1776 Loc Tenders
1776 Loc Tenders
1776 Loc Tenders
for
Prequalification of Engineering, Procurement
and Construction (EPC) Contractor for
Construction of a Cricket Stadium Complex in
the Republic of Maldives
The Export-Import Bank of India [hereafter Exim Bank, or the Bank], on behalf of the
Government of India (GOI), extends from time-to-time, concessional credit facilities under the
Indian Development and Economic Assistance Scheme (IDEAS) to overseas governments /
their nominated agencies in developing countries for financing projects involving
procurement of goods, civil works, consultancy and non-consultancy services to be contracted
to Indian entities.
These Lines of Credit (LOCs) are governed by the Guidelines issued by the GOI from time-to-
time. As per the extant guidelines issued vide letter letter F.No. 5/7/2019-IDEAS dated March
31, 2022, the Bank is required to carry out a prequalification exercise and provide a list of
prequalified bidders to the Borrower for invitation of bids for specific contract packages under
the project(s) financed by the LOCs.
In pursuance to the above, the Bank invites Applications from eligible Indian entities for
prequalification of an EPC Contractor for Construction of a Cricket Stadium Complex in
Maldives under a Line of Credit extended to the Government of the Republic of Maldives.
An upfront and non-refundable Processing Fee of INR 50,000 plus applicable GST (presently
18%) is payable through NEFT transfer as per details given below:
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This Application Document (AD) consists of the following Parts:
This Part includes a summary description and other data on this prequalification
process and of the prospective project to be contracted by the Borrower
Government/ Procuring Entity subsequent to this prequalification.
This Part includes specific provisions that supplement Part II, Instructions to
Applicants.
This Part specifies the criteria and requirements and the procedure to be used to
determine how Applicants shall be prequalified and later to be invited to bid by the
Borrower Government / Procuring Entity.
Part V. Forms
This Part includes the Application Submission Form and other forms required to
be submitted with the Application.
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Application Document
for
Prequalification of Engineering, Procurement
and Construction (EPC) Contractor for
Construction of a Cricket Stadium Complex in
the Republic of Maldives
No.:GOILOC-309/Maldives/Cricket Stadium/EPC-89
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Contents
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Part I: Scope of EPC
The Export-Import Bank of India (Exim Bank or the Bank), on behalf of the Government of India (GOI)
has approved financing of a project out of a Line of Credit extended to the Government of the
Republic of Maldives for of Cricket Stadium Complex in Maldives, for which Exim Bank now seeks
applications for prequalification from eligible Indian entities. Refer Part II ITA 4 for eligibility
provisions.
The Republic of Maldives, is a small island nation in South Asia, located in the Arabian Sea of the
Indian Ocean. It lies southwest of Sri Lanka and India, about 1,000 kilometres from the Asian
continent. The chain of 26 atolls stretches from Ihavandhippolhu Atoll in the north to Addu Atoll
in the south. Comprising a territory spanning roughly 298 square kilometres, the Maldives is one
of the world's most geographically dispersed sovereign states as well as the smallest Asian
country by land area and population, with around 515,696 inhabitants.
Hulhumalé is the first fully reclaimed, pre-planned city of the country located within 3 kilometres
from Malé, the capital city. Curving a welcoming path for its development in early 2015 Hulhumalé
Phase II was reclaimed with the additional 244 hectors. The newly reclaimed addition to the
existing conurbation promises diverse development opportunities. Hulhumalé Phase I currently
houses 57,000 people with the target population of 93,000 people. With the new developments,
Phase II plans for a population of 117,000 people.
The International Cricket Council elected Maldives to be a member country for Twenty 20
matches, for the purpose of promoting the game in the island nation. This coincides with the
aims of the Government to promote the game and develop a 10,000-spectator capacity,
International Standard cricket stadium complex that can be used both locally, and to also host
international Twenty 20 cricketing events in Hulhumale’.
The Cricket Control Board of Maldives (CCBM) was established on 1 January 1983 by the
government to promote and develop the game of cricket in the Maldives. The Maldives became a
member of the Asian Cricket Council in 1996, and an affiliate member of the International Cricket
Council in 1998.
The proposed site is in Hulhumalé suburb, which is well connected with roads, bridges and ferries
with the capital city of Male’.
Project background
The stated objectives and goals of the stadium are:
1. To develop a stadium on design and build basis with a capacity of 10,000 spectators for a
range of uses including, but not limited to: Cricket, concerts and other entertainment events.
The Contractor is expected to supply and install 5,000 seats as part of this Project.
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2. In addition to the standard codes, the stadium shall meet the requirements of the
following codes:
ICC Guidelines for cricket stadium
BCCI Guidelines for cricket stadium
As specified in the DPR
BREEAM Good rating (Refer to Chapter 9: Sustainability of Detail Project Report)
Codes listed in Chapter 9: Codes of Compliance of the Detail Project Report
Relevant safety guidelines as prescribed by the Government of Maldives.
Local Statutory Guidelines, Rules and Regulations
3. To provide a highly cost-effective low maintenance facility.
a. To complement a sports and entertainment precinct that can be used seven days a
week by ensuring the stadium integrates with, and makes use of, adjacent civic
spaces and commercial and community facilities.
4. Strengthen the national infrastructure capacity in tourism and hospitality business by
allowing the nation to be able to host international cricket tournaments and events
frequently, i.e. Indian Premier League or Asia Cup.
5. To act as a catalyst for complementary development in the surrounding area.
6. To provide a facility with a fifty year useful life.
7. To provide a facility that can be utilised all year for a number of events, in order to
maximize opportunity for revenue generation and sustainability.
8. To provide an “Iconic” stadium facility that reflects the growth of sports in Maldives and is
a showcase for sports and the state both nationally and internationally.
9. To provide a facility that will allow Maldives to effectively compete for international sports
events against comparable facilities in Asia.
10. To provide a sustainable development that will enhance public utilisation of facility and
ancillary structures.
11. That will control and mitigate effects on local communities surrounding the stadium.
12. Roof coverage for 75% of the seats.
13. The seating bowl shall be provided to maximise the atmosphere and locate patrons as
close as possible to the field of play.
14. The seating bowl shall be column free and allow excellent viewing conditions for sports
and events held in the stadium.
In addition to the stated Objectives, the complex should also achieve the following goals:
1. To create a multi-use, 10,000 spectator stadium enhancing the event experience for
spectators for all sports.
2. To create a stadium that is internationally recognised as a world-class venue for the
showcasing of professional sport and entertainment.
3. Sufficient infrastructure to allow for safe entry and egress for the site.
4. To provide a design that adheres to the principles of Environmentally Sustainable Design
with a minimal ecological footprint.
5. To provide an iconic design solution in consultation with Government of Maldives, as per
the DPR.
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Scope of EPC
• The components described under this Section are considered to be minimum requirements
of the Deliverables that the Contractor is required to deliver under the scope of this Contract.
• Design and Build of an ICC Compliant Cricket Stadium including but not limited to the
following works in accordance with the Detail Project Report:
1. FIELD OF PLAY
A minimum of 2 emergency vehicle access routes onto the playing field, 6-meter wide and fitted
with suitable security gates, shall be provided.
1.1 Cricket Ground
The Cricket Ground should follow the ICC minimum standards for new cricket grounds.
1.1.1 The Field
The playing surface shall be natural grass incorporating permanent drainage and irrigation points.
