Shape Factors - Field Test Methods

Stormwater Retention - Field and Laboratory Test Methods
A SunCam Green Continuing Education Course
Field and Laboratory Test Methods
Forward
One of the important steps in the evaluation and design of a stormwater retention
pond is the determination of the type of field and laboratory tests and how many
tests should be conducted at a particular site or for a particular retention pond
system. Typically, a soil boring and a hydraulic conductivity test are conducted
for each stormwater retention pond. The number of soil borings and hydraulic
conductivity tests performed are usually based on local experience, regulatory
criteria, site topography, subsurface hydrogeologic conditions, size of pond, pond
geometry and other factors. In some areas, the regulatory agencies have
established criteria for a minimum number of soil borings and hydraulic
conductivity tests. However, judgment and experience are usually applied in the
decision making process. In this course, methods for estimating the required
number of soil borings and hydraulic conductivity tests are presented which will
allow for a consistent and reproducible approach to characterize the shallow
aquifer system for retention pond designs. These methods should be used as a
general guide and more or fewer tests may become necessary based on local
experience and knowledge, regulatory criteria and/or site hydrogeologic
conditions.
Objective
The objective of this course is to introduce a systematic methodology to a
designer of a stormwater retention pond to select the minimum number of soil
borings and hydraulic conductivity tests needed for a particular site and to
present the applicability of the various tests for stormwater retention pond design.
The course will be presented in two parts. The first part will present the soil
borings that are typically used to characterize the subsurface conditions and the
second part will present the hydraulic conductivity test methods and their
applicability for a particular subsurface condition. The course will conclude with
the proposed methods to select the number and type of soil borings and the
number and type of hydraulic conductivity tests needed for a particular site or for
a particular retention pond system.
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The proposed testing methods and selection of number of tests presented in this
course are intended for the design of stormwater retention ponds in unconfined
shallow aquifer systems.
Soil Borings
To explore the subsurface soil and groundwater table conditions within an area
proposed for a stormwater retention pond, a variety of soil borings, soil
penetration tests and/or ground penetrating radar tests can be performed.
Perhaps the most widely used methods to investigate subsurface conditions
within the shallow depths of an unconfined aquifer, typically conducive for
stormwater retention ponds design, are the Standard Penetration Test (SPT)
borings (ASTM D-1586) or auger borings (ASTM D-1452). Other tests are also
used as supplemental data for the SPT and auger borings. These include cone
penetration tests, ground penetrating radar, and the hand penetrometer.
SPT Borings
Standard Penetration Test borings provide a reasonable soil profile and an

estimate of the relative density of the soils. The soil profile is typically developed
by continuously sampling for the first 10 feet and at intervals of 5 feet thereafter.
The SPT borings measure soil density using a split spoon sampler advanced by
a 140-pound hammer, which is repeatedly dropped 30 inches. The relative
density is reported as the “N-value”, which is the number of blows by the hammer
required to advance the split spoon sampler one (1) foot. The change in relative
density of the soil can be indicative of the change of soil hydraulic conductivity
(the denser the soil the lower the hydraulic conductivity), which can help with the
characterization of the effective aquifer system. However, the measurement of
groundwater table depth in SPT borings is usually less accurate than in auger
borings due to the effects of drilling fluid (bentonite mud) used during the drilling
process. The drilling fluid is typically used to stabilize the open hole while drilling
and sampling in sandy aquifer systems. Although hollow stem auger can be used
to advance the SPT borehole, the drilling fluid method is typically employed to
advance the SPT boreholes in areas of sandy soil and high groundwater table
conditions, which generally occur in areas where stormwater retention ponds are
used for storm water infiltration.
The drilling fluid forms a poorly permeable lining of the borehole walls and can
prevent accurate measurement of the groundwater table, which is an important
factor in the design of stormwater retention ponds.
Auger Borings
Auger borings generally provide a more accurate soil profile and a better
estimate of the depth to the groundwater table. The soil profile is developed by
advancing a flight auger at a slow spin rate that preserves the natural soil profile
and then extracting the auger without spinning. This method allows generating a
complete soil profile that can be visually observed on the flight augers and
collection of representative soil samples at any depth. The drilling method does
not introduce any drilling fluids or other substances into the borehole which is
important for measurement of the groundwater table. The groundwater level
stabilizes in the open borehole after drilling and can be measured accurately. It
is important that a sufficient amount of time is allowed for the stabilization of the
groundwater level in the borehole. Typically, a minimum period of 24 hours is
required for fine sand and silty fine sand soils. For clayey fine sand and clay
soils a longer stabilization time may be required.
For shallow depths, 15 feet or less, the auger borings can also be drilled using a
hand auger, which is also known as a bucket auger. The hand auger typically
consists of a 3-inch diameter tube with cutting blades attached to extendable
metal rods and a cross bar. It is manually advanced into the soil and soil
samples are retrieved every 4 inches of the soil profile. This drilling method
allows for a very accurate characterization of the soil profile and continuous soil
sampling.
Selection of Type and Depth of Borings
For best aquifer characterization, both SPT borings and auger borings can be
drilled to provide an accurate soil profile with soil density data and a reliable
measurement of the groundwater table. However, if only one method is to be
selected, the auger boring method would provide better data for subsurface
characterization of the aquifer system and measurement of the groundwater
table.
Whenever possible, the soil borings shall be extended to the confining layers of
the effective aquifer system. For practical purposes, the effective aquifer
confining layer can be defined as the first low permeability soil layer. Typical
material of confining layers consists of clay, sandy clay, consolidated silt,
hardpan, rock, impervious limestone or other material with a hydraulic
conductivity of 0.1 feet per day or less. In groundwater hydrology, the effective
hydraulic influence of a retention pond is approximately one width of the pond as
measured below the groundwater table. For example, if the average pond width
is 45 feet and the groundwater table is 10 feet below ground surface, the
effective hydraulic influence of the retention pond will be 55 feet below ground
surface. Therefore, when selecting the minimum depth for the soil borings, it is
helpful to know the size and geometry of the pond and an approximate depth of
the groundwater table.
When planning the soil investigation program for retention ponds, the soil borings
should be extended to the first confining layer (poorly permeable soil with
permeability of 0.1 feet per day or less) or to the effective hydraulic influence
depth of the pond, whichever is less. For small retention ponds or for areas of
highly permeable aquifer systems, often the retention ponds can adequately
perform without utilizing the full depth of the aquifer system. In such cases, the
soil borings should be drilled to a sufficient depth to demonstrate the presence
and continuity of the aquifer, to measure the depth of groundwater table and to
verify sufficient depth of the aquifer for adequate operation of the pond. If a
confining layer is not encountered within the drilled depth of the soil borings, then
the bottom of the soil borings shall be used as the confining layer (bottom of
effective aquifer).
Selection of Number of Borings
The complexity of subsurface soil conditions and the variability of aquifer

