2010 Rose
2010 Rose
2010 Rose
a r t i c l e i n f o a b s t r a c t
Available online 8 October 2009 E-Government initiatives of varying scope and complexity have been implemented at the municipal and
other levels of government throughout the world. These projects have been chronicled in both academic and
Keywords: practitioner journals and the proceedings of various E-Government conferences. As a consequence of this
E-Government growing body of data, it is now possible to look across the experiences of numerous governments to
Program management understand if there are common issues that may impact the probability of success of E-Government
Constituent relationship management
programs. This paper examines the literature to search for critical planning and implementation issues that
E-government planning
E-government implementation
have had significant effects upon the success of E-Government initiatives. A conceptual framework is
proposed which contributes to the theoretical understanding of E-Government initiative planning and
implementation, and may inform practitioner success with new E-Government initiatives.
© 2009 Elsevier Inc. All rights reserved.
1. Introduction society (Martin & Byme, 2003). For example, E-Government allows
interaction without the limitations of time and space that office hours
Since the late 1990s, municipal, provincial/state, and federal and municipal buildings impose (Danielsson & Danielsson, 2005),
governments around the world have been implementing E-Govern- resulting in 24/7/365 access to, and potential e-democratic involve-
ment initiatives (Torres, Pina, & Acerete, 2005). While there has been ment with, government (Hutton, 2003). Given the ongoing evolution
an increasing level of political and financial commitment (Grant & of E-Government, the definition used in this paper takes a very broad
Chau, 2005), these initiatives are extremely varied with respect to approach. As defined by the Organization for Economic Cooperation
scope, performance, and sophistication (Kaylor, Deshazo, & Eck, 2001; and Development (OECD) in 2003, E-Government is “the use of ICTs
Torres et al., 2005; West, 2001; Wimmer, 2006). For example, as of [information and communications technology], and particularly the
2003, some European cities with populations over 500,000 had yet to internet, as a tool to achieve better government” (OECD, 2003).
offer even basic E-Government services, while other cities were The implications of E-Government growth and evolution have not
providing up to 67 e-services (Torres et al., 2005). E-Government always been obvious, and unintended consequences, often from
capabilities can vary from the provision of simple information via a unfulfilled expectations, have resulted (Jorgensen & Cable, 2002). This
website, to the ability to conduct financial transactions, and finally to should not be surprising given that E-Government initiatives can put
the provision of a level of e-democracy such as e-voting or policy thousands of citizens and businesses in direct contact with civil
development participation (Holden, Norris, & Fletcher, 2003). How- servants in a very dispersed authority environment. Over the past
ever, few E-Government portals have ventured into the e-democracy decade, as more people shopped, banked, or did their professional
realm (CCEG, 2002; Torres et al., 2005). work online, they expected to be able to take similar actions with
As the scope of E-Government capabilities has grown and the correspondingly fast response times in an E-Government environ-
concept has evolved, the definition of E-Government has evolved with ment. This has resulted in very high commercial-level expectations
it. E-Government is no longer viewed as the simple provision of falling upon government structures that are often ill-equipped to
information or services via the internet but as a way of transforming handle them (Curtin, Sommer, & Vis-Sommer, 2003). In the municipal
how citizens interact with government and how government interacts context, cities are usually an amalgamation of many unrelated
with itself (Jackson & Curthoys, 2001; Löfstedt, 2007). It is also viewed “businesses” (e.g., police, planning, garbage collection, snow clear-
as a way to transform and improve the political, economic, and social ance, etc.) and it has become clear that simply putting these
relationship that citizens and government can have with one another traditional government structures online does not meet citizens'
(Torres et al., 2005), thereby impacting the socioeconomic fabric of expectations (Gronlund, 2002).
