AnaMadeira 2014226191 Tese
AnaMadeira 2014226191 Tese
AnaMadeira 2014226191 Tese
September 2020
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Acknowledgements
I would like to express my gratitude to the University of Coimbra and all the people
involved in the FireLoc project.
In particular, I would like to thank my advisors, Prof. Bernardete Ribeiro, Prof. Alberto
Cardoso, and Prof. Catarina Silva, who contributed throughout the year to guide the
experiences and discussions held for the development of the work.
This work was carried out within the scope of the FireLoc project, Refa PCIF/MPG/0128/2017,
financed by national funds through FCT - Foundation for Science and Technology, I.P.
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Abstract
The early detection of a fire can largely mitigate its harmful consequences. With the
developments in the area of image capture technology and the consequent improvement
in image quality, it is now possible to develop systems for visual identification of fire
indicators.
The present work presents an intelligent fire and smoke recognition system that can be
applied to images captured by smartphone cameras. This system is to be integrated into
an application that will allow the reporting of fires using crowdsourced data.
Different deep learning techniques for image classification and object detection were imple-
mented and tested, considering two distinct image object recognition approaches: image
classification and object detection. The models’ training and evaluation phases are doc-
umented in the present thesis as well as all the pre-processing and post-processing steps
that were taken into account.
As part of the development of fire detection and classification approaches, different datasets
are proposed to train and evaluate ResNet and YOLO models, specific to the fire and smoke
recognition problem. The proposed annotated datasets for YOLO models stand out, which
can be used in future smoke and fire detection projects.
The proposed system presents promising results for detecting objects of the Fire and Smoke
classes in still images. With the proposed detection approach, it is also possible to obtain
good results for image classification, assigning a class to each image based on the detected
objects with the proposed post-processing method.
Keywords
v
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Resumo
A detecção de um incêndio na sua fase inicial pode mitigar amplamente as suas conse-
quências. Com os desenvolvimentos na área da tecnologia de captura de imagens e a
consequente melhoria da qualidade das imagens obtidas, torna-se hoje em dia possível o
desenvolvimento de sistemas de identificação visual de incêndios.
O presente trabalho apresenta um sistema inteligente de reconhecimento de fumo e fogo
que pode ser aplicado a imagens capturadas por câmaras de smartphones. Este sistema
destina-se a ser integrado numa aplicação que permitirá reportar incêndios por meio de
dados crowdsourced.
No âmbito do desenvolvimento do sistema, diferentes técnicas de deep learning para classifi-
cação de imagens e detecção de objetos foram implementadas e testadas, considerando duas
abordagens distintas de reconhecimento de objetos de imagem: classificação de imagens e
detecção de objetos. As fases de treino e avaliação dos modelos são também documentadas
no presente trabalho, assim como todas as etapas de pré e pós-processamento consideradas.
Para o desenvolvimento das diferentes abordagens de detecção de objetos e classificação de
imagens, são propostos diferentes datasets para o treino e avaliação dos modelos ResNet
e YOLO, específicos para o problema de reconhecimento de fumo e fogo em imagens.
Destacam-se os datasets anotados propostos para treino e teste de modelos YOLO, que
podem ser usados em futuros projetos de deteção de fumo e fogo.
O sistema proposto apresenta resultados promissores para a detecção de objetos das classes
Fire e Smoke em imagens estáticas. Com a abordagem de detecção proposta, é também
possível obter bons resultados na classificação das imagens, atribuindo uma classe a cada
imagem com base nos objetos detectados, através do método de pós-processamento pro-
posto.
Palavras-Chave
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Contents
1 Introduction 1
1.1 Context and Objectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
1.3 Document Outline . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
ix
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Acronyms
FP False Positive. 40
ResNet Residual Network. xiii, xv, 5, 27, 31, 33, 34, 43–48, 50, 53–57, 59, 100
TP True Positive. 40
YOLO You Only Look Once. xv, 2, 5, 20, 27, 35–39, 60, 65, 73, 100
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List of Figures
4.1 Training and validation learning curves from the training of Residual Net-
work (ResNet) 18 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
4.2 Training and validation learning curves from the training of ResNet 50 . . . 44
4.3 F1-score test results every 25 epochs, considering 3 classes . . . . . . . . . . 45
4.4 F1-score test results every 25 epochs, considering 2 classes . . . . . . . . . . 46
4.5 Confusion matrices obtained by ResNet 18, considering 3 and 2 classes . . . 46
4.6 Confusion matrices obtained by ResNet 50, considering 3 and 2 classes . . . 47
4.7 Training and validation learning curves with batch size 8 . . . . . . . . . . . 48
4.8 Training and validation learning curves with batch size 16 . . . . . . . . . . 48
4.9 Training and validation learning curves with batch size 32 . . . . . . . . . . 48
4.10 Training and validation learning curves with batch size 64 . . . . . . . . . . 48
4.11 Training and validation learning curves with batch size 128 . . . . . . . . . 49
4.12 Best results confusion matrices considering 2 and 3 classes . . . . . . . . . . 50
4.13 Training and validation learning curves with learning rate 0.1 . . . . . . . . 51
4.14 Training and validation learning curves with learning rate 0.01 . . . . . . . 51
4.15 Training and validation learning curves with learning rate 0.001 . . . . . . . 51
4.16 Training and validation learning curves with learning rate 0.0001 . . . . . . 51
4.17 Training and validation learning curves with learning rate 0.00001 . . . . . . 52
4.18 Training and validation learning curves with learning rate 0.000001 . . . . . 52
4.19 Best result confusion matrices considering 2 and 3 classes . . . . . . . . . . 53
4.20 ResNet 50 training and validation learning curves . . . . . . . . . . . . . . . 55
xiii
Chapter 0
xiv
List of Tables
3.1 Models and datasets used in both approaches: image classification and ob-
ject detetion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
3.2 Dimension of datasets’ images . . . . . . . . . . . . . . . . . . . . . . . . . . 31
1 Test results obtained with ResNet 50 using data augmentation in all 10 runs,
considering 3 classes every 50 epochs (up to 500 epochs) . . . . . . . . . . . 97
2 Test results obtained with ResNet 50 using data augmentation in all 10 runs,
considering 3 classes every 50 epochs . . . . . . . . . . . . . . . . . . . . . . 97
3 Test results obtained with ResNet 50 using data augmentation in all 10 runs,
considering 2 classes every 50 epochs (up to 550) . . . . . . . . . . . . . . . 98
xv
Chapter 0
4 Test results obtained with ResNet 50 using data augmentation in all 10 runs,
considering 2 classes every 50 epochs . . . . . . . . . . . . . . . . . . . . . . 98
5 Scale used for Risk evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . 101
6 Risk identification and analysis . . . . . . . . . . . . . . . . . . . . . . . . . 101
xvi
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Chapter 1
Introduction
Identifying a forest fire in its early stages is essential for a faster and more effective response
from fire and civil protection authorities. An effective initial response can decrease fire
damage and, in certain cases, can prevent the loss of lives and property, e.g., houses and
other belongings.
Even considering the supplementary preventive measures commonly used, such as the
increasing number of firefighting means available, in summer, the number of reported
occurrences is alarming [8]. Every summer, there are countless fire occurrences, often
caused by humans, and aggravated by the typically high temperatures. The severity of the
damage has been particularly visible in recent years. In 2019, Portugal had over 41,000
hectares of land consumed by fire [12]. In the beginning of 2020, wildfires in Australia
caused, in less than a week, the destruction of over 1000 homes and a cloud of smoke
visible from space [2, 3].
Fire detection is an urge to the population, particularly if followed by a period of com-
munication and report of the current situation to the competent authorities. One of the
problems that may affect fire report is the lack of means of locating the person reporting
a fire via mobile phone. This situation is particularly worrying when it comes to forest
fires where there is no surrounding urban landscape, and it is challenging to use known
geographical references. In these cases, someone who wants to report an incident will need
to know their exact location to seek assistance. To mitigate this risk, there have recently
been more and more initiatives to allow a more accurate location of the call received by
the emergency services in Portugal. In 2019, the Government of Portugal announced the
implementation of advanced mobile location (AML) technology, which is applied to smart-
phones, to allow the recognition of calls to the emergency number 112. With this system, it
is thus possible to activate geolocation services and automatically send the location coordi-
nates to the 112.pt operational center [1]. However, when locating the person who reports
a fire, the location of the ignition may not be immediate, a situation that the FireLoc
project aims to resolve.
FireLoc project’s [10] primary goal is to develop a system that enables the report of forest
fires by identifying, locating, and reporting them, using crowdsourced data. This system
includes a mobile application that allows users to send a photograph of the observed fire,
as well as geolocation data. Using this system, any user can submit a photograph taken
by their smartphone camera. The information sent may also contain the location of the
1
Chapter 1
reported event, allowing a faster and more adequate intervention by the firefighters. Due to
the possible increase in the number of contributions, when climacteric conditions are more
prone to fire ignition, e.g., during summer, the development of a contribution validation
mechanism becomes imperative, allowing for faster and more accurate communication of
the occurrence.
With the increase of the volume of information received, processing it by human visual
analysis of each reported situation, even if done by an expert, becomes too time-consuming,
and therefore not useful for a rapid response. Therefore, the development of an intelligent
system that can classify the submitted images automatically is proposed. This system can
then be applied to each report made using the FireLoc application, assessing if there is a
current fire or not and discarding false reports, which aims to improve firefighters’ inter-
vention. This system can enhance the process of analyzing crowdsourced data, ultimately
enhancing firefighters’ response.
This work is part of the FireLoc project, and its main objective is the development of a
system capable of recognizing fire and its signs in the images submitted. The present thesis
refers to the validation phase of the submitted images, confirming the presence of smoke
or fire. With an intelligent smoke and fire recognition system, it will be possible to make
a better management of resources and a better assessment of each contribution in a faster
and more efficient way.
The main goals established regarding this work are:
1.2 Contributions
While participating in the development of the FireLoc project, with the work performed,
the following contributions were made:
• Documentation of the current state of the art regarding fire and smoke detection and
classification methodologies;
• Proposal of a specific image dataset for forest fire and smoke detection annotated for
the training and testing of YOLO networks;
• Testing of the system developed in the project’s server using real fire images and
analysis of the results obtained;
2
Introduction
3
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Chapter 2
In this chapter, the state of the art of fire recognition in images is addressed regarding
traditional fire recognition methods and deep learning approaches. First, fire recognition by
feature analysis and intelligent fire recognition system approaches are addressed regarding
traditional methods.
Then the use of Convolutional Neural Networks such as Residual Network (ResNet) or
You Only Look Once (YOLO) networks is addressed, following an analysis of the transfer
learning technique.
Current deep learning approaches to similar problems are then critically evaluated and
analyzed as to how they can be used in the construction of the fire detection system
proposed in this thesis.
Interest in fire and smoke recognition in images has been increasing and, consequently, new
methodologies have been proposed, based on different paradigms.
Such methods are described, distinguishing between methods based on feature analysis
and methods based on deep learning approaches. Regarding deep learning, the most rele-
vant architectures and image object detection paradigms are described and reviewed as a
possible solution to the fire and smoke recognition problem.
Subsequently, a summary is also given, addressing the different methods that can be applied
to video classification with respect to the presence of fire or smoke, as well as a distinction
between these methods and the ones used for static image classification.
The problem to be solved is the recognition of fire in images, referring to the area of image
recognition problems. Image object recognition can be defined as the process of identifying
and detecting an object or feature in an image.
For this work, object recognition is considered to denote a general problem that includes
two distinct tasks, classification, and detection. Object detection refers to the identification
and spatial localization of all objects contained in an image, assigning each one a class
of a given pre-defined set. On the other hand, the object classification task (or object
5
Chapter 2
categorization [46]) task relates only to the assignment of one or more class labels to an
image without the need to obtain the specific location of the objects present [38, 69].
Methods for fire recognition by feature analysis rely on the extraction and identification
of the most relevant features for image classification. For each methodology, the extracted
features are then used to develop an image or video classification algorithm regarding
the presence of fire. These correspond to the initial documented approaches to visual fire
recognition both in video and still images. The following methods use image characteristics
such as color or texture to identify the presence of fire flames or smoke in static images or
videos.
Image features can provide rich information on the image content and can also help identify
different regions in an image. Correct discovery and analysis of an image’s most relevant
features can help solve image recognition tasks.
One common step in feature-based approaches to this problem is the use of color features to
isolate image pixels containing the fire. Some solutions have a pre-processing step with the
purpose of eliminating the non-relevant information present in the image by filtering it and
processing the colors present. The next phase consists on using color-feature extraction
methods or texture identification algorithms [28]. This step includes an edge-detecting
analysis to isolate the relevant information, making it possible to ignore background objects
[21, 68]. One advantage of these methods is that they have a low computing cost.
In statistical color modeling approaches, background objects are extracted, and different
sections of the image are segmented into fire and non-fire regions. This segmentation,
combined with motion information, is a well-known algorithm for fire detection in video
[24]. Most of these approaches only address fire detection, without concern for the presence
of smoke. In the early stages of a fire, smoke detection can be of the utmost importance as
it allows for faster and more appropriate response by appropriate means such as firefighters.
Using chromatic and dynamic features, fire detection was proposed by Celik et al in [27],
using a set of rules. The proposed algorithm thus proved the possibility of image classifica-
tion based on an analysis of chromatic features to identify pixels containing fire or smoke
using the Red Green Blue (RGB) color space [27].
Later on, in 2008, Celik et al proposed a generic color model for fire pixel detection. The
algorithm consisted of identifying pixels corresponding to the fire areas of an image. A
set of rules was proposed in the Luminance; Chroma: Blue; Chroma: Red (color space)
(YCbCr) color space to detect the presence or absence of fire in a certain pixel [25]. Other
color spaces can be used for fire detection, with the RGB color space proving to be less
robust against illumination change.
Statistics or probability distribution analysis are also proposed as a color-based fire de-
tection method. Typically, this type of method involves the calculation of probabilities
of the images containing fire or not. Based on the constructed probability model, it is
then possible to classify the images. For image classification, lookup tables or probabilistic
models can be used. When using these lookup tables, the goal will be to map the prob-
abilities of belonging to each class and the color distribution present. It is assumed that
pixels of the image in which smoke is present are distinguishable from others, forming an
isolated set regarding color distribution. For the construction of probabilistic models, it
is necessary to calculate the probabilities of the images belonging to each class, based on
their color distribution (coordinates in the considered color space). In both approaches, a
prior analysis of the histogram of the color levels of the image is necessary to construct the
table and calculate the probabilities of belonging to each class [42].