systems across the world make it very difficult to establish a single criteria to
select the number of soil borings needed to adequately characterize the aquifer
system for stormwater retention ponds. In general, the more variable the
subsurface conditions and the more variable the surface topography, the more
soil borings will be required to characterize the aquifer system. Local knowledge
and experience generally drives the selection of the minimum number of soil
borings for a particular stormwater retention pond. The other factors that can
influence the minimum number of soil borings needed are the amount and
intensity of rainfall, the sensitivity of the downstream drainage systems, the
physical and political consequences of a failed retention system, the regulatory
criteria and enforcement action for a failed retention system, and other related
factors.
The designer is typically required to conduct an adequate investigative and

testing program to design an effective retention system, while maintaining the
cost of such investigations within the locally accepted levels. For example, in
areas where a failure of a retention pond can create significant flood damage or
significant water quality impacts, the level of investigation and testing will be
higher than in areas where a potential pond failure will have minimal impact and
can simply be repaired.
The engineering approach to developing a methodology for selecting a minimum

number of soil borings for a retention pond can be described as follows:
 Minimum number = 1
 Maximum number = between 1 and X
Where,
X = function of pond size, site complexity, drainage area sensitivity, regulatory

criteria, and other locally sensitive factors.
To develop an effective method of selecting the minimum number of soil borings

for a particular area, it is best to draw upon the local knowledge and local data to
create an equation or a matrix that best fits the local practice and regulatory
criteria. The following general equation is provided for a typical unconfined
aquifer system in fine sand formation with medium level of environmental
sensitivity and regulatory control:
L
NB  1  2 A 
2W
Where,
NB = Minimum number of soil borings, rounded to the nearest whole

number (i.e., 2.3 = 2; 3.65 = 4)
A = Average area of retention pond (acres)
L = Average length of retention pond (ft)
W = Average width of retention pond (ft)
This empirical equation was developed from actual data of a geotechnical

engineering consulting firm in Central Florida (Jammal & Associates, Inc.) and
was presented in the “Stormwater Retention Pond Infiltration Analyses in
Unconfirmed Aquifers, Permitting Guidelines for Southwest Florida Water
Management District, 1989” (Andreyev & Wiseman, 1989). By design the
empirical equation has the following three components that affect the selection of
the minimum number of soil borings needed for the design and infiltration
analysis of retention ponds.
1. The first component forces the equation to produce a minimum of one (1)
soil boring for each pond. This was based primarily on the local regulatory
criteria but also serves as minimum data needed to understand the site
conditions and to measure site specific depth to the groundwater table.
2. The second component provides for additional soil borings for larger
ponds. The larger the pond, the more soil borings are needed to identify
variability of subsurface conditions and to measure an average depth to
the groundwater table, which can significantly vary over larger areas.
3. The third component allows for additional soil borings based on geometry
of the pond area. For a given pond area, the larger the length to width
ratio the more soil borings are needed to characterize the variability of
subsurface conditions and to measure the average depth to groundwater
table.
Additional components to this equation can be added to account for the other
influencing factors, such as environmental sensitivity, flood sensitivity,
downstream damage potential, local regulatory criteria, and other factors.
However, the equation presented herein is a good starting point to a consistent
and reproducible method to select the minimum number of soil borings needed to
investigate a stormwater retention pond.
Hydraulic Conductivity
The hydraulic conductivity (interchangeably referred to as permeability) can be
defined as the discharge rate through a unit area under a unit hydraulic gradient.
If the seepage rate, perpendicular flow area and hydraulic gradient are known,
the hydraulic conductivity can be calculated for any flow condition in a laboratory
test or in the field. Likewise, for any situation where the seepage velocity is
known at a point at which the hydraulic gradient and soil porosity are also known,
hydraulic conductivity can be calculated. Although the hydraulic conductivity is
usually constant throughout a given material, the magnitude may vary depending
on several factors such as:
1. The viscosity and quality of the water

2. Grain size distribution of the soils
3. The size and shape of the soil particles
4. Density of the soil
5. Cementation of the soil
6. Degree of soil saturation
All of these factors strongly influence the hydraulic conductivity. The relationship
between the hydraulic conductivity and these factors can be expressed by the
following equation (Darcy 1856):
2 g 2 e3
K D
vC s 1 e
Where:
K = hydraulic conductivity
g = the acceleration due to gravity
v = the kinematic viscosity of water
Cs = particle shape factor
D = the weighted or characteristic particle diameter
e = the void ratio
The characteristic particle diameter D is obtained from a grain size distribution

analysis using the following equation:
D
 Mi
 Mi Di 
Where:
Mi = the mass retained between two adjacent sieves

Di = the mean diameter of the two adjacent sieves
Typical hydraulic conductivity values for granular soils and consolidated materials
are summarized in Table 1. Typical values of hydraulic conductivity for various
soil types in unconfined fine sand and silty fine sand aquifers are presented in
Table 2. There are several direct methods of hydraulic conductivity
measurement which can be performed in the laboratory or in the field. In general,
laboratory tests will yield the most accurate results due to better control of the
test procedures and more accurate measurements of physical parameters of the
soil sample and the water flow rates. Typically, it is possible to obtain relatively
undisturbed soil samples at shallow depths (less than 10 feet) by excavating a pit
and driving a thin-wall, short "Shelby tube" by hand. Obtaining relatively
undisturbed tube samples of sand at more than 10 feet below ground surface or
below groundwater table is generally very difficult.
TABLE 1
Typical Values of Hydraulic Conductivity for Various Soils (Bouwer, 1978)
Type of Soil
(meters/day)*
Clay soils (surface) 0.01 to 0.20
Deep clay beds 10-8 to 10-2
Loam soils (surface) 0.1 to 1.0
Fine sand 1 to 5
Medium sand 5 to 20
Coarse sand 20 to 100
Gravel 100 to 1,000
Sand and gravel mixes 5 to 100
Clay, sand and gravel mixes (till) 0.001 to 0.1
Sandstone 0.001 to 1.0
Carbonate rock with secondary porosity 0.01 to 1.0

