Aair200304074 001
Aair200304074 001
Aair200304074 001
200304074
FACTUAL INFORMATION
The pilot landed close to UXF in order to assist the two occupants. After isolating the
helicopter’s electrical system, he attempted to comfort and provide first aid to them.
However, because of the apparent nature and extent of their injuries, he decided to
seek medical assistance from Derby.
About 80 minutes later, the pilot returned to the scene of the accident with a doctor
from Derby. The doctor determined that, in the intervening period, both occupants of
UXF had succumbed to their injuries.
Wreckage findings
The helicopter had impacted the ground heavily, with little forward speed. It remained
upright, with the impact being primarily on the right skid, which collapsed due to
failure of the structure.
Both main rotor blades exhibited evidence of low speed rotation at the time of impact,
and minor damage consistent with having struck the surrounding small trees. There
was no evidence to indicate that the main rotor blades had contacted the cabin
structure, or evidence of excessive in-flight main rotor coning angle.
During the impact sequence, the tail rotor struck the ground at high rotational speed
and was destroyed, with sections of the tail rotor found approximately 40 m from the
crash site. The clutch assembly exhibited signs of high-speed rub damage due to
contact with the clutch linear actuator mechanism.
The failure of the right skid allowed the engine induction system and carburettor to
impact the ground beneath the helicopter. The engine support structure deformed
upward and to the left, consistent with the impact attitude of the helicopter. Fuel lines
to the carburettor had been damaged, and the contents of both fuel tanks leaked into
the sand beneath the helicopter.
On-site examination of the A166 clutch shaft revealed that the shaft had failed at the
point of connection to the main rotor gearbox input yoke. The helicopter was
subsequently recovered to a local engineering facility in order to conduct a more
detailed examination by the ATSB.
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The installed emergency locator transmitter (ELT) had been dislodged from its
mounting frame during the impact. The external ELT antenna was missing from its
mounting, and could not be located in the area surrounding the wreckage. There was
no damage evident to the antenna connector on the airframe. The ELT was recovered
for technical examination.
Fuel
The pilot of AOP reported that the pilot of UXF would have ‘…put on about 1.5 to
2 hrs of fuel’ at his last refuelling stop due to the requirement to continue the muster
while carrying a passenger. That meant that at the time of the accident the helicopter
had a minimum endurance of about 1 hour.
The investigation recovered a small amount of fuel from the fuel supply strainer bowl.
That fuel was clean, free from visible contaminants and had a green colouring
consistent with it being aviation gasoline.
A fuel sample was collected from the fuel drums from which the helicopter was last
refuelled. Laboratory examination of that sample confirmed that it met the
specifications for aviation gasoline.
The clutch shaft was installed in the helicopter on 30 October 2002, and had
886.2 hours time-in-service since new. Maintenance records showed that it had
been installed in accordance with the Robinson Helicopter Company R22
maintenance and overhaul manual.
The clutch shaft had fractured at the point of connection to the main rotor gearbox
flex-plate yoke (see figure 2 of Appendix A – Technical Analysis Report). The
fracture surface indicated pre-existing torsional fatigue cracking, which followed a
spiral path from within the yoke connection, and extended around the shaft for
approximately 340 degrees over an axial length of about 25 mm. Those crack
propagation features were consistent with the initiation and progressive growth of the
crack during multiple shaft load cycles prior to the accident flight.
Examination found that when the clutch shaft was assembled to the flex-plate yoke,
paint was left on the surface beneath the bearing blocks. That resulted in the applied
bolt tension reducing over time. The examination also found that an unapproved
jointing compound had been used when the shaft and yoke were last assembled.
For detailed information on the examination of the failed clutch shaft, refer to
appendix A – ATSB Technical Analysis Report No. 25/03.
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The pilot
The pilot held a Commercial Pilot (Helicopter) Licence and was appropriately
endorsed on the R22. He held a valid medical certificate. The pilot had accumulated
1,419.8 hours of helicopter flight time, all of it in the R22. He had completed a course
of instruction in the operation of helicopters at low level, and held an aerial stock
mustering approval. The pilot last attended a Robinson Helicopter R22 Safety Course
in April 2002.
