Dementia
Dementia
Dementia
REVIEW
ABSTRACT: Hypertension-associated cerebral small vessel disease is a common finding in older people. Strongly associated
with age and hypertension, small vessel disease is found at autopsy in over 50% of people aged ≥65 years, with a spectrum
of clinical manifestations. It is the main cause of lacunar stroke and a major source of vascular contributions to cognitive
impairment and dementia. The brain areas affected are subcortical and periventricular white matter and deep gray nuclei.
Neuropathological sequelae are diffuse white matter lesions (seen as white matter hyperintensities on T2-weighted magnetic
resonance imaging), small ischemic foci (lacunes or microinfarcts), and less commonly, subcortical microhemorrhages. The
most common form of cerebral small vessel disease is concentric, fibrotic thickening of small penetrating arteries (up to
300 microns outer diameter) termed arteriolosclerosis. Less common forms are small artery atheroma and lipohyalinosis
(the lesions described by C. Miller Fisher adjacent to lacunes). Other microvascular lesions that are not reviewed here
include cerebral amyloid angiopathy and venous collagenosis. Here, we review the epidemiology, neuropathology, clinical
management, genetics, preclinical models, and pathogenesis of hypertensive small vessel disease. Knowledge gaps
include initiating factors, molecular pathogenesis, relationships between arterial pathology and tissue damage, possible
reversibility, pharmacological targets, and molecular biomarkers. Progress is anticipated from multicell transcriptomic and
proteomic profiling, novel experimental models and further target-finding and interventional clinical studies. (Hypertension.
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Key Words: arteries ◼ blood pressure ◼ dementia ◼ genetics ◼ neuropathology ◼ stroke ◼ white matter
C
erebral small vessel disease (SVD) is the term used although over 50 genetic loci associated with the risk of
to describe a brain microvascular disease or syn- sporadic SVD have emerged from genome-wide asso-
drome that is common in older people and, depend- ciation studies in recent years.13–15 Heritable, monogenic
ing on the definition, occurs in ≈50% of people aged over forms of SVD include cerebral autosomal dominant arte-
65 years.1–4 SVD is considered to be the primary cause riopathy with subcortical infarcts and leukoencephalopa-
of lacunar strokes.5–8 It is also a major factor in vascu- thy (CADASIL; due to mutations in NOTCH3), CARASIL
lar contributions to cognitive impairment and dementia (HTRA1), and collagen-IV (COL4A1/COL4A2).14 Rela-
(VCID).8–11 tive to the prevalent, sporadic SVD, these are rare, less
In clinical practice, SVD is diagnosed on the basis of strongly associated with hypertension and detected clini-
hallmark radiological features seen on magnetic reso- cally in younger people, usually with more severe disease.
nance imaging (MRI, eg, Figure 1)8,12: (1) subcortical This review covers the sporadic forms of SVD that are
small, focal infarcts, (2) diffuse white matter lesions, seen associated with hypertension. In practice, this means 3
as white matter hyperintensities (WMH) on T2-weighted well-defined neuropathological lesions in cerebral small
images, (3) less commonly, microhemorrhages in subcor- arteries: arteriolosclerosis, lipohyalinosis, and microath-
tical areas. Most (>95%) SVD is nonheritable, or sporadic, eroma (eg, Figure 2). Other forms of brain microvascular
NOMENCLATURE
The nomenclature of SVD is confusing, often inexact
and varies across subspecialties. SVD is used to refer
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Review
VCID Epidemiology
Blood pressure is an established risk factor for dementia,
with risk accruing in midlife not just in old age. Hyperten-
sion contributes to cognitive impairment through path-
ways independent of symptomatic stroke. This extensive
topic is well covered in recent reviews.34,35
Arteriolosclerosis is consistently related to dementia
in older people. Although strongly associated with hyper-
tension, arteriolosclerosis is not exclusively seen in hyper-
tension and is also seen in aging and diabetes.36 One of
the pathways by which arteriolosclerosis may contribute
to dementia is via small microinfarcts in the aging brain.37
In a pathway analysis of the neuropathological features
that mediate the association of age with dementia in
the ROSMAP cohort, about 30% of the association was
related to vascular pathways.38
Most studies have shown that the contribution of SVD
to cognitive impairment is additive, rather than synergis-
tic, with that of AD pathology (amyloid and tangles).26,39
Figure 2. Small arterial vessels in human brain: examples of
Even after accounting for infarcts, arteriolosclerosis
hypertensive small vessel disease.
