Musical Genius - Evolution and Origins of A Concept
Musical Genius - Evolution and Origins of A Concept
Musical Genius - Evolution and Origins of A Concept
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The Musical Quarterly
By EDWARD E. LOWINSKY
The opposition between conventional rule and fresh inspiration, the idea
that the genius, unlike the mere craftsman, can transcend rules without
committing errors, and that in doing so he can make new revelations,
is a leitmotif in the history of the concept of musical genius.
What is the origin of this concept? Oddly enough, in modern dic-
tionaries of music the term is hard to find. In 19th-century dictionaries
it occurs frequently, but without historical references. Historians of ideas
have written on the concept of genius in general. Edgar Zilsel's admirable
book on Die Entstehung des Geniebegriffes,' for example, left music com-
pletely out of consideration. Music historians have not yet dealt with the
SImportant characteristics of an advanced musical civilization are a rational
system of pitches, rhythm, and consonances, as well as methods of transmitting music
from one generation to the next.
5 "Kein' Regel wollte da passen,
und war doch kein Fehler drin." Act II.
6 Tiibingen, 1926. In this respect Zilsel's work, overwhelming in the richness of
its documentation in all other fields, suffers from a lack only too common in the
works of cultural historians: the role of music and musicians in the cultural symphony
is either ignored altogether or treated in marginal notes betraying a complete lack
of understanding.
Thus Zilsel wonders, in his account of the paragon of the arts in Renaissance
literature, why it is that music, although in need of manual execution, nevertheless
is not, like painting, considered a mechanical art, but instead succeeded in penetrating
the circle of the seven liberal arts-"a curiosity," he says, "explicable probably
through religious and liturgical [kultische] connections" (p. 151). The simple reason
for the success of music where painting failed lay, of course, in its mathematical
structure. Rhythm, melody, harmony are all expressible in mathematical ratios-
sufficient reason for its admission into the quadrivium of the mathematical disciplines
(see also the pertinent remarks in the next instalment of this article).
Zilsel in a footnote to the above remark promised to treat music in a later
volume-a promise he did not live to fulfill. He then went on to characterize the
position of the musicians in the Renaissance as "shifting: now they are counted among
the learned clerics, now among the instrument builders, singers, minstrels - i.e., the
mechanics and jongleurs." It is impossible to arrive at valid conclusions about the
role of any art and its adepts if the literature dealing with that art is ignored-a
practice that cultural historians indulge in only when it comes to music. But an
attentive reader of Dante, Boccaccio, Petrarch, Filippo Villani (see note 81), Castig-
lione, Aretino (see the concluding instalment of this article), and other luminaries
among the great writers of the age would be sufficient to raise doubts concerning
Zilsel's final conclusion.
7A recent history of music (The Art of Music by B. C. Cannon, A. H. Johnson,
W. G. Waite, New York, 1960) treating Classical and Romantic music under the
title The Age of Genius quotes Shaftesbury's, Addison's, and Young's essays, but not
a single source on the nature of musical genius. While the latter, unquestionably, is
only a facet of the general concept, it has, nevertheless, its own history illuminating
phases of music history often in surprising ways and enriching the general history
of the concept with a counterpoint of peculiar individuality.
* Arnold Schering, Das Symbol in der Musik, Leipzig, 1941, pp. 85-86.
16 In his Kalligone. Von Kunst und Kunstrichterei, Zweiter Theil (1800), loc.
cit., pp. 178-91, Herder writes "Von Musik." Rousseau's inspiration hovers over this
essay. In par. 9 (p. 182) Fontenelle's "Que me veux-tu, Sonate?" made famous by
Rousseau's enthusiastic approval, is quoted without indication of its source.
17 See Schubart's eulogy of Rousseau and his ideas on music with particular
reference to the latter's Dictionnaire de Musique (op. cit., p. 157).
18 That Hoffmann's concept of genius is inspired by Rousseau's article is obvious
from a comparison between their statements. That he actually knew it can be docu-
mented from a partial quotation of the article in his review of Andreas Romberg's
setting of Schiller's Die Macht des Gesanges (E.T.A. Hoffmanns musikalische
not only musicians, but poets and writers as well. This is true of Richard
Wagner and E. T. A. Hoffmann, of Schubart and Rousseau. But if we
should assume that Rousseau is the initiator of the concept of musical
genius, and that his Dictionnaire de Musique of 1768 is the precise
frontier between the genius concept of the great apostle of Nature and
the Baroque idea of the composer as a craftsman, a perusal of the writings
of Baroque authors would quickly disabuse us of this notion. For one
thing, the term genie occurs frequently in the writings of Rameau,
Rousseau's great antagonist in the controversy between the adherents of
French and Italian opera in Paris, the notorious guerre des boufons.
