BES-6001 - Issue-3.1 - Responsible Sourcing

BRE Environmental &
Sustainability Standard
BES 6001: ISSUE 3.1
Framework Standard for Responsible Sourcing
This BRE Environmental & Sustainability Standard describes the organisational management,
supply chain management and sustainability aspects to be addressed in the certification and
approval of the responsible sourcing of products
This BRE Environmental & Sustainability Standard is the property of BRE Global Ltd.
and is made publicly available for information purposes only. Its use for testing,
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© BRE Global Ltd 2016

Issue: 3.1 BES 6001
BRE Environmental & Sustainability
Standard
Date: Sept 2016 Page 2 of 41
Contents
1 SCOPE ..................................................................................................................................... 8
2 DEFINITIONS ........................................................................................................................... 8
2.1 accreditation ............................................................................................................ 8
2.2 accreditation body .................................................................................................... 8
2.3 benchmark ............................................................................................................... 8
2.4 biodiversity ............................................................................................................... 8
2.5 by-product ................................................................................................................ 8
2.6 chain of custody ....................................................................................................... 8
2.7 community reuse and recycling ............................................................................... 9
2.8 commodity ............................................................................................................... 9
2.9 constituent material .................................................................................................. 9
2.10 corruption.............................................................................................................. 9
2.11 due diligence ........................................................................................................ 9
2.12 environmental stewardship ................................................................................... 9
2.13 freely and publically available ............................................................................... 9
2.14 impact ................................................................................................................. 10
2.15 intensity (in relation to energy, GHG) ................................................................. 10
2.16 metric .................................................................................................................. 10
2.17 objective ............................................................................................................. 10
2.18 organisation ........................................................................................................ 10
2.19 policy .................................................................................................................. 10
2.20 priority species / habitat ...................................................................................... 10
2.21 product................................................................................................................ 10
2.22 procedure ........................................................................................................... 10
2.23 process ............................................................................................................... 10
2.24 raw materials ...................................................................................................... 10
2.25 recycled material ................................................................................................ 11
2.26 recovered material .............................................................................................. 11
2.27 responsible sourcing ........................................................................................... 11
2.28 risk ...................................................................................................................... 11
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Standard
2.29 significant............................................................................................................ 11
2.30 small organisation ............................................................................................... 11
2.31 stakeholder ......................................................................................................... 11
2.32 supplier ............................................................................................................... 11
2.33 supply chain........................................................................................................ 12
2.34 sustainability aspect ........................................................................................... 12
2.35 sustainability issue .............................................................................................. 12
2.36 traceability .......................................................................................................... 12
2.37 waste .................................................................................................................. 12
2.38 water abstraction ................................................................................................ 12
3 REQUIREMENTS ................................................................................................................... 13
3.1 General .................................................................................................................. 13
3.2 Organisational Management Requirements........................................................... 14
Responsible sourcing policy ............................................................................ 14
Legal compliance ............................................................................................ 14
Quality management system & operational management of responsible
sourcing ........................................................................................................... 15
Supplier management system ......................................................................... 16
3.3 Supply Chain Management Requirements ............................................................ 17
Material traceability through the supply chain ................................................. 17
Environmental management systems in the supply chain ............................... 18
Health and safety management systems in the supply chain .......................... 19
3.4 Requirements related to the management of sustainable development ................ 20
Greenhouse gas emissions ............................................................................. 21
Energy use ...................................................................................................... 22
Resource use .................................................................................................. 23
Waste Prevention and Waste Management .................................................... 24
Water usage or abstraction ............................................................................. 26
Lifecycle assessment (LCA) ............................................................................ 27
Ecotoxicity ....................................................................................................... 28
Transport impacts............................................................................................ 29
Employment and skills ..................................................................................... 31
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Local communities ....................................................................................... 32

Business ethics ............................................................................................ 33
4 PRINCIPLES OF RESPONSIBLE SOURCING....................................................................... 34
4.1 General .................................................................................................................. 34
4.2 Ethics ..................................................................................................................... 34
4.3 Legal compliance ................................................................................................... 34
4.4 Management systems ............................................................................................ 34
4.5 Supply chain management .................................................................................... 34
4.6 Stakeholder engagement ....................................................................................... 34
4.7 Complaints and prosecutions................................................................................. 34
4.8 Fundamental rights at work .................................................................................... 34
4.9 Health and safety ................................................................................................... 35
4.10 Climate change and energy ................................................................................ 35
4.11 Resource use ..................................................................................................... 35
4.12 Site stewardship ................................................................................................. 35
4.13 Water .................................................................................................................. 35
4.14 Waste management ........................................................................................... 35
4.15 Transport impacts ............................................................................................... 35
4.16 Employment and skills ........................................................................................ 35
4.17 Local communities .............................................................................................. 35
4.18 Financial stability ................................................................................................ 35
4.19 Contribution to the built environment .................................................................. 35
5 SCORING METHODOLOGY (NORMATIVE) .......................................................................... 36
5.1 Overview ................................................................................................................ 36
5.2 Methodology .......................................................................................................... 36
6 PUBLICATIONS REFERRED TO: .......................................................................................... 39
6.1 Normative references............................................................................................. 39
6.2 Informative references ........................................................................................... 40
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STAKEHOLDER ORGANISATIONS
Aggregate Industries Risktech Ltd