A, A normal, healthy penetrating artery with thin wall and multiple has an added contribution to dementia and to multiple
myocyte nuclei (eg, marked with arrow). B, Arteriolosclerosis, domains of cognitive impairment.40
with approximately concentric wall thickening, with acellular
hyaline material (asterisk). C, Lipohyalinosis, with asymmetrical
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Table 1. Prevalence of SVD and Associations With VCID in Large Autopsy Series (N=500 or More Brains)
Study acronym No. of brains, n (location) Prevalence of SVD Associations with VCID
ROSMAP 1767 (the United States) Arteriolosclerosis present in 33.5% of cases11; Arteriolosclerosis OR of AD dementia: 1.20. For each
Review
microinfarct in 29.4%11 (compare large vessel categorical increase in severity (absent, mild,
atherosclerosis in 33.1%,11 gross infarcts in 28% of moderate, severe19 ; compare AD pathology OR:
cases19) 4.40); microinfarct RR for dementia: 1.8 for dementia
(compare AD pathology RR: 4.0)20
Hisayama 1266 (Japan) Small infarcts found in 27.9% of cases21; fibrinoid 135/389 (35%) of dementia cases were vascular
necrosis: present in 17% of cases in 1971; 6% of dementia (unclear how defined)22
cases in 198121
BB-BABS 1089 (Brazil) Hyaline arteriolosclerosis present in 10.7% of people Hyaline arteriolosclerosis OR for cognitive impairment:
aged <80 years, 20.9% of those aged ≥80 years23 2.36 (in people aged <80 years), 1.86 (age ≥80
years)23
ACTS 863 (the United States) Cerebral microinfarcts present in 15.1% of cases24 Microinfarct RR for dementia: 4.80 (compare tau
pathology [Braak stage V–VI], RR: 5.89)25
HAAS 852 (males only; Hawaii, Lacunes and microinfarcts present in 18.0% of Microinfarct OR: 2.58 for cognitive impairment27
the United States) cases26
MRC-CFAS 510 (United Kingdom) Lacune(s), SVD and deep white matter lesions SVD RR for dementia: 2.69 at age 75 years (compare
present in 37% of cases28 hippocampal tangles RR: 8.61)1
ACTS indicates Adult Changes in Thought Study; AD, Alzheimer disease; BB-BABS, Brain Biobank of the Brazilian Aging Brain Study; HAAS, Honolulu Asia Aging
Study; MRC-CFAS, Medical Research Council Cognitive Function and Ageing Study; OR, odds ratio; ROSMAP, Religious Orders Study and Rush Memory and Aging
Project; RR, risk ratio; SVD, small vessel disease; and VCID, vascular contributions to cognitive impairment and dementia.
of myocytes, fibrosis, and fatty macrophages with lipid been suggested to transition into end-stage fibrosis or
deposits5 (Figure 2C). The lesion is eccentric, extend- arteriolosclerosis.
ing along a short segment of the vessel wall (hence the
term segmental disorganization).5,47 The wall contains an Microatheroma
eosinophilic deposit termed fibrinoid.5,51 Fibrinoid necro- Microatheroma refers to atherosclerosis in larger small
sis in the vessel wall (Figure 2D) is a feature of lipohyali- arteries (approximate range, 0.3–0.8 mm outer diameter)
nosis, found most commonly in uncontrolled or malignant analogous to that frequently detected in large arteries
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hypertension. Fibrinoid necrosis may be a transitory sta- (such as the carotids or middle cerebral artery) of older
tus for the vessel. The weakening of the wall may result people with hypertension. It features local, eccentric
in a Charcot-Bouchard aneurysm, with or without hemor- lipid deposits in the vessel wall, with myocyte loss and
rhage. Although originally thought to be specific to hyper- fatty macrophages (foam cells) in the wall5,6 (Figure 2E).