On a more positive note, lessons have been learned from the
⁎ Corresponding author. planning and implementation of numerous E-Government initiatives
E-mail address: gerald_grant@carleton.ca (G.G. Grant). all over the world. Scholars and practitioners have collected lessons
0740-624X/$ – see front matter © 2009 Elsevier Inc. All rights reserved.
doi:10.1016/j.giq.2009.06.002
W.R. Rose, G.G. Grant / Government Information Quarterly 27 (2010) 26–33 27
learned through case studies, surveys, and post-implementation although actions such as customer segmentation and needs identifi-
audits, which, if applied to future E-Government initiatives, may cation by segment would help identify which e-services would have
increase the potential for their success. This paper presents the results the most impact. This paper will specifically cover the critical planning
of a review of the literature that identifies the critical issues which and implementation issues identified by scholars and practitioners
must be addressed during the planning and implementation of these through case studies, surveys, and post-audits of actual E-Govern-
initiatives. The E-Government implementation programs reviewed in ment initiatives. Support will also be drawn from the public sector
the literature include cities, counties, and nations throughout Europe, strategy literature to further elucidate the critical issues. In the next
the United States, Canada, and Asia. While the programs vary section, program management and aspects of marketing theory will
dramatically in size and scope, and no simple replicable solution is be discussed as a vehicle for describing the amassed critical E-
available, the initiatives yield a set of critical issues which, if Government planning and implementation issues.
considered in the context of the specific new initiative, may increase
the probability of success. 2. Critical program management issues
This paper will present a conceptual framework which structures
critical E-Government planning and implementation issues in a Whether a particular program involves the design and construc-
coherent and useable format. Each component of the framework tion of a new commercial product, the implementation of a new
houses a group of critical issues which will be discussed in turn. The policy initiative, or the planning and implementation of an E-
paper concludes with comments on the potential use of the frame- Government initiative, the discipline and rigor of program manage-
work in new E-Government initiatives. ment can significantly contribute to the overall success of the
program. Table 1 lists the critical program management issues
1.1. Research method related to E-Government that are found in the literature. At the top
of the list for E-Government is the need for strong, consistent, and
This research is based on a survey of papers that focus on E- active leadership of the initiative by top political and bureaucratic
Government implementation and were published in scholarly management (Reddick & Frank, 2007). E-Government programs are
journals or refereed conference proceedings, as well as several post- far more than technology implementations. As such, sufficient
implementation reports produced by public sector institutions. attention must be paid to change management, policy, processes,
Published scholarly journal articles were identified through searches structure, laws, and regulations (Gant & Gant, 2002; Ke & Wei, 2004).
of pertinent electronic databases, specifically, Business Source These programs require changing the behaviors of both the
Complete and Web of Science. Applicable papers from conference customers and civil servants involved, as well as changing the
proceedings were identified using the Association for Information processes and structure of government. In Singapore, this required
Systems website, which contains a searchable e-library of conference agencies and departments who had never done so before, to share
proceedings. The search for papers dealing with E-Government information and work together (Ke & Wei, 2004). This mandated the
implementation since the year 2000 yielded 240 applicable papers. consistent focus and visible action of top management throughout the
After reviewing the articles to determine their pertinence to the program to make the change management aspects of the program a
subject at hand, 40 papers were selected for inclusion in the review. success. In others words, political and bureaucratic leaders had to
The selection of a paper was dependent upon its specific identification ensure that the employees understood and believed that the initiative
of critical E-Government planning and implementation issues and was a priority and would be implemented to conclusion. This level of
lessons learned. If these were not specifically identified, the paper was program support must be fostered in managers throughout the
not included. The information from each selected paper was carefully various levels of the bureaucracy. To ensure that a program is
analyzed to identify salient critical planning and implementation implemented in a consistent fashion throughout the various agencies
issues as well as lessons learned with respect to the implementation and departments, Ke and Wei (2004) also suggest that funding and
of E-Government programs. Thirty-four (34) critical issues were control be centralized.
identified as having significant impact on the success of E-Govern-
ment programs.
Table 1
1.2. Method of classification of identified issues pertinent to Critical program management issues.
E-Government planning and implementation
• Ensure strong, consistent and active leadership by top political and bureaucratic
management (Reddick & Frank, 2007).
Upon gathering the critical planning and implementation issues • Ensure support of senior bureaucrats (Ke & Wei, 2004).
which have been identified by scholars and practitioners over many E- • Pay sufficient attention to change management, policy, processes, laws, and
Government programs, the key issue that arose was how to classify regulations, i.e., E-Government is not just about technology (Gant & Gant, 2002;
them. After careful study, it became clear that the issues fell into Ke & Wei, 2004).
