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Section 11.6

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MAT01A2

Absolute Convergence, the Ratio Test and


the Root Test

Section 11.6
Introduction

Over the last few sections, we looked at what it means for a


sequence and a series to be convergent. We also developed a
number of tests that allow us to test for convergence of a series.
Introduction

Over the last few sections, we looked at what it means for a


sequence and a series to be convergent. We also developed a
number of tests that allow us to test for convergence of a series.

In this section, we develop two tests. For these new tests to make
sense, we need two new concepts, namely absolute and
conditional convergence.
Introduction

Over the last few sections, we looked at what it means for a


sequence and a series to be convergent. We also developed a
number of tests that allow us to test for convergence of a series.

In this section, we develop two tests. For these new tests to make
sense, we need two new concepts, namely absolute and
conditional convergence.
P
Consider any series an . We can consider the corresponding series

X
|an | = |a1 | + |a2 | + |a3 | + · · ·
n=1

whose terms are the absolute values of the terms of the original
series.
Absolutely Convergent Series

Definition
P
A series an isP
called absolutely convergent if the series of
absolute values |an | is convergent.
Absolutely Convergent Series

Definition
P
A series an isP
called absolutely convergent if the series of
absolute values |an | is convergent.

P
In the case where an is a series of positive terms, then |an | = an
and thus absolute convergence is the same as convergence.
Example 1
The series

X (−1)n−1
n2
n=1

is absolutely convergent because


∞ ∞
X (−1)n−1 X 1 1 1 1
= = 1 + 2 + 2 + 2 + ···
n2 n2 2 3 4
n=1 n=1

is a convergent p-series (with p = 2).


Example 2

In the last section, we showed that the alternating harmonic series



X (−1)n−1 1 1 1
=1− + − + ···
n 2 3 4
n=1

is convergent.
Example 2

In the last section, we showed that the alternating harmonic series



X (−1)n−1 1 1 1
=1− + − + ···
n 2 3 4
n=1

is convergent. However, it is not absolutely convergent since the


corresponding series of absolute values is
∞ ∞
X (−1)n−1 X 1 1 1 1
= = 1 + + + + ··· ,
n n 2 3 4
n=1 n=1

which is the harmonic series (p-series with p = 1) and is therefore


divergent.
Conditionally Convergent Series

Definition
P
A series an is called conditionally convergent if it is con-
vergent, but not absolutely convergent.
Conditionally Convergent Series

Definition
P
A series an is called conditionally convergent if it is con-
vergent, but not absolutely convergent.

The last example (Example 2) shows that the alternating harmonic


series is conditionally convergent.
Conditionally Convergent Series

Definition
P
A series an is called conditionally convergent if it is con-
vergent, but not absolutely convergent.

The last example (Example 2) shows that the alternating harmonic


series is conditionally convergent.

Consequently, it is possible for a series to be convergent, but not


absolutely convergent.
Conditionally Convergent Series

Definition
P
A series an is called conditionally convergent if it is con-
vergent, but not absolutely convergent.

The last example (Example 2) shows that the alternating harmonic


series is conditionally convergent.

Consequently, it is possible for a series to be convergent, but not


absolutely convergent.

Conversely, any absolutely convergent series is convergent (in the


usual sense) as we shall see in the following theorem.
Absolute Convergent Series

Theorem
P
If a series an is absolutely convergent, then it is convergent.
Absolute Convergent Series

Theorem
P
If a series an is absolutely convergent, then it is convergent.

Proof
Absolute Convergent Series

Theorem
P
If a series an is absolutely convergent, then it is convergent.

Proof

For any n ∈ N, consider an and |an |. Since |an | is never negative


we have
an ⩽ |an | (1)
Absolute Convergent Series

Theorem
P
If a series an is absolutely convergent, then it is convergent.

Proof

For any n ∈ N, consider an and |an |. Since |an | is never negative


we have
an ⩽ |an | (1)
We add |an | to both sides of (1) to obtain

an + |an | ⩽ 2|an | (2)


Absolute Convergent Series

Theorem
P
If a series an is absolutely convergent, then it is convergent.

Proof

For any n ∈ N, consider an and |an |. Since |an | is never negative


we have
an ⩽ |an | (1)
We add |an | to both sides of (1) to obtain

an + |an | ⩽ 2|an | (2)

Consider the possible values of an + |an |. We have three options


for the value of an :
Absolute Convergent Series

Theorem
P
If a series an is absolutely convergent, then it is convergent.