6
Background and state of the art
Even though these approaches are computationally efficient, color-based approaches have
a high probability of failure with the presence of objects with a color similar to fire, red
lighting conditions, presenting a high false-alarm rate [21, 33].
The use of features like color or texture for smoke detection presents additional difficulties.
Due to the semi-transparent nature of fire in particular images, color and texture features
cannot easily be identified. Smoke can often be mistakenly detected with the presence
of clouds or snow, raising false alarms and, therefore, most of the algorithms that rely
on color features only focus on fire detection. However, when using video, as there is
temporal information, and it is possible to identify the presence of a fire by recognizing
scenario changes.
The discovered features can also be used in classic computer vision approaches. Computer
vision can be defined as the field that deals with how computers can understand and extract
information from images or videos. The use of features for computer vision object detection
tasks is, therefore, an essential step in computer vision methodologies. Computer vision
algorithms for fire detection usually encompass moving object segmentation, fire pixel
detection, and an analysis of the regions containing "fire pixels" detected in the first stages
[25]. These approaches will be discussed in the next section, along with other model-based
approaches.
Following the analysis of fire and smoke traditional recognition methods, a review of in-
telligent fire recognition approaches is now presented. These are methods that assume the
use of a model, such as a neural network, which is trained to recognize flames or smoke in
images.
Model-based approaches for fire and smoke recognition can be divided into traditional
computer vision methods and deep learning methods. In conventional computer vision
approaches, as described earlier, there is a feature extraction phase, previous to the model
training phase, that relies on expert knowledge and is the base for the image classification.
Deep learning approaches will be addressed in the following sections.
In general, traditional computer vision methods combine the use of feature descriptors
with traditional machine learning classification algorithms [48]. Most traditional methods
imply the extraction of color, shape, or texture information and, in video recognition
approaches, motion information features. Some studies consider the existence of static and
dynamic features [53]. The extraction of dynamic features presupposes an analysis of the
temporal sequence of events, i.e., the analysis of scenery changes over time. For static
features extraction, it is only necessary to analyze static images or, in case of videos, the
independent analysis of the frames.
As static features of flames, color, texture, and shape can be useful for identifying fire
regions in an image. As dynamic features, in video, changes in the area affected and the
edges of the flames, image shape-changing over time and overall movement can also be
considered. Changes in the area affected by the fire are identifiable by calculating the
number of highlight points, i.e., points where the brightness is above a certain threshold
and the overall movement of the flames can be detected based on the video frame sequences
[53].
After the extraction of these features, there can be the definition of a rule-model to identify
image regions containing the fire, as presented above. Another alternative is the use of
7
Chapter 2
the extracted features for the construction of Feature Vectors, used as input to train the
model.
The compilation of the gathered feature information into Feature Vectors is another crucial
task that has to be completed before the training phase of the model. These vectors contain
information that can help describe the scene present in an image, the present objects, and
their most discriminant characteristics.
For these approaches, models such as backpropagation neural networks [53] have also been
applied. With the backpropagation algorithm, during the training phase, the neural net-
work’s weights are updated according to the total loss and the error that each node is
responsible for. By backpropagating the total loss, the nodes responsible for higher error
rates are given less importance, i.e., a lower weight value. This algorithm will thus allow
the training of a model with good classification accuracy, i.e., the classification of images
or videos close to the manually assigned classes.
For the improvement of classification accuracy, some strategies include an initial step of
extraction of the color feature parameters to exclude classification interferences based on
color [28, 53]. Combining the static and dynamic features calculated, a recent study
proposes the construction of multidimensional feature vectors. These are then fed to a
backpropagation neural network, allowing the recognition of flame [53].
The use of Support Vector Machines (SVMs) can also be an alternative for fire recognition.
SVM is a machine learning algorithm that can be used in classification problems. The
algorithm optimizes a hyperplane to separate the data, considering the problem’s classes.
One of the proposed algorithms for fire recognition using SVMs begins with the analysis
of color distribution values within the range in the image’s color model, for example RGB.
Following that, using a predefined threshold value, the image’s possible fire regions are
identified. This algorithm assumes that the surroundings have an orange or red color and
that only fires in a more advanced stage present a white-color in their core and uses them
to segment the image into fire and non-fire regions [68]. After obtaining the fire images,
to discard false candidates, the identified regions pass through a filtering process based
on static features, using a trained SVMs. For each defined candidate region, features like
color distribution, texture parameter, and shape roundness are extracted and analyzed,
discarding possible false positives.
The static features considered include five color distribution features, five texture parameter
features, and one shape roundness feature.
As for color distribution features, the ratio of white-yellow pixels, the ratio of red pixels,
the ratio of orange pixels, and another two features calculated based on the color histogram
of each candidate feature in different color channels.
For the texture features, as in the Hue Saturation Value (color model) (HSV), the H
represents color information, the co-occurrence matrix is calculated from that. Texture
features such as the angular second moment, the entropy, the mean, the contrast, and the
inverse difference moment are then taken into the classification as static features. The co-
occurrence matrix is a statistical method used to represent co-occurrent pixel color values.
These features are, therefore, helpful in understanding the textures present in the image.
Shape roundness is a boundary analysis feature. It is used as a way to describe the
complexity of the shapes present in the candidate region. The use of this feature assumes
that more complex shapes will have a higher roundness value. An alternative to the use of
this feature, explained under other algorithms presented, would be the calculation of flame
8
Background and state of the art
Traditional approaches to fire recognition in video combine a set of static and dynamic
features such as color, shape, texture, and motion orientation for fire recognition [67].
Most video-based fire recognition methods combine the temporal behavior of smoke and
flames with its color and shape characteristics to recognize fire. With these features’ infor-
mation, it is possible to use or build a rule-based algorithm or a multi-dimensional feature
vector. These feature vectors can then be used as input to a conventional classification
algorithm such as Neural Networks or Support Vector Machines [30, 68].
Unlike image analysis, by using video footage, it is possible to obtain useful information on
the development of the situation, i.e., the size and evolution of the fire. Adding to the static
features that can be extracted from still images, in videos, it is possible to extract dynamic
features based on temporal information [53]. It is also easier to identify the location and
progression of the event in systems that use static cameras.
There are a few advantages in the use of video for early forest fire detection and report,
as opposed to only using still images. While satellite imagery cannot be used for early
wildfire detection due to the temporal difference between collection and analysis or the low
resolution, solutions based on areal video footage can be seen as a solution [65]. Compared
to still images analysis, fire and smoke identification becomes less problematic. However,
accurate texture analysis to differ fire from similarly-colored objects in images may be
challenging. This problem can be mitigated in video analysis by using features such as
edge, shape, or area changing of the identified area as a possible fire [53].
Although the use of video allows for an easier classification, videos usually present a higher
data size, i.e., are more complex, and training of these models can be more computationally
costly than training for recognition in images. For the current problem, videos recorded
with smartphone cameras do not fall under the category of "static cameras", and even
more significant difficulties in extracting dynamic features may arise. Besides, detecting
changes in scenery over time may not be feasible in shaky, blurred, or poor quality videos,
which are very common in videos taken by people in crises. Therefore, this project will
focus on analyzing still images.
9
Chapter 2
Given the great advantages of early detection of fire detection, some systems have recently
been developed and introduced for this purpose. The following are some of the systems
whose algorithms have been previously measured and their current uses in the real world
are contextualized.
In the context of RESCUER project development (“Reliable and Smart Crowdsourcing So-
lution for Emergency and Crisis Management”) which, similarly to FireLoc, encompasses
the development of a system that allows fire reports by crowdsourced data, several algo-
rithms have been developed for fire recognition [15, 20, 28].
By using this system, anyone can send a photograph or video of the incident they are
witnessing and reporting any visible fire or smoke in their surroundings. One of the most
significant issues was dealing with the high volume of data collected. The number of images
and videos submitted became impossible to be visually analyzed by experts in real-time.
Therefore, the development of a real-time automatic validation system was imperative to
identify which information might be useful, discarding false fire reports [15].
One of the proposed image validation systems was primarily used for fire recognition in
social media images. Using this source to form the test dataset, actual system usage con-
ditions were simulated. First, an analysis is made to the images of the different classes to
extract features such as color, texture, and shapes present in the images. After calculat-
ing these features, Feature Vectors are constructed, aggregating them to be used in the
classification of new images [20].
The algorithm used is based on Instance Based Learning, and consists of two steps. The
first is the use of an evaluation function, which evaluates the proximity between pairs of
vectors so that they can be aggregated into sets. Then a classification function is used
to receive the vector sets for classification of new images, taking into account the classes
considered. A concept description is also maintained to keep track of previous ratings. Fire
recognition is then achieved by applying this algorithm to the obtained Feature Vectors
[20].
In figure 2.1 is a representation of this algorithm, named FFireDt. "The Evaluating Module
receives an unlabeled image, represents it executing feature extractor methods and labels
it by using the Instance Based Learning Module. The system output (image plus label)
interacts with the experts, who may also perform a similarity query" [20]. In this image,
Feature Extraction Method is referenced as FEM and Instance-Based Learning is referenced
as IBL.
Another algorithm proposed as a validation method for videos was BowFire and included
a frame by frame analysis and, therefore, could also be applied to still images. The still
image validation method, BoWFire, consisted of a color-based classification of the photos,
keeping only the regions containing “fire” pixels. The result is then combined with another
image, product a texture classification, only including the “fire-texture” pixels. If these
images are coincident, the image is classified as fire [28].
The application of traditional pattern recognition approaches to fire and smoke recognition
is one of the methods that has been widely explored. However, these imply the additional
step of identification and extraction of most discriminating features, which can be difficult
for this problem [50].
10
Background and state of the art
11
Chapter 2
Following the analysis of approaches for intelligent fire and smoke recognition in Section
2.1.2, state of the art computer vision approaches and deep learning approaches will now
be analyzed.
In traditional or classic computer vision approaches it is possible to identify several classic
phases of image classification. Figure 2.3 shows a step-wise division of the image analysis
and classification process when using a classification model.
Data acquisition:
This step involves the acquisition of images to be used in training and testing of the model
as well as all the dataset preparation necessary. Each image needs to be analyzed and
annotated according to its category.
There should be a large enough volume of data for the model to learn. For fire detection,
the set of images should contain a large enough number of examples of images containing
fire, images containing smoke and images containing forest areas, considered neutral.
The acquired data should also be representative of all possible situations. It should include
images containing clouds as not smoke or containing sunsets as not fire, as they may be
confused with the presence of smoke or fire.
Data pre-processing:
An additional pre-processing step may be necessary before the images are given as input
to the model. This step ensures that the input provided for training is in the expected
format and ready to be used in the next stage.
A good pre-processing of the data can make model training easier and allow better classi-
fication accuracy.
Feature engineering:
In this stage, all the relevant features that can be used for classification are obtained from
the training set of images. In Traditional Computer Vision approaches, feature extraction
includes manual extraction and selection of features.
Model training and evaluation:
With the features extracted in the previous stage, the model is then trained, iterating over
the available data. After training the model, metrics like a confusion matrix or accuracy
can be used to evaluate its performance.
As an alternative to classic computer vision algorithms for image classification, state of the
art algorithms use deep learning methods. The idea is to use deeper architectures, with the
ability to learn more complex features, which will result in better performance in object
12
Background and state of the art
recognition problems in images [43]. One of the advantages of using deep learning methods
is that feature extraction is done directly by the model, allowing end-to-end learning, i.e.,
the model only needs a set of annotated images as an input [48].
With the use of deep learning methods, it is possible to process large amounts of information
to train very deep architectures with multiple layers. The extraction of discriminative
features is done automatically. By processing large amounts of data for training, it becomes
possible to obtain better generalization ability and, therefore, higher accuracy in the testing
phase [50].
By using this type of methods, the patterns present in the data are discovered automati-
cally, and the most descriptive features identified in each class are then used for classifica-
tion.
The high capacity to learn complex characteristics in images that these models have,
combined with proper training algorithms, allows the understanding of the information
present in images with multiple levels of abstraction [43].
Convolutional Neural Networks (CNNs or ConvNets) are the most successful type of mod-
els used for image classification and object detection tasks [48, 67] and also the most
representative model of deep learning [43].
Since these networks are able to automatically learn a set of visual features from the
training data, the results don’t rely solely on expert knowledge to build relevant feature
extractors. It is, therefore, possible to obtain more accurate classifications [30].
Several approaches to the problem include the study and optimization of a model built and
trained from scratch. However, the full training of a model requires the availability of large
amounts of annotated data for training, validation, and testing [62]. The training of deep
neural networks can take a very long time. However, an additional data pre-processing
stage can make use of traditional computer vision techniques to facilitate the training of
the model or to make it more robust [48].
As stated before, it is possible to use a CNN operating directly on raw data. Some state-of-
the-art proposed algorithms for fire and smoke detection assume the training of the model
with a raw RGB frames as input and no previous feature extraction phase [30, 67].
When using CNNs, there are some essential concepts to have in mind:
• Filters :
Filters are used as feature extractors and are used to identify different characteristics
of the images such as edges, vertical or horizontal lines, allowing the perception of
the outline of objects present, for example. Therefore, filters are applied (through
convolution operations) to the image, generating different feature maps. Therefore,
by applying a filter in different convolutional areas, it becomes possible to extract
the various features of an image [50].
• Local Perception :
To identify the objects present in the image, it is necessary to capture the Local
Dependencies in the images. CNN follows the principle that there is no need to
have a global perception of the image by all neurons of the neural network. Each
neural node can, therefore, focus on one part of the image and then integrate the
information with the others [50].
• Sub-sampling :
13
Chapter 2
• Full connection :
At the end of the network, the most correlated features are selected from all the
abstract features extracted. The fully connected layer takes as inputs the features
extracted by the previous convolution and pooling layers and predicts the correct
label, classifying the image.
14
Background and state of the art
Training complex architectures can be a difficult task. Due to the complexity of the net-
works and the vanishing gradients problem, training a CNN can take a long time and
demand a lot of computational capacity [62]. As such, it is essential to choose the archi-
tecture to use appropriate to the problem that is to be solved. In the following sections,
some state-of-the-art models for image object recognition are presented.
One common strategy to enhance the network’s performance is to increase its depth, how-
ever, the deeper the network, the harder it is to train efficiently. With increased depth,
optimization becomes more difficult and there is an increased probability of overfitting [34].