• Centralize funding and control (Ke & Wei, 2004).
several discreet categories. A number of these issues were program
• Build a strategy that has specific strategic thrusts and actions, political and
management related and would be important considerations in any bureaucratic support, and sufficient funding (Kaylor et al., 2001; Ke & Wei, 2004).
type of program, whether information systems related or otherwise. • Clearly define the goals and scope of the E-Government initiative (Kaylor et al.,
The remaining issues were analyzed against various theoretical 2001).
models into which they might fit. Looking to the marketing literature, • Ensure the availability of intangible human resources such as time and energy
(Wang, Bretschneider, & Gant, 2005).
one can identify all of the remaining issues as aspects of marketing • Ensure that internal government structure and processes are redesigned to
theory. This is logical from a conceptual perspective given that E- account for job and information flow changes (Becker, Niehaves, Algermissen,
Government can be viewed as a product which a provider (i.e., Delfmann, & Falk, 2004; Bhatnagar, 2002).
government) wishes to promote to customers (i.e., citizens and other • Coordinate federal, provincial, and local E-Government programs (Jaeger &
Thompson, 2003; Roy, 2006).
users). Further, the concept falls within the scope of social marketing
• Actively engage all applicable governmental levels and agencies and ensure that
which, in broad terms, involves using marketing techniques to an effective governance system is in place and maintained (Moore, 2005; Ogilvie,
influence the behavior of groups toward the benefit of society 2005).
(Arulmani & Abdulla, 2007). • Develop and utilize a performance measurement methodology. Ensure adherence
It is not the purpose of this paper to review all of the related to performance standards (Gupta & Jana, 2003; Jaeger & Thompson, 2003).
• Utilize pilot projects and get user feedback (Bhardvaj, 2005; Bhatnagar, 2002).
components of program management and marketing theory,
28 W.R. Rose, G.G. Grant / Government Information Quarterly 27 (2010) 26–33
A common theme throughout the literature is the importance of that can be ongoing in a country; Roy's discussion of the Canadian
building a robust strategy that has specific strategic thrusts and context is germane (Roy, 2006). With respect to E-Government
actions, political and bureaucratic support, and sufficient funding programs in the United States and Canada, it is crucial that all
(Kaylor et al., 2001; Ke & Wei, 2004). However, this task is made more applicable governmental levels and agencies are actively engaged to
challenging as numerous researchers have noted significant differ- ensure that an effective governance system is in place and
ences between the public and private sectors with respect to maintained; this is exemplified by Moore (2005) and Ogilvie
characteristics that impact strategy formulation (see Bryson, 1981; (2005). This active engagement must start early in the planning
Ferlie, 1992; Frederickson, Rainey, Backoff, & Levine, 1976; Lindblom, stages and continue throughout implementation and ongoing
1977; Montanari & Bracker, 1986; Richardson, 1995; Ring & Perry, operations.
1985). As noted by Richardson (1995) and Montanari and Bracker As with all program management exercises, a performance
(1986), the cycle of leadership change poses a significant obstacle to management methodology and effective performance indicators
government strategy formulation and implementation, especially in must be developed and utilized to assess the success of the various
terms of consistent goals and funding. Further, numerous internal and aspects of the E-Government initiative (Gupta & Jana, 2003; Jaeger &
external stakeholder groups with competing agendas make consensus Thompson, 2003). Once these program and system performance
difficult to achieve and the definition of success often up for debate. standards are chosen, ongoing active monitoring and management
Therefore, in this challenging environment, it is crucial that program can be an extremely effective aid to the success of the initiative
goals and scope are clearly defined (Kaylor et al., 2001). These factors (Ogilvie, 2005). Another common tactic used in program implemen-
combine to place a premium on information gathering and analysis. tations is the use of prototypes or pilots. Their use in E-Government
To aid with data gathering and analysis, Montanari and Bracker programs, and the user feedback that can be gained, can be a valuable
(1986) propose a variation on the private sector Strengths, Weak- means of meeting customer expectations with the final product
nesses, Opportunities, and Threats (SWOT) framework, a variation (Bhardvaj, 2005; Bhatnagar, 2002).