Rousseau's partisans accused Rameau of saying that according to his
principles the composer needed no genius, only the science of harmony."2
However, in his Traite de 1'Harmonie, published in Paris in 1722, when
Rousseau was a boy of ten, Rameau speaks constantly of le genie et le
gout.29 "There is a world of difference," he observes, "between a music
imitation, freedom from the rules, creative imagination, etc., these had already been
the slogans of the young generation around 1770. How far removed Kant was from
the movement may be deduced from the circumstance that his polemics against its
spiritual leader, Herder, blunted the point of his theory of genius."
27 Op. cit., pp. 197-202. Some of Herder's criticism is mere carping, most of it
is serious and substantial disagreement, as when he takes issue with Kant for his
attempt to limit the concept of genius to the arts and to deny that the discoveries
of a scientist such as Newton constitute the work of genius (see p. 199).
28 This was, for example, the opinion held by Baron von Grimm, who had
converted from a partisan of Rameau to a devotee of the new Italian opera (see
Albert Jansen, Jean-Jacques Rousseau als Musiker, Berlin, 1884, p. 234).
29 To cite one instance, in his Preface Rameau writes: "Il est vrai qu'il y a de
certaines perfections qui d6pendent du genie & du goait .. ." ("It is true that there are
certain perfections which depend on genius and taste.") To be sure, he continues
that the indispensable tool of genius is a perfect mastery of the art. "Dailleurs cette
parfaite connoissance sert a faire mettre en oeuvre le genie & le gouit, qui sans elle
deviendroient souvent des talens inutils." ("Moreover, this perfect mastery serves to
put to work genius and taste, which, without it, would often decline to useless
talents.")
It is evident from the concluding sentence that Rameau distinguishes between
genius and talent, but counter to some Romantic notions of later times he pronounces
the opinion that genius and good taste without perfect mastery of the craft may
sink down to the level of mere talent, and a useless one at that. Mastery of the
art, however, is by no means synonymous with slavish obedience to the rules. This
the composer's need for freedom from convention against the presump-
tions of the Beckmessers of the art that he cries out: "Here you see before
you the evil genius of intrigue that has arisen in this age of ours to
plague all men of ability. Try as you may to invent a delightful com-
position, it will be of no value according to them."33
Aside from genius, a composer, according to Rameau, also needs
good taste. It is not quite certain, though, whether Rameau thinks of
good taste as an additional requisite of the composer, or as an attribute
of genius. Certain it is that with le goat another irrational element
enters our discussion, one that cannot be measured, prescribed, or fixed
in rules. Yet it is to some extent rational-and in that regard typically
French-in that it resides in esthetic judgment rather than in emotion,
a chief attribute of genius in German and Italian writings-and we must
count Rousseau as Italian in his musical predilections as well as in his
musical philosophy.
But emotion is not missing in Rameau's psychology of composition.
Indeed, the irrational concept of empathy, the dramatic composer's ability
to put himself in the place of his characters and re-create them in tones
by the sheer force of sympathetic imagination, a concept dear to Rousseau
and elaborated by E. T. A. Hoffmann, is already a part of Rameau's
esthetics. At the end of Chapter 20, Book Two, on the propriety of har-
mony, he says: "For the rest, a good musician must surrender himself
to all the characters that he wishes to depict, and, like a skillful comedian,
put himself in the place of the speaker, imagine himself in the localities
where the events to be represented occur, and take part in them as much
as those most involved in them, be a good orator, at least within himself,
feel when the voice should rise or fall more or less, so as to shape his
melody, harmony, modulation, and motion accordingly."33a
That the term ge'nie was not only part of the French musical vocabu-
peuvent souffrir, on les prie d'entendre, & de s'en remettre A l'effet que produit une
Musique compos6e en apparence contre ces Regles, ils deviennent sourds" (Livre II,
Chap. XVII, De la licence, p. 111).
