RomJPhys 64 113
RomJPhys 64 113
RomJPhys 64 113
2#b3a87b14
1. INTRODUCTION
strong fields, one may enjoy the review [6]. The ubiquitous subject of Bogoliubov
coefficients was reluctantly left out, as it is easily available elsewhere [7].
Topics are ordered as follows. Following introductory tunneling arguments,
the adequate framework, relativistic quantum field theory (QFT) in external fields, is
introduced. The effective action is defined and evaluated using the Feynman-Fock-
Schwinger proper time representation and quantum mechanical (QM) path integral
methods. The rate of creation of electron-positron pairs is then related to the imag-
inary part of the effective action and calculated using that connection. The applica-
tions of the method are numerous - a calculation of the chiral anomaly illustrates the
versatility of the formalism. Extensions to other solvable backgrounds and generali-
zations involving extra (stringy, dissipative) degrees of freedom are also overviewed.
The Appendix reviews the path integral of a particle in a constant magnetic field.
Already in quantum mechanics we agree that the ground state displays fluctua-
tions. In QFT the ground state is the vacuum of the theory, and vacuum fluctuations
correspond to quanta appearing and disappearing. Yet, charge is conserved even
for virtual processes, consequently electron-positron pairs are constantly created and
annihilated in the QED vacuum, waiting for an external source of energy to allow
them out into the real world. When a pair emerges the electron and the positron ini-
tially separate, then reunite into annihilation. In the ”fluctuation time” ∆t before the
electron-positron loop closes, enough energy (∆E ≥ 2me c2 ) should be imparted to
the pair to ensure the energy conservation of a real process. Consistency with the
time-energy uncertainty relation requires
∆E∆t ≥ ~. (1)
Above, ∆t is the time interval of brief ’existence’ of the pair, whereas ∆E gives the
degree of energy non-conservation implied by the virtual process,
∆E = 2mc2 , (2)
where m is the electron mass. Again, ∆t is the time before the e− − e+ loop closes.
If an external electric field is applied, it will tend to separate the electron and the
positron. To achieve the break-up of the pair, it must convey the energy ∆E = 2mc2
to the pair during the time ∆t, i.e. before annihilation takes place. An electron of
charge e is imparted the mechanical work eE∆x upon being displaced by ∆x in an
electric field E, and similarly but with displacement in the opposite direction for the
positron. Assuming displacement with velocity close to the speed of light, one thus
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3 QED in strong backgrounds Article no. 113
requires
∆x · (e E) ∼ ∆tc(e E) ' mc2 (3)
for the pair to break. Applying (1), (2) and dropping a factor of 2 from this qualitative
argument leads to a minimal break-up field Ecr given by
~
· c · (e Ecr ) = mc2 . (4)
mc2
~
Note that ∆x = mc is the Compton wavelength. All in all
m2 c3 V V
Ecritical ≡ Ecr = ∼ 1018 = 1016 . (5)
e~ m cm
This quantity, called he critical electric field, is a useful unit of comparison. In a
region with electric fields even remotely close to Ecr , the vacuum would become a
conductor.
One can adapt more quantitative arguments from nonrelativistic quantum me-
chanics to obtain a better, actually quite accurate, estimate. In absence of external
fields, the Dirac equation leads to free energy levels and to the so-called Dirac sea.
The lowest positive energy level is at mc2 , while the highest negative level is at
−mc2 . The gap in between is a forbidden zone, of magnitude 2mc2 . One needs an
incoming photon with at least this energy to move an electron from the highest neg-
ative level to the lowest positive energy level (making an electron available), leaving
consequently a hole in the Dirac sea (the positron).
The above process is a perturbative one, as we can account for it in perturbation
theory. However, a pair can also be created by ’zero-frequency photons’, i.e. by a
constant electric field, although in a non-perturbative way, through tunneling. Indeed,
if a constant electric field is switched on, one has to add the space-dependent potential
is the same, namely +mc2 ); the pair is created. A more detailed analysis follows. To
be realistic, consider a potential with an electric field of finite extension in space:
0, x < 0
V (x) = +Ex, 0 < x < L (8)
+EL, x > L
m2 +p2
T
= e−π eE (14)
This gives the transition probability per unit time and per unit cross section dydz, for
a given energy W . Integrating also over the energy W and the transverse momentum
p~T (recalling that the dispersion relation implies dW = eEdx and that there are two
possible polarisations for the electron) we obtain for the tunnelling probability
m2 +p2 e2 E 2 − |e|E~
πm2
Z
P robability eE T
=2 pT2 e−π eE =
d~ e . (15)
(time) × (V olume) 2π 4π 3
Restoring the c’s we get in the end
P robability e2 E 2 − πm 2 c3
= e ~|e|E . (16)
(time) × (V olume) 4π 3
Notice the E 2 dependence in the prefactor. The result (16) will be confirmed by the
subsequent field theory analysis, giving the first (and dominant) term of an infinite
series, whose nth term will provide the amplitude for the creation of n pairs in a
constant electric field. Notice also how well the exponential part blends with our
previously found critical electric field, see Eq. (5).
