SpaceX Application
SpaceX Application
SpaceX Application
ATTACHMENT A
TECHNICAL INFORMATION TO SUPPLEMENT SCHEDULE S
This attachment contains the information required under Part 25 of the Commission’s
The SpaceX non-geostationary orbit (“NGSO”) satellite system (the “SpaceX System”)
consists of a constellation of 4,425 satellites (plus in-orbit spares)1 operating in 83 orbital planes
(at altitudes ranging from 1,110 km to 1,325 km), as well as associated ground control facilities,
gateway earth stations and end user earth stations. The overall constellation will be configured
as follows:
This constellation will enable SpaceX to provide full and continuous global coverage, utilizing
1
SpaceX will provision to launch up to two extra spacecraft per plane to replenish the constellation in the event
of on-orbit failures. If a case arises wherein a spare is not immediately needed, it will remain dormant in the
same orbit and will perform station-keeping and debris avoidance maneuvers along with the rest of the active
constellation. Because these spare satellites will not operate their communications payloads, and the TT&C
facilities communicate in turn with a fixed number of satellites at all times, the addition of spare satellites will
not affect the interference analyses for TT&C operations presented in this application.
1
The system is designed to provide a wide range of broadband and communications
worldwide. Advanced phased array beam-forming and digital processing technologies within the
satellite payload give the system the ability to make highly efficient use of Ku- and Ka-band
spectrum resources and the flexibility to share that spectrum with other licensed users. User
terminals operating with the SpaceX System will use similar phased array technologies to allow
for highly directive, steered antenna beams that track the system’s low-Earth orbit satellites.
Gateway earth stations also apply advanced phased array technologies to generate high-gain
steered beams to communicate with multiple NGSO satellites from a single gateway site. The
system will also employ optical inter-satellite links for seamless network management and
continuity of service, which will also aid in complying with emissions constraints designed to
The frequency ranges used by the SpaceX System are summarized in Table A.2-1 below.
Figure A.2-1 depicts the spectrum used for gateway and user beams and for telemetry, tracking,
and control (“TT&C”) operations, along with an indication of the U.S. frequency allocations and
designations that exist in these bands. The detailed channelized frequency plan is provided in the
associated Schedule S.
2
Type of Link and Transmission Frequency Ranges
Direction
3
4
SpaceX recognizes that not all of the frequencies that it proposes to use are designated in the
United States for use by NGSO FSS systems on a primary basis. As discussed below, SpaceX
believes that its system can operate without causing harmful interference to or requiring
protection from any other service duly licensed in these bands with higher priority.2
All satellites in the SpaceX System have been designed with the same transmit and
receive antenna beams. The antenna gain contours for the transmit and receive beams for a
representative space station are embedded in the associated Schedule S, as required by Section
25.114(c)(4)(vi)(B). The contours for all transmit and receive beams are essentially the same for
satellites operating in all planes and altitudes. Below we describe the methodology for their
All Ku-band downlink spot beams on each SpaceX satellite are independently steerable
over the full field of view of the Earth. However, user terminals at the customers’ premises
shown in Figure A.3.1-1 below, each satellite operating at an altitude of 1,150 km will provide
service only up to 40.46 degrees away from boresight (nadir), covering an area of about 3.5
2
Where appropriate, SpaceX has requested waivers for non-conforming use of spectrum.
3
While the 40 degree minimum elevation angle remains the same from the earth station point of view, the
maximum angle from boresight at which service can be provided from the satellite changes slightly depending
upon altitude. Thus, satellites operating at 1,110 km, 1,130 km, 1,275 km, and 1,325 km altitude can provide
service up to 40.72, 40.59, 39.67, and 39.36 degrees away from boresight, respectively.
5
Figure A.3.1-1: Steerable Service Range of Ku-band Beams (1,150 km)
Generally, beams from antennas using phased arrays widen incrementally as they are
steered away from boresight.4 However, this widening occurs only in the plane formed by
boresight and the center of the beam (“elevation”), and not in the plane normal to that plane
formed by boresight and the center of the beam (“azimuth”). As a result, the shape of a phased
array beam at boresight is circular but becomes increasingly elliptical when steered away from
boresight.
This beam widening behavior with phased array antennas creates several effects that must
be offset in order to achieve efficient use of spectrum through frequency re-use. As the beam
widens, the size of the spot on the ground increases due to the increased distance to the Earth’s
surface, and the curvature of the Earth enhances this effect. For transmitting antennas, this
results in transmission of radiofrequency energy over a wider area, which increases both the
potential to interfere with other systems and the potential for interference with other beams of the
SpaceX System using the same frequencies. Conversely, for receiving antennas, this results in
4
For this purpose, we use “boresight” to refer to the direction normal to the phased array plane.
6
reception of radiofrequency energy from a wider area, which increases both the susceptibility to
interference from other systems and the potential for self-interference from user terminal uplink
transmissions.
The SpaceX System offsets these beamwidth variations by switching antenna elements in
the phased array on and off at certain steering angles. By ensuring that radio energy is
transmitted in the desired direction, this switching helps to mitigate interference with other
systems. Specifically, as shown in Figure A.3.1-2 below, additional elements are turned on
when the angle reaches 23 degrees, and then again when it reaches 32 degrees. (Note this
The following figures illustrate this dynamic by plotting antenna gain contours (for both uplink
and downlink beams) at key steering angles, in each case at a roll off of -2 dB, -4 dB, -6 dB, -8
dB, -10 dB, -15 dB, and -20 dB.
Figure A.3.1-3 shows the antenna gain contour with the beam pointed to nadir (boresight,
or zero steering angle).
7
Figure A.3.1-3: Beam Contour at Nadir
Figure A.3.1-4 shows a plot for the same beam when it is steered to 23 degrees away from nadir,
8
Figure A.3.1-5 shows the same plot, but after additional elements of the phased array antenna
Similarly, Figures A.3.1-6 and A.3.1-7 below show the same beam when it has been steered to
32 degrees, first without the additional elements turned on and then with them turned on to
reduce beamwidth.
9
Figure A.3.1-6: Beam Contour at 32 Degrees Elevation
Before Additional Elements Turned ON
Finally, Figure A.3.1.8 below shows the antenna gain contour when the beam is steered to its
10
Figure A.3.1-8: Beam Contour at 40.46 Degrees Elevation
The intended coverage area for each beam is a cell inside the -3 dB contour, as illustrated in
figure A.3.1-9 below. At a given frequency, only a single beam (with right hand circular
polarization (“RHCP”) on the downlink5) would cover a single cell on the ground.
5
The user terminal Ku-band uplinks operate with left hand circular polarization (“LHCP”).
11
As illustrated in Figure A.3.1-10 below, as the transmitting beam is steered, the power is
adjusted to maintain a constant power flux-density (“PFD”) at the surface of the Earth,
compensating for variations in antenna gain and path loss associated with the steering angle. The
highest equivalent isotropically radiated power (“EIRP”) density (-11.07 dBW/4kHz) occurs at
maximum slant.6
For receiving beams, the antenna gain drops slightly as the beam slants away from nadir. As a
result, the maximum G/T (9.8 dB/K) occurs at nadir, while the minimum G/T (8.7 dB/K) occurs
at maximum slant.7
6
This maximum EIRP level occurs at maximum slant for beams in the 10.7-12.2 GHz band at latitudes below
±55º. At higher latitudes, the maximum EIRP in this band is -13.07 dBw/4kHz. In the 12.2-12.7 GHz band, the
maximum EIRP is -12.57 dBW/4kHz and -16.07 dBW/4kHz for latitudes below and above ±55º, respectively.
Because the 10.7-12.2 GHz band at latitudes below ±55º provides a worst case, Figure A.3.1-10 relates to that
scenario.
7
Section 25.114(c)(4)(v) requires both the minimum and maximum saturation flux density (“SFD”) values for
each space station receive antenna that is connected to transponders. The concept of SFD only applies to “bent
pipe” satellite systems, and thus is not relevant to the SpaceX System. However, because the Schedule S
software requires a numerical entry for SFD (which must be different for maximum and minimum), SpaceX has
12
A.3.2 Ka-Band Gateway Beams
As with the Ku-band user beams discussed above, all Ka-band gateway downlink spot
beams on SpaceX satellites are independently steerable over the full field of view of the Earth.
As with user terminals, gateways communicate only with satellites at an elevation angle of at
least 40 degrees. Consequently, as discussed above, each satellite can be supported by gateways
located only up to a certain limit away from boresight (nadir), which varies slightly by operating
altitude. Each satellite transmits two beams at the same frequency (with right hand and left hand
circular polarization (“RHCP and LHCP”)). Up to four satellites can beam transmissions to the
As with Ku-band user beams, the shape of the Ka-band gateway beam becomes elliptical
as it is steered away from the boresight as a consequence of the phased array technology
employed. It widens in the elevation plane, but not the azimuth plane. However, unlike the Ku-
band user beams, SpaceX does not adjust the elements of the Ka-band phased array gateway
antenna in order to limit beamwidth variation. While each Ku-band user beam is designed to
cover a number of users within a cell, each Ka-band beam is used to communicate with a single
Figure A.3.2-1 shows the antenna gain contour (for both uplink and downlink gateway
beams) with the beam pointed to nadir (boresight, or zero steering angle).