Proof

For any n ∈ N, consider an and |an |. Since |an | is never negative


we have
an ⩽ |an | (1)
We add |an | to both sides of (1) to obtain

an + |an | ⩽ 2|an | (2)

Consider the possible values of an + |an |. We have three options


for the value of an :

an < 0 or an = 0 or an > 0
Proof continued. . .
If an < 0 then an + |an | = 0.
Proof continued. . .
If an < 0 then an + |an | = 0.
If an = 0 then an + |an | = 0.
Proof continued. . .
If an < 0 then an + |an | = 0.
If an = 0 then an + |an | = 0.
If an > 0 then an + |an | > 0.
Proof continued. . .
If an < 0 then an + |an | = 0.
If an = 0 then an + |an | = 0.
If an > 0 then an + |an | > 0.
These three scenarios mean that for any n ∈ N we have
0 ⩽ an + |an |. (3)
Proof continued. . .
If an < 0 then an + |an | = 0.
If an = 0 then an + |an | = 0.
If an > 0 then an + |an | > 0.
These three scenarios mean that for any n ∈ N we have
0 ⩽ an + |an |. (3)

Now we combine the inequalities (2) and (3) to give:


0 ⩽ an + |an | ⩽ 2|an |. (4)
Proof continued. . .
If an < 0 then an + |an | = 0.
If an = 0 then an + |an | = 0.
If an > 0 then an + |an | > 0.
These three scenarios mean that for any n ∈ N we have
0 ⩽ an + |an |. (3)

Now we combine the inequalities (2) and (3) to give:


0 ⩽ an + |an | ⩽ 2|an |. (4)
P P
Now, if an is absolutely convergent, then 2|an | is convergent.
Proof continued. . .
If an < 0 then an + |an | = 0.
If an = 0 then an + |an | = 0.
If an > 0 then an + |an | > 0.
These three scenarios mean that for any n ∈ N we have
0 ⩽ an + |an |. (3)

Now we combine the inequalities (2) and (3) to give:


0 ⩽ an + |an | ⩽ 2|an |. (4)
P P
Now, if aP
n is absolutely convergent, then 2|an | is convergent.
Therefore, (an + |an |) is convergent by the Comparison Test.
Proof continued. . .
If an < 0 then an + |an | = 0.
If an = 0 then an + |an | = 0.
If an > 0 then an + |an | > 0.
These three scenarios mean that for any n ∈ N we have
0 ⩽ an + |an |. (3)

Now we combine the inequalities (2) and (3) to give:


0 ⩽ an + |an | ⩽ 2|an |. (4)
P P
Now, if aP
n is absolutely convergent, then 2|an | is convergent.
Therefore, (an + |an |) is convergent by the Comparison Test. In
addition, notice that we may write
X
an
Proof continued. . .
If an < 0 then an + |an | = 0.
If an = 0 then an + |an | = 0.
If an > 0 then an + |an | > 0.
These three scenarios mean that for any n ∈ N we have
0 ⩽ an + |an |. (3)

Now we combine the inequalities (2) and (3) to give:


0 ⩽ an + |an | ⩽ 2|an |. (4)
P P
Now, if aP
n is absolutely convergent, then 2|an | is convergent.
Therefore, (an + |an |) is convergent by the Comparison Test. In
addition, notice that we may write
X X X
an = (an + |an |) − |an |.
Proof continued. . .
If an < 0 then an + |an | = 0.
If an = 0 then an + |an | = 0.
If an > 0 then an + |an | > 0.
These three scenarios mean that for any n ∈ N we have
0 ⩽ an + |an |. (3)

Now we combine the inequalities (2) and (3) to give:


0 ⩽ an + |an | ⩽ 2|an |. (4)
P P
Now, if aPn is absolutely convergent, then 2|an | is convergent.
Therefore, (an + |an |) is convergent by the Comparison Test. In
addition, notice that we may write
X X X
an = (an + |an |) − |an |.
P
Hence, an is the difference of two convergent series and is
therefore convergent.
Example 3

Determine whether the series



X cos n cos 1 cos 2 cos 3
= + 2 + 2 + ···
n2 12 2 3
n=1

is convergent or divergent.
Example 3

Determine whether the series



X cos n cos 1 cos 2 cos 3
= + 2 + 2 + ···
n2 12 2 3
n=1

is convergent or divergent.