tension,5 lipohyalinosis is also (uncommonly) seen in the Fibrinoid necrosis is not a feature. Microatheroma in the
brains of people without hypertension.36 Lipohyalinosis is parent vessel at the origin of the perforating artery, or
considered a more acute or severe form of SVD that has in the proximal larger perforator arteries themselves,
has been associated with lacunar stroke.5,6,46 It is usu- not). Overall, we consider it likely that arteriolosclerosis is
ally associated with larger lacunar stroke, often isolated, a cause of symptomatic SVD, indeed a common cause.
and without prominent WMH.48 Microatheroma has Immunohistochemical studies indicate that the mural
been associated with an atherogenic risk factor profile, fibrosis in arteriolosclerosis is due to deposition of the
Review
in contrast with the predominant role of hypertension in fibrillar collagen types I and III, not the nonfibrillar base-
arteriolosclerosis. ment membrane type IV.44 The basement membrane
Although microatheroma is now a rare finding in diag- components collagen-IVα1/IVα2 are genetically asso-
nostic neuropathology (at least in higher–income countries), ciated with sporadic SVD, their expression is restricted
we cannot assume it is absent. Intracranial atherosclerotic to the subendothelial region, often in multilaminar lay-
stenosis was detected in 45% of a large, older cohort in a ers, and also to an adventitial layer encasing the ves-
recent magnetic resonance angiography imaging study.52 sel44 (Figure 3F). The endothelia of afflicted vessels are
Microatheroma favors arterial branch points, for example, strongly positive for thrombomodulin (Figure 3B) indicat-
at the perpendicular origin of MCA-derived perforators, a ing a highly anticoagulant lumen and ICAM1 (Intercellular
location rarely sampled in a histopathology block. It seems Adhesion Molecule-1) negative.61 This is the antithesis of
reasonable to assume, as Fisher did, that an individual with an activated endothelium and speaks against local vas-
severe large vessel atheroma (Figure 2F) has a high likeli- cular inflammation as a feature of arteriolosclerosis.61
hood of microatheroma. A dedicated histological study to Most neuropathology studies62–64 have found no associa-
assess microatheroma as a risk factor for human stroke, tion of SVD with local blood-brain barrier (BBB) dysfunc-
SVD, and VCID would be valuable. tion. This conflicts with some imaging findings65–68 and
A belief persists that microatheroma is more common in does not exclude a role for BBB changes in early phases
some racial groups, specifically African Americans (see a of the disease process.
classic study by Caplan et al53, and early references therein). In comparison, cerebral amyloid angiopathy (CAA) is
While there is heterogeneous evidence around this concept, not related to hypertension or other traditional vascular
non-white brain archives will allow it to be tested.54 risk factors (Table 2). CAA is associated with age, AD
pathology, and the APOE e4 allele, a well-known risk
Arteriolosclerosis factor for AD. CAA, which frequently accompanies AD-
Arteriolosclerosis is a fibrous, hyaline thickening of small related amyloid plaques, is restricted primarily to cortical
penetrating arteries in subcortical areas (subcortical gray matter, sparing subcortical white matter69 (whereas
and periventricular white matter and deep gray nuclei). lipohyalinosis and arteriolosclerosis are subcortical).
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Hypertension and old age are strong risk factors, with Similarly, CAA is related to microinfarcts and microbleeds
poor glucose control, elevated plasma homocysteine, and in the neocortex (rather than in white matter). CAA is
tobacco smoking also implicated. Links to hyperlipidemia reviewed elsewhere.8,17
are less well evidenced.
