DoD Directive 5212.56 (Use of Force)
DoD Directive 5212.56 (Use of Force)
DoD Directive 5212.56 (Use of Force)
DIRECTIVE
USD(I) USD(I)
SUBJECT: Carrying of Firearms and the Use of Force by DoD Personnel Engaged in
Security,
Law and Order, or Counterintelligence Activities
SUBJECT: Carrying of Firearms and the Use of Force by DoD Personnel Engaged in
Security,
Law and Order, or Counterintelligence Activities
a. Reissues DoD Directive (DoDD) 5210.56 (Reference (a)) to establish DoD policy
and
assign responsibilities for carrying of firearms and the use of force by DoD
personnel engaged in
security, law and order, or counterintelligence activities.
c. Implements section 1585 of title 10, United States Code (U.S.C.) (Reference
(c)), which
authorizes civilian officers and employees of the Department of Defense to carry
firearms or
other appropriate weapons while assigned investigative duties or such other duties
as the
Secretary of Defense may prescribe, under regulations to be prescribed by the
Secretary.
d. Provides requirements, authorizations, and restrictions for carrying firearms
and the use of
force to protect DoD installations, property, and personnel, and to enforce law and
order in
accordance with DoD Instruction (DoDI) 5200.08 and DoD 5200.08-R (References (d)
and (e)).
a. Applies to:
(1) OSD, the Military Departments, the Office of the Chairman of the Joint Chiefs
of
Staff and the Joint Staff, the Combatant Commands, the Office of the Inspector
General of the
Department of Defense (IG, DoD), the Defense Agencies, the DoD Field Activities,
and all other
organizational entities within the Department of Defense (hereafter referred to
collectively as the
“DoD Components”).
(2) DoD military and DoD civilian personnel engaged in security, law and order, or
counterintelligence activities as outlined in Enclosure 2, subparagraphs 1.b.(2)(a)
through (f).
(3) DoD contractor personnel (U.S. persons or non-U.S. persons) required to carry a
firearm in accordance with applicable U.S. laws or host nation laws or
international agreements.
(2) DoD personnel in an overseas location not under the authority or subject to the
control of a U.S. military commander as agreed by appropriate memorandum of
agreement in
accordance with DoDI 5210.84 (Reference (g)).
b. Arming DoD personnel with firearms shall be limited and controlled. Qualified
personnel
shall be armed when required for assigned duties and there is reasonable
expectation that DoD
installations, property, or personnel lives or DoD assets will be jeopardized if
personnel are not
armed. Evaluation of the necessity to arm DoD personnel shall be made with the
consideration
of the possible consequences of accidental or indiscriminate use of those arms.
However, the
overriding factors in determining whether or not to arm are the mission and threat.
Arming DoD
personnel (i.e., administrative, assessment, or inspection, not regularly engaged
in or directly
supervising security or law enforcement activities) shall be limited to missions or
threats and the
immediate need to protect DoD assets or persons’ lives. DoD Components have the
discretion to
keep designated staff personnel qualified and available or on call to perform
duties.
c. Arming personnel of the Office of the Inspector General and the Military
Criminal
Investigative Organizations (MCIO) shall be consistent with this Directive and DoD
Component
authorities and policies.
d. The use of force, including less-lethal force and deadly force, shall be
implemented in
accordance with this Directive and DoD Component supplementing guidance.
e. The use of force shall be reasonable to accomplish assigned duties as
delineated in
Enclosure 2 of this Directive. See the Glossary for the definition of “reasonable.”
8. EFFECTIVE DATE. This Directive is effective upon its publication to the DoD
Issuances
Website.