It was reported that the pilot had been adequately rested prior to commencing duty on
the day of the accident.
Airworthiness
The helicopter was constructed in 1980 as a standard R22 model. In 1987, the
helicopter was returned to the manufacturer for an overhaul, during which it was
upgraded from an R22 to an R22 HP model. That upgrade included the installation of
a higher compression engine than was initially installed in the R22. Examination of
the helicopter’s maintenance records revealed that an auxiliary fuel tank was fitted to
the helicopter in 1996. No information was found to indicate that either a
supplemental type certificate (STC), or a Civil Aviation Regulation 35 engineering
order (EO) was produced to meet regulatory requirements for installation of the tank
to UXF. The current operator reported that the helicopter was in that configuration
when purchased in 2002.
A helicopter type certificate data sheet (TCDS) lists the conditions and limitations for
each of the models of helicopter for which the certificate was issued. These conditions
and limitations ensure that the helicopter meets the airworthiness requirements of
Title 14 of the US Code of Federal Regulations (commonly known as the Federal
Aviation Regulations).
The TCDS H10WE was issued to the Robinson Helicopter Company by the US
Federal Aviation Administration, and covered the R22 range of helicopters. Item I of
the TCDS listed the conditions and limitations applicable to the R22 model helicopter.
Information from the manufacturer indicated that the R22 HP model helicopter was
also covered by item I of TCDS H10WE.
The specifications listed at item I included the maximum gross weight (MGW) of the
helicopter and the fuel capacity. The MGW listed was 1,300 lbs (590 kg), and the fuel
capacity was listed as 19.8 US gals (75 litres). The TCDS did not include the
installation of an auxiliary fuel tank to either the R22 or R22 HP model helicopters.
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The helicopter was last weighed in 1990. At that time, its recorded basic weight was
378.3 kg. The recorded equipment list did not include the installation of an auxiliary
fuel tank. The weight of an auxiliary fuel tank installation was 3 kg, resulting in an
actual helicopter basic weight of 381.3 kg. No adjustment was made to the
helicopter’s weight and balance record to take account of the installation of the
auxiliary fuel tank.
Baggage and equipment was recovered by police and ATSB personnel from each
under-seat baggage compartment. The personal items were quarantined by the Police
and were subsequently weighed. The total estimated weight of the items removed
from under the seats was about 30 kg. The distribution of the items was
approximately equal beneath each seat.
The TCDS and the Rotorcraft Flight Manual (RFM) limited each seat and under-seat
baggage and equipment load to less than 240 lbs (109 kg). In the occurrence
helicopter, the estimated right (pilot) seat and baggage loading was 117 kg, and the
left seat loading was 85 kg. The right combined seat and under seat baggage limit was
therefore exceeded by 8 kg.
The helicopter was estimated to weigh 633 kg at the time of the accident. That weight
was 43 kg above the 590 kg MGW limit for the R22 and R22 HP model helicopters.
The position of the loaded centre of gravity (c.g) at the estimated helicopter weight of
633 kg was calculated to be 2,436.05 mm aft of the datum. When plotted on the
applicable c.g range envelope, the c.g and was found to be outside the allowable
limits prescribed by the TCDS and the RFM.
Survivability
The ELT was activated by the impact, and was transmitting when the investigation
team arrived on site. However, the radiated signal would have had a minimal range
due to the lack of its external antenna. Laboratory examination confirmed that the
ELT was capable of normal operation.
The structural integrity of the helicopter seats satisfied the applicable certification
requirement. The seats’ structures were designed to deform, allowing absorption of
vertical impact forces. Information from the manufacturer indicated that deformation
of the seats’ structure afforded protection to the occupants above that mandated
during certification of the helicopter.
The combined effect of the vertical impact of the helicopter, and the weight of the
occupants resulted in some crushing deformation of the seats’ structure. The under-
seat baggage and equipment were also crushed during that deformation, with several
items exhibiting severe deformation. The seats’ structures could not deform to their
fullest extent due to the stowed baggage and equipment.
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The post mortem examination of the pilot and passenger revealed injuries consistent
with a heavy, vertical impact.
ANALYSIS
The pilot was conducting mustering operations, which by their nature, often place the
helicopter in a flight regime close to the ground with low forward air speed. That can
leave the pilot with little time, or potential, to respond effectively to failure of a
critical flight system such as the main rotor drive mechanism.