In arteriolosclerosis, there is a lack of lipid deposition
in the walls of SVD-positive vessels (in contrast to lipo- Parenchymal Pathology
hyalinosis and microatheroma6,7). Afflicted vessels are up While the pathological features that result from SVD are
to 300 microns outer diameter, characterized by concen- still debated, the following are generally agreed. First,
tric acellular layers of fibrous material6,7 (Figure 2B; Fig- small (<15 mm greatest diameter) ischemic foci or lacu-
ure 3). The endothelial layer remains intact and appears nes (from the Latin lacuna, meaning a hole or pond). Old
paradoxically healthy55 alongside depletion of myocytes lacunes can be seen as a cavity, slit, or scar, fluid-filled
in the vessel wall6,7,56 (Figure 3B and 3C). The degree of in vivo (Figure 1B) encased by a layer of fibrous reac-
wall thickening manifests to varying degrees along the tive astrocytes with scattered remaining macrophages,
length of a vessel.17,57 Luminal narrowing is not a uni- variable microgliosis, and sparse if any lymphocytes (Fig-
versal feature,58 though striking examples are sometimes ure 4D). Second, focal or diffuse white matter changes,
seen (Figure 3D and 3E).57 with pallor and reduced tissue density, suggestive of
No serial sectioning study has been performed to test edema (during acute stages) and some degree of demy-
directly whether arteriolosclerosis is linked to lacune for- elination in chronic, severe lesions (Figure 4A through
mation (or other manifestations of SVD, such as diffuse 4C).18,70,71 These are presumed to correspond to WMH
white matter damage). Based on vessel wall thickening seen on MRI scans50 (Figure 1B). A parenchymal fea-
and fibrosis, some dysfunction in CBF autoregulation is ture that is topologically linked with small penetrating
likely, making downstream hypoperfusion damage bio- arteries is hyperphosphorylated neurofilament-H within
logically plausible.6,59 The severity of arteriolosclerosis axonal bulbs (Figure 4E).72 Other features include sub-
is increased within WMH60 and correlates with number cortical iron deposits, some of which represent micro-
of lacunes.43 In 1997, Lammie et al36 demonstrated that hemorrhages (Figure 1C), but also possibly perivascular
arteriolosclerosis was common in 70 consecutive SVD extravasation, detected in MRI scans of some older peo-
cases (whereas lipohyalinosis and microatheroma were ple with sporadic SVD17 (Figure 4F). In hypertension,
Scale bars: 50 (A), 20 (B), 50 (C), 500 (D), 100 (E), and 50 μm (F).
microhemorrhages are usually seen in subcortical gray indicated that this effect was most evident in the oldest-
or white matter. Recent reviews have discussed relation- old and was not driven by any specific drug class.77 In
ships between pathological aspects of different forms of other words, reduced systemic pressure was sufficient
SVD and the characteristic features seen on MRI.17,18,66 to produce cognitive benefit. The small but significant
reduction in WMH progression suggests that this effect
is accompanied by amelioration of SVD.78
CLINICAL MANAGEMENT OF SVD Despite its public health importance, there are few spe-
The most important clinical features of SVD are lacunar cific treatments for SVD.79,80 Most of the clinical trials look-
stroke and vascular cognitive impairment, encompassing ing at secondary prevention of stroke have not adequately
dementia.8,12 We now realize that SVD is also a major subtyped SVD to allow us to know how useful they are in
cause of intracerebral hemorrhage.8 SVD is associated SVD. The one exception is blood pressure, for which clini-
with subcortical microbleeds seen on T2* or susceptibility- cal trial data show that intensive treatment reduces the
weighted MRI scans73 and is a risk factor for subcortical risk of further stroke and probably also the risk of vascular
intracerebral hemorrhage.74 Other clinical presentations cognitive impairment81 and that this strategy appears to
include gait disturbance, apathy and other neurobehav- be safe in patients with severe SVD in whom autoregula-
ioral symptoms, and a non-Levodopa responsive Parkin- tion may be affected.82 Epidemiological evidence suggests
sonian syndrome. Particularly prominent features of the that there is a greater benefit from treating hypertension
cognitive impairment include executive dysfunction and in midlife than in later life, particularly for the prevention
impaired processing speed.75 of dementia.83 Antiplatelet agents are widely used in SVD
although there are limited data on which to base this deci-
sion. A multi-center phase-3 trial demonstrated that aspirin
BP Control, SVD, and VCID alone was preferable to dual antiplatelet therapy with aspi-
Intensive BP lowering as a strategy to reduce risk rin and clopidogrel in long-term secondary prevention.84
of cognitive impairment is supported by several clini- Two major factors underlie our lack of knowledge
cal studies.76,77 Data from over 9000 older Americans about treatments in SVD and VCID.79,80 The first has
Review
Figure 4. Parenchymal lesions associated with small vessel disease.
