Chapter Three New States and Reorientations (QUIZ#3)
Chapter Three New States and Reorientations (QUIZ#3)
Chapter Three New States and Reorientations (QUIZ#3)
The first emperor of China’s Ming dynasty (1368–1644) declared a new policy in 1368: Maritime trade
would henceforth be a government monopoly.
trade with China, and private trade would no longer be allowed. This new definition of the tribute trade
refocused Southeast Asian polities both economically and politically. The Chinese emperor welcomed
tribute missions
bringing goods, information, and affirmations of loyalty; Southeast Asian portpolities with the
organizational and financial resources took advantage of the
example, “Luzon” sent missions in 1372, 1405, and 1410, and the rising southern port of Sulu sent six
missions between 1370 and 1424. Some rulers traveled to China to pay fealty in person, and when one
Sulu ruler died at the Chinese court, he was given a respectful funeral attended by the emperor. Official
He’s seven expeditions from 1405 to 1443 included one or two visits to Sulu.
These parameters for the tribute trade lasted only about a century before
Chinese emperors abandoned state trading. But it was long enough to stimulate the development of
powerful port-states throughout the region. On the
mainland, Ayutthaya (in Thailand), Champa (southern Vietnam), and Cambodia and, in island Southeast
Asia, Brunei, Java, and Melaka all benefited from
Chinese engagement. Melaka was established about 1400 by a prince in exile from Srivijaya. On the west
coast of the Malay Peninsula facing the strait
Chapter Three
Reorientations, 1368–1764
that came to bear its name, Melaka (Malacca) was in a position to control
maritime trade between India and China. The Ming trade edict offered the
first rulers of this new port-state a timely opportunity, and they made several
personal appearances at the Chinese capital to secure the emperor’s backing.
The port-state polities that grew during the Ming tribute trade were urban
the diverse groups who traded in the region—Chinese and Southeast Asians,
Indians, Arabs, Turks, and Armenians. After the Chinese emperors lost interest in the southern trade,
these port-states continued to dominate the region as
political, commercial, and cultural centers until the end of the sixteenth century. They played a
particularly important role in the diffusion of Islam as a
place in Southeast Asia. To some people, the conversion of most of the population to Hispanic
Catholicism over the sixteenth and seventeenth centuries
confirms a sense of cultural apartness; some Filipinos even see it as diversion from an “authentic”
identity. When viewed from a wider lens, however,
we see that the whole region was undergoing tremendous change at this
time, much of which served to differentiate one area from another. Anthony
Asia, argues that religious change often occurs during upheavals and disruptions of the old order that
highlight inadequacies in the old belief system:
both Sunni Islam and Catholic Christianity.”1 For the Philippine and eastern
conquest and competing missionary pressure, this period certainly represented a disruption of the old
order. In this sense, the Philippines was well
within the regional mainstream of religious change. And like religions already practiced in Southeast
Asia, Islam and Christianity closely linked spirituality to governance.
Islam
Islam had first entered Southeast Asia in the thirteenth century through Indian and Arab traders and
missionaries who converted port rulers on the
and Southeast Asia. The Ming tribute trade beginning in 1368 brought even
42 Chapter Three
more traffic, including Chinese Muslim merchants and Arab and Indian missionaries. The first important
commercial center in Southeast Asia to convert
and cultural pull. Srivijaya’s court style—based on loyalty to the ruler, hierarchy, marriage alliances, and
the proceeds of thriving trade—did not disappear with Melaka’s conversion, but was gradually imbued
with Islamic
traits, beliefs, and practices. The court language of Malay, widely used
throughout the maritime region, began to be written in Arabic script, and the
moral, military, and commercial momentum of the new faith among port
A Muslim ruler found that Islam helped him build and centralize political
power, which rested on three bases: material reward, coercion, and spiritual
power. Conversion strengthened a datu’s commercial advantages through favored access to growing
Muslim trade networks. Greater wealth led to more
armed troops and slaves, which in turn increased the ability to collect tribute
and make alliances. The third element of power was more complicated. Certain aspects of Islam—
equality of all believers before God, the importance of
forms of spiritual power. The Muslim ruler was not divine, but “God’s
shadow on earth” and defender of the faith. Yet a royal ruler—a sultan—was
imbued with a charge of spiritual power (daulat) that had clear antecedents in
pre-Islamic culture. So the surrounding religious experts, rather than competing with his spiritual power,
worked in its service to “overrule” local spirits
and local datus alike. The faith also lent the ruler moral justification for conquering rivals and final
authority in appointing religious officials and adjudicating disputes.
charge of the palace and the port. The datu class as a whole took advantage
Sulu, the island group near northeast Borneo, was home to the first sultanate and supra-barangay state
in the Philippine archipelago. Sulu appeared
in Chinese records beginning in 1349 and sent several tribute missions during the early Ming dynasty.
According to historian Cesar Majul, Sulu was visited by Chinese Muslim traders and Arab missionaries
who began to spread
the faith in the late fourteenth century. Paduka Batara, the Sulu ruler who died
in China, left two sons to be raised among Chinese Muslims. But Sulu did not
have a Muslim ruler until about 1450, when Rajah Baginda (a Minangkabau
prince) and Sayyid Abu Bakr (sayyid signifies descent from the Prophet
arrived in Sulu with a group of wealthy merchants and married locally, but
lacked the spiritual credentials to become more than a paramount datu. Abu
Bakr, with his prestigious lineage, had the necessary stature. He allied with
Majul tells us that Abu Bakr introduced “not Islam as such but Islam as a
form of state religion with its attendant political and social institutions” modeled on those of Melaka.3
The sultanate spread its religion and authority from
the port of Jolo to the interior of Sulu and neighboring islands, claiming ownership of land and rights
over all subject peoples. Authority was established
through missionary activity and the creation of political districts. Each district
was administered by a panglima, an official one rank lower than a datu, who
collected taxes, adjudicated disputes, organized conscripted labor, and announced royal decrees. A later
observer confirmed the centralization of Muslim polities, noting that laws were enacted by “the greatest
chief, whom all
the rest obeyed.”4 Sulu’s diverse population was incorporated into the authority of the sultanate
through the assignment of panglima posts to leading
44 Chapter Three
Figure 3.1. The Mosque at Tawi-Tawi: Said to be the first in the Philippines (courtesy
Sama-Bajaw ethnic groups.5 The Tausug were the dominant local group, with
whom the new rulers intermarried; their language began to borrow heavily
and European observers noted, however, how little their lifestyles changed
with conversion, sometimes entailing only abstention from eating pork. Ignorance of the Koran,
arbitrary application of Islamic law, and marriage with
being incorporated gradually into existing beliefs and practices, as it continues to be today. Groups that
did not accept Islam were proselytized, but generally not forcibly converted as long as they accepted the
political authority
of the sultanate. Nevertheless, they were clearly set apart from the community, and were henceforth
treated differently from Muslims (see box 3.1).
The important new division between believers and nonbelievers—those inside and those outside the
community—is reflected in the practice of slavery.
Among Muslims, who were considered equal before God, slaves were no
longer taken except in debt bondage; chattel slaves who accepted Islam were
well. Thomas McKenna discusses the “amalgam of armed force, material remuneration, and cultural
commitment” that maintained the social order in
aliens may have worked to sustain the stratification system largely through its
Christianity
ended almost eight hundred years of Muslim political rule over much of the
Iberian Peninsula (711–1492) and expelled Spanish and North African Muslims and Jews from their
realm. In all their endeavors, Spanish religious
also driven by the desire for wealth and profit, something they had in common with Muslim traders in
Southeast Asia. Despite the protests of missionaries on board, the five Spanish expeditions to the
Philippines in the sixteenth
Sulu
“The hill people were still unconverted. The coast people said, ‘Let’s fight the hill
people and convert them to Islam.’ But Abubakar would not allow it, and instead told
the people to pound rice and make cakes and clothing. Then the coast people
marched inland to a place now called Pahayan. Abubakar sent word to the head man
that he was an Arabian who could be spoken to by writing on paper. The head man,
called in those days ‘Tomoai,’ said that he did not want to see him for he did not want
to change the customs of his ancestors. So Abubakar approached and threw cakes and
clothing into the houses of the [hill people]. The children ate the cakes, but the older
people thought them poison and gave them to the dogs. The dogs were not killed and
the children went out to the camp of Abubakar where they were treated kindly. The
two tribes came to an understanding. That night Abubakar slept in the house of the
chief. The chief had a dream that he was living in a large house with beautiful
decorations. Abubakar interpreted the dream saying that the house was the new
religion and the decorations its benefits. The news spread and after much difficulty the
people were converted.”
Mindanao Herald, February 3, 1909, quoted in Cesar Adib Majul, Muslims in the
Mindanao
“Sherif Kabungsuwan sailed from Mecca with many [ships] filled with warriors and
“After many months of travel and much fighting on both sea and land, he arrived
and disembarked with part of his people at Malabang. Others of his people went on
eastward to Parang-Parang, and others again went still further, to the lower Rio
Grande, where they built the town of Cotabato. So were the people of Kabungsuwan
“After a time . . . [he found that] many of the people [in Cotabato] had ceased to
regard the teachings of the Koran and had fallen into evil ways. . . . Kabungsuwan
with a portion of his warriors went from Malabang to Cotabato and . . . assembled
together all the people. Those of them who had done evilly and disregarded the
teachings of the Koran and would not swear to repent, live in the fear of God and
obey the Koran thenceforth, he drove out of the town into the hills, with their wives
and children.
“These wicked ones who were thus cast out were the beginnings of the tribes of the
Tirurais and Manobos, who live to the east of Cotabato in the country into which their
evil forefathers were driven. And even to this day they worship not God; neither do
they obey the teachings of the Koran. . . . But the people of Kabungsuwan, who
regarded the teachings of the Koran and lived in fear of God, prospered and increased,
The object of the Spaniards, as of the Portuguese before them and the
Dutch soon to follow, was to capture and monopolize the highly profitable
spice trade that stretched from a group of islands called the Moluccas (now
population and prosperity after the disastrous, plague-ridden fourteenth century and experiencing a
rising demand for exotic Eastern goods that sharply
spiked from 1550 to 1620.7 The extremely high price of spices made them
Pepper, cloves, nutmeg, and cinnamon were the fashion of the day on the tables of the rich, where
“prepared foods were virtually buried under spices”
and they were “passed around on a gold or silver tray—the spice platter—
Before Europeans entered the trade directly, these spices were collected
from local producers by Southeast Asian traders and delivered to the Muslim
entrepôts of Melaka and Aceh on the Strait of Malacca. Through the Indian
Ocean, around the Indian subcontinent, and through the Persian Gulf, they
were carried on Indian, Arab, or Turkish ships. Across the desert at the
Mediterranean ports, the Egyptian ruler took his cut. Finally, Venetian sailors
completed the last leg of the journey, bringing the now highly expensive
product to European ports. Wresting this trade from Muslim control was a
by the Portuguese. In 1499, they began capturing seaports along the route and
destroying their Muslim rivals to monopolize the trade through superior military power. In 1511, they
captured Melaka, forcing the sultanate into exile.
The goal in this navigational race—by this time the Spanish were involved—was direct access to the
primary producers of Maluku. Competition
between the two Catholic powers was mediated by the pope, who drew a line
that the Spanish crown, sponsoring the Italian Christopher Columbus, sought
across the Atlantic, around South America, and over the Pacific to chart the
western route to Maluku, “discovering” the Philippines along the way. In fact,
Magellan may have heard about the archipelago when he was previously in
world it was that the Europeans were entering was that Magellan’s expedition
had little trouble finding interpreters (usually slaves) who spoke languages
immediately began to trade and exchange gifts. From the Spanish side came
hats, knives, mirrors, combs, bells, and ivory. The Visayans brought fish,
poultry, palm wine, bananas and coconuts, ginger, and gold. One of the first
datus encountered by the expedition was the “king” of Butuan, who “was
very grandly decked out” and ate off gold dishes.10 He and Magellan became
After a few weeks of friendly meetings, eating, and drinking, the Spaniards
held Easter Mass in the settlement. Two datus joined in the worship, kissing
the cross but not making an offering nor taking communion. Before the expedition moved on,
Magellan’s men erected a cross on the highest summit
“for their benefit.” If they followed his admonition to “adore it” every morning, he said, nothing would
harm them. In this first encounter, the Spanish
clearly associated religious belief with military prowess in a way that was locally comprehensible.
which Magellan had been told in Butuan was the largest settlement with the
gold jewelry, cloth, and boats, Cebu depended on trade for its food and had
been trading in foreign goods since at least the thirteenth century. So when
course and tried to collect tribute from him, as he had from a recently departed Siamese vessel.
Magellan refused, asserting the superiority of his own
king and again demonstrating his weaponry. Upon this display of power and
the whispered (but erroneous) information from a Muslim trader that these
were the same people who had conquered Melaka, the rajah offered to pay
tribute to Magellan’s king. Magellan responded that he sought not tribute, but
Magellan made it clear that his only enemies would be “those who hate our
faith,” while those who became Christian of their own free will “would be
better regarded and treated than the others.” He added that as a Christian, Rajah Humabon could more
easily defeat his enemies. Thereupon the rajah and
his subordinate chiefs expressed interest in learning about the religion. In the
next week, about eight hundred people in Cebu and some surrounding islands
were baptized, taught to adore the cross daily on their knees, and asked to
burn their diwatas. Not many were willing to take the last step. Adopting a
not. Magellan eventually convinced some by healing a sick man, and he began the process of localization
when he baptized Humabon’s “queen” and
48 Chapter Three
gave her a carved wooden child Jesus to take the place of her “idols.” Known
as the Santo Niño, the baby Jesus image was later widely adopted by Filipino
Christians. Historian Zeus Salazar traces this to “the early identification of the
Christian image in Cebu (1521–1565) as the representation (likha) of an anito (divinity) connected with
the sun, the sea and agriculture.”11
Magellan also tried to reorient the existing power structure toward Spain
by having all the datus pledge loyalty to Rajah Humabon and Humabon himself to the king of Spain. But
not all were prepared to follow Humabon into
alliance with the newly arrived power. One village on the neighboring island
of Mactan was burned for refusing to convert and Mactan’s powerful chief,
Lapulapu, took this opportunity to move against Cebu’s rajah, who was
probably his brother-in-law. On his own initiative, Magellan went into battle to punish the disobedient
vassal of the one whom he had declared paramount. Recklessly, he refused Humabon’s offer of
reinforcements, aiming to
show the power of the vastly outnumbered Christians against the assembled
forces of Lapulapu. The result was a rout in which Magellan himself was
killed and his body never recovered. Having failed to see the divine backing
in warfare that Magellan had promised, Humabon hastily tried to recover his
position by turning on the Spanish survivors. The Santo Niño was hidden
away by the Visayans, and the survivors of the expedition spent several
crossed their path—before sailing back to Spain to complete the first circumnavigation of the globe.
Over the next fifty years, Spain sent four more expeditions, including one that
first used the name “Felipinas” (after King Philip II) for some of the islands.
These culminated in the expedition of Miguel Lopez de Legazpi, which returned to seize Cebu in 1565
and after three years succeeded in converting the
Santo Niño (which had acquired divine status in connection with Magellan’s
unavenged death), key defections to his side, and the interest of local traders
William Henry Scott, “All these sellers swore allegiance to the Spanish
Crown: the tribute which was required for doing business with customers
who paid in hard specie and offered military protection.” This was, in other
shortages and attacks from the Portuguese. Another problem became apparent when “seven or eight
Luzon natives came to see the Spaniards and asked
New States and Reorientations, 1368–1764 49
for permission to come there and trade. . . . The[ir] ships were laden with . . .
iron, tin, ceramics, scarves, light wool cloth, glossy and fine tafettas and other
the viceroy of Mexico that Maynilad (Manila) on the northern island of Luzon would be a superior base
because of its direct access to the China trade,
which did not come to Cebu. In 1571, the fledgling state followed the trade
Maynilad in the sixteenth century was an emerging center within the orbit
of Brunei, a sultanate on the north coast of Borneo that was a powerful rival
of Sulu. Chinese sources tell us that at its height Brunei had a fleet of more
than one hundred war vessels; its ruler traveled with an entourage of five
hundred armed men and in a raid on Sulu acquired two large pearls and the
daughter of the ruler in marriage.14 Brunei’s power extended east from the
island of Borneo to the Sulu archipelago and north to Palawan and into Luzon. Maynilad’s rulers were
Brunei aristocrats intermarried with Tagalog
elites. The Maynilad ruling class was bilingual in Malay and Tagalog, and
the latter was rapidly absorbing Malay vocabulary in the fields of commerce,
material culture, and religion. Unlike the Visayans, who seem not to have
had writing when the Spaniards arrived, many Tagalogs were literate in their
local script. But unlike the Tausugs in Sulu and Malays in Melaka and
Brunei, their language was not yet written in the Arabic script. They were
The ruler of Maynilad was the son of a Luzon datu and grandson of a
Brunei king; Brunei Malays also ruled Tondo and other settlements around
were unable to mount an effective defense against the Spanish. One datu who
signed a treaty with Legazpi told him, “There is no king and no sole authority in this land; but everyone
holds his own view and opinion, and does as he
prefers.”15 With the help of six hundred Visayan troops, Legazpi conquered
Asian trade. The enormity of the endeavor cannot be overstated. Like their
Muslim rivals, the Spanish sought to replace “pagan” beliefs with a religion
of the book. Moreover, they tried to bring all the islands under a single political and religious authority
for the first time. This process was neither unopposed nor completely successful. Among the islands
Spain claimed were
Maluku and Mindanao. For a period in the seventeenth century, when the
Spanish and Portuguese crowns were united, Spain did control Maluku, but
50 Chapter Three
control until almost the end of its three-hundred-year colonial tenure and was
is a (contested) part of the Philippines. It could have been otherwise; the geobody we now call “the
Philippines” was not yet determined.
The extension of Spanish rule through lowland Luzon and the Visayas took
many decades of combined military and missionary action. Like other colonial powers, the Spanish did
not have much manpower and relied on a combination of local alliances and superior firepower.
Inducements offered to datus to accept the new authority included gifts, housing, medical treatment,
protection from soldiers, and the ritual and pageantry of Catholic practice. If
were Spanish friars—Augustinian, Franciscan, Jesuit, Dominican, and Augustinian Recollect missionaries.
Because Spain’s “right” to the Philippines
these religious orders were official agents of the colonial state assigned to different parts of the
archipelago.
The mission to convert was inseparable from the goal of political pacification. Missionary friars became
parish priests, learning local languages and
friar was everywhere—mobilizing people for state and church work, cajoling
their support through sermons, and punishing the sins they revealed in confession. For the friar, religion
was a tool of both liberation and subordination.
Imbued with a deep sense of righteousness and moral ascendancy, the friar
hoped the conversion of the “heathens” would bring about their salvation. At
the same time, the threat of eternal damnation helped ensure loyalty to the
norms and practices to create a “folk Catholicism” unique to the Philippines.16 Typical examples were
the adoption of Catholic icons to correspond
to the waning power of specific anito and diwata and the worship of revered
ancestors along with the new Catholic saints (who were seen, reasonably
alike: “The indio [native] and the Spaniard shared an intrinsically similar
knowledge, hence the mediating role of priests and shamans [baylan].”17 This
similarity greatly aided in the conquest of the Philippines: Just as datu power
Another important component of conquista espiritual was hostility to Islam, which complemented the
Muslim distinction between believers and nonbelievers. Because Muslims were highly resistant to
missionary efforts,
Spaniards saw them as qualitatively different from the “heathens” they were
Christianizing. The Spanish referred to the new Christians of Luzon and the
Philippines, as indios or naturales (natives). They called the Muslims “Moros” after the hated Moors of
Islamic Spain, and they described Islam as a
noxious weed that “had taken root in [Brunei] before we took possession of
the Philippines; and from that island they had come to preach it in Manila,
where they had begun to teach it publicly when our people arrived and tore it
up by the roots.”18 Once Manila was secure, the Spanish sent military expeditions against Brunei,
cutting its political and economic links with the archipelago.
The proximity of Spanish power caused Brunei to go into decline, concentrated anti-Spanish Muslims in
Sulu, and encouraged the spread of Islam in
the south.19 This created a lasting new division within the territory that would
become the Philippines and undercut the Spanish attempt to rule the entire archipelago. Earlier
divisions of language and local polity now became religiopolitical, with the rival states oriented to
different universal centers, legal systems, and moral codes. Language and naming was especially
sensitive to the
markers of identity tied to a larger Catholic or Muslim world: Baptized Christians took Hispanic Christian
names, while converts to Islam adopted Arabic
Muslim names.
From this time on, Christian communities feared Moro slave raids (as well
Disarmed and forbidden to retaliate, Christians quickly forgot that they themselves had recently
engaged in such raids; they and the Spanish alike condemned Moro “barbarians.” Meanwhile, Islam
spread through southern Mindanao from the port city of Cotabato, and Muslim political practice
continued
in the usual way: “When they find themselves beset by the troops from Filipinas, they make an alliance
and help one another.”20