Case 12 David v. Arroyo
Case 12 David v. Arroyo
Case 12 David v. Arroyo
**Facts:**
- President Gloria Macapagal-Arroyo issued Presidential Proclamation No. 1017 (PP 1017) and
General Order No. 5 (G.O. No. 5) in response to perceived threats to national security.
- Several petitions were filed challenging the constitutionality of PP 1017 and G.O. No. 5, alleging
grave abuse of discretion and violations of constitutional rights.
- PP 1021 was subsequently issued, lifting the state of national emergency declared under PP 1017.
- Petitioners raised issues including encroachment on legislative powers, violation of freedom of
expression, and the constitutionality of the orders.
**Issues:**
1. Whether the issuance of PP 1021 renders the petitions moot and academic.
2. Whether petitioners have legal standing.
3. Whether the Supreme Court can review the factual bases of PP 1017.
4. Whether PP 1017 and G.O. No. 5 are unconstitutional.
**Ruling:**
1. The Court held that PP 1021 did not render the petitions moot and academic. The issues raised
were of public interest and involved fundamental rights, necessitating judicial review.
2. The Court found all petitioners had legal standing to challenge the constitutionality of PP 1017 and
G.O. No. 5, as they demonstrated direct injury or substantial interest in the case.
3. The Court applied the test laid down in Lansang, emphasizing that judicial inquiry into the
President's exercise of power should determine whether it was arbitrary, not necessarily correct.
4. The Court upheld the constitutionality of the state of emergency declared under PP 1017 but
declared certain provisions of PP 1017 and G.O. No. 5 unconstitutional. Specifically, provisions
granting the President broad powers beyond addressing lawless violence were deemed ultra vires.
**Principle:**
"The power to declare a state of national emergency is not unlimited and must be exercised within the
bounds of the Constitution and existing laws." - Article 124 to 130 of the Revised Penal Code of the
Philippines reinforces the principle that the exercise of governmental authority, particularly in times of
crisis, must adhere to legal limits to prevent abuse of power.
EN BANC
DECISION
SANDOVAL-GUTIERREZ, J p:
All powers need some restraint; practical adjustments rather than rigid
formula are necessary. 1 Superior strength — the use of force — cannot make
wrongs into rights. In this regard, the courts should be vigilant in safeguarding
the constitutional rights of the citizens, specifically their liberty.
Chief Justice Artemio V. Panganiban's philosophy of liberty is thus most
relevant. He said: "In cases involving liberty, the scales of justice should weigh
heavily against government and in favor of the poor, the oppressed, the
marginalized, the dispossessed and the weak." Laws and actions that restrict
fundamental rights come to the courts "with a heavy presumption against their
constitutional validity." 2
These seven (7) consolidated petitions for certiorari and prohibition
allege that in issuing Presidential Proclamation No. 1017 (PP 1017) and
General Order No. 5 (G.O. No. 5), President Gloria Macapagal-Arroyo committed
grave abuse of discretion. Petitioners contend that respondent officials of the
Government, in their professed efforts to defend and preserve democratic
institutions, are actually trampling upon the very freedom guaranteed and
protected by the Constitution. Hence, such issuances are void for being
unconstitutional.
Once again, the Court is faced with an age-old but persistently modern
problem. How does the Constitution of a free people combine the degree of
liberty, without which, law becomes tyranny, with the degree of law, without
which, liberty becomes license? 3
On February 24, 2006, as the nation celebrated the 20th Anniversary of
the Edsa People Power I, President Arroyo issued PP 1017 declaring a state of
national emergency, thus:
NOW, THEREFORE, I, Gloria Macapagal-Arroyo, President of the
Republic of the Philippines and Commander-in-Chief of the Armed
Forces of the Philippines, by virtue of the powers vested upon me by
Section 18, Article 7 of the Philippine Constitution which states that:
"The President. . . whenever it becomes necessary, . . . may call out
(the) armed forces to prevent or suppress . . . rebellion. . . ," and in
my capacity as their Commander-in-Chief, do hereby command the
Armed Forces of the Philippines, to maintain law and order
throughout the Philippines, prevent or suppress all forms of lawless
violence as well as any act of insurrection or rebellion and to enforce
obedience to all the laws and to all decrees, orders and regulations
promulgated by me personally or upon my direction; and as provided
in Section 17, Article 12 of the Constitution do hereby declare a State
of National Emergency.
She cited the following facts as bases:
WHEREAS, over these past months, elements in the political
opposition have conspired with authoritarians of the extreme Left
represented by the NDF-CPP-NPA and the extreme Right, represented
by military adventurists — the historical enemies of the democratic
Philippine State — who are now in a tactical alliance and engaged in
a concerted and systematic conspiracy, over a broad front, to bring
down the duly constituted Government elected in May 2004;
WHEREAS, these conspirators have repeatedly tried to bring
down the President;
WHEREAS, the claims of these elements have been recklessly
magnified by certain segments of the national media;
WHEREAS, this series of actions is hurting the Philippine State
— by obstructing governance including hindering the growth of the
economy and sabotaging the people's confidence in government and
their faith in the future of this country;
WHEREAS, these actions are adversely affecting the economy;
WHEREAS, these activities give totalitarian forces of both the
extreme Left and extreme Right the opening to intensify their avowed
aims to bring down the democratic Philippine State;
WHEREAS, Article 2, Section 4 of the our Constitution makes
the defense and preservation of the democratic institutions and the
State the primary duty of Government;
WHEREAS, the activities above-described, their consequences,
ramifications and collateral effects constitute a clear and present
danger to the safety and the integrity of the Philippine State and of
the Filipino people; SHECcD
On the same day, the President issued G.O. No. 5 implementing PP 1017,
thus:
WHEREAS, over these past months, elements in the political
opposition have conspired with authoritarians of the extreme Left,
represented by the NDF-CPP-NPA and the extreme Right, represented
by military adventurists — the historical enemies of the democratic
Philippine State — and who are now in a tactical alliance and
engaged in a concerted and systematic conspiracy, over a broad
front, to bring down the duly-constituted Government elected in May
2004;
WHEREAS, these conspirators have repeatedly tried to bring
down our republican government;
WHEREAS, the claims of these elements have been recklessly
magnified by certain segments of the national media;
WHEREAS, these series of actions is hurting the Philippine
State by obstructing governance, including hindering the growth of
the economy and sabotaging the people's confidence in the
government and their faith in the future of this country;
WHEREAS, these actions are adversely affecting the economy;
WHEREAS, these activities give totalitarian forces; of both the
extreme Left and extreme Right the opening to intensify their avowed
aims to bring down the democratic Philippine State;
WHEREAS, Article 2, Section 4 of our Constitution makes the
defense and preservation of the democratic institutions and the State
the primary duty of Government;
WHEREAS, the activities above-described, their consequences,
ramifications and collateral effects constitute a clear and present
danger to the safety and the integrity of the Philippine State and of
the Filipino people;
WHEREAS, Proclamation 1017 date February 24, 2006 has been
issued declaring a State of National Emergency;
NOW, THEREFORE, I GLORIA MACAPAGAL-ARROYO, by virtue
of the powers vested in me under the Constitution as President of
the Republic of the Philippines, and Commander-in-Chief of the
Republic of the Philippines, and pursuant to Proclamation No. 1017
dated February 24, 2006, do hereby call upon the Armed Forces of
the Philippines (AFP) and the Philippine National Police (PNP), to
prevent and suppress acts of terrorism and lawless violence in the
country;
I hereby direct the Chief of Staff of the AFP and the Chief of
the PNP, as well as the officers and men of the AFP and PNP, to
immediately carry out the necessary and appropriate actions and
measures to suppress and prevent acts of terrorism and lawless
violence. CaATDE
On March 3, 2006, exactly one week after the declaration of a state of
national emergency and after all these petitions had been filed, the President
lifted PP 1017. She issued Proclamation No. 1021 which reads:
WHEREAS, pursuant to Section 18, Article VII and Section 17,
Article XII of the Constitution, Proclamation No. 1017 dated
February 24, 2006, was issued declaring a state of national
emergency;
WHEREAS, by virtue of General Order No. 5 and No. 6 dated
February 24, 2006, which were issued on the basis of Proclamation
No. 1017, the Armed Forces of the Philippines (AFP) and the
Philippine National Police (PNP), were directed to maintain law and
order throughout the Philippines, prevent and suppress all form of
lawless violence as well as any act of rebellion and to undertake
such action as may be necessary;
WHEREAS, the AFP and PNP have effectively prevented,
suppressed and quelled the acts lawless violence and rebellion;
NOW, THEREFORE, I, GLORIA MACAPAGAL-ARROYO,
President of the Republic of the Philippines, by virtue of the powers
vested in me by law, hereby declare that the state of national
emergency has ceased to exist.
In their presentation of the factual bases of PP 1017 and G.O. No. 5,
respondents stated that the proximate cause behind the executive issuances
was the conspiracy among some military officers, leftist insurgents of the New
People's Army (NPA), and some members of the political opposition in a plot to
unseat or assassinate President Arroyo. 4 They considered the aim to oust or
assassinate the President and take-over the reigns of government as a clear
and present danger.
During the oral arguments held on March 7, 2006, the Solicitor General
specified the facts leading to the issuance of PP 1017 and G.O. No.
5. Significantly, there was no refutation from petitioners' counsels.
The Solicitor General argued that the intent of the Constitution is to give
full discretionary powers to the President in determining the necessity of
calling out the armed forces. He emphasized that none of the petitioners has
shown that PP 1017 was without factual bases. While he explained that it is
not respondents' task to state the facts behind the questioned Proclamation,
however, they are presenting the same, narrated hereunder, for the elucidation
of the issues.
On January 17, 2006, Captain Nathaniel Rabonza and First Lieutenants
Sonny Sarmiento, Lawrence San Juan and Patricio Bumidang, members of the
Magdalo Group indicted in the Oakwood mutiny, escaped their detention cell in
Fort Bonifacio, Taguig City. In a public statement, they vowed to remain
defiant and to elude arrest at all costs. They called upon the people to " show
and proclaim our displeasure at the sham regime. Let us demonstrate our
disgust, not only by going to the streets in protest, but also by wearing red
bands on our left arms." 5
On February 17, 2006, the authorities got hold of a document entitled
"Oplan Hackle I" which detailed plans for bombings and attacks during the
Philippine Military Academy Alumni Homecoming in Baguio City. The plot was
to assassinate selected targets including some cabinet members and
President Arroyo herself. 6 Upon the advice of her security, President Arroyo
decided not to attend the Alumni Homecoming. The next day, at the height of
the celebration, a bomb was found and detonated at the PMA parade ground.
On February 21, 2006, Lt. San Juan was recaptured in a communist
safehouse in Batangas province. Found in his possession were two (2) flash
disks containing minutes of the meetings between members of the Magdalo
Group and the National People's Army (NPA), a tape recorder, audio cassette
cartridges, diskettes, and copies of subversive documents. 7 Prior to his
arrest, Lt. San Juan announced through DZRH that the " Magdalo's D-Day would
be on February 24, 2006, the 20th Anniversary of Edsa I." TAaIDH
On February 23, 2006, PNP Chief Arturo Lomibao intercepted information
that members of the PNP- Special Action Force were planning to defect. Thus,
he immediately ordered SAF Commanding General Marcelino Franco, Jr. to
"disavow" any defection. The latter promptly obeyed and issued a public
statement: "All SAF units are under the effective control of responsible and
trustworthy officers with proven integrity and unquestionable loyalty ."
On the same day, at the house of former Congressman Peping Cojuangco,
President Cory Aquino's brother, businessmen and mid-level government
officials plotted moves to bring down the Arroyo administration. Nelly Sindayen
of TIME Magazine reported that Pastor Saycon, longtime Arroyo critic, called a
U.S. government official about his group's plans if President Arroyo is ousted.
Saycon also phoned a man code-named Delta. Saycon identified him as B/Gen.
Danilo Lim, Commander of the Army's elite Scout Ranger. Lim said " it was all
systems go for the planned movement against Arroyo." 8
B/Gen. Danilo Lim and Brigade Commander Col. Ariel Querubin confided
to Gen. Generoso Senga, Chief of Staff of the Armed Forces of the Philippines
(AFP), that a huge number of soldiers would join the rallies to provide a critical
mass and armed component to the Anti-Arroyo protests to be held on February
24, 2005. According to these two (2) officers, there was no way they could
possibly stop the soldiers because they too, were breaking the chain of
command to join the forces foist to unseat the President. However, Gen. Senga
has remained faithful to his Commander-in-Chief and to the chain of command.
He immediately took custody of B/Gen. Lim and directed Col. Querubin to
return to the Philippine Marines Headquarters in Fort Bonifacio.
Earlier, the CPP-NPA called for intensification of political and
revolutionary work within the military and the police establishments in order to
forge alliances with its members and key officials. NPA spokesman Gregorio
"Ka Roger" Rosal declared: "The Communist Party and revolutionary
movement and the entire people look forward to the possibility in the coming
year of accomplishing its immediate task of bringing down the Arroyo regime;
of rendering it to weaken and unable to rule that it will not take much longer to
end it." 9
On the other hand, Cesar Renerio, spokesman for the National
Democratic Front (NDF) at North Central Mindanao, publicly announced: " Anti-
Arroyo groups within the military and police are growing rapidly, hastened by
the economic difficulties suffered by the families of AFP officers and enlisted
personnel who undertake counter-insurgency operations in the field ." He
claimed that with the forces of the national democratic movement, the anti-
Arroyo conservative political parties, coalitions, plus the groups that have
been reinforcing since June 2005, it is probable that the President's ouster is
nearing its concluding stage in the first half of 2006. AcDaEH
Respondents further claimed that the bombing of telecommunication
towers and cell sites in Bulacan and Bataan was also considered as additional
factual basis for the issuance of PP 1017 and G.O. No. 5. So is the raid of an
army outpost in Benguet resulting in the death of three (3) soldiers. And also
the directive of the Communist Party of the Philippines ordering its front
organizations to join 5,000 Metro Manila radicals and 25,000 more from the
provinces in mass protests. 10
By midnight of February 23, 2006, the President convened her security
advisers and several cabinet members to assess the gravity of the fermenting
peace and order situation. She directed both the AFP and the PNP to account
for all their men and ensure that the chain of command remains solid and
undivided. To protect the young students from any possible trouble that might
break loose on the streets, the President suspended classes in all levels in the
entire National Capital Region.
For their part, petitioners cited the events that followed after the
issuance of PP 1017 and G.O. No. 5.