The field and pitch must drain well and the grass be cut short to result in a fast outfield.
1.1.2 The Pitch
Pitches will be orientated north to south. A total of 5 pitches will be provided with the spacing
of 3.66 meters between the pitches. The pitch should have ‘true bounce’ throughout for the
duration of the games, and be of reasonable pace. The pitch cover shall be provided to cover
all pitches and shall have a raised rim built into its edge, and have 4 discharge outlets at its
corners to allow water that collects on the cover during rain to be discharged into the field
drainage system. The bowler’s run-ups shall be provided with adequate covers.
1.1.3 Boundary & Moat
A continuous Fence / Moat will be provided around the stadium in front of the spectator seating.
It is important under emergency circumstances to allow access across the moat on to the playing
area and therefore a method of bridging the ‘gap’ will be incorporated, either on a permanent or
temporary basis.
1.2 Turf Protection
Turf protection is to be provided to allow for the change in events from cricket to a concert and
back again. Turf protection tiles are used to achieve this change. These tiles are Translucent which
allows for photosynthesis to continue and therefore not damaging the turf.
1.3 Turf Drainage Design
The cricket field should be constructed with the most optimum sub-surface drainage solution for
the cricket fields to sustain extreme climatic conditions. The System should provide the ability to
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promote healthier, stronger, and safer turf by accelerating moisture removal and increasing the
amount of oxygen to the root zone. The system should help in providing an optimal growing
environment for any playing surface – increasing playability and producing a more enjoyable
experience for players and spectators.
2. SEATING BOWL
The total minimum ground spectator capacity upon completion is upto 10,000. The functional
requirements are summarized here:
• A variety of seating types will be configured around the circular ground, consisting of a
combination of general admission seating, members seating, private boxes, dine & view
seating and press seating.
• Seating for people with disabilities will be available within each seating category and
distributed at various locations within the seating bowl.
3. SITE REQUIREMENTS
• The playing field is to be oriented within the optimum parameters for field orientation.
Orientation should also maximize external circulation / evacuation space. To maximize the multi-
use nature of the field the relevant sporting codes has indicated that the North/South Orientation
of the cricket pitches are acceptable.
• On-site parking to be provided for non-event day. This parking will serve as an enhancement to
the surrounding developments. On an event day, use of these car parks will be restricted. The
public plaza of the stadium should create an area for pedestrian circulation and other activities.
Any adjacent car parks and kerbing to be designed to accommodate pedestrian flow and the
finishes of the car park will be integral with the plaza so it appears as one space, but should align
with local road policy. In addition, dedicated stadium parking will be provided for administration,
operations, media, team, and possibly VIP parking.
• Event day vehicular access to the site will need to be accommodated within the design as it will
be required primarily for media, services and operational teams, VIPs and emergency vehicles.
• Boulevard-type atmosphere. The plaza is to be designed as an open space to allow for
maximized and safe pedestrian circulation during events. Some hard landscaping components,
such as benches, may be integrated in strategic locations to enhance the plaza and break down
the scale of the open space.
• Power outlets for plaza use to be incorporated into the enclosure of the stadium exterior.
• The main public entries to be located to respond to the largest influx of spectators.
• Environmentally sustainable design: Provisions for storm water retention to be included.
• Adequate Storage tanks to be included for fire protection
• Provision for large external Video Boards.
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4. TEAM FACILITIES
Team facilities shall be located in the North Pavilion and will have direct access to the playing
field. There will be ramped entrances for player’s access onto the field. Team facilities shall be
completed to include air conditioning, finished walls, floor finishes, ceilings, general lighting,
furniture, electrical sockets and media requirements. Parking for two team buses will be required
as close as possible to the team change facilities.
4.1 Teams Changing Rooms – Cricket (2 Nos)
Air conditioned changing room that will accommodate 25 players, including locker space (25)
hanging space and benches in front of lockers with direct access to shower area.
4.2 Umpire / Referee Changing Rooms
Air conditioned changing rooms shall be provided for match officials. The room will be located
with direct access to the Field of Play.
4.3 First Aid
Provide an air conditioned first aid treatment suite for use by players (spectators in extreme
emergencies) as needed on match days. The main first aid suite shall be situated at pitch level on
the team changing room side of the service level with direct access to the field through the pitch
access vomitories for the transfer of injured players by Ambulance. Two ambulance bays shall be
located adjacent to the facility.
4.4 Doping Control Room
A doping control room shall be provided adjacent to the Team Changing Rooms. The facility will be
located away from media accessible areas to provide players privacy.
4.5 Player’s Lounge and Family Room
An air conditioned player’s lounge will be shared by all teams, and shall be located in close
proximity to the central drop off area for the teams with access to both changing areas. A serving
counter and a finishing kitchen to serve snacks and light meals.
4.6 Entrance Lobby and Hall of Fame
The Main Entrance Lobby to the Players / North Pavilion will include a dedicated display space for
trophies and memorabilia.
4.7 Player’s Benches
Two team portable benches shall be located with direct access to the centre line Player’s Tunnel
to the team changing rooms.
5. SPECTATOR FACILITIES
5.1 Capacity
The approximate net seating distributions, including wheelchair positions are currently being
planned. It is proposed to offer various levels of season ticket and associated amenity packages
which will be incorporated into the General Admission and VIP seating configurations.
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5.2 General seating requirements
A variety of seating types will be configured around the playing field, consisting of a
combination of general admission seating, reserved seating, corporate seating including
corporate boxes and suites, press seating and team seating.
• A variety of seating types will be provided and configured around the circular ground
(arena), consisting of a combination of disabled seating, general admission seating,
corporate box and dine & view seating.
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5.11 Public first aid rooms
Satellite first aid stations will be distributed throughout the public concourses.
5.12 Signage/graphics
A comprehensive, visible, readable, flexible and effective signage system shall be provided
both outside and inside the building.
5.16 TV Monitors
Provision of Space and Support for large size Flat Screen TV monitors, including all power,
data and MATV cabling requirements should be located in the following locations:
• Throughout the public concourse
• Adjacent to food and beverage concessions.
• Within all Corporate Suites
• Players Areas
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Part I: Scope of EPC
The planning requirements of the Food & Beverage Services shall meet the catering needs
of the stadium in an efficient and effective manner. The needs of all the different user
groups identified have to be incorporated into the detailed design. The location of the
various areas that make up the Catering System shall be carefully considered to ensure
easy distribution of food and beverages from loading dock to end-user.
The main kitchen / kitchens and commissary will be located with immediate access to
the loading docks and service lifts and shall be designed to accommodate all match day
catering requirements.
Space will be provided within the commissary for Catering administrative offices, staff
lockers, uniform distributing, and event-day briefing. Laundry facilities are to be included
within the facility. Space will be provided for temporary catering staff in close proximity
to the main catering facilities and a briefing room on the service level of the stadium
7.10.1 Turnstiles
Provide provision for a minimum of 1 turnstile for 660 spectators at public entries.
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Part I: Scope of EPC
7.12 Concourses
7.12.1 Public Concourses
The main public concourse shall be located behind all main seating tiers and shall serve
directly all vomitories, concessions, and toilets. The concourses shall be designed to ensure the
safe passage of spectators in the event of an emergency to appropriate exits. The basis for
the width of the concourse shall be as set out in the United Kingdom “Guide to Safety at
Sports Grounds” (Green Guide) and in accordance with good international practice and local
and national regulations.