Shale 10-7
Dense, solid rock <10-5
Fractured or weathered rock (aquifers) 0.001 to 10
Fractured or weathered rock (core samples) 0 to 300
Volcanic rock 0 to 1,000
*To convert to feet/day, multiply by 3.281

To convert to inches/hour, multiply by 1.64
TABLE 2
Typical Values of Hydraulic Conductivity for Various Soils
In Unconfined Sand Aquifers in Florida, USA (Andreyev & Wiseman, 1989)
Type of Soil
(feet/day)*
Clayey fine soils and silty fine sands (SM-SC)** 0.01 to 0.5
Slightly silty fine sands (SP-SM) 0.5 to 5
Clean fine sands (SP) 5 to 50
Fine to medium sands (SP) 20 to 100
*To convert to meters/day, divide by 3.281

To convert to inches/hour, divide by 2.0
** SM = Unified Soil Classification System
Laboratory Methods
There are two standard types of laboratory hydraulic conductivity measurements.

The first type involves the collection of an undisturbed Shelby tube soil sample
(ASTM D-1587). The sample is either collected in the horizontal or vertical
direction using a Shelby tube soil sampler and transported to the laboratory for
preparation and testing. The sample can be analyzed using either a falling head
or a constant head method in a laboratory permeameter. A variety of laboratory
permeameters are commercially available. However, the most effective
laboratory permeameter for undisturbed sandy soil samples is the type that does
not require extraction of the soil samples from the Shelby tube. In such a
permeameter, the Shelby tube itself is inserted into the permeameter (without
extracting the soil sample) and the hydraulic conductivity test is conducted. This
minimizes the opportunity for soil sample disturbance during sample extraction
from the Shelby tube and sample preparation. Such a “field-to-lab” permeameter
was designed by Nicolas Andreyev in 1989 and has been successfully used to
measure hydraulic conductivity of loose, sand soil samples for 20 years. A
schematic of this permeameter (not requiring soil sample extraction) is presented
on Figure 1.
Figure 1
Laboratory Permeameter for Undisturbed Tube Soil Samples
( Andreyev, 1989)
The second method of laboratory hydraulic conductivity measurement involves

re-molding a disturbed soil sample, compacting the sample to an estimated in-
place density and then placing it either in a regular laboratory permeameter or a

triaxial shear machine. The triaxial shear machine is generally used for low
hydraulic conductivity soils such as silts, clayey sands and clays. This is primarily
due to the ability of a triaxial shear machine to induce a high hydraulic head
across a soil sample.
Regardless of the equipment used to measure hydraulic conductivity, the falling
head test equation can be expressed as follows:
aL hf
K= ln
At hi
Where:
a = area of the stand pipe
L = length of the soil specimen
A= cross sectional area of the sample
hf = final effective head through the sample
hi = initial effective head through the sample
t = difference in time between initial head (hi) and final head (hf) readings
For the constant head method, a constant hydraulic gradient is applied through
the soil sample and the discharge rate is measured. The equation for constant
head hydraulic conductivity test can be written as follows:
VL
K=
Aht
Where:
V = volume measured after flow through the soil for time, t
L = length of the soil sample
A = cross sectional area of the soil sample
h = effective hydraulic head applied through the soil sample
t = time duration for which flow through volume, V, was measured.
In general, the falling head laboratory permeameter appears to yield more

reliable results when used with undisturbed sand soil samples (Shelby tubes).
For well-drained sand soils, only permeameters that do not require sample
extraction should be used. Laboratory test methods, when applied to undisturbed

soil samples, generally provide very consistent and reliable results for soil
samples collected at shallow depths above the groundwater table. For deeper
deposits of saturated sands, it is difficult to obtain an undisturbed soil sample
and, therefore, this method of hydraulic conductivity measurement becomes
ineffective.
Field Methods
There are generally three types of field hydraulic conductivity tests, namely:
1. Auger hole or tube tests

2. Piezometer tests
3. Pumping tests
Auger-hole tests (also referred to as cased borehole tests) generally involve

drilling an auger hole to the desired depth (cased or uncased) and performing
either a slug test (falling head) or a constant head test. Disturbance of auger hole
walls and setting the casing at a proper depth with a good seal around the casing
are the major concerns for these types of tests.
The piezometer tests usually involve drilling and installing a piezometer

(perforated or slotted well casing) in the drilled bore-hole, with sand or gravel
filling the annular space between the casing and the open hole walls. A variable
head test (slug test) or a constant head test can be used to measure the
hydraulic conductivity. For the slug test, a slug of water is either added or
removed (pumped out) from the piezometer, then the rate of water level recovery
in the well is measured and the hydraulic conductivity is calculated. For the
constant head test, a constant water level is maintained in the casing and the
amount of water applied is recorded over known time periods. Appropriate
equations are then used to calculate hydraulic conductivity. Proper installation
and development of the piezometer play a key role in the accuracy of the
hydraulic conductivity measurement in piezometers.
Steady state or unsteady state pumping tests involve installing a minimum of two
piezometers (or wells) at some measured distance apart, one piezometer is
pumped and the drawdown is measured in the other (observation) piezometer.
To enhance the accuracy of this method, a second or third observation

piezometer can also be installed. This method is less dependent on installation
and development techniques than the piezometer hydraulic conductivity
methods. In the pump test method, the shape of the drawdown curve and the
magnitude of drawdown at the observation piezometer are a function of hydraulic
conductivity and the pumping rate at the pumping piezometer.
Other field methods of hydraulic conductivity measurement include tracer studies

and double ring infiltrometer tests. While in-situ tracer or dye studies can yield
accurate hydraulic conductivity measurement, the time and cost to perform these
types of tests are usually prohibitive. Even in highly transmissive aquifers the
test can take as long as two to six months to detect the tracer in a down-gradient
observation well. Double ring infiltrometer tests are typically used to estimate soil
infiltration or runoff potential. The infiltration rates measured during a double ring
infiltrometer test approximates the vertical hydraulic conductivity only if the
driving hydraulic gradient is 1.0. However, field setups of double ring
infiltrometer tests will generally result in effective hydraulic gradients of more than
1.0. Therefore, the double ring infiltrometer tests can only be used for a limited
purpose and need to be well understood when using the results to estimate
hydraulic conductivity.
Auger-Hole and Piezometer Tests
Prior to conducting a slug test in an auger hole or a piezometer, the stratigraphy

