mRNA Vaccines in Disease Prevention and Treatment
mRNA Vaccines in Disease Prevention and Treatment
mRNA Vaccines in Disease Prevention and Treatment
com/sigtrans
mRNA vaccines have emerged as highly effective strategies in the prophylaxis and treatment of diseases, thanks largely although
not totally to their extraordinary performance in recent years against the worldwide plague COVID-19. The huge superiority of
mRNA vaccines regarding their efficacy, safety, and large-scale manufacture encourages pharmaceutical industries and
biotechnology companies to expand their application to a diverse array of diseases, despite the nonnegligible problems in design,
fabrication, and mode of administration. This review delves into the technical underpinnings of mRNA vaccines, covering mRNA
design, synthesis, delivery, and adjuvant technologies. Moreover, this review presents a systematic retrospective analysis in a logical
and well-organized manner, shedding light on representative mRNA vaccines employed in various diseases. The scope extends
across infectious diseases, cancers, immunological diseases, tissue damages, and rare diseases, showcasing the versatility and
potential of mRNA vaccines in diverse therapeutic areas. Furthermore, this review engages in a prospective discussion regarding
the current challenge and potential direction for the advancement and utilization of mRNA vaccines. Overall, this comprehensive
review serves as a valuable resource for researchers, clinicians, and industry professionals, providing a comprehensive
understanding of the technical aspects, historical context, and future prospects of mRNA vaccines in the fight against various
diseases.
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1
Zhejiang Provincial Key Laboratory of Pancreatic Disease, The First Affiliated Hospital, Zhejiang University School of Medicine, 310009 Hangzhou, Zhejiang, China; 2Department
of Hepatobiliary and Pancreatic Surgery, The First Affiliated Hospital, Zhejiang University School of Medicine, 310003 Hangzhou, Zhejiang, China; 3Zhejiang Clinical Research
Center of Hepatobiliary and Pancreatic Diseases, 310003 Hangzhou, Zhejiang, China; 4The Innovation Center for the Study of Pancreatic Diseases of Zhejiang Province, 310009
Hangzhou, Zhejiang, China and 5Cancer Center, Zhejiang University, 310058 Hangzhou, Zhejiang, China
Correspondence: Xing Huang (huangxing66@zju.edu.cn) or Tingbo Liang (liangtingbo@zju.edu.cn)
These authors contributed equally: Gang Zhang, Tianyu Tang
Fig. 1 Dual effects of mRNA vaccine on immune activation. mRNA vaccines induce both innate and adaptive immunity. Endocytosis of
exogeneous mRNA by antigen presenting cells is sensed by TLR3 and TLR7/8 in the endosomes as well as RIG-1, NOD2, LGP2, and MDA-5 in
the cytosol, inducing strong IFN-I responses, then triggering proinflammatory cytokine production, thereby activating innate immunity (left).
mRNA-encoded protein is released out of the cell to activate B cells, while mRNA-encoded or re-endocytosed proteins are degraded as
peptides in the proteasome to be presented on MHC-I or MHC-II molecules to activate CD4+ and CD8+ T cells, cocontributing to adaptive
immunity activation (right). This figure is created using Adobe Illustrator and is inspired by these two papers257,258
Catalogue NCT number mRNA vaccine Encoded antigen Vehicle Phase Status
Severe acute respiratory syndrome NCT04283461 mRNA-1273 Full-length, prefusion stabilized spike protein Lipid Nanoparticle Phase I Completed
coronavirus 2 NCT04470427 mRNA-1273 Full-length, prefusion stabilized spike protein Lipid Nanoparticle Phase III Completed
NCT04368728 BNT162b1, BNT162b2 Spike glycoprotein receptor-binding domain Lipid Nanoparticle Phase II/III Completed
NCT04480957 LUNAR-COV19 Spike protein with two proline substitutions Lipid Nanoparticle Phase I/II Completed
NCT04860258 CVnCoV Spike protein with two proline substitutions Lipid Nanoparticle Phase III Terminated
NCT04847102 ARCoV Spike glycoprotein receptor-binding domain Lipid Nanoparticle Phase III Recruiting
NCT05364047 LVRNA009 Spike glycoprotein receptor-binding domain Lipid Nanoparticle Phase I Recruiting
Zika virus NCT03014089 mRNA-1325 Glycoproteins of Zika virus Unknown Phase I Completed
NCT04917861 mRNA-1893 Glycoproteins of Zika virus Lipid Nanoparticle Phase II Active, not
recruiting
Human immunodeficiency virus NCT02042248 AGS-004 Human immunodeficiency virus-1 antigen DC Phase I Completed
NCT00381212 AGS-004 Human immunodeficiency virus-1 antigen DC Phase II Completed
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mRNA vaccines in disease prevention and treatment
Zhang et al.