Solution

The series has both negative and positive terms, but it is not
alternating.
Example 3

Determine whether the series



X cos n cos 1 cos 2 cos 3
= + 2 + 2 + ···
n2 12 2 3
n=1

is convergent or divergent.

Solution

The series has both negative and positive terms, but it is not
alternating. The first term is positive, the next three are negative,
Example 3

Determine whether the series



X cos n cos 1 cos 2 cos 3
= + 2 + 2 + ···
n2 12 2 3
n=1

is convergent or divergent.

Solution

The series has both negative and positive terms, but it is not
alternating. The first term is positive, the next three are negative,
and the following three are positive—the signs change irregularly.
Example 3

Determine whether the series



X cos n cos 1 cos 2 cos 3
= + 2 + 2 + ···
n2 12 2 3
n=1

is convergent or divergent.

Solution

The series has both negative and positive terms, but it is not
alternating. The first term is positive, the next three are negative,
and the following three are positive—the signs change irregularly.
We can apply the Comparison Test to the series of absolute values
∞ ∞
X cos n X | cos n|
2
= .
n n2
n=1 n=1
Solution continued. . .

Since | cos n| ≤ 1 for all n, we have

| cos n| 1
2
≤ 2.
n n
Solution continued. . .

Since | cos n| ≤ 1 for all n, we have

| cos n| 1
2
≤ 2.
n n
X 1
We know that is convergent (p-series with p = 2),
n2
Solution continued. . .

Since | cos n| ≤ 1 for all n, we have

| cos n| 1
2
≤ 2.
n n
X 1
We know that is convergent (p-series with p = 2), hence
n2
X | cos n|
is convergent by the Comparison Test.
n2
Solution continued. . .

Since | cos n| ≤ 1 for all n, we have

| cos n| 1
2
≤ 2.
n n
X 1
We know that is convergent (p-series with p = 2), hence
n2
X | cos n|
is convergent by the Comparison Test.
n2
X cos n
Thus the given series is absolutely convergent and
n2
therefore convergent by the previous theorem.
The Ratio Test

The Ratio Test



an+1 X
(i) If lim = L < 1, then the series an is
n→∞ an
n=1
absolutely convergent (and therefore convergent).
an+1 an+1
(ii) If lim = L > 1 or lim = ∞, then the
n→∞ an n→∞ an

X
series an is divergent.
n=1
an+1
(iii) If lim = 1, then the Ratio Test is inconclusive;
n→∞ an
that is, no conclusion can be P
drawn about the
convergence or divergence of an .
Proof
Proof

(i) We shall employ the Comparison Test to show that the given
series converges.
Proof

(i) We shall employ the Comparison Test to show that the given
series converges. We compare the given series to a convergent
geometric series.
Proof

(i) We shall employ the Comparison Test to show that the given
series converges. We compare the given series to a convergent
geometric series. Since L < 1, we can choose a number r such
that L < r < 1.
Proof

(i) We shall employ the Comparison Test to show that the given
series converges. We compare the given series to a convergent
geometric series. Since L < 1, we can choose a number r such
that L < r < 1. Since
an+1
lim =L and L<r
n→∞ an
Proof

(i) We shall employ the Comparison Test to show that the given
series converges. We compare the given series to a convergent
geometric series. Since L < 1, we can choose a number r such
that L < r < 1. Since
an+1
lim =L and L<r
n→∞ an

an+1
the ratio will eventually be less than r .
an
Proof

(i) We shall employ the Comparison Test to show that the given
series converges. We compare the given series to a convergent
geometric series. Since L < 1, we can choose a number r such
that L < r < 1. Since
an+1
lim =L and L<r
n→∞ an

an+1
the ratio will eventually be less than r . In other words,
an
there exists N ∈ N such that
an+1
<r whenever n ⩾ N.
an
Proof

(i) We shall employ the Comparison Test to show that the given
series converges. We compare the given series to a convergent
geometric series. Since L < 1, we can choose a number r such
that L < r < 1. Since
an+1
lim =L and L<r
n→∞ an

an+1
the ratio will eventually be less than r . In other words,
an
there exists N ∈ N such that
an+1
<r whenever n ⩾ N.
an

Equivalently,

|an+1 | < |an |r whenever n ⩾ N. (5)


Proof continued. . .