at the test location should be determined by drilling a soil boring. If it is desired
to determine the hydraulic conductivity of the soil at or above the water table,
water must be added to the piezometer instead of being pumped out of the
piezometer. One of the more widely used methods of analyzing permeability
under these conditions has been developed by the U.S. Bureau of Reclamation
(1974). This test method is referred to as the open-end test. The open-end test
(U.S.B.R. designation E-18) consists of installing a casing in the ground to a
desired depth, carefully cleaning out the soil from the casing, leaving the
prepared soil level and flush with the bottom of the casing, then adding water to
the casing at a known rate to maintain a constant water level. The required data
for analysis includes the hydraulic head maintained under a constant rate of flow,
the diameter of the casing, and the average rate of recharge under saturated
conditions, Figure 2.
Figure 2
Open End Pipe Hydraulic Conductivity Test
(U.S. Bureau of Reclamation, 1973)
Hydraulic conductivity is calculated from the following equation for both

conditions:
Q
K=
5.5rh
Where:
Q = flow rate at saturation
r = radius of the casing
h = the hydraulic head differential
Any consistent units may be used in computing hydraulic conductivity.
Several other steady and non-steady flow methods are used in determining in-
situ hydraulic conductivity. The Bureau of Reclamation (1974) also recommends
a method where an uncased borehole (or borehole stabilized by fully perforated
piezometer) is used to conduct constant head field hydraulic conductivity test.
This method is also known as the well permeameter method. Figure 3 presents
the schematics for calculating hydraulic conductivity using the Bureau of
Reclamation constant head well permeameter method (Designation E-19). A
discharge time curve and a sample hydraulic conductivity calculation are
presented on Figure 4.
Figure 3
Open-Hole or Piezometer Permeameter Test for Constant Head
h Q
(sinh-1 - 1)
r 2 T
Condition 1 K= ×
h2  20
h Q
loge
r 2 T
Condition 2 K= ×
1 1 h
-1  20
2
h +
6 3 Tu
h Q
loge
r 2 T
Condition 3 K= ×
h
-1
1 h
-2  20
2
h -
Tu 2 Tu
Where,
K = Hydraulic conductivity, in any consistent units (feet per day, cm/sec)

h = Hydraulic head in open hole or well as depicted on Figure 3.
r = Radius of open hole or well.
Tu = Unsaturated strata as depicted on Figure 3.
Q = Saturated flow rate of water to maintain constant head in test hole.
 = Viscosity of water at temperature T.
 20 = Viscosity of water at 20o C.
Figure 4
Example of Discharge-Time Curve for Well Permeameter Test
h=3.09 feet
r = 0.30 feet
h/r = 10.3
3
Q=7.6/200 = 0.038 ft /min.
3
Q = 54.72 ft /day
o
T = 20 C
K = 1.85 ft/day
Condition 1
Tu > 3h
The U.S. Department of the Navy, Naval Facilities Engineering Command (1974)
has standard methods of performing variable head tests to estimate the in-situ
hydraulic conductivity by means of cased and uncased holes. Figure 5
summarizes the methods of calculating hydraulic conductivity using the U.S.
Department of the Navy methods.
Figure 5
Variable Head Field Test Methods for Hydraulic Conductivity
(U.S. Dept. of Navy, Naval Facilities Engineering Command, 1974)
Figure 5 (continued)
Bouwer (1978) presented an auger-hole method for field hydraulic conductivity

measurement. The diagram for the test method, the hydraulic equation and the
associated dimensionless parameters table are presented in Figure 6.
Figure 6
Variable Head Auger-Hole Method for Field Hydraulic Conductivity
(Boast & Kirkham, 1971)
Ca Values in Table below
Hvorslev (1951) conducted studies for the U.S. Corp of Engineers, Waterways
Experiment Station, to measure the hydraulic conductivity from soil borings,
cased boreholes and piezometers. Whenever a boring is drilled or a piezometer
is installed, the initial water level (hydrostatic pressure) measured in the
borehole/piezometer seldom reflects the true ambient water level. The
groundwater must flow to or from the borehole or piezometer until the measured
water level matches the ambient level. The flow of water to or from the
borehole/piezometer will occur until the hydrostatic pressure gradient approaches
zero and the time in which the flow occurs is referred to as "time lag". This time
lag is related to the permeability of the soil and configuration of the piezometer
/borehole. A basic differential equation for time lag can be written as follows:
dy dt
=
z-y T
Where:
z = initial water level difference at time equals 0 (at the stop of pumping)
y = water level above the datum z at some time t
T = time lag
A diagram presenting these parameters is represented in Figure 7. In the field,

the basic time lag is determined by raising or depressing the head in the
piezometer/borehole and recording the head at a number of time intervals. A plot
is then made with time on an arithmetic scale and the head ratio (h/ho) on a log
scale. The basic time lag is the time at which the head ratio equals 0.37. The
equalization ratio is defined as (I-h/ho); thus when the head ratio is 0.37 the
equalization ratio is 0.63. An equalization ratio of 0.90, which corresponds to a
time lag of 2.3 x the basic time lag is considered by Hvorslev to be adequate for
many practical purposes. The basic time lag T corresponds to H = 0.37ho: that is,
ln( ho ) ln(ho )
= = ln( 2.7) = 1.0
h 0.37ho
Figure 8 presents a summary of formulas compiled by Hvorslev (1951) for the

determination of hydraulic conductivity by constant head, variable head and basic
time lag tests.
Figure 7
Diagram of the Time Lag Field Method for Hydraulic Conductivity
(Hvorslev, 1951)
Figure 8
Constant & Variable Head & Time Lag Hydraulic Conductivity Equations
(Compiled by Hvorslev, 1951)
D=diameter of soil sample

d = diameter of standpipe
L = length of soil sample
hc = constant piezometer head
h1 = piezometer head for time t1
h2 = piezometer head for time t2
q = flow rate of water
t = time
T = basic time lag
kv = vertical hydraulic conductivity
kh = horizontal hydraulic conductivity
km = mean hydraulic conductivity = kv k h
kh
m = transformation ratio =
kv
Pumping Tests
The third method of measuring permeability in the field is to conduct a pumping