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Fig. 3 Landscape of mRNA vaccines in infectious diseases. mRNA vaccines have been developed against multiple infectious diseases to date,
including severe acute respiratory syndrome coronavirus 2, zika virus, human immunodeficiency virus, influenza virus, cytomegalovirus,
respiratory syncytial virus, varicella-zoster virus, and rabies virus. This figure is created using Adobe Illustrator and integrates the current
literature-based knowledge
a dangerous increase in vascular permeability and death.70,71 The induce the prefusion conformation. A study performed by Corbett
spike protein, which is found on the surface of SARS-CoV-2, et al. in 2020 exhibited the administration of mRNA-1273 triggered
facilitates the virus’s entry into host cells by binding to the potent humoral and cellular immunity against original and mutant
angiotensin-converting enzyme 2 receptors on the surface of the (D614G) SARS-CoV-2 in preclinical models.73,74 The administration
host cells.72 Therefore, the spike protein represents a prime target of the vaccine effectively provided protection to mice, preventing
for SARS-CoV-2 mRNA vaccines encoding either the receptor- SARS-CoV-2 infection in the nasal passages and lungs without
binding domain or the full-length spike protein. To date, two evident adverse effects or pathological changes in the respiratory
mRNA vaccines designed to target the spike protein of the system. The following phase I clinical trial conducted in July 2020
coronavirus disease 2019 (COVID-19) have gained approval and validated the safety and efficacy of mRNA-1273 in humans. The
widespread usage globally. These vaccines include mRNA-1273 geometric mean titers of anti-S-2P neutralizing antibodies after
developed by Moderna and BNT162b2 developed by BioNTech/ the second vaccination were 299,751, 782,719, and 1,192,154 in
Pfizer. Meanwhile, several other mRNA vaccines targeting the patients who received 25 μg, 100 μg, or 250 μg of mRNA-1273,
spike protein are currently undergoing clinical trials assessing their respectively, suggesting a robust humoral immune response in
safety and efficacy. participants. A robust T cell-mediated cytokine response was also
The initial phase I clinical study for COVID-19 vaccine was detected.75 The majority of the reported adverse events following
conducted on mRNA-1273, which was developed by Moderna. In vaccination were mild to moderate in nature. These included
the formulation of LNPs to encapsulate modified mRNA, the symptoms such as headache, chills, injection site pain, fatigue, and
ionizable lipid SM-102 was utilized. The mRNA sequence was myalgia, with more than half of the participants experiencing
modified with N1-methylpseudouridine encoding the spike these effects. Patients who received the 250 μg dose exhibited a
protein of SARS-CoV-2 with two proline substitutions (S-2P), which higher incidence (21%) of severe adverse events, particularly when
Disease NCT Number Disease condition Encoded antigen Vehicle Combination Phase Status
Melanoma NCT00204516 Stage III/IV Melan-A, MAGE-A1, MAGE-A3, Unknown GM-CSF Phase I/II Completed
survivin, gp100, tyrosinase,
personalized antigens
NCT00204607 Stage III/IV Melan-A, MAGE-A1, MAGE-A3, Protamine GM-CSF Phase I/II Completed
survivin, gp100, tyrosinase
NCT01278940 Advanced Tumor mRNA-encoded antigens DC IL-2 Phase I/II Completed
NCT01530698 Stage III/IV GP100, tyrosinase DC No Phase I/II Completed
NCT01676779 Stage III/IV Unknown DC No Phase II Completed
NCT00243529 Stage III/IV GP100 and tyrosinase DC No Phase I/II Completed
NCT01066390 Stage III/IV MAGE-A3, MAGE-C2, tyrosinase, DC No Phase I Completed
gp100
NCT00978913 Unknown Survivin, hTERT, p53 DC Cyclophosphamid Phase I Completed
NCT00940004 Stage III/IV GP100, tyrosinase DC No Phase I/II Completed