If we let n successively equal to N, N + 1, N + 2, . . . in (5), we


obtain

|aN+1 | < |aN |r


Proof continued. . .

If we let n successively equal to N, N + 1, N + 2, . . . in (5), we


obtain

|aN+1 | < |aN |r

|aN+2 | < |aN+1 |r < |aN |r 2


Proof continued. . .

If we let n successively equal to N, N + 1, N + 2, . . . in (5), we


obtain

|aN+1 | < |aN |r

|aN+2 | < |aN+1 |r < |aN |r 2

|aN+3 | < |aN+2 |r < |aN |r 3


Proof continued. . .

If we let n successively equal to N, N + 1, N + 2, . . . in (5), we


obtain

|aN+1 | < |aN |r

|aN+2 | < |aN+1 |r < |aN |r 2

|aN+3 | < |aN+2 |r < |aN |r 3

and, generally,

|aN+k | < |aN |r k for all k ⩾ 1. (6)


Proof continued. . .

If we let n successively equal to N, N + 1, N + 2, . . . in (5), we


obtain

|aN+1 | < |aN |r

|aN+2 | < |aN+1 |r < |aN |r 2

|aN+3 | < |aN+2 |r < |aN |r 3

and, generally,

|aN+k | < |aN |r k for all k ⩾ 1. (6)

Now observe that the series



X
|aN |r k = |aN |r + |aN |r 2 + |aN |r 3 + · · ·
k=1

is convergent because it is a geometric series with 0 < r < 1.


Proof continued. . .

So the inequality (6) together with the Comparison Test


shows that the series

X ∞
X
|an | = |aN+k | = |aN+1 | + |aN+2 | + |aN+3 | + · · ·
n=N+1 k=1

is also convergent.
Proof continued. . .

So the inequality (6) together with the Comparison Test


shows that the series

X ∞
X
|an | = |aN+k | = |aN+1 | + |aN+2 | + |aN+3 | + · · ·
n=N+1 k=1


X
is also convergent. Consequently, the series |an | is
n=1
convergent.
Proof continued. . .

So the inequality (6) together with the Comparison Test


shows that the series

X ∞
X
|an | = |aN+k | = |aN+1 | + |aN+2 | + |aN+3 | + · · ·
n=N+1 k=1


X
is also convergent. Consequently, the series |an | is
n=1
convergent. (Recall that a finite number of terms does not
affect convergence).
Proof continued. . .