33 "VoilA en quoi consiste le genie de la cabale, qui s'est ilev'e contre tous les
habiles gens de ce Siecle. Vous aurez beau trouver une Musique charmante, elle ne
vaudra rien selon eux" (ibid.).
S3a "Au reste, un bon Musicien doit se livrer a tous les caracteres qu'il veut
d6peindre; & comme un habile Comedien, se mettre a la place de celuy qui parle;
se croire etre dans les lieux oui se passent les differents 6venements qu'il veut repre-
senter, & y prendre la meme part que ceux que y sont les plus interessez; etre bon
declamateur, au moins en soy-meme; sentir quand la voix doit s'6lever ou s'abaisser
plus ou moins, pour y conformer sa Melodie, son Harmonie, sa Modulation & son
mouvement" (Livre II, Chap. 20, De la proprietd des Accords, p. 143).
and Fills It, with Quietness, Joy, and Peace; Absolute Tranqu
pressible Satisfaction.
I speak not by Roat, but by Experience, and what I have o
felt.39
which, so soon as I had once Play'd, She Earnestly desired Me to Play It again;
For, said She, That shall be Called, My Lesson.
From which Words, so spoken, with Emphasis, and Accent, It presently came
into my Remembrance, the Time when, and the Occasion of Its being produced,
and returned Her This Answer, viz. That It may very properly be call'd Your
Lesson; For when I Compos'd It, You were wholly in My Fancy, and the Chief
Object, and Ruler of My Thoughts; telling Her how, and when It was made: And
Therefore, ever after, I Thus Call'd It, My Mistress; (And most of My Scholars
since, call It, Mrs. Mace, to This Day.)41
England, France [the order is noteworthy] and since each of them was asked to
write his compositions on the same eight topics expressing the chief affects of the
soul, I felt certain that I should soon know to what affects the genius of each
[nation] would incline; first the composers, and then the listeners, and whether
there was agreement or disagreement, and of what sort, in the manner in which
the various nations expressed passions.46
Unfortunately, we do not know the outcome of Kircher's experiment.
The compositions he requested did not arrive in time and he did not wish
to delay the publication of his work.47 But it is evident from another
passage that he had formed pretty clear ideas as to the musical propensi-
ties of the various European nations, which he attributed to national
temperament, history, and habit, and to the climate." And again he
speaks of national genius in a manner that combines talent and tempera-
ment, natural inclination and psychological constitution, condensing these
elements into a national artistic personality." In speaking of a single
composer's gift, Kircher uses mostly the term ingenium. He defends the
46 "cum enim Compositores electi essent totius Musicae consultissimi, ijque ex
diversis nationibus, Italia, Germania, Anglia, Gallia praecipui, singulique supra octo
eadem praecipuos animi affectus exprimentia themata compositiones suas perficere
rogarentur; statim cogniturum me credebam, ad quales affectus uniuscuiusque Genius,
prim5 ipsos Compositores, deinde vero ipsos Auditores inclinaret; utrum diversae
Nationes in pathematum expressione convenirent, vel discreparent, & in quo illa
discrepantia consisteret."
47 Ibid., I, 581.
48 Ibid., p. 543: "The Germans, born under a frigid sky, acquire a grave, solid,
and industrious character to which the style of their music, serious, phlegmatic,
temperate, and polyphonic, corresponds. The French, more mobile, and of a gay
and vivacious disposition, love music of that same character; this is why they
cultivate a style preeminently apt for dancing (see their gaillards, passamezzi, and
courants). The Spanish have a pompous style of an affected gravity. The Italians,
however, born under a benign sky, have the most perfect and well-tempered style,
and, being truly born for music, know how to use every style aptly and with fine
discrimination."
491bid.: "Qui quidem diversarum nationum diversus in musica stylus non aliund
provenit, nisi vel a genio, & inclinatione naturali, vel a consuetudine longo usu
introducta, tandem in naturam degenerante." And now follows the description of
national styles summarized above.
Kircher refers in passing to the musical style of the English: "habent & Angli
nescio quid peregrinum" (and the English have something indefinably strange). This
statement is more than amusing, it expresses Kircher's recognition of the individuality
of English music and its character that strikes him as so peculiar that he finds it hard
to assimilate. It is almost as if Addison, two generations later, was getting back at
Kircher, when he said in The Spectator, 18 (March 21, 1711): "If the Italians have
a Genius for Musick above the English, the English have a Genius for other per-
formances of a much higher Nature, and capable of giving the Mind a much nobler
Entertainment ..." (quoted by John Hollander, The Untuning of the Sky, Ideas of
Music in English Poetry, 1500-1700, Princeton, 1961, p. 383).
