Unit 19
Unit 19
Unit 19
Structure
19.1 Introduction
19.2 Types of Decolonization
19.3 Approaches
19.3.1 The Nationalist Approach
19.3.2 International Context Approach
19.3.3 Domestic Constraints Approach
19.1 INTRODUCTION
This Unit discusses that important phase of the 20th Century when the erstwhile empires
gave way to the emergence of new nation-states or led to the independence of former
colonies. This era is often called decolonization. This Unit will discuss the broad scope
of the term with respect to various theoretical approaches, its historical manifestations
and two case studies of France and Britain, the two erstwhile imperial powers whose
distinct approach to decolonization led to different historical trajectories. Lastly, the
case of Indian decolonization is discussed.
Decolonization or struggle for independence? In the historiography of national liberation
the terms represent two opposite poles of interpretation. The first one suggests a process
of disentanglement by the imperial power, as it were, in the manner of a kite flyer pulling
back the thread of the kite when the kite is mangled. The second interpretation highlights
the proactive process wherein colonial power is whittled away, eroded by the action of
mass nationalism. The term decolonization is used here in the second sense, as
coterminous with the colonial peoples’ struggle for achievement of independence.
The term decolonization is believed to have been coined in 1932 by an expatriate
German scholar Moritz Julius Bonn for his section on Imperialism in the Encyclopedia
of the Social Sciences.
A recent study (Springhall, 2001) has defined decolonization as the surrender of external
political sovereignty over colonized non European peoples plus the emergence of
independent territories where once the West had ruled, or the process of transfer of
power from empire to nation state.
19.3 APPROACHES
The explanations of decolonization have been classified as follows:
• The nationalist approach
• International context approach
• Domestic constraints approach
19.3.1 The Nationalist Approach
In the nationalist view indigenous resistance and anti imperialist struggle led to
independence. According to D.A. Low, the primary factor behind the end of empire
was anti-imperialist movements — the metropolitan response only influenced the nature
of this confrontation, not the outcome.
According to the nationalist approach the resistance movements of the colonial peoples
determined the pace of decolonization. Colonial rule became unviable once the groups
which sustained it withdrew support, often under nationalist pressure or influence.
The British imperialists presented the unravelling of empire as an orderly and rational
process but the messy reality was much less consistent and unavoidable, as John Darwin
has pointed out. In short, far from a planned withdrawal from empire, there was the
irreversible erosion of position as imperial powers struggled to retain power by one
means or another, conciliation or repression.
For example, in India, from the 1930s onwards, there was a swing of the pendulum
from repression to conciliation. This had demoralizing consequences for the officials
who had to implement both poles of policy. The same set of colonial officials who put
the nationalist leaders in jail during the civil disobedience movement in 1930-34 had to
serve under them during the period of formation of provincial ministries of 1937-39.
The same dilemma racked officialdom in 1942 and 1946 - officials were demoralized
as they feared that the leaders they had given harsh punishment to in the War years,
and particularly to contain the 1942 revolt, would soon be their political masters in the
provinces in 1946.
Whatever some of the metropolitan-centred accounts may suggest, the growth and
development of a vigorous nationalism was almost invariably the principal propellant of
sustained progress towards the ending of colonial rule.
19.3.2 International Context Approach
According to the approach highlighting the international context of decolonization,
empires could not survive in the new world order after the Second World War. As John
Darwin put it, in the Cold War era “colonial empires appeared as quaint survivors of a
prewar age, to be quickly dismantled lest they be knocked to pieces in the turbulent
wake of the superpowers.” The changed international climate was reflected in the Atlantic
Charter issued by the Allies during the War which called for the independence of colonial
peoples. The United Nations General Assembly went a step further in 1960 in its
Declaration on the granting of independence to colonial countries and peoples. It sharply
condemned colonial rule as a denial of fundamental human rights in contravention of the
UN Charter.
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Expansion of Europe The myth of European invincibility was shattered by the Japanese takeover of South
East Asia during World War II, especially the British desertion of Singapore in 1942.
Yet decolonization was not the inevitable result of World War II – though its pace
quickened.
This international approach attributes the end of empires to the opposition of the US
and USSR to ‘old style imperialism’. The US and USSR had nothing to gain from the
older imperial powers, such as Britain and France, retaining their colonies. They had
everything to gain from the end of empire as this enabled these two emerging superpowers
to establish their influence over the newly independent countries of Asia and Africa.