Association for Specialist Fire Siniat Ltd
Protection (ASFP) SN Maia
Association of British Insurers (ABI) Sustainability + Architecture
Association of Insurance Surveyors Sustainable by Design
BASF TATA Steel
BEAMA Tarmac
Brett Landscaping & Building The British Constructional Steelwork
Products Association Ltd
British Automatic Fire Sprinkler The British Precast Concrete
Association (BAFSA) Federation (BPCF)
British Ceramic Confederation The Quality Scheme for Ready
British Glass Manufacturers' Mixed Concrete
Confederation Timber Trade Federation
British Gypsum UK Cares
British Property Federation (BPF) UK Cementitious Slag Makers
British Standards Institution Association
British Woodworking Federation UK Contractors Group
CEMEX Weinerberger Ltd
Chief Fire Officers’ Association Wood Panel Industries Federation
(CFOA) WRAP
Construction Industry Council (CIC)
Construction Products Association
Crossrail
Eco-Reinforcement
Fire Industry Association (FIA)
Grigoriou Interiors
Guardian Glass
H+H UK Limited
Heathrow
Holcim Romania
Home Builders Federation (HBF)
Homes & Communities Agency
HS2
Kingspan Insulation Limited
Knauf
Lafarge Holcim
Loughborough University
Marshalls
MPA – The Concrete Centre
PEFC UK
Responsible Solutions
RICS
Issue: 3.1 BES 6001
Standard
FOREWORD
This Standard provides a framework for the assessment of responsible sourcing and to give
a route to certification of products. The key objectives of this standard are:
• To promote responsible sourcing of products;
• To give clear guidance on the sustainability aspects that should be addressed;
• To provide confidence that materials and products are being responsibly sourced; and
• To provide a route to obtaining credits within the Materials sections of the Home Quality
Mark and the BREEAM family of certification schemes (and the Code for Sustainable Homes
where relevant).
This Standard has been structured so that compliance can be demonstrated through a
combination of meeting the requirements of other recognised certification schemes,
establishing written policies, setting objectives and targets and engaging with relevant
stakeholders. Industry sectors are encouraged to prepare specific requirements addressing
the framework principles defined in this Standard.
NOTES: Compliance with this BES standard does not of itself confer immunity from legal
obligations. Users of BRE Environmental & Sustainability Standards should ensure that they
possess the latest issue and all amendments.
BRE Global welcomes comments of a technical or editorial nature and these should be
addressed to “the Technical Director” at enquiries@breglobal.co.uk.
NOTE: BRE, BRE Global and LPCB are owned by the BRE Trust which is a registered
charity. BRE Global tests, assesses, certificates and lists products and services within the
construction, sustainability and fire and security sectors. For further information on our
services please contact BRE Global, Watford, Herts. WD25 9XX or e-mail to
enquiries@breglobal.co.uk.
Listed products and services appear in the BRE Global “List of Approved Products and
Services” which may be viewed on our website:- www.GreenBookLive.com or obtained in
hard copy or CD by telephoning +44 (0)333 321 8811.
Issue: 3.1 BES 6001
Standard
Revision of BRE Environmental & Sustainability Standards

BRE Environmental & Sustainability Standards will be revised by issue of revised editions or
amendments. Details will be posted on our website at www.GreenBookLive.com.
Technical or other changes which affect the requirements for the approval or certification of
the product or service will result in a new issue. Minor or administrative changes (e.g.
corrections of spelling and typographical errors, changes to address and copyright details,
the addition of notes for clarification etc.) may be made as amendments.
The issue number will be given in decimal format with the integer part giving the issue
number and the fractional part giving the number of amendments (e.g. Issue 3.2 indicates
that the document is at Issue 3 with 2 amendments).
Users of BRE Environmental & Sustainability Standards should ensure that they possess the
latest issue and all amendments.
Issue: 3.1 BES 6001
Standard
1 SCOPE
This Standard specifies requirements for organisational management, supply chain
management and management of sustainability issues in order to allow organisations to
demonstrate an on-going commitment to the principles of responsible sourcing in relation to the
provision of a specific product.
The requirements of this Standard provide a framework against which all products may be
assessed. The framework comprises a number of criteria setting out the requirements of an
organisation in managing the supply of products in accordance with a set of agreed principles of
sustainability, the precise scope of which is determined by stakeholder engagement.
2 DEFINITIONS
In this Standard, the following verbal forms are used:
• “shall” indicates a requirement;
• “should” indicates a recommendation;
• “may” indicates a permission;
• “can” indicates a possibility or a capability.
2.1 accreditation
third-party attestation related to a conformity assessment body conveying formal
demonstration of its competence to carry out specific conformity assessment tasks
[BS EN ISO/IEC 17011:2004]
2.2 accreditation body

authoritative body that performs accreditation (2.1)
[BS EN ISO/IEC 17011:2004]
2.3 benchmark
reference value against which relative performance can be judged
2.4 biodiversity
degree of variation of life forms within a given species, ecosystem, biome, or planet
2.5 by-product
material that is not deliberately produced in a production process but may or may not be a
waste
[Defra, Guidance on the legal definition of waste and its application, August 2012, publication
PB 13813]
2.6 chain of custody

system or process (2.23) used to maintain and document the chronological history and
unbroken path that a product (2.21) takes through a supply chain (2.33)
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2.7 community reuse and recycling

typically a social enterprise charity supporting organisations and communities working to
manage resources sustainably, especially through waste prevention, reuse and recycling
2.8 commodity
good for which there is a market demand and which is supplied without qualitative
differentiation
NOTE Commodity classes relevant to the products sector include, but are not limited to, fossil
resources; precious metals; industrial metals; minerals; natural rubber; bio-mass; and
commodity chemicals.
NOTE Some materials are traded via commodity exchanges and may be physically and
virtually bought and sold many times before they become an input to a physical process.
NOTE Some commodity materials may be supplied in bulk via common infrastructure shared
by several supplier organisations.
2.9 constituent material