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Part I: Scope of EPC
These access points shall also be designed to assist the natural ventilation of the field to
promote healthy grass cultivation.
8 PRESS FACILITIES
8.10 Media Access
Media parking is to be provided on the entry level and is to be located as close as possible to
the media access/egress point.
8.11 Written Press Box
A written press box shall be provided with a clear elevated view on the field.
8.13 Toilets
The press shall have dedicated male and female toilets adjacent to the media lounge.
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Part I: Scope of EPC
9 BROADCAST FACILITIES
Radio broadcasting booths shall be provided for radio commentators and shall have built-
in counters and special acoustic isolation treatment on walls and ceilings to each box. The
spaces shall be flexible to accommodate the varying broadcasting media requirements
Third Umpire Room shall be located at an elevated position with preferential view to pitch
and scoreboards.
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Part I: Scope of EPC
Stadium Management offices shall be provided with access to natural light and
ventilation. A space allocation shall be made at this stage.
Locker/shower/toilet rooms for full-time staff, including grounds keeping and maintenance
personnel, will be provided. Separate shower facilities will be required for male and
female staff.
10.11 Security
This brief allows for the inclusion of separate facilities for privately contracted Stadium
Security and the Maldives Police, which shall work jointly during events.
The main security office suite will be located on the lower level in close proximity to
the main entry. It will be used for coordinating security personnel and stewarding operations
on event days. It must be able to accommodate all emergency services in case of building
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Part I: Scope of EPC
evacuation, so all basic facilities within the event control room will be duplicated, in a
reduced fashion. It will be located in a different quadrant than the Event Day Command Post.
10.11.3 Police
The main Police office shall be located in an ideal location in discussion with them
and the stadium authorities.
10.14 Janitorial
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Part I: Scope of EPC
10.15 Maintenance
10.15.1 Maintenance Storage
A large storage room will be provided for storage of materials and supplies.
10.15.2 General Building Storage
A large storage room will be provided for miscellaneous building storage.
Mechanical
Electrical
IT/ Communications
PA Systems
Fire
BMS
Lifts
Noise generating plant equipment shall be ideally located away from acoustically
sensitive areas. Where possible, roof top equipment shall be attenuated and isolated to
avoid noise breakout. Consideration is being given to utilizing the principles of
environmentally sustainable design to minimize the use of air conditioning plants.
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Part I: Scope of EPC
10.19.1 Floors
The floor structure must be able to resist high dead loads imposed by the equipment,
along with the potential for high live loads.
10.19.2 Walls
Finishes should take account of the ease of cleaning and maintenance. Scuffing of walls by
moving equipment and users may be a particular issue. Users may also use walls during
stretching exercises. Therefore, sharp edges and wall projections should be avoided in these
areas.
10.19.3 Mirrors
Continuous mirrors should be provided in required zones. The mirrors should be a minimum
of 2m high. Mirrors should be securely fixed above skirting level, to avoid impact from loose
weights or cleaning equipment. Large continuous mirrors should not be directly fixed to walls
but be fixed onto a rigid plywood backing board to avoid distortion. Point fixing mirrors should
be avoided. Mirrors should be bonded to their backing board or mounted onto a metal carrier
frame.
10.19.4 Ceilings
Fully suspended ceilings with raised (or coffered) feature areas giving extra height needed for
specific equipment. Support integrated or hanging fixtures e.g. loud speakers, ventilation
grilles, lighting. Heavier fittings e.g. air conditioning units, screens or gantries should be
supported from structural points. Allow easy access to building services located above the
ceiling. Gyms are generally highly serviced areas.
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Part I: Scope of EPC
10.23 Cafeteria
Cafeteria cum informal seating area is provided in the club area.
11.10 Pitch
The quality of the turfed playing surface is to be of a standard suitable for national and
international sporting events. The pitch is to have irrigation and drainage, covering the full
extent of the grassed area. The pitch is to be flat with the surrounding area up to the front
row sloped only for drainage. Details of the pitch drainage & irrigation system will be as per
ICC Guidelines.
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Part I: Scope of EPC
Provide two video boards which will be located in opposite sides of the stadium and will
provide re- play coverage to all patrons. Associated plant and equipment rooms are to be
located in close proximity to the screens.
11.12 Parking
• VVIP Parking
• Media Parking
• Police
• Ambulance
11.13 Transport
A strategy to address pedestrian and public transport routes will be developed in consultation
with the traffic consultant and the stakeholders.
11.14 Advertising
Artificial Lighting levels are provided as per ICC standards. 4 Nos. of Highmast towers are
considered.
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Part I: Scope of EPC
The roof should be designed to be an architectural statement that reflects the aspirations of
modern design within the Maldives context whilst providing an economical, lightweight
structure that covers spectators. Careful consideration shall be given to ensuring that the
shadow cast by the roof on the field of play is minimised to provide the optimum growing
conditions for the natural grass pitch.
The roof will house the following services and access provisions amongst others:
• House lighting and Emergency Lighting supported from the circumferential service
zone.
• Architectural Lighting
The entries shall be read from the same architectural language with their own individual
identity. The external façade massing and form shall be designed to mediate between the
macro size of the stadium and the context at a human scale. The facades shall be designed
such that they will maintain a maximum amount of visual transparency through the external
envelope when viewed from both sides.
East Side of the stadium has Earth Mound (sloping) Seating acting as an informal
spectator viewing areas. This mound opens up the stadium bowl from east side towards
the ocean. Two staircases and ramps and provided which leads to the mound seating. The
slope to be provided for the mound should be in accordance to the seating standards as per
Safety Guidelines.
11.20 Amphitheater
Outdoor Amphitheater is provided in the east side plaza area facing the ocean. It is sloping
in opposite direction of the slope of the mound. Combination of hardscape & green is used
for its finish.
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Part I: Scope of EPC
The design and construction of the Stadium will incorporate principles of Ecologically
Sustainable Development. This will appropriately incorporate environmentally responsible
materials and processes at the time of design/construction and to reduce energy
consumption and adverse effects on the environment in both construction and operation
which are financially viable.
D] GOI Guidelines
As per the GOI guidelines, goods, works and services for minimum 75% value of the contracts
covered under these Lines of Credit, must be sourced from India. Applicants are advised to
refer to the GOI guidelines mentioned above which are also available at
https://www.eximbankindia.in/assets/pdf/loc/GOI-Guidelines-on-LOC.pdf
Applicants are also advised to refer to the Public Procurement Order nos. 1 & 2 dated July 23,
2020 and Public Procurement Order no. 3 dated July 24, 2020 issued by the Public
Procurement Division of the Department of Expenditure (DOE), Ministry of Finance,
Government of India, which are applicable to the current prequalification process.