A, Ex vivo magnetic resonance imaging-directed tissue sampling of a frontal cortical block containing white matter hyperintensity (marked
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with *) from the Rush archive. B and C, The block from A, stained with hematoxylin-eosin (B) and Luxol fast blue (C), showing white matter
pallor (*). D, In another case, astrocytes immunolabeled with GFAP (glial fibrillary acidic protein) (brown) around the border of a microinfarct
(*). E, Axonal bulbs (arrow), immunopositive for hyperphosphorylated neurofilament-H (brown), centered around a small penetrating artery. F,
Microhemorrhage (marked with arrow) labeled with Perl’s stain, around a small artery. Scale bars: B and C, 5 mm. D, 500 microns. E, 100
microns. F, 20 microns.
been inadequate knowledge about the underlying caused by NOTCH3 mutations. The second most com-
pathophysiology and potential treatment targets. This mon is CADASIL2 caused by autosomal dominant
situation is improving with genetic studies and other HTRA1 mutations.90 HTRA1 is also the gene underly-
advances.14,79 The second is a lack of adequate subtyp- ing CARASIL (with autosomal recessive inheritance).
ing in clinical trials, to determine whether treatments are Major clinical features of both CADASIL and CADASIL2
efficacious in definite SVD. Recent phase II clinical tri- include migraine with aura, early-onset lacunar stroke,
als have tested existing medications for possible repur- encephalopathy, depression, and early-onset dementia.
posing in people with symptomatic SVD. These include MRI features are similar to those of sporadic SVD but
the PDE5 (phosphodiesterase-5) inhibitor tadalafil85 WMH are often severe at a younger age and frequently
and the combination of cilostazol with a NO donor.86 seen in the anterior temporal poles and the corpus cal-
Sets of criteria for the definition of SVD for clinical tri- losum, which are rarely affected in sporadic SVD. Micro-
als, and for finding targets for intervention, have been bleeds occur in both CADASIL and CADASIL2 but are
published.87,88 Recent guidelines have been developed particularly frequent in the COL4A1/2 monogenic forms
to provide a framework for optimal trial design in SVD, of SVD, which also frequently present with intracerebral
including choice of outcome measures.89 hemorrhage.91
Genetic risk is also important for sporadic SVD, but
here common variants or polymorphisms in multiple
Genetics of SVD genes are thought to each confer a small increase in
In discussing genetic factors in sporadic SVD, it is risk. To date, over 50 independent genetic loci have been
instructive to consider monogenic, familial forms of associated with SVD at the genome-wide significance
SVD. A number of different underlying genes have been level, including loci associated with lacunar stroke13 and
described but by far the most common is CADASIL, with covert, MRI-defined SVD.14,15 The genes identified
point to a major role of blood pressure–related pathways, of the whole disease process occurring in humans.94,95
and also mechanisms that seem independent of vascu- Larger species (primates, canines, ovines, swine) have
lar risk factors, particularly ECM (extracellular matrix) the advantages of a large gyrencephalic brain and
structure and function. Future use of high-throughput cerebral blood vessels that more resemble their human
Review
lacune.106 As oligemia, edema, and BBB dysfunction significance in disease. At the level of gene expression,
are all interdependent, separating this from the previous there is a burgeoning collection of cell atlases derived
hypothesis is challenging, especially in a chronic, nonfa- from brain tissue samples.117 These reveal disease-related
tal disease.59 changes in the RNA profile of each cell type, includ-
Review