13
Figure A.3.2-1: Beam Contour at Nadir
Figures A.3.2-2 through A.3.2-5 likewise show plots for the same gateway beam when it is
steered to 10, 20, 30, and 40.46 degrees away from nadir. As these figures show, the beam
14
Figure A.3.2-3: Beam Contour at 20 Degrees Elevation
15
Figure A.3.2-5: Beam Contour at 40.46 Degrees Elevation
As with the Ku-band beams, as the transmitting beam is steered, the power (in both
polarizations) is adjusted to maintain a constant PFD at the surface of the Earth, compensating
for variations in antenna gain and path loss associated with the steering angle. As illustrated in
Figure A.3.2-6 below, the highest EIRP density (18.64 dBW/1MHz) occurs at maximum slant.
16
For receiving beams, the antenna gain drops slightly as the beam slants away from nadir. As a
result, the maximum G/T (13.7 dB/K) occurs at nadir, while the minimum G/T (11.4 dB/K)
The SpaceX System’s TT&C subsystem has omni-directional antennas on each satellite
that are designed to be able to communicate with earth stations at virtually any attitude (95%
lowest of the 4 pi steradian antenna-gain sphere). The maximum transmit EIRP density,
maximum and minimum G/T for receiving beams, and diagrams of the antenna gain contours are
provided with the associated Schedule S.8 Communication to and from the TT&C earth stations
will be restricted to an elevation above the local horizon of at least five degrees.9
At Final Deployment, the SpaceX System will meet the Commission’s geographic
coverage requirements set forth in Section 25.145(c) for Ka-band and Section 25.146(i) for Ku-
band operations.10 They are essentially the same for both frequency bands, and require the
(2) the proposed system is capable of providing Fixed-Satellite Services to all locations as
far north as 70° North Latitude and as far south as 55° South Latitude for at least 75
percent of every 24-hour period.
8
The one exception is the maximum transmit EIRP density for the Ku-band TT&C downlink beams, which is
-6.67 dBW. However, Schedule S requires that the maximum transmit EIRP value for a beam be greater than 0
dBW. In order to accommodate this limitation, SpaceX has entered a value of “0” in Schedule S with respect to
this parameter.
9
See 47 C.F.R. § 25.205(a) (establishing presumption that earth station antennas normally will not be authorized
for transmissions at elevation angles less than five degrees).
10
To the extent necessary, SpaceX has requested a waiver of these requirements with respect to the Initial
Deployment.
17
Because the Ku-band user links and Ka-band gateway links are conceptually distinct for
the U.S. and internationally after launching 800 satellites of the Initial Deployment. With those
satellites, SpaceX could provide service in the areas between approximately 60º North Latitude
and 15º North Latitude and between 15º South Latitude and 60º South Latitude. This would be
sufficient to cover the contiguous United States (“CONUS”), Hawaii, Puerto Rico, and the U.S.
Virgin Islands, but would not cover the region near the equator or areas at more extreme latitudes
(including portions of Alaska). Once the Initial Deployment has been completed, the system will
provide continuous FSS service from approximately 60º North Latitude to 60º South Latitude.
This is sufficient to cover CONUS, Hawaii, Puerto Rico, and the U.S. Virgin Islands, as well as
the southernmost areas required by the rule. However, the system will not yet provide
continuous coverage to the northernmost areas required by the rule (including portions of
Alaska) until service from one of the more inclined orbital constellations is launched.
Once fully deployed, the SpaceX System will pass over virtually all parts of the Earth’s
surface and therefore, in principle, have the ability to provide ubiquitous global service. Because
of the combination of orbital planes used in the SpaceX System, including the use of near-polar
orbits, every point on the Earth’s surface will see, at all times, a SpaceX satellite at an elevation
no less than 40 degrees, with increasing minimum elevation angles at lower latitude. This will
18
Ka-Band Geographic Coverage
The gateway earth stations of the SpaceX System provide the necessary
communications links back from the SpaceX satellites to the global Internet. SpaceX intends to
install sufficient gateway sites in the U.S. and around the world to ensure that the SpaceX
satellites have a visible gateway earth station with which they can communicate from all parts
of their orbits. The actual number of gateways will scale with user demand and system
deployment. For example, SpaceX estimates that it will deploy approximately 200 gateways in
the United States to support the Initial Deployment. At Final Deployment, the SpaceX Ka-band
gateway links will be sufficient to serve SpaceX satellites at all latitudes, which meets the
requirements of Section 25.145(c)(1) and (2) as far as these rules can be applied to such types
of links.
The SpaceX TT&C subsystem provides for communications with the spacecraft during
pre-launch, transfer orbit, and on-station operations, as well as during spacecraft emergencies.11
During all phases of the mission, this subsystem uses the following frequencies:
TT&C operations will cause no more interference and require no greater protection than the
ordinary communications traffic in those bands. This ensures compliance with the requirements
11
The information provided in this section complements that provided in the associated Schedule S submission.
12
The 18.3-18.6 GHz band has been designated for primary use by GSO FSS systems. SpaceX has requested a
waiver for operations on a non-conforming basis – i.e., on a non-harmful interference, non-protected basis
relative to any service allocated in the band.
13
These frequencies are adjacent to the 14.0-14.5 GHz band used for uplinks from user terminals. To the extent
necessary, SpaceX has requested a waiver for their use. In addition, SpaceX will not claim protection for its
satellites from radiolocation transmitting stations operating in this band in accordance with the U.S. Table of
Frequency Allocations. See 47 C.F.R. § 2.106, n. US356.
19
of Section 25.202(g). SpaceX will use a very limited number of TT&C ground station facilities
located at various points around the world, with primary and back-up locations in the United
Each active satellite transmission chain (channel amplifiers and associated solid state
power amplifier) can be individually turned on and off by ground telecommand, thereby
causing cessation of emissions from the satellite, as required by Section 25.207 of the
Commission's rules.
Both the Commission and the ITU have established limits on the PFD of satellite
downlink transmissions at the surface of the Earth. The application of these limits to the
The Ku-band downlink user beams on each SpaceX satellite are designed to transmit only
for angles of arrival between 40 degrees and 90 degrees above the horizontal plane (i.e., to be
received by customer earth stations at an elevation angle of 40 degrees or more). In addition, the
system adjusts the transmit power between slant and nadir depending on the angle of arrival to
keep the PFD at the surface of the Earth constant. This accounts for variations in antenna gain
with the steering angle and beam shaping and in dispersion loss when the angle of arrival
changes. Table A.7-1 below shows the PFD calculations for the SpaceX System at the surface of
the Earth, both at the maximum slant of 40 degree angle of arrival and at the nadir of 90 degree
angle of arrival. For this purpose, we have used the satellites operating at the lowest planned
altitude of 1,110 km in the 10.7-12.2 GHz band serving latitudes up to ±55º, which presents a
20
worst case, maximum PFD scenario, as satellites operating at higher altitudes, higher latitudes,
at slant at nadir
EIRP density [dBW/Hz] -47.09 -50.13
EIRP in 4kHz [dBW/4kHz] -11.07 -14.11
EIRP in 1MHz [dBW/MHz] 12.91 9.87
Distance to Earth [km] 1574.58 1110.00
Spreading loss [dB] -134.94 -131.90
PFD in 4 kHz
-146.00 -146.00
[dB(W/m2/4kHz)]
PFD in 1 MHz
-122.02 -122.02
[dB(W/m2/1MHz)]
In addition, because the satellite downlink transmit power is adjustable on orbit, SpaceX has the
ability to manage the satellites’ PFD levels during all phases of the mission, as needed. Further,
inter-satellite links enable the management of traffic on-orbit to ensure that communications are
not interrupted during any of the interference mitigation techniques discussed herein.
The Commission has adopted different downlink PFD limits for different portions of the
Ku-band spectrum used by the SpaceX System. The first set of limits, which applies across the
-150 dB(W/m2) in any 4 kHz band for angles of arrival between 0 and 5 degrees above
the horizontal plane;
-150+(-5)/2 dB(W/m2) in any 4 kHz band for angles of arrival (in degrees) between 5
and 25 degrees above the horizontal plane; and
-140 dB(W/m2) in any 4 kHz band for angles of arrival between 25 and 90 degrees
above the horizontal plane.