that addresses the unique issues and needs of the public sector. Their The use of these program management methodologies can provide
approach focuses on an analysis of Strengths, Weaknesses, Advocates, the backdrop against which the marketing related aspects of E-
and Adversaries (SWAA). The strengths and weaknesses segments are Government initiatives can succeed. Understanding the customers
similar to the internal analysis of the SWOT framework, but with an and actively managing the relationship between the customers and
increased focus on barriers such as budgets, policy constraints, and government can have a significant, positive impact on the entire
the number of initiatives underway. Barrier identification and program.
mitigation also feature prominently in the stakeholder analysis
(Richardson, 1995), which is represented in the SWAA framework 3. Critical customer (i.e., constituent) relationship
as Advocates and Adversaries. In analyzing each of these groups, management issues
Montanari and Bracker (1986) stress the rate of change of their
leadership and their possible impact on initiatives as key variables. The central concepts of customer relationship management (CRM)
They suggest that the greater their possible impact and the faster their include the following: “a complex set of interactive processes that
rate of leadership change, the higher their importance as key aims to achieve an optimum balance between corporate investments
stakeholders. Given the level of consensus required to move public and the fulfilling of customer needs,” “an integrated effort to identify,
sector initiatives forward, identifying ways to motivate the most build-up and maintain a network with individual customers,” and
important stakeholders is critical to success. “Customer relationships' design and management … are aimed at …
Communications are also crucial in the public sector strategy increasing customer loyalty” (Schierholz, Kolbe, & Brenner, 2007,
formulation and implementation environment and must be targeted p. 832). While a government will not have the same profit motivations
at key stakeholders (Boal & Bryson, 1987; Montanari & Bracker, as a business for promoting CRM, it will be interested, through its E-
1986; Richardson, 1995). They must be effective, focused, and Government initiative, in balancing investments against fulfilling
frequent to keep a particular initiative prominent in the minds of customer needs, creating an ICT network with customers at an
stakeholders. In particular, Boal and Bryson (1987) state that individual level and increasing customer loyalty to the E-Government
significant effort must be put into communications focused specifi- initiative. Table 2 contains the critical E-Government planning and
cally upon articulating goals, seeking goal acceptance, and engender- implementation issues found in the literature, which align with the
ing support from stakeholders. concepts of customer relationship management.
While the assurance of adequate financial resources is an obvious
success factor, there is also a need to ensure the availability of
Table 2
intangible human resources such as time and energy (Wang,
Critical customer relationship management issues.
Bretschneider, & Gant, 2005). Even if managers and employees are
enthused about an E-Government initiative, their enthusiasm can • Ensure involvement from all stakeholders, including citizens of various ICT
means and capabilities (Brown & Schelin, 2005; Carter & Bélanger, 2005;
quickly evolve into program-defeating frustration if they are
Jaeger & Thompson, 2003; Löfstedt, 2007; Moore, 2005; Yoon, 2005).
required to implement the initiative in addition to meeting the • Develop a clear understanding upfront of which services would most positively
requirements of their regular jobs. This need for additional human impact the citizens. User focus groups indicative of a wide gamut of citizens and
resource time and energy can become particularly apparent when businesses should be engaged to comment on various approaches, services, and
creative actions are required. One of the critical requirements of a designs (Carter & Bélanger, 2005; Löfstedt, 2007).