material component of a product (2.21)
NOTE Water is excluded from the requirements that apply to constituent materials in this
Standard.
2.10 corruption
the abuse of entrusted power for private gain
NOTE Corruption includes practices such as bribery facilitation payments, fraud, extortion,
collusion, and money laundering. It also includes an offer or receipt of any gift, loan, fee,
reward, or other advantage to or from any person as an inducement to do something that is
dishonest, illegal, or a breach of trust in the conduct of the enterprise’s business. This may
include cash or in-kind benefits, such as free goods, gifts, and holidays, or special personal
services provided for the purpose of an improper advantage or that may result in moral
pressure to receive such an advantage.
[Transparency International 2011, Global Reporting Initiative G4 Guidelines]
2.11 due diligence

the performance of relevant and appropriate investigations and monitoring of an organisation’s
supply chains so that the actions of those supply chains do not compromise the organisation’s
commitments to responsible sourcing
2.12 environmental stewardship

the responsible planning and management of natural resources through conservation and
sustainable use including biodiversity considerations
2.13 freely and publically available

can be readily obtained without payment and without the need to request permission from the
owner
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2.14 impact
positive or negative effect of one thing on another
2.15 intensity (in relation to energy, GHG)

amount per unit of output or function, a measure of efficiency
2.16 metric
parameter used for measurement
2.17 objective
stated aim, or desired outcome, of a policy (2.19) or action
2.18 organisation
company, corporation, firm, enterprise, authority or institution, or part or combination thereof,
whether incorporated or not, public or private, that has its own functions and administration
[BS EN ISO 14001:2004]
2.19 policy
formal expression of an organisation’s (2.19) intent and direction with regards to an issue, or
set of issues
2.20 priority species / habitat

species or habitat that is the subject of an action plan that is endorsed by a local, national or
supra-national governmental body
2.21 product
the result of a process (2.23)
[EN ISO 9000:2005]
2.22 procedure
specified way to carry out an activity or a process (2.23)
[BS EN ISO 14001:2004]
2.23 process
set of interrelated or interacting activities which transforms inputs into outputs
[EN ISO 9000:2005]
2.24 raw materials

unprocessed materials that are acquired from nature for subsequent use in the realisation of a
product (2.21)
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2.25 recycled material

material derived from an operation, the principle result of which is waste serving a useful
purpose by replacing other materials which would otherwise have been used to fulfil a
particular function
[Directive 2008/98/EC [4], Article 3, 17]
2.26 recovered material

material derived from a recovery operation in which waste materials are reprocessed into
products, materials or substances whether for the original or other purposes
2.27 responsible sourcing

management of sustainable development in the provision or procurement of a product (2.21)
[BS 8902:2009]
2.28 risk
effect of uncertainty on objectives
[BS ISO 31000:2009]
NOTE Risk is often characterised as a combination of the likelihood of something occurring
and the impacts associated with it occurring.
NOTE Objectives may be social, environmental and/or economic.
2.29 significant
threshold level at which meaning is attained
NOTE A significant risk (2.28) requires mitigation.
NOTE An issue is significant if, in the view of senior management and those charged with
governance, it is of such relevance and importance that it could substantively influence the
organisation’s ability to create value over the short, medium and long term.
2.30 small organisation

organisation with less than 50 employees and a turnover or balance sheet total of less than
€10 million
NOTE: Current exchange rates may be used to estimate equivalent criteria in other
currencies.
[European Commission Recommendation 2003/361/EC]
2.31 stakeholder
individuals, groups and/or organisations (2.18) who either affect, or could be affected by, an
organisation’s activities, products (2.21) or services and associated performance
2.32 supplier
organisation (2.18) that provides a product (2.21)
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2.33 supply chain

system of organisations (2.18) involved in the realisation of a product (2.21), from the
extraction of raw materials (2.24) to the point of sale
2.34 sustainability aspect

element of an organisation's activities or products (2.21) or services that can interact with the
environment and/or socio-economic systems
NOTE A significant sustainability aspect may have a meaningful impact on the ability of future
generations to meet their needs.
2.35 sustainability issue

area of influence/impact related to the pursuit of an enduring, balanced approach to economic
activity, environmental responsibility and social progress
[adapted from BS 8900:2006, BS 8902:2009]
NOTE Sustainability issues may be interrelated.
2.36 traceability
ability to trace the history, application or location of an object.
(BS EN ISO 9000:2015, clause 3.6.13, page 20)
2.37 waste
substance or object which the holder discards or intends or is required to discard
2.38 water abstraction

temporary or permanent removal of water from the hydrological cycle
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3 REQUIREMENTS
3.1 General
The requirements of the Standard consist of actions to be taken to demonstrate adoption of
the principles of responsible sourcing as described in Section 4.
The requirements and associated actions have been structured into three components:
o Organisational Management Requirements
o Supply Chain Management Requirements
o Requirements related to the management of sustainable development
Certain requirements, or elements of the requirements, are considered compulsory for
organisations applying for certification against this Standard. This is indicated in the
description of the requirement. Furthermore, additional Performance Ratings and
supplementary credits are allocated to the voluntary elements of the requirements. The
scoring methodology is explained in Section 5
Throughout this Standard, where the requirements refer to consultation with stakeholders, the
organisation shall consult with its stakeholders, and take appropriate actions as a result of that
consultation, in accordance with the guidance given in BS 8900-1.
Where requirements refer to an accredited body it shall be a member of IAF (International
Accreditation Forum) and/or EA (European Cooperation on Accreditation)
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3.2 Organisational Management Requirements
Responsible sourcing policy
Description Performance Rating
a) The organisation shall have a written policy appropriate to the