The ITU PFD limits applicable to NGSO systems operating in the 10.7-11.7 GHz band, which
are provided in Table 21-4 of the ITU Radio Regulations, are effectively the same as the
21
Commission’s PFD limits mentioned above, though stated in a different bandwidth.14
The worst-case PFD values in Table A.7-1 are lower than the limits set forth above. For
ease of reference, Figures A.7-1 and A.7-2 below plot the worst-case PFD of the SpaceX System
in this band (i.e., assuming satellites operating at 1,110 km in the 10.7-11.2 GHz band serving
latitudes up to ±55º) against elevation angles in the 4 kHz bandwidth used by Section 25.208(b)
14
Section 25.208(b) states the limits using both 4 kHz and 1 MHz as the reference bandwidth, while Table 21-4
uses only 1 MHz.
22
Figure A.7-2. SpaceX System Compliance with
Downlink PFD Limits in ITU Table 21-4
Note that PFD is constant at any position between slant and nadir and satisfies the Commission
The Commission’s rules do not include any PFD limits in the 11.7-12.2 GHz downlink
frequency band. The ITU Radio Regulations do, however, include PFD limits across the 11.7-
12.7 GHz band which are effectively 2 dB higher than the Commission’s PFD limits in the 10.7-
11.7 GHz band.15 Accordingly, given that the SpaceX System complies with the limits in Section
25.208(b), it will also comply with these ITU PFD limits across the entire 11.7-12.7 GHz band.
Section 25.208(o) of the Commission’s rules specifies low elevation PFD limits that
apply in the 12.2-12.7 GHz band in order to protect the Multichannel Video and Data Distribution
Service (“MVDDS”). These limits, which relate to the PFD into an actual operational MVDDS
• -158 dB(W/m2) in any 4 kHz band for angles of arrival between 0 and 2 degrees above
the horizontal plane;
15
See ITU Radio Regs., Table 21-4.
23
• -158+3.33(-2) dB(W/m2) in any 4 kHz band for angles of arrival (in degrees)
between 2 and 5 degrees above the horizontal plane.
Figure A.7-3 below shows that the SpaceX System will comply with these low elevation PFD
limits as well.
Therefore, all the Ku-band downlink user transmissions from the SpaceX satellites comply with
In the Ku-band, SpaceX will operate TT&C downlinks in the 12.15-12.25 GHz band.
This same spectrum is also used for downlinks to provide service to users. SpaceX will
coordinate its internal operations such that the user links make opportunistic use of these
frequencies when not needed for TT&C. Moreover, the maximum EIRP for the TT&C links
is always below the minimum EIRP radiated in any direction by the user links. As a result,
the PFD created when TT&C links in this band are active falls significantly below the PFD
created due to user links in all cases. Because, as demonstrated above, the Ku-band user links
comply with the applicable PFD limits, the TT&C downlinks necessarily will do so as well.
24
SpaceX recognizes that 50 MHz of the Ku-band spectrum used for TT&C is shared in
the U.S. with MVDDS. Even though SpaceX may operate its TT&C stations at elevation
angles as low as five degrees, this should not adversely affect MVDDS operations. First,
SpaceX plans to deploy only two TT&C earth stations in the U.S. – one on the East coast and
one on the West coast. Areas outside the immediate vicinity of these facilities would be
unaffected by their operations. Second, as demonstrated above, the SpaceX System will
comply with the PFD limits in Section 25.208(o), which were adopted to protect MVDDS
operations even for transmissions at elevation angles below five degrees. Accordingly,
As in the Ku-band, the Ka-band gateway downlink transmitters on each SpaceX satellite
are designed to transmit only for angles of arrival between 40 degrees and 90 degrees above the
horizontal plane (i.e., to be received by gateway earth stations at an elevation angle of 40 degrees
or more), and the system adjusts the transmit power between slant and nadir depending on the
angle of arrival to keep the PFD at the surface of the Earth constant. Table A.7-2 below shows
the PFD calculations at the surface of the Earth, at both maximum slant (i.e., 40 degree angle of
arrival) and nadir (i.e., 90 degree angle of arrival), for the SpaceX System across the portion of
the 17.8-19.3 GHz band used by the SpaceX System. Note that the calculation includes both
polarizations (LHCP and RHCP) and reflects satellites operating at 1,110 km in order to present
a worst case (i.e., maximum PFD) scenario, demonstrating that satellites operating at higher
25
at slant at nadir
EIRP density [dBW/Hz] -41.36 -44.40
EIRP in 1MHz [dBW/MHz] 18.64 15.60
Distance to Earth [km] 1574.58 1110.00
Spreading loss [dB] -134.94 -131.90
PFD in 1 MHz
[dB(W/m2/1MHz)] -116.30 -116.30
In addition, because the transmit power is adjustable on orbit, SpaceX has the ability to manage
the satellites’ PFD levels during all phases of the mission, as needed.
The Commission has adopted different downlink PFD limits for different portions of the
Ka-band spectrum used by the SpaceX System. The first set of limits, which applies across the
-115 dB(W/m2) in any 1 MHz band for angles of arrival between 0 and 5 degrees above
the horizontal plane;
-115+0.5(-5) dB(W/m2) in any 1 MHz band for angles of arrival (in degrees) between
5 and 25 degrees above the horizontal plane; and
-140 dB(W/m2) in any 4 kHz band for angles of arrival between 25 and 90 degrees
above the horizontal plane.
Figures A.7-4 below plots the PFD of the SpaceX System gateway transmissions against various
26
Figure A.7-4. SpaceX Gateway Compliance with
Downlink PFD Limits in Section 25.208(c)
Note that PFD is constant at any position between slant and nadir and satisfies the Commission
limits.
While the Commission has no PFD limits for the 17.8-18.3 GHz band, Section 25.208(e)
establishes PFD limits for the 18.8-19.3 GHz band. By comparison, a single set of PFD limits in
Article 21 of the ITU Radio Regulations applies to NGSO systems across the entire 17.7-19.3 GHz
band, which encompasses the Ka-band downlink bands requested herein for the SpaceX System.
The PFD limits in Section 25.208(e) are identical to these limits in Article 21 of the ITU Radio
Regulations. In both cases, the methodology used to calculate interference is expressed purely as
a function of the number of satellites in the NGSO system, without any consideration to whether
the satellites are in view of the victim FS system or whether the satellites are turned on or off. This
inclusion of all NGSO satellites in a constellation is a recognized flaw in this calculation, yielding
limits in Section 25.208(e) and in Article 21 of the ITU Radio Regulations that are effectively
more constraining than those in Section 25.208(c). These limits can be stated as follows:
27
-115-X dB(W/m2) in any 1 MHz band for angles of arrival between 0 and 5 degrees
above the horizontal plane;
-105 dB(W/m2) in any 1 MHz band for angles of arrival between 25 and 90 degrees
above the horizontal plane.
X = 0 dB for n ≤ 50
For the SpaceX System, the value of “n” is 4,425 and therefore X is equal to 69.96 dB according
to the above formulae. This results in the PFD mask shown in Figure A.7-5 below.
As shown in Figure A.7-5, the SpaceX System complies with the PFD limits specified by the
Commission and the ITU at most elevation angles, with a margin of at least 10 dB. However, at
28
very low elevation angles – below about twelve degrees – the system appears (using the flawed
calculation technique) to exceed the limit. The technique includes calculated interference from
satellites not in view and does not account for satellites that may be turned off, because the
methodology was not developed with capability to scale up for application to larger, dynamically
controlled constellations. When taking such factors into account, SpaceX does not anticipate
that its system would cause any actual interference to an FS system operating in this band.
The PFD limits in Article 21 were developed during a time when proposed NGSO
systems featured far fewer satellites. The Article 21 PFD limits were developed in the study
cycle prior to WRC-2000 and formalized in Recommendation SF.1483,16 which the Commission
imported directly into Section 25.208.17 That recommendation makes clear that the scaling
function (i.e., the variable “X” in the PFD formula above for systems with more than 288
satellites) “was developed on the basis of non-GSO FSS satellite constellations with 96, 288 and
analysis was based upon a number of very conservative assumptions that were recognized to
result in calculated PFD levels much higher than an actual system would produce.
It must be noted that the pfd mask analysis is overly conservative in that it
computes interference (both long-term and short-term) that exceeds what would
be produced by an operating non-GSO FSS system. This is because the analysis
assumes that all the visible satellites of the non-GSO FSS satellite constellation
radiate simultaneously the maximum pfd limit, in the direction of the FS system
under consideration, which is unrealistic. In addition, such an assumption does not
take into account the patterns of the real satellite antenna, the power limitations of
each satellite or the restrictions that self-interference would impose on a non-GSO
satellite system.19
16
See “Maximum Allowable Values of PFD Produced at the Earth’s Surface by Non-GSO Satellites in the FSS
Operating in the 17.7-19.3 GHz Band,” Rec. ITU-R SF.1483 (2000) (“Rec. SF.1483”).
17
See Redesignation of the 17.7-19.7 GHz Frequency Band, 15 FCC Rcd. 13430, ¶ 86 and Appendix A (2000).
18
Rec. SF.1483 at Annex 1, Sec. 5.