This same thing happens in poetry to those who, being unable to compose things
of wit and imagination, give themselves to the composition of anagrams, acrostics,
and similar tricks acquiring thereby rather the name of rhymesters than that of
poets, just as those should be called contrapuntists rather than musicians. Gesualdo,
Prince of Venosa, on the other hand, who was truly born for music, and with a
gift for musical expression, and who could clothe with his musical gifts any poetic
subject, never attended, as far as one knows, to canons and similar labored exer-
cises. Such should be, then, the genius of the good composer, particularly for that
genre of musical compositions which should bring to life all inner affects of the
soul with vivid expression.51
Doni could not have chosen apter personifications for his concepts of
craftsman and genius than Soriano,52 Palestrina's disciple, famous for
his 110 canons over a Marian hymn, and Gesualdo, princely composer
who, for the sake of truth of sentiment, broke every rule in the book.
In another passage53 Doni comments on the dilemma in which "mod-
51 See the posthumous edition of Doni's writings: lo. Baptistae Doni Patrici
Florentini Lyra Barberina . . . ed. by A. F. Gori and I. B. Passeri, Florence, 1763,
II, 129-30, Chap. XLV: 'Delle qualitca naturali, e artificiali, che si richiedono nel
Compositore di queste Musiche sceniche. "Questa sorte di Musiche meritamente si
tiene per la pidi difficile di tutte, e che piu ricerchi buona vena naturale; perocch6
qui ci ha minor luogo, che nell'altre la forza del Contrapunto, il quale piuttosto
richiede arte, ed esercizio, che naturale inclinazione, consistendo in mol-te regole, ed
osservazioni, e nella pratica, che col lungo uso si acquista. Ma in questa parte chi
non ci avera disposizione dalla natura, non occorrera che ci si metta; perch6 mai
gli riuscira di fare cosa perfetta, ancorche possa arrivare a qualche mediocrita col
lungo studio, e dottrina, la quale e necessaria ancora in quelli, che sono stati dalla
natura singolarmente privilegiati. Vuole dunque essere il Compositore di questa
sorte molto inventivo, e d'ingegno svegliato, e versatile, e di gagliarda imaginativa:
qualitY, che gli sono comuni col Poeta, onde si dice, che Poetae nascuntur, Oratores
fiunt. Possiamo dunque agli Oratori agguagliare quella sorte di Compositori, che per
ordinario pigliano il soggetto da altri, e intessendovi sopra un artifizioso Contrapunto,
ne formano varie melodie, che per lo piui sogliono avere del secco, o stentato, man-
candogli certa grazia, e naturalezza, che e il proprio loro condimento. I1 che hanno
notato gli odierni Musici nel Soriano, il quale comecch6 fosse peritissimo nel Contra-
punto, non ebbe per6 mai talento a fare belle arie, e leggiadre; onde si diede a
comporre Canoni, e simili concenti laboriosi: come succede a quelli, che nella Poesia
non potendo fare Componimenti d'invenzione, e di testa, si danno agli Anagrammi,
Acrostichidi, e simili galanterie, acquistando pid' presto il nome di versificatori, che
di Poeti, come quelli si devono pidi tosto chiamare Contrapuntisti, che Musici. II
Principe di Venosa per il contrario (che era nato propriamente per la Musica, e
con l'espressione del canto, poteva vestire a suo talento qualsivoglia concetto) non
attese mai, che si sappia, a Canoni, e simili Componimenti laboriosi. Tale dunque
bisognerebbe, che fosse il genio del buon compositore; massime per questa sorte di
Musiche, che devono dimostrare con viva espressione tutti i pidi interni affetti dell'
animo."
52Francesco Soriano (1549-1620) wrote the Canoni, et Oblighi di cento, et
dieci sorte, sopra l'Ave Maris Stella, da 3 a 8 v., Rome, 1610.
53 Op. cit., II, 128: "uno credera, che non sia lecito di partirsi dalle regole
lasciateci da quelli, che prima ne scrissero, e un altro sara piui ardito a seguitare
(To be concluded)