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The Keys are statements that favor the reelection of the incumbent party. When five or fewer statements are false, the
incumbent party wins. When six or more are false, the challenging party wins.
KEY 1 (Party Mandate): After the midterm elections, the effects major changes in national policy.
incumbent party holds more seats in the U.S. House of
Representatives than it did after the previous midterm KEY 8 (Social unrest): There is no sustained social unrest
elections. during the term.
KEY 2 (Contest): There is no serious contest for the KEY 9 (Scandal): The incumbent administration is
incumbent-party nomination. untainted by major scandal.
KEY 3 (Incumbency): The incumbent-party candidate is KEY 10 (Foreign/military failure): The incumbent
the sitting president. administration suffers no major failure in foreign or
military affairs.
KEY 4 (Third party): There is no significant third-party
or independent campaign. KEY 11 (Foreign/military success): The incumbent
administration achieves a major success in foreign or
KEY 5 (Short-term economy): The economy is not in military affairs.
recession during the election campaign.
KEY 12 (Incumbent charisma): The incumbent-party
KEY 6 (Long-term economy): Real per-capita economic candidate is charismatic or a national hero.
growth during the term equals or exceeds mean growth
during the previous two terms. KEY 13 (Challenger charisma): The challenging-party
candidate is not charismatic or a national hero.
KEY 7 (Policy change): The incumbent administration
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Table 2. Published Keys Model Predictions for Elections from 1984 to 2020
Date of
Election Source
prediction
1984 April 1982 “How to Bet in ’84,” Washingtonian, April 1982
1988 May 1988 “How to Bet in November,” Washingtonian, May 1988
1992 September 1992 “The Keys to the White House,” Montgomery Journal, Sept. 14, 1992
1996 October 1996 “Who Will Be the Next President?” Social Education, Oct. 1996
2000 November 1999 “The Keys to Election 2000,” Social Education, Nov/Dec 1999
2004 April 2003 “The Keys to the White House,” Montgomery Gazette, April 25, 2003
2008 February 2006 “Forecast for 2008,” Foresight, Feb. 2006
“ Preliminary Forecast for 2012,” International Journal of Information Systems and
2012 January 2010
Social Change, Jan-March 2010
“ Trump is Headed for a Win, Says Professor Who Has Predicted 30 Years of Presidential
2016 September 2016
Outcomes Correctly,” Washington Post, Sept. 23, 2016
“He Predicted Trump’s Win in 2016, Now He’s Ready to Call 2020,” New York Times,
2020 August 2020
Aug. 5, 2020
an incumbent party nomination battle. No widespread social unrest that threatens the
Biden has locked in two other keys, Policy nation’s stability has emerged during Biden’s term.
Change Key 7 and Challenger Charisma Key The Republicans’ impeachment inquiry, launched
13. Biden made significant changes in the poli- on a straight party-line vote in the U.S. House,
cies adopted under President Trump. Through is a political maneuver with no basis in fact. The
executive orders, he rescinded much of Trump’s Republicans have been trying to pin something
orders on immigration and environmental regula- illegal on Joe Biden for years and have come up
tions and rejoined the Paris Accords on climate empty. Even their selected expert witnesses at
change. He pushed through Congress his most a recent hearing admitted that there was insuf-
crucial policy initiative, the tax reform and climate ficient evidence for an impeachment case against
change bill, without a single Republican vote. Biden. What Republicans are cynically trying to do
His infrastructure bill passed Congress with only without evidence is muddy the waters—to make
13 Republican votes in the House and 15 in the voters think that Trump is no worse than Biden.
Senate. There may be a backlash against Republicans for
None of the Republican aspirants for the pursuing what appears to be a partisan, political
presidential nomination is a broadly charismatic impeachment, just as there was a backlash against
candidate like, for example, Democrat Franklin Republicans for the 1998 impeachment inquiry of
Roosevelt or Republican Ronald Reagan. The Bill Clinton.
frontrunner, Donald Trump, is a consummate In terms of the economy, real per-capita
showman who commands media attention but economic growth during the Biden term thus far
appeals only to a narrow slice of the electorate substantially exceeds the record of the previous
rather than achieving broad appeal like Reagan. two terms. It would take an early and deep 2024
There were many Reagan Democrats, but virtually recession for the White House party to forfeit Key
no Trump Democrats. 6. For the election year, there is no recession cur-
Several other Keys lean in Biden’s favor: rently on the horizon. However, the economic situ-
Social Unrest Key 8, Scandal Key 9, Short-Term ation could change, especially if Republicans fail
Economy Key 5, and Long-Term Economy Key 6. to vote on a budget extension and shut down the
www.socialstudies.org | 9
election. However, if that ploy fails and Trump contests for the presidency and establish the
is tried and found guilty of serious felonies, this foundations for governing the country during the
will scramble the race for president in unknown next four years, thereby improving the prospects
ways, given the lack of historical antecedents for for themselves or their party to win another term.
analysis. Candidates should explain their vision for the
subsequent four years, specify the intended bills
Campaigning by the Keys and executive orders of their first 100 days, and
On a positive note, the Keys have implications indicate the kinds of persons they would elevate
for governing the country and conducting to the cabinet, the White House, and the Supreme
presidential campaigns. The Keys show that what Court.
counts in presidential elections is governing,
as measured by the consequential events of a
presidential term, not packaging, image making,
or campaigning. If candidates understood how Allan J. Lichtman is Distinguished Professor of
elections really worked, they would avoid the History at American University in Washington, D.C.
empty, scripted, and consultant-driven campaigns He is the author of Predicting the Next President: The
that the American people have too often endured. Keys to the White House (Rowman & Littlefield, 2020).
Instead, they would strive to conduct substantive He can be reached at Lichtman@american.edu.
The twenty-seven published articles in this book, drawn primarily from the “Teaching the C3 Framework”
Kathy Swan (University of Kentucky), S. G. Grant (Binghamton University), and John Lee (North Carolina State