19
Id. at Annex 1, Sec. 3.
29
As a result, the recommendation itself states that “[a]nalyses taking into account the actual
operational characteristics of the non-GSO network have shown that substantially lower
aggregate power flux-density (apfd) levels will be produced.”20 SpaceX concurs with this
conclusion.
recognized the flaw in the scaling methodology in Article 21 for PFD calculations and
highlighted it for the Conference. Specifically, with respect to the scaling function that had been
developed based on NGSO constellations with no more than 840 satellites, he noted that current
PFD limits may become very low for recently-filed constellations with significantly more
satellites, leading to a conclusion that such systems exceed the limit.21 This is because strict
application of the equation in Article 21 (and Section 25.208(e)) would consider energy
transmitted by all satellites in a very large NGSO constellation, rather than only those in view,
which could actually contribute simultaneously to potential interference at a given point on the
Earth. As a result, this methodology significantly overestimates the potential for interference to
terrestrial FS systems.
Accordingly, the Director advised that the Conference “may wish considering reviewing
or confirming the pertinence of the assumptions that lead to the current values of Articles 21 and
the WRC-15 Conference took no action to address the flawed PFD calculations and the ITU
20
Id. at Note 3.
21
See Director, Radiocommunication Bureau, “Report of the Director on the Activities of the
Radiocommunication Sector, Part 2 – Experience in the Application of Procedures and Other Related Matters
(rev. 1),” at 29 (Sep. 29, 2015), available at http://www.itu.int/md/R15-WRC15-C-0004/en.
22
Id. at 30.
30
rules have not yet been modified to reflect more realistic protection levels where very large
NGSO constellations are involved. As a result, the ITU BR had no discretion to apply a more
rational methodology and was obliged to assign an “unfavorable finding” to certain frequency
groups in the network filings submitted for the SpaceX System based on this flawed, but still
mandated, approach.
By correcting for just one variable in the calculation – such that only satellites with a
direct line of sight to a given location on the ground are considered – the same PFD analysis
shows that the SpaceX System would not pose any risk of interference to terrestrial networks
operating in the band. Based on simulations of the constellation operating with Final
Deployment, SpaceX has determined that at most 420 satellites will be above the horizon at the
constellation’s full deployment and therefore potentially have direct line of sight to any point on
the Earth. Using this worst-case figure as “n” in the equation in Section 25.208(e) and
Recommendation SF.1483, the resulting PFD limit is -126.91 dBW/m2/MHz for elevation angles
from 0 to 5 degrees, which would steadily increase as elevation angles increase from 5 to 25
degrees. As shown in Figure A.7-5, even when the PFD level is calculated without limiting the
number of satellites to those with direct line of sight, the SpaceX System operates at a PFD level
of no more than -159 dBW/m2/MHz for all elevation angles of 25 degrees or less. Accordingly,
Even this corrected PFD analysis would overstate the potential for the SpaceX System
actually to affect terrestrial FS networks, as it does not take into consideration several additional
factors that would reduce PFD still further, including the fact that SpaceX satellites only point
beams at locations on the Earth where the elevation angle is 40 degrees or more, and that not all
satellites in view will be transmitting at a given point in time. Accordingly, the Commission
31
should conclude that the SpaceX System does not pose an interference threat to terrestrial FS
systems, notwithstanding its noncompliance with a strict application of the PFD limits set forth
The Ka-band TT&C downlink transmitters on each SpaceX satellite are omni-directional.
SpaceX intends to use them for communications only at angles of arrival at least 5 degrees above
the horizontal plane (i.e., to be received by a TT&C earth station at an elevation angle of 5
degrees or more). However, for purposes of this PFD analysis, we make the worst-case
assumption that the transmissions will reach the Earth’s surface with no minimum elevation.
Table A.7-6 below shows the PFD calculations at the surface of the Earth. Note that the
calculation reflects satellites operating at nadir (i.e., 90 degree angle of arrival) at an altitude of
1,110 km in order to present a worst case (i.e., maximum PFD) scenario, demonstrating that
at nadir
EIRP density [dBW/Hz] -80.02
EIRP in 1MHz [dBW/MHz] -20.02
Distance to Earth [km] 1,110
Spreading loss [dB] -131.90
PFD in 1 MHz
[dB(W/m2/1MHz)] -151.92
In addition, because the transmit power is adjustable on orbit, SpaceX has the ability to manage
the satellites’ PFD levels during all phases of the mission, as needed.
As discussed above, the Commission has adopted different downlink PFD limits for
different portions of the Ka-band spectrum used by the SpaceX System. The limits relevant to the
23
SpaceX has also requested a waiver of these PFD limits.
32
TT&C frequencies used by SpaceX (in the 18.3-18.6 GHz band) are set forth in Section 25.208(c)
as follows:
-115 dB(W/m2) in any 1 MHz band for angles of arrival between 0 and 5 degrees above
the horizontal plane;
-115+0.5(-5) dB(W/m2) in any 1 MHz band for angles of arrival (in degrees) between
5 and 25 degrees above the horizontal plane; and
-140 dB(W/m2) in any 4 kHz band for angles of arrival between 25 and 90 degrees
above the horizontal plane.
Figures A.7-7 below plots the PFD of the SpaceX System against various elevation angles to
Article 21 of the ITU Radio Regulations also has a set of PFD limits, which apply to
NGSO systems across the entire 17.7-19.3 GHz band.24 As discussed above, the methodology
used to calculate interference is expressed purely as a function of the number of satellites in the
NGSO system, without any consideration to whether the satellites are in view of the victim FS
24
The parallel provisions in Section 25.208(e) only apply in the band 18.8-19.3 GHz, which is not relevant to the Ka-
band frequencies used by SpaceX for TT&C.
33
system or whether the satellites are turned on or off. This inclusion of all NGSO satellites in a
constellations. Applying that calculation to Ka-band TT&C operations for the 4,425 satellites in
the SpaceX System results in the PFD mask shown in Figure A.7-8 below.
As shown in Figure A.7-8, the SpaceX System complies with the PFD limits specified by the
ITU at most elevation angles, with a typical margin of 45 dB. However, at very low elevation
angles – below about nine degrees – the system appears (using the flawed calculation technique)
to exceed the limit. As discussed above with respect to the Ka-band gateway links, the
technique includes calculated interference from satellites not in view and does not account for
satellites that may be turned off, because the system was not developed with capability to scale
up for application to larger, dynamically controlled constellations. In the TT&C context, the
calculation makes the further assumption that all of the peak gain of the omni-directional antenna
is pointed at the same location on Earth. When taking such factors into account, SpaceX does
34
not anticipate that its system would cause any actual interference to a terrestrial FS system
The assumption that all satellites are constantly transmitting signals is particularly
problematic with respect to TT&C, given that only a very small number of SpaceX satellites will
actively be transmitting TT&C signals at the same time. SpaceX estimates that it will have
fewer than ten TT&C sites around the world with approximately five antennas each, meaning
that no more than 50 satellites would be active at a given time. Using this worst-case figure as
“n” in the equation in ITU Article 21 and Recommendation SF.1483, the resulting PFD limit is -
115 dBW/m2/MHz for elevation angles from 0 to 5 degrees, which would steadily increase as
elevation angles increase from 5 to 25 degrees. As shown in Figure A.7-8, even when the PFD
level is calculated without limiting the number of satellites to those with direct line of sight, the
SpaceX System operates at a PFD level of no more than -160 dBW/m2/MHz for all elevation
angles of 30 degrees or less. Accordingly, it would satisfy this more realistic PFD limit by at
least 45 dB. Accordingly, the Commission should conclude that the SpaceX System does not
As shown in Figure A.2-1 above, the frequency ranges SpaceX proposes to use in Ku-
band and Ka-band are shared with other services in the U.S. table of frequency allocations. The
SpaceX system design has been engineered to achieve a high degree of flexibility in order to
protect other authorized satellite and terrestrial systems under reasonable coordination
arrangements and facilitate spectrum sharing. For example, the system has the following
attributes:
25
SpaceX has also requested a waiver of these PFD limits.
35
Operation at high elevation angles. The SpaceX System constellation is designed to
provide service at minimum operational elevation angles of 40 degrees for all gateway
Highly directional earth station beams. The earth stations used to communicate with the
SpaceX System will operate with aperture sizes that enable narrow, highly-directional
beams with strong sidelobe suppression. Combined with the fact that these beams will be
steered to track NGSO satellites at elevation angles of at least 40 degrees, the system will
provide significant off-axis isolation to other GSO and NGSO satellites. This will ensure
that interference to other satellite systems could only occur in cases where there is an in-
Ability to select from multiple visible satellites for service. With over 4,400 satellites, the
SpaceX System will provide multiple NGSO satellites in the field of view of any given
earth station. Where appropriate, the system will have the intelligence to select the
specific satellite that would avoid a potential in-line interference event with GSO and
Applying these and other sharing mechanisms, SpaceX is confident that it can successfully
coordinate its system with other authorized satellite and terrestrial networks. Below we discuss
the SpaceX System’s compliance with international operating parameters designed to prevent
GSO satellite networks in both Ku-band and Ka-band as required under Article 22 of the ITU
Radio Regulations. In addition, in the Ku-band, the SpaceX System will fully comply with the
similar requirements in Sections 25.146 and 25.208 of the Commission’s rules. In the following
36
sections, we will demonstrate compliance with the Equivalent Power Flux-Density (“EPFD”)
limits set forth in Article 22 of the ITU Radio Regulations and in Section 25.146 (for the Ku-
band). In addition, we will demonstrate compliance with the EPFDis limits for the Ku-band and
parts of the Ka-band that exist in the ITU Radio Regulations but which are not referenced in the
Commission’s rules.