• Be aware of the expectations being created and the impact of not meeting them
successful E-Government initiative is changing organizational struc- (Torres et al., 2005).
ture and processes to account for job and information flow changes • Ensure that E-Government does not lessen the responsiveness of government
(Becker, Niehaves, Algermissen, Delfmann, & Falk, 2004; Bhatnagar, officials. It may be easier to provide a slow response to an electronic
2002). The creative approach necessary for effective results in this communication than to a person on the phone or face-to-face (Jaeger &
Thompson, 2003).
endeavor requires participants who have sufficient time and energy
• Ensure the clear delineation of responsibility and accountability for all
to devote to the task. information and services provided. An E-Government initiative should not be
Another critical aspect of success in the public sector environment allowed to lessen the accountability of government officials (Jaeger & Thompson,
is coordinating federal, provincial/state, and local E-Government 2003).
programs (Jaeger & Thompson, 2003). This is a difficult task • Understand the legal ramifications of false or incorrect information (Jorgensen &
Cable, 2002).
considering the numerous policy, funding, and authority debates
W.R. Rose, G.G. Grant / Government Information Quarterly 27 (2010) 26–33 29
tive of the customer. In the case of E-Government, the broadest • Ensure that the information and services provided are useful to the citizens,
approach to the term customer is probably most appropriate and businesses, and other customers (Jaeger & Thompson, 2003).
would include representation from all stakeholders. In particular, the • Ensure a customer-centric approach to site design (Ke & Wei, 2004; Roy,
2006).
involvement of citizens and businesses of various ICT means and
• Ensure that issues of privacy and security (and perceptions of same) receive
capability has been found to be critical to success (Brown & Schelin, adequate focus (Bhatnagar, 2002; Moore, 2005; Norris & Moon, 2005; Reddick &
2005) by ensuring that the information and services eventually Frank, 2007).
provided are useful to the customers (Jaeger & Thompson, 2003). This • Address language and communications issues (Jaeger & Thompson, 2003; Moore,
2005).
means that governments must make a concerted effort to find out
• Consider using a commercial search engine such as Google on the site instead of
what customers actually want if the initiative is to be successful an in-house developed search tool (Moore, 2005).
(Carter & Bélanger, 2005; Löfstedt, 2007). The involvement of all • Ensure processes that connect the electronic services to follow-on physical actions
internal and external stakeholders ensures that what citizens and by applicable government agencies are in place and that follow-up is built-in
businesses actually want is also possible and affordable. The (Jorgensen & Cable, 2002; Ke & Wei, 2004).
Table 6 These building blocks are now presented in a model which may aid in
Critical price-related issues. the conceptualization of E-Government planning and implementation
• Consider various funding and system management options, including public, processes. Fig. 1 is a representation of the proposed E-Government
private, or a combination of both (Gant, 2002). Planning and Implementation Conceptual Framework. The E-Govern-
• Upfront and ongoing expenses can be larger than expected (Jorgensen & Cable, ment initiative at its center is composed of the “4 P's” of the marketing
2002).
mix: product, promotion, place (i.e., distribution), and price (Kotler &
Turner, 1995). The E-Government marketing mix is encompassed by
the customer focused approach, which is brought about by customer
relationship management. The applicable critical issues taken from
Promoting the use of E-Government will have a cost; however, the the literature on E-Government initiatives are all issues which would
widespread use of this innovation should result in tangible and normally be considered when applying these aspects of marketing
intangible benefits to both the government and its customers. The theory as can be seen in any university level introductory marketing
challenge is to convincingly inform customers about these benefits so text (for example Kotler & Turner, 1995). The marketing aspects of the
as to promote their use of E-Government. initiative are enclosed in the rigor that is brought to bear by the tenets
and discipline of program management.
7. Critical price-related issues The conceptual framework provides a coherent structure in which
to house these identified issues and allows them to be positioned
In a business context, pricing decisions relate to the expenses within the broader context of established theory and literature. From
associated with the product, assumptions related to perceived value an academic perspective, the framework allows us to think about these
on the parts of the customers, planned profit margins, anticipated issues relative to accepted and well-documented theory in the
volume, and a host of other factors. In a government context, “price”- program management and marketing realms. Given the wealth of
related issues for a program are related to available budgetary funds, scholarly study into marketing, linking the E-Government literature
political exigencies, perceived value on the parts of the customers, with marketing theory may create significant opportunities to study E-
perceived willingness of customers to pay user fees, and numerous Government in new ways. The well-developed literature on marketing
others factors. Table 6 lists the only price-related critical planning and theory may also give scholars of E-Government new ways to
implementation issues found in this review. conceptualize and theorize E-Government-related phenomena.