Enclosures
1. References
3. Responsibilities
Glossary
ENCLOSURE 1
REFERENCES
(a) DoD Directive 5210.56, “Use of Deadly Force and the Carrying of Firearms by DoD
Personnel Engaged in Law Enforcement and Security Duties,” November 1, 2001 (hereby
cancelled)
(b) Deputy Secretary of Defense Memorandum, “DoD Use of Force Policy,” July 11,
2006
(hereby cancelled)
(d) DoD Instruction 5200.08, “Security of DoD Installations and Resources and the
DoD
Physical Security Review Board (PSRB),” December 10, 2005
(f) Chairman of the Joint Chiefs of Staff Instruction 3121.01B, “Standing Rules of
Engagement/Standing Rules for the Use of Force for U.S. Forces,” 13 June 2005
(g) DoD Instruction 5210.84, “Security of DoD Personnel at U.S. Missions Abroad,”
January 22, 1992
(h) DoD Instruction 1100.22, “ Policy and Procedures for Determining Workforce
Mix,” April
12, 2010
(l) DoD Instruction 6400.06, “Domestic Abuse Involving DoD Military and Certain
Affiliated
Personnel,” August 21, 2007
(m) DoD Instruction O-2000.22, “Designation and Physical Protection of DoD High
Risk
Personnel (HRP),” January 22, 2008
(o) DoD Instruction 5200.33, “Defense Courier Operations (DCO),” May 19, 2007
(p) Sections 1540.111 and 1544.219 of title 49, Code of Federal Regulations, as
amended
(r) DoD Directive 3000.3, “Policy for Non-Lethal Weapons,” July 9, 1996
1. FIREARMS
(1) DoD Components shall comply with the provisions in DoD 5200.2-R (Reference
(j))
and ensure persons carrying firearms are suitable for the position and have
undergone the
background investigation appropriate for the duties performed.
(2) The 1968 Gun Control Act and subsequent 1996 Lautenberg Amendment, which are
codified in 18 U.S.C 922(g)(9) (Reference (k)), prohibit anyone convicted of a
felony, a
domestic violence misdemeanor, or subject to a domestic violence protective order
to ship,
transport, possess, or receive firearms or ammunition. Reference (h), as enacted
and amended,
contains a public interest exception for all but one of the nine disqualification
categories,
specifically subsection 922(g)(9), the Lautenberg Amendment. This amendment makes
it a
felony for anyone who has ever been convicted of a domestic violence misdemeanor
prior to or
after the passage of the September 30, 1996 law to possess firearms or ammunition.
There is no
exception for law enforcement or military personnel with qualifying convictions. It
is illegal to
provide a firearm or ammunition to anyone convicted of such a domestic violence
misdemeanor.
(3) DoD Components shall comply with the provisions of Reference (k) and ensure
that
persons carrying firearms have been properly screened in accordance with DoDI
6400.06
(Reference (l)) and have completed and submitted DD Form 2760, “Qualification to
Possess
Firearms or Ammunition,” located at
http://www.dtic.mil/whs/directives/infomgt/forms/ddforms2500-2999.htm. DoD
Components
shall post Lautenberg Amendment notices and procedures for its implementation in
all facilities
in which Government firearms or ammunition are stored, issued, disposed of, or
transported, in
accordance with Reference (l).
(4) DoD Component commanders or civilian directors shall evaluate the need to
suspend
arming authorizations of DoD personnel who are under investigation or have been
arrested or
apprehended for incidents involving domestic violence or other appropriate matters.
If
suspension is warranted, any Government-issued firearms or ammunition (including
firearm non-
munitions) or non-lethal weapons (NLW) shall be retrieved until the matter is
resolved and a
final determination is made.
b. Authorizing Arming
(1) Personnel may be authorized to be armed, consistent with paragraphs 4.a. and
4.b.
above the signature of this Directive.
(2) Personnel authorized to be armed shall be thoroughly briefed on their
individual
responsibilities and shall receive mandatory training in accordance with this
Directive, applicable
DoD issuances, and DoD Component requirements and standards when performing:
(a) Duties related to security or law and order duties, criminal investigations,
or
counterintelligence investigations.
(3) Security, law enforcement, or other designated personnel who routinely engage
in
duties or activities where firearms proficiency is required shall satisfactorily
complete DoD
Component-approved training every 12 months, including firearms familiarization
(classroom
academic), live-fire qualification, and use-of-force training. In addition, DoD
Components will
consider periodic sustainment training for personnel to maintain firearms
familiarization and
proficiency.
(a) Personnel authorized to carry a firearm pursuant to this Directive who do not
fall
into the category of individuals in subparagraph 1.b.(3) of this enclosure shall
satisfactorily
complete DoD Component-approved firearm and use-of-force training every 12 months,
as a
minimum.