So the inequality (6) together with the Comparison Test


shows that the series

X ∞
X
|an | = |aN+k | = |aN+1 | + |aN+2 | + |aN+3 | + · · ·
n=N+1 k=1


X
is also convergent. Consequently, the series |an | is
n=1
convergent. (Recall that a finiteP
number of terms does not
affect convergence). Therefore, an is absolutely convergent.
Proof continued. . .
an+1
(ii) If →L>1
an
Proof continued. . .
an+1
(ii) If →L>1 or
an
Proof continued. . .
an+1 an+1
(ii) If → L > 1 or → ∞, then the ratio will
an an
eventually be greater than 1.
Proof continued. . .
an+1 an+1
(ii) If → L > 1 or → ∞, then the ratio will
an an
eventually be greater than 1. In other words, we can find an
integer N such that
an+1
>1 whenever n ⩾ N.
an
Proof continued. . .
an+1 an+1
(ii) If → L > 1 or → ∞, then the ratio will
an an
eventually be greater than 1. In other words, we can find an
integer N such that
an+1
>1 whenever n ⩾ N.
an
and this means that |an+1 | > |an | whenever n ⩾ N.
Proof continued. . .
an+1 an+1
(ii) If → L > 1 or → ∞, then the ratio will
an an
eventually be greater than 1. In other words, we can find an
integer N such that
an+1
>1 whenever n ⩾ N.
an
and this means that |an+1 | > |an | whenever n ⩾ N. Hence,
lim an ̸= 0.
n→∞
Proof continued. . .
an+1 an+1
(ii) If → L > 1 or → ∞, then the ratio will
an an
eventually be greater than 1. In other words, we can find an
integer N such that
an+1
>1 whenever n ⩾ N.
an
and this means that |an+1 | > |an | whenever n ⩾ N. Hence,
lim an ̸= 0. Therefore, the Test for Divergence says that the
n→∞ P
series an diverges.
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information.
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
an+1
an
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
1
an+1 (n+1)2
= 1
an n2
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
1
an+1 (n+1)2 n2
= 1
=
an n2
(n + 1)2
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
1
an+1 (n+1)2 n2 1
= 1
= 2
= 2 → 1 as n → ∞.
an n2
(n + 1) 1 + n1
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
1
an+1 (n+1)2 n2 1
= 1
= 2
= 2 → 1 as n → ∞.
an n2
(n + 1) 1 + n1
X1
On the other hand, for the divergent series we have
n
an+1
an
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
1
an+1 (n+1)2 n2 1
= 1
= 2
= 2 → 1 as n → ∞.
an n2
(n + 1) 1 + n1
X1
On the other hand, for the divergent series we have
n
1
an+1
= n+1
1
an n
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
1
an+1 (n+1)2 n2 1
= 1
= 2
= 2 → 1 as n → ∞.
an n2
(n + 1) 1 + n1
X1
On the other hand, for the divergent series we have
n
1
an+1 n
= n+1
1
=
an n
n + 1
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
1
an+1 (n+1)2 n2 1
= 1
= 2
= 2 → 1 as n → ∞.
an n2
(n + 1) 1 + n1
X1
On the other hand, for the divergent series we have
n
1
an+1 n 1
= n+1
1
= = 1
→1 as n → ∞
an n
n + 1 1 + n
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
1
an+1 (n+1)2 n2 1
= 1
= 2
= 2 → 1 as n → ∞.
an n2
(n + 1) 1 + n1
X1
On the other hand, for the divergent series we have
n
1
an+1 n 1
= n+1
1
= = 1
→1 as n → ∞
an n
n + 1 1 + n
an+1 P
Therefore, if lim = 1, the series an might converge
n→∞ an
or it might diverge.
Proof continued. . .
an+1
(iii) Part (iii) of the Ratio Test says that if lim = 1, the
n→∞ an
test gives no information. For example, for the convergent
X 1
series we have
n2
1
an+1 (n+1)2 n2 1
= 1
= 2
= 2 → 1 as n → ∞.
an n2
(n + 1) 1 + n1
X1
On the other hand, for the divergent series we have
n
1
an+1 n 1
= n+1
1
= = 1
→1 as n → ∞
an n
n + 1 1 + n
an+1 P
Therefore, if lim = 1, the series an might converge
n→∞ an
or it might diverge. In this case, the Ratio Test fails and we
must resort to some other test.
Example 4

X n3
Test the series (−1)n n for absolute convergence.
3
n=1
Example 4

X n3
Test the series (−1)n n for absolute convergence.
3
n=1

Solution
n3
We shall employ the Ratio Test with an = (−1)n :
3n
Example 4

X n3
Test the series (−1)n n for absolute convergence.
3
n=1

Solution
n3
We shall employ the Ratio Test with an = (−1)n :
3n

an+1
lim
n→∞ an
Example 4

X n3
Test the series (−1)n n for absolute convergence.
3
n=1

Solution
n3
We shall employ the Ratio Test with an = (−1)n :
3n
(−1)n+1 (n+1)3
an+1 3n+1
lim = lim (−1)n n3
n→∞ an n→∞
3n
Example 4

X n3
Test the series (−1)n n for absolute convergence.
3
n=1

Solution
n3
We shall employ the Ratio Test with an = (−1)n :
3n
(−1)n+1 (n+1)3
an+1 3n+1 (n + 1)3 3n
lim = lim (−1)n n3
= lim · 3
n→∞ an n→∞ n→∞ 3n+1 n
3n
Example 4

X n3
Test the series (−1)n n for absolute convergence.
3
n=1

Solution
n3
We shall employ the Ratio Test with an = (−1)n :
3n
(−1)n+1 (n+1)3
an+1 3n+1 (n + 1)3 3n
lim = lim (−1)n n3
= lim · 3
n→∞ an n→∞ n→∞ 3n+1 n
3n
 3
1 n+1
= lim
n→∞ 3 n
Example 4

X n3
Test the series (−1)n n for absolute convergence.
3
n=1

Solution
n3
We shall employ the Ratio Test with an = (−1)n :
3n
(−1)n+1 (n+1)3
an+1 3n+1 (n + 1)3 3n
lim = lim (−1)n n3
= lim · 3
n→∞ an n→∞ n→∞ 3n+1 n
3n
3
1 3
  