test. Both short term and long term pumping times can be used depending upon
the aquifer type being tested, the pumping rate and distance between wells. In
general, a pumping test consists of installing a minimum of one pumping well and
one observation well at some reasonable distance away from the pumping well,
Figure 9. Typical (reasonable) distances of observation wells in sandy shallow
aquifer system vary from about 5 to 30 feet. In general, it is desired to record a
measurable drawdown in the observation wells. If the observation wells are
installed too far from the pumping well, minimum or no drawdown would be
measured and a reliable hydraulic conductivity value could not be calculated.
Figure 9
Pumping Test with Two Wells & Drawdown Profile
The pumping well and observation well should be installed with the same
characteristics (same depth and screen interval). Prior to initiating pumping, the
static water level below the top of the casing should be measured in all wells.
Then one well should be pumped at as high a rate as possible (to stress the
aquifer) and the drawdown below the static water level should be measured in
the observation well(s).
For shallow unconfined aquifer pumping tests in sandy aquifers, the yield is
generally low and the groundwater typically mixes with air. Therefore, the volume
of water pumped should be measured using calibrated containers (i.e., 55 gallon
calibrated drums) and the time to fill each container or a fraction should be
recorded. This will yield a better estimate of the average pumping rate for the
hydraulic conductivity calculation since the drawdown in the observation well is

more a function of the total volume of water removed than the instantaneous flow
rate. In highly transmissive aquifers where sufficiently high withdrawal rates are
necessary to produce measureable drawdown, other methods such as
installation of an in-line flow meter or an orifice is more appropriate. Minimum
pumping time to produce reliable results is 8 hours for short-term unconfined
aquifer pumping tests. However, longer pumping periods are preferable. For
shallow unconfined aquifers (sand aquifers), the wells are typically placed no
further than 5 feet apart for short duration pumping tests and no greater than 10
feet for long duration pumping tests. For highly transmissive aquifers (such as
limestone or gravel aquifers) observation wells can be installed at distances of
100 to 300 feet away from the pumping well.
For unconfined aquifer short-term pump tests, very few methods are available to
evaluate the data. One reliable method is the match-point method presented in
Lohman (1972). This method consists of plotting the drawdown versus time in the
observation well on a log-log scale paper and superimposing a family of type
curves developed by Boulton (1963). This family of type curves, developed by
Boulton, is presented in Figure 10.
Figure 10
Delayed-Yield Type Curves
U.S Department of Interior Geological Survey, Professional Paper 708
(Boulton, 1963)
4Tt
r 2Se
10
4Ts r/B
Q 1
S(ft)
0.1
1.0 10.0 t(min) 100.0 1,000
4Tt
r 2Sl
For a pumping test in an unconfined aquifer the red curve above represents the
best match of drawdown versus time data for a pump test observation well. The
following aquifer conditions and pump test data produced the matching curve:
1. The pumping well and the observation well fully penetrate the unconfined
aquifer with a total saturated thickness of 55.0 feet.
2. The observation well is located 18.3 feet away from the pumping well.
3. Average pumping rate for a 10-hour pump test was 16.5 gpm.
The drawdown results at the observation well are plotted on a log-log paper with
the same scale as the “type-curve” graph presented above. Then the pump test
data curve is matched to the one of the “type” curves. Once the test data is
matched on the graph above, the hydraulic conductivity can be calculated as

follows:
1. Select any point along the matched line and obtain the values on the left
coordinates from both the “type-curves” graph and the drawdown (s) versus
time (t) curve graph. For the above example, pick any point on the red line
(drawdown line) and follow the purple line to the left to read the following
values:
s = 0.7 ft [from the s-t graph]
4Ts = 2.8 [from the type-curve graph]

Q
2. Calculate transmissivity, T, by solving the above equations.
2.8Q 2.8(16.5gpmx1440 min/ dayx 0.134ft 3 / gal )

T= = = 1010.9ft 2 / day
4s 4 (0.7ft )
3. Calculate horizontal hydraulic conductivity, K, as follows:
K= T/H=1010.9 ft2/day/55.0 ft = 18.38 ft/day
Where, H is the effective saturated thickness of the unconfined aquifer.
Double-ring Infiltrometer Test
A popular method to estimate in-situ infiltration rate from stormwater retention

ponds is the double-ring infiltrometer test (ASTM D-3385). This test involves the
use of cylindrical devices in which an inner ring is placed within a larger outer
ring. Typical diameters are 14 inches for the inner ring and 36 inches for the
outer ring. Both rings are pushed or driven into the soil to a depth of 2 to 4
inches below grade.
A constant water level is maintained inside both rings and the amount of water
added to maintain this constant head within the inner ring is measured versus
time. The infiltration rate is then plotted on a log scale versus time on an
arithmetic scale. Infiltration at various times can be predicted using Horton's
equation as follows:
It = Ic + (Io – Ic) e-kt
Where:
It = infiltration rate as a function of time
Ic = final or ultimate infiltration rate
Io = initial infiltration rate
k = recession constant
t = time
The total volume of infiltration using the Horton’s equation is determined by

integrating the area under the curve.
(I o - Ic )
Iv = ∫to I (t ) = Ic + (1 - e - Kt )
K
Example terms of these equations are presented graphically in Figure 11. For
most soils, k is not constant and it is difficult to obtain an average value. Horton's
equation appears to be most suited for describing infiltration when the water is
applied by rain or sprinkling systems, and then only for relatively short time
periods (Bouwer 1978). It should be realized that field data (I, and t) for
evaluation of the parameters in the empirical infiltration equation must be
obtained for the same conditions as will occur for the infiltration systems to be
predicted with equations. These conditions include duration of infiltration event,
quality of water applied, depth of flooding, velocity of water above ground
(ponded or flowing), soil conditions, and size and geometry of field tests (Bouwer
1978).
Figure 11
Example of Double Ring Infiltrometer Test
Results &Horton’s Infiltration Curve
The main source of error with this technique is lateral diversion of the flow below
the cylinder, which may be due to unsaturated flow (Bouwer 1961;
Swartzendruber and Olsen 1961; Talsma 1970) or to restricting layers in the soil
(Evans et al., 1950). Since the amount of infiltration contributing to the diversions
will be minimal, when infiltration takes place over a large area like a field or
retention pond, the test results will lead to an over-estimation of infiltration rates.
Diversions of flow below the cylinder due to unsaturated flow can be minimized
by increasing the diameter of the cylinder. However, flow diversions due to lateral
flow above restrictive layers deeper in the profile can be avoided only by using
full scale ponds for the infiltration measurements (Bouwer 1978).
When using double-ring infiltrometer test data to estimate stormwater infiltration