For example, US neo colonialism replaced France in Indo-China, Japan in Korea and
Britain in Pakistan, one of the two successor states of British India. The USSR treated
Eastern Europe, Cuba and Mozambique, among others, as little more than ‘colonies’.
Western Cold Warriors were quick to dub this as ‘socialist imperialism’, much to the
chagrin of self respecting socialists, for whom the very word imperialism was anathema.
19.3.3 Domestic Constraints Approach
The metropolitan or domestic constraints approach focuses on how the colony became
too big a burden on the mother country. From being the proverbial goose which laid
golden eggs a time came when it was not worth expending money and men on it. British
colonialism, it is argued by Holland, ‘became dysfunctional to the operational necessities
of the metropole.’
In this explanation the end of empire is seen as a political choice made under pressure
of domestic constraints and calculations of national interest. The mother country’s will
to rule slackened once empire became too much of a nuisance, financially, militarily and
in international relations. Historians John Gallagher and other scholars in the imperialist
tradition argued that British imperial interests in India were declining, that India no
longer fulfilled its role in the maintenance of imperial interests in the fields of either
defence or commerce or finance and that, in fact, over the years it had become a
liability for the British. Gallagher and Anil Seal argued that during the Second World
War Britain footed the bill for India’s defence requirements.
Aditya Mukherjee has conclusively contradicted this view and demonstrated that British
imperial control intensified considerably during the war and the economic exploitation
of India increased manifold –“the colony, far from ceasing to pay, was subjected to a
greater and most blatant appropriation of surplus through currency manipulations, forced
loans, large military expenditures and numerous other unilateral transfers.”
B.R. Tomlinson is critical of the this theory which sees decolonization only as a technique
by which formal empire became informal in the interests of maximizing advantages to
Britain. He concedes that there was an Indian angle to the end of empire, apart from
changes in the metropolitan and world economies, but the Indian factor in his view was
not nationalist pressure, but discontent with the ever-increasing financial burdens imposed
by the colonial government on its subjects.
The end of the Second World War found Britain in a severe economic crisis and a war
weary British populace wished to get rid of empire as quickly and painlessly as possible.
This theme of getting rid of empire is suggested by the very title of R.J. Moore’s book
on Attlee and India – Escape from Empire.
Another factor was the post war expansion of the welfare state. Decolonization gathered
pace once social reform became a priority and empire began to be perceived as a drain
on resources. Politicians who were in favour of withdrawing from empire became the
50 flavour of the day. It was no accident that the British public elected the Labour Party to
office in 1945 despite Churchill, a Conservative Party prime minister, having just won Decolonization
the war for them. The new understanding was that the Labour Party was suitable for
national reconstruction, which was the need of the hour. Another domestic constraint
was that suppressing colonial revolts, be it in Palestine, Malaya, Kenya, Cyprus or
Aden, was no longer viable. This was the argument given by Prime Minister Attlee
against reassertion of authority in India in 1946:
‘‘In the event of a breakdown of the administration or a general alignment of the political
parties against us are we prepared to go back on our policy and seek to reestablish
British rule as against the political parties and maintain it for 18 years? The answer must
clearly be no because
a) In view of our commitments all over the world we have not the military force to
hold India against a widespread guerilla movement or to reconquer India.
b) If we had, pub. [public] opinion in our Party would not stand for it.
c) It is doubtful if we could keep the Indian troops loyal. It is doubtful if our own
troops would be prepared to act.
d) We should have world opinion agst. [against] us and be placed in an impossible
position at UNO.
e) We have not now the administrative machine to carry out such a policy either
British or Indian.’’
(Attlee’s note, c. 13 November 1946, cited in Sucheta Mahajan, Independence and
Partition, p.162)
The argument, that the costs of coercion became too high, clearly has no basis. One
can show that very high costs were indeed tolerated. Thus there are many problems
with the Domestic Constraints Approach. One major problem, of course, is that it
looks for the causes of decolonization, not in the colony but in the metropolis. A direct
example of this approach is the assertion made by historian David Potter:
an explanation for the end of colonialism is unlikely to be found within the
boundaries of the subject country. Historians have so far been unable to
account satisfactorily for political events like the end of colonialism because,
quite simply, they have not been looking in the right place.