1 n+1 1
= lim = lim 1+
n→∞ 3 n n→∞ 3 n
Example 4

X n3
Test the series (−1)n n for absolute convergence.
3
n=1

Solution
n3
We shall employ the Ratio Test with an = (−1)n :
3n
(−1)n+1 (n+1)3
an+1 3n+1 (n + 1)3 3n
lim = lim (−1)n n3
= lim · 3
n→∞ an n→∞ n→∞ 3n+1 n
3n
3
1 3
  
1 n+1 1 1
= lim = lim 1+ = <1
n→∞ 3 n n→∞ 3 n 3
Example 4

X n3
Test the series (−1)n n for absolute convergence.
3
n=1

Solution
n3
We shall employ the Ratio Test with an = (−1)n :
3n
(−1)n+1 (n+1)3
an+1 3n+1 (n + 1)3 3n
lim = lim (−1)n n3
= lim · 3
n→∞ an n→∞ n→∞ 3n+1 n
3n
3
1 3
  
1 n+1 1 1
= lim = lim 1+ = <1
n→∞ 3 n n→∞ 3 n 3

Thus, by the Ratio Test, the given series is absolutely convergent.


Example 5

X nn
Test the convergence of the series .
n!
n=1
Example 5

X nn
Test the convergence of the series .
n!
n=1
Solution
nn
Since the terms an = are positive, we do not need the absolute
n!
value signs.
Example 5

X nn
Test the convergence of the series .
n!
n=1
Solution
nn
Since the terms an = are positive, we do not need the absolute
n!
value signs. Hence,

an+1 (n + 1)n+1 n!
lim = lim · n
n→∞ an n→∞ (n + 1)! n
Example 5

X nn
Test the convergence of the series .
n!
n=1
Solution
nn
Since the terms an = are positive, we do not need the absolute
n!
value signs. Hence,

an+1 (n + 1)n+1 n!
lim = lim · n
n→∞ an n→∞ (n + 1)! n
(n + 1)(n + 1)n n!
= lim · n
n→∞ (n + 1)n! n
Example 5

X nn
Test the convergence of the series .
n!
n=1
Solution
nn
Since the terms an = are positive, we do not need the absolute
n!
value signs. Hence,

an+1 (n + 1)n+1 n!
lim = lim · n
n→∞ an n→∞ (n + 1)! n
(n + 1)(n + 1)n n!
= lim · n
n→∞ (n + 1)n! n
 n
n+1
= lim
n→∞ n
1 n
 
= lim 1 + =e
n→∞ n
Example 5

X nn
Test the convergence of the series .
n!
n=1
Solution
nn
Since the terms an = are positive, we do not need the absolute
n!
value signs. Hence,

an+1 (n + 1)n+1 n!
lim = lim · n
n→∞ an n→∞ (n + 1)! n
(n + 1)(n + 1)n n!
= lim · n
n→∞ (n + 1)n! n
 n
n+1
= lim
n→∞ n
1 n
 
= lim 1 + =e
n→∞ n

Since e > 1, the series is divergent by the Ratio Test.


Solution continued. . .

Although the Ratio Test works, an easier way to see that the series
is divergent, would be to use the Test for Divergence.
Solution continued. . .

Although the Ratio Test works, an easier way to see that the series
is divergent, would be to use the Test for Divergence. Since
nn
an =
n!
Solution continued. . .

Although the Ratio Test works, an easier way to see that the series
is divergent, would be to use the Test for Divergence. Since
nn n · n · n···n
an = = ⩾ n,
n! 1 · 2 · 3···n
it follows that an does not approach 0 as n → ∞.
Solution continued. . .

Although the Ratio Test works, an easier way to see that the series
is divergent, would be to use the Test for Divergence. Since
nn n · n · n···n
an = = ⩾ n,
n! 1 · 2 · 3···n
it follows that an does not approach 0 as n → ∞. Therefore, the
Test for Divergence says that the given series is divergent.
The Root Test

We also have a convenient test when faced with a situation in


which we have nth powers.
The Root Test

We also have a convenient test when faced with a situation in


which we have nth powers. Its proof is similar to the proof of the
Ratio Test and is left as an exercise.