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5 QED in strong backgrounds Article no. 113
3. EFFECTIVE ACTION
3.1. FORMULATION
3.2. EVALUATION
One may imagine the arguments of the logarithms divided by some mass scale m2 ,
to stay adimensional under the log. Using σµν = 2i [γµ , γν ] we have
1
6D2 = Dµ Dν γµ γν = Dµ Dν ([γµ , γν ] + {γµ , γν }) (30)
2
i 1
= D D (ηµν + σµν ) = D2 + [Dµ , Dν ]σµν
µ ν
(31)
2 2
e
= D2 + F µν σµν (32)
2
which leads to
i h e i
Sef f = − Tr log (iD)2 + m2 + F µν σµν − log (i∂)2 + m2 (33)
2 2
showing that the spin part conveniently separates at this (one-loop) level.
For constant Fµν nothing should depend explicitly on time, hence can write
Γ
Sef f [A] ≡ (E + i ) × (time) ≡ Lef f [A] × (volume · time) (54)
2
Given that 1 − |h0, +∞|0, −∞iA |2 gives the probability for the system not to remain
in the ground state, and that we associate this transition with pair production, the pair
production probability (P P P ) is
P P P = 1 − |h0, +|0, −i|2 = 1 − e−Γ·time ' 1 − (1 − Γ · time) = Γ · time (55)
and the pair production rate (P P R) per unit volume is
Γ · time
PPR = = 2 Im Lef f (56)
volume · time
This is the quantity we are after: the imaginary part of the effective Lagrangian will
give us the rate at which vacuum breaking processes occur.
Consider first the case of a pure electric field. Starting from (50), noting that
2
eism = cos(sm2 ) + i sin(sm2 ) one observes that, to obtain the imaginary part, one
can extend the integration range from −∞ to ∞ and divide by 2. The integrand has
poles at
nπ
sn = −i (57)
eE
and calculating
the integral by the method of residues, or directly using the formula
1 1
x−i = P x + iπδ(x) under the integral, one obtains (half) the pair production rate
∞
1 X eE 2 − nπm2
Im LE
ef f = e eE , (58)
8π nπ
n=1
the famous Schwinger result. Twice this expression gives the pair production rate,
according to our derivation above. One notices that the n = 1 term agrees completely
with the tunnelling approximation (16). Higher n terms, coming from the n > 1 poles
in (57), can also be interpreted as higher-order instanton contributions to the effective
action.
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11 QED in strong backgrounds Article no. 113
For pure magnetic fields the effective action (49) has zero imaginary part. In
consequence, a constant magnetic field does not produce electron-positron pairs, as
expected since it has no way to impart energy to the particles.
For parallel electric and magnetic fields, Eq. (51) leads to the imaginary part
∞
1 X e2 EB
E||B B − nπm2
Im Lef f = coth nπ e eE . (59)
8π n2 π 2 E
n=1
For generic constant E~ and B~ fields, one recalls Eqs. (52, 53) and simply substitutes
E −→ E, B −→ B in (59). Situations exist in which the presence of a magnetic
field can increase the pair creation rate (which is non-zero only in the presence of
an electric field, however). This never happens in scalar QED, as will be seen in the
next section.
5. APPLICATIONS
at which point one recalls that the evolution from |x1 i to |x2 i is made in proper time
through our previous Hamiltonian H ∼6D2 = D2 + 2e F µν σµν , |x2 i = eiH(T2 −T1 |x1 i.
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Article no. 113 Ciprian Sorin Acatrinei 12
Only the n = d/2 term contributes. In d = 4 the trace generates the 4-dimensional
totally antisymmetric tensor. In the end, in the massless limit one obtains
e2 ~ ~
< ∂ µ Jµ5 >= E ·B (65)
2π 2
which is the chiral anomaly, as written down by Schwinger [1] long before the classic
papers [8]. The point-splitting procedure has actually the same effect as the regular-
ization introduced later by Fujikawa [9]. One may also note that our adaptation of
[1] is valid for any strength of the electromagnetic field provided it is (nearly) con-
stant, whereas the computations in [8] are perturbative in the field strength but not
restricted to constant configurations.
6. EXTENSIONS
the action to be inserted in Eq. (44) [instead of (45)]. It describes a string with an
infinite number of degrees of freedom, coupled among themselves through the Fµν
field only at the world-sheet boundaries (σ = 0 and σ = 1). As customary in the field,
the proper time τ was Wick rotated.
