17 Artigo - Sleep Hygien and Insomnia (X)
17 Artigo - Sleep Hygien and Insomnia (X)
17 Artigo - Sleep Hygien and Insomnia (X)
4, 365–375
doi:10.1093/fampra/cmx122
Advance Access publication 29 November 2017
Systematic Review
*Correspondence to Ka-Fai Chung, Department of Psychiatry, University of Hong Kong, Pokfulam, Hong Kong SAR, China;
E-mail: kfchung@hku.hk
Abstract
Background. Sleep hygiene education (SHE) is commonly used as a treatment of insomnia in
general practice. Whether SHE or cognitive-behavioural therapy for insomnia (CBT-I), a treatment
with stronger evidence base, should be provided first remains unclear.
Objective. To review the efficacy of SHE for poor sleep or insomnia.
Methods. We systematically searched six key electronic databases up until May 2017. Two
researchers independently selected relevant publications, extracted data and evaluated
methodological quality according to the Cochrane criteria.
Results. Twelve of 15 studies compared SHE with CBT-I, three with mindfulness-based therapy, but
none with sham or no treatment. General knowledge about sleep, substance use, regular exercise
and bedroom arrangement were commonly covered; sleep-wake regularity and avoidance of
daytime naps in seven programs, but stress management in only five programs. Major findings
include (i) there were significant pre- to post-treatment improvements following SHE, with small
to medium effect size; (ii) SHE was significantly less efficacious than CBT-I, with difference in
effect size ranging from medium to large; (iii) pre- to post-treatment improvement and SHE-CBT-I
difference averaged at 5% and 8% in sleep-diary-derived sleep efficiency, respectively, and two
points in Pittsburgh Sleep Quality Index; (iv) only subjective measures were significant and (v) no
data on acceptability, adherence, understanding and cost-effectiveness.
Conclusions. Although SHE is less effective than CBT-I, unanswered methodological and
implementation issues prevent a firm conclusion to be made on whether SHE has a role in a
stepped-care model for insomnia in primary care.
Key words: Sleep hygiene education, cognitive-behavioural therapy, psychological intervention, systematic review,
meta-analysis, insomnia.
© The Author(s) 2017. Published by Oxford University Press. All rights reserved.
365
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366 Family Practice, 2018, Vol. 35, No. 4
Introduction June 2015 were searched without language restriction using the
search terms: (sleep hygiene OR sleep education OR sleep health)
Insomnia is a highly prevalent condition that is associated with sub-
AND (random* OR controlled trial OR clinical trial OR RCT)
stantial distress, psychosocial impairment and medical and psychi-
AND (sleep OR insomnia OR dyssomnia) in titles or abstracts. An
atric morbidity (1). Patients with sleep problems consult their general
updated search was conducted in June 2017 for publications up to
practitioners more frequently than other health professionals (2) and
31 May 2017. Reference lists of the included studies and relevant
typically prefer non-pharmacological treatments (3), among which
reviews were examined for additional articles. As a forward search,
sleep hygiene education (SHE) is the most commonly used (4). The
we used the Ovid MEDLINE to identify all papers that have cited
term ‘sleep hygiene’ was first used by Peter Hauri in 1977 in the con-
the included studies.
text of providing recommendations for patients with insomnia (5,6).
The list of sleep hygiene recommendations was updated in 1991 (5),
and many versions are now available (7). In a recent review (8), Irish Study selection
et al. reported that caffeine, tobacco and alcohol use, exercise, stress, Studies included in this review are randomized controlled trials
noise, sleep timing and daytime napping are the areas commonly cov- that examined participants with a complaint of poor sleep or in-
ered during SHE. Whether SHE should be given priority for treating somnia who received SHE in comparison with no treatment, rou-
evaluated using the Cochrane’s Q statistic, with P value < 0.10 indi- Results
cating significant heterogeneity. The I2 statistic was computed as a
Identification of studies
compliment to the Q statistic. As suggested by Higgins et al. (21),
I2 of 0%, 25%, 50% and 75% indicate no, low, moderate and high Figure 1 presents the flowchart of the systematic review. A total of
heterogeneity, respectively. If there were 10 or more studies in a com- 2361 entries were included for title and abstract screening and 133
parison, publication bias would be examined by visual inspection papers were selected for full-text screening. Fifteen studies met the
of the funnel plot, which is a scatterplot of treatment effect against eligibility criteria and were included in this review (23–37).
sample size. Sensitivity analysis was performed using the leave-one-
out method in order to investigate the influence of outlying stud- Overview of the included studies
ies on the synthesized effect size in the random-effects model (22). Table 1 summarizes the characteristics of the 15 included studies.