The clutch shaft failure resulted in an unusual emergency situation for the pilot.
Symptoms would have included a failure of the drive to the main rotor gearbox,
decreasing main rotor speed, and nose left yaw. That was consistent with some of the
symptoms normally associated with an engine failure. However in this case the engine
had not failed and initially would have presented the pilot with additional and
potentially confusing symptoms. Those confusing symptoms would have included an
initial indication of engine overspeed, and continuing tail rotor drive.
The normal response to an engine failure, and also relevant in this case, was for the
pilot to lower the collective control in order to recover any loss of main rotor RPM.
The pilot would then allow the helicopter to enter an autorotation descent. If there was
insufficient height for the descent to stabilise, main rotor RPM would not have
recovered before the pilot commenced the touchdown phase of the autorotation. Low
main rotor RPM during the touchdown phase would have minimised any possibility
for the pilot to reduce the helicopter’s rate of descent to carry out a safe touchdown.
Despite the unusual nature of this emergency and difficulty establishing autorotation
due to the probable flight regime, the pilot managed to maintain the helicopter upright
and with little forward speed at touchdown. However, due to the likely low main rotor
RPM, the pilot was unable to arrest the rate of descent, and the helicopter impacted
the ground with considerable force.
Installation of the auxiliary fuel tank by a previous owner meant that technically the
helicopter was not in an airworthy state at the time of the accident, as it did not meet
the certification requirements of the type certificate data sheet. In addition, that
installation could have led the occurrence pilot to assume that the helicopter was a
later R22 Alpha or Beta model, each of which had a higher maximum take-off weight.
The investigation was unable to determine the extent and duration of any possible
inadvertent overweight operation of the helicopter. However, operation of the
helicopter in an overweight condition may have contributed in some measure to the
failure of the clutch shaft.
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The carriage of baggage and other equipment in the under-seat baggage compartments
limited the intended deformation of the seats’ structure in response to a heavy vertical
impact. The investigation was unable to establish the extent to which that
compromised the survivability of the occupants during the impact sequence.
While the ELT operated normally, the lack of the external antenna meant that the
emergency signal could not be received by other pilots and notified to Australian
Search and Rescue. There was no damage on the antenna connector to indicate that
the antenna had been dislodged during the impact. Had UXF not been operating in
company with AOP and the pilot of that helicopter not been alert to the situation, the
lack of a radiating ELT signal may have hampered any search. The investigation was
unable to determine if the antenna was fitted to the helicopter for the accident flight.
Inappropriate assembly procedures led to the formation of the fatigue crack in the
clutch shaft. The design of the shaft and the location of the crack were such that daily
inspections by either pilots or maintenance engineers were unlikely to detect the crack
until shaft failure was imminent.
FINDINGS
1. The pilot was correctly licensed, endorsed on type, and had a current medical
certificate at the time of the accident.
2. The pilot was reported to have been adequately rested prior to the accident.
3. The A166 clutch shaft failed due to a fatigue crack that initiated from one of the
shaft bolt holes.
4. A non-approved jointing compound was used during the last assembly of the
A166 shaft to A907 yoke.
5. The A166 shaft to A907 yoke bearing blocks were installed over a painted
surface during the last assembly.
7. The helicopter was being operated in an overweight condition at the time of the
accident.
8. The helicopter impacted the ground heavily in a vertical direction with little
forward speed.
9. The stowage of baggage and equipment beneath the seats prevented the seats
from deforming to their fullest extent.
10. The fixed ELT activated during the impact, but the external antenna was not
attached to the helicopter at the time of the impact.
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SIGNIFICANT FACTORS
1. The failure of the A166 clutch shaft was due to the inappropriate assembly of the
shaft to the A907 yoke.
2. The loss of main rotor drive most likely occurred at a combination of height and
speed that was insufficient to enable the pilot to conduct a successful
autorotation.
SAFETY ACTION
Following the issue of the airworthiness directives, information from CASA and the
industry indicated that the use of non-approved mating compounds on the shaft–to-
yoke mating surfaces was apparently widespread.