purpose and activities of the organisation, to address the
responsible sourcing principles described in Section 4 of this
standard. The policy shall be approved and monitored by the
organisation’s senior management. Compulsory
An independent responsible sourcing policy is not necessary, if 1
principles are covered in existing policies e.g. sustainability
policy
Legal compliance
a) The organisation shall establish, implement and maintain a

procedure(s)
• to identify and have access to all specific, relevant and
applicable local, national and ratified international laws
and regulations by which the organisation is bound,
and
Compulsory
• to determine how these laws and regulations apply to
the implementation of its policy established in clause 1
3.2.1(a).
The organisation shall ensure that these laws and regulations
are adhered to when establishing, implementing and maintaining
its management systems/processes.
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Quality management system & operational management of responsible sourcing
a) The organisation shall have in place a documented quality

management system, following the fundamentals of ISO 9001 to
Compulsory
implement its quality and responsible sourcing procedures, and
which includes in its scope the assessed product. 1
b) To achieve a higher performance rating, the organisation shall

have a quality management system that conforms to ISO 9001
or equivalent, certificated by an accredited organisation, to
implement its quality and responsible sourcing procedures, and 2
which includes in its scope the assessed product.
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Standard
Supplier management system
a) The organisation shall have in place, appropriate to the

purpose and activities of the organisation and its products,
a documented management system for its purchasing
process and for approval of its suppliers. The management
system shall reference the policy established in clause
3.2.1 of this Standard.
AND
The organisation shall maintain a list of approved suppliers
of constituent materials in the assessed product.
AND
Where the organisation under assessment acquires
constituent materials from any supplier based outside the
Compulsory
EU, or from states that have not declared adherence to the
OECD Guidelines for Multinational Enterprises, the 1
organisation shall undertake an appropriate risk
assessment and demonstrate due diligence in its
monitoring of the supplier’s compliance with the ILO
Declaration on Fundamental Principles and Rights at
Work.
Where the assessed organisation is responsible for the
extraction of a raw material at source, the organisation
shall demonstrate traceability from the source of the raw
material to the assessed product through any subsequent
processes of product realisation.
If any constituent material is sourced from a supplier based

outside the EU/OECD, risk assessments and due diligence
shall be provided for 98% of constituent materials
Issue: 3.1 BES 6001
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3.3 Supply Chain Management Requirements

For each of the following sub-sections, constituent materials shall be traceable to the supplier(s)
responsible for:
• The extraction of raw materials; or
• The recovery of recycled materials; or
• The production of by-products; or
• The processing of commodity traded materials
The % performance rating for each sub-section should be based on any ONE of a number of criteria
e.g. volume OR mass OR cost, whichever is most appropriate for the product being assessed. This
choice must be clearly defined and justified at assessment. Whichever metric is used it must be the
same basis for all 3.3 clauses in this standard.
Material traceability through the supply chain
a) A minimum of 60% of constituent material(s) in the assessed

product shall be traceable to supplier(s).
The following mechanisms shall be considered appropriate for
demonstrating traceability:
• The organisation responsible for the constituent
material(s) at each stage of the supply chain shall be
certificated by an accredited organisation to ISO 9001;
or Compulsory
• Equivalent documented evidence of traceability as 1
documented in guidance notes.
Where there is already an established industry benchmark this
shall be taken as the ‘compulsory’ level.
An independently audited full chain of custody scheme to the
raw materials source of the constituent material(s) satisfies the
requirement for traceability.
b) To achieve a higher performance rating, 75% of the constituent

material(s) in the assessed product shall be traceable to
supplier(s) with a certificated quality management system. 2
c) To achieve the highest performance rating, 90% of the constituent

material(s) in the assessed product shall be traceable to 3
supplier(s) with a certificated quality management system.
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Environmental management systems in the supply chain

product shall be traceable to supplier(s) with an environmental
management system (EMS).
The EMS shall follow the fundamentals of ISO 14001 and shall
include within its scope key processes of raw material extraction
Compulsory
and primary material production, where appropriate to the scope
of its operations. 1
The organisation under assessment will also have an EMS.
Constituent materials which are recycled materials or by-
products shall be deemed to satisfy this requirement without
further verification.
b) To achieve a higher performance rating, at least 60% of the
constituent material(s) in the assessed product shall be
traceable to supplier(s) (including the organisation under
assessment) with an EMS certificated by an accredited
organisation to:
• ISO 14001; or
2
• EU Eco-Management and Audit Scheme (EMAS); or
for SMEs:
• confirmation that the company EMS is structured in
compliance with BS 8555 (or equivalent) and the EMS
has completed phase audits one to four as outlined in
BS 8555 (or equivalent).
c) To achieve an even higher performance rating, 75% of the

constituent material(s) in the assessed product shall be 3
traceable to supplier(s) with a certificated EMS.
d) To achieve the highest performance rating, 90% of the

traceable to supplier(s) with a certificated EMS. 4
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Health and safety management systems in the supply chain

product shall be traceable to supplier(s) with a health and safety
management system.
The organisation under assessment will also have a health and
safety management system.
The health and safety management system shall be compliant Compulsory
with local legislation and shall incorporate the recording of: 1
• Near miss incidents
• Time loss incidents
• Fatal incidents
b) To achieve a higher performance rating, at least 60% of the

traceable to supplier(s) (including the organisation under
assessment) with a health and safety management system 2
certificated by an accredited organisation to OHSAS 18001 (or
equivalent).
c) To achieve an even higher performance rating, at least 75% of

the constituent material(s) in the assessed product shall be
traceable to supply chain organisation(s) with a certificated 3
health and safety management system.
d) To achieve the highest performance rating, at least 90% of the