24
Part II. Instructions to Applicants [ITA]
Table of Articles
A General
1 Background 26
2 Scope of Prequalification 26
3 Ethics and Integrity 26
4 Eligibility of Applicants 27
B Composition of the Application Document
5 Contents of this Document 28
6 Clarifications 29
7 Corrigendum of Application Document 29
C Preparation, Submission and Opening of Applications
8 Cost towards Application 29
9 Language 29
10 Documents constituting the Application 29
11 Application Submission Form 30
12 Documents Evidencing the Applicant’s Eligibility 30
13 Documents Evidencing the Applicant’s Qualifications 30
14 Authorized Signatory and Number of Copies 30
15 Preparing the Application Envelope 31
16 Application Submission Deadline 31
17 Late Applications 31
18 Opening of Applications 31
D Procedures for Evaluation of Applications
19 Evaluation to be Confidential 31
20 Clarifications during Evaluation 31
21 Determination of Responsiveness of Applications 32
E Evaluation of Applications and Prequalification of Applicants
22 Evaluation of Applications 32
23 Bank’s Right to Accept or Reject Applications 32
24 Prequalification of Applicants 32
25 Notification of Prequalification 33
26 Subsequent Invitation for Bids 33
Part II. Instructions to Applicants [ITA]
A. General
1. Background 1.1 The Export-Import Bank of India (hereinafter called “the Bank”), on behalf
of the Government of India (GOI), extends from time-to-time, concessional
credit facilities (hereinafter called “Lines of Credit”) under the Indian
Development and Economic Assistance Scheme (IDEAS) to overseas
governments or their nominated agencies (hereinafter called “Borrower or
Employer”), for financing projects to be executed by Indian entities.
Payment by the Bank to the Indian exporters will be made only at the
request of the Borrower and upon approval by the Bank, and will be
subject, in all respects, to the terms and conditions of the credit (or
financing) agreement.
2. Scope of 2.1 With reference to the Invitation for Prequalification (IFP) indicated in Part
Prequalification III, Data Sheet (DS), this Application Document (“Application Document”) is
being issued by the Bank to prospective applicants (“Applicants”)
interested in submitting applications (“Applications”) for prequalification
as per the scope described in Part I, Scope of EPC and subject to the
provisions of this Application Document.
3. Ethics and Integrity 3.1 The Bank requires Applicants to participate in this prequalification process
with the highest standards of ethics and integrity. It is strictly forbidden to
the parties involved in the prequalification process, by themselves or by a
third party, to offer, ask or accept for itself or for a third party, financial or
non-financial advantage or even direct or indirect promise or any other
acts1, as offsets for prequalification or bidding or contract award and
execution as applicable, if susceptible of being qualified as criminal
unlawful acts in accordance with national laws of any party involved.
3.2 In pursuance of ITA 3.1 above, Applicants shall permit the Bank to inspect
all accounts, records and other documents relating to the submission of the
Application, bid submission (in case prequalified), and contract
performance (in the case of award), and to have them audited by auditors
appointed by the Bank.
1
These acts shall include, but not limited to, corrupt practice, fraudulent practice, collusive practice, coercive
practice, obstructive practice, and conflict of interest.
26
Part II. Instructions to Applicants [ITA]
4.2 For the purpose of applying the eligibility criteria listed in this article 4,
“Applicant” would include the single entity or in case of a joint venture
(“JV”), each member of the JV, involved or intended to be involved with
this prequalification process (as mentioned in Form A.1.2 Applicant’s JV
Member’s Information Form), for any part of the prospective contract(s)
including related services.
4.6 The list of debarred firms and individuals by certain leading MDAs is
available as specified in the DS. This may not be an exhaustive list of
debarred entities but those which are made available centrally on the
respective MDA’s website. Additionally, there could be lists of debarred
entities issued by various government departments/ procuring entities/
corporations and maintained offline.
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Part II. Instructions to Applicants [ITA]
4.8 An Applicant shall (i) be eligible with respect to the provisions of Public
Procurement Orders No. 1 & 2 dated 23.07.2020 and Public Procurement
Order No. 3 dated 24.07.2020 issued by Department of Expenditure, Ministry
of Finance, Government of India; and (ii) furnish such evidence of eligibility
satisfactory to the Bank, as the Bank shall reasonably request.
4.9 The Applicant shall appoint a Designer to design the permanent works. The
Designer(s) may be a single entity or a joint venture. The Designer(s) may be
of any nationality, and shall meet the minimum requirement on qualification
as specified in Part IV of this Application Document. The Designer(s) shall not
sub-contract any of its obligations under the Contract without approval in
writing from the Employer.
The applicant is required to provide the name(s) of (maximum three)
Designer(s) meeting above mentioned requirements at time of
prequalification stage. The applicant should submit undertaking that the
Designer(s) meets the above-mentioned requirement. The application shall
have to appoint any one of the three Designers only in case the Contract is
awarded to the prequalified Contractor and the qualification of Designer will
be evaluated at the time of bidding stage in case the applicant is prequalified.
5. Contents of this 5.1 This Application Document consists of the Parts indicated below, and which
Document should be read in conjunction with any Corrigendum issued in accordance
with ITA 7.
• Part I. Scope of EPC
• Part II. Instructions to Applicants (ITA)
• Part III. Data Sheet (DS) to ITA
• Part IV. Prequalification Criteria and Requirements
• Part V. Forms
• Part VI. Questionnaire for Applicants
5.2 Unless obtained directly from the Bank, the Bank shall not be responsible
for the completeness of the document, responses to requests for
clarification, or Addenda to the Application Document in accordance with
ITA 7. In case of any discrepancies, documents issued directly by the Bank
shall prevail.
5.3 An Applicant is expected to study all instructions, and forms in the Application
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Part II. Instructions to Applicants [ITA]
6.2 Any modification to the Application Document that may become necessary
as a result of the clarifications to the queries shall be made by the Bank
exclusively through the use of a Corrigendum pursuant to ITA 7.
7. Corrigendum of 7.1 At any time prior to the deadline for submission of Applications, the Bank
Application may amend the Application Document by issuing a Corrigendum.
Document
7.2 Any Corrigendum or Addenda issued shall be deemed to be part of the
Application Document and shall be published on the Bank’s website.
8. Cost towards 8.1 The Applicant shall bear all costs associated with the preparation and
Application submission of its Application. The Bank will in no case be responsible or
liable for those costs, regardless of the conduct or outcome of the
prequalification process.
9. Language 9.1 The Application documentation and printed literature that are part of the
Application, if in another language, shall be accompanied by an accurate
translation of the relevant passages in English language, which shall be the
governing language.
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Part II. Instructions to Applicants [ITA]
11. Application 11.1 The Applicant shall complete an Application Submission Form as provided
Submission Form in Part V(Forms). This Form must be completed without any alteration to its
format.
12. Documents 12.1 To establish its eligibility in accordance with ITA 4, the Applicant shall
Evidencing the complete the eligibility declarations in the Application Submission Form
Applicant’s Eligibility and Forms A.1.1 and A.1.2, included in Part V (Forms).
13. Documents 13.1 To establish its qualifications in accordance with Part IV, Prequalification
Evidencing the Criteria and Requirements, the Applicant shall provide the information
Applicant’s requested in the corresponding Forms included in Part V without any
Qualifications alteration to the format. Applicant shall also complete the Questionnaire
included in Part VI without any alteration to the questions.Each Form
included in Part V and the Questionnaire in Part VI shall be duly signed by
the authorized representative of the Applicant. In case of JV, authorized
representative of the respective member shall sign. Non- compliance with
this clause may result in summary rejection of the Application.
(a) Exchange rates shall be taken from the publicly available source
identified in the DS. Any error in determining the exchange rates in the
Application may be corrected by the Bank during evaluation;
(b) For data related to financial statements, the amounts shall be
mentioned in Indian Rupees (INR). Equivalent amount in USD shall be
arrived at using the exchange rate as on 31st March of respective
financial year as specified in the DS;
(c) for data related to Liquidity, Annual Residual Contract Value and
contracts signed in the current financial year, unless otherwise
specified in the DS, the exchange rate prevalent as on the working day
preceding the date of Invitation for Prequalification (IFP) shall be used
to arrive at the USD equivalent as specified in the DS; and
(d) for contracts signed prior to the current financial year, the exchange
rate as on 31st March of the respective financial year in which the
contract was signed shall be used to arrive at the USD equivalent as
specified in the DS.