Overfitting happens when a function models a particular set of data too well, i.e., in a
model, when the training set’s noise or random fluctuations are learned by the model and
used as a future reference for performing classification. The problem with overfitting is
that these characteristics may be particular to the training set and not applicable to all
possible cases, leading to a more significant classification error.
Activation functions are a significant part of a neural network’s architecture, conditioning
its performance and its ability to learn. These functions define the output of the nodes when
given a particular input. They are what allow neural networks to comprehend and learn
from data. When using deep learning, the effect of adding more layers and using certain
activation functions can cause the gradient (error) to increase exponentially, resulting in
a very slow training of the network’s front layers. Another problem is that CNNs take a
long time to train, due to having more training parameters [62].
As a solution to prevent overfitting, Microsoft has made advances in terms of optimization
by using residual learning networks, ResNets. Unlike with other CNN architectures, with
these networks, it becomes possible to use deeper networks without compromising test
accuracy [34].
Degradations in training deep neural networks are a known problem [59]. As the depth
increases, there is a point where the training accuracy starts decreasing.
15
Chapter 2
16
Background and state of the art
For the construction of these models, it is assumed that by combining several smaller
filters, it is possible to obtain results similar to those resulting from the use of larger
filters. Therefore, very small convolutional filters are used as their depth is increased. By
maintaining the benefits of using small filters, it is possible to decrease the number of
parameters that need to be optimized throughout the workout. In these networks, the
ReLU activation function mentioned above is used [61].
There are several versions of the VGG architecture, VGG16, and VGG19. While the
VGG16 architecture has only 13 convolutional layers, VGG19 has a higher depth with
16 convolutional layers. Although these networks get consistent results in terms of image
classification, they use a considerable disk size and take a long time to train.
MobileNet
MobileNet’s architecture was proposed in 2017 by Google, suitable for use contexts where
there is no large computing power available. They stand out from the rest because, al-
though they are lightweight models and occupy low disk space, they achieve good accuracy
in image classification problems [36].
There are two available versions of MobileNets, called MobileNet V1 and MobileNets V2.
From the first to the second version, some improvements have been implemented with
respect to its performance, thus being better suited for systems where memory access
limitations exist.
Using these algorithms consider each image as whole, identifying Fire or Smoke becomes
possible by classifying it as Neutral, Fire or Smoke. However, when it comes to images of
forest fires, especially in their initial phase, fire and smoke may be superimposed, making
the classification task difficult.
• Two stage detection frameworks, in which the process is divided into two differ-
ent phases: The first one can be considered a pre-processing step, in which candidate
regions that may contain objects are proposed. And a second phase that consists of
excluding false positives and classifying each of the objects found in the image.
• One stage (Unified) detection frameworks, which perform the process at once,
without the initial region proposal step.
The functioning of this type of frameworks assumes the understanding of some fundamental
concepts:
17
Chapter 2
• Bounding Boxes
The examples of frameworks presented use boxes designed to delimit the objects
present in the image to identify the location of the detected objects. These boxes are
defined as bounding boxes.
• Anchor Boxes
Anchor boxes or anchors are not a common concept to all frameworks presented.
To make training more efficient, some algorithms propose fixing the initial boxes’
dimensions to be used to identify the location of objects. This initial set of boxes
with fixed dimensions is defined as anchors.
These are defined for training models and can be adapted to training data using
dimension clusters. The anchors’ adaptation of dimensions assumes that objects’
sizes in training data are similar to those of the objects present in the images used
for testing the models. This process can improve the accuracy of the detections.
After assigning a certain value between 0 and 1 to the IoU threshold, it is possible
to consider:
1. True Positive (TP): An object is detected correctly if the IoU value obtained
is equal or higher than the defined threshold;
2. False Positive (FP): An object is detected incorrectly if the IoU value obtained
is lower than the defined threshold;
3. False Negative (FN): The object is considered not to have been detected is
there is no corresponding box in the annotation. In other words, if there is an
occurrence of smoke or fire identified in the test dataset and not detected by
the network, it is considered a False Negative;
4. In the results obtained with these models, it is not possible to identify True
Negatives, since the boxes only indicate the presence of fire or smoke.
18
Background and state of the art
• Localization Errors
The detection frameworks presented have as main objective the localization of ob-
jects in the image space, using bounding boxes. Therefore, it is considered that when
a predicted box does not overlap sufficiently with the box defined in the image an-
notation, a localization error occurs. It is also considered that a localization error
occurs when there are multiple detections of the same object [35, 46].
This type of error is one of the most frequent causes of the occurrence of false positives
in the detections, which impairs the model’s evaluation. Consequently, to avoid this
type of error, it is important to define an IoU threshold for assessing detections
appropriate to the problem domain.
19
Chapter 2
As stated in the previous section, one of the disadvantages of training a deep model is the
amount of data necessary to obtain good results. The most common strategies used to
reduce annotation efforts are dataset augmentation and transfer learning.
The use of synthetic data to increase the training dataset has been a strategy used to
combat the lack of annotated datasets in object recognition problems [54]. Some studies
propose the use of synthetic data to train the model for the problem of smoke recognition
in images, that is, the artificial addition of smoke in neutral images [67].
Other strategies for dataset augmentation are the use of horizontal or vertical image shifts,
cropping or scaling the images, adding them to the original data to increase the available
dataset [62]. This can not only be useful as a way to compensate for the unavailability of
training data but can also boost model performance, making it more robust [62].
When the annotated data available for training isn’t enough to obtain good results, it may
be necessary to use a pre-trained model optimized to solve a different problem and fine-
tune it. A known technique is the adaptation of a model previously trained for another
domain, Transfer Learning.
The use of transfer learning encompasses a few issues. When using this technique, dis-
covering what knowledge to transfer is an important task, i.e., knowing what part of the
information should be preserved from the previous training. If done correctly, it will allow
20
Background and state of the art
the knowledge information transfer to be useful for the current problem’s domain classifi-
cation [52]. When using transfer learning, usually, the "classification" (see figure 2.4) part
of the CNN is re-trained for adaptation to the new problem domain. Within this part of
the network, the issue is choosing what layers to retrain.
It is also necessary to know what pre-trained model to use and what layers to retrain
in order to adapt it to the new problem’s domain [52]. This method can be applied to
fire recognition problems by using the pre-trained weights of a network for another target
domain and adapting them for feature extraction taking into account the classes of our
problem, which facilitates the learning of the common features in both domains [54].
The most common strategy is to fine-tune the last layers of the network, training them with
the new dataset, and adapting them to the intended problem’s domain. The weights of the
first layers are maintained, responsible for the extraction of more low-level features, and
the last layers are retrained, extracting more complex features, specific to the problem’s
domain [45, 46]. Transfer learning can thus make the model training process faster and
improve the models’ ability to learn [44].
State-of-the-art models, as the ones mentioned in the previous section, can be used by
applying pre-trained weights available, resulting from training models with any of the
above-defined architectures to solve other classification problems or object recognition
in images. With the initialization on the network using some pre-trained weights and
using transfer learning techniques it is then possible to adapt to the fire and smoke image
classification problem’s domain.
It is also possible to combine both strategies, using synthetic data or other strategies for
dataset augmentation to fine-tune a pre-trained model, applying transfer learning [54, 65].
This section presents examples of intelligent systems for recognizing fire in images.
In this study, [50], the CNN network takes as input videos or images and gives as output
the probabilities of it belonging to each class considered. A model is created with a custom
architecture for the problem, called the MCCNN model. All videos are first converted to
images frames and all images are then resized to fit the input size of the model. Each image
is given to the model as a matrix with each RGB channel, and discriminating features are
extracted. Parameter adjustment was achieved using backpropagation. The resulting
model could be applied to both video and image inputs, classifying them as belonging to
one of the classes considered, Fire or Not Fire [50]. In figure 2.7, from [50], is presented by
the authors as a visual explanation of the algorithm used for data pre-processing, training,
and classification using the model.
21
Chapter 2
Faster R-CNNs have also been successfully applied for smoke detection tasks. The principle
behind the use of these networks is its success and accuracy in object detection tasks [58].
This study proposes the use of a Faster R-CNN to identify smoke regions, thus recognizing
smoke in videos [67].
One of the advantages of using these types of models is the possibility of identifying the
location, in the image, where the fire is recognized. In figure 2.8 is a diagram of the
algorithm used for smoke detection using a Faster R-CNN model, from [67].
As a way to circumvent the lack of data recorded for training the model, the strategy of
artificial insertion of smoke in images with forest background was adopted. The procedure
for artificial insertion of smoke consists of the use of smoke simulation software, to create
smoke columns in forest images and the inclusion of real images of smoke columns in a forest
background, adjusting brightness and smoke concentration in the final image, making it
more realistic. Authentic forest smoke images were also used to enrich the training dataset.
Using the dataset created, it was then possible to train the Fast R-CNN model.
22
Background and state of the art
Another recent system used "captioning and classification of dangerous situations" to au-
tonomously detect anomalies, for robot applications. The adopted approach makes use of
a CNN to identify anomalous situations in images. For this system’s classification task,
the Inception model was used, which allowed the construction of a trainable end-to-end
architecture. In this system, the Inception [64] module was used for recognition of other
situations: "broken windows, injures people, fights, car accidents, guns and domestic vio-
lence" [19].
2.3 Conclusion
Given the state-of-the-art fire recognition systems, some relevant considerations are pointed
below.
There is a great deal of interest today in developing alternatives for the automatic visual
recognition of fire and smoke. However, many of these are not specific for the recognition
of forest fires, and some of them just consider classifying images as either fire or non-fire-
containing.
There is also a lack of available datasets for training ResNet or networks, annotated ac-
cording to the Fire, Smoke, and Neutral classes, and a lack of YOLO annotated datasets,
with the fire and smoke objects marked in the images. In addition, many of the available
datasets do not contain specific forest fire circumstances, including urban situations with
objects such as cars and houses, which can be confusing to detect.
Systems based on feature analysis are simpler and, in general, computationally less de-
manding compared to other approaches presented. However, they show weaknesses in
situations of changing usage scenarios, which can be unreliable when it comes to false pos-
itives. Most of these systems have as their main component color analysis, which implies
that the system has little reliability in unfavorable lighting conditions, such as fog. This
type of approach still has little capacity for generalization since the classification accuracy
can change significantly when applied in other contexts.
Intelligent fire or smoke detection systems are more complex and therefore, in general,
computationally more demanding. However, in general, they have a better generalization
capacity, since the learning carried out by the models is independent of the context of use.
The use of deep learning makes it possible to extract features from images automatically.
The main disadvantage is the need to have a greater number of examples so that there is
sufficient training of a model to avoid overfitting. One of the main difficulties is, therefore,
the lack of annotated datasets.
As ways to overcome this problem, several methods of generating images have been pro-
posed for training the models, applying transformations to images without changing their
classification (such as rotation or selective cropping of the images).
It is also possible to use transfer learning, which consists of using the weights of pre-trained
models to detect objects in the domain of other problems, taking advantage of their ability
to identify the contours of objects and shapes present in an image. The use of these
methods has positive effects on training the model, making it more robust.
In conclusion, based on the state-of-the-art analysis of fire and smoke recognition in images,
two image recognition approaches will be studied and evaluated: image classification and
object detection. While in the image classification approach, the images are classified
23
Chapter 2
as a whole, in the image object detection approach, which follows a different paradigm,
the smoke and fire present are detected and located in the image. This means that the
smoke columns resulting from a fire and existing fire spots are detected and marked with
a bounding box in each image’s space when using the object detection approach.
In the following chapter, both approaches considered are explained regarding the steps
followed concerning the training and testing phases of the models.
24
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Chapter 3
This chapter presents the work performed to study both fire recognition approaches pro-
posed. The image classification and object detection approaches are presented and char-
acterized as to the datasets used to train the models, the studied pre-processing methods,
and the evaluation metrics used to assess the performance of the models obtained.
As part of the FireLoc project, this work has as its primary objective the development
of an intelligent fire and smoke recognition system in still images taken using smartphone
cameras. For this system, fire recognition is performed, taking into account two different
approaches: image classification and object detection.
By discarding false reports, which will be identified as neutral images, and determining
which reports are sightings of flames or smoke in forest territory, it is possible to have
better incident reporting. Therefore, the developed system will help in the decision of
intervention to be taken by the fire fighting means.
The first part of development focused on studying previous approaches to similar problems,
such as object detection, fire and smoke recognition in images, as well as previously existing
systems used for identification and reporting of fires in both urban and forest contexts.
In the development of the intelligent fire recognition system, the implemented method-
ologies are based on Deep Learning approaches, focusing on state-of-the-art models for
image object recognition: Convolutional Neural Networks (CNNs). Using these types of
models makes it possible to automatically extract the most relevant features observed in
the images and, consequently, obtain better classification results.
Other techniques, such as transfer learning and dataset augmentation, were also considered
for the algorithm’s development. Moreover, methods for improving existing datasets and
developing the specific dataset were also explored.
The developed system also goes through a testing phase, using photographs taken in the
context in which it will be used (forest fire conditions), to evaluate its performance. For
the system to be reliable, a testing phase is required to show that no significant errors are
observed. This means that for the system to be used in real conditions, it is ideal to obtain
a high true-positive rate.
The lack of a benchmark dataset for fire recognition led to a specific dataset proposal for
the problem. For the generation of the proposed dataset, the need for it to be representative
of all possible situations and provide a sufficient number of examples from each class to
allow model training and evaluation to be possible was taken into account.
26
Fire Recognition Approaches
This section presents the image classification and image object detection approaches regard-
ing the models, datasets used, and pre-processing methods. The metrics for the evaluation
of the models’ performance used for each approach are also presented.
Due to a lack of available datasets, specific to forest fire, and smoke recognition, the
Transfer Learning technique was used. This was done by initializing the models with
pre-trained weights optimized for recognizing the ImageNet dataset [11]. For the image
classification approach for the development of the system, the Residual Network (ResNet)
[34] models were used. As for the object detection approached, the models used were
YOLOv3 [57] and v4 [22].
The development strategy consisted, in a first instance, of a model training phase, in
which the networks were initialized with the weights corresponding to the optimization
for the ImageNet object recognition problem and fine-tuned to adapt to the new domain
considered. After training the models, the next phase was the evaluation of their test
results.
Given the context in which this system is intended to be applied, there will be images
captured with different smartphones. This means that there is no uniform resolution or
coloration of submitted photographs. In addition, the photos will be captured by people
present of the ground, which can also result in image imperfections, such as blurred images
or strange lighting conditions that can hinder classification performance.
In order to facilitate feature capture by the network, data preparation or pre-processing
was needed. Therefore, different formats, sizes, and qualities of images used in the training
and performance evaluation of the model were also considered. The model names and
datasets used for the image classification and object detection approaches can be observed
in table 3.1. In the following sections, the datasets mentioned are explained as well as the
differences between the variations of the ResNet and You Only Look Once (YOLO) models
used.
Table 3.1: Models and datasets used in both approaches: image classification and object
detetion
For the image classification approach, the ResNet models were studied and applied to this
problem. A study of the different possibilities for image pre-processing was carried out as
a step for them to be used as input for these models. Only with the pre-processing phase
completed, these images were used in the training and performance evaluation phases of
the models.
Considering that ResNets are Convolutional Neural Networks (CNN) models, they are able
to extract useful features from images and generally achieve high accuracy in object clas-
sification and detection tasks. In addition, due to the existence of "shortcut connections"
27
Chapter 3
for every n blocks in their architecture, the performance of these models does not degrade
as significantly with the increase in the depth of the network. The tests carried out in the
first semester aimed to study the feasibility of using these models in the fire recognition
system.
In this approach, three different classes are considered for image classification: Fire, Neu-
tral, and Smoke.
The Neutral class includes images in which there is no smoke or fire flames present. To the
Smoke class belong all the images where there is smoke presence, having no visible flame.
The Fire class includes images with fire flames present.
A distinction is made between images containing fire and images containing only smoke
since the presence of flames is more indicative of the presence of a fire. While in a picture
with flames, it is safe to say that there is a fire that can be used to infer the location of the
occurrence, in images where only smoke is visible, it is not possible to assertively locate
the fire that gave rise to it.
To adapt the pre-trained model to the new problem domain, in order to apply the transfer
learning technique, it is necessary to change ResNet’s last fully connected layer, from the
1000 classes considered for the Imagenet dataset, to the three classes considered in this
problem. This network layer is then re-trained, adapting the classification to the domain
currently considered for the Fire, Smoke, and Neutral image classes. In other words, each
test required the adaptation of the models’ output layer to size three (which is the number
of classes considered) and then fine-tuning the models by re-training this layer exclusively.
In figure 3.1 is a diagram representing the method of the image classification system in
both the training and testing phases.
As described in figure 3.1, the classification approach consists of a training phase followed
by a test phase of the models.
The models’ training phase consists of using the images divided into parts of 224 by 224,
followed by the process of fine-tuning the models, after adapting the architecture to the
classification problem using three classes. To re-train the models, the parameters to be
used must be defined in advance. These were optimized in the tests performed in order to
improve the models’ ability to classify images.
28
Fire Recognition Approaches
In the testing phase, parts of images of size 224 by 224 are also used. Re-trained models
are then used to classify the images. The classifications obtained are performed considering
the Fire, Smoke and Neutral classes for each image. The results then go through a post-
processing process, in which only the Fire or Smoke and Neutral classes are considered.
Open Source Image Data For the training of these models an open-source dataset
was used, from [9]. This dataset is balanced, i.e., contains an equal amount of images from
each category (Smoke, Fire, and Neutral ), with 1000 images per category for training and
validation. The images are split into train and validation sets: 70 % are used for training
and 30 % for validation of the models. This dataset is named Fire-Smoke-Dataset, and
some examples of the set of images can be seen in 3.2 figure, with an indicative grid of
their actual size.
29
Chapter 3
representation of real-world situations in which the system will be used, with varying sizes
and proportions being taken in different orientations, i.e., horizontal and others vertical.
Some of the present images have characteristics such as blurred parts, the presence of
objects in the background (such as fire engines or wind blades), or lighting conditions that
can be confused with the presence of smoke, which can make the classification task more
difficult. These characteristics bring images closer to those that may be submitted by
users of the application and bring this dataset closer to what are expected to be the real
conditions of use. This dataset is named Real-Images-Dataset, and some examples of the
set of images can be seen in figure 3.3, with a grid indicating their actual size.
There are noticeable differences between both datasets in terms of size, presence of objects,
and situations represented. In the first dataset, there are not only images corresponding
to forest fires but also indoor ignitions and smoke accumulations. As an opposite to
that, the photos taken in a fire drill context only consider wildland ignitions with fewer
people and objects, different lighting conditions, clouds, and were all taken in a non-urban
environment. However, due to the low amount of images available corresponding to each
class, in this approach, the Real-Images-Dataset was only used for model testing and
performance evaluation.
There is also a considerable difference between the datasets’ image sizes, which can cause
additional difficulties in classification. For better visualization of the size discrepancy, see
table 3.2.
30
Fire Recognition Approaches
ResNet’s model training using transfer learning technique, requires an initial image pre-
processing step to facilitate feature extraction. The weights with which the networks are
initialized correspond to the optimization result for object recognition in the ImageNet
dataset, from the "ImageNet Large Scale Visual Recognition Challenge" [60].
The transfer learning strategy used is to freeze the weights of the first layers of the network,
responsible for extracting more low-level features, and fine-tune the latter, adapting the
network’s ability to identify the characteristics present in the image to the domain of the
fire and smoke detection problem. As such, feature extraction from input images follows a
series of conventions, which must be kept for the images given to the network.
These conventions include adapting each image to 224 by 224 size and splitting the image
into Red Green Blue (RGB) channels. The pre-training parameters of the networks must
be maintained, as in [41], so that it is possible, during training, to use the weights assigned
to the first layers to recognize shapes and forms in the images of the new dataset, specific
to the problem.
For training and testing ResNet models, all images from the training and test datasets
were split into squares of size 224 x 224, creating the Fire-Smoke-Cropped. Examples of
images of each class can be seen in figure 3.4.
For the new images to remain class-persistent, it was necessary to manually review the
annotation of the training and validation images, as well as manual annotation of the
test images. Due to the large size of the test images, 100 images (of size 224 x 224)
of each class were randomly selected and manually annotated. These images make the
Real-Images-Cropped dataset, and examples from each class can be seen in figure 3.5.
As mentioned before, the classification approach included a separation into the different
RGB channels, as exemplified in figure 3.6.
31
Chapter 3
32
Fire Recognition Approaches
The image was also normalized to fit values within the range [-1, 1]. Thus it became
possible to mitigate possible detrimental effects of the noise present in the images in the
identification of features. This step can also facilitate the extraction of relevant features
by standardizing the information on each image before training the neural network.
The images in the training dataset are also shuffled. This means that, at every epoch
of training of the model, the images will be organized in a different order. Therefore,
reshuffling the data at each iteration can contribute to better training of the model and
help avoid early overfit due to possible patterns in class order.
Only the fully connected layer of the model is retrained. For that, the dataset used is
the Fire-Smoke-Dataset. After the pre-processing steps necessary for the use of transfer-
learning or specific to each test are performed, the model iterates over the 900 images of
each class in the training set. A validation step with the other 100 images is done by the
end of each iteration.
After training the models, these are tested with images from the Real-Images-Dataset, in
order to understand their behavior in real conditions of use.
In the training of neural networks, among the optimized parameters (such as the weights
assigned to each node), the parameters whose values are chosen to control the learning
process can be defined as hyper-parameters [66]. The optimization of hyper-parameters
can help CNN training, improving the performance of models (such as learning rate).
However, when adjusting the learning rate, errors may arise detrimental to the model’s
training [63].
The Stochastic Gradient Descent (SGD) with momentum algorithm [63] emerged, using
momentum-based acceleration, that can speed up the network’s training without deterio-
rating the results.
As mentioned above, for the application of transfer learning, the ResNet models were
initialized with the training weights for the Imagenet dataset, and the pre-trained models
available in [16] were used. As a simplification adopted, the initial tests were carried out
using ResNet 50.
The initial tests consisted of adapting the learning rate and batch size parameters to be
used in the training of the networks. For these tests, the ResNet 50 network was used,
with the pre-training parameters fixed, varying only the parameter to be optimized.
To evaluate the performance of the trained models, the following metrics were used: train-
ing and validation learning curves, confusion matrix and F1-score.
The F1-score metric can be interpreted as a weighted accuracy value, regardless of the
number of images belonging to each class of the dataset.
First, Precision and Recall are calculated for each class. Precision is the number of true
positives of each class divided by the total number of images to which it is assigned by the
model.
TP
P recision = (3.1)
TP + FP
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Chapter 3
Recall (true positive rate or sensitivity) is the number of true positives of each class divided
by the number of ground-truths images belonging to that class.
TP
Recall = (3.2)
TP + FN
The F1-score metric used to evaluate the ResNet model is the weighted average between
precision and recall. It takes into account false positive and false negative predictions made
by the model.
2 ∗ P recision ∗ Recall
F1-score = (3.3)
P recision + Recall
This measure, adapted from [4], is calculated in a weighted way, taking into account the
classification of all images, regardless of their ground-truth class. However, the F1-score
values obtained for each class can be useful to discover flaws in the classification, for
example, where there is more confusion between classes.
After training, the confusion matrix obtained in the test set, adapted from [6], was also
analyzed. The observation of the obtained confusion matrices allows for the verification,
in greater detail, of the model performance in the classification of the test data. It can also
be useful to understand the most significant classification errors and improve the model’s
training, as it shows the comparison between the labels of the images predicted by the
model and the true labels.
Choosing the analysis of these matrices without normalizing the values allows dealing with
absolute numbers and letting us know exactly how many images were classified correctly
or incorrectly. Therefore, the objective will be to obtain the largest possible number of
images whose labels in the annotation coincide with the classification made by the model,
observable in the diagonal of the matrix.
In addition to evaluating the model’s test performance, the training and validation
learning curves are observed, which represent the evolution of the training and validation
loss respectively.
This step helps to understand the evolution of the models’ performance throughout the
training epochs and to adjust them to obtain the greatest possible accuracy. Additionally,
observing the learning curve’s graph makes it possible to detect errors that may occur
during training.
In this graph, a decrease in loss values obtained by the model in the training and validation
curves should be observed, with the increase in the number of training epochs. It is possible,
when comparing both learning curves, to evaluate the generalization ability of the models
at the end of training and identify possible underfitting or overfitting situations.
Both F1-score and confusion matrix metrics were analyzed taking into account three classes
of Fire, Smoke and Neutral and two classes of Fire or Smoke and Neutral. As a
post-processing step of the test results, the Fire and Smoke classes are merged, and the
confusion matrix and F1-score are recalculated. The new analysis allows the evaluation of
the network’s performance, excluding the confusion between fire and smoke that can be
seen in images in which both are present.
34
Fire Recognition Approaches
For the object detection approach, the YOLO models were studied and applied to this
problem. Considering the detection of each object in the image space, a more apparent
distinction between fire and smoke becomes possible. However, due to the frequent overlap
of objects of both classes, only YOLO models from version 3 or higher were considered. The
implementation of these frameworks, available in [18], was used as the basis, corresponding
to the published works [57] and [22].
As previously mentioned, these models take the images as their input, without the need
of a fixed size, and propose bounding boxes corresponding to the objects found for each
one. Therefore, another advantage of using the object detection approach will then be the
possibility to analyze images of all possible sizes, without any additional pre-processing
steps.
Figure 3.7 is a diagram representing the method of the image classification system in both
the training and testing phases.
As described in figure 3.7, the image object detection approach consists of a training phase
followed by a test phase of the YOLO models.
In the training phase, images annotated according to the YOLO format are used to train
the models. First, the training parameters and pre-processing parameters are defined in
the configuration files. These were optimized in the tests performed in order to improve
the models’ ability to detect the correct location of fire and smoke in images. The weights
resulting from the pre-training with the Imagenet dataset are used for initializing the
YOLO models, which are then fine-tuned with the annotated dataset images.
In the testing phase, images annotated according to the YOLO format are also used. The
re-trained models and the respective configuration files, obtained in the previous phase, are
35
Chapter 3
then used to detect fire and smoke in the images. The models give as output for each image,
the bounding boxes that identify the detected objects, and the confidence associated with
each box. The results then go through a post-processing process, in which, based on the
boxes detected in each image, classes Fire, Smoke, or Neutral are assigned to each image.
Similar to the classification approach, these can be analyzed considering the classes Fire
Smoke and Neutral or Fire or Smoke and Neutral.
For the training of YOLO models, there needs to be a specific annotation of each image and,
typically, even using the transfer learning method, a large number of images is necessary
to obtain good classification results. In order to make it possible to use the same datasets,
they were annotated manually, delimiting all parts of the image where the presence of
smoke or fire is observable with bounding boxes.
In this approach, two different object classes are considered: Fire, and Smoke. The images
considered by the classification approach presented in the previous section as belonging to
the Neutral class are those in which no object is detected.
For these networks’ training, the annotation of the images must be carried out differently,
marking, in each image, all existing objects of each class with a bounding box. The images
need to be annotated according to the YOLO annotation format, as explained in [17].
The images annotated according to the YOLO format can be used to train and test all
YOLO models and, follow the following guidelines:
For example, an image that shows smoke throughout the space will be annotated:
1 0.5 0.5 1.0 1.0
For this purpose, a graphical image annotation tool was used, LabelImg [14]. It allows
viewing the image, drawing the boxes delimiting the objects present, and generates, for
each image, a txt file with the annotation in YOLO format.
In the annotated images, each column of smoke is marked with a Smoke class bounding
box, and each fire spot is marked with a Fire class bounding box. When drawing each
36
Fire Recognition Approaches
bounding box, the objective will be to delimit only one object in each box and avoid
including much of the background, in order to prevent false positives and localization
errors.
The datasets used for training and testing the ResNets networks in the previous approach
were annotated according to the YOLO annotation format, creating the new Fire-Smoke-
YOLO and Real-Images-YOLO datasets. The annotated images were then used for train-
ing and testing the YOLOv3 and YOLOv4 networks.
Examples of annotated images from the training dataset, Fire-Smole-YOLO, can be seen
in images 3.8, 3.9 and 3.10. These examples were obtained as a result of annotating the
Fire-Smoke-Dataset dataset, using the LabelImg tool.
Figure 3.8 is an image annotation an image that only contains examples of smoke and figure
3.9 is an example of an image annotation from the training dataset that only includes
examples of fire. Image 3.10 is an example where objects belonging to both considered
classes are present.
37
Chapter 3
Figure 3.10: Example of image with fire and smoke, from Fire-Smoke-YOLO dataset
By observing these examples of images, it becomes apparent that the advantage of using
the object detection approach is the possibility of differentiating between fire and smoke
in the same image, unlike the classification approach.
After manually annotating the images according to the YOLO format and the implicit
generation of txt files for all images, they were used to train the networks.
The fact that the annotation uses relative coordinates, and the analysis of each image is
made according to different resolutions allows images of different dimensions to be used
without distortion or the need for additional pre-processing. Another advantage of using
YOLO neural networks over the use of ResNets is the location of objects in the image
space using bounding boxes. The separation of fire and smoke in the same image allows
for less ambiguous object detection and can avoid classification errors.
To train the YOLOv3 and YOLOv4 models, the annotation txt files and the images to
which they correspond must be in the same location, and a train.txt file is required, de-
scribing the name and location of each image to be used for training.
It is also necessary to create an obj.data file in which the number of classes to be considered
and the file that identifies the images to be used for training the model, train.txt, are
defined.
An obj.names file must also be generated. This file contains the names of the classes to
be considered. The classes must be in the correct order, one per each line of the file,
corresponding to the number considered in the annotation. In an annotation in which
Fire and Smoke are considered classes 0 and 1 respectively, in the obj.names file, Fire
should appear on the first file line, and Smoke should appear on the second line.
Several optional steps were taken into account for the tests performed, to improve the clas-
sification performance of YOLO networks. One of them is the adaptation of the anchors’
size to the training dataset, which consists of the analysis of the training images, annotated
according to the same principle of the test images, and generation of the initial anchors’
sizes using k-means, as proposed in [57].
For training models with the Fire-Smoke-YOLO dataset, using the object detection ap-
38
Fire Recognition Approaches
• The network initialization with weights of a model pre-trained with the Imagenet
dataset, available in the repository [18];
• Batch size and subdivision values, which were defined according to memory limita-
tions, following the recommendations from YOLOv3 [57] and YOLOv4 [22] publica-
tions;
• The number of classes, which in the fire and smoke image detection problem is two:
Fire and Smoke;
• And the initial size of the bounding boxes (or anchors) used by the network to mark
the objects found, the anchors. The boxes with which the objects identified by the
network are marked on each image depending on the initial anchors defined and, as
such, it is one of the parameters to be optimized [57].
For the evaluation of these models, using the Intersection over Union (IoU) calculation,
the following metrics were used: precision-recall curve; true positive, false positive and
false negative count; mean Average Precision (mAP) and Average Precision (AP) values
per class; and confusion matrix.
As stated above, IoU is the measure of accuracy for each detection in YOLO models. This
measure is calculated between each object detected by the model and its corresponding
box in the test images. To determine if a predicted box is assigned correctly, a threshold
needs to be defined. If the IoU calculated between the predicted box and the box in the
annotation is 1, it means there is a perfect match between the two, reaching the maximum
overlap possible.
For the evaluation of YOLOv3 and YOLOv4 models’ performance, the IoU threshold was
set at 0.3, lower than the typical 0.5 or 0.75 values used for Common Objects in Context
(COCO) dataset detection [5]. This decision was based on the fact that, to the human eye,
it becomes difficult to distinguish between correct predictions considering a threshold of 0.5
and 0.3, according to [22, 57]. When considering a lower IoU threshold, more inaccuracies
in the detected objects’ location will be tolerated, and, as such, it will be possible to view
a more significant number of valid detections (avoiding false negatives in the analysis of
each image).
The mAP value analysis allows the evaluation of the performance of the model in terms
of the detections made. It is a standard measure of the performance of these models, and
for this work, an adaptation of [29] was used, from the project [23].
One of the reasons for the analysis of mAP is that, by considering the level of confidence
in the detections made, it is possible to evaluate the relationship between false positives
and false negatives [29].
Precision can be defined as the correction of model detections. A high precision value
means that most of the object detections were done correctly. Recall refers to the object’s
ability to detect objects in the model. A high recall value indicates that most of the objects
in the images have been detected [49]. The goal is to obtain a model that can identify
most of the objects present in the images, avoiding the possible increase of false positives.
In order to calculate the mAP value, the following steps are performed:
39
Chapter 3
• First, the models’ detections are ordered in descending order of the confidence value
and are matched to the ground-truth objects in the test dataset, considering an IoU
threshold of 0.3. For penalization of multiple detections of the same object, as in
[29], a match is only considered a true positive if the ground truth bounding box
hasn’t been previously matched to another detection.
For each match made, the precision and recall values are then calculated.
• After being matched, the detections and corresponding ground truths are then used
to calculate the precision-recall curve. Precision-recall pairs are calculated for each
set of detection - ground-truth boxes, considering the maximum precision found for
any recall level (interpolated precision) [49].
• The precision-recall curve is constructed by calculating the accumulated Precision
and Recall values of the detections made (True Positive (TP) or False Positive (FP)),
varying the confidence threshold in the detection. The graph has as (x, y) axes the
precision-recall pairs calculated in the previous step.
• The AP value for each class approximates the area below this curve and, consequently,
the mAP value will result from the average of the obtained AP values.
As a post-processing step, the images were also evaluated as a whole. For this, they were
given a classification considering the classes of the previous approach: Fire, Smoke, and
Neutral. Therefore the classes assigned were:
• If a bounding box is assigned to the image, detecting a fire object, the class Fire is
assigned to the image;
• If there are assigned no boxes containing as Fire objects and there are smoke objects
detected, class Smoke is assigned to the image;
• Only in cases where no objects are detected in the image, the image is assigned the
Neutral class.
Similar to the previous approach, the merge of Fire and Smoke classes into Fire or
Smoke and Neutral classes was also considered.
For the analysis of the results by image, after the post-processing step described above,
confusion matrices related to the test results were generated and analyzed.
The matrices were generated considering three and two classes (in the original form and
after the merge). In conjunction with the graphical observation of the detections, that is,
the boxes drawn in the image space, the confusion matrices’ analysis is useful to assess
the performance of the models not only in the detection but above all in the classification
task.
The analysis of these matrices was also useful for adjusting the confidence threshold to
be considered. The definition of this value is essential for the proper functioning of the
model since detections whose confidence indicated by the model are below the confidence
threshold are excluded. If the value is set too low, there will be a higher number of
erroneous detections, and otherwise, with too high a threshold, insufficient objects may be
detected. The analysis of the classification results by image allows for the assessment of
the effects of the variation of this value in the detection of fire and smoke in all images.
Although the classification approach implies the use of simpler models, that is, less deep
ones that imply shorter training times, the distinction between fire and smoke in the images
40
Fire Recognition Approaches
becomes difficult since, both being present in the same image, the Fire classes and Smoke
can easily be confused.
In order to evaluate both approaches presented, several tests were performed. The following
chapter presents the tests performed and the results obtained for each of the approaches
presented.
41
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Chapter 4
This chapter presents the different tests carried out concerning the two approaches: image
classification and object detection. The tests performed regarding the pre-processing of
the images for training the models and optimizing some training and test parameters are
presented. The results obtained are then presented and discussed, using the metrics defined
in the previous chapter.
This section presents the tests carried out to develop the image classification approach.
Different tests were performed with the Residual Network (ResNet) models taking into
account the pre-processing of the images and the optimization of some training parameters
of the model.
Initial tests
The initial tests were aimed to choose the model to be used to optimize training parameters
(such as batch size and learning rate) in the following tests. As such, the variations in the
architecture of the simplest ResNets (that is, with less depth) with two and three layers
between each "skip connection" were considered: ResNet 18 and 50.
The tests had the same setup as used in the pre-training of these models and consisted of
training up to 200 epochs and evaluating the F1-score and confusion matrix test results.
The setup details, as described in [41], are:
43
Chapter 4
• Tests with images from the Real-Images-Cropped dataset: 100 images of each class
(300 images) of size 224 x 224.
Figure 4.1: Training and validation learning curves from the training of ResNet 18
Figure 4.2: Training and validation learning curves from the training of ResNet 50
Figures 4.1 and 4.2 show the learning curves obtained after training the models. In both
graphs, the curves show a downward trend, which indicates a decrease of loss obtained in
the training and validation images throughout the training epochs. Although they show
a positive evolution in the models’ performance, the curves present a difference that is
important to mention.
At the beginning of the training, even before the 25 training epochs, the loss of validation
exceeds the training loss. This may indicate a case of overfitting, as the model has trouble
generalizing with new data.
Throughout the training, the evolution of the loss obtained in the validation images follows
the loss obtained in the training images, regarding ResNet 50, as seen in figure 4.2. It
can also be observed that the training loss is higher than the loss curve obtained with
the validation images. Although both curves are converging over time, these results can
indicate a case of slight underfitting, since, at the end of the training, the training loss
remains higher than validation loss.
However, to evaluate the model’s test performance, the remaining metrics considered must
also be assessed.
44
Results and discussion
The F1-score test results obtained after training the models can be seen in tables 4.1
and 4.2. For better visualization of the evolution of the models’ performance and as a
complement to the table, graphs 4.3 and 4.4 is also shown. For both, the F1-score test
results presented were obtained every 25 training epochs.
By observing the graphs of the F1-score test results obtained considering three classes, in
figure 4.3, it is possible to identify an improvement in the ResNet 50 network performance
until epoch 50, with a general stagnation of results from this point forward. In figure
4.4, considering two classes, the F1-score results show a more significant oscillation, which
indicates that one of the difficulties of the model when performing classification may be
the distinction between fire and smoke. It is also possible to verify, by observing the results
obtained considering three classes, that the F1-score test results obtained with the ResNet
18 network appear to slightly worsen after epoch 25 of training.
By analyzing the values presented in table 4.2, it is possible to observe that the results reach
a maximum F1-score of 0.66 considering two classes and 0.74 considering three classes, in
epoch 50 of training, with the ResNet 50 model. It can also be observed that the values
obtained by ResNet 18 reach the maximum F1-score at epoch 25, with some oscillations
until the end of the training.
45
Chapter 4
The performance evolution throughout the training phase indicates that the ResNet 18 net-
work takes a smaller number of epochs to converge than ResNet 50. The faster conversion
may be due to its simpler architecture, with fewer layers of depth and a smaller number of
layers between each "skip connection". Due to this aspect of the ResNets architecture, as
expected, after reaching the best F1-score value, as the network training continues, there
is no significant worsening of the network performance, only a decreasing trend with the
increase in the number of training epochs.
The confusion matrices resulting from the test, obtained by ResNets 18 and 50, considering
3 and 2 classes, are shown in figures 4.5 and 4.6.
Figure 4.5: Confusion matrices obtained by ResNet 18, considering 3 and 2 classes
46
Results and discussion
Figure 4.6: Confusion matrices obtained by ResNet 50, considering 3 and 2 classes
In conjunction with the analysis of the learning curves and the F1-score test values obtained
by the models, when analyzing the confusion matrices, it is possible to confirm that one of
the most significant difficulties is the distinction between the Fire and Smoke classes. Both
ResNet 18 and ResNet 50 networks present a large number of images whose class is Fire
or Smoke, classified as Neutral, 94, and 77, respectively. These results may mean that the
models are prone to false negatives. Nevertheless, comparing the two models, ResNet 18
presents a greater problem in distinguishing between Fire and Neutral classes than ResNet
50.
Both ResNet 18 and ResNet 50 models present the best training F1-score results in the
initial training epochs, 25 and 50. In order to improve the results, the learning rate and
batch size parameters to be used in the training of the models were then optimized, and
dataset augmentation techniques were explored in the following tests. Based on these test
results, the ResNet 50 was the network used in those tests.
This section presents the tests related to the optimization of the model’s training param-
eters. First, the criterion for choosing the model used in the following tests is described.
The tests performed to optimize the learning rate, and batch size parameters are presented.
Finally, the choice of which values to use to achieve better classification results in the fire
and smoke recognition problem is made.
Test for optimization of the parameter: Batch size
The tests were performed with a similar setup as used in the pre-training of these models
and consisted of training up to 200 epochs and evaluating the F1-score and confusion
matrix test results, only varying the batch size used in each test. The setup for the tests
performed is described below:
– Training images consisted of 70% of the 1000 images in each class (2100 images),
of size 224 x 224;
– Validation images consisted of the remaining 30% of the 1000 training images
each class (900 images), also of size 224x224.
47
Chapter 4
• Fixed learning rate value, same as used in the pre-training of the networks: learning
rate of 0.001;
• Tests with images from the Real-Images-Cropped dataset: 100 images of each class
(300 images) of size 224 x 224.
Figure 4.7: Training and validation learning curves with batch size 8
Figure 4.8: Training and validation learning curves with batch size 16
Figure 4.9: Training and validation learning curves with batch size 32
Figure 4.10: Training and validation learning curves with batch size 64
48
Results and discussion
Figure 4.11: Training and validation learning curves with batch size 128
A clear difference can be observed between the curves obtained using batch sizes 8, 16
and 32, and 64 and 128. The first ones present a greater distance between training and
validation loss curves. This difference may be an indication of overfitting of the model to
the training data.
After comparing all the training loss and validation loss curves obtained using different
batch sizes, no further problems occurred during training. Therefore, it is not possible to
exclude any of the tested values without an analysis of the models’ remaining evaluation
metrics.
Number of epochs
50 100 150 200
Batch size 8 0.47 0.53 0.48 0.49
Batch size 16 0.53 0.57 0.57 0.55
Batch size 32 0.69 0.67 0.68 0.66
Batch size 64 0.64 0.65 0.64 0.51
Batch size 128 0.67 0.67 0.65 0.65
Table 4.3: F1-scores obtained with different batch sizes every 50 epochs, for 3 classes
Number of epochs
50 100 150 200
Batch size 8 0.50 0.57 0.52 0.53
Batch size 16 0.62 0.63 0.63 0.60
Batch size 32 0.74 0.72 0.73 0.71
Batch size 64 0.72 0.73 0.70 0.56
Batch size 128 0.74 0.74 0.72 0.71
Table 4.4: F1-scores obtained with different batch sizes every 50 epochs, for 2 classes
The confusion matrices corresponding to the best F1-score test results obtained, consider-
ing two and three classes, are shown in figure 4.12.
The best F1-score test results were 0.69 considering three classes with a correspondent
0.74 considering two classes, as observed in tables 4.3 and 4.4. These results were obtained
using batch size 32, at 50 epochs of training.
When observing the best results’ confusion matrix calculated with three classes obtained,
it can be seen that there is a visible confusion between the Smoke and Neutral classes.
About half of the Smoke images are classified as belonging to class Neutral.
49
Chapter 4
By observing the confusion matrix calculated considering two classes, on the right in figure
4.12, it is possible to identify some confusion between the Fire Smoke, and Neutral
classes, with a total of 80 incorrectly classified images, of which 79 would be false negatives
in a real context of use. These false negative values are somewhat worrying since they could
result in reported fires that would not get any response.
After analyzing the results, the batch size value chosen for the tests that followed was
32. However, due to the model’s difficulties in identifying fire and smoke observed, it was
necessary to perform additional tests to improve the models’ performance.
Similarly to the previous test, without any form of data augmentation the performance of
the models has a fast conversion and, in general, it stagnates between 50 and 100 epochs
of training.
Test for optimization of the parameter: Learning rate
The training setup was similar to the previous tests, only varying the learning rate param-
eter used in each test:
– Training images consisted of 70% of the 1000 images in each class (2100 images),
of size 224 x 224;
– Validation images consisted of the remaining 30% of the 1000 training images
each class (900 images), also of size 224x224.
• Fixed batch size and learning rate values, as used in the pre-training of the networks:
batch size 32;
• Learning rate values tested: 0.1, 0.01, 0.001, 0.0001, 0.00001, 0.000001, 0.0000001;
• Tests with images from the Real-Images-Cropped dataset: 100 images of each class
(300 images) of size 224 x 224.
50
Results and discussion
Figures 4.14, 4.15, 4.16, 4.17 and 4.18 show graphs of the evolution of training and val-
idation loss over the models’ training epochs, considering different learning rates. The
loss values obtained with the learning rate of 0.0000001 were too high to present a similar
graph, and, as such, this value can be excluded as a possibility to be used in training the
models to improve test performance.
Figure 4.13: Training and validation learning curves with learning rate 0.1
Figure 4.14: Training and validation learning curves with learning rate 0.01
Figure 4.15: Training and validation learning curves with learning rate 0.001
Figure 4.16: Training and validation learning curves with learning rate 0.0001
The analysis of these graphs shows that when using 0.1 (figure 4.14) or 0.01 (figure 4.15)
learning rates, the loss values obtained show a more significant oscillation than with the
other tested values. The value of learning rate 0.1 can be excluded, since, by being too
high, it does not allow convergence to a lower loss.
The graph resulting from the training with the learning rate 0.01 shows a convergence of
loss results that is too fast and, as such, it may also not be a good choice for the learning
51
Chapter 4
Figure 4.17: Training and validation learning curves with learning rate 0.00001
Figure 4.18: Training and validation learning curves with learning rate 0.000001
rate value. On the other hand, the graph resulting from training with a learning rate of
0.000001 (figure 4.18) shows the opposite situation. Although both curves have a downward
trend, the evolution of training and validation loss may be too slow for the convergence of
the models to be possible.
For the choice of the learning rate, complementing the analysis of training and validation
loss curves, the F1-score test values obtained by the models trained with the different
learning rates were also taken into account. These values are presented in tables 4.5 and
4.6, calculated considering three and two classification classes.
Epochs of training
Learning Rate 50 100 150 200
0.0000001 0.27 0.32 0.35 0.35
0.000001 0.47 0.53 0.56 0.53
0.00001 0.53 0.55 0.57 0.58
0.0001 0.69 0.72 0.61 0.64
0.001 0.69 0.67 0.68 0.66
0.01 0.64 0.48 0.54 0.53
0.1 0.63 0.49 0.56 0.51
Table 4.5: F1-score test results varying learning rate considering 3 classes
The tables with the F1-score test results obtained after the models’ training show that the
best result was 0.72 considering two classes and 0.82 considering three classes. This result
was obtained using a learning rate of 0.0001 after 100 epochs of training.
The test confusion matrices obtained considering two and three classes corresponding to
the best F1-score results are shown in figure 4.19.
52
Results and discussion
Epochs of training
Learning rate 50 100 150 200
0.0000001 0.50 0.51 0.52 0.53
0.000001 0.56 0.63 0.64 0.62
0.00001 0.57 0.69 0.69 0.71
0.0001 0.79 0.82 0.69 0.71
0.001 0.74 0.72 0.73 0.71
0.01 0.70 0.53 0.62 0.60
0.1 0.67 0.63 0.69 0.56
Table 4.6: F1-score test results varying learning rate considering 2 classes
Compared to the models previously analyzed, it presents only a total of 56 images classified
incorrectly. Only 33 correspond to images where signs of fire or smoke are present and
were classified as Neutral and, as such, would result in false negatives in a real context of
use.
These results indicate that the use of learning rate 0.0001 improves the classification per-
formance of the models, and, as such, it was the value chosen to carry out the tests that
followed.
The models were trained using the dataset Fire-Smoke-Cropped and tests were performed
using the dataset Real-Images-Cropped. In this section the tests regarding data pre-
processing for trainig the models is addressed.
The tests performed regarding the pre-processing of the images took into account dataset
augmentation techniques, ensuring that the images belonged to the same class after the
transformations were applied. As such, only the application of rotations and horizontal
and vertical flip of the images were considered. These tests were performed after the
optimization of the leaning rate and batch size parameters for training ResNet networks.
Test with all ResNets, using data augmentation
The first tests performed using data augmentation techniques aimed to compare all ResNet
53
Chapter 4
models’ performance, using 90o rotation and random horizontal amd vertical flip of images
as pre-processing and, therefore, had the following setup:
– Training images consisted of 70% of the 1000 images in each class (2100 images),
of size 224 x 224;
– Validation images consisted of the remaining 30% of the 1000 training images
each class (900 images), also of size 224x224.
• Use of dataset augmentation techniques that allowed the images to remain class-
persistent: image rotation of 90o and random horizontal and vertical flip of the
images;
• Fixed batch size and learning rate values, previously optimized: batch size of 32, and
learning rate of 0.0001;
• Use of all ResNet model variations considered: ResNets 18, 34, 50, 101 and 152,
pre-trained on the Imagenet dataset;
• Tests with images from the Real-Images-Cropped dataset: 100 images of each class
(300 images) of size 224 x 224.
Tables A and B show the F1-score values of the test obtained, considering two and three
classes.
Table 4.7: F1-score test results obtained with other models considering 3 classes
Table 4.8: F1-score test results obtained with all ResNet models considering 2 classes
The results obtained with ResNet 50 stand out. Although there is a stagnation of results
between epochs 125 and 175 of training, in the end, there is an improvement between
epochs 175 and 200.
54
Results and discussion
The best F1-score test result was 0.71 considering three classes, corresponding to 0.83
considering two classes. These results were obtained with ResNet 50, at 200 training
epochs. The training loss and validation curves resulting from the training of the ResNet
50 are shown in figure 4.20. Since best results were obtained with ResNet 50 at 200 training
epochs, the corresponding test confusion matrices are also shown, in figure 4.21.
The results presented in the confusion matrices indicate that there is still considerable
confusion between the classes Fire Smoke and Neutral, resulting in a worrying number
of false positives. However, in general, comparing the results with those of the previous
tests, the F1-score values obtained by the different ResNet models show a more significant
oscillation throughout the training epochs. This difference can be justified with the use of
data augmentation techniques in training, which prevent the early stagnation of results.
In addition, the graph of the learning curves with the evolution of training loss and vali-
dation throughout the training of the ResNet 50, indicates that there is no overfitting of
the models. Once the best result was obtained at 200 training epochs, a second test was
carried out, considering a larger number of training epochs, in order to try to improve the
classification performance.
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Chapter 4
– Training images consisted of 70% of the 1000 images in each class (2100 images),
of size 224 x 224;
– Validation images consisted of the remaining 30% of the 1000 training images
each class (900 images), also of size 224x224.
• Use of the same dataset augmentation techniques as in the previous test: image
rotation of 90o and random horizontal and vertical flip of the images;
• Fixed batch size and learning rate values, previously optimized with the tests pre-
sented in the following section: batch size of 32 and learning rate of 0.0001;
• Use of the ResNet model that obtained best results in the previous test: ResNet 50,
pre-trained on the Imagenet dataset;
• Tests with images from the Real-Images-Cropped dataset: 100 images of each class
(300 images) of size 224 x 224.
Figure 4.22: Best result raining and validation learning curves up to 1000 epochs
In figure 4.23 is a graph with the evolution of F1-score test results obtained throughout
the models’ training epochs and tables 4.9 and 4.10 present the average of F1-score test
results obtained using as data augmentation 90o rotation and horizontal and vertical flip of
the cropped images. Comparing these results to the previous tests, the F1-scores obtained
considering two classes are much higher than the original ones, considering three classes.
This result shows that the models still have some difficulties in distinguishing between the
Fire and Smoke classes when trained with data augmentation techniques.
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Results and discussion
Figure 4.23: F1-score average test results obtained every 50 epochs of training
Number of epochs
50 100 150 200 250 300 350 400 450 500
3 classes 0.68 0.71 0.72 0.74 0.75 0.73 0.73 0.74 0.71 0.71
2 classes 0.78 0.83 0.84 0.84 0.85 0.86 0.85 0.85 0.85 0.83
Table 4.9: ResNet 50 F1-score average test results, every 50 epochs of training (up to 500)
Number of epochs
550 600 650 700 750 800 850 900 950 1000
3 classes 0.74 0.74 0.74 0.75 0.74 0.74 0.74 0.73 0.74 0.74
2 classes 0.85 0.85 0.85 0.86 0.85 0.86 0.86 0.85 0.85 0.84
Table 4.10: F1-score average test results obtained with ResNet 50 every 50 training epochs
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Chapter 4
In appendix 5 the tables with F1-score test results referring to each of the 10 runs are
presented, considering three and two classes. The best F1-score results were obtained after
550 epochs of training. This model reaches an F1-score of 0.76 considering two classes and
a corresponding 0.88 considering two classes.
Comparing these results to the previous tests, the F1-scores obtained considering two
classes are much higher than the original ones, obtained considering three classes. This
shows that the model still has some difficulties in distinguishing between the Fire and
Smoke classes. Nevertheless, the results obtained with both two and three classes con-
sidered show an improvement in test performance of the models with the use of dataset
augmentation techniques in training.
Referring to this model, table 4.11 presents the F1-score test results per class and confusion
matrices considering three and two classes are presented in figure 4.24.
F1 score
Fire 0.81
Smoke 0.76
Neutral 0.76
Figure 4.24: Confusion matrix obtained at 550 training epochs, considering 2 and 3 classes
The confusion matrices allow us to verify that the model becomes less prone to false
negatives when using data augmentation techniques in training. There is less confusion
between images belonging to the Fire or Smoke class and the Neutral class (only 18
images were confused). However, as observed in the analysis of the average F1-score results
in graph the 4.9, there is still significant confusion between the classes of smoke and fire,
resulting in another 35 images classified incorrectly.
58
Results and discussion
The ResNet networks were chosen for the development of the image classification approach,
using pre-trained models with the Imagenet dataset. The tests carried out as part of the
development of this approach are summarized in table 4.12.
First, tests were performed to choose the model for hyper-parameter optimization, as
suggested in [66]. Then, with the hyper-parameters considered already optimized, tests
were performed to improve the models’ classification performance using data augmentation
techniques.
Considering the optimized hyper-parameters, the performances of all ResNets (18, 34,
50, 101, and 152), using data augmentation techniques, were compared. With the model
that obtained the best results, another set of tests was performed, with a higher number of
training epochs, to improve the models’ classification performance using data augmentation
techniques.
Test name Test performed Test objective Results evaluation metrics
Training and validation
Performance comparison between the
learning curves,
models considered in this approach Choosing the model to be
Initial tests F1-score test results and
(ResNet 18 and ResNet 50) for the used in the following tests
confusion matrices obtained
best to be used in the following tests
for 3 and 2 classes
Test for
batch size Performance comparison between Optimize training Training and validation
optimization the ResNet 50 models trained with hyper-parameters learning curves,
Test for different hyper-parameter to obtain better F1-score test results and
learning rate values considered image classification confusion matrices obtained
optimization for 3 and 2 classes
F1-score test results
Performance comparison between obtained with all ResNets,
Test with all Use data augmentation
all considered ResNet models, training and validation
ResNets, using to obtain better
trained with hyper-parameter learning curves and
data augmentation image classification
values optimized in previous tests confusion matrices obtained
considering 3 and 2 classes
Training and validation
Test with Training model with the best result Continue training best
learning curves, F1-score
ResNet 50, in the previous test (ResNet 50) model obtained in the
average test results, confusion
using data up to 1000 epochs of training, previous test to obtain
matrices obtained considering
augmentation presenting an average of 10 runs better image classification
3 and 2 classes
The models’ training parameters batch size, and learning rate, were optimized, adapting
them to the fire and smoke recognition problem in static images.
The best results obtained with ResNet 50, using dataset augmentation techniques (ensuring
that the image belonged to the same class), reaching the values of F1-score test of 0.76
considering three classification classes, Fire, Smoke, and Neutral, and 0.88 considering
two classes, Fire Smoke and Neutral. However, even using transfer learning and data
augmentation techniques in the models’ training, there are still some problems encountered
with the classification approach.
The results indicate that the models have problems in distinguishing between fire and
smoke in the images. These difficulties in classification may be due to the fact that there
are fire and smoke simultaneously in most of the examples belonging to class Fire (similar
to real photographs of forest fires that will be submitted for classification).
As a result, the image object detection approach was studied as an alternative, whose tests
are presented in the following section.
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Chapter 4
This section presents the different tests carried out within the scope of the development
of the image object detection approach. The tests that aimed to improve the detection
performance of the models are presented, varying the pre-processing of the images and the
optimization of some training parameters of the You Only Look Once (YOLO) models.
Initial tests to evaluate the models’ performance
The initial tests aimed to understand and analyze the performance of the different models
considered. The tests were performed to compare the YOLOv3 and YOLOv4 models’
performance.
For these tests, the default values recommended for training the models, as specified in
works [57] and [22], were considered. Both training an testing datasets were manually
annotated, and, as such, these tests also allowed to confirm the possibility of using them
for training and testing YOLO models.
The initial tests setup can, therefore, be described as follows:
Both the training and testing datasets used in the initial tests are described in table 4.13.
The mAP test results obtained with the trained YOLOv and YOLOv4 models are shown
in figure 4.25. Figures 4.26 and 4.27 show the AP(Fire) and AP(Smoke) results obtained
by each of the models.
60
Results and discussion
61
Chapter 4
As shown in figure 4.25, the YOLOv4 model obtains better mAP test results than YOLOv3.
YOLOv4 can achieve a test mAP test result of 46%, after 5000 training epochs, while
YOLOv3’s best result is only of 35.21%, also after 5000 epochs of training.
The AP results for each class obtained by the models, in figures 4.26 and 4.27, show
that both models have a better performance detecting objects of class Smoke. The best
AP result regarding class Smoke was 68.65%, obtained by YOLOv3, better than the best
YOLOv4 AP(Smoke) test result, 67.05%, as observed in figure 4.27.
Although the YOLOv3 model obtains better results in the detection of smoke, it presents
serious difficulties in the detection of Fire, obtaining a maximum AP(Fire) value of 3.84%
at 3000 training epochs. The YOLOv4 model achieves a better result, reaching a higher
value of 24.96%, as shown in figure 4.26.
Between the two tested models, YOLOv4 obtained better results, being, therefore, the
chosen one to be used in the following tests to adjust the training anchors.
Test performed with anchor adjustment
The definition of the anchors used in training is an important aspect since it directly
impacts the detections made by the models. By adjusting the sizes of the anchors used in
training, it will be possible to obtain a better location of the fire and smoke in the images,
resulting in an improvement in the results of the mean Average Precision (mAP) test.
This test aimed to compare the trained models’ performance with the anchor boxes’ def-
inition by assigning them default values, with the performance achieved using k-means
clustering to define anchor values adapted to the test dataset. The test setup is described
below:
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Results and discussion
• Number of classes = 2;
• Channels = 3 (RGB);
• Training of YOLOv4 model with adjusted anchors, comparing the results with the
ones obtained in the previous test;
– For YOLOv4:
anchors = (35, 37), (60, 84), (144, 89), (90,160), (200,167), (134,256), (334,188),
(233,290), (375,342)
As in the previous test, both the training and testing datasets are described in table 4.13,
presented above.
The mAP test results obtained with the trained YOLOv4 models, using the default and
adjusted anchors, are shown in figure 4.28. Figures 4.29 and 4.30 show the AP (Fire) and
AP (Smoke) results obtained by each of the models.
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Chapter 4
64
Results and discussion
With the analysis of the mAP results, in figure 4.28, it is possible to conclude that the
YOLOv4 model trained with the default anchors obtains better mAP test results in the
images’ fire and smoke detections. While the model trained with the default anchors can
achieve a maximum mAP result of 46%, after 5000 training epochs, the adjusted anchors
model’s best result is only 40.11%, at 3000 epochs.
The AP results for each class obtained by the models show a significant discrepancy between
the models’ ability to detect fire in the images. Although both have managed to obtain
good results in detecting smoke in the images, the model trained with adjusted anchors is
able to surpass the best AP(Smoke) result, reaching 68.47% (in figure 4.30). The worst
mAP results obtained with the anchor adjustment are due to the model’s difficulty in
detecting fire in the images, as can be seen in the graph present in figure 4.26.
In general, the model that uses the default anchor values is able to obtain superior AP(Fire)
results throughout the training epochs, which suggests that the anchor adjustment may
have been poorly performed. One factor that may have negatively influenced the anchor
adjustment is the difference between the type of images used for training and the images
used for testing.
In order to approximate the characteristics of the training images to the test images, ad-
ditional tests were performed, with different combinations between the two datasets. The
hypothesis tested will be that by adding images that contain fire and smoke in dimen-
sions similar to those found in forest fire situations, it will be possible to make a better
adjustment of the anchors and, consequently, obtain better results in the detections.
The tests performed regarding the pre-processing of the images in the object detection
approach consisted of the variation of the data used for training. After optimizing the
parameters used for the configuration of the YOLO models, taking into account the dif-
ferences in the context of both datasets’ images, different combinations of the annotated
images were tested for training the model, setting a new test dataset. These tests were
carried out in order to improve the performance of the YOLOv4 models, using different sets
of images to adjust the anchors. The hypothesis tested is that, by also using images with
specific characteristics observable in situations of forest fires for training, such as those of
the test dataset, it is possible to better approximate the dimensions of the anchor boxes
to those of the objects to be detected.
The new test dataset consists of half of the Real-Images-YOLO dataset, making a total of
215 annotated images. The dataset variations used in the different tests are described in
table 4.14. To better understand the differences between the new datasets considered, the
graph 4.31 is presented as a complement to the table.
Tests for adjusting anchors, considering different training datasets
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Chapter 4
Figure 4.31: Graph with dataset variations used for anchor adjustment tests
These tests were carried out in order improve the detection performance, by adjusting the
initial anchors for training the models. The anchors are adjusted using the k-means cluster-
ing algorithm to get a number of bounding box dimension clusters of the training dataset
equal to the number of anchors needed to define before training the models. Therefore,
these anchors will be pairs (x, y) of adequate size for the detection of smoke and fire in
images, which will allow a better location of objects of both classes in the test dataset.
The first tests used the default anchors, recommended when proposing the models used,
in order to be able to compare the performance of YOLOv3 and YOLOv4. In this test,
first, the anchors were adjusted directly to the training dataset and the then test results
obtained with the trained models were compared with the results obtained by training
with the default anchor values. The test setup was as follows:
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Results and discussion
• The use of the original training dataset for training the model;
• The use of half of the original test dataset joined with the original training dataset;
• The use of half of the original test dataset for training;
• The use of 2 training cycles: first with the original training dataset and then with
the dataset of test images used for training.
The mAP test results obtained are presented in figure 4.32 as well as in table 4.15.
The best results were obtained by using two training cycles, first with the original training
dataset, followed by a second training cycle using half of the test dataset, and training the
model with one cycle, using the original training dataset with half the test dataset.
In figures 4.33 and 4.34, the Average Precision (AP) results obtained with the detections
are presented. The test AP results shown in both graphs, in red, refer to the models’
second training cycle as well as the mAP test results presented in 4.32 in orange.
When analyzing the graphs together with table 4.15, it can be inferred that the best mAP
test results were obtained after training the models with the most significant number of
examples of fire and smoke.
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Chapter 4
Number of epochs
Dataset and anchors used 1000 2000 3000 4000 5000 6000
Original training dataset
20.11 39.49 38.18 32.46 42.48 40.61
with original anchors
Original training dataset
18.16 32.00 36.09 39.11 38.01 37.21
with adjusted anchors
Original training dataset
19.06 44.85 33.28 44.74 52.24 52.22
with half of the original test dataset
Test images used for training
40.99 47.77 43.03 47.15 48.40 46.29
with adjusted anchors
Anchors adjusted
52.98 42.74 44.71 36.59 42.69 42.14
with 2 training cycles
Table 4.15: mAP results resulting from tests with different training datasets
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Results and discussion
By using two training cycles, using the transfer learning technique twice, the model is first
fine-tuned for the detection of objects belonging to the Fire and Smoke classes. The second
cycle aims at fine-tuning the model to obtain a better performance in the context of forest
fires, and, for this, half of the images belonging to the Real-Images-YOLO dataset are
used.
It is possible to conclude that this second training cycle, considering the results of AP
(Fire) and AP (Smoke) of graph 4.34, allows the model to detect smoke in the images
without so much interference from the background.
The best result obtained in terms of fire detection in the test images was 37.9 AP(Fire),
achieved through YOLOv4 training using the original training dataset with half the test
dataset, at 5000 epochs. Although this model has better results in detecting fire, the best
result for AP(Smoke) was obtained using two training cycles, reaching the value 72.1, at
1000 epochs of the second training cycle.
Tables 4.16 and 4.17 show the best results obtained with this test by training the models
with two cycles of training and with the original training dataset joined with half of the
original test dataset.
TP FP FN
Test results - Fire 92 35 146
Test results - Smoke 156 13 57
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Chapter 4
TP FP FN
Test results - Fire 106 47 132
Test results - Smoke 153 49 60
Table 4.17: Test results obtained after training with Original training dataset with
half of the original test dataset
These tables, 4.16 and 4.17, show that the largest number of detections performed correctly
(TP) of objects by the model obtained after training with the original training dataset and
half the test dataset.
It can also be observed that both models have a similar number of false negatives, which
indicates that they fail equivalently in the detection of several fire spots or smoke columns.
Below are the Precision-Recall curves for the models’ performance in detecting objects of
the Fire and Smoke classes.
Figure 4.35: Precision Recall curves obtained after two cycles of training
Figure 4.36: Precision Recall curves obtained after training with Original training
dataset with half of the original test dataset
In figure 4.36 are the results obtained by training with Original training dataset with
half of the original test dataset, after 5000 epochs and in the figure 4.35 the results
obtained using two training cycles, after 1000 epochs of the second training cycle.
70
Results and discussion
Making a comparison between the curves resulting from the detection of Smoke objects,
on the right in the images, the curve in the image 4.35 is closer to a perfect curve. It is
superior to the curve shown in the image 4.36. This difference reflects in the AP(Smoke)
values obtained by both trained models.
Although the comparison between the Precision-Recall curves for the detection of objects
belonging to the Smoke class is possible, the comparison these curves regarding class
Fire objects, on the left in the images, is more complicated since the detections of both
the models result in quite noisy curves. However, it is possible to know that the area under
the Precision-Recall curve in figure 4.36 is more extensive, resulting in a higher AP(Fire)
value.
As a complementary analysis of the models’ performance, the necessary post-processing
steps were applied to compare the classification results. The models are compared as to
the classification results of the test dataset, described in 4.18 .
Table 4.20 presents the classification results obtained after training the model Original
training dataset with half of the original test dataset, and in table 4.19, the results
obtained by the model obtained after two cycles of training are shown.
Predictions
Ground-truth Fire Neutral Smoke
Fire 68 0 16
Neutral 0 37 0
Smoke 6 20 68
Predictions
Ground-truth Fire Neutral Smoke
Fire 60 3 21
Neutral 0 32 5
Smoke 6 11 77
Table 4.20: Confusion matrix results obtained after training the model Original training
dataset with half of the original test dataset
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Chapter 4
While the model obtained after training with two cycles, in table 4.19, presents 14 false
negatives, the model trained with the large dataset, in table 4.20, presents only 20.
Regarding the number of true positives, the model’s performance trained with two cycles
surpasses that of the other model, achieving 173 correctly identified images. The model
trained with the Original training dataset with half of the original test dataset achieved a
total of 169 correctly-classified images.
In conclusion, although the classification results show that the model trained with two
cycles is more prone to false negatives, the results show that the addition of a training
cycle can be a hypothesis to improve the model’s performance.
For a graphical perception of the models’ detection results, two examples of images are
presented in the examples 4.37 and 4.38.
The 4.37 image shows the detections made by the models in an image in which only smoke
is present. The detections were both performed by the models with a confidence of 96%.
In the image 4.38, the detection results are shown in an image with fire and smoke. On
the left, the model trained with two cycles resulted in correct detections of fire and smoke,
with the respective degrees of confidence: Smoke: 86%, Fire: 50%, and Fire: 95%.
On the right, the results show an incorrect Fire detection, with 35% confidence. Similar to
the other model results, correct detections of fire and smoke are marked, with the respective
degrees of confidence: Smoke: 96%, Fire: 48%, and Fire: 72%.
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Results and discussion
This section presents the tests performed to optimize the input size parameter used in
training and fine-tune the confidence threshold for image fire and smoke detection.
Test for adjusting anchors, considering different input sizes
The test performed regarding the models’ training and evaluation for the object detection
approach consisted of the variation of the data input size used for training. The results
were then evaluated to adjust the performance for the fire and smoke detection problem,
varying the confidence threshold.
After optimizing the parameters used for the configuration of the YOLO models and the
pre-processing of the images, the dataset composed of the original training dataset with
half of the initial test dataset was used. The anchors are adjusted according to the previous
test were also used.
The train and test setup can be described as follows:
• Tested input sizes: 416 x 416 (default and recomended input size), 608 x 608 (re-
comended value for increasing the input size) and 224 x 224 (decreasing the input
size to the one used in YOLOv2);
• Use of YOLOv4 anchors adjusted to Original training dataset with half of the
original test dataset using k-means:
anchors = (34, 36), (60, 82), (147, 91), (89,160), (200,169), (134,258), (334,190),
(235,299), (376,339)
The best mAP test results were 52.22% obtained using model YOLOv4 trained with input
size of 416 by 416, after 6000 training epochs, as shown in graph 4.39. These results
correspond to 33.71% AP(Fire) and 70.73% AP(Smoke) results, as shown in graphs 4.40
and 4.41.
However, although the model trained considering input size 416 by 416 obtains better
performance in the detection of fire and smoke, the test results of the model using input
size 224 by 224 are quite close. In some of the training’s intermediate points, the mAP
test results obtained by this second model exceed the results obtained by the first.
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74
Results and discussion
As a complementary analysis of the results and for a visual comparison of the images’
detection results, two distinct detection examples are presented in figures 4.42 and 4.43.
In figure 4.42, example 1 represents the detections made by the models in an image that
contains smoke and fire, considering the models trained with input sizes 416 by 416, and
608 by 608. Graphically the results obtained by the model trained with input size 416
by 416 are similar to the results obtained after training with 608 by 608. Both classify
the smoke column present in the image correctly, differing in confidence in the detection.
Using input size 608 by 608, the Smoke confidence score is 77%, and with 416 by 416, the
confidence score is lower, reaching only 28 %. The other model, trained with input size set
to 224 x 224, does not detect any of the objects present in the image.
In example 2, presented in figure 4.43 , the results of detections obtained in another
image in which smoke and fire are also present are presented. In this case, the models’
performance when identifying smoke is similar in the three trained models. The results
obtained by models trained with input size 224 x 224 and 416 by 416 are similar for fire
detection. However, while the model trained with input size 224 by 224 identifies smoke
with a confidence score of 70%, the other does it with 100%.
As for fire, both have repeated detections, whereas, while the model trained with input
size 416 by 416 has a maximum confidence score of 91%, the one trained with the input
size set to 224 x 224 only reaches 65%. The other model performs the detections with the
maximum confidence scores of 77% and 26%.
Although they present repeated detections, the models trained with input sizes set to 224
by 224 and 416 by 416 have better performance in detecting fire and smoke in images, of
which the model trained with the input size set to 416 by 416 stands out. For that reason,
the model chosen to perform the test to adjust the confidence threshold, presented below,
was the one trained with input size 416 by 416.
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Chapter 4
Figure 4.42: Test results obtained using different input sizes, example 1
Figure 4.43: Test results obtained using different input sizes, example 2
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Results and discussion
• Use the best model obtain in the previous test, trained with input size 416 by 416,
trained up to 6000 epochs;
The effect of the variation of the confidence threshold can be seen in the graph of figure
4.44, which presents the mAP results obtained considering the confidence thresholds 5%,
10%, 15%, 20% and 25%, evaluating the model resulting from the previous test.
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Chapter 4
From the results in the graph of figure 4.44, it can be confirmed that the models, with
the lowering of the confidence threshold, obtain worse results of test mAP. This means the
highest number of valid detections (where C> T) that is carried out is related to correct
detections, and the number of false negatives decreases. That is, more fire spots and more
smoke columns are detected in the images.
Therefore, a more detailed analysis was made regarding two operating points: with confi-
dence thresholds 5 and 15%. For this reason, it was considered the model that obtained
the best results across all thresholds considered, trained up to 6000 epochs.
Regarding this model, the graphs of the figures 4.45 and 4.46 show the Precision-Recall
curves obtained for confidence 15% and for 5%.
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Results and discussion
By complementing the analysis of graph 4.44 with the Precision-Recall curves, it can be
noticed that the improvement in the mAP results is mainly due to the improvement in the
fire detection results in the images. With the increase of the confidence threshold, both
curves show a decrease in the Recall values, and the Precision values show a more significant
oscillation up and down (which is more noticeable in the graphs related to AP(Fire)).
The AP(Smoke) Precision-Recall curves, on the right in the images, also show some ob-
servable differences. The curve obtained setting the confidence threshold at 5% is more
extensive, which is reflected in a slight increase in the AP(Smoke) result. However, the
test curve where the threshold was set at 15% is higher, which indicates that it will detect
smoke objects more accurately.
The curves’ analysis is complemented by comparing the total of True Positives, False
Positives, and False Negatives detections obtained by each of the models presented in
figure 4.47.
With the lowering of the confidence threshold used in the test, the False Positive values
show a considerable increase. However, considering the mAP values analyzed previously, it
can be concluded that most of these are due to location errors, that is, repeated detections
of the same object in the images.
This assumption is based on the simultaneous increase in the value of True Positive detec-
tions and a decrease in the value of False Negatives. A lower value of False Negatives in
the detections means that, of the total number of smoke columns and fires present in the
images, a smaller number of objects remain undetected.
In order to confirm the effect of this variation on the image classification results, the results
of the confusion matrices were also analyzed after applying the step of post-processing the
results. These matrices are presented in tables 4.21. 4.22, for confidence threshold of 15%
and 4.23. 4.24, for confidence threshold of 5%.
Predictions – confidence 15 %
Ground-truth Fire Neutral Smoke
Fire 67 0 17
Neutral 0 31 6
Smoke 6 5 83
Table 4.21: Confusion matrix with confidence threshold 15% considering 3 classes
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Chapter 4
Predictions – confidence 15 %
Ground-truth Fire/Smoke Neutral
Fire/Smoke 173 5
Neutral 6 31
Table 4.22: Confusion matrix with confidence threshold 15% considering 2 classes
Predictions – confidence 15 %
Ground-truth Fire Neutral Smoke
Fire 78 0 6
Neutral 1 22 14
Smoke 14 0 80
Predictions – confidence 5 %
Ground-truth Fire/Smoke Neutral
Fire/Smoke 178 0
Neutral 15 22
In contrast to the test performed considering a confidence threshold of 15%, when analyzing
the confusion matrices of the image classification results, it can be seen that the test with
the threshold set to 5% was able to obtain 0 False Negatives. This result means that none
of the images that contained smoke or fire were classified as neutral.
However, as expected, the number of false positives increased from 6 to 15 images when
using a lower confidence threshold. As such, in this respect, the use of a 15% confidence
threshold in the FireLoc application has advantages, managing to eliminate a more signif-
icant number of crowdsourced images that do not portray forest fire situations.
As representatives of the observable differences in practice, some images with fire and
smoke detections are presented in figures 4.48 and 4.49.
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Results and discussion
In figure 4.48, example 1 represents the detections made by the models in an image with
smoke, considering the confidence thresholds of both the proposed operating points: 5%
and 15%. In this example, the performance of the models in detecting the smoke columns
is similar. However, when the 5% threshold is used, on the left in the image, there is a
repeated smoke detection (which would be considered a False Positive when calculating
the AP value (Smoke) and, consequently, in calculating the mAP value).
In example 2, presented in figure 4.49, the results of detections obtained in an image in
which smoke and fire are present are shown. In this case, the performance of the models
when identifying smoke is also similar. As for fire detection, the model presents repeated
fire detections, which would also be considered False Positives in the metrics for assessing
the detection performance. These results also indicate that the tested model has greater
confidence in the detection of smoke than in the detection of fire in the images.
Using the object detection approach in images, a better distinction between fire and smoke
present in the images was possible. Compared to the classification approach, using the
YOLO models has the advantage of making it possible to obtain information about fire
and smoke location in the images’ space.
The YOLO models used in this approach are deeper, and, as such, large amounts of data
are needed to obtain good results in detecting objects in images. Similarly to what was
done for the previous approach, the transfer learning technique was used.
The lack of specific datasets led to the creation of new training and test datasets, from
the images used in the classification approach, annotated manually. In this approach, the
IoU was adjusted for the networks used (instead of the typical value 0.5), lowering it to
0.3, which allowed avoiding the consideration of location errors in the evaluation of the
detection results.
The tests carried out as part of the development of this approach are summarized in table
4.25. First, tests were performed to choose the model to be used to optimize the considered
parameters. Then, tests were performed with YOLOv4 to improve the models’ detection
and classification performance, adjusting the anchors, the input size, and the confidence
threshold to be used.
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The anchors used in the training of the models were optimized as well as the input size of
the images. Finally, the confidence threshold to be used for the evaluation of the images
was optimized. As a result of this test, 2 points for system operation are proposed, using
confidence thresholds 5% and 15%.
The proposal of 2 operating points will allow adjusting the system’s performance, making
it more permeable to false positives (reducing the threshold used to evaluate the images
to 5 %). As an alternative, in times when there is an increase in the number of reported
fires, create a more significant restriction against false positives (increasing the threshold
to 15 %).
It was also possible to observe that the use of new training cycles can improve the models’
performance. This result is interesting since it allows future improvement, with the pos-
sibility of using new images available with forest fire situations to fine-tune the proposed
YOLOv4 model.
This system will allow the detection and location of the fire and smoke present in the
images, and the classification results for each image when applying the proposed post-
processing steps.
Although not within the work scope, YOLO models still manage to detect objects on video,
which can be useful if the FireLoc application starts to accept this type of submissions.
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Chapter 5
Efficient fire reporting systems are essential as they allow for a quicker and more effective
fire fighting media response. One possibility for the implementation of these systems is
the use of crowd reporting, which allows people to present at the locations to identify and
report the situation almost immediately, such as FireLoc. For these systems to be used in
real contexts, it is necessary to process a large number of images submitted simultaneously.
Therefore, it is essential to have a system that serves as a filter to check if each submitted
image contains signs of a forest fire.
In this thesis, an intelligent system for the detection of smoke and fire in static images
was developed for integration in the FireLoc project as a tool for evaluating the image
contributions made by users. In this chapter, the final product and its development are
analyzed, as well as the future work and the difficulties encountered.
Based on the state-of-the-art analysis, the advantages of using deep learning to solve image
recognition problems become clear. Despite the need for a large number of images to train
artificial neural networks, using techniques such as transfer learning and data augmenta-
tion, it is possible to obtain a reliable model for detecting fire and smoke in images, as
demonstrated by the existing systems studied.
For the recognition of forest fire indications in static images, two approaches were stud-
ied: image classification and image object detection. Initially, an image classification
system was implemented, using state-of-the-art ResNet models. Although it was possible
to improve the results by optimizing some training parameters of the models and dataset
augmentation, it presented some confusion in identifying fire and smoke.
Therefore, it was considered an alternative approach of detecting objects in images, con-
sidering fire and smoke the objects to be detected. This approach allowed not only the
distinction between the two but also the location in the image space of the objects found.
With this approach, the differences between fire and smoke in images by the models be-
come more accurate, allowing, in the future, to identify the location of the reported fire
from the point of view of the users who send the images.
Based on the tests performed, it is then proposed to recognize fire and smoke and static
images using an image object detection approach. After considering the analysis of the
results, the use of a trained YOLOv4 as a screening tool for the contributions of the users
of the FireLoc application is proposed since it presents good results in the test performed
with images collected in the context of a forest fire.
The main difficulties encountered were the lack of annotated data for training the models
84
Conclusions and Future Work
and the consequent subjectivity of the manual annotation of the datasets. Another aspect
that hindered the work carried out was the long time required for training the models,
especially the more complex ones used in the object detection approach, the YOLO models.
The following contributions resulted from the work developed with the proposed objectives
in mind:
• The proposal for specific image datasets for training and testing of YOLO networks,
which can be used for the development of smoke and fire detection systems in static
images or videos;
• A system test on the server where it will be used, simulating a real image submission
situation, evaluating the results regarding the fire and smoke detection performance
in each image, and regarding the classification performance, considering the images
as a whole, proposing two operating points for the system.
The system has, however, room for improvement. Once the application is put into opera-
tion, with the users’ submitted data, it will become possible, for example, to improve the
performance of the model, training with another cycle using the submitted images, thus
enhancing its generalization capacity. It will also be possible to compare the two operating
points and confirm the differences observed between them in the test performed.
Due to the recent interest in the image and video object recognition scientific area, the
performances of new models that can be developed can also be compared. Examples of
these models are PP-YOLO [47] (released in August 2020) or even YOLOv5 [39] (released
at the end of May 2020, but for which, at the time of writing this dissertation, there is no
peer-reviewed paper for).
These can be tested and compared to the trained YOLOv4, using the proposed annotated
datasets for the training and testing phases and according to the image object detection
approach presented in chapter 2. The proposed dataset can also be used to develop other
systems since the annotation used is in the YOLO annotation format.
85
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Appendices
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Appendix A
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Images images from Real-Images-Dataset
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Appendix B
Table 1: Test results obtained with ResNet 50 using data augmentation in all 10 runs,
considering 3 classes every 50 epochs (up to 500 epochs)
Table 2: Test results obtained with ResNet 50 using data augmentation in all 10 runs,
considering 3 classes every 50 epochs
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Appendix
Table 3: Test results obtained with ResNet 50 using data augmentation in all 10 runs,
considering 2 classes every 50 epochs (up to 550)
Table 4: Test results obtained with ResNet 50 using data augmentation in all 10 runs,
considering 2 classes every 50 epochs
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Work Plan
In this chapter, the work timeline followed in the second semester is presented and com-
pared with the initial work plan. The identified risks are then analyzed, and the planned
measures to mitigate the identified risks are explained.
Figure 3 presents a Gantt chart, referent to the temporal planning of the work developed
in the second semester.
Taking into consideration the work developed in the first semester and the results obtained,
the first planned tasks aimed at continuing the study of ResNets to develop the classification
approach.
One of the planned tasks was the improvement of the dataset used to achieve better
results. For this purpose, the images used for training and testing were manually divided
and classified, thus enabling the use of transfer learning techniques, adapting the images to
the network architecture without causing distortions. Data augmentation techniques were
also used, which implied a revision and more detail in the previously carried out study
of the state-of-the-art. This is one of the differences between the initial planning and the
actual work carried out during the second semester, which can be seen in figure 4.
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Appendix
In order to improve the performance of the Residual Network (ResNet) models, to avoid
distortions in the images resulting from the pre-processing, the training and test images
were created and annotated manually to create the used datasets. Tests were also carried
out in order to optimize the training parameters of the models, and data augmentation
techniques were tested, which implied a review and deepening of the study previously car-
ried out regarding these techniques. However, it was found that the approach of classifying
images as a whole might not be the most suitable for solving the problem of forest fire
recognition.
The image object detection approach for fire and smoke detection in images was studied
as an alternative approach. The use of new architectures, which are based on different
object detection paradigms, implied the deepening of the state-of-the-art study carried
out. Based on the study carried out, the You Only Look Once (YOLO) networks were
studied with a process similar to ResNets: preparation and manual annotation of training
data and tests followed by the optimization of the models’ training parameters.
The fact that there were no annotated datasets for the YOLO networks’ training, specific
to the forest fire and flame detection problem, led to the use of the LabelImg tool and the
manual annotation of each column of smoke and fire outbreak present in the images.
The process of manually annotating custom datasets, although in the case of YOLO net-
works was facilitated by using the annotation tool mentioned above, it is time-consuming,
since the occurrence of errors can prevent the achievement of good test performance of the
models. This time-consuming process led to a further divergence between the temporal
planning of tasks and the work carried out.
For elaborating the proposed approach for fire and smoke recognition in images, a post-
processing step of the results obtained with the YOLO networks was also proposed to
obtain an image classification. Based on the results, the test parameters were adjusted in
order to be able to use the intelligent fire detection system proposed in a forest environment,
with two operating points to consider. Finally, the work developed was documented in the
final report.
The main differences between the work planned and the work carried out in the second
semester are related to the addition of tasks performed related to the detection approach.
The necessary additional state-of-the-art study for image object detection and the fact that
the models used are even more complex (which implies more time-consuming training) had
direct implications for the time it took for each of the tasks performed. As such, it was
not possible to publish the results obtained, and since the time it takes for each detection
is appropriate for use in real-time applications, tests on the temporal performance of the
100
models were not carried out.
Risks
This section presents the identified risks and their implications for the work developed.
The analysis of each risk takes into consideration its probability of occurrence and level of
impact on the work developed, according to table 5. The mitigation actions proposed for
each risk are also presented, as well as the strategies followed to implement them.
Probability Impact
1 Low Marginal
2 Medium Critical
3 High Catastrophic
Table 5 is a risk matrix, providing visual analysis of the impact of each risk, showing Risk
1 as the most severe.
For the risks identified, the mitigation strategies proposed were:
• Risk 1 - The use of techniques to make training more efficient, using tools like Google
Colab. The training and testing of the models for both approaches were carried out
using Google Colab, which allowed the use of parallel computing platforms such as
CUDA and, consequently, faster training and testing.
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