traceable to supply chain organisation(s) with a certificated 4
health and safety management system.
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3.4 Requirements related to the management of sustainable development
General Requirements
To avoid repetition, the phrases ‘establish a policy, supported by a documented management

system’, ‘report to its stakeholders’ and ‘external verification’ shall be understood to require
the following actions where used in the requirements of clause 3.4.
Establish a policy, supported by a documented management system
The organisation shall have a written policy approved by the organisation’s senior
management to address the requirement. The policy shall be compatible with current industry
practice and the organisation shall establish appropriate metrics for measuring its
performance according to the policy.
An independent policy may not be necessary, if principles are covered in existing policies e.g.
a sustainability policy.
The organisation shall have objectives and targets approved by the organisation’s senior
management for the requirement, and shall consult with stakeholders, including supply chain
organisations, in setting these objectives and targets. The organisation shall review its
performance against relevant industry benchmarks according to the requirement at
appropriate intervals.
Procedural aspects related to the requirement shall be documented and controlled within a
management system.
Report to its stakeholders
The organisation shall report to its stakeholders on its performance against the requirement.
The report shall be freely and publicly available and allow the information contained within it to
be compared on a year-to-year basis. Data that is aggregated and presented as an industry
average is not acceptable as a ‘report to its stakeholder’ unless it is product/product group and
company specific. Data may be reported through a relevant representative organisation (e.g. a
Trade Association) but it shall be product, and company specific to satisfy the requirements.
External verification
The organisation shall provide for external verification that the data and information that it
communicates to stakeholders fulfils its stated purpose and is accurate. This shall be
undertaken by an independent, competent third party.
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Greenhouse gas emissions
a) According to the principles of ISO 14064-1, the organisation

shall quantify the:
• emissions and removals of greenhouse gases (GHG)
related to its direct operations; and
• indirect emissions and removals of GHG related to
energy use in its direct operations.
AND
Compulsory
The organisation shall establish a policy, supported by a
documented management system, for the monitoring and 1
reduction of the GHG intensity of its operations. This aspect may
be managed within the scope of an existing management
system.
NOTE: refer to ISO 14064-1 for definitions.
Emissions calculations using other internationally recognised
standards are accepted as defined in the guidance notes.

report to its stakeholders on the emissions and removals of
greenhouse gases, according to the principles of ISO 14064-1.
If legal requirements related to competition mean that reporting
cannot be legally conducted at company level then the
information shall be reported at sector level. This may be via a 3
trade body.
Where sector specific standards for GHG reporting exist, these
are acceptable methods for reporting.
c) To achieve the highest performance rating, the organisation

shall have external verification of the information and data
reported above. 5
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Energy use
Description Performance
Rating
a) The organisation shall establish a policy, supported by a

documented management system, for the monitoring and
reduction of the energy intensity* of those operations over which
the organisation has financial and/or operational control. 1
Certification to ISO 50001 or compliance to ESOS meets this
requirement.
*energy intensity is the amount of energy required for each unit of
output
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Standard
Resource use

documented management system, for the efficient use of
constituent materials, as appropriate to the product under
assessment. Examples include:
• Use of renewable and/or abundant materials over non-
renewable and/or scarce materials
Compulsory
• Material resource efficiency – using less material to
achieve a given function 1
• Reuse of materials
• Use of recycled materials and/or by-products
• Use of recyclable materials
b) To achieve a higher performance rating the organisation shall

demonstrate at least two of the following:
• Actions taken to improve future resource use at end-
of-life, including any post-consumer retrieval schemes
in place
• Actions to extend the lifetime of the assessed product, 3
such as provision of refurbishment, maintenance or
repair services
• Staff and supply chain engagement activities to
promote behavioural change and share best practice
c) To achieve the highest performance rating the organisation shall

report to its stakeholders on its performance against the above. 5
A supplementary point may be awarded if the organisation

provides any externally verified evidence of environmental
stewardship at the source of raw material. The environmental
1
stewardship shall follow material specific, appropriate and
recognised principles (including protection of the natural
environment and conservation of Biodiversity).
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Waste Prevention and Waste Management

documented management system, for the diversion of waste
from landfill or incineration without energy recovery in
accordance with the waste hierarchy.
AND Compulsory
The organisation shall provide evidence that all controlled waste 1
arising from its operations is stored, transported and treated
such that risks to human health and the environment are
minimised and that all local regulatory requirements are fulfilled.

report to its stakeholders its performance in terms of waste
prevention and waste management. This shall include:
• levels of waste production relative to output set
against targets for reduction over time, and thereafter 2
reported on an annual basis, as a minimum; and
• comparison to industry benchmarks, where available,
or comparison to company benchmarks if industry
benchmarks aren’t available

reported above. 3
A supplementary point may be awarded if, the organisation

reports to its stakeholders on at least two of the following
aspects:
• Overview on the relevant sector and its typical levels
of waste production (relative to output), reuse,
recycling, recovery and disposal.
• Actions being taken to encourage post-consumer
reuse, recycling and recovery of the assessed product 1
• Actions being taken to improve future reuse, recycling
and recoverability of the assessed product.
• Levels of community reuse and recycling of waste
produced by the organisation
Continued…
Issue: 3.1 BES 6001
Standard
• Levels of waste production relative to output set

against targets for reduction over time, and thereafter
reported on an annual basis, as a minimum
• Staff and supply chain engagement activities to
promote behavioural change and share best practice
Issue: 3.1 BES 6001
Standard
Water abstraction or usage

documented management system, for the reduction of the
intensity* of its operations with respect to water abstraction(or
water usage when the company does not abstract water)
The scope of the policy and management system may exclude:
• seawater;
• water removed and then returned to the same source with Compulsory
no change in water quality (water lost through evaporation 1
shall be included in this category);
• water stored in holding lakes on site for recirculation; and
• rainwater collected, stored or used as part of the
production process.
* intensity is the amount of water abstraction/usage that is
required for a unit of output.

