Objective

To further my professional career with an executive level management position in

my current company seeking to diversify my skills in a challenging leadership
position applying creative management skills,to achieve optimum utilization of its
resources and profits.

Lalitha N Profile Summary

Mob no : 8095066383
Gmail : lalitha.n115@gmail.com A Competent and Versatile professional with 8 years of experience in Investment
banking Domain with knowledge base on financial and Banking products,
So far worked in CIB/Custody operations - Asset services,Corporate actions
Domain/ Sub-Domain – domain, Fixed income products.
 Investment Banking
 Commercial Banking
 Capital Markets Work Experience in last 8 years
Core Competency – Month-Year Designation/ Role Organization/Company
 Fixed Income products
2015 -2019 Operations Analyst DBOI Global Services Private
 Corporate action events
Limited
 Swift payments
2019-2020 Senior Executive Coforge Limited (Formally
Certifications –
known as NIIT Technologies
 Global marketing program. Limited)
 Personality Enhancement
2021 - Present Team Lead J.P.Morgan and Chase Services
program
India private limited
 Basics of derivative products
Education –
• Bachelors of Commerce in Accounts
from Bangalore University (2015) with Professional Experience
72%.  Sound knowledge on different types of corporate action events and income
products.
• PUC (2012) from RNS Bant’s Sangha  Knowledge on various SWIFT messages relating to corporate action
with 87%. events/Payments/Reconciliation.
• SSLC (2010) from Raghavendra High  Processing of Callable bonds as per custodian information.
School with 77%.  Monitoring of all cash and stock entitlements resulting for a Corporate
Action are positioned and credit to clients’ accounts.
Skill set –  Monitoring for voluntary corporate actions and communicating events to
 Emotional intelligence. our clients in a timely manner. Collection and execution of voluntary
 Stress management elections to custodian network.
 Adoptability and flexibility  Interaction with clients, third party custodians, agents and including the
 Strategic vision. corporate actions custody and accounting teams.
 Identification and follow up of all market claims and Reconciliation of
Achievements – open items
 "Upholding of DB values and  Demonstrated ability to work under considerable pressure which is
ethics” – 2016 regularly encountered due to stringent processing deadlines, unexpected
volumes, and risk of significant financial loss related to processing errors.
 “Excellent performer” – 2017
 Adhere to deadlines, communicate delays to supervisor and ensure work
 “Recognition award” – 2018
area is cleared.
 "STAR award” – 2019
 Knowledge on different kinds of depositories such as DTCC, Clear stream,
 “Inspire award" ” – 2020 SGX (CDP) and Euroclear.
 Best Performer (Audit request)
-2022

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J.P.Morgan Services India Private limited, Bangalore (Feb’21 to Present)
Role and responsibility
Stock reconciliation - Reconciliation of stock breaks on omnibus level for both transactions and positions.
• Monitoring and responding on email queries.
• Allocation of Tasks to team members on daily basis and reviewing of the same.
• Scheduling calls with respective hubs to discuss and get the possible resolution on aged breaks
• Preparation of reports on volumes trend and providing break reasons to the higher management
• Providing cross training to the team members.
• Procurement of data for Audit request.
• Provide suggestions on auto matching and auto sourcing rules.
• Liaise with technology teams for any technical issues like linking and Liaise with Business teams / agent to
understand the nature of the break and source it accordingly.
• Updating of SOP in case of occurrence of new scenarios and train to team on the same.
• Preparation of monthly PPT across all the products to provide update to the senior management.

Coforge Limited, Bangalore (June’19 till Dec’20)

Role and responsibility
Callable bonds desk- Handling of full call and partial call events in callable bonds process
• Procurement of data from DTTC, set up and monitoring of the events as per DTCC terms and conditions.
• Posting of the events as on payable dates as per conditions and allocation of funds at DTCC.
• Reconciliation of upcoming payments in order to avoid settlement breaks.
• Event set up and posting of fed securities along with full call and partial call events.
• Finding and clearing of failing trades.
• Removal of restrictions imposed on trades as per client’s request.
• Correction and cancellation of the events as per DTTC.
• Allocation adjustment and interest posting as specified by DTTC after posting of events.
• Set up and posting of partial pre-refunding and partial deficiency.
• Reversal and re-posting of the events as per the changes at DTTC.
• Clearing of cash breaks-on TLM.

DBOI Global Services Private Limited, Bangalore (Dec’15 till July’19)

SINGAPORE CUSTODY- Trust and Securities Operations (TSO)
• Receive and/or capture corporate action announcement from agents, custodians, depositories and exchange
websites;
• Create and update corporate action events.
• Checking of position and entitlement as of ex and record date and initiate market claim, if needed;
• Receipt of corporate action proceeds (cash and/or shares) from the agents, custodians and depositories;
• Credit corporate action proceeds to client account in DB trader and/or IDMS;
• Track and execute client instruction on voluntary events;
• Respond to client queries;
• Reconcile and close security and cash breaks.
• Substantial Share Holding reporting to clients.
• Processing of Disclosures requests on request of clients

GERMANY INCOME CLAIMS PROCESS

• Generation of income claiming reports (income claims on dividend payments, coupon compensation and
redemptions) and reports should be send to the clients within agreed TAT.
• Informing the client about MCAL event and default payment via MT 564.
• Informing the client about cancellation and reversal payments via MT 568.
• Tax bookings concerning purchase and sell trades on Portuguese bonds and Belgium bonds.

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 • Processing of account opening and closure requests.
• Reconciliation or investigation of open items which involves Identification of failed trades and settling of claims.
FOREIGN DIVIDEND PROCESS- Italy region
• Generate Pre-advice confirmations in the Message View and find out corresponding Pre-advice Information.
• Creation/ modification and verification of the announcements.
• Performing FX if required.
• Processing and Authorization of payments based on the 566 confirmation received.
• Tracking of pending payments and reconciliation of open breaks in TLM.

PERSONAL INFORMATION
• Date of Birth : 11 May 1995
• Gender : Female
• Nationality : Indian
• Marital Status : Single.
• Language known : English, Kannada, Telugu,Tamil.
• Address : # 42, 10th F Cross, Sanjeevini nagar Moodalapalya, Bangalore - 560072.

Declaration:
I here by declare that all the information furnished above is true to the best of my knowledge.

Date : (Lalitha.N)
Place : Bangalore