Immediately, the Office of the President announced the cancellation of all
programs and activities related to the 20th anniversary celebration of Edsa
People Power I; and revoked the permits to hold rallies issued earlier by the
local governments. Justice Secretary Raul Gonzales stated that political
rallies, which to the President's mind were organized for purposes of
destabilization, are cancelled. Presidential Chief of Staff Michael Defensor
announced that "warrantless arrests and take-over of facilities, including
media, can already be implemented." 11
Undeterred by the announcements that rallies and public assemblies
would not be allowed, groups of protesters (members of Kilusang Mayo
Uno [KMU] and National Federation of Labor Unions- Kilusang Mayo
Uno [NAFLU-KMU]), marched from various parts of Metro Manila with the
intention of converging at the EDSA shrine. Those who were already near the
EDSA site were violently dispersed by huge clusters of anti-riot police. The
well-trained policemen used truncheons, big fiber glass shields, water
cannons, and tear gas to stop and break up the marching groups, and scatter
the massed participants. The same police action was used against the
protesters marching forward to Cubao, Quezon City and to the corner of
Santolan Street and EDSA. That same evening, hundreds of riot policemen
broke up an EDSA celebration rally held along Ayala Avenue and Paseo de
Roxas Street in Makati City. 12
According to petitioner Kilusang Mayo Uno, the police cited PP 1017 as
the ground for the dispersal of their assemblies. TacSAE
During the dispersal of the rallyists along EDSA, police arrested (without
warrant) petitioner Randolf S. David, a professor at the University of the
Philippines and newspaper columnist. Also arrested was his companion,
Ronald Llamas, president of party-list Akbayan.
At around 12:20 in the early morning of February 25, 2006, operatives of
the Criminal Investigation and Detection Group (CIDG) of the PNP, on the basis
of PP 1017 and G.O. No. 5, raided the Daily Tribune offices in Manila. The
raiding team confiscated news stories by reporters, documents, pictures, and
mock-ups of the Saturday issue. Policemen from Camp Crame in Quezon City
were stationed inside the editorial and business offices of the newspaper;
while policemen from the Manila Police District were stationed outside the
building. 13
A few minutes after the search and seizure at the Daily Tribune offices,
the police surrounded the premises of another pro-opposition paper, Malaya,
and its sister publication, the tabloid Abante.
The raid, according to Presidential Chief of Staff Michael Defensor, is
"meant to show a 'strong presence,' to tell media outlets not to connive or do
anything that would help the rebels in bringing down this government ." The
PNP warned that it would take over any media organization that would not
follow "standards set by the government during the state of national
emergency." Director General Lomibao stated that " if they do not follow the
standards — and the standards are — if they would contribute to instability in
the government, or if they do not subscribe to what is in General Order No. 5
and Proc. No. 1017 — we will recommend a 'takeover.'" National
Telecommunications' Commissioner Ronald Solis urged television and radio
networks to "cooperate" with the government for the duration of the state of
national emergency. He asked for "balanced reporting" from broadcasters
when covering the events surrounding the coup attempt foiled by the
government. He warned that his agency will not hesitate to recommend the
closure of any broadcast outfit that violates rules set out for media coverage
when the national security is threatened. 14
Also, on February 25, 2006, the police arrested Congressman Crispin
Beltran, representing the Anakpawis Party and Chairman of Kilusang Mayo
Uno (KMU), while leaving his farmhouse in Bulacan. The police showed a
warrant for his arrest dated 1985. Beltran's lawyer explained that the warrant,
which stemmed from a case of inciting to rebellion filed during the Marcos
regime, had long been quashed. Beltran, however, is not a party in any of these
petitions.
When members of petitioner KMU went to Camp Crame to visit Beltran,
they were told they could not be admitted because of PP 1017 and G.O. No. 5.
Two members were arrested and detained, while the rest were dispersed by
the police.
Bayan Muna Representative Satur Ocampo eluded arrest when the
police went after him during a public forum at the Sulo Hotel in Quezon City.
But his two drivers, identified as Roel and Art, were taken into custody.
Retired Major General Ramon Montaño, former head of the Philippine
Constabulary, was arrested while with his wife and golfmates at the Orchard
Golf and Country Club in Dasmariñas, Cavite.
Attempts were made to arrest Anakpawis Representative Satur
Ocampo, Representative Rafael Mariano, Bayan Muna Representative
Teodoro Casiño and Gabriela Representative Liza
Maza. Bayan Muna Representative Josel Virador was arrested at the PAL
Ticket Office in Davao City. Later, he was turned over to the custody of the
House of Representatives where the "Batasan 5" decided to stay indefinitely.
Let it be stressed at this point that the alleged violations of the rights of
Representatives Beltran, Satur Ocampo, et al., are not being raised in these
petitions.
On March 3, 2006, President Arroyo issued PP 1021 declaring that the
state of national emergency has ceased to exist.
In the interim, these seven (7) petitions challenging the constitutionality
of PP 1017 and G.O. No. 5 were filed with this Court against the above-named
respondents. Three (3) of these petitions impleaded President Arroyo as
respondent.
In G.R. No. 171396, petitioners Randolf S. David, et al. assailed PP 1017
on the grounds that (1) it encroaches on the emergency powers of Congress;
(2) it is a subterfuge to avoid the constitutional requirements for the imposition
of martial law; and (3) it violates the constitutional guarantees of freedom of
the press, of speech and of assembly. HDTISa
In G.R. No. 171409, petitioners Ninez Cacho-Olivares
and Tribune Publishing Co., Inc. challenged the CIDG's act of raiding
the Daily Tribune offices as a clear case of "censorship" or "prior restraint."
They also claimed that the term "emergency" refers only to tsunami, typhoon,
hurricane and similar occurrences, hence, there is " absolutely no emergency"
that warrants the issuance of PP 1017.
In G.R. No. 171485, petitioners herein are Representative Francis Joseph
G. Escudero, and twenty one (21) other members of the House of
Representatives, including Representatives Satur Ocampo, Rafael Mariano,
Teodoro Casiño, Liza Maza, and Josel Virador. They asserted that PP 1017 and
G.O. No. 5 constitute "usurpation of legislative powers"; "violation of freedom
of expression" and "a declaration of martial law." They alleged that President
Arroyo "gravely abused her discretion in calling out the armed forces without
clear and verifiable factual basis of the possibility of lawless violence and a
showing that there is necessity to do so."
In G.R. No. 171483, petitioners KMU, NAFLU-KMU, and their members
averred that PP 1017 and G.O. No. 5 are unconstitutional because (1) they
arrogate unto President Arroyo the power to enact laws and decrees; (2) their
issuance was without factual basis; and (3) they violate freedom of expression
and the right of the people to peaceably assemble to redress their grievances.
In G.R. No. 171400, petitioner Alternative Law Groups, Inc. (ALGI)
alleged that PP 1017 and G.O. No. 5 are unconstitutional because they
violate (a) Section 4 15 of Article II, (b) Sections 1, 16 2, 17 and 4 18 of
Article III, (c) Section 23 19 of Article VI, and (d) Section 17 20 of Article
XII of the Constitution.
In G.R. No. 171489, petitioners Jose Anselmo I. Cadiz et al., alleged that
PP 1017 is an "arbitrary and unlawful exercise by the President of her Martial
Law powers." And assuming that PP 1017 is not really a declaration of Martial
Law, petitioners argued that " it amounts to an exercise by the President of
emergency powers without congressional approval ." In addition, petitioners
asserted that PP 1017 "goes beyond the nature and function of a proclamation
as defined under the Revised Administrative Code."
And lastly, in G.R. No. 171424, petitioner Loren B. Legarda maintained
that PP 1017 and G.O. No. 5 are " unconstitutional for being violative of the
freedom of expression, including its cognate rights such as freedom of the
press and the right to access to information on matters of public concern, all
guaranteed under Article III, Section 4 of the 1987 Constitution ." In this regard,
she stated that these issuances prevented her from fully prosecuting her
election protest pending before the Presidential Electoral Tribunal. IaESCH
In respondents' Consolidated Comment, the Solicitor General countered
that: first, the petitions should be dismissed for being moot; second,
petitioners in G.R. Nos. 171400 (ALGI), 171424 (Legarda), 171483 (KMU et al.),
171485 (Escudero et al.) and 171489 (Cadiz et al.) have no legal
standing; third, it is not necessary for petitioners to implead President Arroyo
as respondent; fourth, PP 1017 has constitutional and legal basis; and fifth,
PP 1017 does not violate the people's right to free expression and redress of
grievances.
On March 7, 2006, the Court conducted oral arguments and heard
petitioners on the above interlocking issues which may be summarized as
follows:
A. PROCEDURAL:
1) Whether the issuance of PP 1021 renders the petitions moot
and academic.
2) Whether petitioners in 171485 (Escudero et al.), G.R. Nos.
171400 (ALGI), 171483 (KMU et al.), 171489 (Cadiz et al.),
and 171424 (Legarda) have legal standing.
B. SUBSTANTIVE:
1) Whether the Supreme Court can review the factual bases of
PP 1017.
2) Whether PP 1017 and G.O. No. 5 are unconstitutional.
a. Facial Challenge
b. Constitutional Basis
c. As Applied Challenge
A. PROCEDURAL
First, we must resolve the procedural roadblocks.
I — Moot and Academic Principle
One of the greatest contributions of the American system to this country
is the concept of judicial review enunciated in Marbury v. Madison. 21 This
concept rests on the extraordinary simple foundation —
The Constitution is the supreme law. It was ordained by the
people, the ultimate source of all political authority. It confers limited
powers on the national government. . . . If the government
consciously or unconsciously oversteps these limitations there must
be some authority competent to hold it in control, to thwart its
unconstitutional attempt, and thus to vindicate and preserve
inviolate the will of the people as expressed in the Constitution. This
power the courts exercise. This is the beginning and the end of the
theory of judicial review. 22
But the power of judicial review does not repose upon the courts a "self-
starting capacity." 23 Courts may exercise such power only when the
following requisites are present: first, there must be an actual case or
controversy; second, petitioners have to raise a question of
constitutionality; third, the constitutional question must be raised at the
earliest opportunity; and fourth, the decision of the constitutional question
must be necessary to the determination of the case itself. 24
Respondents maintain that the first and second requisites are absent,
hence, we shall limit our discussion thereon. HICSTa
An actual case or controversy involves a conflict of legal right, an
opposite legal claims susceptible of judicial resolution. It is "definite and
concrete, touching the legal relations of parties having adverse legal interest;"
a real and substantial controversy admitting of specific relief. 25 The Solicitor
General refutes the existence of such actual case or controversy, contending
that the present petitions were rendered "moot and academic" by President
Arroyo's issuance of PP 1021.
Such contention lacks merit.
A moot and academic case is one that ceases to present a justiciable
controversy by virtue of supervening events, 26 so that a declaration thereon
would be of no practical use or value. 27 Generally, courts decline jurisdiction
over such case 28 or dismiss it on ground of mootness. 29
The Court holds that President Arroyo's issuance of PP 1021 did not
render the present petitions moot and academic. During the eight (8) days that
PP 1017 was operative, the police officers, according to petitioners, committed
illegal acts in implementing it. Are PP 1017 and G.O. No. 5 constitutional or
valid? Do they justify these alleged illegal acts? These are the vital issues that
must be resolved in the present petitions. It must be stressed that "an
unconstitutional act is not a law, it confers no rights, it imposes no duties, it
affords no protection; it is in legal contemplation, inoperative." 30
The "moot and academic" principle is not a magical formula that can
automatically dissuade the courts in resolving a case. Courts will decide
cases, otherwise moot and academic, if: first, there is a grave violation of the
Constitution; 31 second, the exceptional character of the situation and the
paramount public interest is involved; 32 third, when constitutional issue
raised requires formulation of controlling principles to guide the bench, the
bar, and the public; 33 and fourth, the case is capable of repetition yet
evading review. 34
All the foregoing exceptions are present here and justify this Court's
assumption of jurisdiction over the instant petitions. Petitioners alleged that
the issuance of PP 1017 and G.O. No. 5 violates the Constitution. There is no
question that the issues being raised affect the public's interest, involving as
they do the people's basic rights to freedom of expression, of assembly and of
the press. Moreover, the Court has the duty to formulate guiding and
controlling constitutional precepts, doctrines or rules. It has the symbolic
function of educating the bench and the bar, and in the present petitions, the
military and the police, on the extent of the protection given by constitutional
guarantees. 35 And lastly, respondents' contested actions are capable of
repetition. Certainly, the petitions are subject to judicial review.
In their attempt to prove the alleged mootness of this case, respondents
cited Chief Justice Artemio V. Panganiban's Separate Opinion in Sanlakas v.
Executive Secretary. 36 However, they failed to take into account the Chief
Justice's very statement that an otherwise "moot" case may still be
decided "provided the party raising it in a proper case has been and/or
continues to be prejudiced or damaged as a direct result of its issuance." The
present case falls right within this exception to the mootness rule pointed out
by the Chief Justice.
II — Legal Standing
In view of the number of petitioners suing in various personalities, the
Court deems it imperative to have a more than passing discussion on legal
standing or locus standi.
Locus standi is defined as "a right of appearance in a court of justice on
a given question." 37 In private suits, standing is governed by the "real-
parties-in interest" rule as contained in Section 2, Rule 3 of the 1997 Rules of
Civil Procedure, as amended. It provides that "every action must be prosecuted
or defended in the name of the real party in interest." Accordingly, the "real-
party-in interest" is "the party who stands to be benefited or injured by the
judgment in the suit or the party entitled to the avails of the
suit." 38 Succinctly put, the plaintiff's standing is based on his own right to
the relief sought.
The difficulty of determining locus standi arises in public suits. Here,
the plaintiff who asserts a "public right" in assailing an allegedly illegal official
action, does so as a representative of the general public. He may be a person
who is affected no differently from any other person. He could be suing as a
"stranger," or in the category of a "citizen," or 'taxpayer." In either case, he
has to adequately show that he is entitled to seek judicial protection. In other
words, he has to make out a sufficient interest in the vindication of the public
order and the securing of relief as a "citizen" or "taxpayer. cCEAHT
Case law in most jurisdictions now allows both "citizen" and "taxpayer"
standing in public actions. The distinction was first laid down in Beauchamp
v. Silk, 39 where it was held that the plaintiff in a taxpayer's suit is in a
different category from the plaintiff in a citizen's suit. In the former, the
plaintiff is affected by the expenditure of public funds, while in the latter, he is
but the mere instrument of the public concern. As held by the New York
Supreme Court in People ex rel Case v. Collins: 40 "In matter of mere public
right, however . . . the people are the real parties. . . It is at least the right, if
not the duty, of every citizen to interfere and see that a public offence be
properly pursued and punished, and that a public grievance be remedied." With
respect to taxpayer's suits, Terr v. Jordan 41 held that "the right of a citizen
and a taxpayer to maintain an action in courts to restrain the unlawful use of
public funds to his injury cannot be denied."