Nanoparticle
NCT03897881 Unknown Personalized antigens Lipid Pembrolizumab Phase II Active, not
Nanoparticle recruiting
NCT01456104 Stage II/III/IV Murine tyrosinase-related DC No Phase I Active, not
peptide 2 recruiting
NCT02410733 Stage III/IV NY-ESO-1, MAGE-A3, TPTE, Liposome Pembrolizumab Phase I Active, not
tyrosinase recruiting
NCT04335890 Metastatic uveal Autologous tumor-RNA- DC No Phase I Active, not
encoded antigens recruiting
NCT00126685 Stage IV Autologous polymerase chain DC No Phase I/II Unknown
reaction-amplified tumor RNA-
encoded antigens
NCT00929019 Unknown GP100, tyrosinase DC No Phase I/II Terminated
mRNA vaccines in disease prevention and treatment
NCT00961844 Stage II/III/IV hTERT, survivin, tumor cell- DC Temozolomid Phase I/II Terminated
derived mRNA-encoded
antigens
NCT03394937 Unknown 5 TAAS No Pembrolizumab Phase I Terminated
NCT03480152 Metastatic Autologous cancer cell-derived Unknown No Phase I/II Terminated
neoantigens
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14
Table 2. continued
Disease NCT Number Disease condition Encoded antigen Vehicle Combination Phase Status
Brain Cancer NCT00846456 Glioblastoma Glioblastomas stem cell-derived DC No Phase I/II Completed
mRNA-encoded antigens
NCT00890032 Recurrent glioblastoma multiforme Autologous brain tumor stem DC No Phase I Completed
cell mRNA-encoded antigens
NCT00626483 Glioblastoma multiforme CMV pp65 LAMP DC Basiliximab, Phase I Completed
GM-CSF
NCT02529072 Recurrent astrocytoma, malignant glioma, and CMV pp65 LAMP DC Nivolumab Phase I Completed
glioblastoma
NCT03615404 Glioblastoma, malignant glioma, CMV pp65 LAMP, GM-CSF DC Tetanus toxoid Phase I Completed
medulloblastoma recurrent, pediatric
glioblastoma multiforme, pediatric brain tumor,
recurrent pediatric brain tumor
NCT04963413 Glioblastoma CMV pp65 LAMP, GM-CSF DC No Phase I Recruiting
NCT04573140 Adult glioblastoma, pediatric high-grade gliomas Autologous total tumor mRNA, DOTAP No Phase I Recruiting
CMV pp65 LAMP liposome
NCT03548571 IDH wild-type, MGMT-promotor methylated Survivin, hTERT, autologous DC Temozolomide Phase II/III Recruiting
glioblastoma tumor stem cell mRNA-encoded
antigens
NCT02649582 Glioblastoma multiforme WT1 DC Temozolomide Phase I/II Recruiting
NCT02465268 Glioblastoma multiforme CMV pp65 LAMP DC Saline, Td, GM-CSF Phase II Recruiting
Zhang et al.
mRNA vaccines in disease prevention and treatment
Ovarian Cancer NCT04163094 Primary 3 OC TAAs Liposome Carboplatin/Paclitaxel, Phase I Active, not
Surgery recruiting
NCT03323398 Advanced or metastatic OX40L Lipid Durvalumab Phase I/II Active, not
Nanoparticle recruiting
NCT01334047 Relapsed hTERT, survivin, stem cell DC No Phase I/II Terminated
mRNA-encoded antigens
NCT01456065 Stage III hTERT DC Survivin Phase I Unknown
Prostate Cancer NCT01278914 Androgen resistant metastatic Unknown DC Unknown Phase I/II Completed
NCT01446731 Castration-resistant metastatic PSA, PAP, survivin, hTERT DC Docetaxel Phase II Completed
NCT00831467 Hormone refractory PSA, PSMA, PSCA, STEAP Unknown No Phase I/II Completed
NCT00004211 Metastatic PSA DC No Phase I/II Completed
NCT00010127 Metastatic Autologous tumor mRNA- DC No Phase I Terminated
encoded antigens
NCT01995708 Multiple myeloma CT7, MAGE-A3, WT1 DC Autologous stem cell Phase I Active, not
transplantation recruiting
Digestive NCT00228189 CRC with liver metastases CEA DC No Phase I/II Completed
System Cancer NCT03480152 Metastatic gastrointestinal cancer Personalized neoantigens Lipid No Phase I/II Completed
nanoparticle
NCT00003433 Metastatic CRC CEA DC No Phase I/II Completed
NCT03468244 Advanced ESC, GA, PAAD, CRC Personalized neoantigens Unknown No Not applicable Recruiting
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mRNA vaccines in disease prevention and treatment
Zhang et al.