(b) For circumstances that critically affect mission accomplishment, Heads of the
DoD Components (or designees) may grant extensions for live-fire qualification up
to
12 months, and not to exceed a total qualification period of 24 months for
personnel in
subparagraph 1.b.(3)(a) of this enclosure. Extensions do not change the requirement
for firearms
familiarization and use-of-force training. The use of firearm training simulators,
although not a
substitute for live-fire qualification, is recommended for personnel to maintain
firearm
fundamentals.
(4) All arming authorizations shall be in writing and signed (e.g., ink or
digitally) by the
appropriate authorizing official(s) before a firearm is issued to an individual.
Exceptions to this
rule may be made in situations that require immediate action to protect lives or
vital Government
assets. Written authorization is not required to be maintained by the individual
carrying a
firearm, except as noted in subparagraph 1.c.(1) of this enclosure or if determined
necessary or
appropriate by the issuing authority. Current individual qualification results,
including
authorized extensions, shall be documented and retained by the issuing authority
for as long as
the individual has authorization to be armed.
(5) DoD personnel will have available and use appropriate personal protective
equipment
commensurate with the duty or task assigned for individual safety and mission
assurance.
(6) DoD personnel shall carry only Government-issued firearms and ammunition when
performing official duties. The IG, DoD, or Secretaries of the Military Departments
may
authorize an exception to this requirement for a DCIO or MCIO.
(7) Individuals who are authorized to be armed shall comply with DoD Component
implementing safeguards to prevent loss, theft, and unauthorized use of firearms
and
ammunition.
(8) Personnel shall return firearms to a designated armory or secure storage area
for
accountability and safekeeping upon completion of their official duties or
training, in accordance
with DoD Component procedures.
(9) The Heads of the DoD Components, or their designees, may authorize DoD
personnel to carry and retain a Government-issued firearm off DoD property for
official
purposes. DoD Components, in coordination with DoD Component legal counsel, shall
prescribe specific guidance governing DoD jurisdiction, authority, and lawful use
of force.
(10) The Heads of the DoD Components, or their designees, may authorize personnel
to
retain, transport, and store Government-issued firearms at Government or non-
government
locations for the following circumstances:
(a) For situations that warrant immediate action to protect DoD assets or person’s
lives. The authorization shall be for as long as the situation or threat exists.
For continuing
circumstances, the Head of the DoD Component, or their designees, shall
periodically review the
need for the authorization.
(b) When personnel are authorized to be armed for personal protection according to
subparagraph 1.b.(2)(e) of this enclosure.
(13) Firearms, associated components, and ammunition are prohibited from entering
the
defense courier network, in accordance with DoDI 5200.33 (Reference (o)).
(1) Commercial Aircraft. DoD personnel shall comply with applicable provisions of
sections 1540.111 and 1544.219 of title 49, Code of Federal Regulations (Reference
(p)), and
Transportation Security Administration (TSA) regulations and guidance.
(a) DoD personnel authorized to carry a firearm aboard commercial aircraft shall
meet the requirements of section 1544.219 of Reference (p). For training
requirements and other
information, contact the TSA Contact Center at
www.tsa.gov/lawenforcement/programs/traveling_with_guns.shtm.
(b) DoD personnel authorized to transport a firearm in checked baggage shall meet
the requirements of section 1540.111 of Reference (p). For additional information,
contact the
TSA Contact Center at www.tsa.gov.
(c) Air carriers may have varying requirements regarding firearms and the amount
of
ammunition that may be placed in checked baggage. Travelers should contact the air
carrier
regarding its policies.
a. DoD personnel shall only use the amount of force reasonably necessary to carry
out their
duties.
d. Warning shots are prohibited. Warning shots are authorized from U.S. Navy and
Naval
Service vessels and piers in accordance with Reference (f).
e. Firearms shall not be fired solely to disable a moving vehicle. When deemed as
a threat to
DoD assets or persons’ lives, DoD personnel shall use reasonably necessary force
and caution
when firearms are directed at a vehicle borne threat.
3. LESS-LETHAL FORCE
a. DoDD 3000.3 (Reference (r)) establishes DoD policy for the development and
employment of NLW. For the purpose of this Directive, and in the context of use of
force, the
term “less-lethal force” is used as there is no guarantee that NLWs will not cause
severe injury or
death. Employment of less-lethal force may be used with a reasonable amount of
force
necessary to overcome the resistance offered to detain or effect a lawful arrest or
apprehension or
accomplish the lawful performance of assigned duties.
b. Less-lethal force can cause severe injury or death. DoD personnel using NLW, as
well as
the party against which the tactic is used, will receive immediate medical
attention.