14. Authorized Signatory 14.1 The Applicant shall prepare one original of the documents comprising the
and Number of Application as described in ITA 10 and clearly mark it “ORIGINAL”. The
Copies original of the Application shall be typed or written in indelible ink and shall
be signed by a person duly authorized to sign on behalf of the Applicant. In
case the Applicant is a JV, the Application shall be signed by all members of
the JV.
30
Part II. Instructions to Applicants [ITA]
15. Preparing the 15.1 The Applicant shall enclose the original Application in a sealed envelope
Application that shall:
Envelope (a) be addressed to the Bank, as per ITA 16.1;
(b) mention the name and address of the Applicant; and
(c) mention the specific identification of this prequalification process
indicated in the DSITA 2.1.
15.2 The Bank will accept no responsibility for not processing any envelope that
was not prepared as required in ITA 15.1 above.
16. Application 16.1 Applicants must submit their Applications in offline mode. Applications
Submission Deadline shall be received by the Exim Bank at the address and no later than the
deadline indicated in the DS.
16.2 The Bank may, at its discretion, extend the deadline for the submission of
Applications by amending the Application Document in accordance with ITA
7.
17. Late Applications 17.1 Applications received after the deadline for submission of applications shall
not be admissible, and if received, shall be returned unopened to the
Applicant.
18. Opening of 18.1 The Bank shall open all Applications at the date, time and place specified
Applications in the DS. Applicants’ representatives may be present during opening.
19. Evaluation to be 19.1 Information relating to the Applications, their evaluation and result
Confidential shall be confidential and will not be disclosed to Applicants or any
other person(s) not officially concerned with the prequalification
process until the official notification of prequalification results is
made in accordance with ITA 25.
20. Clarifications during 20.1 During the evaluation of Applications, in case of ambiguity, the Bank
Evaluation may, at its discretion, ask an Applicant for a clarification of its
Application, to be submitted within a stated reasonable period of time.
Any request for clarification from the Bank and all clarifications from the
Applicant shall be in writing. Any clarification submitted by an Applicant
that is not in response to a request by the Bank may not be considered.
20.2 If an Applicant does not provide (within the time allowed) clarifications
and/or documents requested as per the Bank’s request for clarification,
its Application shall be evaluated based on the information and
documents available at the time of evaluation of the Application.
31
Part II. Instructions to Applicants [ITA]
21. Determination of 21.1 The Bank may reject any Application which is not responsive to the
Responsiveness of requirements of the Application Document and may not subsequently be
Applications made responsive by correction of the causes of non-responsiveness or by
substitution or resubmission of the Application or part thereof.
22. Evaluation of 22.1 The Bank shall use the criteria and requirements defined in Part IV,
Applications Prequalification Criteria and Requirements, to evaluate the
qualifications of the Applicants, and no other methods, criteria, or
requirements shall be used. The Bank reserves the right to waive minor
deviations from the prequalification criteria if they do not materially
affect the technical capability and financial resources of an Applicant
to perform the contract.
23. Bank’s Right to Accept 23.1 The Bank reserves the right to accept or reject any Application, and to
or Reject Applications annul the prequalification process and reject all Applications at any
time, without thereby incurring any liability to the Applicants.
24. Prequalification of 24.1 All Applicants, whose Applications substantially meet or exceed the
Applicants specified qualification requirements, will be prequalified by the Bank.
32
Part II. Instructions to Applicants [ITA]
25. Notification of 25.1 The Bank shall notify the result of the prequalification process through a
Prequalification letter to the prequalified Applicants and to the applicants not meeting
the prequalification criteria.
25.2 Applicants that have not been prequalified may write to the Bank no
later than 7 calendar days after the date of intimation by the Bank, of the
result of prequalification, to requestclarifications regarding the grounds
on which they were not prequalified.
26. Subsequent Invitation 26.1 The Bank shall forward the list of prequalified firms to the Borrower for
for Bids subsequent invitation of bids.
33
Part III. Data Sheet (DS) to ITA
34
Part III. Data Sheet (DS) to ITA
ITA 4.3 The lead partner of the JV shall be the one with the highest share in the JV which
shall not be less than 26%. The maximum number of other members in the JV shall
be such that each of the other members should have at least 20% share. In case
there are two partners in the JV, the Lead Partner should have at least 51% share.
The JV can be either an incorporated JV company or an unincorporated
consortium/ association [JVCA] based on a memorandum of understanding. In case
of unincorporated JVCA, the share shall be determined based on the share in the
proceeds of the contract [in terms of percentage] being bid for. In other words, if
prequalified and invited to bid, the share of JV members in the contract in terms of
value shall be in the proportion as stated above.
The Letter of Intent to enter into a JV or JV agreement should contain, inter alia, the
following:
35
Part III. Data Sheet (DS) to ITA
The applicant shall forward a hard copy of its application along with a covering
letter clearly indicating the name of the project and the Prequalification
Reference No.
The Applicant shall submit with its application, the following additional
documents as attachment to the Application Submission Form:
The Applicant shall submit a copy (self-attested on all pages) of Power of Attorney
in favour of the person who has been authorized, through an appropriate
Company Board Resolution or equivalent document, to sign on behalf of the
Applicant. Copy (self-attested) of such relevant company Board Resolution or
equivalent document should also be attached.
In case the Applicant is a JV, the Applicant shall submit a copy (self-attested on
all pages) of Powers of Attorney for each member of the JV along with a copy
(self-attested) of relevant Board Resolutions or equivalent documents.
36
Part III. Data Sheet (DS) to ITA
For the historical exchange rates, which are not made available by FBIL, the
reference rate published by Reserve Bank of India (RBI) and available on
https://www.rbi.org.in/scripts/ReferenceRateArchive.aspx may be used.
In case a particular currency rate is not published by Reserve Bank of India, then
the selling rate of such currency shall be taken from the following website:
http://www.oanda.com
ITA 13.3(b) & Applicants shall use the following rates for conversion between USD and INR:
(d)
USD 1 = INR 1 INR = USD
ITA 13.3(c) Applicants shall use the following rates for conversion between USD and INR:
ITA 14.1 Additionally one (1) copy in a pen drive shall also be submitted.
The prequalification application document (off line version) shall be submitted in
spiral or hard bound form only and not as loose sheets in plastic folders. All
the pages shall be machine numbered and a table of contents shall be included
in the beginning of each volume of documents referring the page numbers of the
indexed items.
37
Part III. Data Sheet (DS) to ITA
ITA 18.1 The opening of the Applications shall be at the Bank’s address as that indicated
in ITA 2.1
38
Part IV. Prequalification Criteria and
Requirements
This Part contains all the criteria, requirements and procedures that the Bank shall use to evaluate
Applications. The information to be provided in relation to each requirement and the definitions of the
corresponding terms can be referred to in the respective Forms.