Specifically, No. 22.5C and 22.5I of the Radio Regulations define EPFD limits for the
downlink transmissions from an NGSO satellite system in certain Ku- and Ka-band downlink
frequency ranges that must be met in order to avoid causing unacceptable interference to GSO
satellite networks.26 The ITU’s Ku-band EPFDdown limits are also reflected in Sections 25.146,
25.208(g), 25.208(i), 25.208(j), and 25.208(l) of the Commission’s rules. In addition, the
Commission defines in Sections 25.208(h) and 25.208(m) aggregate EPFDdown limits arising
Similarly, No. 22.5D of the Radio Regulations defines corresponding EPFD limits
applicable to the uplinks from an NGSO satellite system, in certain Ku- and Ka-band uplink
frequency ranges. These ITU Ku-band EPFDup limits are also reflected in Sections 25.146 and
There are also EPFD limits in No. 22.5F of the Radio Regulations,28 applicable to certain
parts of the Ku- and Ka-band frequency ranges, that are designed to protect GSO satellites using
these frequency ranges in the opposite transmission direction. These EPFDis limits are not
26
These limits are referred to in the Commission’s rules as “EPFDdown” limits, and in the ITU Radio Regulations
as “EPFD↓”.
27
These limits are referred to in the Radio Regulations as “EPFD↑” limits.
28
These limits are referred to in the Radio Regulations as “EPFDis” limits. They protect the “inter-satellite
interference paths” that exist in certain bands with transmitting NGSO satellites and receiving GSO satellites.
37
SpaceX will meet all the EPFD limits that apply within the frequency ranges used by the
SpaceX System, and all other obligations of the ITU Radio Regulations and the Commission’s
Part 25 rules in this regard within the frequency ranges where such limits apply. Below, we
provide an explanation of the techniques SpaceX will use to comply with the EPFD limits
separately for Ku-band and Ka-band operations. Note that these techniques are used to protect
GSO satellite networks from interference from the SpaceX System and have the effect also of
protecting the SpaceX System from GSO interference, as they are based on the principle of
avoiding inline and near-inline events. In addition, SpaceX has begun to provide initial
briefings on the operational parameters of its system to GSO satellite operators whose systems
use the same Ku- and Ka-band frequency ranges as the SpaceX System, and is confident that
compatibility with all GSO satellite networks in these bands can be achieved.
Finally, Section 25.208 of the Commission’s rules and Resolution 76 of the ITU Radio
Regulations include limits on aggregate EPFDdown produced by all co-frequency satellites of all
NGSO FSS systems operating in certain Ku- and Ka-bands.29 SpaceX is prepared to work with
other NGSO FSS operators in order to ensure compliance with the applicable limits.
Annex 1 provides a detailed analysis of the EPFD levels produced by the SpaceX System
in Ku-band, and how they comply with the single-entry EPFD validation limits referenced in
Section 25.146(a)(1) and (2). Annex 1 also addresses other related aspects of Section 25.146.
These EPFD limits exist across both the FSS and BSS portions of the Ku-band, which vary in
frequency allocation across the three ITU Regions of the world. For example, in the United
States (Region 2), the FSS limits apply across the band 10.7-12.2 GHz and the BSS limits across
29
See 47 C.F.R. § 25.208(h) and (m); ITU Rad. Regs., Res. 76.
38
the band 12.2-12.7 GHz. SpaceX complies with both the FSS and BSS EPFD limits. Below we
explain the principles by which the SpaceX system protects GSO satellite networks from
interference in Ku-band.30
In order for an NGSO satellite system to comply with the EPFD limits for the protection
of GSO satellite networks (for both uplink and downlink), it must ensure that there is sufficient
angular separation between the transmissions from the NGSO satellites (in the downlink bands)
and user earth stations (in the uplink bands) relative to the potential victim GSO earth stations (in
the downlink bands) and satellites (in the uplink bands), respectively. A key factor to achieving
this goal is the number of SpaceX satellites in the NGSO constellation relative to the service
areas being covered. The SpaceX constellation has sufficient satellites to ensure that there are
always multiple SpaceX satellites visible from any point in the service area at a high elevation
angle – always greater than 40 degrees. In concert with the ability to turn specific antenna
elements off and manage traffic across multiple satellites utilizing inter-satellite links, SpaceX
can serve a user by selecting a satellite that offers sufficient angular separation from the GSO arc
to avoid the line of sight between GSO earth stations and their corresponding GSO satellites
At higher latitudes, this is less of an issue as there is an inherent interference isolation due
to the angular separation from the GSO arc for all SpaceX satellites. In these situations, GSO
earth stations would only potentially receive low-power signals from the far-out sidelobes of the
SpaceX satellites that are in the main beam of the GSO earth station, and maximum power
signals only from the SpaceX satellites that appear in the far-out sidelobes of the GSO earth
station. Similarly, because the transmitting SpaceX earth stations point well away from the GSO
30
Note that the following discussion relates to user beams. TT&C beams in this band operate differently, as
described herein and in Annex 1, yet are also shown in Annex 1 to comply with applicable EPFD limits.
39
arc when communicating with SpaceX satellites at higher latitudes, receiving GSO satellites
benefit from uplink isolation as well. Using its advanced phased array antennas, the SpaceX
System further minimizes any potential interference through precision beamforming and by
using sidelobe nulling to suppress unwanted signals from both satellites and user terminals in the
As the SpaceX satellites approach lower latitudes, they move closer to the line of sight
between GSO earth stations and their corresponding GSO satellites. Accordingly, in addition to
the sidelobe nulling discussed above, the SpaceX System will implement GSO arc avoidance to
protect against interference into GSO systems. Specifically, SpaceX will turn off the transmit
beam on the satellite and user terminal whenever the angle between the boresight of a GSO earth
station (assumed to be collocated with the SpaceX user) and the direction of the SpaceX satellite
transmit beam is 22 degrees or less. Because of the number and configuration of satellites in the
SpaceX System, there will be ample alternate satellites in view to provide uninterrupted service
to a user from satellites operating outside of the exclusion zone around the GSO arc.
Annex 2 provides a detailed analysis of the EPFD levels produced by the SpaceX
System in Ka-band, and how they comply with the single-entry EPFD validation limits in
Article 22 of the ITU Radio Regulations. Below we explain the principles by which the SpaceX
31
Note that the following discussion relates to gateway beams. TT&C beams operate differently, as described
herein and in Annex 2, yet are also shown in Annex 2 to comply with applicable EPFD limits. SpaceX
recognizes that its use of the 28.35-28.6 GHz and 29.5-30.0 GHz bands will be on a secondary basis with
respect to GSO FSS systems. See 47 C.F.R. § 25.202(a)(1) n.2. Accordingly, it will neither cause harmful
interference to, nor be protected against harmful interference from, authorized GSO FSS operations in these
bands.
40
As explained above in relation to Ku-band, in order for an NGSO satellite system to
comply with the Ka-band EPFD limits for the protection of GSO satellite networks (for both
uplink and downlink), it must ensure that there is sufficient angular separation between the the
NGSO and GSO system assets. SpaceX uses a straightforward GSO arc avoidance strategy,
combined with sophisticated sidelobe nulling, to protect GSO satellite networks from
interference in the Ka-band. This approach depends upon careful choice of the SpaceX
gateway sites and placing modest constraints on the positions of SpaceX satellites with which
each gateway site is allowed to communicate. Because of the characteristics of the system,
including suppression of potentially interfering satellite and earth station transmissions through
the application of sidelobe nulling, the necessary GSO arc avoidance angle is 22 degrees. This
angle is used as the basis of the EPFD compliance analysis provided in Annex 2.
The SpaceX System frequency plan includes some portions of Ka-band spectrum where
no EPFD limits exist in the ITU Radio Regulations. These are the 28.6-29.1 GHz uplink and
18.8-19.3 GHz downlink frequency bands, which are allocated to NGSO satellites on a primary
basis according to the Commission’s Ka-band frequency plan.32 According to ITU procedures
applicable to these frequency ranges, coordination between NGSO and GSO networks is on a
first-come, first-served basis, depending on the ITU date priority of the relevant ITU filings.33
SpaceX has provided initial briefings to various GSO satellite operators that use these
frequency ranges, and is confident that compatibility with all GSO satellite networks in these
bands can be achieved using the GSO arc avoidance strategies discussed above.