report to its stakeholders on the information and data reported
above. 2

shall provide external verification of the information and data
reported above. 3

provides evidence it has promoted the reduction of water usage
or abstraction. This could include staff and supply chain 1
engagement to promote behavioural change and share best
practice in water use reduction.
Issue: 3.1 BES 6001
Standard
Lifecycle assessment (LCA)
Rating
a) The organisation shall use life cycle thinking and/or life cycle
assessment (LCA) methods to identify significant environmental
aspects and impacts throughout the product lifecycle, and shall Compulsory
have in place a documented approach for continual improvement
1
of life cycle environmental performance.

provide evidence that it has participated in a freely and publicly
available LCA study that complies with the requirements of 2
ISO 14040 and ISO 14044.
Part c is not cumulative to part b and can be scored on the basis of meeting part a).
c) To achieve the highest performance rating, the organisation shall
provide an independently verified Environmental Product
Declaration (EPD) that conforms to the requirements of 3
ISO 14025, and ISO 21930 or EN 15804.
Issue: 3.1 BES 6001
Standard
Ecotoxicity
Rating
a) The organisation shall undertake a hazard assessment of

chemicals procured for making the assessed product. The scope
of the assessment shall include all:
• Substances of Very High Concern (SVHC) in Annex XIV of 1
European Regulation (EC) No 1907/2006 (REACH); and
• Substances on the SVHC Candidate List.
Issue: 3.1 BES 6001
Standard
Transport impacts
Rating

documented management system, for continually reducing
environmental impacts associated with the transport of materials,
goods and people involved in its operations.
The policy shall identify appropriate, significant, direct
Compulsory
environmental impacts associated with the modes of transport
used by the organisation and shall include mitigation strategies for 1
significant environmental impacts.
The methodology used to identify significant environmental
impacts shall be documented.

extend the scope of its transport policy and metrics to cover the
supply of traceable constituent material(s) in the assessed
product.
Where the assessed organisation is responsible for the 3
constituent material(s) at the source, the scope and boundaries of
the policy shall cover all transport modes used, from the source of
the constituent material(s) to the assessed product(s).
Continued…
Issue: 3.1 BES 6001
Standard
A supplementary point may be awarded if the organisation reports

performance against its transport policy and objectives to its
stakeholders, on at least two of the following aspects:
• Methodology for identifying significant environmental
impacts
1
• Significant environmental impacts identified by the
organisation
• Mitigation strategies
• Performance against targets
Issue: 3.1 BES 6001
Standard
Employment and skills

documented management system, for the learning and
development of its employees and carry out regular reviews of
its performance. Responsible Sourcing awareness/training shall Compulsory
be evidenced in all relevant professional and functional training.
1
This aspect may be managed within the scope of an existing
management system.

report to its stakeholders on its performance relating to the
learning and development of its employees.
OR
The organisation shall establish a policy, supported by a 2
documented management system, for enhancing the diversity
and inclusiveness of its workforce and carry out regular reviews
of its performance. This aspect may be managed within the
scope of an existing management system.

shall have external verification of the information above. 3
Issue: 3.1 BES 6001
Standard
Local communities

documented management system, to identify and consult with
local community stakeholders directly affected by the activities
and operations of the organisation;
Compulsory
AND
1
The organisation shall have written procedures to record all
complaints from local community stakeholders and any
subsequent and associated actions including prosecutions.

carry out regular reviews of its performance in terms of local
community relationships, stakeholder engagement and
complaints incidents.
AND one of the following:
The organisation shall report to its stakeholders on its
performance in terms of local community relationships, 2
stakeholder engagement and complaint incidents.
OR
The organisation shall have a written policy to use local sourcing
and local business where appropriate and practical.

reported above. 3
Issue: 3.1 BES 6001
Standard
Business ethics
Rating
a) The organisation shall have in place a policy and documented

code of business ethics. Adherence with the code of business
ethics shall be an obligation for all employees of the organisation;
AND
The organisation shall conduct and document a risk assessment
of its operations focussed on the avoidance of bribery and
corruption. The risk assessment shall be reviewed regularly, as 1
appropriate to the operations of the organisation;
AND
The organisation shall have in place a mechanism for the
confidential reporting, investigation and resolution of suspected
cases of bribery and/or corruption.

provides evidence it has an Anti-Trafficking and Slavery
statement that demonstrates a commitment to continuous 1
improvement
Issue: 3.1 BES 6001
Standard
4 PRINCIPLES OF RESPONSIBLE SOURCING
4.1 General
The purchasing decisions of a single organisation can affect society and the environment well
beyond the immediate impact of its own operations. Responsible sourcing involves the
promotion and support of broader-scale adoption of responsible practices throughout the supply
chain. This can stimulate demand for socially and environmentally-preferable products.
There is no comprehensive list of what constitutes ‘responsible practice’ when selecting and
approving suppliers. The principles described below reflect what is considered good practice and
it is logically and ethically consistent that the principles apply equally to the organisation making
these purchasing decisions as well as its suppliers.
The principles reflect current expectations, however other issues may come to be seen as
important in the future and it is expected this Standard will evolve to reflect these changes in
subsequent revisions.
4.2 Ethics
Recognise the need to adopt and apply standards of ethical behaviour appropriate to the
purpose and activities of the organisation.
4.3 Legal compliance