The Root Test


p ∞
X
n
(i) If lim |an | = L < 1, then the series an is
n→∞
n=1
absolutely convergent (and therefore convergent).
p p
(ii) If lim n |an | = L > 1 or lim n |an | = ∞, then the
n→∞ n→∞

X
series an is divergent.
n=1
p
n
(iii) If lim |an | = 1, the Root Test is inconclusive.
n→∞
The Root Test

p
If lim n |an | = 1, part (iii) of the Root Test says that the test is
n→∞
gives
P no information on the convergence or divergence of the series
an .
The Root Test

p
If lim n |an | = 1, part (iii) of the Root Test says that the test is
n→∞
gives
P no information on the convergence or divergence of the series
an . In other words, the series may converge or diverge.
The Root Test

p
If lim n |an | = 1, part (iii) of the Root Test says that the test is
n→∞
gives
P no information on the convergence or divergence of the series
an . In other words, the series may converge or diverge. A word
of caution; if L = 1 in the Ratio Test, do not resort to the Root
Test because L will assume the value 1 again.
The Root Test

p
If lim n |an | = 1, part (iii) of the Root Test says that the test is
n→∞
gives
P no information on the convergence or divergence of the series
an . In other words, the series may converge or diverge. A word
of caution; if L = 1 in the Ratio Test, do not resort to the Root
Test because L will assume the value 1 again. Similarly, if L = 1 in
the Root Test, do not try to use the Ratio Test as it will also be
inconclusive.
Example 6
∞ 
2n + 3 n
X 
Test the convergence of the series .
3n + 2
n=1
Example 6
∞ 
2n + 3 n
X 
Test the convergence of the series .
3n + 2
n=1
Solution
We have  n
2n + 3
an =
3n + 2
Example 6
∞ 
2n + 3 n
X 
Test the convergence of the series .
3n + 2
n=1
Solution
We have  n
2n + 3
an =
3n + 2
so
p
n
lim |an |
n→∞
Example 6
∞ 
2n + 3 n
X 
Test the convergence of the series .
3n + 2
n=1
Solution
We have  n
2n + 3
an =
3n + 2
so
p
n 2n + 3
lim|an | = lim
n→∞ n→∞ 3n + 2
Example 6
∞ 
2n + 3 n
X 
Test the convergence of the series .
3n + 2
n=1
Solution
We have  n
2n + 3
an =
3n + 2
so
3
p
n 2n + 3 2+ n
lim|an | = lim = lim 2
n→∞ n→∞ 3n + 2 n→∞ 3 +
n
Example 6
∞ 
2n + 3 n
X 
Test the convergence of the series .
3n + 2
n=1
Solution
We have  n
2n + 3
an =
3n + 2
so
3
p
n 2n + 3 2+ n 2
lim|an | = lim = lim 2
= <1
n→∞ n→∞ 3n + 2 n→∞ 3 + 3
n
Example 6
∞ 
2n + 3 n
X 
Test the convergence of the series .
3n + 2
n=1
Solution
We have  n
2n + 3
an =
3n + 2
so
3
p
n 2n + 3 2+ n 2
lim|an | = lim = lim 2
= <1
n→∞ n→∞ 3n + 2 n→∞ 3 + 3
n

Thus the series is absolutely convergent (and therefore convergent)


by the Root Test.
Rearrangements

Observe that if we were to rearrange the order of the terms in a


finite sum, the value of the sum remains unchanged.
Rearrangements

Observe that if we were to rearrange the order of the terms in a


finite sum, the value of the sum remains unchanged. However, this
is not always the caseP for an infinite series! By a rearrangement
of an infinite series an we really mean a series obtained by
changing the order of the terms in the series.
Rearrangements

Observe that if we were to rearrange the order of the terms in a


finite sum, the value of the sum remains unchanged. However, this
is not always the caseP for an infinite series! By a rearrangement
of an infinite series an we really mean a series obtained by
changing the order of the terms in the series.
P
For example, a rearrangement of an could be:

a1 + a2 + a5 + a3 + a4 + a15 + a6 + a7 + a20 + · · ·
Rearrangements

Observe that if we were to rearrange the order of the terms in a


finite sum, the value of the sum remains unchanged. However, this
is not always the caseP for an infinite series! By a rearrangement
of an infinite series an we really mean a series obtained by
changing the order of the terms in the series.
P
For example, a rearrangement of an could be:

a1 + a2 + a5 + a3 + a4 + a15 + a6 + a7 + a20 + · · ·
P
It turns out that if an is an absolutely
P convergent series with
sum s, then any rearrangement of an has the same sum s.
Rearrangements

Observe that if we were to rearrange the order of the terms in a


finite sum, the value of the sum remains unchanged. However, this
is not always the caseP for an infinite series! By a rearrangement
of an infinite series an we really mean a series obtained by
changing the order of the terms in the series.
P
For example, a rearrangement of an could be:

a1 + a2 + a5 + a3 + a4 + a15 + a6 + a7 + a20 + · · ·
P
It turns out that if an is an absolutely
P convergent series with
sum s, then any rearrangement of an has the same sum s.