32
GSO satellite networks may operate on a secondary basis in the 28.6-29.1 GHz range and on a non-conforming
basis in the 18.8-19.3 GHz range. See 47 C.F.R. § 25.202(a)(1) and n.3.
33
See ITU Radio Regs. No. 9.11A.
41
A.8.2 Interference with Respect to Other NGSO Satellite Systems
The ITU has procedures for coordination amongst NGSO systems operating in all of the
Ku-band and Ka-band frequency ranges to be used by the SpaceX system.34 In addition,
Section 25.261 of the Commission’s rules anticipates that sharing between NGSO satellite
systems in the 28.6-29.1 GHz uplink and 18.8-19.3 GHz downlink bands should be achievable,
using whatever means can be coordinated between the operators to avoid in-line interference
agreement.35
SpaceX has engineered its system with the technical flexibility that will facilitate the
necessary coordination with other NGSO satellite systems, and is committed to achieving
mutually satisfactory agreements. Currently, there are no other NGSO satellite systems licensed
by the Commission, or granted access to the U.S. market, that operate within the Ku-band
SpaceX, the Commission has only licensed or granted U.S. market access to one NGSO
satellite system – the 12-satellite O3b MEO system, which operates in an equatorial orbit at an
altitude of 8,062 km.37 SpaceX has provided O3b an initial briefing on the operational
parameters of its system and is confident that mutually agreeable coordination conditions can be
34
See id. at No. 9.12.
35
The Commission has clarified that the requirements of Section 25.261(b)-(d), which by their terms relate to
parts of the Ka-band only, will also be applied to Ku-band NGSO FSS systems. See Public Notice,
“International Bureau provides guidance concerning avoidance of in-line interference events among Ku-
band NGSO FSS systems,” 30 FCC Rcd. 11534 (Int’l Bur. 2015).
36
OneWeb has applied for market access for its NGSO FSS system. See Public Notice, “OneWeb Petition
Accepted for Filing,” 31 FCC Rcd. 7666 (Int’l Bur. 2016). Although not licensed by the Commission, there is a
U.S. government NGSO satellite system with which coordination is required under FCC footnote 334. This is
addressed in Section A.9 below.
37
Here again, there is a U.S. government NGSO satellite system which is addressed in Section A.9 below.
42
agreed with O3b to allow interference-free coexistence of these two NGSO systems. The GSO
orbit avoidance strategies employed by SpaceX to meet EPFD limits will inherently also serve
to facilitate coordination with the O3b network, as it also operates in the equatorial plane.
A.8.3 Interference with Respect to Terrestrial Networks in the 10.7-11.7 GHz Band
The 10.7-11.7 GHz downlink spectrum used by the SpaceX System is shared with
terrestrial Fixed Service (“FS”) in the U.S. on a co-primary basis. By rule, only gateway earth
stations may operate with NGSO FSS systems in this band.38 The rationale for this restriction
was to limit the number of earth stations that would need interference protection from terrestrial
the extent necessary, SpaceX is requesting a waiver of this restriction, based on the fact that
SpaceX proposes to operate its user terminal earth stations in the 10.7-11.7 GHz band on a non-
A.8.4 Interference with Respect to Terrestrial Networks in the 12.2-12.7 GHz Band
Section 101.1409 of the Commission’s rules provides that no new applications for
point-to-point FS licenses in the 12.2-12.7 GHz band will be accepted, and that FS licensees in
the band that were licensed prior to NGSO FSS satellite stations are not entitled to protection
from harmful interference caused by later NGSO FSS entrants, except for legacy public safety
stations which must be protected. According to the Commission’s Universal Licensing System,
there are currently 26 grandfathered public safety FS licenses in the 12.2-12.7 GHz band that
38
See 47 C.F.R. § 25.202(a) n.6.
39
Amendment of Parts 2 and 25 of the Commission’s Rules to Permit Operation of NGSO FSS Systems Co-
Frequency with GSO and Terrestrial Systems in the Ku-band Frequency Range, 16 FCC Rcd. 4096, ¶ 29
(2000).
43
remain active,40 and SpaceX will accept any interference caused by these links. As discussed in
Section A.7 above, the SpaceX downlink transmissions in the 12.2-12.7 GHz band will comply
with the ITU PFD limits, which are designed to protect FS operations in the band and so will
The Commission has also authorized the Multichannel Video Distribution and Data
Service (“MVDDS”) in the 12.2-12.7 GHz band. Under the technical and service rules adopted
for this service, MVDDS providers must share the 12 GHz band with new NGSO FSS operators
MVDDS and NGSO systems, the Commission adopted the following operating requirements
To accommodate co-primary NGSO FSS earth stations in the band, the PFD of an
MVDDS transmitting system must not exceed -135 dBW/m2 in any 4 kHz band
measured at a reference point at the surface of the Earth at a distance greater than 3 km
from the MVDDS transmitting site.
The maximum MVDDS EIRP shall not exceed 14 dBm per 24 MHz.
The MVDDS transmitting antenna may not be installed within 10 km of any pre-
existing NGSO FSS receiver unless the affected licensees agree to a closer separation.42
Later-in-time NGSO FSS receivers must accept any interference resulting from pre-
existing MVDDS transmitting antennas.
For angles of arrival between 0º to 2º above the horizontal plane, NGSO FSS downlinks
in the 12.2-12.7 GHz band must meet a reduced PFD level of -158 dBW/m2 in any 4kHz
40
See Amendment of Parts 2 and 25 of the Commission’s Rules to Permit Operation of NGSO FSS Systems Co-
Frequency with GSO and Terrestrial Systems in the Ku-Band Frequency Range, 17 FCC Rcd. 9614, App. I
(2002) (“NGSO-MVDDS Sharing Order”) (listing grandfathered call signs).
41
See id. ¶ 26.
42
See 47 C.F.R. §§ 101.105(a)(4)(i), 101.113 n.11, and 101.129(b).
44
band, and for angles of arrival between from 2º to 5º above the horizontal plane, a
reduced PFD level of -158 + 3.33 (δ-2) dBW/m2 in any 4kHz band, where δ is the angle
of arrival above the horizontal plane in degrees.43
MVDDS and NGSO FSS operators must maintain and share databases of their respective
transmitters and receivers.44 SpaceX is committed to this sharing arrangement and will comply
with the requirements of the Commission’s rules, including the low-angle PFD limits (as
A.8.5 Interference with Respect to Terrestrial Networks in the 17.8-18.3 GHz Band
Among the Ka-band spectrum to be used by the SpaceX System for its gateway
operations is the 17.8-18.3 GHz band, which is allocated to FS on a primary basis in the U.S.
SpaceX seeks authority to use this band on a non-conforming basis, as described in the waiver
SpaceX will use this band for transmissions in the space-to-Earth direction to a
relatively small number of gateway earth stations in the U.S. The Commission has adopted the
PFD limits in Section 25.208 to protect FS operations in the neighboring 18.3-18.8 GHz band.
As explained in Section A.7 above, the same ITU PFD limits extend across the entire 17.8-18.8
GHz band with the objective of protecting terrestrial FS receivers. Because the SpaceX System
will comply with these limits, it will protect FS receivers from downlink interference from the
SpaceX system across the entire 17.8-18.3 GHz band. In addition, in the unlikely event that a
SpaceX gateway earth station experiences interference from an FS transmitter in this band,
SpaceX will accept such interference and take the necessary measures to prevent it from
affecting earth station operations. Such necessary technical measures may include adjusting the
43
See id. at § 25.208(o); NGSO-MVDDS Sharing Order, ¶ 123.
44
See 47 C.F.R. §§ 101.103(f)(1), 25.139(a).
45
minimum operational elevation angles, frequency avoidance, power level adjustment, earth
A.8.6 Interference with Respect to Terrestrial Networks in the 27.5-28.35 GHz Band
The SpaceX System also uses the 27.5-28.35 GHz band for gateway links. Although
FSS, FS, and Mobile services share this band on a co-primary basis, the Commission has
designated this band for primary use in the U.S. by the FS (and specifically by the Upper
Microwave Flexible Use Service (“UMFUS”)) and to the FSS on a secondary basis.45 UMFUS
systems are licensed by the Commission on a geographic area basis. As SpaceX uses this
frequency band in the Earth-to-space direction only for gateway links with a minimum uplink
elevation of 40 degrees, the only potential interference path from SpaceX is from the sidelobes of
the transmitting SpaceX gateway earth station into the UMFUS receivers.