Subgroup analyses were performed to determine the impact of in- Sample size was typically small, ranging from 20 to 159, with a
somnia nature (primary versus comorbid), delivery modality (in-per- total of 1194 subjects. About 52.8% were female and the mean age
son versus printed material) and the number of SHE sessions (1–2 was 65.6 years. CBT-I was the most common comparator (n = 12),
versus ≥ 3). The chosen factors were considered having potential im- followed by mindfulness-based treatment (n = 3), while no studies
Figure 1. Selection of trials for inclusion in the review (+ indicates updated review).
Table 1. Characteristics of included studies of a systematic review and meta-analysis of sleep hygiene education as a treatment of insomnia (up to May 2017)
368
First author, Country/type of case Source of Mean age, Diagnostic Study Baseline Treatment Follow-up Sample size Major Results Risks of biasa
year participants year/% female criteria design severity, mean duration outcomes reported
score
Comorbid insomnia
Edinger USA/PI and CMI Postal survey PI: RDC and Two-parallel PI: PSQI: 8 weeks Immed and 81 PSQI, DBAS, PI and CMI: U, U, L, L, L,
et al. (23) and physician 54.2/12.5% DSM-IV arms (CBT-I; CBT- 6 months Sd, actig CBT-I > SHE L, L
referral CMI: SHE) I: 11.0/ SHE: in Sd-SOL,
54.2/14.6% 11.6 CMI: WASO,
PSQI: CBT-I: TST and SE
13.7/ (immed) and
SHE: 12.0 Sd-WASO
and TST
(6 months)
Epstein USA/breast cancer Mass media 58.2/100% Sd-SOL/ Two-parallel Sd-SE: CBT-I: 6 weeks 2 weeks 72 Subj rating, CBT-I > SHE L, U, H, L,
et al. (24) survivors with in- and support WASO ≥ arms (CBT-I; 69.0/ SHE: Sd, actig in subj rat- L, L, L
somnia > 3 months group 30 min for SHE) 72.2 ings on SOL,
≥ 3 nights/ WASO, TST
weeks and quality
of sleep.
Martínez Spain/25–60 years Specialized 47.6/100% DSM-IV Two-parallel PSQI: CBT-I: 6 weeks Immed, 3 and 59 PSQI CBT-I > SHE L, U, H, L,
et al. (25) with fibromyalgia clinic arms (CBT-I; 15.3/ 6 months in PSQI L, L, L
SHE) SHE: 14.9
Nakamura USA/cancer Specialized MBB: MOS-SS ≥ 35 Three- MOS-SS: 3 weeks Immed and 57 MOS-SS MBB and L, U, H, U,
et al. (26) survivors clinic, mass 55.4/68.4% parallel arms MBB: 58.0/ 2 months MM > SHE L, L, L
media and MM: (MBB; MM; MM: 63.3/ in MOS-SS
support 50.8/80.0% SHE) SHE: 54.9
group SHE:
51.6/77.8%
Insomnia disorder
Alessi et al. USA/ >60 years Postal 72.2/3.1% ICSD Two-parallel PSQI: CBT-I: 6 weeks 1 week, 159 PSQI, ISI, Sd, CBT-I > SHE L, L, L, L, L,
(27) with insomnia > arms (CBT-I; 9.4/ 6 months and actig in Sd-SOL, L, L, L
3 months SHE) SHE: 8.3 12 months TWT and SE,
PSQI and ISI.