(1) Against persons assaulting other persons or own self to prevent injury or
continuation
of the assault when alternatives to the use of force have failed or are not
available.
4. DEADLY FORCE
a. The Heads of the DoD Components shall consult as appropriate with the
Department of
Defense or DoD Component General Counsels, or their designees, for legal
sufficiency of the
DoD Component’s implementing guidance on the use of deadly force. The Heads of the
DoD
Components, or their designees, may impose further restrictions on the use of
deadly force if
deemed necessary in their judgment and if such restrictions would not unduly
compromise U.S.
national security interests or put DoD personnel unduly at risk.
b. Deadly force is justified only under conditions of necessity and may be used
only when
lesser means cannot be reasonably employed or have failed and the risk of death or
serious
bodily harm to innocent persons is not increased by its use.
c. An oral warning shall be given prior to the use of deadly force if the
situation permits and
does not increase the danger to DoD personnel or others.
(3) Assets Vital to National Security. When deadly force reasonably appears to be
necessary to prevent the actual theft or sabotage of assets vital to national
security.
(8) Escape. When deadly force reasonably appears to be necessary to prevent the
escape
of a prisoner provided there is probable cause to believe that such person(s) has
committed or
attempted to commit a serious offense that is one that involves imminent threat of
death or
seriously bodily harm and would pose an imminent threat of death or serious bodily
harm to
DoD personnel or others in the vicinity.
e. Deadly force may be directed against vicious animals, when necessary in self-
defense or
in defense of others.
ENCLOSURE 3
RESPONSIBILITIES
4. HEADS OF THE DoD COMPONENTS. The Heads of the DoD Components shall:
DCIO
DoDD
DoD Directive
DoDI
DoD Instruction
IG, DoD
MCIO
NLW
non-lethal weapons
TSA
USD(I)
Unless otherwise indicated, these terms and their definitions are for the purpose
of this Directive.
armed. Equipped with a firearm that has a live round of ammunition in a magazine
inserted into
the firearm, chamber, or cylinder.
deadly force. Force that a person uses causing, or that a person knows or should
know would
create a substantial risk of causing, death or serious bodily harm or injury.
less-lethal force. The degree of force used that is less likely to cause death or
serious physical
injury to overcome violent encounters and appropriately meet the levels of
resistance
encountered.
NLW. Weapons, devices, and munitions that are explicitly designed and primarily
employed to
incapacitate targeted personnel or material immediately, while minimizing
fatalities, permanent
injury to personnel, and undesired damage to property in the target area or
environment. NLW
are intended to have reversible effects on personnel or materiel.
safety-lock device
A device that, when installed on a firearm and secured by a key or a mechanically,
electronically, or an electro-magnetically operated combination lock, prevents the
firearm from
being discharged without first deactivating or removing the device from the lock.
serious bodily harm or injury. Bodily harm or injury that involves a substantial
risk of death,
extreme physical pain, protracted and obvious disfigurement; or protracted loss or
impairment of
the function of a bodily member, organ, or mental faculty.
reasonable. The U.S. Supreme Court established the U.S. Constitution Fourth
Amendment
standard of “objective reasonableness” as the appropriate standard for assessing
the use of force
in the context of making an arrest or other seizure of a person. The Supreme
Court’s decision
regarding objective reasonableness is Graham v. Connor, 490 U.S. 386 (1989)
(Reference (s)).
Personnel involved in law enforcement and security duties utilize use-of-force
options ranging
from simple displays of authority, to the application of various levels of less-
lethal force, to the
use of deadly force. Reasonableness of a particular use of force must be judged
from the
perspective of a reasonable DoD employee on the scene. Reasonable or reasonably
means facts
and circumstances, including the reasonable inferences drawn there from, known to
the DoD
employee at the time of the use of deadly force, that would cause a reasonable
person to
conclude that the point at issue is probably true. The reasonableness of a belief
or decision must
be viewed from the perspective of the employee on the scene, who may have been
forced to
make split-second decisions in circumstances that were tense, unpredictable, and
rapidly
evolving. Reasonableness is not to be viewed from the calm vantage point of
hindsight.