As a secondary service under Section 2.105(c)(2)(i), FSS uplinks from gateway earth
stations located in the United States must generally be operated so as not to cause harmful
interference to any current or future licensed UMFUS station. However, the Commission has
adopted a mechanism under which FSS earth stations will be able to deploy new gateways in
limited circumstances without being required to take any additional actions to provide
interference protection to UMFUS licensees.46 The Commission concluded that “it should be
possible for satellite and terrestrial services to share the 28 GHz band with de minimis
45
See Use of Spectrum Bands Above 24 GHz For Mobile Radio Services, et al., 31 FCC Rcd. 8014 (2016)
(“Spectrum Frontiers R&O”). Before creation of the UMFUS earlier this year, FSS operations were designated
as secondary to the Local Multipoint Distribution Service in this band. See Amendment of Parts 1, 2, 21, and 25
of the Commission’s Rules to Redesignate the 27.5-29.5 GHz Frequency Band, to Reallocate the 29.5-30.0 GHz
Frequency Band, to Establish Rules and Policies for Local Multipoint Distribution Service and for Fixed
Satellite Service, 11 FCC Rcd. 19005 (1996).
46
See 47 C.F.R. § 25.136(a)(4).
46
impairment of each other’s operations.”47 SpaceX will comply with the Commission’s rules for
deployment of gateway earth stations, and put in place procedures to protect UMFUS
operations in the 27.5-28.35 GHz frequency band. These will involve careful site selection,
shielding, and coordination with any UMFUS operators in the area where gateway earth
stations are proposed. Any future SpaceX gateway earth station application that proposes
operations in this band will demonstrate how potential interference to UMFUS systems has
been addressed.
As a secondary user (under Section 2.105(c)(2)(ii)), SpaceX must also accept incoming
interference from UMFUS operations. Although transmitting UMFUS stations are not likely to
cause harmful interference into the transmitting FSS earth stations in this band, the aggregation
of transmissions from UMFUS stations could be sufficient to interfere with the receiving spot
beam of SpaceX’s satellites. At present, given that no new UMFUS licenses have been issued
(and only a limited number of LMDS links have been deployed), SpaceX does not anticipate
that such interference will be a problem. Nevertheless, it undertakes to accept this risk and will
not seek protection from such interference in the event it occurs, subject to further Commission
Several footnotes to the U.S. Table of Frequency Allocations address the need for
satellite downlink transmissions to adequately protect the Radio Astronomy Service (“RAS”) at
47
Spectrum Frontiers R&O, ¶ 52.
48
See id. ¶ 69 (directing the International Bureau, the Office of Engineering and Technology, and the Wireless
Telecommunications Bureau “to jointly establish a separate docket that parties can use to file the relevant data
and analyses, and we reserve the right to revisit this [aggregate interference] issue should additional information
or other circumstances warrant further Commission review or action”).
47
Footnote US131 addresses NGSO systems operating in the 10.7-11.7 GHz band and the
need to coordinate with and protect a list of specific RAS observatories, which operate in the
adjacent 10.6-10.7 GHz band. SpaceX has provided representatives of the RAS community,
including the National Science Foundation Spectrum Management Office, the National Radio
Astronomy Observatory, and the Arecibo Observatory an initial briefing on the operational
parameters of its system, and discussed preliminary views on coordination strategies that could
be used to protect RAS. SpaceX will continue to coordinate with the RAS community in the
U.S. to achieve mutually acceptable agreements regarding the protection of these important
radio astronomy operations and their contribution to the space and Earth sciences.
Footnotes 5.149, US211, and US342 address the more general matter of taking all
practical steps to protect RAS observatories in the U.S. which operate adjacent to the frequency
ranges listed in those footnotes.49 SpaceX will take this into account in determining the
specifications of its satellite transmitters and, as necessary, its operations with respect to the
A.8.8 Coordination With GSO FSS Earth Stations in the 10.7-12.75 GHz Band
Section 25.146(f) requires coordination between NGSO FSS systems and certain GSO
FSS earth stations with very large antennas operating in the 10.7-12.75 GHz band. SpaceX is
optimistic that such coordination can be completed in a mutually acceptable manner, and will
49
Footnote US211 also makes reference to footnote US74 regarding the extent of the protection needed. Footnote
US74, in turn, refers to footnote US385, which lists the geographic locations at which such RAS observations
are performed.
48
A.9 COORDINATION WITH U.S. GOVERNMENT SATELLITE NETWORKS
Footnote US334 of the U.S. Table of Frequency Allocations requires SpaceX to
coordinate its NGSO system with U.S. government satellite networks, both GSO and NGSO, in
SpaceX has provided various U.S. government agencies initial information on the
operational parameters of its system, and is committed to successful coordination with all
government satellite networks operating in these bands to protect critical national security and
government systems. SpaceX will inform the Commission when coordination has been
completed.
The SpaceX System will operate under network filings made on its behalf with the ITU
by the administrations of the U.S. (under the satellite network name USASAT NGSO-3) and
Norway (under the satellite network name STEAM). Taken together, these U.S. and Norway
network filings encompass all the frequencies SpaceX proposes to use in this application.
aggressive and effective space-debris mitigation plan. The company’s current and planned
space-based activities underscore its unparalleled commitment to safe space. SpaceX has had
extensive experience in safe-flight design and operation through many missions of both the
Falcon 9 launch vehicle and the Dragon spacecraft carrying out missions to the International
Space Station (“ISS”). The company is highly experienced with cutting-edge debris mitigation
practices and has deep ties with the domestic and international institutions tasked with ensuring
the continued safety of space operations. SpaceX has a long-standing collaborative working
relationship with the Joint Space Operations Center (“JSpOC”), a multinational focal point for
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management of space traffic, debris, and other space coordination functions associated with the
U.S. Department of Defense. It also has existing relationships with both NASA and the Air
Force Center for Space Situational Awareness in the support of its space-based activities, and
will continue to utilize these experiences and relationships as resources while developing the
SpaceX will largely be using recommendations set forth in both NASA Technical
Standard 8719.14A and AIR FORCE INSTRUCTION 91-217, typically choosing the more
restrictive of the two and, where deemed applicable, choosing a more restrictive value than either
reference due to the scope of the project. SpaceX intends to incorporate the material objectives
set forth in this application into the technical specifications established for design and operation
of the SpaceX System. SpaceX will internally review orbit debris mitigation as part of the
preliminary design review and critical design review for the spacecraft, and incorporate these
objectives, as appropriate, into its operational plans. Because this mitigation statement is
necessarily forward looking, the process of designing, building, and testing may result in minor
changes to the parameters discussed herein. In addition, SpaceX will continue to stay current
with the Space Situational Awareness community and technology and, if appropriate, SpaceX
will modify this mitigation statement to continue its leadership in this area.
SpaceX has assessed and limited the amount of debris released in a planned manner
during normal operations, and does not intend to release debris during the planned course of
SpaceX will also consider the possibility of its system becoming a source of debris by
collisions with small debris or meteoroids that could either create jetsam or cause loss of control
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of the spacecraft and prevent post-mission disposal. As such, SpaceX will take steps to address
physical characteristics into the satellites’ design. For example, the on-board command
receivers, telemetry transmitters, and the bus control electronics will be fully redundant and
appropriately shielded to minimize the probability of the spacecraft becoming flotsam due to a
collision. SpaceX will continue to review these aspects of on-orbit operations throughout the
spacecraft manufacturing process and will make such adjustments and improvements as
appropriate to assure that its spacecraft will not become a source of debris during operations or
SpaceX will seek an overall spacecraft design that limits the probability of accidental
explosion. The key areas reviewed for this purpose will include leakage of propellant as well as
battery pressure vessels. The basic propulsion design (including the placement of propellant
inside a central cylinder which provides a shielding from the bus walls), propulsion subsystem
component construction, preflight verification through both proof testing and analysis, and
quality standards will be designed to ensure a very low risk of propellant leakage that can result
in an energetic discharge of the inert propellant. During the mission, batteries and various
critical areas of the propulsion subsystem will be instrumented with fault detection, isolation, and
recovery (similar or in many cases identical to flight-proven methods utilized onboard the
SpaceX Dragon capsule for its missions to ISS) to continually monitor and preclude conditions
that could result in the remote possibility of energetic discharge and subsequent generation of
debris. Through this process, SpaceX will assess and limit the possibility of accidental
explosions during mission operations and assure that all stored energy at the end of the satellite’s
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operation will be removed.
SpaceX takes seriously the responsibility of deploying large numbers of satellites into
space, and intends to exceed best practices to ensure the safety of space. It will assess and limit
the probability of its system becoming a source of debris by collisions with large debris or other
operational space stations through detailed and conscientious mission planning. It will maintain
the accuracy of its orbital parameters at a level that will allow operations with sufficient spacing
to minimize the risk of conjunction with adjacent satellites in the constellation and other
constellations. SpaceX has and will continue to work closely with JSpOC to ensure the service
provided for conjunction assessment to SpaceX and all operators is robust, reliable, and secure.