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administered to 45 patients with stage III and IV melanoma. The
AML acute myelocytic leukemia, CML chronic myeloid leukemia, CLL chronic lymphocytic leukemia, CRC colorectal cancer, HCC hepatocellular carcinoma, ESC esophageal squamous carcinoma, GA gastric
study demonstrated notable CD4+ and CD8+ T-cell responses
Terminated
Terminated
Terminated
Completed
Active, not
Recruiting
Recruiting
Recruiting
Not applicable Unknown
Unknown
Unknown
specific to tumor antigens, suggesting the potential effectiveness
recruiting
recruiting
Not applicable Not yet
of mRNA-electroporated DC vaccines for treating melanoma.
Status
Phase I/II
Phase I/II
Phase I/II
Phase I/II
Phase I/II
melanoma because it encodes the activation stimulator CD40L
Phase I
Phase I
Phase I
Phase I
Phase I
(CD4+ T-cell activator), the costimulatory molecule CD70 (CD8+
Phase
Durvalumab
adenocarcinoma, PAAD pancreatic adenocarcinoma, TAAs tumor-associated antigens, TriMix mRNA encoding TLR4, CD40L, and CD70, DC dendritic cell
all patients showing an objective response had a progression-free
cells
No
No
No
No
No
No
Nanoparticle
Unknown
Unknown
Unknown
arm one year later. Given that the expression of PD-1/PD-L1 can
Vehicle
Lipid
DC
DC
DC
DC
No
Personalized neoantigens
Personalized neoantigens
Mucin-1, survivin
WT1
NCT00003432 Metastatic
Fig. 4 Landscape of mRNA vaccines in cancers. mRNA vaccines have been developed against multiple cancers to date, including melanoma,
brain cancer, non-small cell lung cancer, ovarian cancer, prostate cancer, blood system cancer, digestive system cancer, and breast cancer. This
figure is created using Adobe Illustrator and integrates the current literature-based knowledge
symptoms such as fever and chills. These symptoms were mostly leading to a delay in tumor growth. Additionally, in 2017,
observed early on, of short duration, easily manageable, and Fernandez et al. launched a phase I trial to evaluate the
typically resolved within 24 h. At present, BNT111 is being used in immunogenicity and safety of the ECI006 vaccine in melanoma
an ongoing phase II trial for the treatment of PD-1 inhibitor (a combination of TriMix and TAA-encoding mRNA)
refractory/recurrent and unresectable stage III/IV melanoma (NCT03394937). Nevertheless, the abovementioned mRNA vac-
(NCT04526899). On November 19, 2021, BioNTech was granted cines are designed to target TAAs, and central tolerance is
priority eligibility for the treatment of melanoma with BNT111 by inevitable. Therefore, personalized mRNA vaccines are warranted
the FDA. In 2022, Sittplangkoon et al. studied the immunogenicity to overcome this challenge.
and antitumour responses of mRNA that encodes tumor antigens The initial application of personalized RNA mutanome vaccines
with varying levels of N1-methylpseudouridine modification in a in human melanoma was reported in 2017.155 The authors
B16 melanoma model.154 The mRNA vaccine encoding OVA- identified nonsynonymous mutations in 13 melanoma patients
induced significant production of IFN-I and the maturation of DCs, by RNA and exome sequencing, and among them, ten per patient
with a negative correlation observed with elevating percentages were selected to construct two synthetic RNAs according to the
of N1-methylpseudouridin modification. Unmodified OVA-LNPs affinity to HLA class I/II. All patients were treated with a minimum
significantly reduced tumor growth, prolonged survival, and of eight and a maximum of 20 neoepitope vaccine injections.
increased intratumoural CD40+ DCs and the frequency of Increased responses were observed in one-third of patients who
granzyme B+/IFN-g+/TNF-a+ polyfunctional OVA peptide-specific previously showed weak responses against neoepitopes, while de
CD8+ T cells in a B16-OVA murine melanoma model. The robust novo responses were observed in the remaining patients. Eight
antitumour effects of unmodified OVA-LNPs were also found in patients with no radiologically detectable lesions at the beginning
the lung metastatic tumor model. In addition, the mRNA vaccine of the vaccination generated a vigorous immune response and
was also evaluated using B16 melanoma neoantigens (Pbk-Actn4), showed progression-free disease for 12–23 months. Moreover,