However, to prevent just about any person from seeking judicial
interference in any official policy or act with which he disagreed with, and thus
hinders the activities of governmental agencies engaged in public service, the
United State Supreme Court laid down the more stringent "direct
injury" test in Ex Parte Levitt, 42 later reaffirmed in Tileston v.
Ullman. 43 The same Court ruled that for a private individual to invoke the
judicial power to determine the validity of an executive or legislative
action, he must show that he has sustained a direct injury as a result of that
action, and it is not sufficient that he has a general interest common to all
members of the public.
This Court adopted the "direct injury" test in our jurisdiction. In People
v. Vera, 44 it held that the person who impugns the validity of a statute must
have "a personal and substantial interest in the case such that he has
sustained, or will sustain direct injury as a result." The Vera doctrine was
upheld in a litany of cases, such as, Custodio v. President of the
Senate, 45 Manila Race Horse Trainers' Association v. De la
Fuente, 46 Pascual v. Secretary of Public Works 47 and Anti-Chinese
League of the Philippines v. Felix. 48
However, being a mere procedural technicality, the requirement of locus
standi may be waived by the Court in the exercise of its discretion. This was
done in the 1949 Emergency Powers Cases, Araneta v. Dinglasan, 49 where
the "transcendental importance" of the cases prompted the Court to act
liberally. Such liberality was neither a rarity nor accidental. In Aquino v.
Comelec, 50 this Court resolved to pass upon the issues raised due to the
"far-reaching implications" of the petition notwithstanding its categorical
statement that petitioner therein had no personality to file the suit. Indeed,
there is a chain of cases where this liberal policy has been observed, allowing
ordinary citizens, members of Congress, and civic organizations to prosecute
actions involving the constitutionality or validity of laws, regulations and
rulings. 51
Thus, the Court has adopted a rule that even where the petitioners have
failed to show direct injury, they have been allowed to sue under the principle
of "transcendental importance." Pertinent are the following cases:
(1) Chavez v. Public Estates Authority, 52 where the Court
ruled that the enforcement of the constitutional right to information
and the equitable diffusion of natural resources are matters of
transcendental importance which clothe the petitioner with locus
standi;
(2) Bagong Alyansang Makabayan v. Zamora, 53 wherein the
Court held that "given the transcendental importance of the issues
involved, the Court may relax the standing requirements and allow
the suit to prosper despite the lack of direct injury to the parties
seeking judicial review" of the Visiting Forces Agreement;
(3) Lim v. Executive Secretary, 54 while the Court noted that
the petitioners may not file suit in their capacity as taxpayers absent
a showing that "Balikatan 02-01" involves the exercise of Congress'
taxing or spending powers, it reiterated its ruling in Bagong
Alyansang Makabayan v. Zamora, 55 that in cases of transcendental
importance, the cases must be settled promptly and definitely and
standing requirements may be relaxed.
By way of summary, the following rules may be culled from the cases
decided by this Court. Taxpayers, voters, concerned citizens, and legislators
may be accorded standing to sue, provided that the following requirements are
met:
(1) the cases involve constitutional issues;
(2) for taxpayers, there must be a claim of illegal disbursement of
public funds or that the tax measure is unconstitutional;
(3) for voters, there must be a showing of obvious interest in the
validity of the election law in question;
(4) for concerned citizens, there must be a showing that the issues
raised are of transcendental importance which must be settled
early; and
(5) for legislators, there must be a claim that the official action
complained of infringes upon their prerogatives as
legislators. STADIH
Significantly, recent decisions show a certain toughening in the Court's
attitude toward legal standing.
In Kilosbayan, Inc. v. Morato, 56 the Court ruled that the status
of Kilosbayan as a people's organization does not give it the requisite
personality to question the validity of the on-line lottery contract, more so
where it does not raise any issue of constitutionality. Moreover, it cannot sue
as a taxpayer absent any allegation that public funds are being misused. Nor
can it sue as a concerned citizen as it does not allege any specific injury it has
suffered.
In Telecommunications and Broadcast Attorneys of the Philippines, Inc.
v. Comelec, 57 the Court reiterated the "direct injury" test with respect to
concerned citizens' cases involving constitutional issues. It held that "there
must be a showing that the citizen personally suffered some actual or
threatened injury arising from the alleged illegal official act."
In Lacson v. Perez, 58 the Court ruled that one of the
petitioners, Laban ng Demokratikong Pilipino (LDP), is not a real party-in-
interest as it had not demonstrated any injury to itself or to its leaders,
members or supporters.
In Sanlakas v. Executive Secretary, 59 the Court ruled that only the
petitioners who are members of Congress have standing to sue, as they claim
that the President's declaration of a state of rebellion is a usurpation of the
emergency powers of Congress, thus impairing their legislative powers. As to
petitioners Sanlakas, Partido Manggagawa, and Social Justice Society , the
Court declared them to be devoid of standing, equating them with the LDP
in Lacson.
Now, the application of the above principles to the present petitions.
The locus standi of petitioners in G.R. No. 171396, particularly David
and Llamas, is beyond doubt. The same holds true with petitioners in G.R. No.
171409, Cacho-Olivares and Tribune Publishing Co. Inc. They alleged "direct
injury" resulting from "illegal arrest" and "unlawful search" committed by
police operatives pursuant to PP 1017. Rightly so, the Solicitor General does
not question their legal standing.
In G.R. No. 171485, the opposition Congressmen alleged there was
usurpation of legislative powers. They also raised the issue of whether or not
the concurrence of Congress is necessary whenever the alarming powers
incident to Martial Law are used. Moreover, it is in the interest of justice that
those affected by PP 1017 can be represented by their Congressmen in
bringing to the attention of the Court the alleged violations of their basic
rights.
In G.R. No. 171400, (ALGI), this Court applied the liberality rule
in Philconsa v. Enriquez, 60 Kapatiran Ng Mga Naglilingkod sa Pamahalaan
ng Pilipinas, Inc. v. Tan, 61 Association of Small Landowners in the
Philippines, Inc. v. Secretary of Agrarian Reform, 62 Basco v. Philippine
Amusement and Gaming Corporation, 63 and Tañada v. Tuvera, 64 that
when the issue concerns a public right, it is sufficient that the petitioner is a
citizen and has an interest in the execution of the laws.
In G.R. No. 171483, KMU's assertion that PP 1017 and G.O. No. 5 violated
its right to peaceful assembly may be deemed sufficient to give it legal
standing. Organizations may be granted standing to assert the rights of their
members. 65 We take judicial notice of the announcement by the Office of the
President banning all rallies and canceling all permits for public assemblies
following the issuance of PP 1017 and G.O. No. 5.
In G.R. No. 171489, petitioners, Cadiz et al., who are national officers of
the Integrated Bar of the Philippines (IBP) have no legal standing, having failed
to allege any direct or potential injury which the IBP as an institution or its
members may suffer as a consequence of the issuance of PP No. 1017 and G.O.
No. 5. In Integrated Bar of the Philippines v. Zamora , 66 the Court held that
the mere invocation by the IBP of its duty to preserve the rule of law and
nothing more, while undoubtedly true, is not sufficient to clothe it with
standing in this case. This is too general an interest which is shared by other
groups and the whole citizenry. However, in view of the transcendental
importance of the issue, this Court declares that petitioner have locus standi.
In G.R. No. 171424, Loren Legarda has no personality as a taxpayer to
file the instant petition as there are no allegations of illegal disbursement of
public funds. The fact that she is a former Senator is of no consequence. She
can no longer sue as a legislator on the allegation that her prerogatives as a
lawmaker have been impaired by PP 1017 and G.O. No. 5. Her claim that she is
a media personality will not likewise aid her because there was no showing
that the enforcement of these issuances prevented her from pursuing her
occupation. Her submission that she has pending electoral protest before the
Presidential Electoral Tribunal is likewise of no relevance. She has not
sufficiently shown that PP 1017 will affect the proceedings or result of her
case. But considering once more the transcendental importance of the issue
involved, this Court may relax the standing rules.
It must always be borne in mind that the question of locus standi is but
corollary to the bigger question of proper exercise of judicial power. This is the
underlying legal tenet of the "liberality doctrine" on legal standing. It cannot be
doubted that the validity of PP No. 1017 and G.O. No. 5 is a judicial question
which is of paramount importance to the Filipino people. To paraphrase
Justice Laurel, the whole of Philippine society now waits with bated breath the
ruling of this Court on this very critical matter. The petitions thus call for the
application of the "transcendental importance" doctrine, a relaxation of the
standing requirements for the petitioners in the "PP 1017 cases."
This Court holds that all the petitioners herein have locus
standi. aETDIc
Incidentally, it is not proper to implead President Arroyo as respondent.
Settled is the doctrine that the President, during his tenure of office or actual
incumbency, 67 may not be sued in any civil or criminal case, and there is
no need to provide for it in the Constitution or law. It will degrade the dignity of
the high office of the President, the Head of State, if he can be dragged into
court litigations while serving as such. Furthermore, it is important that he be
freed from any form of harassment, hindrance or distraction to enable him to
fully attend to the performance of his official duties and functions. Unlike the
legislative and judicial branch, only one constitutes the executive branch and
anything which impairs his usefulness in the discharge of the many great and
important duties imposed upon him by the Constitution necessarily impairs the
operation of the Government. However, this does not mean that the President
is not accountable to anyone. Like any other official, he remains accountable
to the people 68 but he may be removed from office only in the mode provided
by law and that is by impeachment. 69
B. SUBSTANTIVE
I. Review of Factual Bases
Petitioners maintain that PP 1017 has no factual basis. Hence, it was not
"necessary" for President Arroyo to issue such Proclamation.
The issue of whether the Court may review the factual bases of the
President's exercise of his Commander-in-Chief power has reached its distilled
point — from the indulgent days of Barcelon v. Baker 70 and Montenegro v.
Castaneda 71 to the volatile era of Lansang v. Garcia, 72 Aquino, Jr. v.
Enrile, 73 and Garcia-Padilla v. Enrile. 74 The tug-of-war always cuts across
the line defining "political questions," particularly those questions "in regard to
which full discretionary authority has been delegated to the legislative or
executive branch of the government." 75 Barcelon and Montenegro were in
unison in declaring that the authority to decide whether an exigency has
arisen belongs to the President and his decision is final and conclusive on the
courts. Lansang took the opposite view. There, the members of the Court
were unanimous in the conviction that the Court has the authority to inquire
into the existence of factual bases in order to determine their constitutional
sufficiency. From the principle of separation of powers, it shifted the focus to
the system of checks and balances, "under which the President is
supreme, . . . only if and when he acts within the sphere allotted to him by
the Basic Law, and the authority to determine whether or not he has so acted
is vested in the Judicial Department, which in this respect, is, in turn,
constitutionally supreme." 76 In 1973, the unanimous Court of Lansang was
divided in Aquino v. Enrile. 77 There, the Court was almost evenly divided on
the issue of whether the validity of the imposition of Martial Law is a political
or justiciable question. 78 Then came Garcia-Padilla v. Enrile which greatly
diluted Lansang. It declared that there is a need to re-examine the latter case,
ratiocinating that "in times of war or national emergency, the President must
be given absolute control for the very life of the nation and the government is
in great peril. The President, it intoned, is answerable only to his conscience,
the People, and God." 79
The Integrated Bar of the Philippines v. Zamora 80 — a recent case
most pertinent to these cases at bar — echoed a principle similar to Lansang.
While the Court considered the President's "calling-out" power as a
discretionary power solely vested in his wisdom, it stressed that "this does not
prevent an examination of whether such power was exercised within
permissible constitutional limits or whether it was exercised in a manner
constituting grave abuse of discretion." This ruling is mainly a result of the
Court's reliance on Section 1, Article VIII of 1987 Constitution which fortifies
the authority of the courts to determine in an appropriate action the validity of
the acts of the political departments. Under the new definition of judicial
power, the courts are authorized not only "to settle actual controversies
involving rights which are legally demandable and enforceable," but also "to
determine whether or not there has been a grave abuse of discretion
amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of the government." The latter part of the authority represents
a broadening of judicial power to enable the courts of justice to review what
was before a forbidden territory, to wit, the discretion of the political
departments of the government. 81 It speaks of judicial prerogative not only
in terms of power but also of duty. 82
As to how the Court may inquire into the President's exercise of
power, Lansang adopted the test that "judicial inquiry can go no further than
to satisfy the Court not that the President's decision is correct," but that "the
President did not act arbitrarily." Thus, the standard laid down is not
correctness, but arbitrariness. 83 In Integrated Bar of the Philippines , this
Court further ruled that "it is incumbent upon the petitioner to show that the
President's decision is totally bereft of factual basis" and that if he fails, by
way of proof, to support his assertion, then "this Court cannot undertake an
independent investigation beyond the pleadings."
Petitioners failed to show that President Arroyo's exercise of the calling-
out power, by issuing PP 1017, is totally bereft of factual basis. A reading of
the Solicitor General's Consolidated Comment and Memorandum shows a
detailed narration of the events leading to the issuance of PP 1017, with
supporting reports forming part of the records. Mentioned are the escape of
the Magdalo Group, their audacious threat of the Magdalo D-Day, the
defections in the military, particularly in the Philippine Marines, and the
reproving statements from the communist leaders. There was also the Minutes
of the Intelligence Report and Security Group of the Philippine Army showing
the growing alliance between the NPA and the military. Petitioners presented
nothing to refute such events. Thus, absent any contrary allegations, the Court
is convinced that the President was justified in issuing PP 1017 calling for
military aid.
Indeed, judging the seriousness of the incidents, President Arroyo was
not expected to simply fold her arms and do nothing to prevent or suppress
what she believed was lawless violence, invasion or rebellion. However, the
exercise of such power or duty must not stifle liberty.
II. Constitutionality of PP 1017 and G.O. No. 5
Doctrines of Several Political Theorists
on the Power of the President
in Times of Emergency
This case brings to fore a contentious subject — the power of the
President in times of emergency. A glimpse at the various political theories
relating to this subject provides an adequate backdrop for our ensuing
discussion.