Manufacturer
The Manufacturer advised that it would be revising the maintenance manuals and
maintenance training courses for the R22 and R44 model helicopters to ensure that the
instructions for the assembly of the shaft to yoke joint were clarified.
Operator
Subsequent to receiving recommendation R20030212, the operator advised that it had
suspended operations and had recalled its fleet of helicopters to the main operating
base for inspection. The operator also advised that it had carried out inspections of
their R44 helicopters during that time.
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Appendix A
Prepared by:
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1. FACTUAL INFORMATION
Figure 1. Illustrations of the clutch shaft and yoke components as part of the helicopter’s main rotor drive
system.
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the shaft for approximately 340 degrees over an axial length of around 25 millimetres
(Figures 3 & 4). The area of final overload failure represented approximately thirty
percent of the overall shaft cross-section and showed mostly ductile shear features.
Figure 2. Clutch shaft, fractured at the point of connection with the flex-plate yoke.
Figure 3. Shaft fracture surface showing the spiral form typical of torsionally induced failures.
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Figure 4. Identifiable crack progression markings (beach marks) on the fracture face indicated the
direction of fatigue crack growth (arrow).
Figure 5. Removal of the bolt blocks revealed the assembly of the joint over the painted yoke surfaces.
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Figure 6. As shown in figure 5, the surfaces of the yoke had not been cleaned of paint before assembly
of the clutch shaft connection.
Figure 7. Arrow shows an accumulation of a soft jointing compound within the connection.
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Both connection bolt shanks showed fretting and other prominent evidence of loaded
contact against the yoke and shaft hole sides (Figure 8). The orientation of the bolt
damage indicated that the looseness of the connection had allowed the transmission of
shaft torque loads via shear loading of the bolts. Extensive fretting and corrosion of the
mating shaft and yoke surfaces found after removing the fractured stub (Figures 9 & 10)
provided further evidence of looseness and movement within the connection. Both
mating surfaces showed no evidence of the primer coating (Figure 11) specified by the
maintenance manual.[2,3]
Figure 8. Fretting and wear damage to the bolt shanks, indicating interference with the clutch shaft holes.
Figure 9. Stub of the clutch shaft removed from the yoke. Crack initiation point shown at the outer bolt
hole. Also note the extent of fretting corrosion and damage from the joint movement.
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Figure 10. The inside surfaces of the yoke also showed extensive fretting corrosion.
Figure 11. Removing the loose fretting corrosion product revealed the extent of the damage and the
absence of any traces of zinc chromate or epoxy primer.
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Figure 12. Low-power microscopic view of the fatigue crack origin (red arrow). Note the associated
fretting damage on the bore surfaces of the bolt hole (green arrow).
Figure 13. A scanning electron microscope view of the area shown in figure 13. Note how the machining
of the bolt hole was disrupted by the fretting damage (arrowed).
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Figure 14. Fretting damage was also found inside the other clutch shaft bolt holes.
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Figure 15. A comparable clutch shaft assembly received for comparison with the failed unit.
Figure 16. The surfaces of the clutch shaft from the assembly shown in figure 15. Fretting damage was
also clearly evident.
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Figure 17. Bolt shanks from the comparison assembly also showed fretting damage and imprints from the
hole machining.
Figure 18. A soft jointing compound similar to that found on the failed shaft was observed within the
comparison assembly.
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A subsequent inspection of the shaft which had been retained for exemplar purposes
(Figure 19) also found no evidence of the use of a primer or similar coating over the
shaft connection (Figure 20).
Figure 19. Fractured shaft sections from a previous (1992) failure. Note the similarity of the crack origin
and propagation path.
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Figure 20. Extensive fretting damage was also evident on the interfacial surfaces of the previous clutch
shaft failure.
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2. ANALYSIS
The A166-1 clutch shaft fitted to VH-UXF had failed as a result of torsional fatigue
cracking, originating from the bore of the inner bolt hole used for securing the adjoining
drive yoke. The initiation of fatigue cracking was directly attributed to the looseness of
the shaft-yoke connection, which allowed the transmission of rotational loads through
the connection by shear forces acting on the bolt shanks and transmitted via the bolt
holes. The point loading about the holes produced by that behaviour produced a
significant stress-raising effect on the localised material structure – sufficient to initiate
fatigue cracking under normal shaft loads in the presence of the associated fretting and
corrosion damage.