If Fµν ≡ 0, eq.(44) factorizes into products of free path integrals along each
space-timeR direction. For a generic uncoupled coordinate X we have to evaluate
Zf ree ≡ DXe −S0 , with
M2 t
Z Z 1
∂X 2 ∂X 2
S0 = dτ dσ ( ) +( ) . (70)
2 0 0 ∂τ ∂σ
For boundary conditions periodic along τ and Neumann along σ, X(t + τ, σ) =
X(τ, σ), ∂X
∂σ σ=0,1 = 0, one obtains
r r
2 π1 Y M2 2 π t Y
Z
M 1 1
Zf ree ≡ DXe−S0 = e6 t = e 24 .
4π 1−e −4πn 1
t 4π t 1 − e−πkt
n≥1 k≥1
(71)
Coupling the 0 and 1 directions through an electric field F01 in the 0 − 1 plane, we
−S(X ,X ,F )
R
have to evaluate Z01 = DX0 DX1 e 0 1 01 , with the action S(X0 , X1 , F01 )
being Eq. (69) restricted to µ = 0, 1. For brevity, denote q1 F01 ≡ E1 and q2 F01 ≡ E2 .
The string tension M 2 will be absorbed into E: E/M 2 → E, expressing the electric
field in terms of the natural units available. Using the notation = 1 + 2 , with
j = arcthEj , j = 1, 2, one obtains [18]
∞
M2 π 1 1
q Y
Z01 = e3 t (1 − E12 )(1 − E22 ) , (72)
4π 2−4πn 1t 1
n=1 [1 − e ][1 − e−2−4πn t ]
p
which displays the Born-Infeld term (1 − E12 )(1 − E22 ), specific to strings.
For the µ = 2 and ν = 3 directions coupled by a magnetic eigenvalue B, for
instance, the Z23 path integral is obtained by replacing 1,2 → if1,2 and E1,2 → iB1,2
in (72) [1, 17]. With f1,2 = arctan B1,2 and f = f1 + f2 ,
M2 π 1 1
q Y
Z23 = e 3 t (1 + B12 )(1 + B22 ) 1 . (73)
4π 2if −4πn −2if −4πn 1t
n>1 [1 − e t ][1 − e ]
Again, the string tension was absorbed in the field, B/M 2 → B. The ghosts cancel
2
the stringy part of two free coordinates zg2 = (Zf ree )−2 × M
2πt and the whole partition
function in a block-diagonal Fµν reads Z = zg2 × (Zf ree )d × Z01 × Z23 × . . . , in D
dimensions out of which d are left uncoupled by the electromagnetic field.
We can now evaluate the rate at which open strings would be produced out of
the vacuum in a given background. In a pure electric field the rate of open string
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15 QED in strong backgrounds Article no. 113
6.3. DISSIPATION
q
2
now 1 + v2BM 4 . For the dissipative case v 1 this factor produces a dramatic
magnetic enhancement of the vacuum decay rate over the case of a pure electric
field.
No integration over t1 appears in (75). The propagator encodes all the information on
the spectrum and wavefunctions of a given system (Hamiltonian). In non-relativistic
quantum mechanics it admits the well-known discretized Feynman path-integral rep-
resentation
p2
Z Z Z Z
i PN n
U (f |i) = ··· ··· e+ ~ n=1 pn (xn −xn−1 )− 2m −V (xn−1 ) (76)
xN −1 x1 pN p1
where the time interval was discretized into N equal parts = T /N , with momenta
and coordinates at tn labelled by pn and xn . This is written in the → 0 limit as
Z Z R tf
U (f |i) = Dx Dp ei ti dt[pẋ−H(p,x)] . (77)
(xf −xi )
The classical equations of motion for a free particle lead to ẋcl (t) = (tf −ti ) . The
action along the classical path reads
Z tf
m 2 m (xf − xi )2
S[xcl ] = ẋcl = . (82)
ti 2 2 (tf − ti )
Consequently the propagator is given by a prefactor times the exponential of the
action (times i),
1
m 2
U (xf , tf ; xi , ti ) = e +iS[xcl ] . (83)
2πi~(tf − ti )
Magnetic field: The Lagrangian for a planar particle in a magnetic field reads
1 ~ = 1 m(ẋ2 + ẏ 2 ) + q ẋAx + q ẏAy
L = m~r˙ 2 + q~r˙ · A (84)
2 2
where A1 ≡ Ax and A2 ≡ Ay are the components of the vector potential A. ~
For a constant magnetic field, using the symmetric gauge Ax = − 2 y, Ay = B2 x
B
and defining the Larmor frequency ωL = eB m , the Lagrangian can be written quite
symmetrically
m 2
ẋ + ẏ 2 + ωL (xẏ − ẋy)
L= (85)
2
and leads to the equations of motion