John Locke, describing the architecture of civil government, called upon
the English doctrine of prerogative to cope with the problem of emergency. In
times of danger to the nation, positive law enacted by the legislature might be
inadequate or even a fatal obstacle to the promptness of action necessary to
avert catastrophe. In these situations, the Crown retained a prerogative
"power to act according to discretion for the public good, without the
proscription of the law and sometimes even against it." 84 But Locke
recognized that this moral restraint might not suffice to avoid abuse of
prerogative powers. Who shall judge the need for resorting to the prerogative
and how may its abuse be avoided?Here, Locke readily admitted defeat,
suggesting that "the people have no other remedy in this, as in all other cases
where they have no judge on earth, but to appeal to Heaven." 85
Jean-Jacques Rousseau also assumed the need for temporary suspension
of democratic processes of government in time of emergency. According to
him:
The inflexibility of the laws, which prevents them from adopting
themselves to circumstances, may, in certain cases, render them
disastrous and make them bring about, at a time of crisis, the ruin of
the State. . .
It is wrong therefore to wish to make political institutions as
strong as to render it impossible to suspend their operation. Even
Sparta allowed its law to lapse. . .
If the peril is of such a kind that the paraphernalia of the laws
are an obstacle to their preservation, the method is to nominate a
supreme lawyer, who shall silence all the laws and suspend for a
moment the sovereign authority. In such a case, there is no doubt
about the general will, and it clear that the people's first intention is
that the State shall not perish. 86
Rosseau did not fear the abuse of the emergency dictatorship or
"supreme magistracy" as he termed it. For him, it would more likely be
cheapened by "indiscreet use." He was unwilling to rely upon an "appeal to
heaven." Instead, he relied upon a tenure of office of prescribed duration to
avoid perpetuation of the dictatorship. 87
John Stuart Mill concluded his ardent defense of representative
government: "I am far from condemning, in cases of extreme necessity, the
assumption of absolute power in the form of a temporary dictatorship." 88
Nicollo Machiavelli's view of emergency powers, as one element in the
whole scheme of limited government, furnished an ironic contrast to the
Lockean theory of prerogative. He recognized and attempted to bridge this
chasm in democratic political theory, thus: AScHCD
Now, in a well-ordered society, it should never be necessary to
resort to extra-constitutional measures; for although they may for a
time be beneficial, yet the precedent is pernicious, for if the practice
is once established for good objects, they will in a little while be
disregarded under that pretext but for evil purposes. Thus, no
republic will ever be perfect if she has not by law provided for
everything, having a remedy for every emergency and fixed rules for
applying it. 89
Machiavelli — in contrast to Locke, Rosseau and Mill — sought to
incorporate into the constitution a regularized system of standby emergency
powers to be invoked with suitable checks and controls in time of national
danger. He attempted forthrightly to meet the problem of combining a
capacious reserve of power and speed and vigor in its application in time of
emergency, with effective constitutional restraints. 90
Contemporary political theorists, addressing themselves to the problem
of response to emergency by constitutional democracies, have employed the
doctrine of constitutional dictatorship. 91 Frederick M. Watkins saw "no
reason why absolutism should not be used as a means for the defense of
liberal institutions," provided it "serves to protect established institutions from
the danger of permanent injury in a period of temporary emergency and is
followed by a prompt return to the previous forms of political life." 92 He
recognized the two (2) key elements of the problem of emergency governance,
as well as all constitutional governance: increasing administrative powers of
the executive, while at the same time "imposing limitation upon that
power." 93 Watkins placed his real faith in a scheme of constitutional
dictatorship. These are the conditions of success of such a dictatorship: "The
period of dictatorship must be relatively short. . . Dictatorship should always
be strictly legitimate in character. . . Final authority to determine the need for
dictatorship in any given case must never rest with the dictator
himself . . ." 94 and the objective of such an emergency dictatorship should
be "strict political conservatism." HCacDE
Carl J. Friedrich cast his analysis in terms similar to those of
Watkins. 95 "It is a problem of concentrating power — in a government where
power has consciously been divided — to cope with . . . situations of
unprecedented magnitude and gravity. There must be a broad grant of powers,
subject to equally strong limitations as to who shall exercise such powers,
when, for how long, and to what end." 96 Friedrich, too, offered criteria for
judging the adequacy of any of scheme of emergency powers, to wit: "The
emergency executive must be appointed by constitutional means — i.e., he
must be legitimate; he should not enjoy power to determine the existence of
an emergency; emergency powers should be exercised under a strict time
limitation; and last, the objective of emergency action must be the defense of
the constitutional order." 97
Clinton L. Rossiter, after surveying the history of the employment of
emergency powers in Great Britain, France, Weimar, Germany and the United
States, reverted to a description of a scheme of "constitutional dictatorship"
as solution to the vexing problems presented by emergency. 98 Like Watkins
and Friedrich, he stated a priori the conditions of success of the
"constitutional dictatorship," thus:
1) No general regime or particular institution of constitutional
dictatorship should be initiated unless it is necessary or even
indispensable to the preservation of the State and its constitutional
order. . .
2) . . . the decision to institute a constitutional dictatorship
should never be in the hands of the man or men who will constitute
the dictator. . .
3) No government should initiate a constitutional dictatorship
without making specific provisions for its termination. . .
4) . . . all uses of emergency powers and all readjustments in
the organization of the government should be effected in pursuit of
constitutional or legal requirements. . .
5) . . . no dictatorial institution should be adopted, no right
invaded, no regular procedure altered any more than is absolutely
necessary for the conquest of the particular crisis . . .
6) The measures adopted in the prosecution of the a
constitutional dictatorship should never be permanent in character or
effect. . .
7) The dictatorship should be carried on by persons
representative of every part of the citizenry interested in the defense
of the existing constitutional order. . .
8) Ultimate responsibility should be maintained for every action
taken under a constitutional dictatorship. . .
9) The decision to terminate a constitutional dictatorship, like
the decision to institute one should never be in the hands of the man
or men who constitute the dictator. . .
10) No constitutional dictatorship should extend beyond the
termination of the crisis for which it was instituted. . .
11) the termination of the crisis must be followed by a
complete return as possible to the political and governmental
conditions existing prior to the initiation of the constitutional
dictatorship. . . 99
Rossiter accorded to legislature a far greater role in the oversight exercise of
emergency powers than did Watkins. He would secure to Congress final
responsibility for declaring the existence or termination of an emergency, and
he places great faith in the effectiveness of congressional investigating
committees. 100
Scott and Cotter, in analyzing the above contemporary theories in light
of recent experience, were one in saying that, "the suggestion that
democracies surrender the control of government to an authoritarian ruler in
time of grave danger to the nation is not based upon sound constitutional
theory." To appraise emergency power in terms of constitutional dictatorship
serves merely to distort the problem and hinder realistic analysis. It matters
not whether the term "dictator" is used in its normal sense (as applied to
authoritarian rulers) or is employed to embrace all chief executives
administering emergency powers. However used, "constitutional dictatorship"
cannot be divorced from the implication of suspension of the processes of
constitutionalism. Thus, they favored instead the "concept of
constitutionalism" articulated by Charles H. McIlwain:
A concept of constitutionalism which is less misleading in the
analysis of problems of emergency powers, and which is consistent
with the findings of this study, is that formulated by Charles H.
McIlwain. While it does not by any means necessarily exclude some
indeterminate limitations upon the substantive powers of
government, full emphasis is placed upon procedural limitations,
and political responsibility. McIlwain clearly recognized the need to
repose adequate power in government. And in discussing the
meaning of constitutionalism, he insisted that the historical and
proper test of constitutionalism was the existence of adequate
processes for keeping government responsible. He refused to equate
constitutionalism with the enfeebling of government by an
exaggerated emphasis upon separation of powers and substantive
limitations on governmental power. He found that the really effective
checks on despotism have consisted not in the weakening of
government but, but rather in the limiting of it; between which there
is a great and very significant difference. In associating
constitutionalism with "limited" as distinguished from "weak"
government, McIlwain meant government limited to the orderly
procedure of law as opposed to the processes of force. The two
fundamental correlative elements of constitutionalism for which all
lovers of liberty must yet fight are the legal limits to arbitrary power
and a complete political responsibility of government to the
governed. 101
In the final analysis, the various approaches to emergency of the above
political theorists — from Lock's "theory of prerogative," to Watkins' doctrine
of "constitutional dictatorship" and, eventually, to McIlwain's "principle of
constitutionalism" — ultimately aim to solve one real problem in emergency
governance, i.e., that of allotting increasing areas of discretionary power to
the Chief Executive, while insuring that such powers will be exercised with a
sense of political responsibility and under effective limitations and
checks. SADECI
Our Constitution has fairly coped with this problem. Fresh from the
fetters of a repressive regime, the 1986 Constitutional Commission, in drafting
the 1987 Constitution, endeavored to create a government in the concept of
Justice Jackson's "balanced power structure." 102 Executive, legislative, and
judicial powers are dispersed to the President, the Congress, and the Supreme
Court, respectively. Each is supreme within its own sphere. But none has the
monopoly of power in times of emergency. Each branch is given a role to serve
as limitation or check upon the other. This system does not weaken the
President, it just limits his power, using the language of McIlwain. In other
words, in times of emergency, our Constitution reasonably demands that we
repose a certain amount of faith in the basic integrity and wisdom of the Chief
Executive but, at the same time, it obliges him to operate within carefully
prescribed procedural limitations.
a. "Facial Challenge"
Petitioners contend that PP 1017 is void on its face because of its
"overbreadth." They claim that its enforcement encroached on both
unprotected and protected rights under Section 4, Article III of the Constitution
and sent a "chilling effect" to the citizens.
A facial review of PP 1017, using the overbreadth doctrine, is uncalled
for.
First and foremost, the overbreadth doctrine is an analytical tool
developed for testing "on their faces" statutes in free speech cases, also
known under the American Law as First Amendment cases. 103
A plain reading of PP 1017 shows that it is not primarily directed to
speech or even speech-related conduct. It is actually a call upon the AFP to
prevent or suppress all forms of lawless violence. In United States v.
Salerno, 104 the US Supreme Court held that "we have not recognized an
'overbreadth' doctrine outside the limited context of the First Amendment"
(freedom of speech).
Moreover, the overbreadth doctrine is not intended for testing the validity
of a law that "reflects legitimate state interest in maintaining comprehensive
control over harmful, constitutionally unprotected conduct." Undoubtedly,
lawless violence, insurrection and rebellion are considered "harmful" and
"constitutionally unprotected conduct." In Broadrick v. Oklahoma, 105 it was
held:
It remains a 'matter of no little difficulty' to determine when a
law may properly be held void on its face and when 'such summary
action' is inappropriate. But the plain import of our cases is, at the
very least, that facial overbreadth adjudication is an exception to our
traditional rules of practice and that its function, a limited one at the
outset, attenuates as the otherwise unprotected behavior that it
forbids the State to sanction moves from 'pure speech' toward
conduct and that conduct —even if expressive — falls within the
scope of otherwise valid criminal laws that reflect legitimate state
interests in maintaining comprehensive controls over harmful,
constitutionally unprotected conduct.
Thus, claims of facial overbreadth are entertained in cases involving
statutes which, by their terms, seek to regulate only "spoken words" and
again, that "overbreadth claims, if entertained at all, have been curtailed when
invoked against ordinary criminal laws that are sought to be applied to
protected conduct." 106 Here, the incontrovertible fact remains that PP 1017
pertains to a spectrum of conduct, not free speech, which is manifestly subject
to state regulation.
Second, facial invalidation of laws is considered as "manifestly strong
medicine," to be used "sparingly and only as a last resort," and is "generally
disfavored;" 107 The reason for this is obvious. Embedded in the traditional
rules governing constitutional adjudication is the principle that a person to
whom a law may be applied will not be heard to challenge a law on the ground
that it may conceivably be applied unconstitutionally to others, i.e., in other
situations not before the Court. 108 A writer and scholar in Constitutional
Law explains further:
The most distinctive feature of the overbreadth technique is
that it marks an exception to some of the usual rules of
constitutional litigation. Ordinarily, a particular litigant claims that a
statute is unconstitutional as applied to him or her; if the litigant
prevails, the courts carve away the unconstitutional aspects of the
law by invalidating its improper applications on a case to case basis.
Moreover, challengers to a law are not permitted to raise the rights
of third parties and can only assert their own interests. In
overbreadth analysis, those rules give way; challenges are permitted
to raise the rights of third parties; and the court invalidates the entire
statute "on its face," not merely "as applied for" so that the
overbroad law becomes unenforceable until a properly authorized
court construes it more narrowly. The factor that motivates courts to
depart from the normal adjudicatory rules is the concern with the
"chilling;" deterrent effect of the overbroad statute on third parties
not courageous enough to bring suit. The Court assumes that an
overbroad law's "very existence may cause others not before the
court to refrain from constitutionally protected speech or
expression." An overbreadth ruling is designed to remove that
deterrent effect on the speech of those third parties.
In other words, a facial challenge using the overbreadth doctrine will
require the Court to examine PP 1017 and pinpoint its flaws and defects, not
on the basis of its actual operation to petitioners, but on the assumption or
prediction that its very existence may cause others not before the Court to
refrain from constitutionally protected speech or expression. In Younger v.
Harris, 109 it was held that:
[T]he task of analyzing a proposed statute, pinpointing its
deficiencies, and requiring correction of these deficiencies before
the statute is put into effect, is rarely if ever an appropriate task for
the judiciary. The combination of the relative remoteness of the
controversy, the impact on the legislative process of the relief
sought, and above all the speculative and amorphous nature of the
required line-by-line analysis of detailed statutes, . . . ordinarily
results in a kind of case that is wholly unsatisfactory for deciding
constitutional questions, whichever way they might be decided.
And third, a facial challenge on the ground of overbreadth is the most
difficult challenge to mount successfully, since the challenger must establish
that there can be no instance when the assailed law may be valid. Here,
petitioners did not even attempt to show whether this situation exists.
Petitioners likewise seek a facial review of PP 1017 on the ground of
vagueness. This, too, is unwarranted. STaCIA
Related to the "overbreadth" doctrine is the "void for vagueness doctrine"
which holds that "a law is facially invalid if men of common intelligence must
necessarily guess at its meaning and differ as to its application." 110 It is
subject to the same principles governing overbreadth doctrine. For one, it is
also an analytical tool for testing "on their faces" statutes in free speech
cases. And like overbreadth, it is said that a litigant may challenge a statute
on its face only if it is vague in all its possible applications. Again, petitioners
did not even attempt to show that PP 1017 is vague in all its application. They
also failed to establish that men of common intelligence cannot understand
the meaning and application of PP 1017.
b. Constitutional Basis of PP 1017
Now on the constitutional foundation of PP 1017.