Contents
A General 40
D Experience 44-47
A. General
A.1 Nationality
A.2. Eligibility
Requirement: ➢ The Applicant shall not be under declaration as ineligible, as described
in ITA 4.5, ITA 4.7 and ITA 4.8
➢ Documentation and Attachments to be submitted as mentioned below
Documentation to be Application Submission Form
submitted:
Attachments ➢ The Applicant shall submit a copy [self-attested on all pages] of Power
of Attorney in favour of the person who has been authorized, through
an appropriate Company Board Resolution or equivalent document, to
sign on behalf of the Applicant. A copy [self-attested] of such relevant
company Board Resolution or equivalent document should also be
attached.
➢ In case the Applicant is a JV, the Applicant shall submit a copy [self-
attested on all pages] of Powers of Attorney for each member of the JV
along with copy [self-attested] of relevant Board Resolutions or
equivalent documents.
40
Part IV. Prequalification Criteria and Requirements
2
Contract non-performance must be based on all information on fully settled disputes or litigation, i.e. dispute
or litigation that has been resolved in accordance with the dispute resolution mechanism under the respective
contract and where all appeal instances available to the Applicant have been exhausted.
41
Part IV. Prequalification Criteria and Requirements
3
In case of Contracts in INR, the exchange rate of 31st March of the financial year in which the contract was signed
will be used to arrive at the USD equivalent.
4
Exchange rate prevalent as on the working day preceding the date of Invitation for Prequalification (IFP) shall
apply [Refer ITA 13.3(c)].
42
Part IV. Prequalification Criteria and Requirements
5
Exchange rate prevalent as on the working day preceding the date of Invitation for Prequalification (IFP) shall
apply [Refer ITA 13.3(c)].
43
Part IV. Prequalification Criteria and Requirements
D. Experience
D.1 General Experience
Requirement: ➢ Experience in EPC contracts in Construction of Sports
Stadiums/ Integrated Sports Complexes/ Terminal Building
of Commercial Airport in India in the role of prime
contractor or JV member1 to the main client, in India
completed during the last seven (7) years, starting from
November 01, 2012 and up to application submission
deadline. (In case of JVCA, requirement shall be met by the
JVCA on a combined basis.)
➢ Documentation and Attachments to be submitted as
mentioned below.
Documentation to be submitted: Form D.1.1
Attachments to be submitted: ➢ Final Acceptance Certificate/ Completion Certificate/
Testimonial Letters issued by the Project Authority for each
contract listed in Form D.1.1 giving, inter alia, details of
scope and value of work executed by the Applicant,
contract start and completion dates. In case of projects
executed through a Special Purpose Vehicle (SPV) under a
concession agreement, FAC shall be issued by the
Concession Granting Authority.
➢ In case the contracts listed in Form D.1.1 are executed by
the Applicant through an SPV under a concession
agreement, either singly or in joint venture, the following
additional documents/information should be submitted:
❖ Copy of Letter of Acceptance of the bid/grant of
concession issued by the Concession Granting Authority
in favour of the Applicant or a JV comprising the
Applicant; and
❖ Copy of Concession Agreement indicating the
shareholding structure of the SPV establishing that the
SPV is wholly held by the Applicant or by a JV comprising
the Applicant;
➢ In case the contracts listed in Form D.1.1 are executed by
the Applicant as a member of JV, a copy of Agreement
between Project Authority and JV and the JV Agreement to
substantiate Individual JV member’s delineated roles,
responsibilities and scope and value of work.
Subcontractors’ experience and resumes, if any,
submitted with the application shall not be taken into
account in determining the Applicant’s compliance.
➢ Subcontractors’ experience and resumes, if any, submitted
with the application will not be taken into account in
determining the Applicant’s compliance.
44
Part IV. Prequalification Criteria and Requirements
1
Exchange rate prevalent as on the working day preceding the date of Invitation for Prequalification (IFP) shall
apply [Refer ITA 13.3(c)].
6
In case of contracts in INR, for contracts signed in the current financial year, the exchange rate prevalent as on the working
day preceding the date of Invitation for Prequalification (IFP) shall be used to arrive at USD equivalent. For other contracts,
the exchange rate as on 31st March of the financial year in which the contract was signed shall be used to arrive at the USD
equivalent.
45
Part IV. Prequalification Criteria and Requirements
46
Part IV. Prequalification Criteria and Requirements
47
Part IV. Prequalification Criteria and Requirements
E. Quality Assurance
E.2 Equipment
Requirement: The Applicant must confirm that it can avail and deploy the
necessary key tools & plants/ equipment that may be required
for execution of the scope of work as defined in Part I.
Attachments to None
be submitted:
48
Part IV. Prequalification Criteria and Requirements
NOTE:
49
Part V. Forms
Table of Forms
Application Submission Form : 51-52
Ongoing Contracts : 66
General Experience : 67
50
Part V. Forms
We, the undersigned, apply to be prequalified for the referenced IFP and declare that:
(a) We have examined and have no reservations to the Application Document, including Corrigendum
No(s).______, issued in accordance with Instructions to Applicants (ITA) 7: [insert the number and issuing date
of each corrigendum or “nil” if no corrigendum is issued].
(b) We meet the eligibility requirements as stated in ITA 4.1, we have not been currently blacklisted/debarred/
sanctioned in accordance with ITA 4.5. Subsequent to the deadline for Application submission, in case we are
debarred/sanctioned, we shall immediately inform Exim Bank of such blacklisting/debarment/sanction and
reasons thereof, in accordance with ITA 4.5;
(c) We confirm that we are currently not under default on any loan to any Bank/FI and our account has not been
classified as Non-Performing Asset (NPA) with any Bank/FI. We further confirm that none of our
companies/promoters/directors appear in RBI Caution List, RBI Willful Defaulter List (Suit filed as well as non-suit
filed), Credit Information Bureau India Ltd. (CIBIL) Defaulter List, and any other negative list of central and state
government agencies, updated from time-to-time. On being included in any of the above lists, we shall
immediately inform Exim Bank on the inclusion and reason for inclusion thereof, in accordance with ITA 4.7;
(d) We understand that you may cancel the prequalification process at any time and that you are neither bound to
accept any Application that you may receive nor to invite the prequalified Applicants to bid for subsequent
contract(s) subject to this prequalification process, without incurring any liability to the Applicants, in accordance
with ITA 23.1.
(e) We hereby confirm that we have not appointed any agent and we have not paid any agency commission for this
Prequalification process. If prequalified, we also confirm that we will not appoint any agent and nor will we pay
any agency commission for the corresponding tendering process or execution of the contract.
(f) We further declare that we are not7 facing any investigation by any Government procuring entity/ corporation
or Multilateral Development Agencies (MDA). (If yes, please provide details in a separate sheet, as necessary.)
(g) All information, statements and description contained in the Application are in all respect true, correct and
complete to the best of our knowledge and belief. We understand that misrepresentation of facts in our
Application and contravention to ITA 3, inter alia, may lead to rejection of our Application/ cancellation of
prequalification.
7
Please change “we are not” to “we are” in case the applicant / members are facing investigation.
51
Part V. Forms
[For a joint venture, all members shall sign. Failure to comply with this requirement may result in rejection of
Application]
52
Part V. Forms
53
Part V. Forms
C.1.1* Financial Status & Capacity, certified by the Statutory Auditors of the Applicant
C.1.2 * Sources of Finance
* 1. Audited Annual Reports for the last 5 years
* 2. Statement of Consolidated Credit Facilities (sanctioned, utilised and available)
from Lead Banker or respective Bank statements duly attested by the respective
banks.