from retention ponds, the following comments and suggestions shall be
considered:
 If the test is conducted at the depth of the proposed pond bottom and the
surface is representative of post-construction conditions, the test results
are useful to estimate initial infiltration rates, prior to groundwater
mounding conditions.
 Once the groundwater mound rises to the pond bottom or higher, the
results of a double-ring infiltrometer test are not valid.
 In shallow aquifer conditions where the groundwater mound would
intersect the pond bottom, the use of double-ring infiltrometer tests data
shall be limited to the initial "unsaturated infiltration" analyses only.
 The small area of recharge from the double-ring infiltrometer cannot
produce a significant groundwater mound during the test period.
Therefore, the scale factor between the test area and the area of a
retention pond should be realized when using the results of a double-ring
infiltrometer test.
 The double-ring infiltrometer test data is useful only to estimate the initial
unsaturated infiltration from stormwater retention ponds, except in deep
groundwater conditions where groundwater mound does not intersect the
pond bottom throughout the entire duration of the stormwater runoff and
recovery period.
Evaluation of Field Hydraulic Conductivity Test Methods
All of the field hydraulic conductivity test methods presented in this course
provide reasonably accurate results. Some of the test methods are easier to
install and perform in the field while other test methods are almost impossible to
install and/or perform in sandy unconfined aquifer systems. The following is a
summary of various issues and/or concerns for field hydraulic conductivity tests:
 The field open borehole test or the piezometer test must be set up without
significant disturbance to the surrounding soil.
 The open borehole shall not be allowed to collapse and/or the walls of the
borehole to cave in during the test.
 If casing is installed into a borehole, the soil material in the casing needs
to be removed to the exact depth (bottom of the casing or an exact known
distance below the casing).
 If a piezometer is installed, it should be sufficiently developed to mitigate
the installation soil disturbance effects.
 All assumptions and conditions of the test method and equation
restrictions shall be satisfied. This is typically ignored and leads to
significant errors in calculating the value of hydraulic conductivity.
 Field hydraulic conductivity test methods in open boreholes (without a
piezometer to hold the open borehole walls) in well drained sandy soils
are not appropriate and should not be used.
 Cased borehole methods generally provide reasonable results when used
in measuring hydraulic conductivity of sandy soils above the groundwater
table.
 Below the groundwater table, only piezometer methods (properly installed
and sufficiently developed) or pump test methods provide reasonable
results.
Selection of Number of Hydraulic Conductivity Tests
Similar to the selection of the number of soil borings, it is difficult to establish a

single criteria to select the number of hydraulic conductivity tests needed for
adequate characterization of the aquifer system for stormwater retention ponds.
Again, local knowledge and experience generally drives the selection of the
minimum number of tests for a particular stormwater retention pond. The other
factors that can influence the minimum number of tests include the total number
of soil borings drilled for the retention pond evaluation and design, the sensitivity
of the downstream drainage systems, the physical and political consequences of
a failed retention system, the regulatory criteria and enforcement action for the
retention system. The designer is typically required to conduct an adequate
investigative and testing program to design an effective retention system, while
maintaining the cost of such an investigation and testing within the locally
accepted levels. For example, in areas where the failure of a retention pond can
create significant flood damage or significant water quality impacts, the level of
investigation and testing will be higher than in areas where a potential pond
failure will have minimal impact and can simply be repaired.
The engineering approach to developing a methodology for selecting a minimum

number of hydraulic conductivity tests for a retention pond can be described as
follows:
 Minimum number = 1
 Maximum number = between 1 and X
Where,
X= function of the number of soil borings drilled, site complexity, drainage area
sensitivity, regulatory criteria, and other locally sensitive factors.
To develop an effective method of selecting the minimum number of hydraulic

conductivity tests for a particular area, it is best to draw upon the local knowledge
and data to create an equation or a matrix that best fits the local practice and
regulatory criteria. The following general equation is provided for a typical
unconfined aquifer system in fine sand formation with a medium level of
environmental sensitivity and regulatory control:
NB
NK = 1 +
4
Where,
NK = Minimum number of hydraulic conductivity tests

NB = Number of soil borings drilled for the pond
This empirical equation was developed from actual data of a geotechnical

engineering consulting firm in Central Florida (Jammal & Associates, Inc.) and
was presented in the “Stormwater Retention Pond Infiltration Analyses in
Unconfined Aquifers, Permitting Guidelines for Southwest Florida Water
Management District, 1989” (Andreyev & Wiseman, 1989). By design the
empirical equation has the following two components that affect the selection of
the minimum number of hydraulic conductivity tests needed for the design and
infiltration analysis of retention ponds.
1. The first component forces the equation to produce a minimum of one (1)
hydraulic conductivity test for each pond. This was based primarily on the
local regulatory criteria but also serves as minimum data needed for the
critical soil layer below the retention pond.
2. The second component provides for additional hydraulic conductivity tests
for larger ponds or for complex aquifer systems. This component is
primarily driven by the number of soil borings that were drilled for the
retention pond, which in itself is an indication of the pond size and/or
complexity.
Conclusions
There are many field and laboratory test methods which can be used to explore
and estimate hydrogeologic conditions and hydraulic parameters of an aquifer. In
most instances, the limitations of the various methods are not clearly understood.
It is essential to review and fully understand all the parameters and the
assumptions of a particular test method. Often there are specific assumptions
and limitations in the test methods. If these assumptions and limitations are
ignored the test results could provide drastically different (erroneous) values.
Only two soil boring test methods were presented in this course. However, many
other methods exist and are used to characterize the shallow aquifer system.
Some are similar to the auger method or the standard penetration test (SPT)
method, but others such as ground penetrating radar (GPR) and cone
penetration methods are significantly different. The same conclusions can be
drawn for similar test methods that provide results similar to those of the SPT
method, while others can only provide supporting data to the tests described in
this course, such as the GPR method. Regardless of the type of soil drilling or
aquifer characterization methods used, the minimum depth of drilling, the number
of soil borings needed and the methods of hydraulic conductivity testing
presented in the course are still valid.
For best aquifer characterization, both SPT borings and auger borings (or other
similar test methods) can be conducted to provide an accurate soil profile with
soil density data and reliable measurement of the groundwater table. However, if
only one method is to be selected, the auger boring method (or other similar
technique) would provide better data for subsurface characterization of the
aquifer system and measurement of the groundwater table. When planning the
soil investigation for retention ponds, the soil borings should be extended to the
first confining layer or to the effective hydraulic influence depth of the pond,
whichever is less.
Laboratory permeability measurements on undisturbed samples generally yield