Bjorvatn Norway/insomnia > Mass media 50.0/58% BIS Two-parallel PSQI: CBT-I: 3 months 3 months 155 BIS, PSQI CBT-I > SHE U, U, H, U,
et al. (28) 6 months and website arms (CBT-I; 12.9/ in BIS, PSQI L, L, L
SHE) SHE: 12.8 and DBAS
Black et al. USA/ >55 years with Mass 66.3/67% PSQI >5 Two-parallel PSQI: MAP: 6 weeks 10 weeks 49 PSQI, AIS MAP > SHE L, L, H, U,
(29) insomnia media and arms (MAP; 10.2/ in PSQI and L, L, L
community SHE) SHE: 10.2 AIS
Family Practice, 2018, Vol. 35, No. 4
First author, Country/type of case Source of Mean age, Diagnostic Study Baseline Treatment Follow-up Sample size Major Results Risks of biasa
year participants year/% female criteria design severity, mean duration outcomes reported
score
Dawson USA/adults with NR 53.6/68% NR Two-parallel ISI: CBT-I: 4 weeks Immed and 87 ISI CBT-I > SHE U, U, U, U,
et al. (30) insomnia arms (CBT-I; 17.0/SHE: 3 months in ISI U, U, U, U
SHE) 19.0
Falloon New Primary care 53.5/77.3% Insomnia > 3 Two-parallel PSQI: SSR 2 weeks 3 and 97 PSQI, ISI, Sd, SSR+SHE > L, L, L, H, L,
et al. (31) Zealand/16–75 years nights/weeks arms 10.4/SHE: 6 months actig SH in PSQI, L, L
with insomnia (SSR+SHE; 10.3 ISI and
> 6months SHE) act-SE
Gellis USA/psychology University NR/64.7% ISI ≥ 8 and Two- ISI: NR 1 months 51 ISI CRT+SHE > L, U, H, U,
et al. (32) undergraduates WASO/SOL parallel arms CRT+SHE: SHE in ISI L, L, L
Sleep hygiene education for insomnia
Nishinoue Japan/Dayshift IT company 31.3/14.2% PSQI ≥ 6 in Two- PSQI: 1 week 3 months 127 PSQI MBT + SHE U, U, H, U,
et al. (34) office workers 62.2% of parallel arms MBT+SHE:6.9/ > SHE in L, L, L
subjects (MBT+SHE; SHE: 6.3 PSQI
SHE)
Sun et al. China/ ≥ 65 years Community 69.7/74.7% PSQI >5 Two-parallel PSQI: 4 weeks 3, 6 and 75 PSQI, ESS Rel+SHE > L, U, H, U,
(35) arms Rel+SHE: 9.6/ 12 months SHE in PSQI L, L, L
(Rel+SHE; SHE: 9.5 and ESS
SHE)
Waters USA/18–59 years Mass media 45.6/79.3% SOL/WASO Two-parallel NR 2 weeks Immed 26 PSG, Sd CBT-I > SHE U, U, H, U,
et al. (36) > 30 min ≥ 4 arms (CBT-I; in Sd-SOL L, L, L
nights/weeks SHE) and WASO
> 1 month
Wang China/18–65 years Psychology 41.2/54.4% Insomnia and Two-parallel PSQI: CBT-I 4 weeks 4 weeks 79 PSQI, ISI CBT-I > SHE L, L, H, L, L,
et al. (37) clinic hypnotics use arms (CBT-I; 10.4/ in PSQI and L, L
> 1 month SHE) SHE: 10.1 ISI
>, is significantly more effective than; actig, actigraphy; AIS, Athens insomnia scale; BIS, Bergen insomnia scale; CBT-I, cognitive behavioural therapy for insomnia; CMI, comorbid insomnia and psychiatric disorders; CRT,
cognitive refocusing treatment; DSM, diagnostic and statistical manual of mental disorders; H, high; ICSD, international classification of sleep disorders; immed, immediate; ISI, insomnia severity index; L, unclear; MAP,
mindful awareness practice; MBB, mind body bridging program; MBT, multicomponent behavioural treatment; MM, mindfulness meditation; MOS-SS, medical outcome study sleep scale; NR, not reported; Rel, relaxation
training; PI, primary insomnia; PSG, polysomnography; PSQI, Pittsburgh sleep quality index; Sd, sleep diary; SE, sleep efficiency; SHE, sleep hygiene education; SOL, sleep onset latency; SSR, simplified sleep restriction; TST,
total sleep time; U, unclear; WASO, wake after sleep onset.
a
Risks of bias assessment using Cochrane’s criteria in random sequence generation, allocation concealment, blinding of participant and personnel, blinding of outcome assessors, incomplete outcome data addressed,
selective outcome reporting and other sources of bias.
369
complementary and alternative medicine therapy or no treatment. The pre- to post-treatment difference in actigraphy variables was
Subjects were recruited through multiple sources, and the crite- not significant. The leave-one-out sensitivity analysis found that the
ria used for diagnosis of insomnia varied between studies. There significant finding in PSQI and ISI was still present when an outlying
were also great differences in subject characteristics. Four studies study was removed. Funnel plot was not performed due to the small
included only older adults, while two studies were on cancer sur- number of studies.