This is overly eurocentric. This approach refuses to acknowledge the powerful
political initiatives taken in the colonies and explains independence (in other words
decolonization) merely as an internal political arrangement within the metropolitan
countries.
The First World War further fuelled nationalist discontent. The War effort had meant
increased exploitation of colonies for raw materials, manpower and taxes and nationalists
naturally questioned why the colonies should bear this burden. In 1919 when a new
international order was emerging in Europe the national movements in the colonies
underwent a transformation in a mass direction. In India this change was wrought by
Gandhi; China had the May 4th Movement; in Turkey Kemal Ataturk rose to power;
and in Indonesia the national movement reached a membership of 2.5 million. This
phase also saw the deepening and spread of movements in Philippines, Burma and
Ceylon.
Differences emerged between the old imperial powers like Great Britain and the newer
ones like the US and Japan, on whether the old order should continue at all, and if so in
what form? This stance of the newer world powers encouraged nationalists greatly.
The old imperial powers were undergoing a decline in their position. Britain’s position
as the global power par excellence was challenged by other powers from the late
nineteenth century onwards. By the beginning of the twentieth century Britain lost her
commercial preeminence.
But decline in imperial power did not mean collapse of empire as the interest of imperial
powers in their colonies did not wane. In fact empire had to be maintained at any cost,
including severe repression, such as the brutal gunning down of innocent men, women
and children in Jallianwala Bagh in Amritsar in India in 1919.
In the years after the Russian Revolution the process of colonial emancipation and
decolonization went much further. In the non western world countries either went through
revolution or the prophylactic decolonization by empires doomed in an era of world
revolution. Revolution, then, did change the world if not quite in the way Lenin expected.
Anti-imperialist activity was fuelled because of the world wide Depression of 1929.
Sharpening of conflict as in Egypt and India and victory of Republican ultras under De
Valera in the Irish elections of 1932 were belated anti-colonial reactions to the economic
breakdown. In the economic sphere, the Depression furthered the trend to set up local
production, which had begun after the First World War when imperial powers made
their colonies industrially self-sufficient. Japan had encouraged limited industrialization
in Korea and Manchuria and Britain in India. Bipan Chandra has described the impact
of the Depression as the loosening of links between the colony and the metropolis,
which encouraged independent capitalist growth in the colony.
World War II showed up Great Britain as a second fiddle to the US in the Anglo-
American alliance. After 1945 the US and Russia became the two superpowers.
Where earlier London held this position, now the world was no longer its oyster, to
use Paul Kennedy’s evocative phrase. As a US official put it, it is now our turn to bat
in Asia. As the Russians were equally keen to have a global role, a bipolar world
emerged. Britain had been one of the big three in the war. But for her, victory in the war
did not bring with it consolidation of power. The war had overstrained the British economy
vastly and it needed American help to keep going. The US propped up her economy
with the Lend Lease offer. But it was some years before the British withdrew from
India and later Palestine and even then this was presented as preserving more important
areas of imperial interests elsewhere. Outwardly Britain remained a big power, second
only to the US.
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In the third world the Second World War had caused great upheavals, political and Decolonization
economic. Within years of the end of the War many colonies gained independence, but
often after protracted disagreement, encouraged by the imperial power, on the
contentious issue of distribution of power, leading to partition and civil war. Various
areas of troublesome conflict in the 1970s and 80s, Middle East, Cyprus, South Africa,
Kashmir, Sri Lanka, were legacies of British decolonization.
In India the imperial power delayed in handing over power on the specious ground that
it must await agreement between the communities on how power was to be transferred.
Specious in retrospect because when they left, they left any which way. Gandhi appealed
to them to leave India, to anarchy if need be. He understood that agreement could not
be brokered by a partisan broker. Once the colonial power left, he believed, the two
communities would, like siblings dividing ancestral property, agree or agree to disagree.
At worst, civil war would result but even that fire would be purifying. Given that the
much celebrated agreed solution left at least 200,000 dead, perhaps Gandhi could
have been tried out.
In contrast, the British were interested in preserving their empire in India but when a
non violent mass agitation fashioned by Gandhi steadily eroded their power, they saw
that they did not have the wherewithal to maintain rule and preferred a graceful withdrawal
to a messy holding on.