Comply with all applicable laws and regulations.
4.4 Management systems

Have systems in place to operate in a legal, efficient and financially sustainable manner with
continual improvement in the management of quality, health and safety, the environment and
human resources.
4.5 Supply chain management

Communicate and work constructively with the supply chain to deliver sustainable policies and
practices.
4.6 Stakeholder engagement

Identify stakeholders affected by the activities of the organisation and its supply chains and be
responsive to their needs.
4.7 Complaints and prosecutions

Operate with transparency and record and report all complaints and prosecutions and
associated corrective actions.
4.8 Fundamental rights at work

Respect international norms concerning human rights and labour practices and recognise
fundamental rights at work including the abolition of child labour, forced or compulsory labour,
the rights of freedom of association and collective bargaining, and the elimination of
discrimination.
Issue: 3.1 BES 6001
Standard
4.9 Health and safety

Operate in a responsible manner to protect employees, contractors and visitors.
4.10 Climate change and energy

Use energy efficiently in the production of materials and products and minimise the emission of
greenhouse gases associated with these processes. Reduce fossil fuel consumption and utilise
renewable sources of energy.
4.11 Resource use

Recognise the need to use all materials in the most appropriate and sustainable manner.
4.12 Site stewardship

Be responsible stewards of sites used by preventing pollution and recognising the importance of
national heritage, ecological value and biodiversity during use and after the end of life of each
site.
4.13 Water
Use water efficiently to minimise demand on potable water supplies, and treat process water and
site run-off effectively to mitigate against pollution risks.
4.14 Waste management

Manage all waste streams effectively by adopting the waste reduction hierarchy and minimise
waste incinerated and disposed of to landfill without energy or material recovery.
4.15 Transport impacts

Recognise the social and environmental impacts of transportation and the need to adopt
appropriate strategies to reduce adverse impacts.
4.16 Employment and skills

Continue to support sustainable communities by providing employment and economic activity
through fair operating practices, and recognise the importance of developing a skilled and
competent workforce.
4.17 Local communities

Liaise effectively with the local community and strive to develop mutual understanding and
respect.
4.18 Financial stability

Manage for long term financial performance. Provide stability and enable long term investment in
social and environmental aspects which underpin the economy.
4.19 Contribution to the built environment

Develop products that improve the quality and sustainability of the built environment.
Issue: 3.1 BES 6001
Standard
5 SCORING METHODOLOGY (NORMATIVE)
5.1 Overview
An organisation that meets the requirements of the Standard receives an Overall Assessment
Score and a corresponding Performance Rating as detailed in Table 2.
The organisation must satisfy all compulsory elements and achieve additional levels of
compliance within the (voluntary) requirements of the Standard to achieve a performance rating.
The Overall Assessment Score is recorded on the Certificate.
5.2 Methodology
Assessment against the Standard is divided into three sections:
3.2 Organisational Management Requirements
3.3 Supply Chain Management Requirements
3.4 Requirements related to the management of sustainable
development
Each section consists of a number of requirements.
Each requirement may have a number of elements.
Each element is either voluntary (in which case it is assigned a number of ‘points’) or it is
compulsory (in some cases it is assigned a ‘point’).
Supplementary points are available for some criteria and can be awarded in addition to
compulsory points regardless of any/all ‘higher performance rating’ achieved. For example, in
3.4.5 Water abstraction, a supplementary point can be awarded in addition to the Compulsory
level (a) score. Or, a supplementary point can be awarded in addition to the score from (b) or the
score from (c). This approach makes the maximum points available 4.
A summary of all available points is shown in Table 1.
Issue: 3.1 BES 6001
Standard
Table 1 Performance Ratings
Supplementary
Requirements a b c d credits
3.2.1 Responsible sourcing policy 1
3.2.2 Legal compliance 1
3.2.3 Quality management system 1 2
3.2.4 Supplier management system 1
3.3.1 Material traceability through the supply chain 1 2 3

Environmental management systems in the
3.3.2 supply chain 1 2 3 4
Health and safety management systems in the
3.3.3 supply chain 1 2 3 4
3.4.1 Greenhouse gas emissions 1 3 5

3.4.2 Energy management 1
3.4.3 Resource use 1 3 5 1
3.4.4 Waste prevention and waste management 1 2 3 1
3.4.5 Water abstraction 1 2 3 1
3.4.6 Life Cycle Assessment (LCA) 1 2 3
3.4.7 Ecotoxicity 1
3.4.8 Transport impacts 1 3 1
3.4.9 Employment and skills 1 2 3
3.4.10 Local communities 1 2 3
3.4.11 Business ethics 1 1
Key
Compulsory
The Overall Assessment Score depends on:

• The total score achieved in the requirements of sections 3.2 and 3.3 combined; and
• The total score achieved in section 3.4
And is given by the lowest score achieved in either the combined sections 3.2 & 3.3, or 3.4 as
shown in Table 2 (e.g. if an organisation achieves a ‘Very Good’ in 3.2 & 3.3 but only achieves a
‘Good’ in 3.4, then it will receive an Overall Assessment Score of ‘Good’).
Issue: 3.1 BES 6001
Standard
Table 2 Threshold scores required to achieve an Overall Assessment Score in the Standard
Section Excellent Very Good Good Pass
Total score in 3.2. & 3.3. 13 11 9 Compulsory
Total score in 3.4 32 23 15 Compulsory

Issue: 3.1 BES 6001
Standard
6 PUBLICATIONS REFERRED TO:

This Standard incorporates provisions from other publications. For dated references, subsequent
amendments to, or revisions of, any of these publications apply to this Standard only when
incorporated into it by amendment or revision. For undated references the latest edition of the
publication referred to applies (including amendments).
6.1 Normative references
EN ISO 9000:2005 Quality Management Systems – Fundamentals and