The operative portion of PP 1017 may be divided into three important
provisions, thus:
First provision:
"by virtue of the power vested upon me by Section 18, Article
VII . . . do hereby command the Armed Forces of the Philippines, to
maintain law and order throughout the Philippines, prevent or
suppress all forms of lawless violence as well any act of insurrection
or rebellion"
Second provision:
"and to enforce obedience to all the laws and to all decrees,
orders and regulations promulgated by me personally or upon my
direction;"
Third provision:
"as provided in Section 17, Article XII of the Constitution do
hereby declare a State of National Emergency."
First Provision: Calling-out Power
The first provision
pertains to the President's calling-out power.
In Sanlakas v. Executive Secretary, 111 this Court, through Mr. Justice Dante
O. Tinga, held that Section 18, Article VII of the Constitution reproduced as
follows:
Sec. 18. The President shall be the Commander-in-Chief of all
armed forces of the Philippines and whenever it becomes necessary,
he may call out such armed forces to prevent or suppress lawless
violence, invasion or rebellion. In case of invasion or rebellion, when
the public safety requires it, he may, for a period not exceeding sixty
days, suspend the privilege of the writ of habeas corpus or place the
Philippines or any part thereof under martial law. Within forty-eight
hours from the proclamation of martial law or the suspension of the
privilege of the writ of habeas corpus, the President shall submit a
report in person or in writing to the Congress. The Congress, voting
jointly, by a vote of at least a majority of all its Members in regular or
special session, may revoke such proclamation or suspension, which
revocation shall not be set aside by the President. Upon the initiative
of the President, the Congress may, in the same manner, extend such
proclamation or suspension for a period to be determined by the
Congress, if the invasion or rebellion shall persist and public safety
requires it.
The Congress, if not in session, shall within twenty-four hours
following such proclamation or suspension, convene in accordance
with its rules without need of a call.
The Supreme Court may review, in an appropriate proceeding
filed by any citizen, the sufficiency of the factual bases of the
proclamation of martial law or the suspension of the privilege of the
writ or the extension thereof, and must promulgate its decision
thereon within thirty days from its filing.
A state of martial law does not suspend the operation of the
Constitution, nor supplant the functioning of the civil courts or
legislative assemblies, nor authorize the conferment of jurisdiction
on military courts and agencies over civilians where civil courts are
able to function, nor automatically suspend the privilege of the writ.
The suspension of the privilege of the writ shall apply only to
persons judicially charged for rebellion or offenses inherent in or
directly connected with invasion.
During the suspension of the privilege of the writ, any person
thus arrested or detained shall be judicially charged within three
days, otherwise he shall be released.
grants the President, as Commander-in-Chief, a "sequence" of graduated
powers. From the most to the least benign, these are: the calling-out power,
the power to suspend the privilege of the writ of habeas corpus, and the
power to declare Martial Law. Citing Integrated Bar of the Philippines v.
Zamora, 112 the Court ruled that the only criterion for the exercise of the
calling-out power is that "whenever it becomes necessary," the President may
call the armed forces "to prevent or suppress lawless violence, invasion or
rebellion." Are these conditions present in the instant cases? As stated
earlier, considering the circumstances then prevailing, President Arroyo found
it necessary to issue PP 1017. Owing to her Office's vast intelligence network,
she is in the best position to determine the actual condition of the country.
Under the calling-out power, the President may summon the armed forces
to aid him in suppressing lawless violence, invasion and rebellion. This
involves ordinary police action. But every act that goes beyond the President's
calling-out power is considered illegal or ultra vires. For this reason, a
President must be careful in the exercise of his powers. He cannot invoke a
greater power when he wishes to act under a lesser power. There lies the
wisdom of our Constitution, the greater the power, the greater are the
limitations.
It is pertinent to state, however, that there is a distinction between the
President's authority to declare a "state of rebellion" (in Sanlakas) and the
authority to proclaim a state of national emergency. While President Arroyo's
authority to declare a "state of rebellion" emanates from her powers as Chief
Executive, the statutory authority cited in Sanlakas was Section 4, Chapter 2,
Book II of the Revised Administrative Code of 1987, which provides:
SEC. 4. Proclamations. — Acts of the President fixing a date or
declaring a status or condition of public moment or interest, upon the
existence of which the operation of a specific law or regulation is
made to depend, shall be promulgated in proclamations which shall
have the force of an executive order.
President Arroyo's declaration of a "state of rebellion" was merely an act
declaring a status or condition of public moment or interest, a declaration
allowed under Section 4 cited above. Such declaration, in the words
of Sanlakas, is harmless, without legal significance, and deemed not written.
In these cases, PP 1017 is more than that. In declaring a state of national
emergency, President Arroyo did not only rely on Section 18, Article VII of the
Constitution, a provision calling on the AFP to prevent or suppress lawless
violence, invasion or rebellion. She also relied on Section 17, Article XII, a
provision on the State's extraordinary power to take over privately-owned
public utility and business affected with public interest. Indeed, PP 1017 calls
for the exercise of an awesome power. Obviously, such Proclamation cannot
be deemed harmless, without legal significance, or not written, as in the case
of Sanlakas. DHIETc
Some of the petitioners vehemently maintain that PP 1017 is actually a
declaration of Martial Law. It is no so. What defines the character of PP 1017
are its wordings. It is plain therein that what the President invoked was her
calling-out power.
The declaration of Martial Law is a "warn[ing] to citizens that the military
power has been called upon by the executive to assist in the maintenance of
law and order, and that, while the emergency lasts, they must, upon pain of
arrest and punishment, not commit any acts which will in any way render more
difficult the restoration of order and the enforcement of law." 113
In his "Statement before the Senate Committee on Justice " on March 13,
2006, Mr. Justice Vicente V. Mendoza, 114 an authority in constitutional law,
said that of the three powers of the President as Commander-in-Chief, the
power to declare Martial Law poses the most severe threat to civil liberties. It
is a strong medicine which should not be resorted to lightly. It cannot be used
to stifle or persecute critics of the government. It is placed in the keeping of
the President for the purpose of enabling him to secure the people from harm
and to restore order so that they can enjoy their individual freedoms. In fact,
Section 18, Art. VII, provides:
A state of martial law does not suspend the operation of the
Constitution, nor supplant the functioning of the civil courts or
legislative assemblies, nor authorize the conferment of jurisdiction
on military courts and agencies over civilians where civil courts are
able to function, nor automatically suspend the privilege of the writ.
Justice Mendoza also stated that PP 1017 is not a declaration of Martial
Law. It is no more than a call by the President to the armed forces to prevent
or suppress lawless violence. As such, it cannot be used to justify acts that
only under a valid declaration of Martial Law can be done. Its use for any other
purpose is a perversion of its nature and scope, and any act done contrary to
its command is ultra vires.
Justice Mendoza further stated that specifically, (a) arrests and seizures
without judicial warrants; (b) ban on public assemblies; (c) take-over of news
media and agencies and press censorship; and (d) issuance of Presidential
Decrees, are powers which can be exercised by the President as Commander-
in-Chief only where there is a valid declaration of Martial Law or suspension of
the writ of habeas corpus.
Based on the above disquisition, it is clear that PP 1017 is not a
declaration of Martial Law. It is merely an exercise of President Arroyo's
calling-out power for the armed forces to assist her in preventing or
suppressing lawless violence.
Second Provision: "Take Care" Power
The second provision pertains to the power of the President to ensure
that the laws be faithfully executed. This is based on Section 17, Article VII
which reads:
SEC. 17. The President shall have control of all the executive
departments, bureaus, and offices. He shall ensure that the laws be
faithfully executed.
As the Executive in whom the executive power is vested, 115 the
primary function of the President is to enforce the laws as well as to formulate
policies to be embodied in existing laws. He sees to it that all laws are
enforced by the officials and employees of his department. Before assuming
office, he is required to take an oath or affirmation to the effect that as
President of the Philippines, he will, among others, "execute its laws." 116 In
the exercise of such function, the President, if needed, may employ the powers
attached to his office as the Commander-in-Chief of all the armed forces of the
country, 117 including the Philippine National Police 118 under the
Department of the Interior and Local Government. 119
Petitioners, especially Representatives Francis Joseph G. Escudero,
Satur Ocampo, Rafael Mariano, Teodoro Casiño, Liza Maza, and Josel Virador
argue that PP 1017 is unconstitutional as it arrogated upon President Arroyo
the power to enact laws and decrees in violation of Section 1, Article VI of the
Constitution, which vests the power to enact laws in Congress. They assail the
clause "to enforce obedience to all the laws and to all decrees, orders and
regulations promulgated by me personally or upon my direction."
Petitioners' contention is understandable. A reading of PP 1017 operative
clause shows that it was lifted 120 from Former President
Marcos' Proclamation No. 1081, which partly reads:
NOW, THEREFORE, I, FERDINAND E. MARCOS, President of the
Philippines by virtue of the powers vested upon me by Article VII,
Section 10, Paragraph (2) of the Constitution, do hereby place the
entire Philippines as defined in Article 1, Section 1 of the
Constitution under martial law and, in my capacity as their
Commander-in-Chief, do hereby command the Armed Forces of the
Philippines, to maintain law and order throughout the Philippines,
prevent or suppress all forms of lawless violence as well as any act
of insurrection or rebellion and to enforce obedience to all the laws
and decrees, orders and regulations promulgated by me personally or
upon my direction.
We all know that it was PP 1081 which granted President Marcos
legislative power. Its enabling clause states: "to enforce obedience to all the
laws and decrees, orders and regulations promulgated by me personally or
upon my direction." Upon the other hand, the enabling clause of PP 1017
issued by President Arroyo is: to enforce obedience to all the laws and to
all decrees, orders and regulations promulgated by me personally or upon my
direction."
Is it within the domain of President Arroyo to promulgate "decrees"?
PP 1017 states in part: "to enforce obedience to all the laws and decrees
. . . promulgated by me personally or upon my direction."
The President is granted an Ordinance Power under Chapter 2, Book III
of Executive Order No. 292 (Administrative Code of 1987). She may issue any
of the following: DHATcE
Sec. 2. Executive Orders. — Acts of the President providing for
rules of a general or permanent character in implementation or
execution of constitutional or statutory powers shall be promulgated
in executive orders.
Sec. 3. Administrative Orders. — Acts of the President which
relate to particular aspect of governmental operations in pursuance
of his duties as administrative head shall be promulgated in
administrative orders.
Sec. 4. Proclamations. — Acts of the President fixing a date or
declaring a status or condition of public moment or interest, upon the
existence of which the operation of a specific law or regulation is
made to depend, shall be promulgated in proclamations which shall
have the force of an executive order.
Sec. 5. Memorandum Orders. — Acts of the President on
matters of administrative detail or of subordinate or temporary
interest which only concern a particular officer or office of the
Government shall be embodied in memorandum orders.
Sec. 6. Memorandum Circulars. — Acts of the President on
matters relating to internal administration, which the President
desires to bring to the attention of all or some of the departments,
agencies, bureaus or offices of the Government, for information or
compliance, shall be embodied in memorandum circulars.
Sec. 7. General or Special Orders. — Acts and commands of the
President in his capacity as Commander-in-Chief of the Armed Forces
of the Philippines shall be issued as general or special orders.
President Arroyo's ordinance power is limited to the foregoing issuances.
She cannot issue decrees similar to those issued by Former President Marcos
under PP 1081. Presidential Decrees are laws which are of the same category
and binding force as statutes because they were issued by the President in the
exercise of his legislative power during the period of Martial Law under the
1973 Constitution. 121
This Court rules that the assailed PP 1017 is unconstitutional insofar as it
grants President Arroyo the authority to promulgate "decrees." Legislative
power is peculiarly within the province of the Legislature. Section 1, Article VI
categorically states that "[t]he legislative power shall be vested in the
Congress of the Philippines which shall consist of a Senate and a House of
Representatives." To be sure, neither Martial Law nor a state of rebellion nor a
state of emergency can justify President Arroyo's exercise of legislative power
by issuing decrees.
Can President Arroyo enforce obedience to all decrees and laws through
the military?
As this Court stated earlier, President Arroyo has no authority to enact
decrees. It follows that these decrees are void and, therefore, cannot be
enforced. With respect to "laws," she cannot call the military to enforce or
implement certain laws, such as customs laws, laws governing family and
property relations, laws on obligations and contracts and the like. She can only
order the military, under PP 1017, to enforce laws pertinent to its duty to
suppress lawless violence.
Third Provision: Power to Take Over
The pertinent provision of PP 1017 states:
. . . and to enforce obedience to all the laws and to all decrees,
orders, and regulations promulgated by me personally or upon my
direction; and as provided in Section 17, Article XII of the
Constitution do hereby declare a state of national emergency.
The import of this provision is that President Arroyo, during the state of
national emergency under PP 1017, can call the military not only to enforce
obedience "to all the laws and to all decrees . . ." but also to act pursuant to
the provision of Section 17, Article XII which reads:
Sec. 17. In times of national emergency, when the public
interest so requires, the State may, during the emergency and under
reasonable terms prescribed by it, temporarily take over or direct the
operation of any privately-owned public utility or business affected
with public interest.
What could be the reason of President Arroyo in invoking the above
provision when she issued PP 1017?
The answer is simple. During the existence of the state of national
emergency, PP 1017 purports to grant the President, without any authority or
delegation from Congress, to take over or direct the operation of any privately-
owned public utility or business affected with public interest.
This provision was first introduced in the 1973 Constitution, as a product
of the "martial law" thinking of the 1971 Constitutional Convention. 122 In
effect at the time of its approval was President Marcos' Letter of Instruction
No. 2 dated September 22, 1972 instructing the Secretary of National Defense
to take over "the management, control and operation of the Manila Electric
Company, the Philippine Long Distance Telephone Company, the National
Waterworks and Sewerage Authority, the Philippine National Railways, the
Philippine Air Lines, Air Manila (and) Filipinas Orient Airways . . . for the
successful prosecution by the Government of its effort to contain, solve and
end the present national emergency."
Petitioners, particularly the members of the House of Representatives,
claim that President Arroyo's inclusion of Section 17, Article XII in PP 1017 is
an encroachment on the legislature's emergency powers.