Significant coordination must be performed with other satellite operators in nearby orbits to
safely ascend and descend through constellations and to ensure any altitude perturbations do not
result in unnecessarily close approaches. SpaceX is willing to engage with any operators of
SpaceX has reviewed the list of licensed systems and systems that are under
consideration by the Commission for the orbital planes it has requested. In addition, in order to
address non-U.S. licensed systems, SpaceX has reviewed the list of NGSO satellite networks for
which a request for coordination has been published by the ITU. As a consequence of this
review, it has been determined that no other system is currently licensed by the Commission for,
is currently operating in, or has submitted a request for coordination to the ITU with respect to
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Post-Mission Disposal
Each satellite in the SpaceX System is designed for a useful lifetime of five to seven
years. SpaceX intends to dispose of satellites through atmospheric reentry at end of life. As
suggested by the Commission,50 SpaceX intends to comply with Section 4.6 and 4.7 of NASA
Technical Standard 8719.14A with respect to this reentry process. In particular, SpaceX
anticipates that its satellites will reenter the Earth’s atmosphere within approximately one year
after completion of their mission – much sooner than the international standard of 25 years.
After the mission is complete, the spacecraft (regardless of operational altitude) will be moved
to a 1,075 km circular orbit in its operational inclination, then gradually lower perigee until the
propellant is exhausted, achieving a perigee of at most 300 km. After all propellant is
consumed, the spacecraft will be reoriented to maximize the vehicle’s total cross-sectional area,
a configuration also stable in the direction of aerodynamic drag. Finally, the spacecraft will
begin to passivate itself by de-spinning reaction wheels and drawing batteries down to a safe
level and powering down. Over the following months, the denser atmosphere will gradually
(“DAS”). That analysis indicates a total spacecraft Risk of Human Casualty rate of between
1:18,200 and 1:31,200 depending upon operational altitude – satisfying the requirement of
1:10,000 established by NASA. This analysis will be conducted regularly throughout the
spacecraft design life cycle to ensure continued compliance. The results of the analysis done to
50
Mitigation of Orbital Debris, 19 FCC Rcd. 11567, ¶ 88 (2004).
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Orbital Lifetime Calculation
Table A.11-1 below sets forth the characteristics of a SpaceX satellite relevant to the
orbital lifetime calculation, as well as the result of that calculation. The subsequent discussion
Vehicle Mass
Mass 386 kg
Orbit
Altitude 1,150 1,110 1,325 1,130 1,275 km
Inclination 53 53.8 70 74 81 deg
Orbital Lifetime
(Calculated using NASA DAS)
Nominal Operations 5.0-7.0 years
Nominal Disposal (Solar-Max) 0.94 0.94 1.0 1.0 1.0 years
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NASA’s DAS provides tools to estimate spacecraft post-mission dwell time prior to
atmospheric re-entry:
The solar cycle has a dynamic influence on the duration to demise of a spacecraft due to
atmospheric reentry. During solar-max, the atmosphere swells up, making re-entry occur much
more rapidly than during periods of solar-min. Figure A.11-1 shows a nominal re-entry time
estimate using DAS across the foreseeable future. Periods of solar-min become evident at
SpaceX satellites have a designed expected lifespan of between 5 and 7 years. Those
satellites launched in 2019 that reach the end of life in 2024 will have a favorable de-orbit
duration due to coincidence with solar-max. However, in the interest of margin, the de-orbit
estimates provided below are calculated for 2029, corresponding to a local maximum for the
following solar-min period. Because satellites are anticipated to reach end-of-life prior to 2029,
satellite de-orbit performance is anticipated to exceed these reported values. Throughout the
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deorbit phase, the satellite area to mass ratio is 0.0733 m2/kg and is used in the following DAS
input.
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53.8 Degree Inclination DAS Input
57
70 Degree Inclination DAS Input
58
74 Degree Inclination DAS Input
59
81 Degree Inclination DAS Input
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Re-entry timelines are also provided for several disposal perigees in proximity of the
target. The 300 km target does not account for a fuel margin stack-up reserved for other uses.
In the vast majority of cases, any remaining margin would allow satellites to push their perigee
even lower than 300 km. Nonetheless, satellites would hold some fuel in reserve for
conjunction avoidance during the active de-orbit phase. Re-entry estimates for the year 2029
53 Degree Inclination
Disposal Perigee Time to Re‐entry
200 km 22 days
250 km 100 days
> 300 km < 344 days
350 km 2.0 years
400 km 2.9 years
Atmospheric Demise
atmospheric demise a likely scenario upon re-entry. To verify this, SpaceX also utilized
NASA’s DAS. The satellite was broken down into approximately 100 major components, each
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defined with its own shape, material, mass and dimensions. Components were modeled in a
nested fashion; a child component would not be exposed to the environment until its parent
burned up. This enabled conservative re-entry survivability analysis of common problematic
components, such as spherical fuel tanks contained within an enclosed spacecraft bus. DAS
models the release of all root components 79 km above the surface; the demise altitudes of all
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Several objects were identified as components of interest. This reflected objects which
had a distinct mass, quantity, or shape factor which made them of particular concern during re-
entry analysis. Those components and their corresponding demise altitudes are provided in the
tables below:
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53 Degree Inclination
Component Demise (km)
First Bus Panel 76.6
Reaction Wheels 74.4
Batteries 70.9
Propellant Tank 70.9
Last Bus Panel 70.3
Although a major effort was made to avoid the use of components resistant to disintegration,
some scenarios were unavoidable. DAS analysis indicates that four components may have a
chance of reaching the Earth’s surface; these components are listed in the tables below. Of the
four, only two contribute substantially to the total Debris Casualty Area (“DCA”) calculation.51
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The debris casualty area is a function of the dimensions of an average person and of the specific debris
fragment. The model does not consider more complicated aspects, such as sheltering within structures. The
total casualty area is the sum of the casualty areas of all surviving debris fragments which reach the ground with
kinetic energy greater than 15 joules.
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53 Degree Inclination
Component Qty. Material Mass (kg) Total DCA (m^2) Energy (J)
Thruster Internals 1 Iron 1.66 0.47 2733
Comms. Component 5 Silicon Carbide 1.50 2.79 961
Rotor Bearing 5 Stainless Steel 0.07 2.45 8
Strut Fitting 12 Titanium 0.03 4.92 6
70 Degree Inclination
Component Qty. Material Mass (kg) Total DCA (m^2) Energy (J)
Thruster Internals 1 Iron 1.66 0.47 2733
Comms. Component 5 Silicon Carbide 1.50 2.79 961
Rotor Bearing 5 Stainless Steel 0.07 2.45 8
Strut Fitting 12 Titanium 0.03 4.92 6
74 Degree Inclination
Component Qty. Material Mass (kg) Total DCA (m^2) Energy (J)
Comms. Component 5 Silicon Carbide 1.50 2.79 961
Rotor Bearing 5 Stainless Steel 0.07 2.45 8
Strut Fitting 12 Titanium 0.03 4.92 6
81 Degree Inclination
Component Qty. Material Mass (kg) Total DCA (m^2) Energy (J)
Comms. Component 5 Silicon Carbide 1.50 2.79 961
Rotor Bearing 5 Stainless Steel 0.07 2.45 8
Strut Fitting 12 Titanium 0.03 4.92 6
The DCA model does not consider components characterized by a ground impact energy
of less than 15 joules. The two components in the simulation that meet this criterion are rotor
bearings and strut fittings. The former may survive re-entry due to being nested in a larger sub-
assembly, while the latter may survive because they are made of titanium. These components
are 70 and 30 grams respectively, causing their impact at terminal velocity to remain benign.
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Two other components with a chance of re-entry survivability are iron thruster internals
and a set of silicon carbide communications components. While the majority of the thruster is
expected to burn up in the atmosphere, the nested nature of the assembly leaves a chance of
survivability for internal components. Fortunately, the DCA of these components is relatively
small at 0.47 m2. At higher inclinations, DAS indicates the thruster internals are no longer a
risk, which is reflected by the disappearance of that row from the tables of 74 and 81 degrees of
inclination. The high survivability of the silicon carbide communications components stems
from the material properties, primarily its very high melting point of 2,730 °C.
The four components discussed above are the main contributors to the satellite’s total
Yet even with these components, the total spacecraft Risk of Human Casualty is no more than
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DAS Accordance
As shown in the screen shot below, the DAS assessment concludes that SpaceX’s
anticipated de-orbit plan satisfies all applicable requirements under NASA-STD-8719.14 for
each inclination.52
52
Requirement 4.8-1, related to Collision Hazards of Space Tethers, does not apply to SpaceX’s satellites.
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ENGINEERING CERTIFICATION
I hereby certify that I am the technically qualified person responsible for preparation of
the engineering information contained in this application, that I am familiar with Part 25 of the
Commission’s rules, that I have either prepared or reviewed the engineering information
submitted in this application, and that it is complete and accurate to the best of my knowledge
and belief.