Vocabulary
BS EN ISO 9001:2015 Quality Management Systems – Requirements
BS 8555:2003 Environmental management systems – Guide to the

phased implementation of an environmental management
system including the use of environmental performance
evaluation
BS 8902:2009 Responsible sourcing sector certification schemes for

construction products. Specification
BS EN ISO 14001:2015 Environmental Management Systems – Requirements with

Guidance for Use
BS OHSAS 18001:2007 Occupational Health and safety management Systems –

Requirements
BS EN ISO 14021:2001 Environmental labels and declarations – Self-declared

environmental claims (Type II environmental labelling)
BS EN ISO 14024:2001 Environmental labels and declarations – Type I

environmental labelling – Principles and procedures
BS ISO 14025:2006 Environmental labels and declarations – Type III

environmental declarations – Principles and procedures
BS ISO 14064-1:2006 Greenhouse gases — Part 1: Specification with guidance

at the organization level for quantification and reporting of
greenhouse gas emissions and removals
BS ISO 14064-3:2006 Greenhouse gases -- Part 3: Specification with guidance

for the validation and verification of greenhouse gas
assertions
BS ISO 21930:2007 Sustainability in building construction – Environmental

declaration of building products
Issue: 3.1 BES 6001
Standard
SAI SA8000:2001 Social Accountability International; Social Accountability

8000 standard
ISO 50001:2011 Energy management systems – Requirements with guidance for

use
Sustainability of construction works — Environmental
product declarations — Core rules for the product category
EN 15804: 2012 of construction product
Environmental management - Life cycle assessment -
ISO 14044:2006 Requirements and guidelines
Environmental management - Life cycle assessment -
Principles and framework
ISO 14040:2006
International Labour Organisation (ILO) Declaration on Fundamental Principles and Rights at

Work
Organisation for Economic Cooperation and Development (OECD) Guidelines for

Multinational Enterprises revision 2000
Regulation (EC) No 1221/2009 of the European Parliament and of the Council of

25 November 2009 on the voluntary participation by organisations in a Community eco-
management and audit scheme (EMAS), repealing Regulation (EC) No 761/2001 and
Commission Decisions 2001/681/EC and 2006/193/EC
The Energy Savings Opportunity Scheme Regulations 2014
Regulation (EC) No 1907/2006 – REACH of 18 December 2006 concerning the Registration,

Evaluation, Authorisation and Restriction of Chemicals (REACH) and establishing a European
Chemicals Agency
Modern Slavery Act 2015
6.2 Informative references
BS 8900:2006 Guidance for managing sustainable development

ISO 26000: 2010 Guidance on Social Responsibility
BS EN ISO/IEC 17011:2004 Conformity assessment. General requirements for accreditation

bodies accrediting conformity assessment bodies
BS ISO 31000:2009 Risk management. Principles and guidelines
Issue: 3.1 BES 6001
Standard
European Directive 2008/98/EC [4], Article 3 (in relation to waste and resources)
European Commission Recommendation 2003/361/EC (in relation to SMEs)
Global Reporting Initiative (GRI) Sustainability Reporting Guidelines version 4 (general)
Transparency International http://www.transparency.org/ (in relation to business ethics)
BS 13500:2013 Code of practice for delivering effective governance of organizations
BS 10500:2011 Specification for an anti-bribery management system
EU Commission ‘Interpretative Communication on waste and by-products” defines a
‘production residue’
For undated references please refer to the latest published issue.

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BRE Environmental &

Framework Standard for Responsible Sourcing

© BRE Global Ltd 2016

Local communities ....................................................................................... 32

Aggregate Industries Risktech Ltd

Revision of BRE Environmental & Sustainability Standards

2.2 accreditation body

2.6 chain of custody

2.7 community reuse and recycling

2.9 constituent material

2.11 due diligence

2.12 environmental stewardship

2.13 freely and publically available

2.15 intensity (in relation to energy, GHG)

2.20 priority species / habitat

2.24 raw materials

2.25 recycled material

2.26 recovered material

2.27 responsible sourcing

2.30 small organisation

2.33 supply chain

2.34 sustainability aspect

2.35 sustainability issue

(BS EN ISO 9000:2015, clause 3.6.13, page 20)

2.38 water abstraction

3.2 Organisational Management Requirements

Responsible sourcing policy

Description Performance Rating

a) The organisation shall have a written policy appropriate to the

Description Performance Rating

a) The organisation shall establish, implement and maintain a

Quality management system & operational management of responsible sourcing

Description Performance Rating

a) The organisation shall have in place a documented quality

b) To achieve a higher performance rating, the organisation shall

Supplier management system

Description Performance Rating

a) The organisation shall have in place, appropriate to the

If any constituent material is sourced from a supplier based

3.3 Supply Chain Management Requirements

Material traceability through the supply chain

Description Performance Rating

a) A minimum of 60% of constituent material(s) in the assessed

b) To achieve a higher performance rating, 75% of the constituent

c) To achieve the highest performance rating, 90% of the constituent

Environmental management systems in the supply chain

Description Performance Rating

a) A minimum of 60% of constituent material(s) in the assessed

c) To achieve an even higher performance rating, 75% of the

d) To achieve the highest performance rating, 90% of the

Health and safety management systems in the supply chain

Description Performance Rating

a) A minimum of 60% of constituent material(s) in the assessed

b) To achieve a higher performance rating, at least 60% of the

c) To achieve an even higher performance rating, at least 75% of

d) To achieve the highest performance rating, at least 90% of the

3.4 Requirements related to the management of sustainable development

To avoid repetition, the phrases ‘establish a policy, supported by a documented management

Greenhouse gas emissions