The French colonies of Morocco and Tunisia gained independence in 1956. In contrast,
independence was completely ruled out for Algeria as it was seen as an integral part of
France. This short sighted policy was to lead to a bloody war, as in Vietnam. In Africa
local autonomy was granted in 1956 but the colonies were placed in a union, termed
the French Community, strictly controlled by France. Eight colonies in French West
Africa, four in French Equatorial Africa and Madagascar gained independence in 1960.
Thus there were three different policies followed by the French in Africa.
19.8 EXERCISES
1) What do we broadly understand by decolonization? What are the different
theoretical models to understand it?
2) Discuss the historical context within which decolonization of different countries
took different paths? How would you categorize India in this context?
3) What were the differences between France and England towards decolonization?
How did it lead to different or similar historical results?
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Decolonization
SUGGESTED READINGS FOR THIS BLOCK
Arnold, David, The Age of Discovery: 1400-1600, London, 1983.
Black, Jeremy, Cambridge Illustrated Atlas of Warfare: Renaissance to Revolution,
1492-1792, Cambridge, 1996.
Black, Jeremy, Cambridge Illustrated Atlas: Warfare Renaissance to Revolution,
1492-1792 Cambridge, 1996.
Black, Jeremy, Europe and the World: 1650-1830, London, 2002.
Chamberlain, M.E., Decolonisation, Oxford, 1985.
Chandra, Bipan, et. al., India’s Struggle for Independence, New Delhi,1988.
Chandra, Bipan, Nationalism and Colonialism in Modern India, Delhi, 1979.
Cohen, B.J., The Question of Imperialism, New York, 1974.
Crosby, Alfred W., Ecological Imperialism: The Biological Expansion of Europe,
900-1900, Cambridge, 1986.
Doyle, Michael W., Empires, London, 1986
Fieldhouse, D.K., Colonialism, 1870-1945, An Introduction, London, 1981.
Fieldhouse, D.K., The Colonial Empires: a comparative survey from the
eighteenth century, Macmillan, 1982, Second edition.
Gallagher, John, The Decline, Revival and Fall of the British Empire, Cambridge,
1982.
Geoffrey Parker (ed.), The Cambridge Illustrated History of Warfare: The Triumph
of the West, Cambridge, 1995.
Gifford, P. and Louis, W.R., The Transfer of Power in Africa: Decolonisation,
1940-60, London, 1982.
Grimal, Henri, Decolonisation: the British, French, Dutch and Belgian Empires,
London, 1978.
Headrick, Daniel R., The Tools of Empire: Technology and European Imperialism
in the Nineteenth Century, Oxford, 1981.
Hobsbawm, Eric, The Age of Extremes: The Short Twentieth Century,
1914-1991, New Delhi, 1995.
Hobson, J.A., Imperialism : A Study, London, 1938.
Holland, R.F., European Decolonisation, 1918-1981, Basingstoke, 1985.
Kennedy, Paul, The Rise and Fall of the Great Powers, Economic Change and
Military Conflict from 1500 to 2000, New York, 1987.
Kurup, K.K.N., India’s Naval Traditions, New Delhi, 1997.
Lenman, Bruce, Britain’s Colonial Wars: 1688-1783, London, 2001.
Lenman, Bruce, England’s Colonial Wars, 1550-1688: Conflicts, Empire and
National Identity, London, 2001.
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Low, D.A., Eclipse of Empire, Cambridge, 1991.
Expansion of Europe Magdoff, Harry, Imperialism: From the Colonial Age to the Present, New York
and London, 1978.
Mahajan, Sucheta, Independence and Partition: Erosion of Colonial Power in
India, New Delhi, 2000.
Moore, R.J., Escape from Empire: The Attlee Government and the Indian
Problem, Oxford, 1983.
Mukherjee, Aditya, Imperialism, Nationalism and the Making of the Indian
Capitalist Class, 1920-1947, New Delhi, 2002.
Parker, Geoffrey, The Military Revolution: Military Innovation and the Rise of the
West, Cambridge, 1988.
Phillips, C.H. and Wainwright, Mary, ed., The Partition of India: Policies and
Perspectives, 1935-1947, London, 1970.
Szymanski, Albert, The Logic of Imperialism, New York, 1981.
Thornton, A.P., The Imperial Idea and its Enemies, London, 1959
Wallerstein, Immanuel, Africa: The Politics of Independence, An Interpretation
of Modern African History, New York.
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