ≤ Q q d
d|q
1
Q log3 X ∑ d2
Q≥d> X 1/4
1/4 3
(3.11) X log X.
1 µ(d)
S4 =
2π ∑ d ∑ log2 X,
d≤ X 1/4 q0 ≤ Q/d
Z q0 +Q/d
1 µ(d) 1
S5 =
2π ∑ d ∑ q0 Q/d
log2 (yq0 d2 )dy.
d≤ X 1/4 q0 ≤ Q/d
Note that
(3.12)
1 µ(d) 1 √
S4 =
2π
Q log2 X ∑ d 2
(1 + O( X −1/4 )) =
2πζ (2)
X log2 X + O( X 1/4 log2 X ).
d≤ X 1/4
2π ∑1/4 d2 1
= (−2 log(tdQ) + log2 (tdQ))
Q
d≤ X
1 d dt
+ + 2 log(tdQ) log 1 + dt + O( X 1/2 )
t Q Q
Q
= (log2 X − 4 log X + (2 log 2 − 2) log X − Li2 (−1) log X ) + O( X 1/2 )
2πζ (2)
1 √ √
= X log2 X − C X log X + O( X 1/2 )
2πζ (2)
where
3 18 6 log 2 1
C= 3
(4 + 2 − 2 log 2 + Li2 (−1)) = 3 − 3
− ≈ 0.366 . . . .
π π π 4π
The desired result then follows.
4. A CKNOWLEDGEMENTS
The author is thankful to Maksym Radziwiłł and Liyang Yang for discussions
of this problem and Vinayak Kumar for reading an earlier draft of this paper.
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