This is an area that needs delineation. DIEcHa
A distinction must be drawn between the President's authority
to declare "a state of national emergency" and to exercise emergency
powers. To the first, as elucidated by the Court, Section 18, Article VII grants
the President such power, hence, no legitimate constitutional objection can be
raised. But to the second, manifold constitutional issues arise.
Section 23, Article VI of the Constitution reads:
SEC. 23. (1) The Congress, by a vote of two-thirds of both
Houses in joint session assembled, voting separately, shall have the
sole power to declare the existence of a state of war.
(2) In times of war or other national emergency, the Congress
may, by law, authorize the President, for a limited period and subject
to such restrictions as it may prescribe, to exercise powers
necessary and proper to carry out a declared national policy. Unless
sooner withdrawn by resolution of the Congress, such powers shall
cease upon the next adjournment thereof.
It may be pointed out that the second paragraph of the above provision
refers not only to war but also to "other national emergency." If the intention of
the Framers of our Constitution was to withhold from the President the
authority to declare a "state of national emergency" pursuant to Section 18,
Article VII (calling-out power) and grant it to Congress (like the declaration of
the existence of a state of war), then the Framers could have provided so.
Clearly, they did not intend that Congress should first authorize the President
before he can declare a "state of national emergency." The logical conclusion
then is that President Arroyo could validly declare the existence of a state of
national emergency even in the absence of a Congressional enactment.
But the exercise of emergency powers, such as the taking over of
privately owned public utility or business affected with public interest, is a
different matter. This requires a delegation from Congress.
Courts have often said that constitutional provisions in pari materia are
to be construed together. Otherwise stated, different clauses, sections, and
provisions of a constitution which relate to the same subject matter will be
construed together and considered in the light of each other. 123 Considering
that Section 17 of Article XII and Section 23 of Article VI, previously quoted,
relate to national emergencies, they must be read together to determine the
limitation of the exercise of emergency powers.
Generally, Congress is the repository of emergency powers. This is
evident in the tenor of Section 23 (2), Article VI authorizing it to delegate such
powers to the President. Certainly, a body cannot delegate a power not
reposed upon it. However, knowing that during grave emergencies, it may not
be possible or practicable for Congress to meet and exercise its powers, the
Framers of our Constitution deemed it wise to allow Congress to grant
emergency powers to the President, subject to certain conditions, thus:
(1) There must be a war or other emergency.
(2) The delegation must be for a limited period only.
(3) The delegation must be subject to such restrictions as the
Congress may prescribe.
(4) The emergency powers must be exercised to carry out a national
policy declared by Congress. 124
Section 17, Article XII must be understood as an aspect of the emergency
powers clause. The taking over of private business affected with public
interest is just another facet of the emergency powers generally reposed upon
Congress. Thus, when Section 17 states that the "the State may, during the
emergency and under reasonable terms prescribed by it, temporarily take over
or direct the operation of any privately owned public utility or business
affected with public interest," it refers to Congress, not the President. Now,
whether or not the President may exercise such power is dependent on
whether Congress may delegate it to him pursuant to a law prescribing the
reasonable terms thereof. Youngstown Sheet & Tube Co. et al. v.
Sawyer, 125 held:
It is clear that if the President had authority to issue the order
he did, it must be found in some provision of the Constitution. And it
is not claimed that express constitutional language grants this power
to the President. The contention is that presidential power should be
implied from the aggregate of his powers under the Constitution.
Particular reliance is placed on provisions in Article II which say that
"The executive Power shall be vested in a President . . . . ;" that "he
shall take Care that the Laws be faithfully executed;" and that he
"shall be Commander-in-Chief of the Army and Navy of the United
States.
The order cannot properly be sustained as an exercise of the
President's military power as Commander-in-Chief of the Armed
Forces. The Government attempts to do so by citing a number of
cases upholding broad powers in military commanders engaged in
day-to-day fighting in a theater of war. Such cases need not concern
us here. Even though "theater of war" be an expanding concept, we
cannot with faithfulness to our constitutional system hold that the
Commander-in-Chief of the Armed Forces has the ultimate power as
such to take possession of private property in order to keep labor
disputes from stopping production. This is a job for the nation's
lawmakers, not for its military authorities.
Nor can the seizure order be sustained because of the several
constitutional provisions that grant executive power to the President.
In the framework of our Constitution, the President's power to see
that the laws are faithfully executed refutes the idea that he is to be
a lawmaker. The Constitution limits his functions in the lawmaking
process to the recommending of laws he thinks wise and the vetoing
of laws he thinks bad. And the Constitution is neither silent nor
equivocal about who shall make laws which the President is to
execute. The first section of the first article says that "All legislative
Powers herein granted shall be vested in a Congress of the United
States. . ." 126
Petitioner Cacho-Olivares, et al. contends that the term "emergency"
under Section 17, Article XII refers to "tsunami," "typhoon," "hurricane" and
"similar occurrences." This is a limited view of "emergency."
Emergency, as a generic term, connotes the existence of conditions
suddenly intensifying the degree of existing danger to life or well-being beyond
that which is accepted as normal. Implicit in this definitions are the elements
of intensity, variety, and perception. 127 Emergencies, as perceived by
legislature or executive in the United States since 1933, have been occasioned
by a wide range of situations, classifiable under three (3) principal heads: a)
economic, 128 b) natural disaster, 129 and c) national security. 130
"Emergency," as contemplated in our Constitution, is of the same
breadth. It may include rebellion, economic crisis, pestilence or epidemic,
typhoon, flood, or other similar catastrophe of nationwide proportions or
effect. 131 This is evident in the Records of the Constitutional Commission,
thus:
MR. GASCON. Yes. What is the Committee's definition of
"national emergency" which appears in Section 13, page 5? It reads:
When the common good so requires, the State may temporarily
take over or direct the operation of any privately owned public utility
or business affected with public interest.
MR. VILLEGAS. What I mean is threat from external aggression,
for example, calamities or natural disasters.
MR. GASCON. There is a question by Commissioner de los
Reyes. What about strikes and riots? TcIaHC
MR. VILLEGAS. Strikes, no; those would not be covered by the
term "national emergency."
MR. BENGZON. Unless they are of such proportions such that
they would paralyze government service. 132
xxx xxx xxx
MR. TINGSON. May I ask the committee if "national emergency"
refers to military national emergency or could this be economic
emergency?"
MR. VILLEGAS. Yes, it could refer to both military or economic
dislocations.
MR. TINGSON. Thank you very much. 133
It may be argued that when there is national emergency, Congress may
not be able to convene and, therefore, unable to delegate to the President the
power to take over privately-owned public utility or business affected with
public interest.
In Araneta v. Dinglasan, 134 this Court emphasized that legislative
power, through which extraordinary measures are exercised, remains in
Congress even in times of crisis.
"xxx xxx xxx
After all the criticisms that have been made against the
efficiency of the system of the separation of powers, the fact remains
that the Constitution has set up this form of government, with all its
defects and shortcomings, in preference to the commingling of
powers in one man or group of men. The Filipino people by adopting
parliamentary government have given notice that they share the faith
of other democracy-loving peoples in this system, with all its faults,
as the ideal. The point is, under this framework of government,
legislation is preserved for Congress all the time, not excepting
periods of crisis no matter how serious. Never in the history of the
United States, the basic features of whose Constitution have been
copied in ours, have specific functions of the legislative branch of
enacting laws been surrendered to another department — unless we
regard as legislating the carrying out of a legislative policy according
to prescribed standards; no, not even when that Republic was
fighting a total war, or when it was engaged in a life-and-death
struggle to preserve the Union. The truth is that under our concept of
constitutional government, in times of extreme perils more than in
normal circumstances 'the various branches, executive, legislative,
and judicial,' given the ability to act, are called upon 'to perform the
duties and discharge the responsibilities committed to them
respectively."
Following our interpretation of Section 17, Article XII, invoked by
President Arroyo in issuing PP 1017, this Court rules that such Proclamation
does not authorize her during the emergency to temporarily take over or direct
the operation of any privately owned public utility or business affected with
public interest without authority from Congress.
Let it be emphasized that while the President alone can declare a state
of national emergency, however, without legislation, he has no power to take
over privately-owned public utility or business affected with public interest.
The President cannot decide whether exceptional circumstances exist
warranting the take over of privately-owned public utility or business affected
with public interest. Nor can he determine when such exceptional
circumstances have ceased. Likewise, without legislation, the President has
no power to point out the types of businesses affected with public interest that
should be taken over. In short, the President has no absolute authority to
exercise all the powers of the State under Section 17, Article VII in the
absence of an emergency powers act passed by Congress.
c. "AS APPLIED CHALLENGE"
One of the misfortunes of an emergency, particularly, that which pertains
to security, is that military necessity and the guaranteed rights of the
individual are often not compatible. Our history reveals that in the crucible of
conflict, many rights are curtailed and trampled upon. Here, the right against
unreasonable search and seizure; the right against warrantless arrest; and the
freedom of speech, of expression, of the press, and of assembly under the Bill
of Rights suffered the greatest blow.
Of the seven (7) petitions, three (3) indicate "direct injury."
In G.R. No. 171396, petitioners David and Llamas alleged that, on
February 24, 2006, they were arrested without warrants on their way to EDSA
to celebrate the 20th Anniversary of People Power I. The arresting officers
cited PP 1017 as basis of the arrest.
In G.R. No. 171409, petitioners Cacho-Olivares and Tribune Publishing
Co., Inc. claimed that on February 25, 2006, the CIDG operatives "raided and
ransacked without warrant" their office. Three policemen were assigned to
guard their office as a possible "source of destabilization." Again, the basis
was PP 1017.
And in G.R. No. 171483, petitioners KMU and NAFLU-KMU et al. alleged
that their members were "turned away and dispersed" when they went to EDSA
and later, to Ayala Avenue, to celebrate the 20th Anniversary of People Power
I.
A perusal of the "direct injuries" allegedly suffered by the said petitioners
shows that they resulted from the implementation, pursuant to G.O. No. 5, of
PP 1017. EHaDIC
Can this Court adjudge as unconstitutional PP 1017 and G.O. No 5 on the
basis of these illegal acts? In general, does the illegal implementation of a law
render it unconstitutional?
Settled is the rule that courts are not at liberty to declare statutes
invalid although they may be abused and misabused 135 and may afford an
opportunity for abuse in the manner of application. 136 The validity of a
statute or ordinance is to be determined from its general purpose and its
efficiency to accomplish the end desired, not from its effects in a particular
case. 137 PP 1017 is merely an invocation of the President's calling-out
power. Its general purpose is to command the AFP to suppress all forms of
lawless violence, invasion or rebellion. It had accomplished the end desired
which prompted President Arroyo to issue PP 1021. But there is nothing in PP
1017 allowing the police, expressly or impliedly, to conduct illegal arrest,
search or violate the citizens' constitutional rights.
Now, may this Court adjudge a law or ordinance unconstitutional on the
ground that its implementor committed illegal acts? The answer is no. The
criterion by which the validity of the statute or ordinance is to be measured is
the essential basis for the exercise of power, and not a mere incidental result
arising from its exertion. 138 This is logical. Just imagine the absurdity of
situations when laws maybe declared unconstitutional just because the
officers implementing them have acted arbitrarily. If this were so, judging from
the blunders committed by policemen in the cases passed upon by the Court,
majority of the provisions of the Revised Penal Code would have been declared
unconstitutional a long time ago.
President Arroyo issued G.O. No. 5 to carry into effect the provisions of
PP 1017. General orders are "acts and commands of the President in his
capacity as Commander-in-Chief of the Armed Forces of the Philippines." They
are internal rules issued by the executive officer to his subordinates precisely
for the proper and efficient administration of law. Such rules and regulations
create no relation except between the official who issues them and the official
who receives them. 139 They are based on and are the product of, a
relationship in which power is their source, and obedience, their
object. 140 For these reasons, one requirement for these rules to be valid is
that they must be reasonable, not arbitrary or capricious.
G.O. No. 5 mandates the AFP and the PNP to immediately carry out the
"necessary and appropriate actions and measures to suppress and prevent
acts of terrorism and lawless violence."
Unlike the term "lawless violence" which is unarguably extant in our
statutes and the Constitution, and which is invariably associated with
"invasion, insurrection or rebellion," the phrase "acts of terrorism" is still an
amorphous and vague concept. Congress has yet to enact a law defining and
punishing acts of terrorism.
In fact, this "definitional predicament" or the "absence of an agreed
definition of terrorism" confronts not only our country, but the international
community as well. The following observations are quite apropos:
In the actual unipolar context of international relations, the
"fight against terrorism" has become one of the basic slogans when
it comes to the justification of the use of force against certain states
and against groups operating internationally. Lists of states
"sponsoring terrorism" and of terrorist organizations are set up and
constantly being updated according to criteria that are not always
known to the public, but are clearly determined by strategic
interests.
The basic problem underlying all these military actions — or
threats of the use of force as the most recent by the United States
against Iraq — consists in the absence of an agreed definition of
terrorism.
Remarkable confusion persists in regard to the legal
categorization of acts of violence either by states, by armed groups
such as liberation movements, or by individuals.
The dilemma can by summarized in the saying "One country's
terrorist is another country's freedom fighter." The apparent
contradiction or lack of consistency in the use of the term
"terrorism" may further be demonstrated by the historical fact that
leaders of national liberation movements such as Nelson Mandela in
South Africa, Habib Bourgouiba in Tunisia, or Ahmed Ben Bella in
Algeria, to mention only a few, were originally labeled as terrorists by
those who controlled the territory at the time, but later became
internationally respected statesmen.
What, then, is the defining criterion for terrorist acts —
the differentia specifica distinguishing those acts from eventually
legitimate acts of national resistance or self-defense?
Since the times of the Cold War the United Nations Organization
has been trying in vain to reach a consensus on the basic issue of
definition. The organization has intensified its efforts recently, but
has been unable to bridge the gap between those who associate
"terrorism" with any violent act by non-state groups against civilians,
state functionaries or infrastructure or military installations, and
those who believe in the concept of the legitimate use of force when
resistance against foreign occupation or against systematic
oppression of ethnic and/or religious groups within a state is
concerned. CSIcTa
The dilemma facing the international community can best be
illustrated by reference to the contradicting categorization of
organizations and movements such as Palestine Liberation
Organization (PLO) — which is a terrorist group for Israel and a
liberation movement for Arabs and Muslims — the Kashmiri
resistance groups — who are terrorists in the perception of India,
liberation fighters in that of Pakistan — the earlier Contras in
Nicaragua — freedom fighters for the United States, terrorists for the
Socialist camp — or, most drastically, the Afghani Mujahedeen (later
to become the Taliban movement): during the Cold War period they
were a group of freedom fighters for the West, nurtured by the United
States, and a terrorist gang for the Soviet Union. One could go on and
on in enumerating examples of conflicting categorizations that
cannot be reconciled in any way — because of opposing political
interests that are at the roots of those perceptions.