Fourth, a further suggested pathogenic process is ing vascular cells, within a brain biospecimen.117,119,120
inflammation, both systemic and within the CNS.4 Inflam- Coupled with advances in single-cell proteomics, these
matory cells are found in the white matter of some post- atlases are informing on cell subtypes (eg, subfamilies of
mortem brains from patients with SVD.60,64,107 Evidence oligodendroglia, microglia, and endothelial cells) and cell-
for CNS inflammation is also supported by positron cell interactions relevant to brain disease. For SVD, they
emission tomography imaging of patients with SVD, will reveal novel molecular agents as possible biomarkers
using radioligands such as 11C-PK11195 targeted and drug targets.79,80 Aided by novel chemistry and bet-
against the translocator protein, a mitochondrial sur- ter translational platforms, all accelerated by the power of
face protein upregulated in microglial activation. Both artificial intelligence, these are likely to provide real prog-
increased global 11C-PK11195 binding108 and focal ress in how we understand and treat SVD and VCID.
hot spots of increased binding, have been reported in
SVD.109 Systemic blood markers of inflammation have
also been reported to be elevated in SVD and to corre- ARTICLE INFORMATION
late with radiological disease severity, although whether Affiliations
such changes are casual or secondary to tissue damage Molecular and Clinical Sciences Research Institute, St George’s University of
London, United Kingdom (A.H.H.). Department of Neurology, St George’s Univer-
is uncertain.110,111 sity Hospitals NHS Foundation Trust, London, United Kingdom (A.H.H.). Stroke
Research Group, Department of Clinical Neurosciences, University of Cambridge,
United Kingdom (H.S.M.). Rush Alzheimer’s Disease Center, Departments of Pa-
Possible Molecular Mechanisms thology and Neurological Sciences, Rush University Medical Center, Chicago, IL
(J.A.S.).
In terms of molecular mechanisms, preclinical data from
various laboratories have suggested possible hypoth- Acknowledgments
The authors thank Fatemeh Geranmayeh, Gustavo Roman, and Colin Smith for
eses as to how hypertension influences neurovascu- comments on the article. A.H. Hainsworth thanks Leslie Bridges, Margaret Esiri,
lar function and VCID.112 Invoking neuroinflammation, and Alistair Lammie for many helpful discussions. The views expressed in this
endothelial dysfunction, and fibrosis, these mechanisms article are those of the individual authors.
include aberrant activity of the renin-angiotensin sys-
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Sources of Funding
tem, loss of BBB components, or defective NO, cytokine, Research in A.H. Hainsworth’s group is funded by the UK Medical Research
or endothelin signaling. Examples of particular interest Council (MR/R005567/1 and MR/T033371/1), British Heart Foundation
(PG/20/10397 and SP/F/22/150042), and UK Alzheimer’s Society and Al-
include IL-6 (interleukin-6),113 ET-1 (endothelin-1) (via zheimer’s Drug Discovery Foundation (20140901). H.S. Markus is supported by a
ETA receptors),114 and perivascular collagen produc- British Heart Foundation program grant (RG/F/22/110052). Infrastructural sup-
tion.44,115 The dramatis personae of the neurovascular port was provided by the Cambridge British Heart Foundation Centre of Research
Excellence (RE/18/1/34212) and Cambridge University Hospitals National In-
unit, including pericytes, myofibroblasts, and perivascu- stitute for Health and Care Research (NIHR) Biomedical Research center (BRC-
lar macrophages116 are all likely participants.117 1215-20014). J.A. Schneider has received funding from US National Institutes of
Health (R01AG017917, R01AG064233, R01AG061028, P30AG072975, and
P30AG010161).
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