On the other hand, any conditionally convergent series can be


rearranged to give a different sum.
Rearrangements
To see this, consider the alternating harmonic series
1 1 1 1 1 1 1
1− + − + − + − + · · · = ln 2 (7)
2 3 4 5 6 7 8
Rearrangements
To see this, consider the alternating harmonic series
1 1 1 1 1 1 1
1− + − + − + − + · · · = ln 2 (7)
2 3 4 5 6 7 8
Multiply (7) by 1/2, to get
1 1 1 1 1
− + − + · · · = ln 2 (8)
2 4 6 8 2
Rearrangements
To see this, consider the alternating harmonic series
1 1 1 1 1 1 1
1− + − + − + − + · · · = ln 2 (7)
2 3 4 5 6 7 8
Multiply (7) by 1/2, to get
1 1 1 1 1
− + − + · · · = ln 2 (8)
2 4 6 8 2
By inserting zeros between the terms of this series, we obtain
1 1 1 1 1
0 + + 0 − + 0 + + 0 − + · · · = ln 2. (9)
2 4 6 8 2
Rearrangements
To see this, consider the alternating harmonic series
1 1 1 1 1 1 1
1− + − + − + − + · · · = ln 2 (7)
2 3 4 5 6 7 8
Multiply (7) by 1/2, to get
1 1 1 1 1
− + − + · · · = ln 2 (8)
2 4 6 8 2
By inserting zeros between the terms of this series, we obtain
1 1 1 1 1
0 + + 0 − + 0 + + 0 − + · · · = ln 2. (9)
2 4 6 8 2
Now, we add the series in equations (7) and (9) and use Theorem
8 (in Section 11.2) to get
1 1 1 1 1 3
1 + − + + − + · · · = ln 2 (10)
3 2 5 7 4 2
Rearrangements
To see this, consider the alternating harmonic series
1 1 1 1 1 1 1
1− + − + − + − + · · · = ln 2 (7)
2 3 4 5 6 7 8
Multiply (7) by 1/2, to get
1 1 1 1 1
− + − + · · · = ln 2 (8)
2 4 6 8 2
By inserting zeros between the terms of this series, we obtain
1 1 1 1 1
0 + + 0 − + 0 + + 0 − + · · · = ln 2. (9)
2 4 6 8 2
Now, we add the series in equations (7) and (9) and use Theorem
8 (in Section 11.2) to get
1 1 1 1 1 3
1 + − + + − + · · · = ln 2 (10)
3 2 5 7 4 2
Notice that the series in (10) contains the same terms as in (7)
but rearranged so that one negative term occurs after each pair of
positive terms.
Rearrangements
To see this, consider the alternating harmonic series
1 1 1 1 1 1 1
1− + − + − + − + · · · = ln 2 (7)
2 3 4 5 6 7 8
Multiply (7) by 1/2, to get
1 1 1 1 1
− + − + · · · = ln 2 (8)
2 4 6 8 2
By inserting zeros between the terms of this series, we obtain
1 1 1 1 1
0 + + 0 − + 0 + + 0 − + · · · = ln 2. (9)
2 4 6 8 2
Now, we add the series in equations (7) and (9) and use Theorem
8 (in Section 11.2) to get
1 1 1 1 1 3
1 + − + + − + · · · = ln 2 (10)
3 2 5 7 4 2
Notice that the series in (10) contains the same terms as in (7)
but rearranged so that one negative term occurs after each pair of
positive terms. The sums of these series, however, are different.
Rearrangements

P
In fact, Riemann proved that if an is a conditionally
P convergent
series and r ∈ R, then there is a rearrangement of an that has a
sum equal to r .
Prescribed tutorial problems

▶ Section 11.6:
1, 2, 3, 4, 5, 7, 10, 11, 12, 16, 17, 18, 17, 18, 19, 23, 25, 26,
27, 29, 31, 33, 35, 37, 53

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