ẍ = +ωL ẏ, ÿ = −ωL ẋ. (86)
We can solve those for 2-point boundary conditions
x(t1 ) = xi , x(t2 ) = xf , y(t1 ) = yi , y(t2 ) = yf , (87)
and evaluate the action along the classical trajectories. The final result is
B mωL ωL T 2 2
Scl = cot (xf − xi ) + (yf − yi ) + 2(xi yf − xf yi ) . (88)
4 2
This is the classical action of a planar particle in a constant magnetic field, in the
symmetric gauge. Under a gauge change
~0 = A
A ~ + ∇Λ(~r) (89)
the action does not remain invariant. It changes by a surface term
Z tf
e dt ~r˙ · ∇Λ = e[Λ(~rf ) − Λ(~ri )], (90)
ti
It does not affect probabilities, and disappears altogether for closed loops. We also
note that in the case of periodic boundary conditions, xi = xf , yi = yf , the expres-
sion in (88) cancels; the classical action brings no contribution. A more extended
discussion of gauge invariance in the context of external backgrounds can be found
in [24]
Path integral evaluation: One can proceed either by discretization of the ac-
tion or by Fourier transforming in terms of normal modes - the approach to be used
here. For periodic boundary conditions - the case needed in the main text -
x(0) = x(T ), y(0) = y(T ) (92)
a good choice of modes is {cos 2πnt 2πnt
T , sin T }. However, to follow more easily the
algebra, we take their complex combinations
2πnt 2πkt
en ≡ ei T and ēk = e−i T (93)
and develop
X 2πnt 2πnt X 2πnt 2πnt
x(t) = cn ei T + c̄n e−i T ; y(t) = dn ei T + d¯n e−i T .
n n
RT R
Using the orthonormality relation 0 dten ēk = δn,k T, we obtain for S = dtL:
m X 4π 2 n2
¯n ) + qB · T · 2
X 2π i n
S= ·T ·2 2
(cn c̄n + dn d [c̄n dn − d¯n cn ]. (94)
2 n
T 2 n
T
2 2
Introducing the notation An = 4π Tn m , Bn = P
2π i n qB, we have the generic quadratic
expression S = n (cn An c̄n + dn An d¯n ) + n [c̄n Bn dn − d¯n Bn cn ] which can be
P
written in matrix form as
· 0 0 · 0 0 ·
0 An 0
0 −Bn 0 cn
0 0 · 0 0 · ·
¯
S = · c̄n · · dn ·
.
· 0 0 · 0 0 ·
0 Bn 0 0 An 0 dn
0 0 · 0 0 · ·
(95)
Denoting by M the infinite matrix containing An ’s and Bn ’s in the above equation,
our path integral reads, schematically,
An −Bn cn
c̄n d¯n
i P
Z Y
n
~
B n An dn
Z= Dc̄n Dcn Dd¯n Ddn e (96)
n
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19 QED in strong backgrounds Article no. 113
(We wrote Dcn instead of the correct dcn , etc., to avoid an awkward ddn or dd¯n .)
Using the standard results for complex Gaussian integrals [below, M is a n by n
matrix, but we shall eventually take the n → ∞ limit]
Z
π
dc̄n dcn e−αcn cn = (97)
α
n
Z Y
dz̄k dzk − Pni,j=1 z̄i Mij zj 1
√ √ e = (98)
π π DetM
k=1
and noting that our matrix has determinant
A1
0 · B 1 0 ·
0 A2 · 0 B2 ·
Bn2
Y
· · · · · · Y 2 2 2
DetM = = (An + Bn ) = An 1 + 2 ,
−B1 0 · A1 0 ·
n n
An
0
−B 2 · 0 B 2 ·
· · · · · ·
Q 2 (99)
observing that Bn → 0 leads to a free two-dimensional particle [hence n An corre-
sponds to a free particle on the plane !], and using the known formula
∞
" #
ωT 2
Y sin ωT
1− = (100)
nπ ωT
n=1
we obtain
qB r 2 ωc
T m 2 T
ZB = Z2Df ree · 2mqB = · , (101)
sin 2m T 2πi~T sin ω2c T
qB
ωc ≡ m being the Larmor frequency.
Acknowledgements. The author is grateful to the Organizers of the CERN - SEENET - MTP
workshop Modern Aspects of Quantum Field Theory, November 2015 Bucharest, for the opportunity
to lecture on the topic. In particular, I thank Dr. Bogdan Popovici for his collaboration and Prof. Mihai
Vişinescu for encouragement to write up a draft of the lectures. My first acquaintance with the subject
owes much to Prof. Roberto Iengo.
Financial support through PN16420101 and PN18090101 is acknowledged.
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