This in itself is interesting given the multiple opinions and debate From the practitioner perspective, the E-Government Planning and
that usually surrounds funding for any new government program. Implementation Conceptual Framework gives those charged with the
However, these critical issues are broad enough to encompass many planning and implementation of an E-Government program a way to
of the factors mentioned above. structure and proceed through this complex process. An under-
Noting the numerous potential cost drivers included in all the standing that the creation and implementation of a new E-Govern-
preceding critical issues, it is clear that even a modest E-Government ment program can be thought of as a marketing initiative wrapped
initiative can involve considerable expenditures. Further, these inside the rigor of program management gives the team a new way to
expenses can often escalate as the program proceeds (Jorgensen & think about and plan the initiative and may also facilitate the use of
Cable, 2002). One option is to target a sizeable budgetary line item for expertise on a program that might not otherwise be involved.
the program; however, given the ever-present focus on reducing Bringing marketing personnel onto a team with technical, program,
expenditures at all levels of government, this may not always be and operations staff may allow the marketing aspects of the identified
feasible. The argument is often put forth that information technology critical issues to be more fully developed and successfully deployed.
investments will result in significant savings, but studies in this area By identifying and delineating the critical planning and implementa-
have provided mixed results (see Soh & Markus, 1995). tion issues from such a wide array of E-Government initiatives, this
Another possibility is to consider innovative funding and system
management options including private or combination public/private
arrangements. For example, the state government of Indiana
successfully pursued a self-funding framework with a private sector
partner (Gant, 2002). The private sector partner recoups its
implementation investment and ongoing operating costs through
user fees for transactions and high-end services on the site. While this
may not be the appropriate solution for other E-Government
initiatives, it does provide the benefits of reducing government
implementation and operations expenditures and negating the need
for hiring numerous permanent information technology resources.
While user fees are always a difficult issue for governments to
implement, the customers' overall costs may in reality be reduced
compared with their former costs associated with fuel, parking, and
the time required for a visit to a government facility. However, this
approach adds another layer of complexity and challenge to the
promotion issues discussed above.
While program funding and user fees are difficult issues to resolve,
they can have a dramatic impact on the scope and success of an E-
Government initiative. A number of options are available and should
be considered during the planning of the program (Gant, 2002).
8. Discussion
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Under Joint Economic Research Program of the Government of Kazakhstan and the
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W.R. Rose, G.G. Grant / Government Information Quarterly 27 (2010) 26–33 33
Torres, L., Pina, V., & Acerete, B. (2005). E-Government developments on delivering Wade R. Rose is a Ph.D. candidate in management at the Sprott School of Business,
public services among EU cities. Government Information Quarterly, 22(2), Carleton University. He holds graduate degrees in engineering and business
217−238. administration, and his research interests concern strategy and strategy formulation
Wang, L., Bretschneider, S., & Gant, J. (2005). Evaluating web-based E-Government in the public and private sectors. His management experience includes over 20 years
services with a citizen-centric approach. Proceeding of the 38th Hawaii International in the public sector, as well as executive roles in both the aerospace and third-party
Conference on System Science, 3-6 January, 2005, IEEE. logistics industries.
West, D. M. (2001). Urban E-Government: An assessment of city government websites,
Taubman Center for Public Policy, Brown University.
Wimmer, M. A. (2006). E-Government, DEMO-net and eParticipation research Gerald G. Grant is an Associate Professor and Coordinator of the Information Systems
challenges, opportunities and prospects. Presented at DEMO-Net E-Gov PhD Area at the Sprott School of Business, Carleton University, Ottawa, Canada. He
Colloquium, 3-4 September, 2006, Krakow. obtained his Ph.D. in Information Systems from the London School of Economics and
Yoon, J. (2005). Implementing E-Government portals, technical and organizational Political Science, London, United Kingdom. Dr. Grant currently serves as an associate
issues: Korea national portal. Proceeding of the e-Gov VC Series Under Joint Economic editor of both the European Journal of Information Systems and of the Journal of
Research Program of the Government of Kazakhstan and the World Bank, World Band Global Information Management. He is also a member of the editorial board for the
Video Conference. Information Technology for Development Journal.