accurate results. This is primarily due to the controlled laboratory conditions,
where the diameter and length of the sample is known and the measurement of
the flow rate of water through the sample is accurate. Provided that the
undisturbed sample is properly collected and prepared, the test results will be
accurate. However, the hydraulic conductivity value obtained in this method is
usually representative of a discrete interval of the soil stratum within the aquifer.
Thus, to characterize the entire aquifer system, undisturbed tube samples need
to be collected in each soil strata comprising the effective aquifer system. The
primary limitation of this method is the excessive number of tests required for full
characterization of the aquifer system and the fact that undisturbed tube samples
must be collected. Sometimes it is difficult to collect undisturbed tube samples at
or below groundwater table or in loose soil strata. To control the number of tests
and to reduce the cost of testing for stormwater retention ponds, the following
guidelines can be used if only laboratory methods are used to test for hydraulic
conductivity:
 Collect samples and test the lowest hydraulic conductivity soil layers
between the pond bottom and groundwater level to calculate the weighted
average vertical hydraulic conductivity. Estimate the values for the

higher hydraulic conductivity soil layers from published data or from
summary tables included in this course. This approach will produce the
best estimate of average vertical hydraulic conductivity.
 Collect samples and test the highest hydraulic conductivity soil layers of
the effective aquifer system (above and below groundwater table) for
horizontal hydraulic conductivity. Estimate the values for the lower
hydraulic conductivity soil layers from published data or from summary
tables included in this course. This approach will produce the best
estimate of average horizontal hydraulic conductivity.
 Calculate the weighted average hydraulic conductivity values for vertical
and horizontal hydraulic conductivity using the following equations:
L
Weighted Average Kv =
L1 L L L
 2  3  ......... n
Kv1 Kv 2 Kv3 Kv n
Kh1 .L1  Kh2 .L2  Kh3 .L3  ....Khn .Ln

Weighted Average Kh =
L
 To calculate the weighted average vertical hydraulic conductivity, all soil

layers between the pond bottom and the groundwater level must be
included.
 To calculate the weighted average horizontal hydraulic conductivity, all soil
layers between the design water level of the pond and the bottom of the
effective aquifer must be included.
To measure the horizontal hydraulic conductivity of the entire effective aquifer

thickness, full depth piezometer tests or pumping tests can be used. These
methods, if installed and tested properly, provide reliable results and eliminate
estimating hydraulic conductivity for untested soil layers.
In general, the hydraulic conductivity testing should consist of a combination of

laboratory and field tests that produce the most reliable results. These would
include laboratory tests on undisturbed soil samples obtained from shallow
depths, well permeameter tests in sandy soils and above the groundwater table,
piezometer slug tests with properly installed and developed wells in deeper
sandy deposits and below the groundwater table and short term or long term
pump tests for multi-layer aquifer systems. A summary of recommended
methods for the various exploration and testing techniques are presented in
Tables 3 and 4.
It should be realized that the information contained in this course is intended for
planning purposes. Good, sound engineering judgment is still needed to
determine when and where a particular test method is applicable to assess the
limitations of each method and the validity of its results.
TABLE 3
Recommended Soil and Aquifer Exploration Methods for
Stormwater Retention Pond Infiltration Analyses
Conditions Test Methods
< 10 feet Hand or power auger borings
> 10 feet Power auger borings

In-situ density needed
Standard Penetration Test (SPT) or equivalent
(any depth)
 Hand or power auger boring and allow water levels to
Accurate groundwater level stabilize for a minimum of 24 hours
reading is critical  Auger borings and piezometers to allow accurate
groundwater level determination
TABLE 4
Recommended Laboratory and Field Methods
Hydraulic Conductivity Testing for
Stormwater Retention Pond Infiltration Analyses
Conditions Test Methods
Above Groundwater Table
(sandy soil):
< 4 feet Excavate test pit with post-hole digger or shovel, hand drive
Shelby tube to collect soil sample and perform laboratory
permeameter tests
> 4 feet and < 10 feet Excavate test pit with backhoe or other mechanical equipment,
collect Shelby tube soil sample by hand and perform
laboratory permeameter tests
>10 feet and < 50 feet Drill power auger or hollow stem auger to the desired depth.
Install slotted or perforated casing in the desired test interval.
Conduct field hydraulic conductivity test using well
permeameter method (USBR Designation E-19)
Below Groundwater Table:
< 30 feet (sandy soil) Drill power auger borings to define aquifer system. Install
piezometers to desired depth, develop piezometers, and
stabilize the groundwater level for 24 hours minimum.
Conduct slug test or constant head test (Hvorslev 1951, US
Navy, 1974 and Bouwer 1978)
Average Aquifer Hydraulic Install two or more wells into the desired test depth interval.
Conductivity Determination Conduct a short term or a long term pumping test. Calculate
(any depth & any aquifer type) average hydraulic conductivity using curve-matching method
(Lohman, 1972)
Unsaturated Hydraulic
Conductivity (sandy soil):
Near the surface Conduct Double Ring Infiltrometer (DRI) test and use average
initial infiltration rate as unsaturated vertical hydraulic
conductivity. Alternatively, obtain an undisturbed tube sample
in the vertical direction, conduct a laboratory permeameter test
and then estimate unsaturated hydraulic conductivity by
empirical approximation.
Deep Soil Strata:
Below Confining Unit and Install piezometer(s) to the desired depth and screen below
Groundwater Level Below Bottom confining unit. Grout from bottom of confining unit to land
of Restrictive Soil (sandy soil) surface. Conduct slug test in piezometer(s).
(Hvorslev, 1951; US Navy, 1974)
Deep Soil Strata:
Below Confining Unit and Install two (2) piezometers to the desired depth and screen
Groundwater Level Above Bottom below confining unit. Grout from bottom of confining unit to
of Restrictive Soil (sandy soil) land surface. Conduct long-term pumping test.
(Lohman, 1972)
Restrictive Soil Strata: Collect Shelby tube soil samples by hand or with a drill rig and
Confining layers at any depth conduct laboratory test using a triaxial machine.
(clayey sand, clay, hardpan, rock..)
Estimate of Hydraulic
Conductivity after Drilling is Remold sample collected during drilling program to the
Completed: approximate in-situ unit weight and conduct laboratory test
Any depth using a triaxial machine.
Unsaturated Vertical Infiltration Conduct double ring infiltrometer test at the pond bottom level.
(direct method): Compact test surface to the approximate post construction
density. Use final (Ic) infiltration rate determined during the
Near the surface test. Applicable to initial vertical infiltration from pond only. It
is not valid for saturated flow and mounding period of pond
infiltration.
References
Andreyev, N. E., 1985 “Exfiltration from Stormwater Ponds in Central Florida,
MS Thesis, University of Central Florida, Orlando, Florida
Andreyev, N.E.; Wiseman, L.P.; "Stormwater Retention Pond Infiltration

Analyses in Unconfirmed Aquifers", Permitting Guidelines for Southwest
Florida Water Management District, 1989.
Boast, C. W., and D. Kirkham, 1971. Auger-Hole Seepage Theory.

Proceedings, Soil Scientific Society of American 35: 365-374.
Boulton, N. S., 1963. Analysis of Data from Non-equilibrium Pumping Tests

Allowing for Delayed Yield from Storage. Proceedings, Institute of Civil
Engineering 26: 469-482.
Bouwer, H., 1961. A Double-Tube for Measuring Hydraulic Conductivity of

Soil In-Situ Above a Water Table. Proceedings, Soil Scientific Society of
American 25: 334-339.
Bouwer, H., 1978. Groundwater Hydrology, McGraw-Hill Book Company,

New York, 480 pp.
Darcy, H., 1856. Les Fontaines Publiques de la Villa de Dijon, V. Dalmont,

Paris, 647pp.
Evans, D. D., D. Kirkham, and R. K. Frevert, 1950. Infiltration and

Permeability of Soil Overlying and Impermeable Layer. Proceedings, Soil
Scientific Society of American 35: 365-374.
Hvorslev, M. J., 1951, “Time Lag and Soil Permeability Ground-Water

Observations” Waterways Experiment Station, Corps of Engrs, Vicksburg,
Miss., Bulletin No. 36
Lohman, S. W., 1972. Groundwater Hydraulics. U.S. Geological Survey

Professional Paper 708, 70 pp.
Swartzendruber, D. and T. C Olson, 1961, Model Study of the Double-Ring

Infiltrometer as Affected by Depth of Wetting and Particle Size, Soil Science
92, pp. 219-225.
Talsma, T., 1970. Some Aspects of Three-Dimensional Infiltration.

Australian Journal of Soil Resources 8: 179-184.
U.S. Department of the Interior, Bureau of Reclamation, 1974. Earth

Manual, A Water Resources Technical Publication, Second Edition, 810 pp.

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Stormwater Retention - Field and Laboratory Test Methods

A SunCam Green Continuing Education Course

Field and Laboratory Test Methods

Standard Penetration Test borings provide a reasonable soil profile and an

Selection of Type and Depth of Borings

Selection of Number of Borings

The complexity of subsurface soil conditions and the variability of aquifer

The designer is typically required to conduct an adequate investigative and

The engineering approach to developing a methodology for selecting a minimum

X = function of pond size, site complexity, drainage area sensitivity, regulatory

To develop an effective method of selecting the minimum number of soil borings

NB = Minimum number of soil borings, rounded to the nearest whole

This empirical equation was developed from actual data of a geotechnical

1. The viscosity and quality of the water

The characteristic particle diameter D is obtained from a grain size distribution

Mi = the mass retained between two adjacent sieves

Carbonate rock with secondary porosity 0.01 to 1.0

*To convert to feet/day, multiply by 3.281

*To convert to meters/day, divide by 3.281

** SM = Unified Soil Classification System

There are two standard types of laboratory hydraulic conductivity measurements.

The second method of laboratory hydraulic conductivity measurement involves

place density and then placing it either in a regular laboratory permeameter or a

In general, the falling head laboratory permeameter appears to yield more

extraction should be used. Laboratory test methods, when applied to undisturbed

1. Auger hole or tube tests

Auger-hole tests (also referred to as cased borehole tests) generally involve

The piezometer tests usually involve drilling and installing a piezometer

To enhance the accuracy of this method, a second or third observation

Other field methods of hydraulic conductivity measurement include tracer studies

Auger-Hole and Piezometer Tests

Prior to conducting a slug test in an auger hole or a piezometer, the stratigraphy

Hydraulic conductivity is calculated from the following equation for both

h = the hydraulic head differential

Any consistent units may be used in computing hydraulic conductivity.

K = Hydraulic conductivity, in any consistent units (feet per day, cm/sec)

Bouwer (1978) presented an auger-hole method for field hydraulic conductivity

Ca Values in Table below

A diagram presenting these parameters is represented in Figure 7. In the field,

Figure 8 presents a summary of formulas compiled by Hvorslev (1951) for the

D=diameter of soil sample

The third method of measuring permeability in the field is to conduct a pumping

hydraulic conductivity calculation since the drawdown in the observation well is

1.0 10.0 t(min) 100.0 1,000

matched on the graph above, the hydraulic conductivity can be calculated as

s = 0.7 ft [from the s-t graph]

4Ts = 2.8 [from the type-curve graph]

2. Calculate transmissivity, T, by solving the above equations.

2.8Q 2.8(16.5gpmx1440 min/ dayx 0.134ft 3 / gal )

3. Calculate horizontal hydraulic conductivity, K, as follows:

K= T/H=1010.9 ft2/day/55.0 ft = 18.38 ft/day

Where, H is the effective saturated thickness of the unconfined aquifer.

Double-ring Infiltrometer Test

A popular method to estimate in-situ infiltration rate from stormwater retention

It = Ic + (Io – Ic) e-kt

The total volume of infiltration using the Horton’s equation is determined by

When using double-ring infiltrometer test data to estimate stormwater infiltration

Evaluation of Field Hydraulic Conductivity Test Methods

Selection of Number of Hydraulic Conductivity Tests