Under normal intended security of the connection, rotational forces are transmitted
uniformly via the friction between the shaft and yoke surfaces. Security of the
connection is established by adequate bolt tension and the assembly of the connection
with a curing or drying primer. Corrosion protection is also assured with the use of the
approved primer/s.
The assembly of the yoke-shaft connection without first cleaning away the paint from
underneath the block seating locations was considered a major factor in the absence of
sufficient bolt tension and hence the loss of clamping force within the connection. The
compressibility/conformability of most paint coatings allows applied bolt tension to be
progressively lost and hence renders such coatings unsuitable for use within stable, load
bearing bolted connections.
The assembly of the yoke-shaft connection with the use of a jointing or similar
compound in lieu of the specified primer/s was also held as a factor contributing to the
looseness of the connection. The oily, anti-friction properties shown by the compound
would have acted to reduce the surface friction within the connection – thus increasing
the loads transmitted through the bolts and bolt holes. The non-drying properties of the
compound also prevented the effective ‘lock-up’ of the connection when assembled,
allowing the surface movement, fretting and bolt interference.
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3. CONCLUSIONS
• At the last installation, the P/N A166 clutch shaft was assembled with the P/N A907
yoke using a soft jointing compound in lieu of the zinc chromate or epoxy primer
specified by the aircraft manufacturer.
• At the last installation, the clutch shaft – yoke connection was assembled with the
external bolting blocks placed over the painted yoke surfaces.
• The movement of the connection under applied torsional loads created point loading
within the shaft bolt holes, producing fretting damage and creating localised stress
conditions conducive to the initiation of fatigue cracking.
• Growth of fatigue cracking occurred beneath the yoke sleeve, preventing visual
identification until the cracking was well advanced and near to critical size.
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3.2. References
[1] Robinson Helicopter Company, Maintenance Manual, Model R22 (Change 17,
31 Dec 98) Section 1.320 ‘Standard Torques’, NAS6600 series bolts.
[2] Robinson Helicopter Company, Maintenance Manual, Model R22 (Change 18, 3
Mar 99) Section 7.270 ‘Installation’, part b.
[3] Robinson Helicopter Company, Maintenance Manual, Model R22 (Change 17,
31 Dec 98) Section 1.450 ‘Primers’
[4] Robinson Helicopter Company, Manufacturing records for A166-1 shaft, S/N
5570 and others.
[5] Bureau of Air Safety Investigation (ATSB) occurrence number 199201139, VH-
HFP, 19 June 1992.
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Media Release
13 October 2004
2004/32
Examination of the shaft revealed that it had failed as a result of a fatigue crack that
initiated at a bolt hole in the shaft. Inappropriate procedures, including use of an
unapproved sealant, were used when the shaft was last assembled.
During the investigation, the ATSB issued an urgent safety recommendation to the
Civil Aviation Safety Authority (CASA) asking for an inspection of the R22 and R44
Australian helicopter fleet. CASA responded by mandating inspections of the shaft
assembly to look for signs of damage and to remove those from service that had been
assembled using an unapproved sealant.
As a result of the CASA mandated inspections, the use of unapproved sealants was
found to be widespread within the Australian R22 helicopter fleet. The Robinson
Helicopter Company advised that maintenance documents and training courses would
be revised to clarify shaft assembly instructions.
The investigation also found that the survivability of the two occupants may have
been adversely affected by the reduced capacity of the seat structures to deform as
designed. That was due to the stowage of an excessive amount of baggage and
equipment in the underseat baggage compartments.
The full investigation report (200304074) is available from the ATSB website
www.atsb.gov.au, or from the Bureau on request.
Media contact: Peter Saint in business hours & after hours duty officer: 1800 020 616
Released as a report under Section 25 of the Transport Safety Investigation Act 2003
15 Mort Street, Canberra City ACT 2601 • PO Box 967, Civic Square ACT 2608 Australia
Telephone: 02 6274 6590 • Facsimile: 02 6274 6474
24 hours: 1800 621 372 • www.atsb.gov.au
ABN 86 267 354 017