C.1.3 * Annual EPC Turnover, certified by the Statutory Auditors of the Applicant
C.2.1 * Ongoing Contracts (Certified by a Chartered Accountants)
D.1.1* General Experience
* 1. Final Acceptance Certificate/ Completion Certificate/ Testimonial Letters issued
by the employer for each contract listed in Form D.1.1
* 2. In case the contracts listed in Form D.1.1 are executed by the Applicant through
an SPV under a concession agreement, either singly or in joint venture, the
following additional documents/information should be submitted:
a. Copy of Letter of Acceptance of the bid/grant of concession issued by the
Concession Granting Authority in favour of the Applicant or a JV comprising the
Applicant;
b. Copy of Concession Agreement indicating the shareholding structure of the SPV
establishing that the SPV is wholly held by the Applicant or by a JV comprising the
Applicant provided the Letter of Acceptance of bid by the Concession Authority is
issued in favour of the JV comprising the Applicant.
* 3. In case the contracts listed in Form D.1.1 are executed by the Applicant as a
member of JV, a copy of Agreement between Project Authority and JV and the JV
agreement to substantiate Individual JV member’s delineated roles and
responsibilities and scope and value of work.
D.2.1 * Specific Experience
* 1. Final Acceptance Certificate/ Completion Certificate/ Testimonial Letters issued
by the employer for each contract listed in Form D.2.1
* 2. In case the contracts listed in Form D.2.1 are executed by the Applicant through
an SPV under a concession agreement, either singly or in joint venture, the
following additional documents/information should be submitted:
a. Copy of Letter of Acceptance of the bid/grant of concession issued by the
Concession Granting Authority in favour of the Applicant or a JV comprising the
Applicant;
b. Copy of Concession Agreement indicating the shareholding structure of the SPV
establishing that the SPV is wholly held by the Applicant or by a JV comprising the
Applicant provided the Letter of Acceptance of bid by the Concession Authority is
issued in favour of the JV comprising the Applicant.
* In case the contracts listed in Form D.2.1 are executed by the Applicant as a
member of JV, a copy of Agreement between Project Authority and JV and the JV
agreement to substantiate Individual JV member’s delineated roles and
responsibilities and scope and value of work.
D.3.1 * Specific Experience
54
Part V. Forms
scope and value of work designed by the Designer, project start and completion
dates
➢ In case the contracts listed in D.3.1 are designed by the Designer as a member
of a JV, a copy of Agreement between Project Authority and JV to substantiate
individual JV member’s delineated roles, responsibilities and scope and value
of work shall be submitted. Only the scope of works carried out by the
Designer in the JV would be considered as the relevant experience in this
prequalification.
E.1.1 Certified Management System
Self-attested copy of ISO Accreditation / Quality Management System Certificate
E.2.1 Contractor’s Equipment Details
Undertaking stating that the equipment listed under E.2. Contractor’s Equipment
can be arranged and deployed at site
E.3.1 Skilled Human Resources
(Undertaking to deploy list of dedicated Human resources)
E.4.1 Manufacturer’s Authorisation (Undertaking)
F.1.1 Confirmation of eligibility under Public Procurement Orders
55
Part V. Forms
Form A.1.1
Applicant Information Form
(to be filled by Applicant if being a Single Entity or as Lead member of JV)
Applicant's name
[insert full name]
56
Part V. Forms
Form A.1.2
Applicant's JV Member’s Information Form
[The following form is in addition to Form A.1.1 (in case the Applicant is a JV), and shall be completed separately
to provide information relating to each JV member]
Applicant name:
[insert full name of the JV]
1. Attached are copies of original documents of Articles & Memorandum of Association, Certificate of Incorporation
(or equivalent documents of constitution or association), and/or registration documents of the legal entity named
above, in accordance with ITA 4.4.
2. Included are the PAN, GST Registration details, organizational chart, a list of Board of Directors, and the beneficial
ownership.
* Note: Applicant’s attention is drawn to ITA 4.1 pursuant to which this prequalification process is open to only
Indian entities
57
Part V. Forms
Form B.1.1
Non-Performed Contracts in accordance with Part IV, Prequalification Criteria and
Requirements
Contract non-performance did not occur since the date specified in Part IV, Prequalification Criteria and Requirements,
Sub-Factor B.1.
Contract(s) not performed since the date specified in Part IV, Prequalification Criteria and Requirements,
requirement B.1
Total:
58
Part V. Forms
Form B.2.1
Pending Litigation, in accordance with Part IV, Prequalification Criteria and Requirements
No pending litigation in accordance with Part IV, Prequalification Criteria and Requirements, Sub-Factor B.2
Pending litigation in accordance with Part IV, Prequalification Criteria and Requirements, Sub-Factor B.2 as indicated
below.
Total: Total:
59
Part V. Forms
Form B.3.1
Litigation History, in accordance with Part IV, Prequalification Criteria and Requirements
No litigation since the date specified in Part IV, Prequalification Criteria and Requirements, Sub-Factor B.3.
Litigation Awards in accordance with Part IV, Prequalification Criteria and Requirements, Sub-Factor B.3 as
indicated below.
Total:
60
Part V. Forms
Form C.1.1
Financial Status and Capacity
[The following table shall be filled in for the Applicant and for each member of a Joint Venture and shall be certified by the
Statutory Auditors. Failure to comply with this requirement may result in rejection of the Application.]
Applicant’s Name: [insert full name]
Date: [insert day, month, year]
Joint Venture Member Name:[insert full name]
IFP No. and title: [insert IFP number and title]
Page [insert page number] of [insert total number] pages
Information pertaining to :[Insert name of JV leader or JV member/s]
1. Financial data
Type of Financial information in Historic information for previous five (5) years,
(amount in Indian Rupees)
FY _______ FY _______ FY _______ FY _______ FY2022
Sources of Fund _______
Share Holder'sFund
Loan Fund
Application of Fund
Fixed Assets
Investments
Net CurrentAssets
(i) Current assets, loans and advances
Less: (ii) Current liabilities & provisions
Misc. exp. to the extent not W/Off or
adjusted
Profit and Loss Account
Net Worth
Net Worth
Information from Income Statement
Income
Expenditure
Profit/(Loss) Before Tax (PBT)
Profit/(Loss) After Tax (PAT)
Information From Cash flow Statement
Cash Flow from Operating Activities
Cash Flow from Investments
Cash Flow from Financing Activities
61
Part V. Forms
Date:
Place:
UDIN:
62
Part V. Forms
Form C.1.2
Sources of Finance
[The following table shall be filled in for the Applicant and each partner in case of a Joint Venture]
Specify sources of finance to meet the cash flow requirements for works currently in progress
B. Details of Liquid Assets such as cash and bank balance, marketable securities and any other financial
means which may be used meet the cash flow requirements for works currently in progress by the
Applicant
63
Part V. Forms
3. Financial documents
The Applicant and its parties shall provide copies of audited financial statements for last five years as
defined in Part IV, Prequalification Criteria and Requirements, Sub-factor C.1. The financial statements shall:
(a) reflect the financial situation of the Applicantor in case of JV for each member, and not of an
affiliated entity (such as parent company or group member);
(b) be independently audited or certified in accordance with local legislation;
(c) be complete, including all notes to the financial statements;
(d) correspond to accounting periods already completed and audited.
Attached are copies of financial statements for the five years required above; and complying with the
requirements.