How, then, can those contradicting definitions and conflicting
perceptions and evaluations of one and the same group and its
actions be explained? In our analysis, the basic reason for these
striking inconsistencies lies in the divergent interest of states.
Depending on whether a state is in the position of an occupying
power or in that of a rival, or adversary, of an occupying power in a
given territory, the definition of terrorism will "fluctuate" accordingly.
A state may eventually see itself as protector of the rights of a
certain ethnic group outside its territory and will therefore speak of a
"liberation struggle," not of "terrorism" when acts of violence by this
group are concerned, and vice-versa.
The United Nations Organization has been unable to reach a
decision on the definition of terrorism exactly because of these
conflicting interests of sovereign states that determine in each and
every instance how a particular armed movement (i.e. a non-state
actor) is labeled in regard to the terrorists-freedom fighter
dichotomy. A "policy of double standards" on this vital issue of
international affairs has been the unavoidable consequence.
This "definitional predicament" of an organization consisting of
sovereign states — and not of peoples, in spite of the emphasis in the
Preamble to the United Nations Charter! — has become even more
serious in the present global power constellation: one superpower
exercises the decisive role in the Security Council, former great
powers of the Cold War era as well as medium powers are
increasingly being marginalized; and the problem has become even
more acute since the terrorist attacks of 11 September 2001 I the
United States. 141
The absence of a law defining "acts of terrorism" may result in abuse and
oppression on the part of the police or military. An illustration is when a group
of persons are merely engaged in a drinking spree. Yet the military or the
police may consider the act as an act of terrorism and immediately arrest them
pursuant to G.O. No. 5. Obviously, this is abuse and oppression on their part. It
must be remembered that an act can only be considered a crime if there is a
law defining the same as such and imposing the corresponding penalty
thereon.
So far, the word "terrorism" appears only once in our criminal laws, i.e.,
in P.D. No. 1835 dated January 16, 1981 enacted by President Marcos during
the Martial Law regime. This decree is entitled "Codifying The Various Laws on
Anti-Subversion and Increasing The Penalties for Membership in Subversive
Organizations." The word "terrorism" is mentioned in the following provision:
"That one who conspires with any other person for the purpose of overthrowing
the Government of the Philippines . . . by force, violence, terrorism, . . . shall
be punished by reclusion temporal . . . ."
P.D. No. 1835 was repealed by E.O. No. 167 (which outlaws the
Communist Party of the Philippines) enacted by President Corazon Aquino on
May 5, 1985. These two (2) laws, however, do not define "acts of terrorism."
Since there is no law defining "acts of terrorism," it is President Arroyo alone,
under G.O. No. 5, who has the discretion to determine what acts constitute
terrorism. Her judgment on this aspect is absolute, without restrictions.
Consequently, there can be indiscriminate arrest without warrants, breaking
into offices and residences, taking over the media enterprises, prohibition and
dispersal of all assemblies and gatherings unfriendly to the administration. All
these can be effected in the name of G.O. No. 5. These acts go far beyond the
calling-out power of the President. Certainly, they violate the due process
clause of the Constitution. Thus, this Court declares that the "acts of
terrorism" portion of G.O. No. 5 is unconstitutional.
Significantly, there is nothing in G.O. No. 5 authorizing the military or
police to commit acts beyond what are necessary and appropriate to suppress
and prevent lawless violence, the limitation of their authority in pursuing the
Order. Otherwise, such acts are considered illegal.
We first examine G.R. No. 171396 (David et al.)
The Constitution provides that "the right of the people to be secured in
their persons, houses, papers and effects against unreasonable search and
seizure of whatever nature and for any purpose shall be inviolable, and no
search warrant or warrant of arrest shall issue except upon probable cause
to be determined personally by the judge after examination under oath or
affirmation of the complainant and the witnesses he may produce, and
particularly describing the place to be searched and the persons or things to
be seized." 142 The plain import of the language of the Constitution is that
searches, seizures and arrests are normally unreasonable unless authorized
by a validly issued search warrant or warrant of arrest. Thus, the fundamental
protection given by this provision is that between person and police must
stand the protective authority of a magistrate clothed with power to issue or
refuse to issue search warrants or warrants of arrest. 143
In the Brief Account 144 submitted by petitioner David, certain facts are
established: first, he was arrested without warrant; second, the PNP
operatives arrested him on the basis of PP 1017; third, he was brought at
Camp Karingal, Quezon City where he was fingerprinted, photographed and
booked like a criminal suspect; fourth, he was treated brusquely by policemen
who "held his head and tried to push him" inside an unmarked car; fifth, he
was charged with Violation of Batas Pambansa Bilang No.
880 145 and Inciting to Sedition; sixth, he was detained for seven (7) hours;
and seventh, he was eventually released for insufficiency of evidence.
Section 5, Rule 113 of the Revised Rules on Criminal Procedure provides:
Sec. 5. Arrest without warrant; when lawful. — A peace officer
or a private person may, without a warrant, arrest a person:
(a) When, in his presence, the person to be arrested has
committed, is actually committing, or is attempting to commit an
offense.
(b) When an offense has just been committed and he has
probable cause to believe based on personal knowledge of facts or
circumstances that the person to be arrested has committed it; and
xxx xxx xxx.
Neither of the two (2) exceptions mentioned above justifies petitioner
David's warrantless arrest. During the inquest for the charges of inciting to
sedition and violation of BP 880, all that the arresting officers could invoke
was their observation that some rallyists were wearing t-shirts with the
invective "Oust Gloria Now" and their erroneous assumption that petitioner
David was the leader of the rally. 146 Consequently, the Inquest Prosecutor
ordered his immediate release on the ground of insufficiency of evidence. He
noted that petitioner David was not wearing the subject t-shirt and even if he
was wearing it, such fact is insufficient to charge him with inciting to sedition.
Further, he also stated that there is insufficient evidence for the charge
of violation of BP 880 as it was not even known whether petitioner David was
the leader of the rally. 147
But what made it doubly worse for petitioners David et al. is that not
only was their right against warrantless arrest violated, but also their right to
peaceably assemble.
Section 4 of Article III guarantees:
No law shall be passed abridging the freedom of speech, of
expression, or of the press, or the right of the people peaceably to
assemble and petition the government for redress of
grievances. IEHScT
"Assembly" means a right on the part of the citizens to meet peaceably
for consultation in respect to public affairs. It is a necessary consequence of
our republican institution and complements the right of speech. As in the case
of freedom of expression, this right is not to be limited, much less denied,
except on a showing of a clear and present danger of a substantive evil that
Congress has a right to prevent. In other words, like other rights embraced in
the freedom of expression, the right to assemble is not subject to previous
restraint or censorship. It may not be conditioned upon the prior issuance of a
permit or authorization from the government authorities except, of course, if
the assembly is intended to be held in a public place, a permit for the use of
such place, and not for the assembly itself, may be validly required.
The ringing truth here is that petitioner David, et al. were arrested while
they were exercising their right to peaceful assembly. They were not
committing any crime, neither was there a showing of a clear and present
danger that warranted the limitation of that right. As can be gleaned from
circumstances, the charges of inciting to sedition and violation of BP
880 were mere afterthought. Even the Solicitor General, during the oral
argument, failed to justify the arresting officers' conduct. In De Jonge v.
Oregon, 148 it was held that peaceable assembly cannot be made a crime,
thus:
Peaceable assembly for lawful discussion cannot be made a crime.
The holding of meetings for peaceable political action cannot be
proscribed. Those who assist in the conduct of such meetings cannot be
branded as criminals on that score. The question, if the rights of free
speech and peaceful assembly are not to be preserved, is not as to the
auspices under which the meeting was held but as to its purpose; not as
to the relations of the speakers, but whether their utterances transcend
the bounds of the freedom of speech which the Constitution protects. If
the persons assembling have committed crimes elsewhere, if they have
formed or are engaged in a conspiracy against the public peace and
order, they may be prosecuted for their conspiracy or other violations of
valid laws. But it is a different matter when the State, instead of
prosecuting them for such offenses, seizes upon mere participation in a
peaceable assembly and a lawful public discussion as the basis for a
criminal charge.
On the basis of the above principles, the Court likewise considers the
dispersal and arrest of the members of KMU et al. (G.R. No. 171483)
unwarranted. Apparently, their dispersal was done merely on the basis of
Malacañang's directive canceling all permits previously issued by local
government units. This is arbitrary. The wholesale cancellation of all permits
to rally is a blatant disregard of the principle that "freedom of assembly is not
to be limited, much less denied, except on a showing of a clear and present
danger of a substantive evil that the State has a right to
prevent." 149 Tolerance is the rule and limitation is the exception. Only upon
a showing that an assembly presents a clear and present danger that the State
may deny the citizens' right to exercise it. Indeed, respondents failed to show
or convince the Court that the rallyists committed acts amounting to lawless
violence, invasion or rebellion. With the blanket revocation of permits, the
distinction between protected and unprotected assemblies was eliminated.
Moreover, under BP 880, the authority to regulate assemblies and rallies
is lodged with the local government units. They have the power to issue
permits and to revoke such permits after due notice and hearing on the
determination of the presence of clear and present danger. Here, petitioners
were not even notified and heard on the revocation of their permits. 150 The
first time they learned of it was at the time of the dispersal. Such absence of
notice is a fatal defect. When a person's right is restricted by government
action, it behooves a democratic government to see to it that the restriction is
fair, reasonable, and according to procedure.
G.R. No. 171409, (Cacho-Olivares, et al.) presents another facet of
freedom of speech i.e., the freedom of the press. Petitioners' narration of facts,
which the Solicitor General failed to refute, established the following: first,
the Daily Tribune's offices were searched without warrant; second, the
police operatives seized several materials for publication; third, the search
was conducted at about 1:00 o'clock in the morning of February 25,
2006; fourth, the search was conducted in the absence of any official of the
Daily Tribune except the security guard of the building; and fifth, policemen
stationed themselves at the vicinity of the Daily Tribune offices.
Thereafter, a wave of warning came from government officials.
Presidential Chief of Staff Michael Defensor was quoted as saying that such
raid was "meant to show a 'strong presence,' to tell media outlets not to
connive or do anything that would help the rebels in bringing down this
government." Director General Lomibao further stated that "if they do not
follow the standards — and the standards are if they would contribute to
instability in the government, or if they do not subscribe to what is in General
Order No. 5 and Proc. No. 1017 — we will recommend a 'takeover.'" National
Telecommunications Commissioner Ronald Solis urged television and radio
networks to "cooperate" with the government for the duration of the state of
national emergency. He warned that his agency will not hesitate to
recommend the closure of any broadcast outfit that violates rules set out for
media coverage during times when the national security is threatened. 151
The search is illegal. Rule 126 of The Revised Rules on Criminal
Procedure lays down the steps in the conduct of search and seizure. Section
4 requires that a search warrant be issued upon probable cause in
connection with one specific offence to be determined personally by the judge
after examination under oath or affirmation of the complainant and the
witnesses he may produce. Section 8 mandates that the search of a house,
room, or any other premise be made in the presence of the lawful
occupant thereof or any member of his family or in the absence of the latter,
in the presence of two (2) witnesses of sufficient age and discretion residing in
the same locality. And Section 9states that the warrant must direct that it be
served in the daytime, unless the property is on the person or in the place
ordered to be searched, in which case a direction may be inserted that it be
served at any time of the day or night. All these rules were violated by the
CIDG operatives.
Not only that, the search violated petitioners' freedom of the press. The
best gauge of a free and democratic society rests in the degree of freedom
enjoyed by its media. In the Burgos v. Chief of Staff 152 this Court held that
—
As heretofore stated, the premises searched were the business
and printing offices of the " Metropolitan Mail" and the "We Forum"
newspapers. As a consequence of the search and seizure, these
premises were padlocked and sealed, with the further result that the
printing and publication of said newspapers were discontinued.
Such closure is in the nature of previous restraint or censorship
abhorrent to the freedom of the press guaranteed under the
fundamental law, and constitutes a virtual denial of petitioners'
freedom to express themselves in print. This state of being is
patently anathematic to a democratic framework where a free, alert
and even militant press is essential for the political enlightenment
and growth of the citizenry.
While admittedly, the Daily Tribune was not padlocked and sealed like
the "Metropolitan Mail" and "We Forum" newspapers in the above case, yet it
cannot be denied that the CIDG operatives exceeded their enforcement duties.
The search and seizure of materials for publication, the stationing of
policemen in the vicinity of the The Daily Tribune offices, and the arrogant
warning of government officials to media, are plain censorship. It is that
officious functionary of the repressive government who tells the citizen that he
may speak only if allowed to do so, and no more and no less than what he is
permitted to say on pain of punishment should he be so rash as to
disobey. 153 Undoubtedly, the The Daily Tribune was subjected to these
arbitrary intrusions because of its anti-government sentiments. This Court
cannot tolerate the blatant disregard of a constitutional right even if it involves
the most defiant of our citizens. Freedom to comment on public affairs is
essential to the vitality of a representative democracy. It is the duty of the
courts to be watchful for the constitutional rights of the citizen, and against
any stealthy encroachments thereon. The motto should always be obsta
principiis. 154
Incidentally, during the oral arguments, the Solicitor General admitted
that the search of the Tribune's offices and the seizure of its materials for
publication and other papers are illegal; and that the same are inadmissible
"for any purpose," thus: cIaHDA
JUSTICE CALLEJO:
You made quite a mouthful of admission when you said that the
policemen, when inspected the Tribune for the purpose of
gathering evidence and you admitted that the policemen were
able to get the clippings. Is that not in admission of the
admissibility of these clippings that were taken from the
Tribune?
SOLICITOR GENERAL BENIPAYO:
Under the law they would seem to be, if they were illegally
seized, I think and I know, Your Honor, and these are
inadmissible for any purpose. 155
xxx xxx xxx
SR. ASSO. JUSTICE PUNO:
These have been published in the past issues of the Daily
Tribune; all you have to do is to get those past issues. So why do
you have to go there at 1 o'clock in the morning and without any
search warrant? Did they become suddenly part of the evidence
of rebellion or inciting to sedition or what?