vivors, one on university students and one on patients with fibro-
myalgia. The most common outcome measure was Pittsburgh Sleep Between-group difference
Quality Index (PSQI), which is a 19-item self-rated questionnaire Pooled analyses showed that CBT-I was significantly more effective
for evaluating subjective sleep quality over the past month (38). than SHE in terms of SOL, WASO, SE, PSQI and ISI, but no signifi-
The PSQI score ranges from 0 to 21 with a score of 5 or above cant difference in actigraphy measures (Table 3). There was moder-
being suggestive of poor sleep and an improvement of three points ate heterogeneity between studies in PSQI, but the significant finding
or more has been used to define treatment response (39). The other was still present when outlying studies were removed. The between-
commonly used outcome measures are sleep diary variables. Sleep group effect size was medium for SOL, WASO and SE (0.48–0.67)
efficiency (SE) is a summary index of sleep diary variables; a SE and medium to large for PSQI and ISI (0.67–0.92). CBT-I was more
First author, No. of Group (Gp)/ Therapist Duration of Avoid Avoid Avoid Regular Manage Reduce Sleep time Avoid General sleep
year sessions individual sessions (min) caffeine nicotine alcohol exercise stress bedroom regularity daytime knowledge
(Ind) noise naps
Comorbid insomnia
Edinger 4 Ind Clinical 30–60 √ NR √ √ NR √ NR NR √
et al. (23) psychologist
Epstein 4 Gp Psychiatric nurse 60–120 √ √ √ √ √ √ √ √ √
Sleep hygiene education for insomnia
et al. (24)
Martinez 6 Gp Clinical 90 √ √ √ √ NR √ √ √ √
et al. (25) psychologist
Nakamura 3 Gp Social worker 90 √ √ √ √ √ √ √ √ NR
et al. (26)
Insomnia disorder
Alessi 5 Gp Master’s degree 60 NR NR NR √ NR √ √ √ √
et al. (27) non-clinician
Bjorvatn 1 Printed NA NA √ √ √ √ NR √ NR NR √
et al. (28) material
Black 6 Gp Master in public 120 √ √ √ √ √ √ √ √ √
et al. (29) health
Dawson 4 Printed NA NA NR NR NR NR NR NR NR NR NR
et al. (30) material
Falloon 2 Ind General NR √ NR NR NR √ NR NR NR NR
et al. (31) practitioner
Gellis 1 Ind Clinical 15 √ √ √ √ NR √ NR √ NR
et al. (32) psychologist
McCrae 2 Ind Counsellor and 50 √ √ √ √ NR NR NR NR √
et al. (33) social worker
Nishinoue 1 Gp Physician 40 √ √ √ √ √ √ √ √ √
et al. (34)
Sun 1 Printed NA NA NR NR NR NR NR NR NR NR NR
et al. (35) material
Waters 2 Printed NA NA √ √ √ √ NR √ √ √ NR
et al. (36) material
Wang 4 Ind Clinical 15–60 √ NR √ √ NR √ NR NR NR
et al. (37) psychologist
Table 3. Summary of within-group and between-group meta-analyses of a systematic review and meta-analysis of sleep hygiene education as a treatment of insomnia (up to May 2017)
CBT-I, cognitive-behavioural therapy for insomnia; GRADE, Grading of Recommendations Assessment, Development, and Evaluation; SHE, sleep hygiene education. GRADE Working Group grades of evidence High
quality: We are very confident that the true effect lies close to that of the estimate of the effect. Moderate quality: We are moderately confident in the effect estimate: The true effect is likely to be close to the estimate of the
effect, but there is a possibility that it is substantially different. Low quality: Our confidence in the effect estimate is limited: The true effect may be substantially different from the estimate of the effect. Very low quality: We
have very little confidence in the effect estimate: The true effect is likely to be substantially different from the estimate of effect.
a
Positive values indicate pre-post improvements and greater effectiveness of CBT-I.
b
Methods of sequence generation/allocation concealment were unclear, and blinding of participants was not achieved in most of the studies (downgraded by 1 due to limitation of study).
c
The confidence intervals did not exclude no difference so it is difficult to tell whether effects CBT_I and SHE was different (downgraded by 1 due to imprecision).
d
There was important variation between the study results (I2 = 45%, P = 0.07) (downgraded by 1 due to imprecision due to inconsistency).
*P <0.05, **P < 0.01, ***P < 0.001.
Family Practice, 2018, Vol. 35, No. 4
Figure 2. (a) Within-group comparison on sleep-diary-derived sleep efficiency (SE), in %; (b) Within-group comparison on Pittsburgh Sleep Quality Index (PSQI),
in total score; (c) Comparison of sleep hygiene education (SHE) versus cognitive-behavioural therapy for insomnia (CBT-I) on sleep-diary-derived sleep efficiency
(SE), in %; (d) Comparison of sleep hygiene education (SHE) versus cognitive-behavioural therapy for insomnia (CBT-I) on Pittsburgh Sleep Quality Index (PSQI),
in total score.
374 Family Practice, 2018, Vol. 35, No. 4
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