Please note that printed Audited Annual Reports are to be certified by the Statutory Auditors duly signed
and stamped.
Please submit Statement of Consolidated Credit Facilities (sanctioned, utilised and available) from Lead
Banker or respective Bank statements.
64
Part V. Forms
Form C.1.3
Annual EPC Turnover
[The following table shall be filled in for the Applicant and for each member of a Joint Venture and shall be certified by
the Statutory Auditors. Failure to comply with this requirement may result in rejection of the Application.]
FY______
FY______
FY______
FY______
FY______
Total: Total: Total:
* Refer ITA 13.3 for source of exchange rate. Exchange rate prevalent on 31st March shall be used to calculate turnover
for respective financial year.
Date:
Place:
UDIN:
65
Part V. Forms
Form C.2.1
Ongoing Contracts
[The following table shall be filled in for the Applicant and for each member of a Joint Venture and shall be certified by the
Chartered Accountants. Failure to comply with this requirement may result in rejection of the Application.]
Applicant’s Name: [insert full name]
Date: [insert day, month, year]
Joint Venture Member Name:[insert full name]
IFP No. and title: [insert IFP number and title]
Page [insert page number] of [insert total number] pages
Information pertaining to: [Insert name of JV leader or JV member/s]
[Insert Total
for all
Contracts in
USD]
* Exchange rate prevalent as on the working day preceding the date of Invitation for Prequalification (IFP) shall apply to
ascertain residual value in equivalent USD. Refer ITA 13.3 for source of exchange rate
66
Part V. Forms
Form D.1.1
General Experience
[The following table shall be filled in for the Applicant and in the case of a JV Applicant, for each Member]
[Identify contracts that demonstrate similar experience in India pursuant to Part IV, Prequalification Criteria and
Requirements, Sub-Factor D.1. List contracts chronologically, according to their commencement (starting) dates and
attach Final Acceptance Certificates.]
Final Acceptance Certificate/Completion Certificate / Testimonial Letters issued by the employer / Concession Granting
Authority in case of SPV to be attached for each contract in an orderly fashion.
67
Part V. Forms
Form D.2.1
Specific EPC Experience
[The following table shall be filled in for contracts completed by the Applicant, and each member of a Joint
Venture, as applicable, pursuant to Part IV, Prequalification Criteria and Requirements, Sub-Factor D.2.]
Applicant’s Name: [insert full name]
Date: [insert day, month, year]
Joint Venture Member Name:[insert full name]
IFP No. and title: [insert IFP number and title]
Page [insert page number] of [insert total number] pages
Information pertaining to: [Insert name of JV leader or JV member/s]
Information
Similar Contract No. [insert number] of [insert number of similar contracts required]
Contract Identification [insert contract name and number, if applicable]
Contract date [dd/mmm/yyyy]
Completion date Contractual: [dd/mmm/yyyy] Actual: [dd/mmm/yyyy]
Role in Contract
[check the appropriate box] Prime Contractor Member in JV
Total Contract Amount [insert total contract amount in US$ [insert Exchange rate and
contract currency] total contract amount in US$
equivalent]*
If member in a JV, specify participation in [insert a [insert total contract [insert exchange rate and total
total Contract amount percentage amount in local contract amount in US$ equivalent]*
amount] currency]
Address:
Description of the similarity in accordance [Name the Sector/ Sub-sector][Briefly mention the similarity in terms of
with Sub-Factor D.2 of Part IV: sectoral characteristics and technical aspects listed in Sub-Factor D.2]
1. Capacity/ Physical size of key works [insert capacity/ physical size of key work items]
items
3. Methods/ Technology [insert specific aspects of the methods/ technology involved in the
contract]
4. Rate of execution for key items [insert execution rates for key items]
Note: Rate implies the quantity executed in unit time e.g. cubic met ers of earthwork per annum, etc.
* Refer ITA 13.3 for date and source of exchange rate.
* Final Acceptance Certificate /Completion Certificate / Testimonial Letters issued by the employer / Concession
Granting Authority in case of SPV to be attached for each contract, in an orderly fashion
68
Part V. Forms
Form D .3 . 1
[The following table shall be filled in for contracts completed by the Applicant, and each member of a Joint
Venture, as applicable, pursuant to Part IV, Prequalification Criteria and Requirements, Sub-Factor D.3.1]
Actual
completion
Total No. of Contract Status of %
Contract Contract Location Structure date /
area ( seating commencement company share
Title Code (a) (b) type ( E) Anticipated
C) (d) date (g) (h)
completion
date (f)
69
Part V. Forms
Form E.1.1
Certified Management System
[The following table shall be filled in for the Applicant and in the case of a JV Applicant, each Member]
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Part V. Forms
Form E.2.1
Contractor’s Equipment Details
[In case of JVCA, this form shall be submitted on a combined basis]
We, [insert Applicant’s full name and in case of JVCA, insert names of all members] hereby undertake, in the event
that we are prequalified and invited to submit a bid, to arrange and deploy following equipment, listed in E.2, at
site :
[To be attested by the authorized representative of the Applicant and in case of a JVCA, by the lead member on
behalf of the JV members]
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Part V. Forms
Form E.3.1
Skilled Human Resources
[Furnish details for key staff pursuant to Part IV, Prequalification Criteria and Requirements, Sub-Factor E.3. In case
of JVCA, this shall be on a combined basis]
We, [insert Applicant’s full name and in case of JVCA, insert names of all members] hereby undertake, in the
event that we are prequalified and invited to submit a bid, to arrange and deploy key staff meeting the
experience and qualification requirements, listed in E.3 :
[To be attested by the authorized representative of the Applicant and in case of a JVCA, by the lead member on
behalf of the JV members]
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Part V. Forms
Form E.4.1
Manufacturer’s Authorisation (Undertaking)
[The following form shall be filled in for the Applicant and in the case of a JV Applicant, on combined basis by the
lead partner]
Date: [insert day, month, year]
Joint Venture Member Name:[insert full name]
IFP No. and title: [insert IFP number and title]
Page [insert page number] of [insert total number] pages
Information pertaining to :[Insert name of JV leader or JV member/s]
We, [insert Applicant’s full name and in case of JVCA, insert names of all members] hereby undertake, in the event
that we are prequalified and invited to submit a bid, to submit manufacturer’s authorization(s) in our favour:
(a) to bid for the supply of equipment for the tender under reference;
(b) confirming guarantee/ warranty support for the equipment bid for by us; and
(c) confirming that the equipment being bid for to be supplied shall be new and unused.
[To be attested by the authorized representative of the Applicant and in case of a JVCA, by the lead member on behalf
of the JV members]
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Part V. Forms
Form F.1.1
Confirmation of eligibility under Public Procurement Orders
[The following certificate to be given by the Applicant, pursuant to Part IV, Prequalification Criteria and
Requirements, Sub-Factor F.]
This is to confirm that the Applicant has read the Public Procurement Orders No. 1 & 2 dated 23.07.2020
and Public Procurement Order No. 3 dated 24.07.2020 issued by Department of Expenditure, Ministry of
Finance, Government of India regarding restrictions on procurement from a bidder of a country which
shares a land border with India, and it is further confirmed that the Applicant fulfills all requirements in this
regard and is eligible to be considered for the prequalification process.
_________________________________________________
(Signature)
Date:
74
Part VI. Questionnaire for Applicants
75
Part VI. Questionnaire for Applicants
_________________________________________________
(Signature)
Date:
76