SOLGEN BENIPAYO:
Well, it was the police that did that, Your Honor. Not upon my
instructions.
SR. ASSO. JUSTICE PUNO:
Are you saying that the act of the policeman is illegal, it is not
based on any law, and it is not based on Proclamation 1017.
SOLGEN BENIPAYO:
It is not based on Proclamation 1017, Your Honor, because there
is nothing in 1017 which says that the police could go and
inspect and gather clippings from Daily Tribune or any other
newspaper.
SR. ASSO. JUSTICE PUNO:
Is it based on any law?
SOLGEN BENIPAYO:
As far as I know, no, Your Honor, from the facts, no.
SR. ASSO. JUSTICE PUNO:
So, it has no basis, no legal basis whatsoever?
SOLGEN BENIPAYO:
Maybe so, Your Honor. Maybe so, that is why I said, I don't know
if it is premature to say this, we do not condone this. If the
people who have been injured by this would want to sue them,
they can sue and there are remedies for this. 156
Likewise, the warrantless arrests and seizures executed by the police
were, according to the Solicitor General, illegal and cannot be condoned, thus:
CHIEF JUSTICE PANGANIBAN:
There seems to be some confusions if not contradiction in your
theory.
SOLICITOR GENERAL BENIPAYO:
I don't know whether this will clarify. The acts, the supposed
illegal or unlawful acts committed on the occasion of 1017, as I
said, it cannot be condoned. You cannot blame the President for,
as you said, a misapplication of the law. These are acts of the
police officers, that is their responsibility. 157
The Dissenting Opinion states that PP 1017 and G.O. No. 5 are
constitutional in every aspect and "should result in no constitutional or
statutory breaches if applied according to their letter."
The Court has passed upon the constitutionality of these issuances. Its
ratiocination has been exhaustively presented. At this point, suffice it to
reiterate that PP 1017 is limited to the calling out by the President of the
military to prevent or suppress lawless violence, invasion or rebellion. When in
implementing its provisions, pursuant to G.O. No. 5, the military and the police
committed acts which violate the citizens' rights under the Constitution, this
Court has to declare such acts unconstitutional and illegal. DaAISH
In this connection, Chief Justice Artemio V. Panganiban's concurring
opinion, attached hereto, is considered an integral part of this ponencia.
SUMMATION
In sum, the lifting of PP 1017 through the issuance of PP 1021 — a
supervening event — would have normally rendered this case moot and
academic. However, while PP 1017 was still operative, illegal acts were
committed allegedly in pursuance thereof. Besides, there is no guarantee that
PP 1017, or one similar to it, may not again be issued. Already, there have been
media reports on April 30, 2006 that allegedly PP 1017 would be reimposed "if
the May 1 rallies" become "unruly and violent." Consequently, the
transcendental issues raised by the parties should not be "evaded;" they must
now be resolved to prevent future constitutional aberration.
The Court finds and so holds that PP 1017 is constitutional insofar as it
constitutes a call by the President for the AFP to prevent or suppress lawless
violence. The proclamation is sustained by Section 18, Article VII of the
Constitution and the relevant jurisprudence discussed earlier. However, PP
1017's extraneous provisions giving the President express or implied power (1)
to issue decrees; (2) to direct the AFP to enforce obedience to all laws even
those not related to lawless violence as well as decrees promulgated by the
President; and (3) to impose standards on media or any form of prior restraint
on the press, are ultra vires and unconstitutional. The Court also rules that
under Section 17, Article XII of the Constitution, the President, in the absence
of a legislation, cannot take over privately-owned public utility and private
business affected with public interest. SIEHcA
In the same vein, the Court finds G.O. No. 5 valid. It is an Order issued by
the President — acting as Commander-in-Chief — addressed to subalterns in
the AFP to carry out the provisions of PP 1017. Significantly, it also provides a
valid standard — that the military and the police should take only the
"necessary and appropriate actions and measures to suppress and prevent
acts of lawless violence." But the words "acts of terrorism" found in G.O. No. 5
have not been legally defined and made punishable by Congress and should
thus be deemed deleted from the said G.O. While "terrorism" has been
denounced generally in media, no law has been enacted to guide the military,
and eventually the courts, to determine the limits of the AFP's authority in
carrying out this portion of G.O. No. 5.
On the basis of the relevant and uncontested facts narrated earlier, it is
also pristine clear that (1) the warrantless arrest of petitioners Randolf S.
David and Ronald Llamas; (2) the dispersal of the rallies and warrantless arrest
of the KMU and NAFLU-KMU members; (3) the imposition of standards on
media or any prior restraint on the press; and (4) the warrantless search of
the Tribune offices and the whimsical seizures of some articles for
publication and other materials, are not authorized by the Constitution, the law
and jurisprudence. Not even by the valid provisions of PP 1017 and G.O. No. 5.
Other than this declaration of invalidity, this Court cannot impose any
civil, criminal or administrative sanctions on the individual police officers
concerned. They have not been individually identified and given their day in
court. The civil complaints or causes of action and/or relevant criminal
Informations have not been presented before this Court. Elementary due
process bars this Court from making any specific pronouncement of civil,
criminal or administrative liabilities.
It is well to remember that military power is a means to an end and
substantive civil rights are ends in themselves. How to give the military the
power it needs to protect the Republic without unnecessarily trampling
individual rights is one of the eternal balancing tasks of a democratic state.
During emergency, governmental action may vary in breadth and intensity from
normal times, yet they should not be arbitrary as to unduly restrain our
people's liberty.
Perhaps, the vital lesson that we must learn from the theorists who
studied the various competing political philosophies is that, it is possible to
grant government the authority to cope with crises without surrendering the
two vital principles of constitutionalism: the maintenance of legal limits to
arbitrary power, and political responsibility of the government to the
governed. 158
WHEREFORE, the Petitions are partly granted. The Court rules that PP
1017 is CONSTITUTIONAL insofar as it constitutes a call by President Gloria
Macapagal-Arroyo on the AFP to prevent or suppress lawless violence.
However, the provisions of PP 1017 commanding the AFP to enforce laws not
related to lawless violence, as well as decrees promulgated by the President,
are declared UNCONSTITUTIONAL. In addition, the provision in PP 1017
declaring national emergency under Section 17, Article VII of the Constitution
is CONSTITUTIONAL, but such declaration does not authorize the President to
take over privately-owned public utility or business affected with public
interest without prior legislation. DHcESI
G.O. No. 5 is CONSTITUTIONAL since it provides a standard by which
the AFP and the PNP should implement PP 1017, i.e. whatever is "necessary
and appropriate actions and measures to suppress and prevent acts of lawless
violence." Considering that "acts of terrorism" have not yet been defined and
made punishable by the Legislature, such portion of G.O. No. 5 is
declared UNCONSTITUTIONAL.
The warrantless arrest of Randolf S. David and Ronald Llamas; the
dispersal and warrantless arrest of the KMU and NAFLU-KMU members during
their rallies, in the absence of proof that these petitioners were committing
acts constituting lawless violence, invasion or rebellion and violating BP 880;
the imposition of standards on media or any form of prior restraint on the
press, as well as the warrantless search of the Tribune offices and whimsical
seizure of its articles for publication and other materials, are declared
UNCONSTITUTIONAL.
No costs.
SO ORDERED.
Quisumbing, Austria-Martinez, Azcuna, Chico-Nazario and Garcia,
JJ., concur.
Panganiban, C.J. and Ynares-Santiago, JJ., please see concurring
opinion.
Puno, J., is on leave.
Carpio, J., also concurs with Chief Justice's opinion.
Corona, J., share the dissenting opinion of Mr. Justice Tinga.
Carpio Morales, J., the concurring opinion of the Chief Justice merits also
my concurrence.
Callejo, Sr., J., also concurs with the concurring opinion of Chief Justice
Panagniban.
Tinga, J., please see dissenting opinion.
Velasco, Jr., J., joins the dissent of J. Tinga.
Separate Opinions
Let us begin with the similarities. Both PP 427 and PP 1017 are
characterized by two distinct phases. The first is the declaration itself of a
status or condition, a "state of rebellion" in PP 437, and a "state of national
emergency" under PP 1017. Both "state of rebellion" and "state of national
emergency" are terms within constitutional contemplation. Under Section 18,
Article VII, the existence of a "state of rebellion" is sufficient premise for
either the suspension of the privilege of the writ of habeas corpus or the
declaration of martial law, though in accordance with the strict guidelines
under the same provision. Under Section 17, Article XII, the existence of a
state of national emergency is sufficient ground for the State, during the
emergency, under reasonable terms prescribed by it, and when the public
interest so requires, to temporarily take over or direct the operation of any
privately-owned public utility or business affected with public interest. Under
Section 23(2), Article VI, the existence of a state of national emergency may
also allow Congress to authorize the President, for a limited period and subject
to such restrictions as it may prescribe, to exercise powers necessary and
proper to carry out a declared national policy. EDCIcH
Certainly, the declaration could stand as the first step towards
constitutional authorization for the exercise by the President, the Congress or
the State of extraordinary powers and prerogatives. However, the declaration
alone cannot put into operation these extraordinary powers and prerogatives,
as the declaration must be followed through with a separate act providing for
the actual utilization of such powers. In the case of the "state of rebellion,"
such act involves the suspension of the writ or declaration of martial law. In
the case of the "state of national emergency," such act involves either an
order for the takeover or actual takeover by the State of public utilities or
businesses imbued with public interest or the authorization by Congress for
the President to exercise emergency powers.
In PP 427, the declaration of a "state of rebellion" did not lead to the
suspension of the writ or the declaration of martial law. In PP 1017, the
declaration of a "state of national emergency" did not lead to an authorization
for the takeover or actual takeover of any utility or business, or the grant by
Congress to the President of emergency powers. Instead, both declarations led
to the invocation of the calling out power of the President under Section 18,
Article VII, which the majority correctly characterizes as involving only
"ordinary police action."
I agree with the ponencia's holding that PP 1017 involves the exercise
by the President of the "calling out" power under Section 18, Article VII.
In Integrated Bar v. Zamora, 14 the Court was beseeched upon to review an
order of President Estrada commanding the deployment of the Marines in
patrols around Metro Manila, in view of an increase in crime. 15 The Court,
speaking through Justice Santiago Kapunan, affirmed the President's order,
asserting that "it is the unclouded intent of the Constitution to vest upon the
President, as Commander-in-Chief of the Armed Forces, full discretion to call
forth the military when in his judgment it is necessary to do so in order to
prevent or suppress lawless violence, invasion or rebellion. Unless the
petitioner can show that the exercise of such discretion was gravely abused,
the President's exercise of judgment deserves to be accorded respect from
this Court." 16 Tellingly, the order of deployment by President Estrada was
affirmed by the Court even though we held the view that the power then
involved was not the "calling out" power, but "the power involved may be no
more than the maintenance of peace and order and promotion of the general
welfare." 17
It was also maintained in Integrated Bar that while Section 18, Article
VII mandated two conditions — actual rebellion or invasion and the
requirement of public safety — before the suspension of the privilege of the
writ of habeas corpus or the declaration of martial law could be declared,
"these conditions are not required in the case of the power to call out the
armed forces. The only criterion is that 'whenever it becomes necessary', the
President may call the armed forces ‘to suppress lawless violence, invasion or
rebellion." 18 The Court concluded that the implication was "that the
President is given full discretion and wide latitude in the exercise of the power
to call as compared to the two other powers." 19
These propositions were affirmed in Sanlakas, wherein the invocation of
the calling out power was expressly made by President Arroyo. The Court
noted that for the purpose of exercising the calling out power, the Constitution
did not require the President to make a declaration of a state of
rebellion. 20 At the same time, the Court in Sanlakas acknowledged that
"the President's authority to declare a state of rebellion springs in the main
from her powers as chief executive and, at the same time, draws strength
from her Commander-in-Chief powers." 21
For still unclear reasons, the majority attempts to draw a distinction
between Sanlakas and the present petitions by that the statutory authority to
declare a "state of rebellion" emanates from the Administrative Code of 1987,
particularly the provision authorizing the President to make proclamations. As
such, the declaration of a "state of rebellion," pursuant to statutory authority,
"was merely an act declaring a status or condition of public moment or
interest." The majority grossly misreads Sanlakas, which expressly roots the
declaration of a state of rebellion from the wedded powers of the Chief
Executive, under Section 1, Article VII, and as Commander-in-Chief, under
Section 18, Article VII.
Insofar as PP 1017 is concerned, the calling out power is definitely
involved, in view of the directive to the Armed Forces of the Philippines to
"suppress all forms of lawless violence". But there are nuances to the calling
out power invoked in PP 1017 which the majority does not discuss. The
directive "to suppress all forms of lawless violence" is addressed not only to
the Armed Forces but to the police as well. The "calling out" of the police does
not derive from Section 17, Article VII, or the commander-in-chief clause, our
national police being civilian in character. Instead, the calling out of the police
is sourced from the power of the President as Chief Executive under Section 1,
Article VII, and the power of executive control under Section 18, Article VII.
Moreover, while the permissible scope of military action is limited to acts in
furtherance of suppressing lawless violence, rebellion, invasion, the police can
be commanded by the President to execute all laws without distinction in light
of the presidential duty to execute all laws. 22
Still, insofar as Section 17, Article VII is concerned, wide latitude is
accorded to the discretion of the Chief Executive in the exercise of the "calling
out" power due to a recognition that the said power is of limited import,
directed only to the Armed Forces of the Philippines, and incapable of imposing
any binding legal effect on the citizens and other branches of the Philippines.
Indeed, PP 1017 does not purport otherwise. Nothing in its operative provisions
authorize the President, the Armed Forces of the Philippines, or any officer of
the law, to perform any extra-constitutional or extra-legal acts. PP 1017 does
not dictate the suspension of any of the people's guarantees under the Bill of
Rights.
If it cannot be made more clear, neither the declaration of a state of
emergency under PP 1017 nor the invocation of the calling out power therein
authorizes warrantless arrests, searches or seizures; the infringement of the
right to free expression, peaceable assembly and association and other
constitutional or statutory rights. Any public officer who nonetheless engaged
or is engaging in such extra-constitutional or extra-legal acts in the name of PP
1017 may be subjected to the appropriate civil, criminal or administrative
liability.
To prove this point, let us now compare PP 1017 with a different
presidential issuance, one that was intended to diminish constitutional and
civil rights of the people. The said issuance, Presidential Proclamation No.
1081, was issued by President Marcos in 1972 as the instrument of declaring
martial law. The operative provisions read: