8) G.R. No. 174153
8) G.R. No. 174153
8) G.R. No. 174153
536 Phil. 1
EN BANC
[ G.R. NO. 174153, October 25, 2006 ]
RAUL L. LAMBINO AND ERICO B. AUMENTADO, TOGETHER
WITH 6,327,952 REGISTERED VOTERS, PETITIONERS, VS. THE
COMMISSION ON ELECTIONS, RESPONDENT.
ALTERNATIVE LAW GROUPS, INC., INTERVENOR.
ONEVOICE INC., CHRISTIAN S. MONSOD, RENE B. AZURIN,
MANUEL L. QUEZON III, BENJAMIN T. TOLOSA, JR., SUSAN V.
OPLE, AND CARLOS P. MEDINA, JR., INTERVENORS.
ATTY. PETE QUIRINO QUADRA, INTERVENOR.
BAYAN REPRESENTED BY ITS CHAIRPERSON DR. CAROLINA
PAGADUAN-ARAULLO, BAYAN MUNA REPRESENTED BY ITS
CHAIRPERSON DR. REYNALDO LESACA, KILUSANG MAYO
UNO REPRESENTED BY ITS SECRETARY GENERAL JOEL
MAGLUNSOD, HEAD REPRESENTED BY ITS SECRETARY
GENERAL DR. GENE ALZONA NISPEROS, ECUMENICAL
BISHOPS FORUM REPRESENTED BY FR. DIONITO CABILLAS,
MIGRANTE REPRESENTED BY ITS CHAIRPERSON
CONCEPCION BRAGAS-REGALADO, GABRIELA REPRESENTED
BY ITS SECRETARY GENERAL EMERENCIANA DE JESUS,
GABRIELA WOMEN'S PARTY REPRESENTED BY SEC. GEN.
CRISTINA PALABAY, ANAKBAYAN REPRESENTED BY
CHAIRPERSON ELEANOR DE GUZMAN, LEAGUE OF FILIPINO
STUDENTS REPRESENTED BY CHAIR VENCER CRISOSTOMO
PALABAY, JOJO PINEDA OF THE LEAGUE OF CONCERNED
PROFESSIONALS AND BUSINESSMEN, DR. DARBY SANTIAGO
OF THE SOLIDARITY OF HEALTH AGAINST CHARTER CHANGE,
DR. REGINALD PAMUGAS OF HEALTH ACTION FOR HUMAN
RIGHTS, INTERVENORS.
LORETTA ANN P. ROSALES, MARIO JOYO AGUJA, AND ANA
THERESA HONTIVEROS-BARAQUEL, INTERVENORS.
LUWALHATI RIACASA ANTONINO, INTERVENOR.
ARTURO M. DE CASTRO, INTERVENOR.
TRADE UNION CONGRESS OF THE PHILIPPINES, INTERVENOR.
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CARPIO, J.:
The Case
These are consolidated petitions on the Resolution dated 31 August 2006 of the
Commission on Elections ("COMELEC") denying due course to an initiative petition to
amend the 1987 Constitution.
Antecedent Facts
On 15 February 2006, petitioners in G.R. No. 174153, namely Raul L. Lambino and Erico
B. Aumentado ("Lambino Group"), with other groups[1] and individuals, commenced
gathering signatures for an initiative petition to change the 1987 Constitution. On 25
August 2006, the Lambino Group filed a petition with the COMELEC to hold a plebiscite
that will ratify their initiative petition under Section 5(b) and (c)[2] and Section 7[3] of
Republic Act No. 6735 or the Initiative and Referendum Act ("RA 6735").
The Lambino Group alleged that their petition had the support of 6,327,952 individuals
constituting at least twelve per centum (12%) of all registered voters, with each legislative
district represented by at least three per centum (3%) of its registered voters. The Lambino
Group also claimed that COMELEC election registrars had verified the signatures of the
6.3 million individuals.
The Lambino Group's initiative petition changes the 1987 Constitution by modifying
Sections 1-7 of Article VI (Legislative Department)[4] and Sections 1-4 of Article VII
(Executive Department)[5] and by adding Article XVIII entitled "Transitory Provisions."[6]
These proposed changes will shift the present Bicameral-Presidential system to a
Unicameral-Parliamentary form of government. The Lambino Group prayed that after due
publication of their petition, the COMELEC should submit the following proposition in a
plebiscite for the voters' ratification:
On 30 August 2006, the Lambino Group filed an Amended Petition with the COMELEC
indicating modifications in the proposed Article XVIII (Transitory Provisions) of their
initiative.[7]
On 31 August 2006, the COMELEC issued its Resolution denying due course to the
Lambino Group's petition for lack of an enabling law governing initiative petitions to
amend the Constitution. The COMELEC invoked this Court's ruling in Santiago v.
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In G.R. No. 174153, the Lambino Group prays for the issuance of the writs of certiorari
and mandamus to set aside the COMELEC Resolution of 31 August 2006 and to compel
the COMELEC to give due course to their initiative petition. The Lambino Group
contends that the COMELEC committed grave abuse of discretion in denying due course
to their petition since Santiago is not a binding precedent. Alternatively, the Lambino
Group claims that Santiago binds only the parties to that case, and their petition deserves
cognizance as an expression of the "will of the sovereign people."
In G.R. No. 174299, petitioners ("Binay Group") pray that the Court require respondent
COMELEC Commissioners to show cause why they should not be cited in contempt for
the COMELEC's verification of signatures and for "entertaining" the Lambino Group's
petition despite the permanent injunction in Santiago. The Court treated the Binay Group's
petition as an opposition-in-intervention.
In his Comment to the Lambino Group's petition, the Solicitor General joined causes with
the petitioners, urging the Court to grant the petition despite the Santiago ruling. The
Solicitor General proposed that the Court treat RA 6735 and its implementing rules "as
temporary devises to implement the system of initiative."
The Court heard the parties and intervenors in oral arguments on 26 September 2006.
After receiving the parties' memoranda, the Court considered the case submitted for
resolution.
The Issues
1. Whether the Lambino Group's initiative petition complies with Section 2, Article
XVII of the Constitution on amendments to the Constitution through a people's
initiative;
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2. Whether this Court should revisit its ruling in Santiago declaring RA 6735
"incomplete, inadequate or wanting in essential terms and conditions" to implement
the initiative clause on proposals to amend the Constitution; and
3. Whether the COMELEC committed grave abuse of discretion in denying due course
to the Lambino Group's petition.
The Lambino Group miserably failed to comply with the basic requirements of the
Constitution for conducting a people's initiative. Thus, there is even no need to revisit
Santiago, as the present petition warrants dismissal based alone on the Lambino Group's
glaring failure to comply with the basic requirements of the Constitution. For following
the Court's ruling in Santiago, no grave abuse of discretion is attributable to the
Commision on Elections.
1. The Initiative Petition Does Not Comply with Section 2, Article XVII of the
Constitution on Direct Proposal by the People
Section 2, Article XVII of the Constitution is the governing constitutional provision that
allows a people's initiative to propose amendments to the Constitution. This section states:
MR. RODRIGO: Let us look at the mechanics. Let us say some voters want to
propose a constitutional amendment. Is the draft of the proposed
constitutional amendment ready to be shown to the people when they are
asked to sign?
MR. RODRIGO: What does the sponsor mean? The draft is ready and shown
to them before they sign. Now, who prepares the draft?
MR. RODRIGO: No, because before they sign there is already a draft
shown to them and they are asked whether or not they want to propose
this constitutional amendment.
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Clearly, the framers of the Constitution intended that the "draft of the proposed
constitutional amendment" should be "ready and shown" to the people "before" they
sign such proposal. The framers plainly stated that "before they sign there is already a
draft shown to them." The framers also "envisioned" that the people should sign on the
proposal itself because the proponents must "prepare that proposal and pass it around
for signature."
The essence of amendments "directly proposed by the people through initiative upon a
petition" is that the entire proposal on its face is a petition by the people. This means
two essential elements must be present. First, the people must author and thus sign the
entire proposal. No agent or representative can sign on their behalf. Second, as an
initiative upon a petition, the proposal must be embodied in a petition.
These essential elements are present only if the full text of the proposed amendments is
first shown to the people who express their assent by signing such complete proposal in a
petition. Thus, an amendment is "directly proposed by the people through initiative
upon a petition" only if the people sign on a petition that contains the full text of the
proposed amendments.
The full text of the proposed amendments may be either written on the face of the petition,
or attached to it. If so attached, the petition must state the fact of such attachment. This is
an assurance that every one of the several millions of signatories to the petition had seen
the full text of the proposed amendments before signing. Otherwise, it is physically
impossible, given the time constraint, to prove that every one of the millions of signatories
had seen the full text of the proposed amendments before signing.
The framers of the Constitution directly borrowed[14] the concept of people�s initiative
from the United States where various State constitutions incorporate an initiative clause. In
almost all States[15] which allow initiative petitions, the unbending requirement is that
the people must first see the full text of the proposed amendments before they sign to
signify their assent, and that the people must sign on an initiative petition that
contains the full text of the proposed amendments.[16]
The rationale for this requirement has been repeatedly explained in several decisions of
various courts. Thus, in Capezzuto v. State Ballot Commission, the Supreme Court of
Massachusetts, affirmed by the First Circuit Court of Appeals, declared:
when, in this case, the person giving the description is the drafter of the
petition, who obviously has a vested interest in seeing that it gets the
requisite signatures to qualify for the ballot.[17] (Boldfacing and
underscoring supplied)
Moreover, "an initiative signer must be informed at the time of signing of the nature and
effect of that which is proposed" and failure to do so is "deceptive and misleading"
which renders the initiative void.[19]
Section 2, Article XVII of the Constitution does not expressly state that the petition must
set forth the full text of the proposed amendments. However, the deliberations of the
framers of our Constitution clearly show that the framers intended to adopt the relevant
American jurisprudence on people's initiative. In particular, the deliberations of the
Constitutional Commission explicitly reveal that the framers intended that the people
must first see the full text of the proposed amendments before they sign, and that the
people must sign on a petition containing such full text. Indeed, Section 5(b) of
Republic Act No. 6735, the Initiative and Referendum Act that the Lambino Group
invokes as valid, requires that the people must sign the "petition x x x as signatories."
The proponents of the initiative secure the signatures from the people. The proponents
secure the signatures in their private capacity and not as public officials. The proponents
are not disinterested parties who can impartially explain the advantages and disadvantages
of the proposed amendments to the people. The proponents present favorably their
proposal to the people and do not present the arguments against their proposal. The
proponents, or their supporters, often pay those who gather the signatures.
Thus, there is no presumption that the proponents observed the constitutional requirements
in gathering the signatures. The proponents bear the burden of proving that they complied
with the constitutional requirements in gathering the signatures - that the petition
contained, or incorporated by attachment, the full text of the proposed amendments.
The Lambino Group did not attach to their present petition with this Court a copy of the
paper that the people signed as their initiative petition. The Lambino Group submitted to
this Court a copy of a signature sheet[20] after the oral arguments of 26 September 2006
when they filed their Memorandum on 11 October 2006. The signature sheet with this
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Court during the oral arguments was the signature sheet attached[21] to the opposition in
intervention filed on 7 September 2006 by intervenor Atty. Pete Quirino-Quadra.
The signature sheet attached to Atty. Quadra's opposition and the signature sheet attached
to the Lambino Group's Memorandum are the same. We reproduce below the signature
sheet in full:
Name
Precinct Last Name, Birthdate
Address Signature Verification
Number First Name, MM/DD/YY
M.I.
1
2
3
4
5
6
7
8
9
10
There is not a single word, phrase, or sentence of text of the Lambino Group's
proposed changes in the signature sheet. Neither does the signature sheet state that
the text of the proposed changes is attached to it. Petitioner Atty. Raul Lambino
admitted this during the oral arguments before this Court on 26 September 2006.
The signature sheet merely asks a question whether the people approve a shift from the
Bicameral-Presidential to the Unicameral-Parliamentary system of government. The
signature sheet does not show to the people the draft of the proposed changes before
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they are asked to sign the signature sheet. Clearly, the signature sheet is not the
"petition" that the framers of the Constitution envisioned when they formulated the
initiative clause in Section 2, Article XVII of the Constitution.
Petitioner Atty. Lambino, however, explained that during the signature-gathering from
February to August 2006, the Lambino Group circulated, together with the signature
sheets, printed copies of the Lambino Group's draft petition which they later filed on 25
August 2006 with the COMELEC. When asked if his group also circulated the draft of
their amended petition filed on 30 August 2006 with the COMELEC, Atty. Lambino
initially replied that they circulated both. However, Atty. Lambino changed his answer and
stated that what his group circulated was the draft of the 30 August 2006 amended
petition, not the draft of the 25 August 2006 petition.
The Lambino Group would have this Court believe that they prepared the draft of the 30
August 2006 amended petition almost seven months earlier in February 2006 when
they started gathering signatures. Petitioner Erico B. Aumentado's
"Verification/Certification" of the 25 August 2006 petition, as well as of the 30 August
2006 amended petition, filed with the COMELEC, states as follows:
The Lambino Group failed to attach a copy of ULAP Resolution No. 2006-02 to the
present petition. However, the "Official Website of the Union of Local Authorities of the
Philippines"[22] has posted the full text of Resolution No. 2006-02, which provides:
DONE, during the ULAP National Executive Board special meeting held on
14 January 2006 at the Century Park Hotel, Manila.[23] (Underscoring
supplied)
ULAP Resolution No. 2006-02 does not authorize petitioner Aumentado to prepare the
25 August 2006 petition, or the 30 August 2006 amended petition, filed with the
COMELEC. ULAP Resolution No. 2006-02 "support(s) the porposals (sic) of the
Consulatative (sic) Commission on Charter Change through people's initiative and
referendum as a mode of amending the 1987 Constitution." The proposals of the
Consultative Commission[24] are vastly different from the proposed changes of the
Lambino Group in the 25 August 2006 petition or 30 August 2006 amended petition filed
with the COMELEC.
For example, the proposed revisions of the Consultative Commission affect all provisions
of the existing Constitution, from the Preamble to the Transitory Provisions. The
proposed revisions have profound impact on the Judiciary and the National Patrimony
provisions of the existing Constitution, provisions that the Lambino Group's proposed
changes do not touch. The Lambino Group's proposed changes purport to affect only
Articles VI and VII of the existing Constitution, including the introduction of new
Transitory Provisions.
The ULAP adopted Resolution No. 2006-02 on 14 January 2006 or more than six months
before the filing of the 25 August 2006 petition or the 30 August 2006 amended petition
with the COMELEC. However, ULAP Resolution No. 2006-02 does not establish that
ULAP or the Lambino Group caused the circulation of the draft petition, together with the
signature sheets, six months before the filing with the COMELEC. On the contrary, ULAP
Resolution No. 2006-02 casts grave doubt on the Lambino Group's claim that they
circulated the draft petition together with the signature sheets. ULAP Resolution No.
2006-02 does not refer at all to the draft petition or to the Lambino Group's proposed
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changes.
In their Manifestation explaining their amended petition before the COMELEC, the
Lambino Group declared:
After the Petition was filed, Petitioners belatedly realized that the proposed
amendments alleged in the Petition, more specifically, paragraph 3 of Section 4
and paragraph 2 of Section 5 of the Transitory Provisions were inaccurately
stated and failed to correctly reflect their proposed amendments.
The Lambino Group did not allege that they were amending the petition because the
amended petition was what they had shown to the people during the February to August
2006 signature-gathering. Instead, the Lambino Group alleged that the petition of 25
August 2006 "inaccurately stated and failed to correctly reflect their proposed
amendments."
The Lambino Group never alleged in the 25 August 2006 petition or the 30 August 2006
amended petition with the COMELEC that they circulated printed copies of the draft
petition together with the signature sheets. Likewise, the Lambino Group did not allege in
their present petition before this Court that they circulated printed copies of the draft
petition together with the signature sheets. The signature sheets do not also contain any
indication that the draft petition is attached to, or circulated with, the signature sheets.
[T]here is persuasive authority to the effect that "(w)here there is not (sic)
fraud, a signer who did not read the measure attached to a referendum
petition cannot question his signature on the ground that he did not
understand the nature of the act." [82 C.J.S. S128h. Mo. State v. Sullivan,
224, S.W. 327, 283 Mo. 546.] Thus, the registered voters who signed the
signature sheets circulated together with the petition for initiative filed
with the COMELEC below, are presumed to have understood the proposition
contained in the petition. (Emphasis supplied)
The Lambino Group's statement that they circulated to the people "the petition for
initiative filed with the COMELEC" appears an afterthought, made after the intervenors
Integrated Bar of the Philippines (Cebu City Chapter and Cebu Province Chapters) and
Atty. Quadra had pointed out that the signature sheets did not contain the text of the
proposed changes. In their Consolidated Reply, the Lambino Group alleged that they
circulated "the petition for initiative" but failed to mention the amended petition. This
contradicts what Atty. Lambino finally stated during the oral arguments that what they
circulated was the draft of the amended petition of 30 August 2006.
The Lambino Group cites as authority Corpus Juris Secundum, stating that "a signer who
did not read the measure attached to a referendum petition cannot question his
signature on the ground that he did not understand the nature of the act." The Lambino
Group quotes an authority that cites a proposed change attached to the petition signed
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by the people. Even the authority the Lambino Group quotes requires that the proposed
change must be attached to the petition. The same authority the Lambino Group quotes
requires the people to sign on the petition itself.
It is extremely doubtful that the Lambino Group prepared, printed, circulated, from
February to August 2006 during the signature-gathering period, the draft of the petition or
amended petition they filed later with the COMELEC. The Lambino Group are less than
candid with this Court in their belated claim that they printed and circulated, together with
the signature sheets, the petition or amended petition. Nevertheless, even assuming the
Lambino Group circulated the amended petition during the signature-gathering
period, the Lambino Group admitted circulating only very limited copies of the
petition.
During the oral arguments, Atty. Lambino expressly admitted that they printed only
100,000 copies of the draft petition they filed more than six months later with the
COMELEC. Atty. Lambino added that he also asked other supporters to print additional
copies of the draft petition but he could not state with certainty how many additional
copies the other supporters printed. Atty. Lambino could only assure this Court of the
printing of 100,000 copies because he himself caused the printing of these 100,000
copies.
Likewise, in the Lambino Group's Memorandum filed on 11 October 2006, the Lambino
Group expressly admits that "petitioner Lambino initiated the printing and
reproduction of 100,000 copies of the petition for initiative x x x."[25] This admission
binds the Lambino Group and establishes beyond any doubt that the Lambino
Group failed to show the full text of the proposed changes to the great majority of the
people who signed the signature sheets.
Thus, of the 6.3 million signatories, only 100,000 signatories could have received with
certainty one copy each of the petition, assuming a 100 percent distribution with no
wastage. If Atty. Lambino and company attached one copy of the petition to each signature
sheet, only 100,000 signature sheets could have circulated with the petition. Each
signature sheet contains space for ten signatures. Assuming ten people signed each of
these 100,000 signature sheets with the attached petition, the maximum number of people
who saw the petition before they signed the signature sheets would not exceed 1,000,000.
With only 100,000 printed copies of the petition, it would be physically impossible for all
or a great majority of the 6.3 million signatories to have seen the petition before they
signed the signature sheets. The inescapable conclusion is that the Lambino Group
failed to show to the 6.3 million signatories the full text of the proposed changes. If
ever, not more than one million signatories saw the petition before they signed the
signature sheets.
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In any event, the Lambino Group's signature sheets do not contain the full text of the
proposed changes, either on the face of the signature sheets, or as attachment with an
indication in the signature sheet of such attachment. Petitioner Atty. Lambino admitted
this during the oral arguments, and this admission binds the Lambino Group. This
fact is also obvious from a mere reading of the signature sheet. This omission is fatal.
The failure to so include the text of the proposed changes in the signature sheets renders
the initiative void for non-compliance with the constitutional requirement that the
amendment must be "directly proposed by the people through initiative upon a
petition." The signature sheet is not the "petition" envisioned in the initiative clause of the
Constitution.
For sure, the great majority of the 6.3 million people who signed the signature sheets did
not see the full text of the proposed changes before signing. They could not have known
the nature and effect of the proposed changes, among which are:
1. The term limits on members of the legislature will be lifted and thus
members of Parliament can be re-elected indefinitely;[26]
3. Within 45 days from the ratification of the proposed changes, the interim
Parliament shall convene to propose further amendments or
revisions to the Constitution.[28]
These three specific amendments are not stated or even indicated in the Lambino Group's
signature sheets. The people who signed the signature sheets had no idea that they were
proposing these amendments. These three proposed changes are highly controversial. The
people could not have inferred or divined these proposed changes merely from a reading
or rereading of the contents of the signature sheets.
During the oral arguments, petitioner Atty. Lambino stated that he and his group assured
the people during the signature-gathering that the elections for the regular
Parliament would be held during the 2007 local elections if the proposed changes were
ratified before the 2007 local elections. However, the text of the proposed changes belies
this.
The proposed Section 5(2), Article XVIII on Transitory Provisions, as found in the
amended petition, states:
Section 5(2). The interim Parliament shall provide for the election of the
members of Parliament, which shall be synchronized and held
simultaneously with the election of all local government officials. x x x x
(Emphasis supplied)
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Section 5(2) does not state that the elections for the regular Parliament will be held
simultaneously with the 2007 local elections. This section merely requires that the
elections for the regular Parliament shall be held simultaneously with the local elections
without specifying the year.
Petitioner Atty. Lambino, who claims to be the principal drafter of the proposed changes,
could have easily written the word "next" before the phrase "election of all local
government officials." This would have insured that the elections for the regular
Parliament would be held in the next local elections following the ratification of the
proposed changes. However, the absence of the word "next" allows the interim Parliament
to schedule the elections for the regular Parliament simultaneously with any future local
elections.
Thus, the members of the interim Parliament will decide the expiration of their own term
of office. This allows incumbent members of the House of Representatives to hold office
beyond their current three-year term of office, and possibly even beyond the five-year term
of office of regular members of the Parliament. Certainly, this is contrary to the
representations of Atty. Lambino and his group to the 6.3 million people who signed
the signature sheets. Atty. Lambino and his group deceived the 6.3 million
signatories, and even the entire nation.
This lucidly shows the absolute need for the people to sign an initiative petition that
contains the full text of the proposed amendments to avoid fraud or misrepresentation. In
the present initiative, the 6.3 million signatories had to rely on the verbal representations
of Atty. Lambino and his group because the signature sheets did not contain the full text of
the proposed changes. The result is a grand deception on the 6.3 million signatories who
were led to believe that the proposed changes would require the holding in 2007 of
elections for the regular Parliament simultaneously with the local elections.
The Lambino Group's initiative springs another surprise on the people who signed the
signature sheets. The proposed changes mandate the interim Parliament to make further
amendments or revisions to the Constitution. The proposed Section 4(4), Article XVIII on
Transitory Provisions, provides:
Section 4(4). Within forty-five days from ratification of these amendments, the
interim Parliament shall convene to propose amendments to, or revisions of,
this Constitution consistent with the principles of local autonomy,
decentralization and a strong bureaucracy. (Emphasis supplied)
During the oral arguments, Atty. Lambino stated that this provision is a "surplusage" and
the Court and the people should simply ignore it. Far from being a surplusage, this
provision invalidates the Lambino Group's initiative.
Section 4(4) is a subject matter totally unrelated to the shift from the Bicameral-
Presidential to the Unicameral-Parliamentary system. American jurisprudence on
initiatives outlaws this as logrolling - when the initiative petition incorporates an unrelated
subject matter in the same petition. This puts the people in a dilemma since they can
answer only either yes or no to the entire proposition, forcing them to sign a petition that
effectively contains two propositions, one of which they may find unacceptable.
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Under American jurisprudence, the effect of logrolling is to nullify the entire proposition
and not only the unrelated subject matter. Thus, in Fine v. Firestone,[29] the Supreme
Court of Florida declared:
Logrolling confuses and even deceives the people. In Yute Air Alaska v. McAlpine,[30] the
Supreme Court of Alaska warned against "inadvertence, stealth and fraud" in logrolling:
Whenever a bill becomes law through the initiative process, all of the problems
that the single-subject rule was enacted to prevent are exacerbated. There is a
greater danger of logrolling, or the deliberate intermingling of issues to
increase the likelihood of an initiative's passage, and there is a greater
opportunity for "inadvertence, stealth and fraud" in the enactment-by-
initiative process. The drafters of an initiative operate independently of any
structured or supervised process. They often emphasize particular provisions of
their proposition, while remaining silent on other (more complex or less
appealing) provisions, when communicating to the public. x x x Indeed,
initiative promoters typically use simplistic advertising to present their
initiative to potential petition-signers and eventual voters. Many voters will
never read the full text of the initiative before the election. More importantly,
there is no process for amending or splitting the several provisions in an
initiative proposal. These difficulties clearly distinguish the initiative from the
legislative process. (Emphasis supplied)
Thus, the present initiative appears merely a preliminary step for further amendments or
revisions to be undertaken by the interim Parliament as a constituent assembly. The people
who signed the signature sheets could not have known that their signatures would be used
to propose an amendment mandating the interim Parliament to propose further
amendments or revisions to the Constitution.
Apparently, the Lambino Group inserted the proposed Section 4(4) to compel the interim
Parliament to amend or revise again the Constitution within 45 days from ratification of
the proposed changes, or before the May 2007 elections. In the absence of the proposed
Section 4(4), the interim Parliament has the discretion whether to amend or revise again
the Constitution. With the proposed Section 4(4), the initiative proponents want the
interim Parliament mandated to immediately amend or revise again the Constitution.
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However, the signature sheets do not explain the reason for this rush in amending or
revising again so soon the Constitution. The signature sheets do not also explain what
specific amendments or revisions the initiative proponents want the interim Parliament to
make, and why there is a need for such further amendments or revisions. The people are
again left in the dark to fathom the nature and effect of the proposed changes.
Certainly, such an initiative is not "directly proposed by the people" because the people do
not even know the nature and effect of the proposed changes.
There is another intriguing provision inserted in the Lambino Group's amended petition of
30 August 2006. The proposed Section 4(3) of the Transitory Provisions states:
Section 4(3). Senators whose term of office ends in 2010 shall be members of
Parliament until noon of the thirtieth day of June 2010.
After 30 June 2010, not one of the present Senators will remain as member of Parliament
if the interim Parliament does not schedule elections for the regular Parliament by 30 June
2010. However, there is no counterpart provision for the present members of the House of
Representatives even if their term of office will all end on 30 June 2007, three years earlier
than that of half of the present Senators. Thus, all the present members of the House will
remain members of the interim Parliament after 30 June 2010.
The term of the incumbent President ends on 30 June 2010. Thereafter, the Prime Minister
exercises all the powers of the President. If the interim Parliament does not schedule
elections for the regular Parliament by 30 June 2010, the Prime Minister will come only
from the present members of the House of Representatives to the exclusion of the present
Senators.
The signature sheets do not explain this discrimination against the Senators. The 6.3
million people who signed the signature sheets could not have known that their
signatures would be used to discriminate against the Senators. They could not have
known that their signatures would be used to limit, after 30 June 2010, the interim
Parliament's choice of Prime Minister only to members of the existing House of
Representatives.
An initiative that gathers signatures from the people without first showing to the people
the full text of the proposed amendments is most likely a deception, and can operate as a
gigantic fraud on the people. That is why the Constitution requires that an initiative must
be "directly proposed by the people x x x in a petition" - meaning that the people must
sign on a petition that contains the full text of the proposed amendments. On so vital an
issue as amending the nation's fundamental law, the writing of the text of the proposed
amendments cannot be hidden from the people under a general or special power of
attorney to unnamed, faceless, and unelected individuals.
The Constitution entrusts to the people the power to directly propose amendments to the
Constitution. This Court trusts the wisdom of the people even if the members of this Court
do not personally know the people who sign the petition. However, this trust emanates
from a fundamental assumption: the full text of the proposed amendment is first
shown to the people before they sign the petition, not after they have signed the
petition.
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In short, the Lambino Group's initiative is void and unconstitutional because it dismally
fails to comply with the requirement of Section 2, Article XVII of the Constitution that the
initiative must be "directly proposed by the people through initiative upon a petition."
ARTICLE XVII
AMENDMENTS OR REVISIONS
Article XVII of the Constitution speaks of three modes of amending the Constitution. The
first mode is through Congress upon three-fourths vote of all its Members. The second
mode is through a constitutional convention. The third mode is through a people's
initiative.
Section 1 of Article XVII, referring to the first and second modes, applies to "[A]ny
amendment to, or revision of, this Constitution." In contrast, Section 2 of Article XVII,
referring to the third mode, applies only to "[A]mendments to this Constitution." This
distinction was intentional as shown by the following deliberations of the Constitutional
Commission:
May we respectfully call the attention of the Members of the Commission that
pursuant to the mandate given to us last night, we submitted this afternoon a
complete Committee Report No. 7 which embodies the proposed provision
governing the matter of initiative. This is now covered by Section 2 of the
complete committee report. With the permission of the Members, may I quote
Section 2:
The people may, after five years from the date of the last plebiscite
held, directly propose amendments to this Constitution thru
initiative upon petition of at least ten percent of the registered
voters.
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This completes the blanks appearing in the original Committee Report No. 7.
This proposal was suggested on the theory that this matter of initiative, which
came about because of the extraordinary developments this year, has to be
separated from the traditional modes of amending the Constitution as
embodied in Section 1. The committee members felt that this system of
initiative should be limited to amendments to the Constitution and should
not extend to the revision of the entire Constitution, so we removed it from
the operation of Section 1 of the proposed Article on Amendment or
Revision. x x x x
xxxx
MR. SUAREZ: That is right. Those were the terms envisioned in the
Committee.
MS. AQUINO: I thank the sponsor; and thank you, Madam President.
xxxx
There can be no mistake about it. The framers of the Constitution intended, and wrote, a
clear distinction between "amendment" and "revision" of the Constitution. The framers
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intended, and wrote, that only Congress or a constitutional convention may propose
revisions to the Constitution. The framers intended, and wrote, that a people's initiative
may propose only amendments to the Constitution. Where the intent and language of the
Constitution clearly withhold from the people the power to propose revisions to the
Constitution, the people cannot propose revisions even as they are empowered to propose
amendments.
This has been the consistent ruling of state supreme courts in the United States. Thus, in
McFadden v. Jordan,[32] the Supreme Court of California ruled:
Similarly, in this jurisdiction there can be no dispute that a people's initiative can only
propose amendments to the Constitution since the Constitution itself limits initiatives to
amendments. There can be no deviation from the constitutionally prescribed modes of
revising the Constitution. A popular clamor, even one backed by 6.3 million signatures,
cannot justify a deviation from the specific modes prescribed in the Constitution itself.
This Court, whose members are sworn to defend and protect the Constitution, cannot shirk
from its solemn oath and duty to insure compliance with the clear command of the
Constitution that a people's initiative may only amend, never revise, the Constitution.
The question is, does the Lambino Group's initiative constitute an amendment or revision
of the Constitution? If the Lambino Group's initiative constitutes a revision, then the
present petition should be dismissed for being outside the scope of Section 2, Article XVII
of the Constitution.
Courts have long recognized the distinction between an amendment and a revision of a
constitution. One of the earliest cases that recognized the distinction described the
fundamental difference in this manner:
Revision broadly implies a change that alters a basic principle in the constitution, like
altering the principle of separation of powers or the system of checks-and-balances. There
is also revision if the change alters the substantial entirety of the constitution, as when
the change affects substantial provisions of the constitution. On the other hand,
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amendment broadly refers to a change that adds, reduces, or deletes without altering
the basic principle involved. Revision generally affects several provisions of the
constitution, while amendment generally affects only the specific provision being
amended.
In California where the initiative clause allows amendments but not revisions to the
constitution just like in our Constitution, courts have developed a two-part test: the
quantitative test and the qualitative test. The quantitative test asks whether the proposed
change is "so extensive in its provisions as to change directly the 'substantial entirety' of
the constitution by the deletion or alteration of numerous existing provisions."[36] The
court examines only the number of provisions affected and does not consider the degree of
the change.
The qualitative test inquires into the qualitative effects of the proposed change in the
constitution. The main inquiry is whether the change will "accomplish such far reaching
changes in the nature of our basic governmental plan as to amount to a revision."[37]
Whether there is an alteration in the structure of government is a proper subject of inquiry.
Thus, "a change in the nature of [the] basic governmental plan" includes "change in its
fundamental framework or the fundamental powers of its Branches."[38] A change in the
nature of the basic governmental plan also includes changes that "jeopardize the traditional
form of government and the system of check and balances."[39]
Under both the quantitative and qualitative tests, the Lambino Group's initiative is a
revision and not merely an amendment. Quantitatively, the Lambino Group's proposed
changes overhaul two articles - Article VI on the Legislature and Article VII on the
Executive - affecting a total of 105 provisions in the entire Constitution.[40] Qualitatively,
the proposed changes alter substantially the basic plan of government, from presidential to
parliamentary, and from a bicameral to a unicameral legislature.
A change in the structure of government is a revision of the Constitution, as when the three
great co-equal branches of government in the present Constitution are reduced into two.
This alters the separation of powers in the Constitution. A shift from the present
Bicameral-Presidential system to a Unicameral-Parliamentary system is a revision of the
Constitution. Merging the legislative and executive branches is a radical change in the
structure of government.
The abolition alone of the Office of the President as the locus of Executive Power alters
the separation of powers and thus constitutes a revision of the Constitution. Likewise, the
abolition alone of one chamber of Congress alters the system of checks-and-balances
within the legislature and constitutes a revision of the Constitution.
By any legal test and under any jurisdiction, a shift from a Bicameral-Presidential to a
Unicameral-Parliamentary system, involving the abolition of the Office of the President
and the abolition of one chamber of Congress, is beyond doubt a revision, not a mere
amendment. On the face alone of the Lambino Group's proposed changes, it is readily
apparent that the changes will radically alter the framework of government as set forth
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in the Constitution. Father Joaquin Bernas, S.J., a leading member of the Constitutional
Commission, writes:
In Adams v. Gunter,[42] an initiative petition proposed the amendment of the Florida State
constitution to shift from a bicameral to a unicameral legislature. The issue turned on
whether the initiative "was defective and unauthorized where [the] proposed amendment
would x x x affect several other provisions of [the] Constitution." The Supreme Court of
Florida, striking down the initiative as outside the scope of the initiative clause, ruled as
follows:
The proposal here to amend Section 1 of Article III of the 1968 Constitution to
provide for a Unicameral Legislature affects not only many other provisions
of the Constitution but provides for a change in the form of the legislative
branch of government, which has been in existence in the United States
Congress and in all of the states of the nation, except one, since the earliest
days. It would be difficult to visualize a more revolutionary change. The
concept of a House and a Senate is basic in the American form of government.
It would not only radically change the whole pattern of government in this
state and tear apart the whole fabric of the Constitution, but would even
affect the physical facilities necessary to carry on government.
xxxx
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The purpose of the long and arduous work of the hundreds of men and women
and many sessions of the Legislature in bringing about the Constitution of
1968 was to eliminate inconsistencies and conflicts and to give the State a
workable, accordant, homogenous and up-to-date document. All of this could
disappear very quickly if we were to hold that it could be amended in the
manner proposed in the initiative petition here.[43] (Emphasis supplied)
The rationale of the Adams decision applies with greater force to the present petition. The
Lambino Group's initiative not only seeks a shift from a bicameral to a unicameral
legislature, it also seeks to merge the executive and legislative departments. The initiative
in Adams did not even touch the executive department.
The Lambino Group theorizes that the difference between "amendment" and "revision" is
only one of procedure, not of substance. The Lambino Group posits that when a
deliberative body drafts and proposes changes to the Constitution, substantive changes are
called "revisions" because members of the deliberative body work full-time on the
changes. However, the same substantive changes, when proposed through an initiative,
are called "amendments" because the changes are made by ordinary people who do not
make an "occupation, profession, or vocation" out of such endeavor.
Thus, the Lambino Group makes the following exposition of their theory in their
Memorandum:
99. With this distinction in mind, we note that the constitutional provisions
expressly provide for both "amendment" and "revision" when it speaks of
legislators and constitutional delegates, while the same provisions
expressly provide only for "amendment" when it speaks of the people. It
would seem that the apparent distinction is based on the actual experience
of the people, that on one hand the common people in general are not
expected to work full-time on the matter of correcting the constitution
because that is not their occupation, profession or vocation; while on the
other hand, the legislators and constitutional convention delegates are
expected to work full-time on the same matter because that is their
occupation, profession or vocation. Thus, the difference between the
words "revision" and "amendment" pertain only to the process or
procedure of coming up with the corrections, for purposes of
interpreting the constitutional provisions.
The Lambino Group in effect argues that if Congress or a constitutional convention had
drafted the same proposed changes that the Lambino Group wrote in the present initiative,
the changes would constitute a revision of the Constitution. Thus, the Lambino Group
concedes that the proposed changes in the present initiative constitute a revision if
Congress or a constitutional convention had drafted the changes. However, since the
Lambino Group as private individuals drafted the proposed changes, the changes are
merely amendments to the Constitution. The Lambino Group trivializes the serious matter
of changing the fundamental law of the land.
The express intent of the framers and the plain language of the Constitution
contradict the Lambino Group's theory. Where the intent of the framers and the language
of the Constitution are clear and plainly stated, courts do not deviate from such categorical
intent and language.[45] Any theory espousing a construction contrary to such intent and
language deserves scant consideration. More so, if such theory wreaks havoc by creating
inconsistencies in the form of government established in the Constitution. Such a theory,
devoid of any jurisprudential mooring and inviting inconsistencies in the Constitution,
only exposes the flimsiness of the Lambino Group's position. Any theory advocating that a
proposed change involving a radical structural change in government does not constitute a
revision justly deserves rejection.
The Lambino Group simply recycles a theory that initiative proponents in American
jurisdictions have attempted to advance without any success. In Lowe v. Keisling,[46] the
Supreme Court of Oregon rejected this theory, thus:
Mabon argues that Article XVII, section 2, does not apply to changes to the
constitution proposed by initiative. His theory is that Article XVII, section 2
merely provides a procedure by which the legislature can propose a
revision of the constitution, but it does not affect proposed revisions
initiated by the people.
We first address Mabon's argument that Article XVII, section 2(1), does not
prohibit revisions instituted by initiative. In Holmes v. Appling, x x x, the
Supreme Court concluded that a revision of the constitution may not be
accomplished by initiative, because of the provisions of Article XVII, section
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It then reviewed Article XVII, section 2, relating to revisions, and said: "It is
the only section of the constitution which provides the means for constitutional
revision and it excludes the idea that an individual, through the initiative, may
place such a measure before the electorate." x x x x
Similarly, this Court must reject the Lambino Group's theory which negates the express
intent of the framers and the plain language of the Constitution.
We can visualize amendments and revisions as a spectrum, at one end green for
amendments and at the other end red for revisions. Towards the middle of the spectrum,
colors fuse and difficulties arise in determining whether there is an amendment or revision.
The present initiative is indisputably located at the far end of the red spectrum where
revision begins. The present initiative seeks a radical overhaul of the existing separation of
powers among the three co-equal departments of government, requiring far-reaching
amendments in several sections and articles of the Constitution.
Where the proposed change applies only to a specific provision of the Constitution without
affecting any other section or article, the change may generally be considered an
amendment and not a revision. For example, a change reducing the voting age from 18
years to 15 years[47] is an amendment and not a revision. Similarly, a change reducing
Filipino ownership of mass media companies from 100 percent to 60 percent is an
amendment and not a revision.[48] Also, a change requiring a college degree as an
additional qualification for election to the Presidency is an amendment and not a revision.
[49]
The changes in these examples do not entail any modification of sections or articles of the
Constitution other than the specific provision being amended. These changes do not also
affect the structure of government or the system of checks-and-balances among or within
the three branches. These three examples are located at the far green end of the spectrum,
opposite the far red end where the revision sought by the present petition is located.
each specific change will have to be examined case-by-case, depending on how it affects
other provisions, as well as how it affects the structure of government, the carefully crafted
system of checks-and-balances, and the underlying ideological basis of the existing
Constitution.
In the present initiative, the Lambino Group's proposed Section 2 of the Transitory
Provisions states:
Section 2. Upon the expiration of the term of the incumbent President and Vice
President, with the exception of Sections 1, 2, 3, 4, 5, 6 and 7 of Article VI of
the 1987 Constitution which shall hereby be amended and Sections 18 and 24
which shall be deleted, all other Sections of Article VI are hereby retained and
renumbered sequentially as Section 2, ad seriatim up to 26, unless they are
inconsistent with the Parliamentary system of government, in which case,
they shall be amended to conform with a unicameral parliamentary form
of government; x x x x (Emphasis supplied)
The basic rule in statutory construction is that if a later law is irreconcilably inconsistent
with a prior law, the later law prevails. This rule also applies to construction of
constitutions. However, the Lambino Group's draft of Section 2 of the Transitory
Provisions turns on its head this rule of construction by stating that in case of such
irreconcilable inconsistency, the earlier provision "shall be amended to conform with a
unicameral parliamentary form of government." The effect is to freeze the two
irreconcilable provisions until the earlier one "shall be amended," which requires a future
separate constitutional amendment.
Realizing the absurdity of the need for such an amendment, petitioner Atty. Lambino
readily conceded during the oral arguments that the requirement of a future amendment is
a "surplusage." In short, Atty. Lambino wants to reinstate the rule of statutory construction
so that the later provision automatically prevails in case of irreconcilable inconsistency.
However, it is not as simple as that.
This drives home the point that the people's initiative is not meant for revisions of the
Constitution but only for amendments. A shift from the present Bicameral-Presidential to a
Unicameral-Parliamentary system requires harmonizing several provisions in many
articles of the Constitution. Revision of the Constitution through a people's initiative will
only result in gross absurdities in the Constitution.
In sum, there is no doubt whatsoever that the Lambino Group's initiative is a revision and
not an amendment. Thus, the present initiative is void and unconstitutional because it
violates Section 2, Article XVII of the Constitution limiting the scope of a people's
initiative to "[A]mendments to this Constitution."
The present petition warrants dismissal for failure to comply with the basic requirements
of Section 2, Article XVII of the Constitution on the conduct and scope of a people's
initiative to amend the Constitution. There is no need to revisit this Court's ruling in
Santiago declaring RA 6735 "incomplete, inadequate or wanting in essential terms and
conditions" to cover the system of initiative to amend the Constitution. An affirmation or
reversal of Santiago will not change the outcome of the present petition. Thus, this Court
must decline to revisit Santiago which effectively ruled that RA 6735 does not comply
with the requirements of the Constitution to implement the initiative clause on
amendments to the Constitution.
This Court must avoid revisiting a ruling involving the constitutionality of a statute if the
case before the Court can be resolved on some other grounds. Such avoidance is a logical
consequence of the well-settled doctrine that courts will not pass upon the constitutionality
of a statute if the case can be resolved on some other grounds.[51]
Even then, the present initiative violates Section 5(b) of RA 6735 which requires that the
"petition for an initiative on the 1987 Constitution must have at least twelve per centum
(12%) of the total number of registered voters as signatories." Section 5(b) of RA 6735
requires that the people must sign the "petition x x x as signatories."
The 6.3 million signatories did not sign the petition of 25 August 2006 or the amended
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petition of 30 August 2006 filed with the COMELEC. Only Atty. Lambino, Atty.
Demosthenes B. Donato, and Atty. Alberto C. Agra signed the petition and amended
petition as counsels for "Raul L. Lambino and Erico B. Aumentado, Petitioners." In
the COMELEC, the Lambino Group, claiming to act "together with" the 6.3 million
signatories, merely attached the signature sheets to the petition and amended petition.
Thus, the petition and amended petition filed with the COMELEC did not even comply
with the basic requirement of RA 6735 that the Lambino Group claims as valid.
The Lambino Group's logrolling initiative also violates Section 10(a) of RA 6735 stating,
"No petition embracing more than one (1) subject shall be submitted to the
electorate; x x x." The proposed Section 4(4) of the Transitory Provisions, mandating the
interim Parliament to propose further amendments or revisions to the Constitution, is a
subject matter totally unrelated to the shift in the form of government. Since the present
initiative embraces more than one subject matter, RA 6735 prohibits submission of the
initiative petition to the electorate. Thus, even if RA 6735 is valid, the Lambino Group's
initiative will still fail.
4. The COMELEC Did Not Commit Grave Abuse of Discretion in Dismissing the
Lambino Group's Initiative
In dismissing the Lambino Group's initiative petition, the COMELEC en banc merely
followed this Court's ruling in Santiago and People's Initiative for Reform,
Modernization and Action (PIRMA) v. COMELEC.[52] For following this Court's ruling,
no grave abuse of discretion is attributable to the COMELEC. On this ground alone, the
present petition warrants outright dismissal. Thus, this Court should reiterate its
unanimous ruling in PIRMA:
The Court ruled, first, by a unanimous vote, that no grave abuse of discretion
could be attributed to the public respondent COMELEC in dismissing the
petition filed by PIRMA therein, it appearing that it only complied with the
dispositions in the Decisions of this Court in G.R. No. 127325, promulgated on
March 19, 1997, and its Resolution of June 10, 1997.
5. Conclusion
The Constitution, as the fundamental law of the land, deserves the utmost respect and
obedience of all the citizens of this nation. No one can trivialize the Constitution by
cavalierly amending or revising it in blatant violation of the clearly specified modes of
amendment and revision laid down in the Constitution itself.
To allow such change in the fundamental law is to set adrift the Constitution in
unchartered waters, to be tossed and turned by every dominant political group of the day.
If this Court allows today a cavalier change in the Constitution outside the constitutionally
prescribed modes, tomorrow the new dominant political group that comes will demand its
own set of changes in the same cavalier and unconstitutional fashion. A revolving-door
constitution does not augur well for the rule of law in this country.
1987. That approval is the unmistakable voice of the people, the full expression of the
people's sovereign will. That approval included the prescribed modes for amending
or revising the Constitution.
No amount of signatures, not even the 6,327,952 million signatures gathered by the
Lambino Group, can change our Constitution contrary to the specific modes that the
people, in their sovereign capacity, prescribed when they ratified the Constitution. The
alternative is an extra-constitutional change, which means subverting the people's
sovereign will and discarding the Constitution. This is one act the Court cannot and
should never do. As the ultimate guardian of the Constitution, this Court is sworn to
perform its solemn duty to defend and protect the Constitution, which embodies the real
sovereign will of the people.
Incantations of "people's voice," "people's sovereign will," or "let the people decide"
cannot override the specific modes of changing the Constitution as prescribed in the
Constitution itself. Otherwise, the Constitution the people's fundamental covenant that
provides enduring stability to our society becomes easily susceptible to manipulative
changes by political groups gathering signatures through false promises. Then, the
Constitution ceases to be the bedrock of the nation's stability.
The Lambino Group claims that their initiative is the "people's voice." However, the
Lambino Group unabashedly states in ULAP Resolution No. 2006-02, in the verification
of their petition with the COMELEC, that "ULAP maintains its unqualified support to the
agenda of Her Excellency President Gloria Macapagal-Arroyo for constitutional reforms."
The Lambino Group thus admits that their "people's" initiative is an "unqualified
support to the agenda" of the incumbent President to change the Constitution. This
forewarns the Court to be wary of incantations of "people's voice" or "sovereign will" in
the present initiative.
This Court cannot betray its primordial duty to defend and protect the Constitution. The
Constitution, which embodies the people's sovereign will, is the bible of this Court. This
Court exists to defend and protect the Constitution. To allow this constitutionally
infirm initiative, propelled by deceptively gathered signatures, to alter basic principles in
the Constitution is to allow a desecration of the Constitution. To allow such alteration and
desecration is to lose this Court's raison d'etre.
SO ORDERED.
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[1] Including Sigaw ng Bayan and Union of Local Authorities of the Philippines (ULAP).
(b) A petition for an initiative on the 1987 Constitution must have at least twelve per
centum (12%) of the total number of registered voters as signatories, of which every
legislative district must be represented by at least three per centum (3%) of the registered
voters therein. Initiative on the Constitution may be exercised only after five (5) years
from the ratification of the 1987 Constitution and only once every five (5) years thereafter.
c.1. contents or text of the proposed law sought to be enacted, approved or rejected,
amended or repealed, as the case may be;
c.6. an abstract or summary in not more than one hundred (100) words which shall be
legibly written or printed at the top of every page of the petition."
[3]This provision states: "Verification of Signatures. - The Election Registrar shall verify
the signatures on the basis of the registry list of voters, voters' affidavits and voters
identification cards used in the immediately preceding election."
Section 1. (1) The legislative and executive powers shall be vested in a unicameral
Parliament which shall be composed of as many members as may be provided by law, to
be apportioned among the provinces, representative districts, and cities in accordance with
the number of their respective inhabitants, with at least three hundred thousand inhabitants
per district, and on the basis of a uniform and progressive ratio. Each district shall
comprise, as far as practicable, contiguous, compact and adjacent territory, and each
province must have at least one member.
(2) Each Member of Parliament shall be a natural-born citizen of the Philippines, at least
twenty-five years old on the day of the election, a resident of his district for at least one
year prior thereto, and shall be elected by the qualified voters of his district for a term of
five years without limitation as to the number thereof, except those under the party-list
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system which shall be provided for by law and whose number shall be equal to twenty per
centum of the total membership coming from the parliamentary districts.
Section 1. There shall be a President who shall be the Head of State. The executive power
shall be exercised by a Prime Minister, with the assistance of the Cabinet. The Prime
Minister shall be elected by a majority of all the Members of Parliament from among
themselves. He shall be responsible to the Parliament for the program of government.
Section 1. (1) The incumbent President and Vice President shall serve until the expiration
of their term at noon on the thirtieth day of June 2010 and shall continue to exercise their
powers under the 1987 Constitution unless impeached by a vote of two thirds of all the
members of the interim parliament.
(2) In case of death, permanent disability, resignation or removal from office of the
incumbent President, the incumbent Vice President shall succeed as President. In case of
death, permanent disability, resignation or removal from office of both the incumbent
President and Vice President, the interim Prime Minister shall assume all the powers and
responsibilities of Prime Minister under Article VII as amended.
Section 2. Upon the expiration of the term of the incumbent President and Vice President,
with the exception of Sections 1, 2, 3, 4, 5, 6 and 7 of Article VI of the 1987 Constitution
which shall hereby be amended and Sections 18 and 24 which shall be deleted, all other
sections of Article VI are hereby retained and renumbered sequentially as Section 2, ad
seriatim up to 26, unless they are inconsistent with the Parliamentary system of
government, in which case, they shall be amended to conform with a unicameral
parliamentary form of government; provided, however, that any and all references therein
to "Congress", "Senate", "House of Representatives" and "Houses of Congress" shall be
changed to read "Parliament"; that any and all references therein to "Member[s] of
Congress", "Senator[s]" or "Member[s] of the House of Representatives" shall be changed
to read as "Member[s] of Parliament" and any and all references to the "President" and or
"Acting President" shall be changed to read "Prime Minister".
Section 3. Upon the expiration of the term of the incumbent President and Vice President,
with the exception of Sections 1, 2, 3 and 4 of Article VII of the 1987 Constitution which
are hereby amended and Sections 7, 8, 9, 10, 11 and 12 which are hereby deleted, all other
Sections of Article VII shall be retained and renumbered sequentially as Section 2, ad
seriatim up to 14, unless they shall be inconsistent with Section 1 hereof, in which case
they shall be deemed amended so as to conform to a unicameral Parliamentary System of
government; provided however that any and all references therein to "Congress", "Senate",
"House of Representatives" and "Houses of Congress" shall be changed to read
"Parliament"; that any and all references therein to "Member[s] of Congress", "Senator[s]"
or "Member[s] of the House of Representatives" shall be changed to read as "Member[s]
of Parliament" and any and all references to the "President" and or "Acting President"
shall be changed to read "Prime Minister".
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Section 4. (1) There shall exist, upon the ratification of these amendments, an interim
Parliament which shall continue until the Members of the regular Parliament shall have
been elected and shall have qualified. It shall be composed of the incumbent Members of
the Senate and the House of Representatives and the incumbent Members of the Cabinet
who are heads of executive departments.
(2) The incumbent Vice President shall automatically be a Member of Parliament until
noon of the thirtieth day of June 2010. He shall also be a member of the cabinet and shall
head a ministry. He shall initially convene the interim Parliament and shall preside over its
sessions for the election of the interim Prime Minister and until the Speaker shall have
been elected by a majority vote of all the members of the interim Parliament from among
themselves.
(3) Within forty-five days from ratification of these amendments, the interim Parliament
shall convene to propose amendments to, or revisions of, this Constitution consistent with
the principles of local autonomy, decentralization and a strong bureaucracy.
Section 5. (1) The incumbent President, who is the Chief Executive, shall nominate, from
among the members of the interim Parliament, an interim Prime Minister, who shall be
elected by a majority vote of the members thereof. The interim Prime Minister shall
oversee the various ministries and shall perform such powers and responsibilities as may
be delegated to him by the incumbent President.
(2) The interim Parliament shall provide for the election of the members of Parliament,
which shall be synchronized and held simultaneously with the election of all local
government officials. Thereafter, the Vice President, as Member of Parliament, shall
immediately convene the Parliament and shall initially preside over its session for the
purpose of electing the Prime Minister, who shall be elected by a majority vote of all its
members, from among themselves. The duly elected Prime Minister shall continue to
exercise and perform the powers, duties and responsibilities of the interim Prime Minister
until the expiration of the term of incumbent President and Vice President.
[7]
As revised, Article XVIII contained a new paragraph in Section 4 (paragraph 3) and a
modified paragraph 2, Section 5, thus:
Section 4. x x x x
(3) Senators whose term of office ends in 2010 shall be Members of Parliament until noon
of the thirtieth day of June 2010.
xxxx
Section 5. x x x x
(2) The interim Parliament shall provide for the election of the members of Parliament,
which shall be synchronized and held simultaneously with the election of all local
government officials. The duly elected Prime Minister shall continue to exercise and
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perform the powers, duties and responsibilities of the interim Prime Minister until the
expiration of the term of the incumbent President and Vice President.
We agree with the Petitioners that this Commission has the solemn Constitutional duty to
enforce and administer all laws and regulations relative to the conduct of, as in this case,
initiative.
This mandate, however, should be read in relation to the other provisions of the
Constitution particularly on initiative.
The Congress shall provide for the implementation of the exercise of this right.
However, the Supreme Court, in the landmark case of Santiago vs. Commission on
Elections struck down the said law for being incomplete, inadequate, or wanting in
essential terms and conditions insofar as initiative on amendments to the Constitution is
concerned.
The Supreme Court likewise declared that this Commission should be permanently
enjoined from entertaining or taking cognizance of any petition for initiative on
amendments to the Constitution until a sufficient law shall have been validly enacted to
provide for the implementation of the system.
Thus, even if the signatures in the instant Petition appear to meet the required minimum
per centum of the total number of registered voters, of which every legislative district is
represented by at least three per centum of the registered voters therein, still the Petition
cannot be given due course since the Supreme Court categorically declared R.A. No. 6735
as inadequate to cover the system of initiative on amendments to the Constitution.
This Commission is not unmindful of the transcendental importance of the right of the
people under a system of initiative. However, neither can we turn a blind eye to the
pronouncement of the High Court that in the absence of a valid enabling law, this right of
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the people remains nothing but an "empty right", and that this Commission is permanently
enjoined from entertaining or taking cognizance of any petition for initiative on
amendments to the Constitution.
Considering the foregoing, We are therefore constrained not to entertain or give due course
to the instant Petition.
[10] Arturo M. De Castro; Ronald L. Adamat, Rolando Manuel Rivera, Ruelo Baya;
Philippine Transport and General Workers Organization (PTGWO); Trade Union Congress
of the Philippines; Sulong Bayan Movement Foundation, Inc.
[11]Onevoice Inc., Christian S. Monsod, Rene B. Azurin, Manuel L. Quezon III, Benjamin
T. Tolosa, Jr., Susan V. Ople and Carlos P. Medina, Jr.; Alternative Law Groups, Inc.; Atty.
Pete Quirino Quadra; Bayan, Bayan Muna, Kilusang Mayo Uno, Head, Ecumenical
Bishops Forum, Migrante, Gabriela, Gabriela Women's Party, Anakbayan, League of
Filipino Students, Jojo Pineda, Dr. Darby Santiago, Dr. Reginald Pamugas; Loretta Ann P.
Rosales, and Mario Joyo Aguja, Ana Theresa Hontiveros-Baraquel, Luwalhati Ricasa
Antonino; Philippine Constitution Association (PHILCONSA), Conrado F. Estrella, Tomas
C. Toledo, Mariano M. Tajon, Froilan M. Bacungan, Joaquin T. Venus, Jr., Fortunato P.
Aguas, and Amado Gat Inciong; Senate of the Philippines; Jose Anselmo I. Cadiz, Byron
D. Bocar, Ma. Tanya Karina A. Lat, Antonio L. Salvador and Randall C. Tabayoyong,
Integrated Bar of the Philippines, Cebu City and Cebu Province Chapters; Senate Minority
Leader Aquilino Q. Pimentel, Jr., and Senators Sergio R. OsmeHa III, Jamby Madrigal,
Jinggoy Estrada, Alfredo S. Lim and Panfilo Lacson; Joseph Ejercito Estrada and Pwersa
ng Masang Pilipino.
The Americans in turn copied the concept of initiatives from the Swiss beginning in 1898
when South Dakota adopted the initiative in its constitution. The Swiss cantons
experimented with initiatives in the 1830s. In 1891, the Swiss incorporated the initiative as
a mode of amending their national constitution. Initiatives promote "direct democracy" by
allowing the people to directly propose amendments to the constitution. In contrast, the
traditional mode of changing the constitution is known as "indirect democracy" because
the amendments are referred to the voters by the legislature or the constitutional
convention.
[15] Florida requires only that the title and summary of the proposed amendment are
"printed in clear and unambiguous language." Advisory Opinion to the Attorney General
RE Right of Citizens to Choose Health Care Providers, No. 90160, 22 January 1998,
Supreme Court of Florida.
[16]State ex. rel Patton v. Myers, 127 Ohio St. 95, 186 N.E. 872 (1933); Whitman v.
Moore, 59 Ariz. 211, 125 P.2d 445 (1942); Heidtman v. City of Shaker Heights, 99 Ohio
App. 415, 119 N.E. 2d 644 (1954); Christen v. Baker, 138 Colo. 27, 328 P.2d 951 (1958);
Stop the Pay Hike Committee v. Town Council of Town of Irvington, 166 N.J. Super. 197,
399 A.2d 336 (1979); State ex rel Evans v. Blackwell, Slip copy, 2006 WL 1102804 (Ohio
App. 10 Dist.), 2006-Ohio-2076.
[17] 407Mass. 949, 955 (1990). Affirmed by the District Court of Massachusetts in Henry
v. Conolly, 743 F. Supp. 922 (1990) and by the Court of Appeals, First Circuit, in Henry v.
Conolly, 9109 F. 2d. 1000 (1990), and cited in Marino v. Town Council of Southbridge, 13
Mass.L.Rptr. 14 (2001).
[20] Exhibit "B" of the Lambino Group's Memorandum filed on 11 October 2006.
[22] www.ulap.gov.ph.
[23] www.ulap.gov.ph/reso2006-02.html.
[24]The full text of the proposals of the Consultative Commission on Charter Change can
be downloaded at its official website at www.concom.ph.
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[26] Under the proposed Section 1(2), Article VI of the Constitution, members of
Parliament shall be elected for a term of five years "without limitation as to the number
thereof."
[27] Under the proposed Section 4(1), Article XVIII, Transitory Provisions of the
Constitution, the interim Parliament "shall continue until the Members of the regular
Parliament shall have been elected and shall have qualified." Also, under the proposed
Section 5(2), Article XVIII, of the same Transitory Provisions, the interim Parliament
"shall provide for the election of the members of Parliament."
[28]Under the proposed Section 4(3), Article XVIII, Transitory Provisions of the
Constitution, the interim Parliament, within 45 days from ratification of the proposed
changes, "shall convene to propose amendments to, or revisions of, this Constitution."
[32]196 P.2d 787, 790 (1948). See also Lowe v. Keisling, 130 Or.App. 1, 882 P.2d 91
(1994).
[36]Amador Valley Joint Union High School District v. State Board of Equalization, 583
P.2d 1281, 1286 (1978).
[37] Id.
[38] Legislature of the State of California v. EU, 54 Cal.3d 492, 509 (1991).
[41]
Joaquin Bernas, The 1987 Constitution of the Republic of the Philippines: A
Commentary, p. 1294 (2003).
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[44] As stated by Associate Justice Romeo J. Callejo, Sr. during the 26 September 2006
oral arguments.
[45]
Francisco, Jr. v. House of Representatives, G.R. No. 160261, 10 November 2003, 415
SCRA 44; J.M. Tuason & Co., Inc. v. Land Tenure Administration, 142 Phil. 393 (1970);
Gold Creek Mining Corporation v. Rodriguez, 66 Phil. 259 (1938).
[46]
882 P.2d 91, 96-97 (1994). On the merits, the Court in Lowe v. Keisling found the
amendment in question was not a revision.
[51]Spouses Mirasol v. Court of Appeals, 403 Phil. 760 (2001); Intia Jr. v. COA, 366 Phil.
273 (1999).
[53]Presidential Proclamation No. 58 dated February 11, 1987, entitled "Proclaiming the
Ratification of the Constitution of the Republic of the Philippines Adopted by the
Constitutional Commission of 1986, including the Ordinance Appended thereto."
DISSENTING OPINION
PUNO, J.:
The petition at bar is not a fight over molehills. At the crux of the controversy is the
critical understanding of the first and foremost of our constitutional principles -- "the
Philippines is a democratic and republican State. Sovereignty resides in the people and all
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government authority emanates from them."[2] Constitutionalism dictates that this creed
must be respected with deeds; our belief in its validity must be backed by behavior.
This is a Petition for Certiorari and Mandamus to set aside the resolution of respondent
Commission on Elections (COMELEC) dated August 31, 2006, denying due course to the
Petition for Initiative filed by petitioners Raul L. Lambino and Erico B. Aumentado in
their own behalf and together with some 6.3 million registered voters who have affixed
their signatures thereon, and praying for the issuance of a writ of mandamus to compel
respondent COMELEC to set the date of the plebiscite for the ratification of the proposed
amendments to the Constitution in accordance with Section 2, Article XVII of the 1987
Constitution.
The Delfin Petition stated that the Petition for Initiative would first be submitted to the
people and would be formally filed with the COMELEC after it is signed by at least
twelve per cent (12%) of the total number of registered voters in the country. It thus
sought the assistance of the COMELEC in gathering the required signatures by
fixing the dates and time therefor and setting up signature stations on the assigned
dates and time. The petition prayed that the COMELEC issue an Order (1) fixing the
dates and time for signature gathering all over the country; (2) causing the publication of
said Order and the petition for initiative in newspapers of general and local circulation;
and, (3) instructing the municipal election registrars in all the regions of the Philippines to
assist petitioner and the volunteers in establishing signing stations on the dates and time
designated for the purpose.
On December 18, 1996, Senator Miriam Defensor Santiago, Alexander Padilla and
Maria Isabel Ongpin filed a special civil action for prohibition before this Court, seeking
to restrain the COMELEC from further considering the Delfin Petition. They impleaded as
respondents the COMELEC, Delfin, and Alberto and Carmen Pedrosa (Pedrosas) in their
capacities as founding members of the People's Initiative for Reforms, Modernization
and Action (PIRMA) which was likewise engaged in signature gathering to support an
initiative to amend the Constitution. They argued that the constitutional provision on
people's initiative may only be implemented by a law passed by Congress; that no such
law has yet been enacted by Congress; that Republic Act No. 6735 relied upon by Delfin
does not cover the initiative to amend the Constitution; and that COMELEC Resolution
No. 2300, the implementing rules adopted by the COMELEC on the conduct of initiative,
was ultra vires insofar as the initiative to amend the Constitution was concerned. The case
was docketed as G.R. No. 127325, entitled Santiago v. Commission on Elections.[3]
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Pending resolution of the case, the Court issued a temporary restraining order enjoining
the COMELEC from proceeding with the Delfin Petition and the Pedrosas from
conducting a signature drive for people's initiative to amend the Constitution.
On March 19, 1997, the Court rendered its decision on the petition for prohibition.
The Court ruled that the constitutional provision granting the people the power to directly
amend the Constitution through initiative is not self-executory. An enabling law is
necessary to implement the exercise of the people's right. Examining the provisions of
R.A. 6735, a majority of eight (8) members of the Court held that said law was
"incomplete, inadequate, or wanting in essential terms and conditions insofar as
initiative on amendments to the Constitution is concerned,"[4] and thus voided
portions of COMELEC Resolution No. 2300 prescribing rules and regulations on the
conduct of initiative on amendments to the Constitution. It was also held that even if R.A.
6735 sufficiently covered the initiative to amend the Constitution and COMELEC
Resolution No. 2300 was valid, the Delfin Petition should still be dismissed as it was not
the proper initiatory pleading contemplated by law. Under Section 2, Article VII of the
1987 Constitution and Section 5(b) of R.A. 6735, a petition for initiative on the
Constitution must be signed by at least twelve per cent (12%) of the total number of
registered voters, of which every legislative district is represented by at least three per cent
(3%) of the registered voters therein. The Delfin Petition did not contain signatures of
the required number of voters. The decision stated:
CONCLUSION
This petition must then be granted, and the COMELEC should be permanently
enjoined from entertaining or taking cognizance of any petition for initiative on
amendments to the Constitution until a sufficient law shall have been validly
enacted to provide for the implementation of the system.
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Eight (8) members of the Court, namely, then Associate Justice Hilario G. Davide, Jr.
(ponente), Chief Justice Andres R. Narvasa, and Associate Justices Florenz D. Regalado,
Flerida Ruth P. Romero, Josue N. Bellosillo, Santiago M. Kapunan, Regino C.
Hermosisima, Jr. and Justo P. Torres, fully concurred in the majority opinion.
While all the members of the Court who participated in the deliberation[6] agreed that the
Delfin Petition should be dismissed for lack of the required signatures, five (5) members,
namely, Associate Justices Jose A.R. Melo, Reynato S. Puno, Vicente V. Mendoza,
Ricardo J. Francisco and Artemio V. Panganiban, held that R.A. 6735 was sufficient and
adequate to implement the people's right to amend the Constitution through initiative, and
that COMELEC Resolution No. 2300 validly provided the details for the actual exercise of
such right. Justice Jose C. Vitug, on the other hand, opined that the Court should confine
itself to resolving the issue of whether the Delfin Petition sufficiently complied with the
requirements of the law on initiative, and there was no need to rule on the adequacy of
R.A. 6735.
The COMELEC, Delfin and the Pedrosas filed separate motions for reconsideration of the
Court's decision.
After deliberating on the motions for reconsideration, six (6)[7] of the eight (8)
majority members maintained their position that R.A. 6735 was inadequate to
implement the provision on the initiative on amendments to the Constitution. Justice
Torres filed an inhibition, while Justice Hermosisima submitted a Separate Opinion
adopting the position of the minority that R.A. 6735 sufficiently covers the initiative
to amend the Constitution. Hence, of the thirteen (13) members of the Court who
participated in the deliberation, six (6) members, namely, Chief Justice Narvasa and
Associate Justices Regalado, Davide, Romero, Bellosillo and Kapunan voted to deny
the motions for lack of merit; and six (6) members, namely, Associate Justices Melo,
Puno, Mendoza, Francisco, Hermosisima and Panganiban voted to grant the same.
Justice Vitug maintained his opinion that the matter was not ripe for judicial
adjudication. The motions for reconsideration were therefore denied for lack of
sufficient votes to modify or reverse the decision of March 19, 1997.[8]
On June 23, 1997, PIRMA filed with the COMELEC a Petition for Initiative to Propose
Amendments to the Constitution (PIRMA Petition). The PIRMA Petition was supported
by around five (5) million signatures in compliance with R.A. 6735 and COMELEC
Resolution No. 2300, and prayed that the COMELEC, among others: (1) cause the
publication of the petition in Filipino and English at least twice in newspapers of general
and local circulation; (2) order all election officers to verify the signatures collected in
support of the petition and submit these to the Commission; and (3) set the holding of a
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plebiscite where the following proposition would be submitted to the people for
ratification:
Do you approve amendments to the 1987 Constitution giving the President the
chance to be reelected for another term, similarly with the Vice-President, so
that both the highest officials of the land can serve for two consecutive terms of
six years each, and also to lift the term limits for all other elective government
officials, thus giving Filipino voters the freedom of choice, amending for that
purpose, Section 4 of Article VII, Sections 4 and 7 of Article VI and Section 8
of Article X, respectively?
The COMELEC dismissed the PIRMA Petition in view of the permanent restraining
order issued by the Court in Santiago v. COMELEC.
PIRMA filed with this Court a Petition for Mandamus and Certiorari seeking to set aside
the COMELEC Resolution dismissing its petition for initiative. PIRMA argued that the
Court's decision on the Delfin Petition did not bar the COMELEC from acting on the
PIRMA Petition as said ruling was not definitive based on the deadlocked voting on the
motions for reconsideration, and because there was no identity of parties and subject
matter between the two petitions. PIRMA also urged the Court to reexamine its ruling in
Santiago v. COMELEC.
The Court dismissed the petition for mandamus and certiorari in its resolution dated
September 23, 1997. It explained:
The Court ruled, first, by a unanimous vote, that no grave abuse of discretion
could be attributed to the public respondent COMELEC in dismissing the
petition filed by PIRMA therein, it appearing that it only complied with the
dispositions in the Decision of this Court in G.R. No. 127325 promulgated on
March 19, 1997, and its Resolution of June 10, 1997.
The Court next considered the question of whether there was need to resolve
the second issue posed by the petitioners, namely, that the Court re-examine its
ruling as regards R.A. 6735. On this issue, the Chief Justice and six (6) other
members of the Court, namely, Regalado, Davide, Romero, Bellosillo,
Kapunan and Torres, JJ., voted that there was no need to take it up. Vitug, J.,
agreed that there was no need for re-examination of said second issue since the
case at bar is not the proper vehicle for that purpose. Five (5) other members of
the Court, namely, Melo, Puno, Francisco, Hermosisima, and Panganiban, JJ.,
opined that there was a need for such a re-examination x x x x[9]
In their Separate Opinions, Justice (later Chief Justice) Davide and Justice Bellosillo stated
that the PIRMA petition was dismissed on the ground of res judicata.
Now, almost a decade later, another group, Sigaw ng Bayan, seeks to utilize anew the
system of initiative to amend the Constitution, this time to change the form of government
from bicameral-presidential to unicameral-parliamentary system.
Let us look at the facts of the petition at bar with clear eyes.
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On February 15, 2006, Sigaw ng Bayan, in coordination with Union of Local Authorities
of the Philippines (ULAP), embarked on a nationwide drive to gather signatures to
support the move to adopt the parliamentary form of government in the country through
charter change. They proposed to amend the Constitution as follows:
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(2) The interim Parliament shall provide for the election of the
members of Parliament, which shall be synchronized and held
simultaneously with the election of all local government officials.
The duly elected Prime Minister shall continue to exercise and
perform the powers, duties and responsibilities of the interim Prime
Minister until the expiration of the term of the incumbent President
and Vice President.[10]
Sigaw ng Bayan prepared signature sheets, on the upper portions of which were written
the abstract of the proposed amendments, to wit:
Abstract: Do you approve of the amendment of Articles VI and VII of the 1987
Constitution, changing the form of government from the present bicameral-
presidential to a unicameral-parliamentary system of government, in order to
achieve greater efficiency, simplicity and economy in government; and
providing an Article XVIII as Transitory Provisions for the orderly shift from
one system to another?
Sigaw ng Bayan alleged that it also held barangay assemblies which culminated on
March 24, 25 and 26, 2006, to inform the people and explain to them the proposed
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amendments to the Constitution. Thereafter, they circulated the signature sheets for
signing.
The signature sheets were then submitted to the local election officers for verification
based on the voters' registration record. Upon completion of the verification process, the
respective local election officers issued certifications to attest that the signature sheets
have been verified. The verified signature sheets were subsequently transmitted to the
office of Sigaw ng Bayan for the counting of the signatures.
On August 25, 2006, herein petitioners Raul L. Lambino and Erico B. Aumentado filed
with the COMELEC a Petition for Initiative to Amend the Constitution entitled "In the
Matter of Proposing Amendments to the 1987 Constitution through a People's Initiative: A
Shift from a Bicameral Presidential to a Unicameral Parliamentary Government by
Amending Articles VI and VII; and Providing Transitory Provisions for the Orderly Shift
from the Presidential to the Parliamentary System." They filed an Amended Petition on
August 30, 2006 to reflect the text of the proposed amendment that was actually presented
to the people. They alleged that they were filing the petition in their own behalf and
together with some 6.3 million registered voters who have affixed their signatures on the
signature sheets attached thereto. Petitioners appended to the petition signature sheets
bearing the signatures of registered voters which they claimed to have been verified by the
respective city or municipal election officers, and allegedly constituting at least twelve per
cent (12%) of all registered voters in the country, wherein each legislative district is
represented by at least three per cent (3%) of all the registered voters therein.
As basis for the filing of their petition for initiative, petitioners averred that Section 5 (b)
and (c), together with Section 7 of R.A. 6735, provide sufficient enabling details for the
people's exercise of the power. Hence, petitioners prayed that the COMELEC issue an
Order:
3. Calling a plebiscite to be held not earlier than sixty nor later than ninety
days after the Certification by the COMELEC of the sufficiency of the
petition, to allow the Filipino people to express their sovereign will on
the proposition.
Several groups filed with the COMELEC their respective oppositions to the petition
for initiative, among them ONEVOICE, Inc., Christian S. Monsod, Rene B. Azurin,
Manuel L. Quezon III, Benjamin T. Tolosa, Jr., Susan V. Ople, and Carlos P. Medina, Jr.;
Alternative Law Groups, Inc., Senate Minority Leader Aquilino Q. Pimentel, Jr., Senators
Sergio Osmeña III, Jamby A.S. Madrigal, Alfredo S. Lim, Panfilo M. Lacson, Luisa P.
Ejercito-Estrada, and Jinggoy Estrada; Representatives Loretta Ann P. Rosales, Mario Joyo
Aguja, and Ana Theresia Hontiveros-Baraquel; Bayan, Kilusang Mayo Uno, Ecumenical
Bishops Forum, Migrante, Gabriela, Gabriela Women's Party, Anakbayan, League of
Filipino Students, Leonardo San Jose, Jojo Pineda, Drs. Darby Santiago and Reginald
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Pamugas; Attys. Pete Quirino-Quadra, Jose Anselmo I. Cadiz, Byron D. Bocar, Ma. Tanya
Karina A. Lat, Antonio L. Salvador, and Randall C. Tabayoyong.
On August 31, 2006, the COMELEC denied due course to the Petition for Initiative. It
cited this Court's ruling in Santiago v. COMELEC[11] permanently enjoining the
Commission from entertaining or taking cognizance of any petition for initiative on
amendments to the Constitution until a sufficient law shall have been validly enacted to
provide for the implementation of the system.
Forthwith, petitioners filed with this Court the instant Petition for Certiorari and
Mandamus praying that the Court set aside the August 31, 2006 resolution of the
COMELEC, direct respondent COMELEC to comply with Section 4, Article XVII of the
Constitution, and set the date of the plebiscite. They state the following grounds in support
of the petition:
I.
II.
The 1987 Constitution, Republic Act No. 6735, Republic Act No. 8189 and
existing appropriation of the COMELEC provide for sufficient details and
authority for the exercise of people's initiative, thus, existing laws taken
together are adequate and complete.
III.
A.
1.
2.
3.
4.
B.
C.
1.
IV.
A.
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The Trade Union Congress of the Philippines, Sulongbayan Movement Foundation, Inc.,
Ronald L. Adamat, Rolando Manuel Rivera, Ruelo Baya, Philippine Transport and
General Workers Organization, and Victorino F. Balais likewise moved to intervene and
submitted to the Court a Petition-in-Intervention. All interventions and oppositions were
granted by the Court.
The oppositors-intervenors essentially submit that the COMELEC did not commit grave
abuse of discretion in denying due course to the petition for initiative as it merely followed
this Court's ruling in Santiago v. COMELEC as affirmed in the case of PIRMA v.
COMELEC, based on the principle of stare decisis; that there is no sufficient law
providing for the authority and the details for the exercise of people's initiative to amend
the Constitution; that the proposed changes to the Constitution are actually revisions, not
mere amendments; that the petition for initiative does not meet the required number of
signatories under Section 2, Article XVII of the 1987 Constitution; that it was not shown
that the people have been informed of the proposed amendments as there was disparity
between the proposal presented to them and the proposed amendments attached to the
petition for initiative, if indeed there was; that the verification process was done ex parte,
thus rendering dubious the signatures attached to the petition for initiative; and that
petitioners Lambino and Aumentado have no legal capacity to represent the signatories in
the petition for initiative.
The Office of the Solicitor General (OSG), in compliance with the Court's resolution of
September 5, 2006, filed its Comment to the petition. Affirming the position of the
petitioners, the OSG prayed that the Court grant the petition at bar and render judgment:
(1) declaring R.A. 6735 as adequate to cover or as reasonably sufficient to implement the
system of initiative on amendments to the Constitution and as having provided sufficient
standards for subordinate legislation; (2) declaring as valid the provisions of COMELEC
Resolution No. 2300 on the conduct of initiative or amendments to the Constitution; (3)
setting aside the assailed resolution of the COMELEC for having been rendered with
grave abuse of discretion amounting to lack or excess of jurisdiction; and, (4) directing the
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COMELEC to grant the petition for initiative and set the corresponding plebiscite pursuant
to R.A. 6735, COMELEC Resolution No. 2300, and other pertinent election laws and
regulations.
The COMELEC filed its own Comment stating that its resolution denying the petition
for initiative is not tainted with grave abuse of discretion as it merely adhered to the ruling
of this Court in Santiago v. COMELEC which declared that R.A. 6735 does not
adequately implement the constitutional provision on initiative to amend the Constitution.
It invoked the permanent injunction issued by the Court against the COMELEC from
taking cognizance of petitions for initiative on amendments to the Constitution until a
valid enabling law shall have been passed by Congress. It asserted that the permanent
injunction covers not only the Delfin Petition, but also all other petitions involving
constitutional initiatives.
On September 26, 2006, the Court heard the case. The parties were required to argue on
the following issues:[13]
5.1 Whether the said petitions are sufficient in form and substance.
5.2 Whether the proposed changes embrace more than one subject matter.
6.1 Whether the proposed changes are the proper subject of an initiative.
Petitioners Lambino and Aumentado are proper parties to file the present
Petition in behalf of the more than six million voters who allegedly signed
the proposal to amend the Constitution.
Oppositors-intervenors contend that petitioners Lambino and Aumentado are not the
proper parties to file the instant petition as they were not authorized by the signatories in
the petition for initiative.
The argument deserves scant attention. The Constitution requires that the petition for
initiative should be filed by at least twelve per cent (12%) of all registered voters, of
which every legislative district must be represented by at least three per cent (3%) of all
the registered voters therein. The petition for initiative filed by Lambino and Aumentado
before the COMELEC was accompanied by voluminous signature sheets which prima
facie show the intent of the signatories to support the filing of said petition. Stated above
their signatures in the signature sheets is the following:
x x x My signature herein which shall form part of the petition for initiative to
amend the Constitution signifies my support for the filing thereof.[14]
There is thus no need for the more than six (6) million signatories to execute separate
documents to authorize petitioners to file the petition for initiative in their behalf.
Neither is it necessary for said signatories to authorize Lambino and Aumentado to file the
petition for certiorari and mandamus before this Court. Rule 65 of the 1997 Rules of Civil
Procedure provides who may file a petition for certiorari and mandamus. Sections 1 and 3
of Rule 65 read:
Thus, any person aggrieved by the act or inaction of the respondent tribunal, board or
officer may file a petition for certiorari or mandamus before the appropriate court.
Certainly, Lambino and Aumentado, as among the proponents of the petition for initiative
dismissed by the COMELEC, have the standing to file the petition at bar.
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II
The doctrine of stare decisis does not bar the reexamination of Santiago.
The latin phrase stare decisis et non quieta movere means "stand by the thing and do not
disturb the calm." The doctrine started with the English Courts.[15] Blackstone observed
that at the beginning of the 18th century, "it is an established rule to abide by former
precedents where the same points come again in litigation."[16] As the rule evolved, early
limits to its application were recognized: (1) it would not be followed if it were "plainly
unreasonable;" (2) where courts of equal authority developed conflicting decisions; and,
(3) the binding force of the decision was the "actual principle or principles necessary for
the decision; not the words or reasoning used to reach the decision."[17]
The doctrine migrated to the United States. It was recognized by the framers of the U.S.
Constitution.[18] According to Hamilton, "strict rules and precedents" are necessary to
prevent "arbitrary discretion in the courts."[19] Madison agreed but stressed that "x x x
once the precedent ventures into the realm of altering or repealing the law, it should
be rejected."[20] Prof. Consovoy well noted that Hamilton and Madison "disagree about
the countervailing policy considerations that would allow a judge to abandon a precedent."
[21] He added that their ideas "reveal a deep internal conflict between the concreteness
required by the rule of law and the flexibility demanded in error correction. It is this
internal conflict that the Supreme Court has attempted to deal with for over two
centuries."[22]
Indeed, two centuries of American case law will confirm Prof. Consovoy's observation
although stare decisis developed its own life in the United States. Two strains of stare
decisis have been isolated by legal scholars.[23] The first, known as vertical stare decisis
deals with the duty of lower courts to apply the decisions of the higher courts to cases
involving the same facts. The second, known as horizontal stare decisis requires that high
courts must follow its own precedents. Prof. Consovoy correctly observes that vertical
stare decisis has been viewed as an obligation, while horizontal stare decisis, has been
viewed as a policy, imposing choice but not a command.[24] Indeed, stare decisis is not
one of the precepts set in stone in our Constitution.
Constitution itself and not what we have said about it."[27] In contrast, the application
of stare decisis on judicial interpretation of statutes is more inflexible. As Justice Stevens
explains: "after a statute has been construed, either by this Court or by a consistent course
of decision by other federal judges and agencies, it acquires a meaning that should be as
clear as if the judicial gloss had been drafted by the Congress itself."[28] This stance
reflects both respect for Congress' role and the need to preserve the courts' limited
resources.
In general, courts follow the stare decisis rule for an ensemble of reasons,[29] viz: (1) it
legitimizes judicial institutions; (2) it promotes judicial economy; and, (3) it allows for
predictability. Contrariwise, courts refuse to be bound by the stare decisis rule
where[30] (1) its application perpetuates illegitimate and unconstitutional holdings; (2) it
cannot accommodate changing social and political understandings; (3) it leaves the power
to overturn bad constitutional law solely in the hands of Congress; and, (4) activist judges
can dictate the policy for future courts while judges that respect stare decisis are stuck
agreeing with them.
In its 200-year history, the U.S. Supreme Court has refused to follow the stare decisis
rule and reversed its decisions in 192 cases.[31] The most famous of these reversals is
Brown v. Board of Education[32] which junked Plessy v. Ferguson's[33] "separate but
equal doctrine." Plessy upheld as constitutional a state law requirement that races be
segregated on public transportation. In Brown, the U.S. Supreme Court, unanimously held
that "separate . . . is inherently unequal." Thus, by freeing itself from the shackles of
stare decisis, the U.S. Supreme Court freed the colored Americans from the chains of
inequality. In the Philippine setting, this Court has likewise refused to be straitjacketed by
the stare decisis rule in order to promote public welfare. In La Bugal-B'laan Tribal
Association, Inc. v. Ramos,[34] we reversed our original ruling that certain provisions of
the Mining Law are unconstitutional. Similarly, in Secretary of Justice v. Lantion,[35] we
overturned our first ruling and held, on motion for reconsideration, that a private
respondent is bereft of the right to notice and hearing during the evaluation stage of the
extradition process.
An examination of decisions on stare decisis in major countries will show that courts
are agreed on the factors that should be considered before overturning prior rulings.
These are workability, reliance, intervening developments in the law and changes in
fact. In addition, courts put in the balance the following determinants: closeness of
the voting, age of the prior decision and its merits.[36]
The leading case in deciding whether a court should follow the stare decisis rule in
constitutional litigations is Planned Parenthood v. Casey.[37] It established a 4-pronged
test. The court should (1) determine whether the rule has proved to be intolerable simply
in defying practical workability; (2) consider whether the rule is subject to a kind of
reliance that would lend a special hardship to the consequences of overruling and add
inequity to the cost of repudiation; (3) determine whether related principles of law have
so far developed as to have the old rule no more than a remnant of an abandoned doctrine;
and, (4) find out whether facts have so changed or come to be seen differently, as to have
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Following these guidelines, I submit that the stare decisis rule should not bar the
reexamination of Santiago. On the factor of intolerability, the six (6) justices in
Santiago held R.A. 6735 to be insufficient as it provided no standard to guide COMELEC
in issuing its implementing rules. The Santiago ruling that R.A. 6735 is insufficient but
without striking it down as unconstitutional is an intolerable aberration, the only one of
its kind in our planet. It improperly assails the ability of legislators to write laws. It usurps
the exclusive right of legislators to determine how far laws implementing constitutional
mandates should be crafted. It is elementary that courts cannot dictate on Congress the
style of writing good laws, anymore than Congress can tell courts how to write literate
decisions. The doctrine of separation of powers forbids this Court to invade the exclusive
lawmaking domain of Congress for courts can construe laws but cannot construct
them. The end result of the ruling of the six (6) justices that R.A. 6735 is insufficient is
intolerable for it rendered lifeless the sovereign right of the people to amend the
Constitution via an initiative.
On the factor of reliance, the ruling of the six (6) justices in Santiago did not induce any
expectation from the people. On the contrary, the ruling smothered the hope of the people
that they could amend the Constitution by direct action. Moreover, reliance is a non-factor
in the case at bar for it is more appropriate to consider in decisions involving contracts
where private rights are adjudicated. The case at bar involves no private rights but the
sovereignty of the people.
On the factor of changes in law and in facts, certain realities on ground cannot be
blinked away. The urgent need to adjust certain provisions of the 1987 Constitution to
enable the country to compete in the new millennium is given. The only point of
contention is the mode to effect the change - - - whether through constituent assembly,
constitutional convention or people's initiative. Petitioners claim that they have gathered
over six (6) million registered voters who want to amend the Constitution through people's
initiative and that their signatures have been verified by registrars of the COMELEC. The
six (6) justices who ruled that R.A. 6735 is insufficient to implement the direct right
of the people to amend the Constitution through an initiative cannot waylay the will
of 6.3 million people who are the bearers of our sovereignty and from whom all
government authority emanates. New developments in our internal and external social,
economic, and political settings demand the reexamination of the Santiago case. The
stare decisis rule is no reason for this Court to allow the people to step into the future
with a blindfold.
III
Let us reexamine the validity of the view of the six (6) justices that R.A. 6735 is
insufficient to implement Section 2, Article XVII of the 1987 Constitution allowing
amendments to the Constitution to be directly proposed by the people through initiative.
When laws are challenged as unconstitutional, courts are counseled to give life to the
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First. The text of R.A. 6735 is replete with references to the right of the people to initiate
changes to the Constitution:
It provides the requirements for a petition for initiative to amend the Constitution, viz:
(1) That "(a) petition for an initiative on the 1987 Constitution must have at
least twelve per centum (12%) of the total number of registered voters as
signatories, of which every legislative district must be represented by at least
three per centum (3%) of the registered voters therein;"[38] and
(2) That "(i)nitiative on the Constitution may be exercised only after five (5)
years from the ratification of the 1987 Constitution and only once every five
(5) years thereafter."[39]
It fixes the effectivity date of the amendment under Section 9(b) which provides that "(t)he
proposition in an initiative on the Constitution approved by a majority of the votes cast in
the plebiscite shall become effective as to the day of the plebiscite."
Second. The legislative history of R.A. 6735 also reveals the clear intent of the
lawmakers to use it as the instrument to implement people's initiative. No less than former
Chief Justice Hilario G. Davide, Jr., the ponente in Santiago, concedes:[40]
We agree that R.A. No. 6735 was, as its history reveals, intended to cover
initiative to propose amendments to the Constitution. The Act is a
consolidation of House Bill No. 21505 and Senate Bill No. 17 x x x x The
Bicameral Conference Committee consolidated Senate Bill No. 17 and House
Bill No. 21505 into a draft bill, which was subsequently approved on 8 June
1989 by the Senate and by the House of Representatives. This approved bill is
now R.A. No. 6735.
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Third. The sponsorship speeches by the authors of R.A. 6735 similarly demonstrate
beyond doubt this intent. In his sponsorship remarks, the late Senator Raul Roco (then a
Member of the House of Representatives) emphasized the intent to make initiative as a
mode whereby the people can propose amendments to the Constitution. We quote his
relevant remarks:[41]
MR. ROCO. Mr. Speaker, with the permission of the committee, we wish to
speak in support of House Bill No. 497, entitled: INITIATIVE AND
REFERENDUM ACT OF 1987, which later on may be called Initiative and
Referendum Act of 1989.
Our constitutional history saw the shifting and sharing of legislative power
between the legislature and the executive.
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In other words, Mr. Speaker, under the 1987 Constitution, Congress does not
have plenary powers. There is a reserved legislative power given to the people
expressly.
Section 32, the implementing provision of the same article of the Constitution
provides, and I quote:
We in Congress therefore, Mr. Speaker, are charged with the duty to implement
the exercise by the people of the right of initiative and referendum.
House Bill No. 21505, as reported out by the Committee on Suffrage and
Electoral Reforms last December 14, 1988, Mr. Speaker, is the response to
such a constitutional duty.
Mr. Speaker, the system of initiative and referendum is not new. In a very
limited extent, the system is provided for in our Local Government Code today.
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On initiative, for instance, Section 99 of the said code vests in the barangay
assembly the power to initiate legislative processes, to hold plebiscites and to
hear reports of the sangguniang barangay. There are variations of initiative and
referendum. The barangay assembly is composed of all persons who have been
actual residents of the barangay for at least six months, who are at least 15
years of age and citizens of the Philippines. The holding of barangay
plebiscites and referendum is also provided in Sections 100 and 101 of the
same Code.
Mr. Speaker, for brevity I will not read the pertinent quotations but will just
submit the same to the Secretary to be incorporated as part of my speech.
To continue, Mr. Speaker these same principles are extensively applied by the
Local Government Code as it is now mandated by the 1987 Constitution.
In certain American states, the kind of laws to which initiative and referendum
applies is also without ay limitation, except for emergency measures, which is
likewise incorporated in Section 7(b) of House Bill No. 21505.
The procedure provided by the House bill - from the filing of the petition, the
requirement of a certain percentage of supporters to present a proposition to
submission to electors - is substantially similar to those of many American
laws. Mr. Speaker, those among us who may have been in the United States,
particularly in California, during election time or last November during the
election would have noticed different propositions posted in the city walls.
They were propositions submitted by the people for incorporation during the
voting. These were in the nature of initiative, Mr. Speaker.
What does the bill essentially say, Mr. Speaker? Allow me to try to bring our
colleagues slowly through the bill. The bill has basically only 12 sections. The
constitutional Commissioners, Mr. Speaker, saw this system of initiative and
referendum as an instrument which can be used should the legislature show
itself indifferent to the needs of the people. That is why, Mr. Speaker, it may be
timely, since we seem to be amply criticized, as regards our responsiveness, to
pass this bill on referendum and initiative now. While indifference would not
be an appropriate term to use at this time, and surely it is not the case although
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we are so criticized, one must note that it is a felt necessity of our times that
laws need to be proposed and adopted at the soonest possible time to spur
economic development, safeguard individual rights and liberties, and share
governmental power with the people.
With the legislative powers of the President gone, we alone, together with the
Senators when they are minded to agree with us, are left with the burden of
enacting the needed legislation.
Let me now bring our colleagues, Mr. Speaker, to the process advocated by the
bill.
Under House Bill No. 21505, there are three kinds of initiative. One is an
initiative to amend the Constitution. This can occur once every five years.
Another is an initiative to amend statutes that we may have approved. Had this
bill been an existing law, Mr. Speaker, it is most likely that an overwhelming
majority of the barangays in the Philippines would have approved by initiative
the matter of direct voting.
The third mode of initiative, Mr. Speaker, refers to a petition proposing to enact
regional, provincial, city, municipal or barangay laws or ordinances. It comes
from the people and it must be submitted directly to the electorate. The bill
gives a definite procedure and allows the COMELEC to define rules and
regulations to give teeth to the power of initiative.
On the other hand, referendum, Mr. Speaker, is the power of the people to
approve or reject something that Congress has already approved.
For instance, Mr. Speaker, when we divide the municipalities or the barangays
into two or three, we must first get the consent of the people affected through
plebiscite or referendum.
The initial stage, Mr. Speaker, is what we call the petition. As envisioned in the
bill, the initiative comes from the people, from registered voters of the country,
by presenting a proposition so that the people can then submit a petition, which
is a piece of paper that contains the proposition. The proposition in the example
I have been citing is whether there should be direct elections during the
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barangay elections. So the petition must be filed in the appropriate agency and
the proposition must be clear stated. It can be tedious but that is how an effort
to have direct democracy operates.
Section 4 of the bill gives requirements, Mr. Speaker. It will not be all that easy
to have referendum or initiative petitioned by the people. Under Section 4 of
the committee report, we are given certain limitations. For instance, to exercise
the power of initiative or referendum, at least 10 percent of the total number of
registered voters, of which every legislative district is represented by at least 3
percent of the registered voters thereof, shall sign a petition. These numbers,
Mr. Speaker, are not taken from the air. They are mandated by the Constitution.
There must be a requirement of 10 percent for ordinary laws and 3 percent
representing all districts. The same requirement is mutatis mutandis or
appropriately modified and applied to the different sections. So if it is, for
instance, a petition on initiative or referendum for a barangay, there is a 10
percent or a certain number required of the voters of the barangay. If it is for a
district, there is also a certain number required of all towns of the district that
must seek the petition. If it is for a province then again a certain percentage of
the provincial electors is required. All these are based with reference to the
constitutional mandate.
The conduct of the initiative and referendum shall be supervised and shall be
upon the call of the Commission on Elections. However, within a period of 30
days from receipt of the petition, the COMELEC shall determine the
sufficiency of the petition, publish the same and set the date of the referendum
which shall not be earlier than 45 days but not later than 90 days from the
determination by the commission of the sufficiency of the petition. Why is this
so, Mr. Speaker? The petition must first be determined by the commission as to
its sufficiency because our Constitution requires that no bill can be approved
unless it contains one subject matter. It is conceivable that in the fervor of an
initiative or referendum, Mr. Speaker, there may be more than two topics
sought to be approved and that cannot be allowed. In fact, that is one of the
prohibitions under this referendum and initiative bill. When a matter under
initiative or referendum is approved by the required number of votes, Mr.
Speaker, it shall become effective 15 days following the completion of its
publication in the Official Gazette. Effectively then, Mr. Speaker, all the bill
seeks to do is to enlarge and recognize the legislative powers of the Filipino
people.
Mr. Speaker, I think this Congress, particularly this House, cannot ignore or
cannot be insensitive to the call for initiative and referendum. We should have
done it in 1987 but that is past. Maybe we should have done it in 1988 but that
too had already passed, but it is only February 1989, Mr. Speaker, and we have
enough time this year at least to respond to the need of our people to participate
directly in the work of legislation.
For these reasons, Mr. Speaker, we urge and implore our colleagues to approve
House Bill No. 21505 as incorporated in Committee Report No. 423 of the
Committee on Suffrage and Electoral Reforms.
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In closing, Mr. Speaker, I also request that the prepared text of my speech,
together with the footnotes since they contain many references to statutory
history and foreign jurisdiction, be reproduced as part of the Record for future
purposes.
Equally unequivocal on the intent of R.A. 6735 is the sponsorship speech of former
Representative Salvador Escudero III, viz:[42]
Mr. Speaker and my dear colleagues: Events in recent years highlighted the
need to heed the clamor of the people for a truly popular democracy. One
recalls the impatience of those who actively participated in the parliament of
the streets, some of whom are now distinguished Members of this Chamber. A
substantial segment of the population feel increasingly that under the system,
the people have the form but not the reality or substance of democracy because
of the increasingly elitist approach of their chosen Representatives to many
questions vitally affecting their lives. There have been complaints, not
altogether unfounded, that many candidates easily forge their campaign
promises to the people once elected to office. The 1986 Constitutional
Commission deemed it wise and proper to provide for a means whereby the
people can exercise the reserve power to legislate or propose amendments to
the Constitution directly in case their chose Representatives fail to live up to
their expectations. That reserve power known as initiative is explicitly
recognized in three articles and four sections of the 1987 Constitution, namely:
Article VI Section 1; the same article, Section 312; Article X, Section 3; and
Article XVII, Section 2. May I request that he explicit provisions of these three
articles and four sections be made part of my sponsorship speech, Mr. Speaker.
Furthermore, Mr. Speaker, this would give the parliamentarians of the streets
and cause-oriented groups an opportunity to articulate their ideas in a truly
democratic forum, thus, the competition which they will offer to Congress will
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Mr. Speaker and my dear colleagues, when the distinguished Gentleman from
Camarines Sur and this Representation filed our respective versions of the bill
in 1987, we were hoping that the bill would be approved early enough so that
our people could immediately use the agrarian reform bill as an initial subject
matter or as a take-off point.
We cannot dodge the duty to give effect to this intent for the "[c]ourts have the duty to
interpret the law as legislated and when possible, to honor the clear meaning of statutes as
revealed by its language, purpose and history."[43]
The tragedy is that while conceding this intent, the six (6) justices, nevertheless, ruled
that "x x x R.A. No. 6735 is incomplete, inadequate, or wanting in essential terms and
conditions insofar as initiative on amendments to the Constitution is concerned" for the
following reasons: (1) Section 2 of the Act does not suggest an initiative on amendments
to the Constitution; (2) the Act does not provide for the contents of the petition for
initiative on the Constitution; and (3) while the Act provides subtitles for National
Initiative and Referendum (Subtitle II) and for Local Initiative and Referendum (Subtitle
III), no subtitle is provided for initiative on the Constitution.
To say the least, these alleged omissions are too weak a reason to throttle the right of the
sovereign people to amend the Constitution through initiative. R.A. 6735 clearly expressed
the legislative policy for the people to propose amendments to the Constitution by direct
action. The fact that the legislature may have omitted certain details in implementing the
people's initiative in R.A. 6735, does not justify the conclusion that, ergo, the law is
insufficient. What were omitted were mere details and not fundamental policies which
Congress alone can and has determined. Implementing details of a law can be delegated
to the COMELEC and can be the subject of its rule-making power. Under Section 2(1),
Article IX-C of the Constitution, the COMELEC has the power to enforce and administer
all laws and regulations relative to the conduct of initiatives. Its rule-making power has
long been recognized by this Court. In ruling R.A. 6735 insufficient but without striking it
down as unconstitutional, the six (6) justices failed to give due recognition to the
indefeasible right of the sovereign people to amend the Constitution.
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IV
In support of the thesis that the Constitution bars the people from proposing substantial
amendments amounting to revision, the oppositors-intervenors cite the following
deliberations during the Constitutional Commission, viz:[44]
MR. x x x x This proposal was suggested on the theory that this matter of
SUAREZ: initiative, which came about because of the extraordinary developments
this year, has to be separated from the traditional modes of amending the
Constitution as embodied in Section 1. The Committee members felt that
this system of initiative should not extend to the revision of the entire
Constitution, so we removed it from the operation of Section 1 of the
proposed Article on Amendment or Revision.
MS. In other words, the Committee was attempting to distinguish the coverage
AQUINO. of modes (a) and (b) in Section 1 to include the process of revision;
whereas the process of initiation to amend, which is given to the public,
would only apply to amendments?
MR. That is right. Those were the terms envisioned in the Committee.
SUAREZ.
Commissioner (later Chief Justice) Hilario G. Davide, Jr., espoused the same view:[45]
MR. DAVIDE. x x x x We are limiting the right of the people, by initiative, to submit a
proposal for amendment only, not for revision, only once every five
years x x x x
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MR. DAVIDE. No, it does not, because "amendments" and "revision" should be
covered by Section 1. So insofar as initiative is concerned, it can only
relate to "amendments" not "revision."
Commissioner (now a distinguished Associate Justice of this Court) Adolfo S. Azcuna also
clarified this point[46] -
MR. OPLE. To more closely reflect the intent of Section 2, may I suggest that we add
to "Amendments" "OR REVISIONS OF" to read: "Amendments OR
REVISION OF this Constitution."
MR. It was not our intention to allow a revision of the Constitution by initiative
AZCUNA. but merely by amendments.
The oppositors-intervenors then point out that by their proposals, petitioners will "change
the very system of government from presidential to parliamentary, and the form of the
legislature from bicameral to unicameral," among others. They allegedly seek other major
revisions like the inclusion of a minimum number of inhabitants per district, a change in
the period for a term of a Member of Parliament, the removal of the limits on the number
of terms, the election of a Prime Minister who shall exercise the executive power, and so
on and so forth.[47] In sum, oppositors-intervenors submit that "the proposed changes to
the Constitution effect major changes in the political structure and system, the
fundamental powers and duties of the branches of the government, the political rights of
the people, and the modes by which political rights may be exercised."[48] They conclude
that they are substantial amendments which cannot be done through people's initiative. In
other words, they posit the thesis that only simple but not substantial amendments can
be done through people's initiative.
With due respect, I disagree. To start with, the words "simple" and "substantial" are not
subject to any accurate quantitative or qualitative test. Obviously, relying on the
quantitative test, oppositors-intervenors assert that the amendments will result in some
one hundred (100) changes in the Constitution. Using the same test, however, it is also
arguable that petitioners seek to change basically only two (2) out of the eighteen (18)
articles of the 1987 Constitution, i.e. Article VI (Legislative Department) and Article VII
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Nor can this Court be surefooted if it applies the qualitative test to determine whether
the said changes are "simple" or "substantial" as to amount to a revision of the
Constitution. The well-regarded political scientist, Garner, says that a good constitution
should contain at least three (3) sets of provisions: the constitution of liberty which sets
forth the fundamental rights of the people and imposes certain limitations on the powers of
the government as a means of securing the enjoyment of these rights; the constitution of
government which deals with the framework of government and its powers, laying down
certain rules for its administration and defining the electorate; and, the constitution of
sovereignty which prescribes the mode or procedure for amending or revising the
constitution.[49] It is plain that the proposed changes will basically affect only the
constitution of government. The constitutions of liberty and sovereignty remain
unaffected. Indeed, the proposed changes will not change the fundamental nature of
our state as "x x x a democratic and republican state."[50] It is self-evident that a
unicameral-parliamentary form of government will not make our State any less democratic
or any less republican in character. Hence, neither will the use of the qualitative test
resolve the issue of whether the proposed changes are "simple" or "substantial."
For this reason and more, our Constitutions did not adopt any quantitative or
qualitative test to determine whether an "amendment" is "simple" or "substantial."
Nor did they provide that "substantial" amendments are beyond the power of the
people to propose to change the Constitution. Instead, our Constitutions carried the
traditional distinction between "amendment" and "revision," i.e., "amendment" means
change, including complex changes while "revision" means complete change, including
the adoption of an entirely new covenant. The legal dictionaries express this traditional
difference between "amendment" and "revision." Black's Law Dictionary defines
"amendment" as "[a] formal revision or addition proposed or made to a statute,
constitution, pleading, order, or other instrument; specifically, a change made by addition,
deletion, or correction."[51] Black's also refers to "amendment" as "the process of making
such a revision."[52] Revision, on the other hand, is defined as "[a] reexamination or
careful review for correction or improvement."[53] In parliamentary law, it is described as
"[a] general and thorough rewriting of a governing document, in which the entire
document is open to amendment."[54] Similarly, Ballentine's Law Dictionary defines
"amendment" - as "[a] correction or revision of a writing to correct errors or better to
state its intended purpose"[55] and "amendment of constitution" as "[a] process of
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One of the most authoritative constitutionalists of his time to whom we owe a lot of
intellectual debt, Dean Vicente G. Sinco, of the University of the Philippines College of
Law, (later President of the U.P. and delegate to the Constitutional Convention of 1971)
similarly spelled out the difference between "amendment" and "revision." He opined: "the
revision of a constitution, in its strict sense, refers to a consideration of the entire
constitution and the procedure for effecting such change; while amendment refers only to
particular provisions to be added to or to be altered in a constitution."[58]
Our people were guided by this traditional distinction when they effected changes in
our 1935 and 1973 Constitutions. In 1940, the changes to the 1935 Constitution which
included the conversion from a unicameral system to a bicameral structure, the
shortening of the tenure of the President and Vice-President from a six-year term without
reelection to a four-year term with one reelection, and the establishment of the
COMELEC, together with the complementary constitutional provisions to effect the
changes, were considered amendments only, not a revision.
The replacement of the 1935 Constitution by the 1973 Constitution was, however,
considered a revision since the 1973 Constitution was "a completely new fundamental
charter embodying new political, social and economic concepts."[59] Among those adopted
under the 1973 Constitution were: the parliamentary system in place of the presidential
system, with the leadership in legislation and administration vested with the Prime
Minister and his Cabinet; the reversion to a single-chambered lawmaking body instead of
the two-chambered, which would be more suitable to a parliamentary system of
government; the enfranchisement of the youth beginning eighteen (18) years of age
instead of twenty-one (21), and the abolition of literacy, property, and other substantial
requirements to widen the basis for the electorate and expand democracy; the
strengthening of the judiciary, the civil service system, and the Commission on Elections;
the complete nationalization of the ownership and management of mass media; the giving
of control to Philippine citizens of all telecommunications; the prohibition against alien
individuals to own educational institutions, and the strengthening of the government as a
whole to improve the conditions of the masses.[60]
The 1973 Constitution in turn underwent a series of significant changes in 1976, 1980,
1981, and 1984. The two significant innovations introduced in 1976 were (1) the creation
of an interim Batasang Pambansa, in place of the interim National Assembly, and (2)
Amendment No. 6 which conferred on the President the power to issue decrees, orders, or
letters of instruction, whenever the Batasang Pambansa fails to act adequately on any
matter for any reason that in his judgment requires immediate action, or there is grave
emergency or threat or imminence thereof, with such decrees, or letters of instruction to
form part of the law of the land. In 1980, the retirement age of seventy (70) for justices
and judges was restored. In 1981, the presidential system with parliamentary features was
installed. The transfer of private land for use as residence to natural-born citizens who had
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lost their citizenship was also allowed. Then, in 1984, the membership of the Batasang
Pambansa was reapportioned by provinces, cities, or districts in Metro Manila instead of
by regions; the Office of the Vice-President was created while the executive committee
was abolished; and, urban land reform and social housing programs were strengthened.[61]
These substantial changes were simply considered as mere amendments.
In 1986, Mrs. Corazon C. Aquino assumed the presidency, and repudiated the 1973
Constitution. She governed under Proclamation No. 3, known as the Freedom
Constitution.
In February 1987, the new constitution was ratified by the people in a plebiscite and
superseded the Provisional or Freedom Constitution. Retired Justice Isagani Cruz
underscored the outstanding features of the 1987 Constitution which consists of eighteen
articles and is excessively long compared to the Constitutions of 1935 and 1973, on which
it was largely based. Many of the original provisions of the 1935 Constitution, particularly
those pertaining to the legislative and executive departments, have been restored because
of the revival of the bicameral Congress of the Philippines and the strictly presidential
system. The independence of the judiciary has been strengthened, with new provisions for
appointment thereto and an increase in its authority, which now covers even political
questions formerly beyond its jurisdiction. While many provisions of the 1973
Constitution were retained, like those on the Constitutional Commissions and local
governments, still the new 1987 Constitution was deemed as a revision of the 1973
Constitution.
It is now contended that this traditional distinction between amendment and revision was
abrogated by the 1987 Constitution. It is urged that Section 1 of Article XVII gives the
power to amend or revise to Congress acting as a constituent assembly, and to a
Constitutional Convention duly called by Congress for the purpose. Section 2 of the same
Article, it is said, limited the people's right to change the Constitution via initiative
through simple amendments. In other words, the people cannot propose substantial
amendments amounting to revision.
With due respect, I do not agree. As aforestated, the oppositors-intervenors who peddle
the above proposition rely on the opinions of some Commissioners expressed in the course
of the debate on how to frame the amendment/revision provisions of the 1987
Constitution. It is familiar learning, however, that opinions in a constitutional convention,
especially if inconclusive of an issue, are of very limited value as explaining doubtful
phrases, and are an unsafe guide (to the intent of the people) since the constitution derives
its force as a fundamental law, not from the action of the convention but from the powers
(of the people) who have ratified and adopted it.[62] "Debates in the constitutional
convention `are of value as showing the views of the individual members, and as
indicating the reasons for their votes, but they give us no light as to the views of the
large majority who did not talk, much less of the mass of our fellow citizens whose
votes at the polls gave that instrument the force of fundamental law.'"[63] Indeed, a
careful perusal of the debates of the Constitutional Commissioners can likewise lead
to the conclusion that there was no abandonment of the traditional distinction
between "amendment" and "revision." For during the debates, some of the
commissioners referred to the concurring opinion of former Justice Felix Q. Antonio in
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So, the Committee finally came up with the proposal that these two terms
should be employed in the formulation of the Article governing
amendments or revisions to the new Constitution.
To further explain "revision," former Justice Antonio, in his concurring opinion, used an
analogy - "When a house is completely demolished and another is erected on the same
location, do you have a changed, repaired and altered house, or do you have a new house?
Some of the material contained in the old house may be used again, some of the rooms
may be constructed the same, but this does not alter the fact that you have altogether
another or a new house."[67]
Hence, it is arguable that when the framers of the 1987 Constitution used the word
"revision," they had in mind the "rewriting of the whole Constitution," or the "total
overhaul of the Constitution." Anything less is an "amendment" or just "a change of
specific provisions only," the intention being "not the change of the entire Constitution,
but only the improvement of specific parts or the addition of provisions deemed essential
as a consequence of new conditions or the elimination of parts already considered obsolete
or unresponsive to the needs of the times." Under this view, "substantial" amendments are
still "amendments" and thus can be proposed by the people via an initiative.
x x x the constitution does not derive its force from the convention which
framed, but from the people who ratified it, the intent to be arrived at is that of
the people, and it is not to be supposed that they have looked for any dark or
abstruse meaning in the words employed, but rather that they have accepted
them in the sense most obvious to the common understanding, and ratified the
instrument in the belief that that was the sense designed to be conveyed. These
proceedings therefore are less conclusive of the proper construction of the
instrument than are legislative proceedings of the proper construction of a
statute; since in the latter case it is the intent of the legislature we seek, while in
the former we are endeavoring to arrive at the intent of the people through the
discussion and deliberations of their representatives. The history of the calling
of the convention, the causes which led to it, and the discussions and issues
before the people at the time of the election of the delegates, will sometimes be
quite as instructive and satisfactory as anything to be gathered form the
proceedings of the convention.
Let us now determine the intent of the people when they adopted initiative as a mode to
amend the 1987 Constitution. We start with the Declaration of Principles and State
Policies which Sinco describes as "the basic political creed of the nation"[70] as it "lays
down the policies that government is bound to observe."[71] Section 1, Article II of the
1935 Constitution and Section 1, Article II of the 1973 Constitution, similarly provide
that "the Philippines is a republican state. Sovereignty resides in the people and all
government authority emanates from them." In a republican state, the power of the
sovereign people is exercised and delegated to their representatives. Thus in
Metropolitan Transportation Service v. Paredes, this Court held that "a republican state,
like the Philippines x x x (is) derived from the will of the people themselves in freely
creating a government `of the people, by the people, and for the people' - a representative
government through which they have agreed to exercise the powers and discharge the
duties of their sovereignty for the common good and general welfare."[72]
In both the 1935 and 1973 Constitutions, the sovereign people delegated to Congress or
to a convention, the power to amend or revise our fundamental law. History informs us
how this delegated power to amend or revise the Constitution was abused
particularly during the Marcos regime. The Constitution was changed several times to
satisfy the power requirements of the regime. Indeed, Amendment No. 6 was passed
giving unprecedented legislative powers to then President Ferdinand E. Marcos. A
conspiracy of circumstances from above and below, however, brought down the Marcos
regime through an extra constitutional revolution, albeit a peaceful one by the people. A
main reason for the people's revolution was the failure of the representatives of the
people to effectuate timely changes in the Constitution either by acting as a
constituent assembly or by calling a constitutional convention. When the
representatives of the people defaulted in using this last peaceful process of
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constitutional change, the sovereign people themselves took matters in their own
hands. They revolted and replaced the 1973 Constitution with the 1987 Constitution.
It is significant to note that the people modified the ideology of the 1987 Constitution
as it stressed the power of the people to act directly in their capacity as sovereign
people. Correspondingly, the power of the legislators to act as representatives of the
people in the matter of amending or revising the Constitution was diminished for the
spring cannot rise above its source. To reflect this significant shift, Section 1, Article II
of the 1987 Constitution was reworded. It now reads: "the Philippines is a democratic
and republican state. Sovereignty resides in the people and all government authority
emanates from them." The commissioners of the 1986 Constitutional Commission
explained the addition of the word "democratic," in our first Declaration of Principles,
viz:
MR. I am putting the word "democratic" because of the provisions that we are
NOLLEDO. now adopting which are covering consultations with the people. For
example, we have provisions on recall, initiative, the right of the people
even to participate in lawmaking and other instances that recognize the
validity of interference by the people through people's organizations x x x
x[73]
MR. OPLE. x x x x The Committee added the word "democratic" to "republican," and,
therefore, the first sentence states: "The Philippines is a republican and
democratic state x x x x
May I know from the committee the reason for adding the word
"democratic" to "republican"? The constitutional framers of the 1935 and
1973 Constitutions were content with "republican." Was this done merely
for the sake of emphasis?
MR. OPLE. I thank the Commissioner. That is a very clear answer and I think it does
meet a need x x x x
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MR. So, why do we not retain the old formulation under the 1973 and 1935
SARMIENTO.Constitutions which used the words "republican state" because
"republican state" would refer to a democratic state where people
choose their representatives?
MR. But even in the concept "republican state," we are stressing the
SARMIENTO.participation of the people x x x x So the word "republican" will suffice
to cover popular representation.
MR. Yes, the Commissioner is right. However, the committee felt that in
AZCUNA. view of the introduction of the aspects of direct democracy such as
initiative, referendum or recall, it was necessary to emphasize the
democratic portion of republicanism, of representative democracy as
well. So, we want to add the word "democratic" to emphasize that
in this new Constitution there are instances where the people would
act directly, and not through their representatives. (emphasis
supplied)
Consistent with the stress on direct democracy, the systems of initiative, referendum,
and recall were enthroned as polestars in the 1987 Constitution. Thus, Commissioner Blas
F. Ople who introduced the provision on people's initiative said:[76]
MR. OPLE. x x x x I think this is just the correct time in history when we should
introduce an innovative mode of proposing amendments to the
Constitution, vesting in the people and their organizations the right to
formulate and propose their own amendments and revisions of the
Constitution in a manner that will be binding upon the government. It is
not that I believe this kind of direct action by the people for amending a
constitution will be needed frequently in the future, but it is good to
know that the ultimate reserves of sovereign power still rest upon the
people and that in the exercise of that power, they can propose
amendments or revision to the Constitution. (emphasis supplied)
Commissioner Jose E. Suarez also explained the people's initiative as a safety valve, as a
peaceful way for the people to change their Constitution, by citing our experiences under
the Marcos government, viz:[77]
MR. We agree to the difficulty in implementing this particular provision, but
SUAREZ. we are providing a channel for the expression of the sovereign will of the
people through this initiative system.
MR. Is Section 1, paragraphs (a) and (b), not sufficient channel for expression
BENGZON. of the will of the people, particularly in the amendment or revision of the
Constitution?
MR. Under normal circumstances, yes. But we know what happened during
SUAREZ. the 20 years under the Marcos administration. So, if the National
Assembly, in a manner of speaking, is operating under the thumb of the
Prime Minister or the President as the case may be, and the required
number of votes could not be obtained, we would have to provide for a
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safety valve in order that the people could ventilate in a very peaceful
way their desire for amendment to the Constitution.
Commissioner Regalado E. Maambong opined that the people's initiative could avert
a revolution, viz:[78]
MR. x x x x the amending process of the Constitution could actually avert
MAAMBONG.a revolution by providing a safety valve in bringing about changes in
the Constitution through pacific means. This, in effect, operationalizes
what political law authors call the "prescription of sovereignty."
(emphasis supplied)
The end result is Section 2, Article XVII of the 1987 Constitution which expressed the
right of the sovereign people to propose amendments to the Constitution by direct action
or through initiative. To that extent, the delegated power of Congress to amend or revise
the Constitution has to be adjusted downward. Thus, Section 1, Article VI of the 1987
Constitution has to be reminted and now provides: "The legislative power shall be vested
in the Congress of the Philippines which shall consist of a Senate and a House of
Representatives, except to the extent reserved to the people by the provision on
initiative and referendum."
Prescinding from these baseline premises, the argument that the people through
initiative cannot propose substantial amendments to change the Constitution turns
sovereignty on its head. At the very least, the submission constricts the democratic
space for the exercise of the direct sovereignty of the people. It also denigrates the
sovereign people who they claim can only be trusted with the power to propose "simple"
but not "substantial" amendments to the Constitution. According to Sinco, the concept
of sovereignty should be strictly understood in its legal meaning as it was originally
developed in law.[79] Legal sovereignty, he explained, is "the possession of unlimited
power to make laws. Its possessor is the legal sovereign. It implies the absence of any
other party endowed with legally superior powers and privileges. It is not subject to law
'for it is the author and source of law.' Legal sovereignty is thus the equivalent of legal
omnipotence."[80]
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James Wilson, regarded by many as the most brilliant, scholarly, and visionary lawyer in
the United States in the 1780s, laid down the first principles of popular sovereignty during
the Pennsylvania ratifying convention of the 1787 Constitution of the United States:[82]
I wish to reiterate that in a democratic and republican state, only the people is
sovereign - - - not the elected President, not the elected Congress, not this unelected
Court. Indeed, the sovereignty of the people which is indivisible cannot be reposed in any
organ of government. Only its exercise may be delegated to any of them. In our case,
the people delegated to Congress the exercise of the sovereign power to amend or
revise the Constitution. If Congress, as delegate, can exercise this power to amend or
revise the Constitution, can it be argued that the sovereign people who delegated the
power has no power to substantially amend the Constitution by direct action? If the
sovereign people do not have this power to make substantial amendments to the
Constitution, what did it delegate to Congress? How can the people lack this fraction of a
power to substantially amend the Constitution when by their sovereignty, all power
emanates from them? It will take some mumbo jumbo to argue that the whole is lesser than
its part. Let Sinco clinch the point:[83]
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At the very least, the power to propose substantial amendments to the Constitution is
shared with the people. We should accord the most benign treatment to the sovereign
power of the people to propose substantial amendments to the Constitution especially
when the proposed amendments will adversely affect the interest of some members of
Congress. A contrary approach will suborn the public weal to private interest and
worse, will enable Congress (the delegate) to frustrate the power of the people to
determine their destiny (the principal).
All told, the teaching of the ages is that constitutional clauses acknowledging the right of
the people to exercise initiative and referendum are liberally and generously construed
in favor of the people.[84] Initiative and referendum powers must be broadly construed to
maintain maximum power in the people.[85] We followed this orientation in Subic Bay
Metropolitan Authority v. Commission on Elections.[86] There is not an iota of reason
to depart from it.
Petitioners submit that "[t]he validity of the exercise of the right of the sovereign people to
amend the Constitution and their will, as expressed by the fact that over six million
registered voters indicated their support of the Petition for Initiative, is a purely political
question which is beyond even the very long arm of this Honorable Court's power of
judicial review. Whether or not the 1987 Constitution should be amended is a matter
which the people and the people alone must resolve in their sovereign capacity."[87] They
argue that "[t]he power to propose amendments to the Constitution is a right explicitly
bestowed upon the sovereign people. Hence, the determination by the people to exercise
their right to propose amendments under the system of initiative is a sovereign act and
falls squarely within the ambit of a `political question.'"[88]
The petitioners cannot be sustained. This issue has long been interred by Sanidad v.
Commission on Elections, viz:[89]
Political questions are neatly associated with the wisdom, not the legality of a
particular act. Where the vortex of the controversy refers to the legality or
validity of the contested act, that matter is definitely justiciable or non-
political. What is in the heels of the Court is not the wisdom of the act of the
incumbent President in proposing amendments to the Constitution, but his
constitutional authority to perform such act or to assume the power of a
constituent assembly. Whether the amending process confers on the President
that power to propose amendments is therefore a downright justiciable
question. Should the contrary be found, the actuation of the President would
merely be a brutum fulmen. If the Constitution provides how it may be
amended, the judiciary as the interpreter of that Constitution, can declare
whether the procedure followed or the authority assumed was valid or not.
We cannot accept the view of the Solicitor General, in pursuing his theory of
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In the instant case, the Constitution sets in black and white the requirements for the
exercise of the people's initiative to amend the Constitution. The amendments must be
proposed by the people "upon a petition of at least twelve per centum of the total number
of registered voters, of which every legislative district must be represented by at least
three per centum of the registered voters therein. No amendment under this section shall
be authorized within five years following the ratification of this Constitution nor oftener
than once every five years thereafter."[90] Compliance with these requirements is clearly
a justiciable and not a political question. Be that as it may, how the issue will be resolved
by the people is addressed to them and to them alone.
VI
Whether the Petition for Initiative filed before the COMELEC complied
with Section 2, Article XVII of the Constitution and R.A. 6735 involves
contentious issues of fact which should first be resolved by the
COMELEC.
Oppositors-intervenors impugn the Petition for Initiative as it allegedly lacks the required
number of signatures under Section 2, Article XVII of the Constitution. Said provision
requires that the petition for initiative be supported by at least twelve per cent (12%) of the
total number of registered voters, of which every legislative district must be represented
by at least three per cent (3%) of the registered voters therein. Oppositors-intervenors
contend that no proper verification of signatures was done in several legislative districts.
They assert that mere verification of the names listed on the signature sheets without
verifying the signatures reduces the signatures submitted for their respective legislative
districts to mere scribbles on a piece of paper.
This is to CERTIFY that this office (First, Second and Third District, Davao
City) HAS NOT VERIFIED the signatures of registered voters as per
documents submitted in this office by the proponents of the People's Initiative.
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Senate Minority Leader Aquilino Pimentel, Jr., among others, further clarified that
although Atty. Casquejo and Reynne Joy B. Bullecer, Acting Election Officer IV, First
District, Davao City, later issued certifications stating that the Office of the City Election
Officer has examined the list of individuals appearing in the signature sheets,[92] the
certifications reveal that the office had verified only the names of the signatories, but not
their signatures. Oppositors-intervenors submit that not only the names of the signatories
should be verified, but also their signatures to ensure the identities of the persons affixing
their signatures on the signature sheets.
Oppositor-intervenor Luwalhati Antonino also alleged that petitioners failed to obtain the
signatures of at least three per cent (3%) of the total number of registered voters in the
First Legislative District of South Cotabato. For the First District of South Cotabato,
petitioners submitted 3,182 signatures for General Santos City, 2,186 signatures for Tupi,
3,308 signatures for Tampakan and 10,301 signatures for Polomolok, or 18,977 signatures
out of 359,488 registered voters of said district. Antonino, however, submitted to this
Court a copy of the certification by Glory D. Rubio, Election Officer III, Polomolok, dated
May 8, 2006, showing that the signatures from Polomolok were not verified because the
Book of Voters for the whole municipality was in the custody of the Clerk of Court of the
Regional Trial Court, Branch 38, Polomolok, South Cotabato.[93] Excluding the signatures
from Polomolok from the total number of signatures from the First District of South
Cotabato would yield only a total of 8,676 signatures which falls short of the three per
cent (3%) requirement for the district.
Former President Joseph Ejercito Estrada and Pwersa ng Masang Pilipino likewise
submitted to this Court a certification issued by Atty. Stalin A. Baguio, City Election
Officer IV, Cagayan de Oro City, stating that the list of names appearing on the signature
sheets corresponds to the names of registered voters in the city, thereby implying that they
have not actually verified the signatures.[94]
The argument against the sufficiency of the signatures is further bolstered by Alternative
Law Groups, Inc., which submitted copies of similarly worded certifications from the
election officers from Zamboanga del Sur[95] and from Compostela Valley.[96] Alternative
Law Groups, Inc., further assails the regularity of the verification process as it alleged that
verification in some areas were conducted by Barangay officials and not by COMELEC
election officers. It filed with this Court copies of certifications from Sulu and Sultan
Kudarat showing that the verification was conducted by local officials instead of
COMELEC personnel.[97]
Petitioners, on the other hand, maintain that the verification conducted by the election
officers sufficiently complied with the requirements of the Constitution and the law on
initiative.
City and in Polomolok, South Cotabato, petitioner Aumentado claimed that the same
election officers cited by the oppositors-intervenors also issued certifications showing that
they have verified the signatures submitted by the proponents of the people's initiative. He
presented copies of the certifications issued by Atty. Marlon S. Casquejo for the Second
and Third Legislative Districts of Davao City stating that he verified the signatures of the
proponents of the people's initiative. His certification for the Second District states:
This is to CERTIFY that this Office has examined the list of individuals as
appearing in the Signature Sheets of the Registered Voters of District II, Davao
City, submitted on April 7, 2006 by MR. NONATO BOLOS, Punong
Barangay, Centro, Davao City for verification which consists of THIRTY
THOUSAND SIX HUNDRED SIXTY-TWO (30,662) signatures.
It was also shown that Atty. Casquejo had issued a clarificatory certification regarding the
verification process conducted in Davao City. It reads:
Regarding the verification of the signatures of registered voters, this Office has
previously issued two (2) separate certifications for the 2nd and 3rd Districts of
Davao City on April 20, 2006 and April 26, 2006, respectively, specifically
relating to the voters who supported the people's initiative. It was stated therein
that the names submitted, comprising 22,668 individual voters in the 2nd
District and 18,469 individual voters in the 3rd District, were found [to] be
registered voters of the respective districts mentioned as verified by this Office
based on the Computerized List of Voters.
It must be clarified that the August 23, 2006 Certification was issued in error
and by mistake for the reason that the signature verification has not been fully
completed as of that date.
I hereby CERTIFY that this Office has examined the signatures of the voters as
appearing in the signature sheets and has compared these with the signatures
appearing in the book of voters and computerized list of voters x x x [99]
Petitioner Aumentado also submitted a copy of the certification dated May 8, 2006 issued
by Polomolok Election Officer Glory D. Rubio to support their claim that said officer had
conducted a verification of signatures in said area. The certification states:
This is to certify further, that the total 68,359 registered voters of this
municipality, as of the May 10, 2004 elections, 10,804 names with signatures
were submitted for verification and out of which 10,301 were found to be
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(1) No notice was given to the public, for the benefit of those who may be
concerned, by the Makati COMELEC Office that signature sheets have already
been submitted to it for "verification." The camp of Mayor Binay was able to
witness the "verification process" only because of their pro-active stance;
(4) In the absence of clear, transparent, and uniform rules the COMELEC
personnel did not know how to treat the objections and other observations
coming from the camp of Mayor Binay. The oppositors too did not know where
to go for their remedy when the COMELEC personnel merely "listened" to
their objections and other observations. As mentioned earlier, the COMELEC
personnel did not even know what to do with the many "letters of signature
withdrawal" submitted to it;
(5) Signatures of people long dead, in prison, abroad, and other forgeries
appear on the Sigaw ng Bayan Signature Sheets. There is even a 15-year old
alleged signatory;
(7) A Calara M. Roberto and a Roberto M. Calara both allegedly signed the
Signature Sheets.[101]
Also, there are allegations that many of the signatories did not understand what they have
signed as they were merely misled into signing the signature sheets. Opposed to these
allegations are rulings that a person who affixes his signature on a document raises the
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presumption that the person so signing has knowledge of what the document contains.
Courts have recognized that there is great value in the stability of records, so to speak, that
no one should commit herself or himself to something in writing unless she or he is fully
aware and cognizant of the effect it may have upon her on him.[102] In the same vein, we
have held that a person is presumed to have knowledge of the contents of a document he
has signed.[103] But as this Court is not a trier of facts, it cannot resolve the issue.
In sum, the issue of whether the petitioners have complied with the constitutional
requirement that the petition for initiative be signed by at least twelve per cent (12%) of
the total number of registered voters, of which every legislative district must be
represented by at least three per cent (3%) of the registered voters therein, involves
contentious facts. Its resolution will require presentation of evidence and their
calibration by the COMELEC according to its rules. During the oral argument on this
case, the COMELEC, through Director Alioden Dalaig of its Law Department, admitted
that it has not examined the documents submitted by the petitioners in support of the
petition for initiative, as well as the documents filed by the oppositors to buttress their
claim that the required number of signatures has not been met. The exchanges during the
oral argument likewise clearly show the need for further clarification and presentation of
evidence to prove certain material facts.[104]
The only basis used by the COMELEC to dismiss the petition for initiative was this
Court's ruling in Santiago v. COMELEC that R.A. 6735 was insufficient. It has yet to
rule on the sufficiency of the form and substance of the petition. I respectfully submit
that this issue should be properly litigated before the COMELEC where both parties
will be given full opportunity to prove their allegations.
For the same reasons, the sufficiency of the Petition for Initiative and its compliance
with the requirements of R.A. 6735 on initiative and its implementing rules is a question
that should be resolved by the COMELEC at the first instance, as it is the body that is
mandated by the Constitution to administer all laws and regulations relative to the conduct
of an election, plebiscite, initiative, referendum and recall.[105]
VII
COMELEC gravely abused its discretion when it denied due course to the
Lambino and Aumentado petition.
In denying due course to the Lambino and Aumentado petition, COMELEC relied on this
Court's ruling in Santiago permanently enjoining it from entertaining or taking cognizance
of any petition for initiative on amendments to the Constitution until a sufficient law shall
have been validly enacted to provide for the implementation of the system.
was not a sufficient law; five (5) justices[107] voted that said law was sufficient; and one
(1) justice[108] abstained from voting on the issue holding that unless and until a proper
initiatory pleading is filed, the said issue is not ripe for adjudication.[109]
Within the reglementary period, the respondents filed their motion for reconsideration. On
June 10, 1997, the Court denied the motion. Only thirteen (13) justices resolved the
motion for Justice Torres inhibited himself.[110] Of the original majority of eight (8)
justices, only six (6) reiterated their ruling that R.A. 6735 was an insufficient law.
Justice Hermosisima, originally part of the majority of eight (8) justices, changed his vote
and joined the minority of five (5) justices. He opined without any equivocation that R.A.
6735 was a sufficient law, thus:
It is one thing to utter a happy phrase from a protected cluster; another to think
under fire - to think for action upon which great interests depend." So said
Justice Oliver Wendell Holmes, and so I am guided as I reconsider my
concurrence to the holding of the majority that "R.A. No. 6735 is inadequate to
cover the system of initiative on amendments to the Constitution and to have
failed to provide sufficient standard for subordinate legislation" and now to
interpose my dissent thereto.
xxx
I vote, however, to declare R.A. No. 6735 as adequately providing the legal
basis for the exercise by the people of their right to amend the Constitution
through initiative proceedings and to uphold the validity of COMELEC
Resolution No. 2300 insofar as it does not sanction the filing of the initiatory
petition for initiative proceedings to amend the Constitution without the
required names and/or signatures of at least 12% of all the registered voters, of
which every legislative district must be represented by at least 3% of the
registered voters therein. (emphasis supplied)
Justice Vitug remained steadfast in refusing to rule on the sufficiency of R.A. 6735. In
fine, the final vote on whether R.A. 6735 is a sufficient law was 6-6 with one (1) justice
inhibiting himself and another justice refusing to rule on the ground that the issue was not
ripe for adjudication.
It ought to be beyond debate that the six (6) justices who voted that R.A. 6735 is an
insufficient law failed to establish a doctrine that could serve as a precedent. Under
any alchemy of law, a deadlocked vote of six (6) is not a majority and a non-majority
cannot write a rule with precedential value. The opinion of the late Justice Ricardo J.
Francisco is instructive, viz:
As it stands, of the thirteen justices who took part in the deliberations on the
issue of whether the motion for reconsideration of the March 19, 1997 decision
should be granted or not, only the following justices sided with Mr. Justice
Davide, namely: Chief Justice Narvasa, and Justices Regalado, Romero,
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The jurisprudence that an equally divided Court can never set a precedent is well-
settled. Thus, in the United States, an affirmance in the Federal Supreme Court upon
equal division of opinion is not an authority for the determination of other cases, either in
that Court or in the inferior federal courts. In Neil v. Biggers,[111] which was a habeas
corpus state proceeding by a state prisoner, the U.S. Supreme Court held that its equally
divided affirmance of petitioner's state court conviction was not an "actual adjudication"
barring subsequent consideration by the district court on habeas corpus. In discussing the
non-binding effect of an equal division ruling, the Court reviewed the history of cases
explicating the disposition "affirmed by an equally divided Court:"
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This doctrine established in Neil has not been overturned and has been cited with
approval in a number of subsequent cases,[112] and has been applied in various state
jurisdictions.
In the case of In the Matter of the Adoption of Erin G., a Minor Child,[113] wherein a
putative father sought to set aside a decree granting petition for adoption of an Indian child
on grounds of noncompliance with the requirements of Indian Child Welfare Act (ICWA),
the Supreme Court of Alaska held that its decision in In re Adoption of T.N.F. (T.N.F.),
[114] which lacked majority opinion supporting holding that an action such as the
putative father's would be governed by the state's one-year statute of limitations, was not
entitled to stare decisis effect. In T.N.F., a majority of the justices sitting did not agree
on a common rationale, as two of four participating justices agreed that the state's one-
year statute of limitations applied, one justice concurred in the result only, and one justice
dissented. There was no "narrower" reasoning agreed upon by all three affirming justices.
The concurring justice expressed no opinion on the statute of limitations issue, and in
agreeing with the result, he reasoned that ICWA did not give the plaintiff standing to sue.
[115] The two-justice plurality, though agreeing that the state's one-year statute of
limitations applied, specifically disagreed with the concurring justice on the standing
issue.[116] Because a majority of the participating justices in T.N.F. did not agree on any
one ground for affirmance, it was not accorded stare decisis effect by the state Supreme
Court.
The Supreme Court of Michigan likewise ruled that the doctrine of stare decisis does
not apply to plurality decisions in which no majority of the justices participating agree to
the reasoning and as such are not authoritative interpretations binding on the Supreme
Court.[117]
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In U.S. v. Pink,[120] the Court held that the affirmance by the U.S. Supreme Court by an
equally divided vote of a decision of the New York Court of Appeals that property of a
New York branch of a Russian insurance company was outside the scope of the Russian
Soviet government's decrees terminating existence of insurance companies in Russia and
seizing their assets, while conclusive and binding upon the parties as respects the
controversy in that action, did not constitute an authoritative "precedent."
In Berlin v. E.C. Publications, Inc.,[121] the U.S. Court of Appeals Second Circuit, in
holding that printed lyrics which had the same meter as plaintiffs' lyrics, but which were in
form a parody of the latter, did not constitute infringement of plaintiffs' copyrights, ruled
that the prior case of Benny v. Loew's, Inc.,[122] which was affirmed by an equally
divided court, was not binding upon it, viz:
Under the precedents of this court, and, as seems justified by reason as well as
by authority, an affirmance by an equally divided court is as between the
parties, a conclusive determination and adjudication of the matter adjudged;
but the principles of law involved not having been agreed upon by a majority
of the court sitting prevents the case from becoming an authority for the
determination of other cases, either in this or in inferior courts.[123]
The same rule is settled in the English Courts. Under English precedents,[126] an
affirmance by an equally divided Court is, as between the parties, a conclusive
determination and adjudication of the matter adjudged; but the principles of law involved
not having been agreed upon by a majority of the court sitting prevents the case from
becoming an authority for the determination of other cases, either in that or in inferior
courts.
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After a tour of these cases, we can safely conclude that the prevailing doctrine is that, the
affirmance by an equally divided court merely disposes of the present controversy as
between the parties and settles no issue of law; the affirmance leaves unsettled the
principle of law presented by the case and is not entitled to precedential weight or
value. In other words, the decision only has res judicata and not stare decisis effect. It is
not conclusive and binding upon other parties as respects the controversies in other
actions.
Let us now examine the patent differences between the petition at bar and the Delfin
Petition in the Santiago case which will prevent the Santiago ruling from binding the
present petitioners. To start with, the parties are different. More importantly, the Delfin
Petition did not contain the signatures of the required number of registered voters under
the Constitution: the requirement that twelve per cent (12%) of all the registered voters in
the country wherein each legislative district is represented by at least three per cent (3%)
of all the registered voters therein was not complied with. For this reason, we ruled
unanimously that it was not the initiatory petition which the COMELEC could properly
take cognizance of. In contrast, the present petition appears to be accompanied by the
signatures of the required number of registered voters. Thus, while the Delfin Petition
prayed that an Order be issued fixing the time and dates for signature gathering all over
the country, the Lambino and Aumentado petition, prayed for the calling of a plebiscite to
allow the Filipino people to express their sovereign will on the proposition. COMELEC
cannot close its eyes to these material differences.
The Court's dismissal of the PIRMA petition is of no moment. Suffice it to say that we
dismissed the PIRMA petition on the principle of res judicata. This was stressed by
former Chief Justice Hilario G. Davide Jr., viz:
First, it is barred by res judicata. No one aware of the pleadings filed here
and in Santiago v. COMELEC (G.R. No. 127325, 19 March 1997) may plead
ignorance of the fact that the former is substantially identical to the latter,
except for the reversal of the roles played by the principal parties and inclusion
of additional, yet not indispensable, parties in the present petition. But plainly,
the same issues and reliefs are raised and prayed for in both cases.
No amount of semantics may then shield herein petitioners PIRMA and the
PEDROSAS, as well as the others joining them, from the operation of the
principle of res judicata, which needs no further elaboration. (emphasis
supplied)
The essential requisites of res judicata are: (1) the former judgment must be
final; (2) it must have been rendered by a court having jurisdiction over the
subject matter and the parties; (3) it must be a judgment on the merits; and (4)
there must be between the first and second actions identity of parties, identity
of subject matter, and identity of causes of action.[127]
Applying these principles in the instant case, we hold that all the elements of
res judicata are present. For sure, our Decision in Santiago v. COMELEC,
which was promulgated on 19 March 1997, and the motions for
reconsideration thereof denied with finality on 10 June 1997, is undoubtedly
final. The said Decision was rendered by this Court which had jurisdiction over
the petition for prohibition under Rule 65. Our judgment therein was on the
merits, i.e., rendered only after considering the evidence presented by the
parties as well as their arguments in support of their respective claims and
defenses. And, as between Santiago v. COMELEC case and COMELEC
Special Matter No. 97-001 subject of the present petition, there is identity of
parties, subject matter and causes of action.
Petitioners contend that the parties in Santiago v. COMELEC are not identical
to the parties in the instant case as some of the petitioners in the latter case
were not parties to the former case. However, a perusal of the records reveals
that the parties in Santiago v. COMELEC included the COMELEC, Atty. Jesus
S. Delfin, spouses Alberto and Carmen Pedrosa, in their capacities as founding
members of PIRMA, as well as Atty. Pete Quirino-Quadra, another founding
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A party may not evade the application of the rule of res judicata by
simply including additional parties in the subsequent case or by not
including as parties in the later case persons who were parties in the
previous suit. The joining of new parties does not remove the case
from the operation of the rule on res judicata if the party against
whom the judgment is offered in evidence was a party in the first
action; otherwise, the parties might renew the litigation by simply
joining new parties.
The fact that some persons or entities joined as parties in the PIRMA petition
but were not parties in Santiago v. COMELEC does not affect the operation of
the prior judgment against those parties to the PIRMA Petition who were
likewise parties in Santiago v. COMELEC, as they are bound by such prior
judgment.
Needless to state, the dismissal of the PIRMA petition which was based on res judicata
binds only PIRMA but not the petitioners.
VIII
"It is a Constitution we are expounding" solemnly intoned the great Chief Justice John
Marshall of the United States in the 1819 case of M'cCulloch v. Maryland.[129] Our
Constitution is not a mere collection of slogans. Every syllable of our Constitution is
suffused with significance and requires our full fealty. Indeed, the rule of law will wither if
we allow the commands of our Constitution to underrule us.
The first principle enthroned by blood in our Constitution is the sovereignty of the
people. We ought to be concerned with this first principle, i.e., the inherent right of the
sovereign people to decide whether to amend the Constitution. Stripped of its abstractions,
democracy is all about who has the sovereign right to make decisions for the people and
our Constitution clearly and categorically says it is no other than the people themselves
from whom all government authority emanates. This right of the people to make
decisions is the essence of sovereignty, and it cannot receive any minimalist
interpretation from this Court. If there is any principle in the Constitution that cannot be
diluted and is non-negotiable, it is this sovereign right of the people to decide.
This Court should always be in lockstep with the people in the exercise of their
sovereignty. Let them who will diminish or destroy the sovereign right of the people to
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decide be warned. Let not their sovereignty be diminished by those who belittle their
brains to comprehend changes in the Constitution as if the people themselves are not the
source and author of our Constitution. Let not their sovereignty be destroyed by the
masters of manipulation who misrepresent themselves as the spokesmen of the people.
Be it remembered that a petition for people's initiative that complies with the requirement
that it "must be signed by at least 12% of the total number of registered voters of which
every legislative district is represented by at least 3% of the registered voters therein" is
but the first step in a long journey towards the amendment of the Constitution. Lest it be
missed, the case at bar involves but a proposal to amend the Constitution. The proposal
will still be debated by the people and at this time, there is yet no fail-safe method of
telling what will be the result of the debate. There will still be a last step to the process of
amendment which is the ratification of the proposal by a majority of the people in a
plebiscite called for the purpose. Only when the proposal is approved by a majority of
the people in the plebiscite will it become an amendment to the Constitution. All the
way, we cannot tie the tongues of the people. It is the people who decide for the
people are not an obscure footnote in our Constitution.
The people's voice is sovereign in a democracy. Let us hear them. Let us heed them.
Let us not only sing paens to the people's sovereignty. Yes, it is neither too soon nor
too late to let the people speak.
IN VIEW WHEREOF, I vote to REVERSE and SET ASIDE the resolution of the
Commission on Elections dated August 31, 2006, denying due course to the Petition for
Initiative filed by Raul L. Lambino and Erico B. Aumentado in their own behalf and
together with some 6.3 million registered voters who affixed their signatures thereon and
to REMAND the petition at bar to the Commission on Elections for further proceedings.
[6]Justice Teodoro R. Padilla did not take part in the deliberation as he was related to a co-
petitioner and co-counsel of petitioners.
[7]Justice Davide (ponente), Chief Justice Narvasa, and Justices Regalado, Romero,
Bellosillo, and Kapunan.
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[11] G.R. No. 127325, March 19, 1997, 270 SCRA 106.
[15]
Barnhart, Principled Pragmatic Stare Decisis in Constitutional Cases, 80 Notre Dame
Law Rev., 1911-1912, (May 2005).
[16] Ibid.
[18]Consovoy, The Rehnquist Court and the End of Constitutional Stare Decisis: Casey,
Dickerson and the Consequences of Pragmatic Adjudication, 53 Utah Law Rev. 53, 67
(2002).
[26] Burnet v. Coronado Oil & Gas Co., 285 U.S. 405-06 (1932) (Justice Brandeis,
dissenting).
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[27]Graves v. New York ex rel. O'Keefe, 306 U.S. 466, 491-492 (Justice Frankfurter,
concurring).
[28] Commissioner of Internal Revenue v. Fink, 483 U.S. 89 (1987) (Justice Stevens,
dissenting).
[31]Filippatos, The Doctrine of Stare Decisis and the Protection of Civil Rights and
Liberties in the Rehnquist Court, 11 Boston College Third World Law Journal, 335, 343
(Summer 1991).
[35] G.R. No. 139465, October 17, 2000, 343 SCRA 377.
[39] Ibid.
[52] Ibid.
[54] Ibid.
[63]
Civil Liberties Union v. Executive Secretary, G.R. No. 83896, February 22, 1991, 194
SCRA 317, 337 quoting Commonwealth v. Ralph, 111 Pa. 365, 3 Alt. 220 (1886).
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[67]Javellana v. Executive Secretary, supra note 64, citing Wheeler v. Board of Trustees,
37 S.E.2d 322, 327 (1946).
[71] Ibid.
[81] Frivaldo v. Commission on Elections, G.R. No. 120295, June 28, 1996, 257 SCRA
727.
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[84]State v. Moore, 103 Ark 48, 145 SW 199 (1912); Whittemore v. Seydel, 74 Cal App 2d
109 (1946).
[86]G.R. No. 125416, September 26, 1996, 262 SCRA 492, 516-517, citing 42 Am. Jur.
2d, p. 653.
[92] Certification dated April 21, 2006 issued by Reynne Joy B. Bullecer, Annex "B,"
Memorandum of Oppositor-Intervenor Pimentel, et al.; Certification dated April 20, 2006
issued by Atty. Marlon S. Casquejo, Annex "C," Memorandum of Oppositor-Intervenor
Pimentel, et al.; Certification dated April 26, 2006 issued by Atty. Marlon S. Cascuejo,
Annex "D," Memorandum of Oppositor-Intervenor Pimentel, et al.
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[103] BNO Leasing Corp. v. Hollins & Hollins, Inc., 448 So.2d 1329 (1984).
[104]
ATTY. LAMBINO:
We printed 100 thousand of this petition last February and we distributed to the different
organizations that were volunteering to support us.
ATTY. LAMBINO:
It could be more than that, Your Honor.
ATTY. LAMBINO:
Yes, Your Honor.
ATTY. LAMBINO:
I can no longer give a specific answer to that, Your Honor. I relied only to the assurances of the
people who are volunteering that they are going to reproduce the signature sheets as well as
the draft petition that we have given them, Your Honor.
ATTY. LAMBINO:
Your Honor, the amended petition reflects the copy of the original petition that we circulated,
because in the original petition that we filed before the COMELEC, we omitted a certain
paragraph that is, Section 4 paragraph 3 which were part of the original petition that we
circulated and so we have to correct that oversight because that is what we have circulated to
the people and we have to correct that...
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ATTY. LAMBINO:
In effect, yes, Your Honor.
ATTY. LAMBINO:
We have to amend it, because there was an oversight, Your Honor, that we have omitted one
very important paragraph in Section 4 of our proposition.
ATTY. LAMBINO:
Both the August 25 petition that included all the provisions, Your Honor, and as amended on
August 30. Because we have to include the one that we have inadvertently omitted in the
August 25 petition, Your Honor.
ATTY. LAMBINO:
That was the original printed matter that we have circulated by the month of February, Your
Honor, until some parts of March, Your Honor.
ATTY. LAMBINO:
That is all I can assure you, Your Honor, except that I have asked some friends, like for
example (like) Mr. Liberato Laos to help me print out some more of this petition... (TSN,
September 26, 2006, pp. 7-17)
[106]Chief Justice Andres R. Narvasa and Justices Hilario G. Davide, Jr., Florenz D.
Regalado, Flerida Ruth P. Romero, Josue N. Bellosillo, Santiago M. Kapunan, Regino C.
Hermosisima, Jr. and Justo P. Torres.
[107]Justices Jose A.R. Melo, Reynato S. Puno, Vicente V. Mendoza, Ricardo J. Francisco
and Artemio V. Panganiban.
[109] Only fourteen (14) justices participated in the deliberations as Justice Teodoro R.
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Padilla took no part on account of his relationship with the lawyer of one of the parties.
[112]Trans World Airlines, Inc. v. Hardison, 97 S. Ct. 2264 (1977); Arkansas Writers'
Project, Inc. v. Ragland, 107 S. Ct. 1722, 1730 n. 7, 95 L. Ed. 2d (1987); France v. Nelson,
292 Ark. 219, 729 S.W. 2d 161 (1987).
[119] Penned by Justice Whitfield, and concurred in by Chief Justice Davis and Justice
Terrell; Justices Ellis, Brown and Buford are of the opinion that chapter 15938, Acts of
1933, is a special or local law not duly advertised before its passage, as required by
sections 20 and 21 of article 3 of the state Constitution, and therefore invalid. This evenly
divided vote resulted in the affirmance of the validity of the statute but did not constitute a
binding precedent on the Court.
[123] Citing Hertz v. Woodman, 218 U.S. 205, 30 S. Ct. 621 (1910).
[126] Catherwood v. Caslon, 13 Mees. & W. 261; Beamish v. Beamish, 9 H. L. Cas. 274.
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[127]Maglalang v. Court of Appeals, G.R. No. 85692, July 31, 1989, 175 SCRA 808, 811,
812; Development Bank of the Philippines v. Pundogar, G.R. No. 96921, January 29, 1993,
218 SCRA 118.
[128]
No. L-35440, August 19, 1982, 115 SCRA 839, citing Anticamara v. Ong, No. L-
29689, April 14, 1978, 82 SCRA 337.
PANGANIBAN, CJ.:
Without the rule of law, there can be no lasting prosperity and certainly no liberty.
Beverley McLachlin [1]
Chief Justice of Canada
After a deep reflection on the issues raised and a careful evaluation of the parties'
respective arguments -- both oral and written -- as well as the enlightened and enlightening
Opinions submitted by my esteemed colleagues, I am fully convinced that the present
Petition must be dismissed.
Six months after, in my Separate Opinion in People's Initiative for Reform, Modernization
and Action (PIRMA) v. Comelec,[3] I joined the rest of the members of the Court in ruling
"by a unanimous vote, that no grave abuse of discretion could be attributed to the Comelec
in dismissing the petition filed by PIRMA therein," since the Commission had "only
complied" with the Santiago Decision.
I added "that my position upholding the adequacy of RA 6735 and the validity of Comelec
Resolution 2300 will not ipso facto validate the PIRMA petition and automatically lead to
a plebiscite to amend the Constitution. Far from it." I stressed that PIRMA must show the
following, among others:
(1) The proposed change -- the lifting of term limits of elective officials -- "constitute[s] a
mere amendment and not a revision of the Constitution."
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(2) The "six million signatures are genuine and verifiable"; and they "really belong to
qualified warm bodies comprising at least 12% of the registered voters nationwide, of
which every legislative district is represented by at least 3% of the registered voters
therein."
In both Opinions, I concluded that we must implement "the right thing [initiative] in the
right way at the right time and for the right reason."
In the present case, I steadfastly stand by my foregoing Opinions in Santiago and PIRMA.
Tested against them, the present Petition of Raul Lambino and Erico Aumentado must be
DISMISSED. Unfortunately, the right thing is being rushed in the wrong way and for
the wrong reasons. Let me explain.
No Grave Abuse
of Discretion by Comelec
Indeed, the Comelec did not violate the Constitution, the laws or any jurisprudence.
[4] Neither can whim, caprice, arbitrariness or personal bias be attributed to the
The present Lambino Petition is in exactly the same situation as that of PIRMA in 1997.
The differences pointed out by Justice Reynato S. Puno are, with due respect, superficial.
It is argued that, unlike the present Lambino Petition, PIRMA did not contain verified
signatures. These are distinctions that do not make a difference. Precisely, Justice Puno is
urging a remand, because the verification issue is "contentious" and remains unproven by
petitioners. Clearly, both the PIRMA and the Lambino Petitions contain unverified
signatures. Therefore, they both deserve the same treatment: DISMISSAL.
Besides, the only reason given in the unanimous Resolution on PIRMA v. Comelec was
that the Commission had "only complied" with this Court's Decision in Santiago, the same
reason given by Comelec in this case. The Separate Opinions in PIRMA gave no other
reason. No one argued, even remotely, that the PIRMA Petition should have been
dismissed because the signatures were unverified.
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petition."
So, until and unless Santiago is revisited and changed by this Court or the legal moorings
of the exercise of the right are substantially changed, the Comelec cannot be faulted for
acting in accord with this Court's pronouncements. Respondent Commission has no
discretion, under any guise, to refuse enforcement of any final decision of this Court.
[8] The refusal of the poll body to act on the Lambino Petition was its only recourse. Any
other mode of action would appear not only presumptuous, but also contemptuous. It
would have constituted defiance of the Court and would have surely been struck down as
grave abuse of discretion and contumacious disregard of the supremacy of this Court as
the final arbiter of justiciable controversies.
Even assuming further that this Court rules, as I believe it should (for the reasons given in
my Opinions in Santiago and PIRMA), that Republic Act 6735 is indeed sufficient to
implement an initiative to amend the Constitution, still, no grave abuse of discretion can
be attributed to the Comelec for merely following prevailing jurisprudence extant at the
time it rendered its ruling in question.
Only Amendments,
Not Revisions
I reiterate that only amendments, not revisions, may be the proper subject of an
initiative to change the Constitution. This principle is crystal clear from even a layperson's
reading of the basic law.[9]
I submit that changing the system of government from presidential to parliamentary and
the form of the legislature from bicameral to unicameral contemplates an overhaul of the
structure of government. The ponencia has amply demonstrated that the merger of the
legislative and the executive branches under a unicameral-parliamentary system, "[b]y any
legal test and under any jurisdiction," will "radically alter the framework of government as
set forth in the Constitution." Indeed, the proposed changes have an overall implication on
the entire Constitution; they effectively rewrite its most important and basic provisions.
The prolixity and complexity of the changes cannot be categorized, even by semantic
generosity, as "amendments."
In addition, may I say that of the three modes of changing the Constitution, revisions (or
amendments) may be proposed only through the first two: by Congress or by a
constitutional convention. Under the third mode -- people's initiative -- only amendments
are allowed. Many of the justices' Opinions have cited the historical, philosophical and
jurisprudential bases of their respective positions. I will not add to the woes of the reader
by reiterating them here.
Suffice it to say that, to me, the practical test to differentiate an amendment from a
revision is found in the Constitution itself: a revision may be done only when the
proposed change can be drafted, defined, articulated, discussed and agreed upon
after a mature and democratic debate in a deliberative body like Congress or a
Convention. The changes proposed must necessarily be scrutinized, as their adoption or
non-adoption must result from an informed judgment.
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Indeed, the constitutional bodies that drafted the 1935, the 1972 and the 1987
Constitutions had to spend many months of purposeful discussions, democratic debates
and rounds of voting before they could agree on the wordings covering the philosophy, the
underlying principles, and the structure of government of our Republic.
Verily, even bills creating or changing the administrative structure of local governments
take several weeks or even months of drafting, reading, and debating before Congress can
approve them. How much more when it comes to constitutional changes?
The litmus test of a people's petition for initiative is its ability to muster the constitutional
requirement that it be supported by at least 12 percent of the registered voters nationwide,
of which at least 3 percent of the registered voters in every legislative district must be
represented. As pointed out by Intervenors One Voice, Inc., et al., however, records show
that there was a failure to meet the minimum percentages required.[12]
Even Justice Puno concedes that the 12 percent and 3 percent constitutional requirements
involve "contentious facts," which have not been proven by the Lambino Petition. Thus,
he is urging a remand to the Comelec.
But a remand is both imprudent and futile. It is imprudent because the Constitution itself
mandates the said requisites of an initiative petition. In other words, a petition that does
not show the required percentages is fatally defective and must be dismissed, as the
Delfin Petition was, in Santiago.
Furthermore, as the ponencia had discussed extensively, the present Petition is void and
unconstitutional. It points out that the Petition dismally fails to comply with the
constitutional requirement that an initiative must be directly proposed by the people.
Specifically, the ponencia has amply established that petitioners were unable to show that
the Lambino Petition contained, or incorporated by attachment, the full text of the
proposed changes.
So, too, a remand is futile. Even if the required percentages are proven before the
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Commission, the Petition must still be dismissed for proposing a revision, not an
amendment, in gross violation of the Constitution. At the very least, it proposes more
than one subject, in violation of Republic Act 6735.
Summation
Petitioners plead with this Court to hear the voice of the people because, in the words of
Justice Puno who supports them, the "people's voice is sovereign in a democracy."
I, too, believe in heeding the people's voice. I reiterate my Separate Opinion in PIRMA
that "initiative is a democratic method of enabling our people to express their will and
chart their history. x x x. I believe that Filipinos have the ability and the capacity to rise
above themselves, to use this right of initiative wisely and maturely, and to choose what is
best for themselves and their posterity."
This belief will not, however, automatically and blindly result in an initiative to change the
Constitution, because the present Petition violates the following:
The Constitution (specifically Article XVII, which allows only amendments, not
revisions, and requires definite percentages of verified signatures)
The law (specifically, Republic Act 6735, which prohibits petitions containing more
than one subject)
I submit further that a remand of the Lambino Petition is both imprudent and futile. More
tellingly, it is a cop-out, a hand-washing already discredited 2000 years ago. Instead of
finger-pointing, I believe we must confront the issues head on, because the people expect
no less from this august and venerable institution of supreme justice.
Epilogue
At bottom, the issue in this case is simply the Rule of Law.[13] Initiative, like
referendum and recall, is a treasured feature of the Filipino constitutional system. It was
born out of our world-admired and often-imitated People Power, but its misuse and abuse
must be resolutely rejected. Democracy must be cherished, but mob rule vanquished.
The Constitution is a sacred social compact, forged between the government and the
people, between each individual and the rest of the citizenry. Through it, the people have
solemnly expressed their will that all of them shall be governed by laws, and their rights
limited by agreed-upon covenants to promote the common good. If we are to uphold the
Rule of Law and reject the rule of the mob, we must faithfully abide by the processes
the Constitution has ordained in order to bring about a peaceful, just and humane
society. Assuming arguendo that six million people allegedly gave their assent to the
proposed changes in the Constitution, they are nevertheless still bound by the social
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covenant -- the present Constitution -- which was ratified by a far greater majority almost
twenty years ago.[14] I do not denigrate the majesty of the sovereign will; rather, I elevate
our society to the loftiest perch, because our government must remain as one of laws
and not of men.
Upon assuming office, each of the justices of the Supreme Court took a solemn oath to
uphold the Constitution. Being the protectors of the fundamental law as the highest
expression of the sovereign will, they must subject to the strictest scrutiny any attempt to
change it, lest it be trivialized and degraded by the assaults of the mob and of ill-
conceived designs. The Court must single-mindedly defend the Constitution from
bogus efforts falsely attributed to the sovereign people.
The judiciary may be the weakest branch of government. Nonetheless, when ranged
against incessant voices from the more powerful branches of government, it should never
cower in submission. On the other hand, I daresay that the same weakness of the Court
becomes its strength when it speaks independently through decisions that rightfully uphold
the supremacy of the Constitution and the Rule of Law. The strength of the judiciary
lies not in its lack of brute power, but in its moral courage to perform its constitutional
duty at all times against all odds. Its might is in its being right.[15]
During the past weeks, media outfits have been ablaze with reports and innuendoes about
alleged carrots offered and sticks drawn by those interested in the outcome of this case.[16]
There being no judicial proof of these allegations, I shall not comment on them for the
nonce, except to quote the Good Book, which says, "There is nothing hidden that will not
be revealed, and nothing secret that will not be known and come to light."[17]
Verily, the Supreme Court is now on the crossroads of history. By its decision, the Court
and each of its members shall be judged by posterity. Ten years, fifty years, a hundred
years -- or even a thousand years -- from now, what the Court did here, and how each
justice opined and voted, will still be talked about, either in shame or in pride. Indeed, the
hand-washing of Pontius Pilate, the abomination of Dred Scott,and the loathing of
Javellana still linger and haunt to this day.
Let not this case fall into the same damnation. Rather, let this Court be known throughout
the nation and the world for its independence, integrity, industry and intelligence.
[1] Chief Justice McLachlin spoke on "Liberty, Prosperity and the Rule of Law" in her
speech before the Global Forum on Liberty and Prosperity held on October 18-20, 2006 in
Manila. She further stated: "Without the rule of law, government officials are not bound by
standards of conduct. Without the rule of law, the dignity and equality of all people is not
affirmed and their ability to seek redress for grievances and societal commitments is
limited. Without the rule of law, we have no means of ensuring meaningful participation
by people in formulating and enacting the norms and standards which organize the kinds
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[2]
GR No. 127325, March 19, 1997, 336 Phil. 848. For ease of reference, my Separate
Opinion is reproduced in full:
"Our distinguished colleague, Mr. Justice Hilario G. Davide Jr., writing for the
majority, holds that:
"I concur with the first item above. Until and unless an initiatory petition can
show the required number of signatures -- in this case, 12% of all the registered
voters in the Philippines with at least 3% in every legislative district -- no
public funds may be spent and no government resources may be used in an
initiative to amend the Constitution. Verily, the Comelec cannot even entertain
any petition absent such signatures. However, I dissent most respectfully from
the majority's two other rulings. Let me explain.
"Under the above restrictive holdings espoused by the Court's majority, the
Constitution cannot be amended at all through a people's initiative. Not by
Delfin, not by PIRMA, not by anyone, not even by all the voters of the country
acting together. This decision will effectively but unnecessarily curtail, nullify,
abrogate and render inutile the people's right to change the basic law. At the
very least, the majority holds the right hostage to congressional discretion on
whether to pass a new law to implement it, when there is already one existing
at present. This right to amend through initiative, it bears stressing, is
guaranteed by Section 2, Article XVII of the Constitution, as follows:
"With all due respect, I find the majority's position all too sweeping and all too
extremist. It is equivalent to burning the whole house to exterminate the rats,
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and to killing the patient to relieve him of pain. What Citizen Delfin wants the
Comelec to do we should reject. But we should not thereby preempt any future
effort to exercise the right of initiative correctly and judiciously. The fact that
the Delfin Petition proposes a misuse of initiative does not justify a ban against
its proper use. Indeed, there is a right way to do the right thing at the right time
and for the right reason.
"While R.A. 6735 may not be a perfect law, it was -- as the majority openly
concedes -- intended by the legislature to cover and, I respectfully submit, it
contains enough provisions to effectuate an initiative on the Constitution. I
completely agree with the inspired and inspiring opinions of Mr. Justice
Reynato S. Puno and Mr. Justice Ricardo J. Francisco that RA 6735, the Roco
law on initiative, sufficiently implements the right of the people to initiate
amendments to the Constitution. Such views, which I shall no longer repeat nor
elaborate on, are thoroughly consistent with this Court's unanimous en banc
rulings in Subic Bay Metropolitan Authority vs. Commission on Elections, that
"provisions for initiative . . . are (to be) liberally construed to effectuate their
purposes, to facilitate and not hamper the exercise by the voters of the rights
granted thereby"; and in Garcia vs. Comelec, that any "effort to trivialize the
effectiveness of people's initiatives ought to be rejected."
"No law can completely and absolutely cover all administrative details. In
recognition of this, R.A. 6735 wisely empowered the Commission on Election
"to promulgate such rules and regulations as may be necessary to carry out the
purposes of this Act." And pursuant thereto, the Comelec issued its Resolution
2300 on 16 January 1991. Such Resolution, by its very words, was
promulgated "to govern the conduct of initiative on the Constitution and
initiative and referendum on national and local laws," not by the incumbent
Commission on Elections but by one then composed of Acting Chairperson
Haydee B. Yorac, Comms. Alfredo E. Abueg, Jr., Leopoldo L. Africa, Andres
R. Flores, Dario C. Rama and Magdara B. Dimaampao. All of these
Commissioners who signed Resolution 2300 have retired from the
Commission, and thus we cannot ascribe any vile motive unto them, other than
an honest, sincere and exemplary effort to give life to a cherished right of our
people.
"The majority argues that while Resolution 2300 is valid in regard to national
laws and local legislations, it is void in reference to constitutional amendments.
There is no basis for such differentiation. The source of and authority for the
Resolution is the same law, R.A. 6735.
"I respectfully submit that taken together and interpreted properly and liberally,
the Constitution (particularly Art. XVII, Sec. 2), R.A. 6735 and Comelec
Resolution 2300 provide more than sufficient authority to implement,
effectuate and realize our people's power to amend the Constitution.
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"I am glad the majority decided to heed our plea to lift the temporary
restraining order issued by this Court on 18 December 1996 insofar as it
prohibited Petitioner Delfin and the Spouses Pedrosa from exercising their
right of initiative. In fact, I believe that such restraining order as against private
respondents should not have been issued, in the first place. While I agree that
the Comelec should be stopped from using public funds and government
resources to help them gather signatures, I firmly believe that this Court has no
power to restrain them from exercising their right of initiative. The right to
propose amendments to the Constitution is really a species of the right of free
speech and free assembly. And certainly, it would be tyrannical and despotic to
stop anyone from speaking freely and persuading others to conform to his/her
beliefs. As the eminent Voltaire once said, `I may disagree with what you say,
but I will defend to the death your right to say it.' After all, freedom is not
really for the thought we agree with, but as Justice Holmes wrote, `freedom for
the thought that we hate.'
Epilogue
"By way of epilogue, let me stress the guiding tenet of my Separate Opinion.
Initiative, like referendum and recall, is a new and treasured feature of the
Filipino constitutional system. All three are institutionalized legacies of the
world-admired EDSA people power. Like elections and plebiscites, they are
hallowed expressions of popular sovereignty. They are sacred democratic rights
of our people to be used as their final weapons against political excesses,
opportunism, inaction, oppression and misgovernance; as well as their reserved
instruments to exact transparency, accountability and faithfulness from their
chosen leaders. While on the one hand, their misuse and abuse must be
resolutely struck down, on the other, their legitimate exercise should be
carefully nurtured and zealously protected.
[3]GR No. 129754, September 23, 1997 (still unpublished in the Philippine Reports or in
the Supreme Court Reports Annotated). Again, for ease of reference, I reproduce my
Separate Opinion in full:
voters of the country with at least 3% in each legislative district. The petition
now before us presents two grounds:
"1. In refusing to act on the PIRMA petition, the Comelec allegedly acted with
grave abuse of discretion amounting to lack or excess of jurisdiction; and
First Issue:
No Grave Abuse of Discretion
in Comelec's Refusal to Act
Second Issue:
Sufficiency of RA 6735
power to "enforce and administer all laws and regulations relative to the
conduct of an election, plebiscite, initiative, referendum and recall." The
Omnibus Election Code likewise empowers the electoral body to "promulgate
rules and regulations implementing the provisions of this Code or other laws
which the Commission is required to enforce and administer x x x." Finally and
most relevantly, Section 20 of Ra 6735 specifically authorizes Comelec "to
promulgate rules and regulations as may be necessary to carry out the purposes
of this Act."
"In my dissent in Santiago, I wrote that "there is a right way to do the right
thing at the right time and for the right reason." Let me explain further.
"A people's initiative is direct democracy in action. It is the right thing that
citizens may avail themselves of to articulate their will. It is a new and
treasured feature of the Filipino constitutional system. Even the majority
implicitly conceded its value and worth in our legal firmament when it
implored Congress "not to tarry any longer in complying with the
constitutional mandate to provide for implementation of the right (of initiative)
of the people x x x." Hence, in the en banc case of Subic Bay Metropolitan
Authority vs. Comelec, [G.R. No. 125416, September 26, 1996], this Court
unanimously held that "(l)ike elections, initiative and referendum are powerful
and valuable modes of expressing popular sovereignty. And this Court as a
matter of policy and doctrine will exert every effort to nurture, protect and
promote their legitimate exercise."
"From the outset, I have already maintained the view that "taken together and
interpreted properly and liberally, the Constitution (particularly Art. XVII, Sec.
2), RA 6735 and Comelec Resolution 2300 provide more than sufficient
authority to implement, effectuate and realize our people's power to amend the
Constitution." Let me now demonstrate the adequacy of RA 6735 by outlining,
in concrete terms, the steps to be taken - the right way - to amend the
Constitution through a people's initiative.
"Pursuant to Section 3(f) of the law, the Comelec shall prescribe the form of
the petition which shall contain the proposition and the required number of
signatories. Under Sec. 5(c) thereof, the petition shall state the following:
c.6 an abstract or summary proposition in not more than one hundred (100)
words which shall be legibly written or printed at the top of every page of the
petition.'
"Where the initiators have substantially complied with the above requirements,
they may thence file the petition with the Comelec which is tasked to
determine the sufficiency thereof and to verify the signatures on the basis of
the registry list of voters, voters' affidavits and voters' identification cards. In
deciding whether the petition is sufficient, the Comelec shall also determine if
the proposition is proper for an initiative, i.e., if it consists of an amendment,
not a revision, of the Constitution. Any decision of the electoral body may be
appealed to the Supreme Court within thirty (30) days from notice.
"Within thirty (30) days from receipt of the petition, and after the
determination of its sufficiency, the Comelec shall publish the same in Filipino
and English at least twice in newspapers of general and local circulation, and
set the date of the plebiscite. The conduct of the plebiscite should not be earlier
than sixty (60) days, but not later than ninety (90) days after certification by the
Comelec of the sufficiency of the petition. The proposition, if approved by a
majority of the votes cast in the plebiscite, becomes effective as of the day of
the plebiscite.
"I shall expound on the third question in the next section, The Right Reason.
Question Nos. 1 and 2 above, while important, are basically legal in character
and can be determined by argumentation and memoranda. However, Question
No. 4 involves not only legal issues but gargantuan hurdles of factual
determination. This to my mind is the crucible, the litmus test, of a people's
petition for initiative. If herein petitioners, led by PIRMA, succeed in proving -
- not just alleging -- that six million voters of this country indeed want to
amend the Constitution, what power on earth can stop them? Not this Court,
not the Comelec, not even the President or Congress.
"It took only one million people to stage a peaceful revolution at EDSA, and
the very rafters and foundations of the martial law society trembled, quaked
and crumbled. On the other hand, PIRMA and its co-petitioners are claiming
that they have gathered six million signatures. If, as claimed by many, these six
million signatures are fraudulent, then let them be exposed and damned for all
history in a signature-verification process conducted under our open system of
legal advocacy.
"More than anything else, it is the truth that I, as a member of this Court and as
a citizen of this country, would like to seek: Are these six million signatures
real? By insisting on an entirely new doctrine of statutory inadequacy, the
majority effectively suppressed the quest for that truth.
"As mentioned, the third question that must be answered, even if the adequacy
of RA 6735 and the validity of Comelec Resolution 2300 were upheld by the
majority is: Does the clamor for the proposed change to the Constitution really
emanate from the people who signed the petition for initiative? Or is it the
beneficiaries of term extension who are in fact orchestrating such move to
advance their own political self-interests? In other words, is PIRMA's exercise
of the right to initiative being done in accordance with our Constitution and our
laws? Is such attempted exercise legitimate?
"[Initiative is] a reserve power of the sovereign people, when they are
dissatisfied with the National Assembly x x x [and] precisely a fallback
position of the people in the event that they are dissatisfied." -- Commissioner
Ople
"[Initiative is] a check on a legislative that is not responsive [and resorted to]
only if the legislature is not as responsive to the vital and urgent needs of
people." -- Commissioner Gascon
"[Initiative is an] extraordinary power given to the people [and] reserved for
the people [which] should not be frivolously resorted to." -- Commissioner
Romulo
"In the present case, are PIRMA and its co-petitioners legitimate people's
organizations or are they merely fronts for incumbents who want to extend
their terms? This is a factual question which, unfortunately, cannot be
judicially answered anymore, because the Supreme Court majority ruled that
the law that implements it, RA 6735, is inadequate or insufficient insofar as
initiatives to the Constitutions are concerned. With such ruling, the majority
effectively abrogated a constitutional right of our people. That is why in my
Separate Opinion in Santiago, I exclaimed that such precipitate action "is
equivalent to burning the whole house to exterminate the rats, and to killing the
patient to relieve him of pain." I firmly maintain that to defeat PIRMA's effort,
there is no need to "burn" the constitutional right to initiative. If PIRMA's
exercise is not "legitimate," it can be exposed as such in the ways I have
discussed - short of abrogating the right itself. On the other hand, if PIRMA's
position is proven to be legitimate - if it hurdles the four issues I outlined
earlier - by all means, we should allow and encourage it. But the majority's
theory of statutory inadequacy has pre-empted - unnecessarily and invalidly, in
my view - any judicial determination of such legitimacy or illegitimacy. It has
silenced the quest for truth into the interstices of the PIRMA petition.
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"The Constitution itself sets a time limitation on when changes thereto may be
proposed. Section 2 of Article XVII precludes amendments "within five years
following [its] ratification x x x nor oftener than once every five years
thereafter." Since its ratification, the 1987 Constitution has never been
amended. Hence, the five-year prohibition is now inoperative and amendments
may theoretically be proposed at any time.
"Be that as it may, I believe - given the present circumstances - that there is no
more time to lift term limits to enable incumbents to seek reelection in the May
11, 1998 polls. Between today and the next national elections, less than eight
(8) months remain. Santiago, where the single issue of the sufficiency of RA
6735 was resolved, took this Court three (3) months, and another two (2)
months to decide the motion for reconsideration. The instant case, where the
same issue is also raised by the petitioners, took two months, not counting a
possible motion for reconsideration. These time spans could not be abbreviated
any further, because due process requires that all parties be given sufficient
time to file their pleadings.
"Thus, even if the Court were to rule now in favor of the adequacy of RA 6735
- as I believe it should - and allow the Comelec to act on the PIRMA petition,
such eight-month period will not be enough to tackle the four weighty issues I
mentioned earlier, considering that two of them involve tedious factual
questions. The Comelec's decision on any of these issues can still be elevated
to this Court for review, and reconsiderations on our decisions on each of those
issues may again be sought.
"Comelec's herculean task alone of verifying each of the six million signatures
is enormously time-consuming, considering that any person may question the
authenticity of each and every signature, initially before the election registrar,
then before the Comelec on appeal and finally, before this Court in a separate
proceeding. Moreover, the plebiscite itself - assuming such stage can be
reached - may be scheduled only after sixty (60) but not more than ninety (90)
days, from the time the Comelec and this Court, on appeal, finally declare the
petition to be sufficient.
"That term limits may no longer be lifted prior to the 1998 elections via a
people's initiative does not detract one whit from (1) my firm conviction that
RA 6735 is sufficient and adequate to implement this constitutional right and,
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more important, (2) my faith in the power of the people to initiate changes in
local and national laws and the Constitution. In fact, I think the Court can
deliberate on these two items even more serenely and wisely now that the
debates will be free from the din and distraction of the 1998 elections. After all,
jurisprudence is not merely for the here and now but, more so, for the hereafter
and the morrow. Let me therefore stress, by way of epilogue, my unbending
credo in favor of our people's right to initiative.
Epilogue
"I believe in democracy - in our people's natural right to determine our own
destiny.
"There were, by the most generous estimate, only a million people who
gathered at EDSA in 1986, and yet they changed the history of our country.
PIRMA claims six times that number, not just from the National Capital
Region but from all over the country. Is this claim through the invention of its
novel theory of statutory insufficiency, the Court's majority has stifled the only
legal method of determining whether PIRMA is real or not, whether there is
indeed a popular clamor to lift term limits of elected officials, and whether six
million voters want to initiate amendments to their most basic law. In
suppressing a judicial answer to such questions, the Court may have
unwittingly yielded to PIRMA the benefit of the legal presumption of legality
and regularity. In its misplaced zeal to exterminate the rats, it burned down the
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"In the ultimate, the mission of the judiciary is to discover truth and to make it
prevail. This mission is undertaken not only to resolve the vagaries of present
events but also to build the pathways of tomorrow. The sum total of the entire
process of adversarial litigation is the verity of facts and the application of law
thereto. By the majority cop-out in this mission of discovery, our country and
our people have been deprived not only of a basic constitutional right, as
earlier noted, but also of the judicial opportunity to verify the truth."
[6]In PIRMA, I submitted as follows: "I believed, and still do, that the majority gravely
erred in rendering such a sweeping injunction [that covered ANY petition, not just the
Delfin petition], but I cannot fault the Comelec for complying with the ruling even if it,
too, disagreed with said decision's ratio decidendi. Respondent Comelec was directly
enjoined by the highest Court of the land. It had no choice but to obey. Its obedience
cannot constitute grave abuse of discretion. Regusal to act on the PIRMA petition was the
only recourse open to the Comelec. Any other mode of action would have constituted
defiance of the Court and would have been struck down as grave abuse of discretion and
contumacious disregard of this Court's supremacy as the final arbiter of justiciable
controversies."
[7]42 Am. Jr. 2d, §26, citing Birmingham Gas Co. v. Bessemer; 250 Ala 137, 33 So 2d
475, 250 Ala 137; Tacker v. Board of Comrs., 127 Fla 248, 170 So 458; Hoxie V. Scott, 45
Neb 199, 63 NW 387; Gill v. Board of Comrs., 160 NC 176, 76, SE 204.
"SEC. 1. Any amendment to, or revision of, this Constitution may be proposed
by:
(1) The Congress, upon the vote of three-fourths of all its Members; or
(2) A constitutional convention.
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amendment under this section shall be authorized within five years following
the ratification of this Constitution nor oftener than once every five years
thereafter.
"SEC. 3. The Congress may, by a vote of two-thirds of all its Members, call a
constitutional convention, or by a majority vote of all its Members, submit to
the electorate the question of calling such a convention.
"SEC. 4. Any amendment to, or revision of, this Constitution under Section 1
hereof shall be valid when ratified by a majority of the votes cast in a plebiscite
which shall be held not earlier than sixty days nor later than ninety days after
the approval of such amendment or revision.
(a) No petition embracing more than one subject shall be submitted to the
electorate; and
With respect to the transformation from a bicameral to a unicameral legislature, the change
involves the form of representation and the lawmaking process.
[13] In People v. Veneracion, the Court held: "Obedience to the rule of law forms the
bedrock of our system of justice. If judges, under the guide of religious or political beliefs
were allowed to roam unrestricted beyond boundaries within which they are required by
law to exercise the duties of their office, then law becomes meaningless. A government of
laws, not of men, excludes the exercise of broad discretionary powers by those acting
under its authority. Under this system, judges are guided by the Rule of Law, and ought `to
protect and enforce it without fear or favor,' resist encroachments by governments,
political parties, or even the interference of their own personal beliefs." (249 SCRA 244,
October 13, 1995, per Kapunan, J.)
[14] An American professor on legal philosophy, A. Altman, puts it thus: "By ratifying the
constitution that included an explicit amendment process, the sovereign people committed
themselves to following the rule of law, even when they wished to make changes in the
basic system of government." A. ALTMAN, ARGUING ABOUT LAW 94 (2001).
[15]
See my Separate Opinion in Francisco Jr. v. House of Representatives, 415 SCRA 45,
November 10, 2003.
[16]See, for instance, the front page Malaya report entitled "Lobbyists soil dignity of
Supreme Court" (October 23, 2006).
[17] Lk 8:17.
SEPARATE OPINION
QUISUMBING, J.:
1. With due respect to the main opinion written by J. Antonio T. Carpio, and the dissent
of J. Reynato S. Puno, I view the matter before us in this petition as one mainly
involving a complex political question.[1] While admittedly the present Constitution
lays down certain numerical requirements for the conduct of a People's Initiative,
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such as the percentages of signatures - being 12% of the total number of registered
voters, provided each legislative district is represented by at least 3% - they are not
the main points of controversy. Stated in simple terms, what this Court must decide
is whether the Commission on Elections gravely abused its discretion when it denied
the petition to submit the proposed changes to the Constitution directly to the vote of
the sovereign people in a plebiscite. Technical questions, e.g. whether petitioners
should have filed a Motion for Reconsideration before coming to us, are of no
moment in the face of the transcendental issue at hand. What deserve our full
attention are the issues concerning the applicable rules as well as statutory and
constitutional limitations on the conduct of the People's Initiative.
2. It must be stressed that no less than the present Constitution itself empowers the
people to "directly" propose amendments through their own "initiative." The subject
of the instant petition is by way of exercising that initiative in order to change our
form of government from presidential to parliamentary. Much has been written about
the fulsome powers of the people in a democracy. But the most basic concerns the
idea that sovereignty resides in the people and that all government authority
emanates from them. Clearly, by the power of popular initiative, the people have the
sovereign right to change the present Constitution. Whether the initial moves are
done by a Constitutional Convention, a Constitutional Assembly, or a People's
Initiative, in the end every amendment -- however insubstantial or radical -- must be
submitted to a plebiscite. Thus, it is the ultimate will of the people expressed in the
ballot, that matters.[2]
3. I cannot fault the COMELEC, frankly, for turning down the petition of Messrs.
Lambino, et al. For the COMELEC was just relying on precedents, with the common
understanding that, pursuant to the cases of Santiago v. COMELEC[3] and PIRMA v.
COMELEC,[4] the COMELEC had been permanently enjoined from entertaining any
petition for a people's initiative to amend the Constitution by no less than this Court.
In denying due course below to Messrs. Lambino and Aumentado's petition, I could
not hold the COMELEC liable for grave abuse of discretion when they merely relied
on this Court's unequivocal rulings. Of course, the Santiago and the PIRMA
decisions could be reviewed and reversed by this Court, as J. Reynato S. Puno
submits now. But until the Court does so, the COMELEC was duty bound to respect
and obey this Court's mandate, for the rule of law to prevail.
4. Lastly, I see no objection to the remand to the COMELEC of the petition of Messrs.
Lambino and Aumentado and 6.327 million voters, for further examination of the
factual requisites before a plebiscite is conducted. On page 4 of the assailed
Resolution of the respondent dated August 31, 2006, the COMELEC tentatively
expressed its view that "even if the signatures in the instant Petition appear to meet
the required minimum per centum of the total number of registered voters", the
COMELEC could not give the Petition due course because of our view that R.A. No.
6735 was inadequate. That, however, is now refuted by Mr. Justice Puno's scholarly
ponencia. Now that we have revisited the Santiago v. COMELEC decision, there is
only one clear task for COMELEC. In my view, the only doable option left for the
COMELEC, once factual issues are heard and resolved, is to give due course to the
petition for the initiative to amend our Constitution so that the sovereign people can
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5. I am therefore in favor of letting the sovereign people speak on their choice of the
form of government as a political question soonest. (This I say without fear of media
opinion that our judicial independence has been tainted or imperiled, for it is not.)
Thus I vote for the remand of the petition. Thereafter, as prayed for, COMELEC
should forthwith certify the Petition as sufficient in form and substance and call for
the holding of a plebiscite within the period mandated by the basic law, not earlier
than sixty nor later than ninety days from said certification. Only a credible
plebiscite itself, conducted peacefully and honestly, can bring closure to the instant
political controversy.
[1]Political questions have been defined as "Questions of which the courts of justice will
refuse to take cognizance, or to decide, on account of their purely political character, or
because their determination would involve an encroachment upon the executive or
legislative powers; e.g., what sort of government exists in a state...." Black's Law
Dictionary, p. 1319 citing Kenneth v. Chambers, 14 How. 38, 14 L.Ed. 316.
[3] G.R. No. 127325, March 19, 1997, 270 SCRA 106.
SEPARATE OPINION
YNARES-SANTIAGO, J.:
I agree with the ponencia of our esteemed colleague, Justice Reynato Puno, that the
Court's ruling in Santiago v. COMELEC[1] is not a binding precedent. However, it is my
position that even if Santiago were reversed and Republic Act No. 6735 (R.A. 6735) be
held as sufficient law for the purpose of people's initiative to amend the Constitution, the
petition for initiative in this case must nonetheless be dismissed.
There is absolutely no showing here that petitioners complied with R.A. 6735, even as
they blindly invoke the said law to justify their alleged people's initiative. Section 5(b) of
R.A. 6735 requires that "[a] petition for an initiative on the 1987 Constitution must have
at least twelve per centum (12%) of the total number of registered voters as signatories, of
which every legislative district must be represented by at least three per centum (3%) of
the registered voters therein." On the other hand, Section 5(c)[2] of the same law requires
that the petition should state, among others, the proposition[3] or the "contents or text of
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During the oral arguments, petitioner Lambino admitted that they printed a mere 100,000
copies of the text of the proposed changes to the Constitution. According to him, these
were subsequently distributed to their agents all over the country, for attachment to the
sheets of paper on which the signatures were to be affixed. Upon being asked, however, if
he in fact knew whether the text was actually attached to the signature sheets which were
distributed for signing, he said that he merely assumed that they were. In other words, he
could not tell the Court for certain whether their representatives complied with this
requirement.
The petition filed with the COMELEC, as well as that which was shown to this Court,
indubitably establish that the full text of the proposed changes was not attached to the
signature sheets. All that the signature sheets contained was the general proposition and
abstract, which falls short of the full text requirement of R.A. 6735.
The necessity of setting forth the text of the proposed constitutional changes in the petition
for initiative to be signed by the people cannot be seriously disputed. To begin with,
Article XVII, Section 2 of the Constitution unequivocally states that "[a]mendments to this
Constitution may likewise be directly proposed by the people through initiative upon a
petition of at least twelve per centum of the total number of registered voters, of which
every legislative district must be represented by at least three per centum of the registered
voters therein." Evidently, for the people to propose amendments to the Constitution, they
must, in the first instance, know exactly what they are proposing. It is not enough that they
merely possess a general idea of the proposed changes, as the Constitution speaks of a
"direct" proposal by the people.
Although the framers of the Constitution left the matter of implementing the constitutional
right of initiative to Congress, it might be noted that they themselves reasonably assumed
that the draft of the proposed constitutional amendments would be shown to the people
during the process of signature gathering. Thus -
MR. RODRIGO. Let us look at the mechanics. Let us say some voters want to
propose a constitutional amendment. Is the draft of the proposed constitutional
amendment ready to be shown to the people when they are asked to sign?
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MR. RODRIGO: What does the sponsor mean? The draft is ready and shown
to them before they sign. Now, who prepares the draft?
It may thus be logically assumed that even without Section 5(c) of R.A. 6735, the full text
of the proposed changes must necessarily be stated in or attached to the initiative petition.
The signatories to the petition must be given an opportunity to fully comprehend the
meaning and effect of the proposed changes to enable them to make a free, intelligent and
well-informed choice on the matter.
Needless to say, the requirement of setting forth the complete text of the proposed changes
in the petition for initiative is a safeguard against fraud and deception. If the whole text of
the proposed changes is contained in or attached to the petition, intercalations and riders
may be duly avoided. Only then can we be assured that the proposed changes are truly of
the people and that the signatories have been fully apprised of its implications.
The petition for initiative is likewise irretrievably infirm because it violates the one subject
rule under Section 10(a) of R.A. 6735:
(a) No petition embracing more than one subject shall be submitted to the
electorate; x x x
The one subject rule, as relating to an initiative to amend the Constitution, has the same
object and purpose as the one subject-one bill rule embodied in Article VI, Section 26(1)[6]
of the Constitution.[7] To elaborate, the one subject-one bill rule was designed to do away
with the practice of inserting two or more unrelated provisions in one bill, so that those
favoring one provision would be compelled to adopt the others. By this process of log-
rolling, the adoption of both provisions could be accomplished and ensured, when neither,
if standing alone, could succeed on its own merits.
As applied to the initiative process, the one subject rule is essentially designed to prevent
surprise and fraud on the electorate. It is meant to safeguard the integrity of the initiative
process by ensuring that no unrelated riders are concealed within the terms of the proposed
amendment. This in turn guarantees that the signatories are fully aware of the nature,
scope and purpose of the proposed amendment.
Petitioners insist that the proposed changes embodied in their petition for initiative relate
only to one subject matter, that is - the shift from presidential to a parliamentary system of
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government. According to petitioners, all of the other proposed changes are merely
incidental to this main proposal and are reasonably germane and necessary thereto.[8] An
examination of the text of the proposed changes reveals, however, that this is not the case.
The proposed changes to the Constitution cover other subjects that are beyond the main
proposal espoused by the petitioners. Apart from a shift from the presidential to a
parliamentary form of government, the proposed changes include the abolition of one
House of Congress,[9] and the convening of a constituent assembly to propose additional
amendments to the Constitution.[10] Also included within its terms is an omnibus
declaration that those constitutional provisions under Articles VI and VII, which are
inconsistent with the unicameral-parliamentary form of government, shall be deemed
amended to conform thereto.
It is not difficult to see that while the proposed changes appear to relate only to a shift in
the form of government, it actually seeks to affect other subjects that are not reasonably
germane to the constitutional alteration that is purportedly sought. For one, a shift to a
parliamentary system of government does not necessarily result in the adoption of a
unicameral legislature. A parliamentary system can exist in many different "hybrid" forms
of government, which may or may not embrace unicameralism.[11] In other words, the
shift from presidential to parliamentary structure and from a bicameral to a unicameral
legislature is neither the cause nor effect of the other.
I also fail to see the relation of convening a constituent assembly with the proposed change
in our system of government. As a subject matter, the convening of a constituent assembly
to amend the Constitution presents a range of issues that is far removed from the subject of
a shift in government. Besides, the constituent assembly is supposed to convene and
propose amendments to the Constitution after the proposed change in the system of
government has already taken place. This only goes to show that the convening of the
constituent assembly is not necessary to effectuate a change to a parliamentary system of
government.
The omnibus statement that all provisions under Articles VI and VII which are
inconsistent with a unicameral-parliamentary system of government shall be deemed
amended is equally bothersome. The statement does not specify what these inconsistencies
and amendments may be, such that everyone is left to guess the provisions that could
eventually be affected by the proposed changes. The subject and scope of these automatic
amendments cannot even be spelled out with certainty. There is thus no reasonable
measure of its impact on the other constitutional provisions.
The foregoing proposed changes cannot be the subject of a people's initiative under
Section 2, Article XVII of the Constitution. Taken together, the proposed changes indicate
that the intendment is not simply to effect substantial amendments to the Constitution, but
a revision thereof. The distinction between an amendment and revision was explained by
Dean Vicente G. Sinco, as follows:
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the whole constitution, or the greater portion of it, or perhaps only some of its
important provisions. But whatever results the revision may produce, the factor
that characterizes it as an act of revision is the original intention and plan
authorized to be carried out. That intention and plan must contemplate a
consideration of all the provisions of the constitution to determine which one
should be altered or suppressed or whether the whole document should be
replaced with an entirely new one.
The foregoing traditional exposition of the difference between amendment and revision
has indeed guided us throughout our constitutional history. However, the distinction
between the two terms is not, to my mind, as significant in the context of our past
constitutions, as it should be now under the 1987 Constitution. The reason for this is
apparent. Under our past constitutions, it was Congress alone, acting either as a constituent
assembly or by calling out a constitutional convention, that exercised authority to either
amend or revise the Constitution through the procedures therein described. Although the
distinction between the two terms was theoretically recognized under both the 1935 and
1973 Constitutions, the need to highlight the difference was not as material because it was
only Congress that could effect constitutional changes by choosing between the two
modalities.
However, it is different now under the 1987 Constitution. Apart from providing for the two
modes of either Congress constituting itself as a constituent assembly or calling out for a
constitutional convention, a third mode was introduced for proposing changes to the
Constitution. This mode refers to the people's right to propose amendments to the
fundamental law through the filing of a petition for initiative.
Otherwise stated, our experience of what constitutes amendment or revision under the past
constitutions is not determinative of what the two terms mean now, as related to the
exercise of the right to propose either amendments or revision. The changes introduced to
both the Constitutions of 1935 and 1973 could have indeed been deemed an amendment or
revision, but the authority for effecting either would never have been questioned since
the same belonged solely to Congress. In contrast, the 1987 Constitution clearly limits
the right of the people to directly propose constitutional changes to amendments only. We
must consequently not be swayed by examples of constitutional changes effected prior to
the present fundamental law, in determining whether such changes are revisory or
amendatory in nature.
In this regard, it should be noted that the distinction laid down by Justice Felix Q. Antonio
in Javellana v. Executive Secretary[13] related to the procedure to be followed in ratifying
a completely new charter proposed by a constitutional convention. The authority or right
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of the constitutional convention itself to effect such a revision was not put in issue in that
case. As far as determining what constitutes "amendments" for the purpose of a people's
initiative, therefore, we have neither relevant precedent nor prior experience. We must thus
confine ourselves to Dean Sinco's basic articulation of the two terms.
It is clear from Dean Sinco's explanation that a revision may either be of the whole or only
part of the Constitution. The part need not be a substantial part as a change may qualify as
a revision even if it only involves some of the important provisions. For as long as the
intention and plan to be carried out contemplate a consideration of all the provisions of the
Constitution "to determine which should be altered or suppressed, or whether the whole
document should be replaced with an entirely new one," the proposed change may be
deemed a revision and not merely an amendment.
Thus, it is not by the sheer number alone of the proposed changes that the same may be
considered as either an amendment or revision. In so determining, another overriding
factor is the "original intention and plan authorized to be carried out" by the proposed
changes. If the same relates to a re-examination of the entire document to see which
provisions remain relevant or if it has far-reaching effects on the entire document, then the
same constitutes a revision and not a mere amendment of the Constitution.
From the foregoing, it is readily apparent that a combination of the quantitative and
qualitative test is necessary in assessing what may be considered as an amendment or
revision. It is not enough that we focus simply on the physical scope of the proposed
changes, but also consider what it means in relation to the entire document. No clear
demarcation line can be drawn to distinguish the two terms and each circumstance must be
judged on the basis of its own peculiar conditions. The determination lies in assessing the
impact that the proposed changes may have on the entire instrument, and not simply on an
arithmetical appraisal of the specific provisions which it seeks to affect.
In McFadden v. Jordan,[14] the California Supreme Court laid down the groundwork for
the combination of quantitative and qualitative assessment of proposed constitutional
changes, in order to determine whether the same is revisory or merely amendatory. In that
case, the McFadden court found the proposed changes extensive since at least 15 of the 25
articles contained in the California Constitution would either be repealed in their entirety
or substantially altered, and four new topics would be introduced. However, it went on to
consider the qualitative effects that the proposed initiative measure would have on
California's basic plan of government. It observed that the proposal would alter the
checks and balances inherent in such plan, by delegating far-reaching and mixed
powers to an independent commission created under the proposed measure. Consequently,
the proposal in McFadden was not only deemed as broad and numerous in physical scope,
but was also held as having a substantive effect on the fundamental governmental plan of
the State of California.
The dual aspect of the amendment/revision analysis was reiterated by the California
Supreme Court in Raven v. Deukmeijan.[15] Proposition 115, as the initiative in that case
was called, would vest in the United States Supreme Court all judicial interpretative
powers of the California courts over fundamental criminal defense rights in that state. It
was observed that although quantitatively, the proposition did "not seem so extensive as to
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change directly the substantial entirety of the Constitution by the deletion or alteration of
numerous existing provisions," the same, nonetheless, "would substantially alter the
substance and integrity of the state Constitution as a document of independent force and
effect." Quoting Amador Valley Joint Union High School District v. State Board of
Equalization,[16] the Raven court said:
Thus, in resolving the amendment/revision issue, the California Court examines both the
quantitative and qualitative effects of a proposed measure on its constitutional scheme.
Substantial changes in either respect could amount to a revision.[17]
I am persuaded that we can approach the present issue in the same manner. The experience
of the courts in California is not far removed from the standards expounded on by Dean
Sinco when he set out to differentiate between amendment and revision. It is actually
consistent, not only with our traditional concept of the two terms, but also with the
mindset of our constitutional framers when they referred to the disquisition of Justice
Antonio in Javellana.[18] We must thus consider whether the proposed changes in this
case affect our Constitution in both its substantial physical entirety and in its basic plan of
government.
The question posed is: do the proposed changes, regardless of whether these are
simple or substantial, amount to a revision as to be excluded from the people's right
to directly propose amendments to the fundamental law?
It may thus be conceded that, quantitatively, the changes espoused by the proponents in
this case will affect only two (2) out of the eighteen (18) articles of the 1987 Constitution,
namely, Article VI (Legislative Department) and Article VII (Executive Department), as
well as provisions that will ensure the smooth transition from a presidential-bicameral
system to a parliamentary-unicameral structure of government. The quantitative effect of
the proposed changes is neither broad nor extensive and will not affect the substantial
entirety of the 1987 Constitution.
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However, it is my opinion that the proposed changes will have serious qualitative
consequences on the Constitution. The initiative petition, if successful, will undoubtedly
alter, not only our basic governmental plan, but also redefine our rights as citizens in
relation to government. The proposed changes will set into motion a ripple effect that will
strike at the very foundation of our basic constitutional plan. It is therefore an
impermissible constitutional revision that may not be effected through a people's initiative.
Petitioners' main proposal pertains to the shifting of our form of government from the
presidential to the parliamentary system. An examination of their proposal reveals that
there will be a fusion of the executive and legislative departments into one parliament that
will be elected on the basis of proportional representation. No term limits are set for the
members of parliament except for those elected under the party-list system whose terms
and number shall be provided by law. There will be a President who shall be the head of
state, but the head of government is the Prime Minister. The latter and his cabinet shall be
elected from among the members of parliament and shall be responsible to parliament for
the program of government.
The preceding proposal indicates that, under the proposed system, the executive and
legislature shall be one and the same, such that parliament will be the paramount
governing institution. What this implies is that there will be no separation between the
law-making and enforcement powers of the state, that are traditionally delineated between
the executive and legislature in a presidential form of government. Necessarily, the checks
and balances inherent in the fundamental plan of our U.S.-style presidential system will be
eliminated. The workings of government shall instead be controlled by the internal
political dynamics prevailing in the parliament.
Our present governmental system is built on the separation of powers among the three
branches of government. The legislature is generally limited to the enactment of laws, the
executive to the enforcement of laws and the judiciary to the application of laws. This
separation is intended to prevent a concentration of authority in one person or group that
might lead to an irreversible error or abuse in its exercise to the detriment of our
republican institutions. In the words of Justice Laurel, the doctrine of separation of powers
is intended to secure action, to forestall overaction, to prevent despotism and obtain
efficiency.[19]
our constitutional set-up. As explained by Fr. Joaquin Bernas, S.J., a switch from the
presidential system to a parliamentary system would be a revision because of its over-all
impact on the entire constitutional structure.[20] It cannot, by any standard, be deemed as a
mere constitutional amendment.
Consequently, it is not true that only Articles VI and VII are covered by the alleged
people's initiative. The proposal to convene a constituent assembly, which by its terms is
mandatory, will practically jeopardize the future of the entire Constitution and place it on
shaky grounds. The plan of the proponents, as reflected in their proposed changes, goes
beyond the shifting of government from the presidential to the parliamentary system.
Indeed, it could even extend to the "fundamental nature of our state as a democratic and
republican state."
To say that the proposed changes will affect only the constitution of government is
therefore a fallacy. To repeat, the combined effect of the proposed changes to Articles VI
and VII and those pertaining to the Transitory Provisions under Article XVIII indubitably
establish the intent and plan of the proponents to possibly affect even the constitutions of
liberty and sovereignty. Indeed, no valid reason exists for authorizing further amendments
or revisions to the Constitution if the intention of the proposed changes is truly what it
purports to be.
There is no question here that only amendments to the Constitution may be undertaken
through a people's initiative and not a revision, as textually reflected in the Constitution
itself. This conclusion is inevitable especially from a comparative examination of Section
2 in relation to Sections 1 and 4 of Article XVII, which state:
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The Congress shall provide for the implementation of the exercise of this right.
xxxx
It is clear that the right of the people to directly propose changes to the Constitution is
limited to amendments and does not include a revision thereof. Otherwise, it would have
been unnecessary to provide for Section 2 to distinguish its scope from the rights vested in
Congress under Section 1. The latter lucidly states that Congress may propose both
amendments and a revision of the Constitution by either convening a constituent assembly
or calling for a constitutional convention. Section 2, on the other hand, textually commits
to the people the right to propose only amendments by direct action.
". . . The differentiation required is not merely between two words; more
accurately it is between two procedures and between their respective fields of
application. Each procedure, if we follow elementary principles of statutory
construction, must be understood to have a substantial field of application, not
to be x x x a mere alternative procedure in the same field. Each of the two
words, then, must be understood to denote, respectively, not only a procedure
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but also a field of application appropriate to its procedure. The people of this
state have spoken; they made it clear when they adopted article XVIII and
made amendment relatively simple but provided the formidable bulwark of a
constitutional convention as a protection against improvident or hasty (or any
other) revision, that they understood that there was a real difference between
amendment and revision. We find nothing whatsoever in the language of the
initiative amendment of 1911 (art. IV, § 1) to effect a breaking down of that
difference. On the contrary, the distinction appears to be x x x scrupulously
preserved by the express declaration in the amendment x x x that the power to
propose and vote on "amendments to the Constitution" is reserved directly to
the people in initiative proceedings, while leaving unmentioned the power and
the procedure relative to constitutional revision, which revisional power and
procedure, it will be remembered, had already been specifically treated in
section 2 of article XVIII. Intervenors' contention--that any change less than a
total one is but amendatory--would reduce to the rubble of absurdity the
bulwark so carefully erected and preserved. Each situation involving the
question of amendment, as contrasted with revision, of the Constitution must,
we think, be resolved upon its own facts."
Thus, our people too have spoken when they overwhelmingly ratified the 1987
Constitution, with the provisions on amendments and revisions under Article XVII. The
voice and will of our people cannot be any clearer when they limited people's initiative to
mere amendments of the fundamental law and excluded revisions in its scope. In this
regard, the task of the Court is to give effect to the people's voice, as expressed
unequivocally through the Constitution.
It is thus misplaced to argue that the people may propose revisions to the Constitution
through people's initiative because their representatives, whose power is merely delegated,
may do so. While Section 1 of Article XVII may be considered as a provision
delegating the sovereign powers of amendment and revision to Congress, Section 2, in
contrast, is a self-limitation on that sovereign power. In the words of Cooley:
people, acting in their sovereign capacity, can be of legal force only when
expressed at the times and under the conditions which they themselves have
prescribed and pointed out by the Constitution, or which, consistently with the
Constitution, have been prescribed and pointed out for them by statute; and if
by any portion of the people, however large, an attempt should be made to
interfere with the regular working of the agencies of government at any other
time or in any other mode than as allowed by existing law, either constitutional
or statutory, it would be revolutionary in character, and must be resisted and
repressed by the officers who, for the time being, represent legitimate
government.[25] (Underscoring supplied)
Consequently, there is here no case of "the spring rising above its source." Nor is it one
where the people's sovereign power has been relegated to a lesser plane than that of
Congress. In choosing to exercise self-limitation, there is no absence or lack of even a
fraction of the sovereign power of the people since self-limitation itself is an expression
of that sovereign power. The people have chosen to delegate and limit their sovereign
power by virtue of the Constitution and are bound by the parameters that they themselves
have ordained. Otherwise, if the people choose to defy their self-imposed constitutional
restraints, we will be faced with a revolutionary situation.[26]
It has repeatedly been emphasized that ours is a democraticand republican state.[27] Even
as we affirm, however, that aspect of direct democracy, we should not forget that, first and
foremost, we are a constitutional democracy. To uphold direct democracy at the expense
of the fundamental law is to sanction, not a constitutional, but an extra-constitutional
recourse. This is clearly beyond the powers of the Court who, by sovereign mandate, is the
guardian and keeper of the Constitution.
IN VIEW OF THE FOREGOING, I vote to DISMISS the petition in G.R. No. 174153.
[1] G.R. No. 127325, March 19, 1997, 270 SCRA 106.
c.1. contents or text of the proposed law sought to be enacted, approved or rejected,
amended or repealed, as the case may be;
c.6. an abstract or summary proposition in not more than one hundred (100) words
which shall be legibly written or printed at the top of every page of the petition.
[3]
SEC. 3. Definition of Terms.-- For purposes of this Act, the following terms shall mean:
xxx
[5]Community Gas and Service Company, Inc. v. Walbaum, 404 P.2d 1014, 1965 OK 118
(1965).
[6]Section 26. (1) Every bill passed by the Congress shall embrace only one subject which
shall be expressed in the title thereof.
[7]The late Senator (then Congressman) Raul S. Roco stated this fact in his sponsorship
presentation of H.B. No. 21505, thus:
xxxx
D. Prohibited Subjects.
The bill provides for two kinds of measures which cannot be the subject of an
initiative or referendum petition. A petition that embraces more than one
subject cannot be submitted to the electorate as it would be violative of the
constitutional proscription on passing bills containing more than one subject,
and statutes involving emergency measures cannot be subject to referendum
until 90 days after its effectivity. [JOURNAL AND RECORD OF THE
HOUSE OF REPRESENTATIVES, SECOND REGULAR SESSION, Vol. 6,
p. 975 (FEBRUARY 14, 1989).]
[9] The proposed Section 4(3) of Article XVIII of the Constitution states that Senators
whose term of office ends in 2010 shall be members of parliament until noon of the
thirtieth day of June 2010. No counterpart provision was provided for members of the
House of Representatives who, as members of the interim parliament under the proposed
changes, shall schedule the elections for the regular parliament in its discretion.
[10] The proposed Section 4(3), Article XVIII of the Constitution states that the interim
parliament shall convene to propose amendments to, or revisions of, the Constitution
within 45 days from ratification of the proposed changes.
[11] The United Kingdom, for instance, has a two-house parliament, the House of Lords
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[12]Philippine Political Law [1954 ed.], Vicente G. Sinco, pp. 43-44, quoted in Separate
Opinion of J. Hilario G. Davide, Jr. in PIRMA v. COMELEC, G.R. No. 129754, September
23, 1997, p. 7.
[14] 196 P. 2d 787 (Cal. 1948), cert. denied, 336 U.S. 918 (1949).
[17] Raven v. Deukmeijan, supra, citing Brosnahan v. Brown, 651 P. 2d 274 (Cal. 1982).
[18]Supra note 13. It may well be pointed out that in making the distinction between
amendment and revision, Justice Antonio relied not only in the analogy presented in
Wheeler v. Board of Trustees, 37 S.E. 2d 322, but cited also the seminal ruling of the
California Supreme Court in McFadden v. Jordan, supra.
[19]Philippine Political Law, 1995 ed., Justice Isagani A. Cruz, p. 71, citing Pangasinan
Transportation Co. v. PSC, 40 O.G., 8th Supp. 57.
[20]The 1987 Constitution of the Philippines: A Commentary, 1996 ed., Fr. Joaquin G.
Bernas, S.J., p. 1161.
[21] Id.
[23]The Constitution of the Republic of the Philippines, Vol. II, 1st ed., Fr. Joaquin G.
Bernas, S.J., p. 567, citing B. Schwartz, I The Powers of Government (1963).
[26]A bogus revolution, Philippine Daily Inquirer, September 11, 2006, Fr. Joaquin
Bernas, S.J., p. A15.
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CONCURRING OPINION
SANDOVAL-GUTIERREZ, J.:
Vox populi vox Dei -- the voice of the people is the voice of God. Caution should be
exercised in choosing one's battlecry, lest it does more harm than good to one's cause. In
its original context, the complete version of this Latin phrase means exactly the opposite
of what it is frequently taken to mean. It originated from a holy man, the monk Alcuin,
who advised Charlemagne, "nec audiendi qui solent dicere vox populi vox Dei quum
tumultuositas vulgi semper insaniae proxima sit," meaning, "And those people should
not be listened to who keep on saying, `The voice of the people is the voice of God,'
since the riotousness of the crowd is always very close to madness."[1] Perhaps, it is by
providence that the true meaning of the Latin phrase is revealed upon petitioners and their
allies - that they may reflect upon the sincerity and authenticity of their "people's
initiative."
History has been a witness to countless iniquities committed in the name of God. Wars
were waged, despotism tolerated and oppressions justified - all these transpired as man
boasted of God's imprimatur. Today, petitioners and their allies hum the same rallying call,
convincing this Court that the people's initiative is the "voice of the people" and,
therefore, the "voice of God." After a thorough consideration of the petitions, I have come
to realize that man, with his ingenuity and arrogance, has perfected the craft of imitating
the voice of God. It is against this kind of genius that the Court must guard itself.
In 1996, the Movement for People's Initiative sought to exercise the power of initiative
under Section 2, Article XVII of the Constitution which reads:
The Congress shall provide for the implementation of the exercise of this
right.
The exercise was thwarted by a petition for prohibition filed with this Court by Senator
Miriam Defensor Santiago, et al., entitled "Miriam Defensor Santiago, Alexander Padilla
and Maria Isabel Ongpin, petitioners, v. Commission on Elections (COMELEC), Jesus
Delfin, Alberto Pedrosa and Carmen Pedrosa, in their capacities as founding members of
the People's Initiative for Reforms, Modernization and Action (PIRMA), respondents."[2]
The case was docketed as G.R. No. 127325. On March 19, 1997, this Court rendered its
Decision in favor of petitioners, holding that Republic Act No. 6735 (R.A. No. 6735), An
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Act Providing for a System of Initiative and Referendum and Appropriating Funds
Therefor, is "incomplete, inadequate, or wanting in essential terms and conditions
insofar as initiative on amendments to the Constitution is concerned." A majority of
eight (8) Justices fully concurred with this ruling, while five (5) subscribed to the opposite
view. One (1) opined that there is no need to rule on the adequacy of R.A. No. 6735.
On motion for reconsideration, two (2) of the eight (8) Justices reconsidered their
positions. One (1) filed an inhibition and the other one (1) joined the minority opinion. As
a consequence, of the thirteen (13) Justices who participated in the deliberation, six (6)
voted in favor of the majority opinion, while the other six (6) voted in favor of the
minority opinion.[3]
A few months thereafter, or on September 23, 1997, the Court dismissed a similar case,
entitled People's Initiative for Reform, Modernization and Action (PIRMA) v. Commission
on Elections[4] on the ground that the COMELEC did not commit grave abuse of
discretion when it dismissed PIRMA's Petition for Initiative to Propose Amendments to the
Constitution "it appearing that that it only complied with the dispositions in the
Decision of the Court in G.R. no. 127325 (Santiago v. COMELEC) promulgated on
March 19, 1997, and its Resolution of June 10, 1997." Seven (7) Justices voted that
there was no need to re-examine its ruling, as regards the issue of the sufficiency of R.A.
No. 6735. Another Justice concurred, but on the different premise that the case at bar is not
the proper vehicle for such re-examination. Five (5) Justice opined otherwise.
This time, another group known as Sigaw ng Bayan, in coordination with the Union of
Local Authorities of the Philippines (ULAP), have gathered signatures in support of the
proposed amendments to the Constitution, which entail a change in the form of
government from bicameral-presidential to unicameral-parliamentary, thus:
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and whose number shall be equal to twenty per centum of the total
membership coming from the parliamentary districts.
(2) The interim Parliament shall provide for the election of the
members of Parliament which shall be synchronized and held
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Sigaw ng Bayan prepared signature sheets, and written on its upper right hand portion is
the abstract of the proposed amendments, quoted as follows:
On August 25, 2006, Raul L. Lambino and Enrico B. Aumentado, herein petitioners, filed
with the COMELEC a Petition for Initiative to Amend the Constitution.[5] Five (5) days
thereafter, they filed an Amended Petition alleging that they are filing the petition in their
own behalf and together with some 6.3 million registered voters who have affixed
their signatures on the signature sheets attached thereto. They claimed that the
signatures of registered voters appearing on the signature sheets, constituting at least
twelve per cent (12%) of all registered voters in the country, wherein each legislative
district is represented by at least three per cent (3%) of all the registered voters, were
verified by their respective city or municipal election officers.
In a Resolution dated August 31, 2006, the COMELEC denied due course to the petition,
citing as basis this Court's ruling in Santiago, permanently enjoining it "from
entertaining or taking cognizance of any petition for initiative on amendments to the
Constitution until a sufficient law shall have been validly enacted to provide for the
implementation of the system."
Hence, the present petition for certiorari and mandamus praying that this Court set aside
the COMELEC Resolution and direct the latter to comply with Section 4, Article XVII of
the Constitution, which provides:
Sec. 4 x x x
I vote to dismiss the petition of Lambino, et al. in G.R. No. 174153 and grant the petition
of Mar-len Abigail Binay, et al. in G.R. No. 174299. Here, petitioners pray that the
COMELEC Chairman and Commissioners be required to show why they should not be
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punished for contempt[7] of court for disregarding the permanent injunction issued by this
Court in Santiago.
I
Respondent COMELEC did not act
with grave abuse of discretion
Without necessarily brushing aside the other important issues, I believe the resolution of
the present petition hinges on this singular issue -- did the COMELEC commit grave abuse
of discretion when it denied Lambino, et al.'s petition for initiative to amend the
Constitution on the basis of this Court's Decision in Santiago v. COMELEC?
In other words, regardless of how the other remaining issues are resolved, still, the
ultimate yardstick is the attendance of "grave abuse of discretion" on the part of the
COMELEC.
The Resolution of respondent COMELEC denying due course to the petition for initiative
on the basis of a case (Santiago) decided by this Court cannot, in any way, be
characterized as "capricious or whimsical," "patent and gross," or "arbitrary and
despotic." On the contrary, it was the most prudent course to take. It must be stressed that
in Santiago, this Court permanently enjoins respondent COMELEC "from entertaining
or taking cognizance of any petition for initiative on amendments to the Constitution
until a sufficient law shall have been validly enacted." It being a fact that Congress has
not enacted a sufficient law, respondent COMELEC has no alternative but to adhere to
Santiago. Otherwise, it is vulnerable to a citation for contempt. As succinctly stated by
Chief Justice Artemio V. Panganiban (then Associate Justice) in his Separate Opinion in
the subsequent case of PIRMA vs. COMELEC:[9]
x x x I cannot fault the Comelec for complying with the ruling even if it, too,
disagreed with said decision's ratio decidendi. Respondent Comelec was
directly enjoined by the highest Court of the land. It had no choice but to obey.
Its obedience cannot constitute grave abuse of discretion. Refusal to act on the
PIRMA petition was the only recourse open to the Comelec. Any other mode
of action would have constituted defiance of the Court and would have been
struck down as grave abuse of discretion and contumacious disregard of this
Court's supremacy as the final arbiter of justiciable controversies.
It need not be emphasized that in our judicial hierarchy, this Court reigns supreme. All
courts, tribunals and administrative bodies exercising quasi-judicial functions are obliged
to conform to its pronouncements. It has the last word on what the law is; it is the final
arbiter of any justifiable controversy. In other words, there is only one Supreme
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Court from whose decisions all other courts should take their bearings.[10] As a
warning to lower court judges who would not adhere to its rulings, this Court, in People v.
Santos,[11] held:
Clearly, respondent COMELEC did not gravely abuse its discretion in dismissing the
petition of Lambino, et al. for it merely followed this Court's ruling in Santiago.
II
The doctrine of stare decisis
bars the re-examination of Santiago
It cannot be denied that in Santiago, a majority of the members of this Court or eight (8)
Justices (as against five (5) Justices) concurred in declaring R.A. No. 6735 an insufficient
law. When the motion for reconsideration was denied via an equally-divided Court or a 6-
6 vote, it does not mean that the Decision was overturned. It only shows that the opposite
view fails to muster enough votes to modify or reverse the majority ruling. Therefore, the
original Decision was upheld.[13] In Ortigas and Company Limited Partnership vs.
Velasco,[14] this Court ruled that the denial of a motion or reconsideration signifies that
the ground relied upon have been found, upon due deliberation, to be without merit,
as not being of sufficient weight to warrant a modification of the judgment or final
order.
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With Santiago being the only impediment to the instant petition for initiative, petitioners
persistently stress that the doctrine of stare decisis does not bar its re-examination.
I am not convinced.
The maxim stare decisis et non quieta movere translates "stand by the decisions and
disturb not what is settled."[15] As used in our jurisprudence, it means that "once this
Court has laid down a principle of law as applicable to a certain state of facts, it
would adhere to that principle and apply it to all future cases in which the facts are
substantially the same as in the earlier controversy."[16]
There is considerable literature about whether this doctrine of stare decisis is a good or
bad one, but the doctrine is usually justified by arguments which focus on the desirability
of stability and certainty in the law and also by notions of justice and fairness. Justice
Benjamin Cardozo in his treatise, The Nature of the Judicial Process stated:
It will not do to decide the same question one way between one set of litigants
and the opposite way between another. `If a group of cases involves the same
point, the parties expect the same decision. It would be a gross injustice to
decide alternate cases on opposite principles. If a case was decided against
me yesterday when I was a defendant, I shall look for the same judgment
today if I am plaintiff. To decide differently would raise a feeling of
resentment and wrong in my breast; it would be an infringement, material
and moral, of my rights." Adherence to precedent must then be the rule rather
than the exception if litigants are to have faith in the even-handed
administration of justice in the courts.[17]
That the doctrine of stare decisis is related to justice and fairness may be appreciated by
considering the observation of American philosopher William K. Frankena as to what
constitutes injustice:
The paradigm case of injustice is that in which there are two similar
individuals in similar circumstances and one of them is treated better or
worse than the other. In this case, the cry of injustice rightly goes up against
the responsible agent or group; and unless that agent or group can establish that
there is some relevant dissimilarity after all between the individuals concerned
and their circumstances, he or they will be guilty as charged.[18]
Although the doctrine of stare decisis does not prevent re-examining and, if need be,
overruling prior decisions, "It is x x x a fundamental jurisprudential policy that prior
applicable precedent usually must be followed even though the case, if considered anew,
might be decided differently by the current justices. This policy x x x `is based on the
assumption that certainty, predictability and stability in the law are the major
objectives of the legal system; i.e., that parties should be able to regulate their
conduct and enter into relationships with reasonable assurance of the governing rules
of law.[19] Accordingly, a party urging overruling a precedent faces a rightly onerous task,
the difficulty of which is roughly proportional to a number of factors, including the age of
the precedent, the nature and extent of public and private reliance on it, and its
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consistency or inconsistency with other related rules of law. Here, petitioners failed to
discharge their task.
Santiago v. COMELEC was decided by this Court on March 19, 1997 or more than nine
(9) years ago. During that span of time, the Filipino people, specifically the law
practitioners, law professors, law students, the entire judiciary and litigants have
recognized this Court's Decision as a precedent. In fact, the Santiago doctrine was applied
by this Court in the subsequent case of PIRMA. Even the legislature has relied on said
Decision, thus, several bills have been introduced in both Houses of Congress to cure the
deficiency. I cannot fathom why it should be overturned or set aside merely on the basis of
the petition of Lambino, et al. Indeed, this Court's conclusion in Santiago that R.A. No.
6735 is incomplete, inadequate or wanting in essential terms and conditions insofar as
initiative on amendments to the Constitution is concerned remains a precedent and must be
upheld.
III
The proposed constitutional changes constitute
revisions and not mere amendments
Article XVII of the 1987 Constitution lays down the means for its amendment and
revision. Thus:
At the outset, it must be underscored that initiative and referendum, as means by which
the people can directly propose changes to the Constitution, were not provided for in the
1935 and 1973 Constitutions. Thus, under these two (2) Constitutions, there was no
demand to draw the distinction between an amendment and a revision, both being
governed by a uniform process. This is not so under our present Constitution. The
distinction between an amendment and a revision becomes crucial because only
amendments are allowed under the system of people's initiative. Revisions are within the
exclusive domain of Congress, upon a vote of three-fourths of all its members, or of a
Constitutional Convention.
The deliberations of the 1986 Constitutional Commission is explicit that Section 2, Article
XVII covers only amendments, thus:
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The people may, after five years from the date of the last plebiscite
held, directly propose amendments to this Constitution thru initiative
upon petition of at least ten percent of the registered voters.
MR. DAVIDE: No, it does not, because "amendments" and "revision" should be
covered by Section 1. So insofar as initiative is concerned, it can
only relate to "amendments" not "revision"
The petition for initiative filed with the COMELEC by Lambino, et al. sought to amend
the following provisions of the 1987 Constitution: Sections 1, 2, 3, 4, 5, 6, and 7 of Article
VI (The Legislative Department); Sections 1, 2, 3 and 4 of Article VII (The Executive
Department). It further includes Article XVIII (Transitory Provisions) for the purpose of
insuring an orderly transition from the bicameral-presidential to a unicameral-
parliamentary form of government.
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Succinctly, the proposals envision a change in the form of government, from bicameral-
presidential to unicameral-parliamentary; conversion of the present Congress of the
Philippines to an Interim National Assembly; change in the terms of Members of
Parliament; and the election of a Prime Minister who shall be vested with executive power.
Petitioners contend that the proposed changes are in the nature of amendments, hence,
within the coverage of a "people's initiative."
I disagree.
The noted constitutionalist, Father Joaquin G. Bernas, S.J., who was also a member of the
1986 Constitutional Commission, characterized an amendment and a revision to the
Constitution as follows:
Obviously, both "revision" and amendment" connote change; any distinction between the
two must be based upon the degree of change contemplated. In Kelly v. Laing,[22] the
Supreme Court of Michigan made the following comparison of the two terms:
Although there are some authorities which indicate that a change in a city's form of
government may be accomplished by a process of "amendment," the cases which so hold
seem to involve statutes which only distinguish between amendment and totally new
charters.[23] However, as in Maine law, where the statute authorizing the changes
distinguishes between "charter amendment" and "charter revision," it has been held that "
(a) change in the form of government of a home rule city may be made only by
revision of the city charter, not by its amendment."[24]
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In summary, it would seem that any major change in governmental form and scheme
would probably be interpreted as a "revision" and should be achieved through the more
thorough process of deliberation.
Although, at first glance, petitioners' proposed changes appear to cover isolated and
specific provisions only, however, upon careful scrutiny, it becomes clear that the
proposed changes will alter the very structure of our government and create
multifarious ramifications. In other words, the proposed changes will have a "domino
effect" or, more appropriately, "ripple effect" on other provisions of the Constitution.
At this juncture, it must be emphasized that the power reserved to the people to effect
changes in the Constitution includes the power to amend any section in such a manner that
the proposed change, if approved, would "be complete within itself, relate to one
subject and not substantially affect any other section or article of the Constitution or
require further amendments to the Constitution to accomplish its purpose."[25] This
is clearly not the case here.
Firstly, a shift from a presidential to a parliamentary form of government affects the well-
enshrined doctrine of separation of powers of government, embodied in our Constitution,
by providing for an Executive, Legislative and Judiciary Branches. In a Parliamentary
form of government, the Executive Branch is to a certain degree, dependent on the direct
or indirect support of the Parliament, as expressed through a "vote of confidence." To my
mind, this doctrine of separation of powers is so interwoven in the fabric of our
Constitution, that any change affecting such doctrine must necessarily be a revision.
Secondly, the shift from a bicameral to a unicameral form of government is not a mere
amendment, but is in actuality a revision, as set forth in Adams v. Gunter[27]:
The proposal here to amend Section I of Article III of the 1968 Constitution to
provide for a Unicameral Legislature affects not only many other
provisions of the Constitution but provides for a change in the form of the
legislative branch of government, which has been in existence in the United
States Congress and in all of the states of the nation, except one, since the
earliest days. It would be difficult to visualize a more revolutionary change.
The concept of a House and a Senate is basic in the American form of
government. It would not only radically change the whole pattern of the
government in this state and tear apart the whole fabric of the
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Thirdly, the proposed changes, on their face, signify revisions rather than amendments,
especially, with the inclusion of the following "omnibus provision":
Section 3. Upon the expiration of the term of the incumbent President and
Vice-President, with the exceptions of Section 1,2,3 and 4 of Article VII of the
1987 Constitution which are hereby amended x x x x x x and all other
Sections of Article VII shall be retained and numbered sequentially as Section
2, ad seriatim up to 14, unless they shall be inconsistent with Section 1
hereof, in which case they shall be deemed amended so as to conform to a
unicameral Parliamentary system of government x x x x x x .
Section 4. (1) x x x
(3) Within forty-five days from ratification of these amendments, the Interim
Parliament shall convene to propose amendments to, or revisions of, this
Constitution, consistent with the principles of local autonomy, decentralization
and a strong bureaucracy.
The above provisions will necessarily result in a "ripple effect" on the other provisions of
the Constitution to make them conform to the qualities of unicameral-parliamentary form
of government. With one sweeping stroke, these proposed provisions automatically revise
some provisions of the Constitution. In McFadden, the same practice was considered by
the Court to be in the nature of substantial revision, necessitating a constitutional
convention. I quote the pertinent portion of its ruling, thus:
Undoubtedly, the changes proposed by the petitioners are not mere amendments which
will only affect the Articles or Sections sought to be changed. Rather, they are in the
nature of revisions which will affect considerable portions of the Constitution resulting in
the alteration of our form of government. The proposed changes cannot be taken in
isolation since these are connected or "interlocked" with the other provisions of our
Constitution. Accordingly, it has been held that: "If the changes attempted are so
sweeping that it is necessary to include the provisions interlocking them, then it is
plain that the plan would constitute a recasting of the whole Constitution and this, we
think, it was intended to be accomplished only by a convention under Section 2 which
has not yet been disturbed."[29]
I therefore conclude that since the proposed changes partake of the nature of a revision of
the Constitution, then they cannot be the subject of an initiative. On this matter, Father
Bernas expressed this insight:
But why limit initiative and referendum to simple amendments? The answer,
which one can easily glean from the rather long deliberation on initiative and
referendum in the 1986 Constitutional Commission, is practicality. In other
words, who is to formulate the revision or how is it to be formulated? Revision,
as concretely being proposed now, is nothing less than a rebuilding of the
Philippine constitutional structure. Who were involved in formulating the
structure? What debates ensued? What records are there for future use in
interpreting the provisions which may be found to be unclear?
IV
R.A. No. 6735 is insufficient to implement the
People's initiative
The Congress shall provide for the implementation of the exercise of this
right.
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On its face, Section 2 is not a self-executory provision. This means that an enabling law is
imperative for its implementation. Thus, Congress enacted R.A. No. 6735 in order to
breathe life into this constitutional provision. However, as previously narrated, this Court
struck the law in Santiago for being incomplete, inadequate, or wanting in essential
terms and conditions insofar as initiative on amendments to the Constitution is
concerned.
The passage of time has done nothing to change the applicability of R.A. No. 6735.
Congress neither amended it nor passed a new law to supply its deficiencies.
Notwithstanding so, this Court is being persuaded to take a 360-degree turn, enumerating
three (3) justifications why R.A. No. 6735 must be considered a sufficient law, thus:
1) The text of R.A. No. 6735 is replete with references to the right of people
to initiate changes to the Constitution;
2) The legislative history of R.A. No. 6735 reveals the clear intent of the
lawmakers to use it as instrument to implement the people's initiative; and
3) The sponsorship speeches by the authors of R.A. No. 6735 demonstrate the
legislative intent to use it as instrument to implement people's initiative.
A thorough reading of R.A. No. 6735 leads to the conclusion that it covers only initiatives
on national and local legislation. Its references to initiatives on the Constitution are few,
isolated and misplaced. Unlike in the initiatives on national and local legislation, where
R.A. No. 6735 provides a detailed, logical, and exhaustive enumeration on their
implementation,[31] however, as regards initiative on the Constitution, the law merely:
(b) defines "initiative on the Constitution" and includes it in the enumeration of the
three systems of initiative in Section 3;[33]
(d) reiterates the constitutional requirements as to the number of voters who should
sign the petition;[35] and
(e) provides the date for the effectivity of the approved proposition.[36]
In other words, R.A. No. 6735 does not specify the procedure how initiative on the
Constitution may be accomplished. This is not the enabling law contemplated by the
Constitution. As pointed out by oppositor-intervenor Alternative Law Groups Inc., since
the promulgation of the Decision in Santiago, various bills have been introduced in both
Houses of Congress providing for a complete and adequate process for people's
initiative, such as:
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Provisions pertaining to the need and manner of posting, that is, after the
signatures shall have been verified by the Commission, the verified
signatures shall be posted for at least thirty days in the respective
municipal and city halls where the signatures were obtained;
None of the above necessary details is provided by R.A. No. 6735, thus, demonstrating its
incompleteness and inadequacy.
V
Petitioners are not Proper Parties to
File the Petition for Initiative
VI
The Petition for Initiative Filed with the
COMELEC Does not Comply with Section 2,
Article XVII of the Constitution and R.A. No.
6735
I shall discuss the above issues together since they are interrelated and inseparable. The
determination of whether petitioners are proper parties to file the petition for initiative in
behalf of the alleged 6.3 million voters will require an examination of whether they
have complied with the provisions of Section 2, Article XVII of the Constitution.
authorized within five years following the ratification of this Constitution nor
oftener than once every five years thereafter.
The Congress shall provide for the implementation of the exercise of this right.
(Underscoring supplied)
The mandate of the above constitutional provisions is definite and categorical. For a
people's initiative to prosper, the following requisites must be present:
The petition for initiative was filed with the COMELEC by petitioners Lambino and
Aumentado, two registered voters. As shown in the "Verification/Certification with
Affidavit of Non-Forum Shopping" contained in their petition, they alleged under oath that
they have caused the preparation of the petition in their personal capacity as registered
voters "and as representatives" of the supposed 6.3 million registered voters. This goes to
show that the questioned petition was not initiated directly by the 6.3 million people who
allegedly comprised at least 12% of the total number of registered voters, as required by
Section 2. Moreover, nowhere in the petition itself could be found the signatures of the
6.3 million registered voters. Only the signatures of petitioners Lambino and Aumentado
were affixed therein "as representatives" of those 6.3 million people. Certainly, that is not
the petition for people's initiative contemplated by the Constitution.
Petitioners Lambino and Aumentado have no authority whatsoever to file the petition "as
representatives" of the alleged 6.3 million registered voters. Such act of representation
is constitutionally proscribed. To repeat, Section 2 strictly requires that amendments to
the Constitution shall be "directly proposed by the people through initiative upon a
petition of at least twelve per centum of the total number of registered voters."
Obviously, the phrase "directly proposed by the people" excludes any person acting as
representative or agent of the 12% of the total number of registered voters. The
Constitution has bestowed upon the people the right to directly propose amendments to
the Constitution. Such right cannot be usurped by anyone under the guise of being the
people's representative. Simply put, Section 2 does not recognize acts of representation.
For it is only "the people" (comprising the minimum of 12% of the total number of
registered voters, of which every legislative district must be represented by at least three
per centum of the registered voters therein) who are the proper parties to initiate a
petition proposing amendments to the Constitution. Verily, the petition filed with the
COMELEC by herein petitioners Lambino and Aumentado is not a people's initiative.
Necessarily, it must fail.
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Cororarilly, the plea that this Court should "hear" and "heed" "the people's voice" is
baseless and misleading. There is no people's voice to be heard and heeded as this
petition for initiative is not truly theirs, but only of petitioners Lambino and
Aumentado and their allies.
VII
The issues at bar are not political questions.
Lambino and Aumentado, petitioners in G.R. No. 174153, vehemently argue that: (1) "
[t]he validity of the exercise of the right of the sovereign people to amend the Constitution
and their will, as expressed by the fact that over six million registered voters indicated
their support of the Petition for initiative is a purely political question;" and (2) "[t]he
power to propose amendments to the Constitution is a right explicitly bestowed upon the
sovereign people. Hence, the determination by the people to exercise their right to propose
amendments under the system of initiative is a sovereign act and falls squarely within the
ambit of a political question."
The "political question doctrine" was first enunciated by the US Supreme Court in Luther
v. Borden.[37] Faced with the difficult question of whether the Supreme Court was the
appropriate institution to define the substantive content of republicanism, the US Supreme
Court, speaking thru Mr. Justice Roger B. Taney, concluded that "the sovereignty in
every State resides in the people, as to how and whether they exercised it, was under
the circumstances of the case, a political question to be settled by the political power."
In other words, the responsibility of settling certain constitutional questions was left to the
legislative and executive branches of the government.
The Luther case arose from the so-called "Dorr Rebellion" in the State of Rhode Island.
Due to increased migration brought about by the Industrial Revolution, the urban
population of Rhode Island increased. However, under the 1663 Royal Charter which
served as the State Constitution, voting rights were largely limited to residents of the rural
districts. This severe mal-apportionment of suffrage rights led to the "Dorr Rebellion."
Despairing of obtaining remedies for their disenfranchisement from the state government,
suffrage reformers invoked their rights under the American Declaration of Independence
to "alter or abolish" the government and to institute a new one. The reformers proceeded to
call for and hold an extralegal constitutional convention, drafted a new State Constitution,
submitted the document for popular ratification, and held elections under it. The State
government, however, refused to cede power, leading to an anomalous situation in that for
a few months in 1842, there were two opposing state governments contending for
legitimacy and possession of state of offices.
The Rhode Island militia, under the authority of martial law, entered and searched the
house of Martin Luther, a Dorr supporter. He brought suit against Luther Borden, a
militiaman. Before the US Supreme Court, Luther's counsel argued that since the State's
archaic Constitution prevented a fair and peaceful address of grievances through
democratic processes, the people of Rhode Island had instead chosen to exercise their
inherent right in popular sovereignty of replacing what they saw as an oppressive
government. The US Supreme Court deemed the controversy as non-justiciable and
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In Colgrove v. Green,[38] Mr. Justice Felix Frankfurter, coined the phrase "political
thicket" to describe situations where Federal courts should not intervene in political
questions which they have neither the competence nor the commission to decide. In
Colgrove, the US Supreme Court, with a narrow 4-3 vote branded the apportionment of
legislative districts in Illinois "as a political question and that the invalidation of the
districts might, in requiring statewide elections, create an evil greater than that
sought to be remedied."
While this Court has adopted the use of Frankfurter's "political thicket," nonetheless, it has
sought to come up with a definition of the term "political question." Thus, in Vera v.
Avelino,[39] this Court ruled that properly, political questions are "those questions which,
under the Constitution, are to be decided by the people in their sovereign capacity or
in regard to which full discretionary authority has been delegated to the legislative or
executive branch of the government." In Tañada and Macapagal v. Cuenco,[40] the
Court held that the term political question connotes, in legal parlance, what it means in
ordinary parlance, namely, a question of policy. It is concerned with issues dependent
upon the wisdom, not legality, of a particular measure.
In Aquino v. Enrile,[41] this Court adopted the following guidelines laid down in Baker v.
Carr[42] in determining whether a question before it is political, rather than judicial in
nature, to wit:
2) there is a lack of judicially discoverable and manageable standards for resolving it;
or
3) there is the sheer impossibility of deciding the matter without an initial policy
determination of a kind clearly for non-judicial discretion; or
None of the foregoing standards is present in the issues raised before this Court.
Accordingly, the issues are justiciable. What is at stake here is the legality and not the
wisdom of the act complained of.
Moreover, even assuming arguendo that the issues raised before this Court are political in
nature, it is not precluded from resolving them under its expanded jurisdiction conferred
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CONCLUSION
In fine, considering the political scenario in our country today, it is my view that the so-
called people's initiative to amend our Constitution from bicameral-presidential to
unicameral-parliamentary is actually not an initiative of the people, but an initiative of
some of our politicians. It has not been shown by petitioners, during the oral arguments in
this case, that the 6.3 million registered voters who affixed their signatures understood
what they signed. In fact, petitioners admitted that the Constitutional provisions sought to
be amended and the proposed amendments were not explained to all those registered
voters. Indeed, there will be no means of knowing, to the point of judicial certainty,
whether they really understood what petitioners and their group asked them to sign.
Let us not repeat the mistake committed by this Court in Javellana v. The Executive
Secretary.[45] The Court then ruled that "This being the vote of the majority, there is no
further judicial obstacle to the new Constitution being considered in force and effect,"
although it had notice that the Constitution proposed by the 1971 Constitutional
Convention was not validly ratified by the people in accordance with the 1935
Constitution. The Court concluded, among others, that the viva voce voting in the Citizens'
Assemblies "was and is null and void ab initio." That was during martial law when
perhaps majority of the justices were scared of the dictator. Luckily at present, we are not
under a martial law regime. There is, therefore, no reason why this Court should allow
itself to be used as a legitimizing authority by the so-called people's initiative for those
who want to perpetuate themselves in power.
At this point, I can say without fear that there is nothing wrong with our present
government structure. Consequent1y, we must not change it. America has a presidential
type of government. Yet, it thrives ideally and has become a super power. It is then safe to
conclude that what we should change are some of the people running the
government, NOT the SYSTEM.
According to petitioners, the proposed amendment would effect a more efficient, more
economical and more responsive government.
Is there hope that a new breed of politicians, more qualified and capable, may be elected
as members and leaders of the unicameral-parliament? Or will the present members of the
Lower House continue to hold their respective positions with limitless terms?
Will the new government be more responsive to the needs of the poor and the
marginalized? Will it be able to provide homes for the homeless, food for the hungry, jobs
for the jobless and protection for the weak?
This is a defining moment in our history. The issue posed before us is crucial with
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transcendental significance. And history will judge us on how we resolve this issue - shall
we allow the revision of our Constitution, of which we are duty bound to guard and revere,
on the basis of a doubtful people's initiative?
Yes, the voice of the people is the voice of God. But under the circumstances in this
case, the voice of God is not audible.
WHEREFORE, I vote to DISMISS the petition in G.R. No. 174153 and to GRANT the
petition in G.R. No. 174299.
http://en.wikipedia.org/wiki/List_of_Latin_phrases_%28P%E2%80%93Z%29#endnote_ODoQ.
[2] G.R. No. 127325, March 19, 1997, 270 SCRA 106.
[4]
G.R. No. 129754, September 23, 1997. Joining PIRMA as petitioners were its founding
members, spouses Alberto Pedrosa and Carmen Pedrosa.
[5]Entitled "In the Matter of Proposing Amendments to the 1987 Constitution through a
People's Initiative: A Shift from a Bicameral Presidential to a Unicameral Parliamentary
Government by Amending Articles VI and VII; and Providing Transitory Provisions for the
Orderly Shift from the Presidential to the Parliamentary System."
3. From the time the so-called People's Initiative (hereafter PI) now subject of Lambino v.
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Comelec, was initiated, respondents did nothing to stop what was clearly lawless, and
even arguably winked at, as it were, if not condoned and allowed, the waste and
misuse of its personnel, time, facilities and resources on an enterprise that had no
legal basis and in fact was permanently enjoined by this Honorable Court in 1997.
Seemingly mesmerized, it is time to disenthrall them.
3.1. For instance, undersigned counsel happened to be in the Senate on August 29, 2006
(on other business) when respondent Chair sought to be stopped by the body from
commenting on PI out of prudential considerations, could not be restrained. On
contentious issues, he volunteered that Sigaw ng Bayan would not cheat in Makati as
it was the opposition territory and that the fact that out of 43,405 signatures, only
7,186 were found authentic in one Makati District, to him, showed the "efficiency" of
Comelec personnel. He could not appreciate 1) that Sigaw had no choice but to get
the constitutionality-required 3% in every district, [Const., Art. VII, Sec. 2] friendly
or otherwise, including administration critics' turfs, and 2) that falsus in 36,319
(93.30%) falsus in omnibus, in an exercise that could never be free, orderly, honest
and credible, another constitutional requirement. [Nothing has been heard about
probing and prosecuting the falsifiers.]
3.2. It was excessively obvious to undersigned and other observers that respondent
Chairman, straining at the leash, was lawyering for Sigaw ng Bayan in the Senate! It
was discomfiting that he would gloss over the seeming wholesale falsification of
96.30% of the signatures in an exercise with no credibility! Even had he been asked,
he should have pled to be excused from answering as the matter could come up
before the Comelec for an official collegial position (different from conceding that it is
enjoined).
4. Respondents Commissioners Borra and Romeo A. Brawner, for their part, even
issued widely-publicized written directives to the field, [Annex C, as to Commissioner
Brawner; that as to Commissioner Borra will follow.] while the Commission itself was
trying to be careful not to be explicit in what it was abetting implicitly, in hypocritical
defiance of the injunction of 1997.
[8]Intestate Estate of Carmen de Luna v. Intermediate Appellate Court, G.R. No. 72424,
February 13, 1989, 170 SCRA 246.
[9] Supra.
[10]Development Bank of the Philippines v. NLRC, March 1, 1995, 242 SCRA 59; Albert
v. Court of First Instance of Manila (Branch VI), L-26364, May 29, 1968, 23 SCRA 948.
[11] 56 O.G. 3546 cited in Albert v. Court of First Instance of Manila (Branch VI), id.
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[12] Supra.
[13]Separate Opinion of Justice Ricardo J. Francisco, G.R. No. 129754, September 23,
1997.
[15] Philippine National Bank v. Palma, G.R. No. 157279, August 9, 2005, 466 CSRA 307,
citing Moreno, Philippine Law Dictionary (1988), 3rd ed. (citing Santiago v. Valenzuela,
78 Phil. 397, [1947]).
[16]
Id., citing Dela Cruz v. Court of Appeals, G.R. No. 126183, March 25, 1999, 305
SCRA 303, citing Government v. Jalandoni, No. 837-R, August 30, 1947, 44 O.G. 1840.
[17]Benjamin N. Cardozo, The Nature of the Judicial Process (New Haven and London:
Yale University Press, 1921), pp. 33-34.
[18]William K. Frankena, Ethics, 2nd ed. (Englewood Cliffs, N.J.: Prentice Hall Inc.,)
1973, p. 49.
[19] Moradi-Shalal v. Fireman's Fund Ins. Companies (1988) 46 Cal.3d 287, 296.
[23] State v. Orange [Tex. x. Civ. App.] 300 SW 2d 705, People v. Perkins 137, p. 55.
[24] City of Midland v. Arbury 38 Mich. App. 771, 197 N.W. 2d 134.
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[31] See Sections 8-12 for national initiative and referendum, and sections 13-19 for local
initiative and referendum.
[32]Section 2. Statement of Policy. - The power of the people under a system of initiative
and referendum to directly propose, enact, approve or reject, in whole or in part, the
Constitution, laws, ordinances, or resolutions passed by any legislative body upon
compliance with the requirements of this Act is hereby affirmed, recognized and
guaranteed.
xxx
a.1. Initiative on the Constitution which refers to a petition proposing amendments to the
Constitution;
xxx
[35]Section 5 (b) - A petition for an initiative on the 1987 Constitution must have at least
twelve per centum (12%) of the total number of registered voters as signatories, of which
every legislative district must be represented by at least three per centum (3%) of the
registered voters therein. Initiative on the Constitution may be exercised only after five (5)
years from the ratification of the 1987 Constitution and only once every five (5) years
thereafter.
xxx
[43] G.R. No. 85344, December 21, 1989, 180 SCRA 496.
[44] G.R. No. 88211, September 15, 1989, 177 SCRA 668.
[45] Nos. L-36142, L-36164, L-36165, L-36236, and L-36283, March 31, 1973, 50 SCRA
30.
DISSENTING OPINION
CORONA, J.:
The life of the law is not logic but experience.[1] Our collective experience as a nation
breathes life to our system of laws, especially to the Constitution. These cases promise to
significantly contribute to our collective experience as a nation. Fealty to the primary
constitutional principle that the Philippines is not merely a republican State but a
democratic one as well behooves this Court to affirm the right of the people to participate
directly in the process of introducing changes to their fundamental law. These petitions
present such an opportunity. Thus, this is an opportune time for this Court to uphold the
sovereign rights of the people.
I agree with the opinion of Mr. Justice Reynato Puno who has sufficiently explained the
rationale for upholding the people's initiative. However, I wish to share my own thoughts
on certain matters I deem material and significant.
The COMELEC denied the petition for initiative filed by petitioners purportedly on the
basis of this Court's ruling in Santiago v. COMELEC[2] that: (1) RA 6753 was inadequate
to cover the system of initiative regarding amendments to the Constitution and (2) the
COMELEC was permanently enjoined from entertaining or taking cognizance of any
petition for initiative regarding amendments to the Constitution until a sufficient law was
validly enacted to provide for the implementation of the initiative provision.
However, Santiago should not apply to this case but only to the petition of Delfin in 1997.
It would be unreasonable to make it apply to all petitions which were yet unforeseen in
1997. The fact is that Santiago was focused on the Delfin petition alone.
Those who oppose the exercise of the people's right to initiate changes to the Constitution
via initiative claim that Santiago barred any and all future petitions for initiative by virtue
of the doctrines of stare decisis and res judicata. The argument is flawed.
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The ponencia of Mr. Justice Puno has amply discussed the arguments relating to stare
decisis. Hence, I will address the argument from the viewpoint of res judicata.
Res judicata is the rule that a final judgment rendered by a court of competent jurisdiction
on the merits is conclusive as to the rights of the parties and their privies and, as to them,
constitutes an absolute bar to a subsequent action involving the same claim, demand or
cause of action.[3] It has the following requisites: (1) the former judgment or order must be
final; (2) it must have been rendered by a court having jurisdiction of the subject matter
and of the parties; (3) it must be a judgment or order on the merits and (4) there must be
identity of parties, of subject matter, and of cause of action between the first and second
actions.[4]
There is no identity of parties in Santiago and the instant case. While the COMELEC was
also the respondent in Santiago, the petitioners in that case and those in this case are
different. More significantly, there is no identity of causes of action in the two cases.
Santiago involved amendments to Sections 4 and 7 of Article VI, Section 4 of Article VII
and Section 8 of Article X of the Constitution while the present petition seeks to amend
Sections 1to 7 of Article VI and Sections 1 to 4 of the 1987 Constitution. Clearly,
therefore, the COMELEC committed grave abuse of discretion when it ruled that the
present petition for initiative was barred by Santiago and, on that ground, dismissed the
petition.
The present petition and that in Santiago are materially different from each other. They are
not based on the same facts. There is thus no cogent reason to frustrate and defeat the
present direct action of the people to exercise their sovereignty by proposing changes to
their fundamental law.
People's initiative is an option reserved by the people for themselves exclusively. Neither
Congress nor the COMELEC has the power to curtail or defeat this exclusive power of the
people to change the Constitution. Neither should the exercise of this power be made
subject to any conditions, as some would have us accept.
Oppositors to the people's initiative point out that this Court ruled in Santiago that RA
6735 was inadequate to cover the system of initiative on amendments to the Constitution
and, thus, no law existed to enable the people to directly propose changes to the
Constitution. This reasoning is seriously objectionable.
The pronouncement on the insufficiency of RA 6735 was, to my mind, out of place. It was
unprecedented and dangerously transgressed the domain reserved to the legislature.
While the legislature is authorized to establish procedures for determining the validity and
sufficiency of a petition to amend the constitution,[5] that procedure cannot unnecessarily
restrict the initiative privilege.[6] In the same vein, this Court cannot unnecessarily and
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unreasonably restrain the people's right to directly propose changes to the Constitution by
declaring a law inadequate simply for lack of a sub-heading and other grammatical but
insignificant omissions. Otherwise, the constitutional intent to empower the people will be
severely emasculated, if not rendered illusory.
The Constitution celebrates the sovereign right of the people and declares that
"sovereignty resides in the people and all government authority emanates from them."[10]
Unless the present petition is granted, this constitutional principle will be nothing but
empty rhetoric, devoid of substance for those whom it seeks to empower.
The right of the people to pass legislation and to introduce changes to the Constitution is a
fundamental right and must be jealously guarded.[11] The people should be allowed to
directly seek redress of the problems of society and representative democracy with the
constitutional tools they have reserved for their use alone.
[3] Santos v. Court of Appeals, G.R. No. 134787, 15 November 2005, 475 SCRA 1.
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[4] Feria and Noche, CIVIL PROCEDURE ANNOTATED, vol. I, 2001 edition, p. 419.
[5]Sec. 30, Petitions and initiatives by the people, 16 Am Jur 2d 380, citing State ex rel.
Stenberg v. Beermann, 240 Neb. 754, 485 N.W. 2d 151 (1992).
[6] Id. citing Coalition for Political Honesty v. State Board of Elections, 83 Ill. 2d 236, 47
Ill. Dec. 363, 415 N.E. 2d 368 (1980).
[7] Balitzer, Alfred, The Initiative and Referendum: A Study and Evaluation of Direct
Legislation, The California Roundtable 13 (1981). The American Founding Fathers
recognized that direct democracy posed a profound threat to individual rights and liberty.
The U.S. Constitution was "designed to provide a system of government that would
prevent either a tyranny of the majority or a tyranny of the few." James Madison "warned
against the power of a majority or a minority of the population `united and actuated by
some common impulse of passion, or of interest, adverse to the rights of other citizens, or
to the permanent and aggregate interest of the community.'
[8]
Gilbert Hahn & Steven C. Morton, Initiative and Referendum - Do They Encourage or
Impair Better State Government? 5 FLA. ST. U. L. REV. 925, 927 (1977).
[11] In re Initiative Petition No. 362 State Question 669, 899 P.2d 1145 (Okla. 1995).
The Antecedents
On August 25, 2006, petitioners Raul L. Lambino and Erico B. Aumentado filed with the
COMELEC a petition entitled "IN THE MATTER OF PROPOSING AMENDMENTS TO
THE 1987 CONSTITUTION THROUGH A PEOPLE'S INITIATIVE: A SHIFT FROM A
BICAMERAL PRESIDENTIAL TO A UNICAMERAL PARLIAMENTARY
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Petitioners alleged therein, inter alia, that they filed their petition in their own behalf and
together with those who have affixed their signatures to the signature sheets appended
thereto who are Filipino citizens, residents and registered voters of the Philippines, and
they constitute at least twelve percent (12%) of all the registered voters in the country,
wherein each legislative district is represented by at least three percent (3%) of all the
registered voters therein.
Petitioners further alleged therein that the filing of the petition for initiative is based on
their constitutional right to propose amendments to the 1987 Constitution by way of
people's initiative, as recognized in Section 2, Article XVII thereof, which provides:
The Congress shall provide for the implementation of the exercise of this
right."
According to petitioners, while the above provision states that "(T)he Congress shall
provide for the implementation of the exercise of this right," the provisions of Section 5(b)
and (c), along with Section 7 of Republic Act (RA) 6735,[1] are sufficient enabling details
for the people's exercise of the power. The said sections of RA 6735 state:
(b) A petition for an initiative on the 1987 Constitution must have at least
twelve per centum (12%) of the total number of registered voters as
signatories, of which every legislative district must be represented by at least
three per centum (3%) of the registered voters therein. Initiative on the
Constitution may be exercised only after five (5) years from the ratification of
the 1987 Constitution and only once every five (5) years thereafter.
c.1. contents or text of the proposed law sought to be enacted, approved or rejected,
amended or repealed, as the case may be;
c.2. the proposition;
c.3. the reason or reasons therefor;
c.4. that it is not one of the exceptions provided herein;
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xxxx
They also alleged that the COMELEC has the authority, mandate and obligation to give
due course to the petition for initiative, in compliance with the constitutional directive for
the COMELEC to "enforce and administer all laws and regulations relative to the conduct
of an election, plebiscite, initiative, referendum and recall."[2]
Petitioners incorporated in their petition for initiative the changes they proposed to be
incorporated in the 1987 Constitution and prayed that the COMELEC issue an order:
3. Calling a plebiscite to be held not earlier than sixty nor later than ninety
days after the Certification by this Honorable Commission of the
sufficiency of this Petition, to allow the Filipino people to express their
sovereign will on the proposition.
Petitioners pray for such other reliefs deemed just and equitable in the
premises.
On August 31, 2006, the COMELEC promulgated the assailed Resolution denying due
course and dismissing the petition for initiative. The COMELEC ruled that:
We agree with the petitioners that this Commission has the solemn
Constitutional duty to enforce and administer all laws and regulations relative
to the conduct of, as in this case, initiative.
This mandate, however, should be read in relation to the other provisions of the
Constitution particularly on initiative.
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Thus, even if the signatures in the instant Petition appear to meet the required
minimum per centum of the total number of registered voters, of which every
legislative district is represented by at least three per centum of the registered
voters therein, still the Petition cannot be given due course since the Supreme
Court categorically declared RA 6735 as inadequate to cover the system of
initiative on amendments to the Constitution.
Aggrieved, petitioners elevated the case to this Court on a petition for certiorari and
mandamus under Rule 65 of the Rules of Court.
I.
THE HONORABLE PUBLIC RESPONDENT COMELEC COMMITTED
GRAVE ABUSE OF DISCRETION IN REFUSING TO TAKE
COGNIZANCE OF, AND TO GIVE DUE COURSE TO THE PETITION
FOR INITIATIVE, BECAUSE THE CITED SANTIAGO RULING OF 19
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II.
THE 1987 CONSTITUTION, REPUBLIC ACT NO. 6735, REPUBLIC ACT
NO. 8189 AND EXISTING APPROPRIATION OF THE COMELEC
PROVIDE FOR SUFFICIENT DETAILS AND AUTHORITY FOR THE
EXERCISE OF PEOPLE'S INITIATIVE, THUS, EXISTING LAWS TAKEN
TOGETHER ARE ADEQUATE AND COMPLETE.
III.
THE HONORABLE PUBLIC RESPONDENT COMELEC COMMITTED
GRAVE ABUSE OF DISCRETION IN REFUSING TO TAKE
COGNIZANCE OF, AND IN REFUSING TO GIVE DUE COURSE TO THE
PETITION FOR INITIATIVE, THEREBY VIOLATING AN EXPRESS
CONSTITUTIONAL MANDATE AND DISREGARDING AND
CONTRAVENING THE WILL OF THE PEOPLE.
A.
THE SANTIAGO RULING OF 19 MARCH 1997 IS NOT
APPLICABLE TO THE INSTANT PETITION FOR INITIATIVE
FILED BY THE PETITIONERS.
1.
THE FRAMERS OF THE CONSTITUTION
INTENDED TO GIVE THE PEOPLE THE POWER
TO PROPOSE AMENDMENTS AND THE PEOPLE
THEMSELVES ARE NOW GIVING VIBRANT LIFE
TO THIS CONSTITUTIONAL PROVISION
2.
PRIOR TO THE QUESTIONED SANTIAGO RULING
OF 19 MARCH 1997, THE RIGHT OF THE PEOPLE
TO EXERCISE THE SOVEREIGN POWER OF
INITIATIVE AND RECALL HAS BEEN
INVARIABLY UPHELD
3.
THE EXERCISE OF THE INITIATIVE TO PROPOSE
AMENDMENTS IS A POLITICAL QUESTION
WHICH SHALL BE DETERMINED SOLELY BY
THE SOVEREIGN PEOPLE.
4.
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B.
THE SANTIAGO RULING OF 19 MARCH 1997 IS NOT
APPLICABLE TO THE INSTANT PETITION FOR INITIATIVE
FILED BY THE PETITIONERS
C.
THE PERMANENT INJUNCTION ISSUED IN SANTIAGO V.
COMELEC ONLY APPLIES TO THE DELFIN PETITION.
1.
IT IS THE DISPOSITIVE PORTION OF THE
DECISION AND NOT OTHER STATEMENTS IN
THE BODY OF THE DECISION THAT GOVERNS
THE RIGHTS IN CONTROVERSY.
IV.
THE HONORABLE PUBLIC RESPONDENT FAILED OR NEGLECTED
TO ACT OR PERFORM A DUTY MANDATED BY LAW.
A.
THE MINISTERIAL DUTY OF THE COMELEC IS TO SET THE
INITIATIVE FOR PLEBISCITE.[3]
Sec. 1. Petition for certiorari. - When any tribunal, board or officer exercising
judicial or quasi-judicial functions has acted without or in excess of its or his
jurisdiction, or with grave abuse of discretion amounting to lack or excess of
jurisdiction, and there is no appeal, or any plain, speedy, and adequate remedy
in the ordinary course of law, a person aggrieved thereby may file a verified
petition in the proper court, alleging the facts with certainty and praying that
judgment be rendered annulling or modifying the proceedings of such tribunal,
board or officer, and granting such incidental reliefs as law and justice may
require.
A writ for certiorari may issue only when the following requirements are set out in the
petition and established:
(1) the writ is directed against a tribunal, a board or any officer exercising
judicial or quasi-judicial functions;
(2) such tribunal, board or officer has acted without or in excess of jurisdiction,
or with grave abuse of discretion amounting to lack or excess of jurisdiction;
and
(3) there is no appeal or any plain, speedy and adequate remedy in the ordinary
course of law. x x x[4]
There is thus grave abuse of discretion on the part of the COMELEC when it acts in a
capricious, whimsical, arbitrary or despotic manner in the exercise of its judgment
amounting to lack of jurisdiction. Mere abuse of discretion is not enough.[6] The only
question involved is jurisdiction, either the lack or excess thereof, and abuse of discretion
warrants the issuance of the extraordinary remedy of certiorari only when the same is
grave, as when the power is exercised in an arbitrary or despotic manner by reason of
passion, prejudice or personal hostility. A writ of certiorari is a remedy designed for the
correction of errors of jurisdiction and not errors of judgment.[7] An error of judgment is
one in which the court may commit in the exercise of its jurisdiction, which error is
reversible only by an appeal.[8]
In the present case, it appears from the assailed Resolution of the COMELEC that it
denied the petition for initiative solely in obedience to the mandate of this Court in
Santiago v. Commission on Elections.[9] In said case, the Court En Banc permanently
enjoined the COMELEC from entertaining or taking cognizance of any petition for
initiative on amendments to the Constitution until a sufficient law shall have been validly
enacted to provide for the implementation of the system. When the COMELEC denied the
petition for initiative, there was as yet no valid law enacted by Congress to provide for the
implementation of the system.
It is a travesty for the Court to declare the act of the COMELEC in denying due course to
the petition for initiative as "capricious, despotic, oppressive or whimsical exercise of
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Whatever was before the Court, and is disposed of, is considered as finally
settled. The inferior court is bound by the judgment or decree as the law of the
case, and must carry it into execution according to the mandate. The inferior
court cannot vary it, or judicially examine it for any other purpose than
execution. It can give no other or further relief as to any matter decided by the
Supreme Court even where there is error apparent; or in any manner
intermeddle with it further than to execute the mandate and settle such matters
as have been remanded, not adjudicated by the Supreme Court....
At this point, it is well to recall the factual context of Santiago as well as the
pronouncement made by the Court therein. Like petitioners in the instant case, in
Santiago, Atty. Jesus Delfin, the People's Initiative for Reforms, Modernization and Action
(PIRMA), et al., invoked Section 2, Article XVII of the Constitution as they filed with the
COMELEC a "Petition to Amend the Constitution, to Lift Term Limits of Elective
Officials, By People's Initiative" (the Delfin petition). They asked the COMELEC to issue
an order fixing the time and date for signature gathering all over the country; causing the
necessary publications of said order and their petition in newspapers of general and local
circulation and instructing municipal election registrars in all regions all over the country
and to assist petitioners in establishing signing stations. Acting thereon, the COMELEC
issued the order prayed for.
Senator Miriam Santiago, et al. forthwith filed with this Court a petition for prohibition to
enjoin the COMELEC from implementing its order. The Court, speaking through Justice
Hilario G. Davide, Jr. (later Chief Justice), granted the petition as it declared:
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3. The Delfin petition insufficient as it did not contain the required number of
signatures of registered voters.
The Court concluded in Santiago that "the COMELEC should be permanently enjoined
from entertaining or taking cognizance of any petition for initiative on amendments to the
Constitution until a sufficient law shall have been validly enacted to provide for the
implementation of the system." The dispositive portion of the decision reads:
The Court reiterated its ruling in Santiago in another petition which was filed with the
Court by PIRMA and the spouses Alberto and Carmen Pedrosa (who were parties in
Santiago) docketed as PIRMA v. Commission on Elections.[17] The said petitioners,
undaunted by Santiago and claiming to have gathered 5,793,213 signatures, filed a petition
with the COMELEC praying, inter alia, that COMELEC officers be ordered to verify all
the signatures collected in behalf of the petition and, after due hearing, that it
(COMELEC) declare the petition sufficient for the purpose of scheduling a plebiscite to
amend the Constitution. Like the Delfin petition in Santiago, the PIRMA petition proposed
to submit to the people in a plebiscite the amendment to the Constitution on the lifting of
the term limits of elected officials.
The opinion of the minority that there was no doctrine enunciated by the Court in PIRMA
has no basis. The COMELEC, in its Resolution dated July 8, 1997, dismissed the PIRMA
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petition citing the permanent restraining order issued against it by the Court in Santiago.
PIRMA and the spouses Pedrosa forthwith elevated the matter to the Court alleging grave
abuse of discretion on the part of the COMELEC in refusing to exercise jurisdiction over,
and thereby dismissing, their petition for initiative to amend the Constitution.
The Court dismissed outright, by a unanimous vote, the petition filed by PIRMA and the
spouses Albert Pedrosa. The Court declared that the COMELEC merely complied with the
dispositions in the decision of the Court in Santiago and, hence, cannot be held to have
committed a grave abuse of its discretion in dismissing the petition before it:
The Court ruled, first, by a unanimous vote, that no grave abuse of discretion
could be attributed to the public respondent COMELEC in dismissing the
petition filed by PIRMA therein, it appearing that it only complied with the
dispositions in the Decision of this Court in G.R. No. 127325, promulgated on
March 19, 1997, and its Resolution of June 10, 1997.
The Court next considered the question of whether there was need to resolve
the second issue posed by the petitioners, namely, that the Court re-examine its
ruling as regards R.A. 6735. On this issue, the Chief Justice and six (6) other
members of the Court, namely, Regalado, Davide, Romero, Bellosillo,
Kapunan and Torres, JJ., voted that there was no need to take it up. Vitug, J.,
agreed that there was no need for re-examination of said second issue since the
case a bar is not the proper vehicle for that purpose. Five (5) other members of
the Court, namely, Melo, Puno, Francisco, Hermosisima and Panganiban, JJ.,
opined that there was need for such a re-examination. x x x
In the present case, the Office of the Solicitor General (OSG) takes the side of petitioners
and argues that the COMELEC should not have applied the ruling in Santiago to the
petition for initiative because the permanent injunction therein referred only to the Delfin
petition. The OSG buttresses this argument by pointing out that the Temporary Restraining
Order dated December 18, 1996 that was made permanent in the dispositive portion
referred only to the Delfin petition.
The OSG's attempt to isolate the dispositive portion from the body of the Court's decision
in Santiago is futile. It bears stressing that the dispositive portion must not be read
separately but in connection with the other portions of the decision of which it forms a
part. To get to the true intent and meaning of a decision, no specific portion thereof should
be resorted to but the same must be considered in its entirety. Hence, a resolution or ruling
may and does appear in other parts of the decision and not merely in the fallo thereof.[19]
The pronouncement in the body of the decision in Santiago permanently enjoining the
COMELEC "from entertaining or taking cognizance of any petition for initiative on
amendments to the Constitution until a sufficient law shall have been validly enacted to
provide for the implementation of the system" is thus as much a part of the Court's
decision as its dispositive portion. The ruling of this Court is of the nature of an in rem
judgment barring any and all Filipinos from filing a petition for initiative on
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amendments to the Constitution until a sufficient law shall have been validly enacted.
Clearly, the COMELEC, in denying due course to the present petition for initiative on
amendments to the Constitution conformably with the Court's ruling in Santiago did not
commit grave abuse of discretion. On the contrary, its actuation is in keeping with the
salutary principle of hierarchy of courts. For the Court to find the COMELEC to have
abused its discretion when it dismissed the amended petition based on the ruling of this
Court in Santiago would be sheer judicial apostasy.
As eloquently put by Justice J.B.L. Reyes, "there is only one Supreme Court from whose
decisions all other courts should take their bearings."[20] This truism applies with equal
force to the COMELEC as a quasi-judicial body for, after all, judicial decisions applying
or interpreting laws or the Constitution "assume the same authority as the statute itself
and, until authoritatively abandoned, necessarily become, to the extent that they are
applicable, the criteria which must control the actuations not only of those called upon to
abide thereby but also of those duty bound to enforce obedience thereto."[21]
It is elementary that the opinion of the majority of the members of the Court, not the
opinion of the minority, prevails. As a corollary, the decision of the majority cannot be
modified or reversed by the minority of the members of the Court.
Santiago was concurred in, without any reservation, by eight Justices,[22] or the majority
of the members of the Court, who actually took part in the deliberations thereon. On the
other hand, five Justices,[23] while voting for the dismissal of the Delfin petition on the
ground of insufficiency, dissented from the majority opinion as they maintained the view
that RA 6735 was sufficient to implement the system of initiative.
Given that a clear majority of the members of the Court, eight Justices, concurred in the
decision in Santiago, the pronouncement therein that RA 6735 is "incomplete, inadequate,
or wanting in essential terms and conditions insofar as initiative on amendments to the
Constitution is concerned" constitutes a definitive ruling on the matter.
In the Resolution dated June 10, 1997, the motions for reconsideration of the Santiago
decision were denied with finality as only six Justices, or less than the majority, voted to
grant the same. The Resolution expressly stated that the motion for reconsideration failed
"to persuade the requisite majority of the Court to modify or reverse the Decision of 19
March 1977."[24] In fine, the pronouncement in Santiago as embodied in the Decision of
March 19, 1997 remains the definitive ruling on the matter.
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It bears stressing that in PIRMA, petitioners prayed for the Court to resolve the issue posed
by them and to re-examine its ruling as regards RA 6735. By a vote of seven members of
the Court, including Justice Justo P. Torres, Jr. and Justice Jose C. Vitug, the Court voted
that there was no need to resolve the issue. Five members of the Court opined that there
was a need for the re-examination of said ruling. Thus, the pronouncement of the Court in
Santiago remains the law of the case and binding on petitioners.
If, as now claimed by the minorty, there was no doctrine enunciated by the Court in
Santiago, the Court should have resolved to set aside its original resolution dismissing the
petition and to grant the motion for reconsideration and the petition. But the Court did not.
The Court positively and unequivocally declared that the COMELEC merely followed the
ruling of the Court in Santiago in dismissing the petition before it. No less than Senior
Justice Reynato S. Puno concurred with the resolution of the Court. It behooved Justice
Puno to dissent from the ruling of the Court on the motion for reconsideration of
petitioners precisely on the ground that there was no doctrine enunciated by the Court in
Santiago. He did not. Neither did Chief Justice Artemio V. Panganiban, who was a
member of the Court.
That RA 6735 has failed to validly implement the people's right to directly propose
constitutional amendments through the system of initiative had already been conclusively
settled in Santiago as well as in PIRMA. Heeding these decisions, several lawmakers,
including no less than Solicitor General Antonio Eduardo Nachura when he was then a
member of the House of Representatives,[25] have filed separate bills to implement the
system of initiative under Section 2, Article XVII of the Constitution.
In the present Thirteenth (13th) Congress, at least seven (7) bills are pending. In the
Senate, the three (3) pending bills are: Senate Bill No. 119 entitled An Act Providing for
People's Initiative to Amend the Constitution introduced by Senator Luisa "Loi" P. Ejercito
Estrada; Senate Bill No. 2189 entitled An Act Providing for People's Initiative to Amend
the Constitution introduced by Senator Miriam Defensor Santiago; and Senate Bill No.
2247 entitled An Act Providing for a System of People's Initiative to Propose Amendments
to the Constitution introduced by Senator Richard Gordon.
In the House of Representatives, there are at least four (4) pending bills: House Bill No.
05281 filed by Representative Carmen Cari, House Bill No. 05017 filed by Representative
Imee Marcos, House Bill No. 05025 filed by Representative Roberto Cajes, and House
Bill No. 05026 filed by Representative Edgardo Chatto. These House bills are similarly
entitled An Act Providing for People's Initiative to Amend the Constitution.
The respective explanatory notes of the said Senate and House bills uniformly recognize
that there is, to date, no law to govern the process by which constitutional amendments are
introduced by the people directly through the system of initiative. Ten (10) years after
Santiago and absent the occurrence of any compelling supervening event, i.e., passage of a
law to implement the system of initiative under Section 2, Article XVII of the
Constitution, that would warrant the re-examination of the ruling therein, it behooves the
Court to apply to the present case the salutary and well-recognized doctrine of stare
decisis. As earlier shown, Congress and other government agencies have, in fact, abided
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by Santiago. The Court can do no less with respect to its own ruling.
Contrary to the stance taken by petitioners, the validity or constitutionality of a law cannot
be made to depend on the individual opinions of the members who compose it - the
Supreme Court, as an institution, has already determined RA 6735 to be "incomplete,
inadequate, or wanting in essential terms and conditions insofar as initiative on
amendments to the Constitution is concerned" and therefore the same remains to be so
regardless of any change in the Court's composition.[26] Indeed, it is vital that there be
stability in the courts in adhering to decisions deliberately made after ample consideration.
Parties should not be encouraged to seek re-examination of determined principles and
speculate on fluctuation of the law with every change in the expounders of it.[27]
Even granting arguendo the Court, in the present case, abandons its pronouncement in
Santiago and declares RA 6735, taken together with other extant laws, sufficient to
implement the system of initiative, still, the amended petition for initiative cannot prosper.
Despite the denomination of their petition, the proposals of petitioners to change the form
of government from the present bicameral-presidential to a unicameral-parliamentary
system of government are actually for the revision of the Constitution.
Petitioners propose to "amend" Articles VI and VII of the Constitution in this manner:
"Section 1. There shall be a President who shall be the Head of State. The
executive power shall be exercised by a Prime Minister, with the assistance of
the Cabinet. The Prime Minister shall be elected by a majority of all the
Members of Parliament from among themselves. He shall be responsible to the
Parliament for the program of government.
Section 1. (1) The incumbent President and Vice President shall serve until the
expiration of their term at noon on the thirtieth day of June 2010 and shall
continue to exercise their powers under the 1987 Constitution unless
impeached by a vote of two thirds of all the members of the interim
parliament.,
Section 2. "Upon the expiration of the term of the incumbent President and
Vice President, with the exception of Sections 1, 2, 3, 4, 5, 6 and 7 of Article
VI of the 1987 Constitution which shall hereby be amended and Sections 18
and 24 which shall be deleted, all other Sections of Article VI are hereby
retained and renumbered sequentially as Section 2, ad seriatim up to 26, unless
they are inconsistent with the Parliamentary system of government, in which
case, they shall be amended to conform with a unicameral parliamentary form
of government; provided, however, that any and all references therein to
"Congress," "Senate," "House of Representatives" and "House of Congress,"
"Senator[s] or "Member[s] of the House of Representatives" and "House of
Congress" shall be changed to read "Parliament"; that any and all references
therein to "Member[s] of the House of Representatives" shall be changed to
read as "Member[s] of Parliament" and any and all references to the
"President" and or "Acting President" shall be changed to read "Prime
Minister."
Section 3. "Upon the expiration of the term of the incumbent President and
Vice President, with the exception of Sections 1, 2, 3 and 4 of Article VII of the
1987 Constitution which are hereby amended and Sections 7, 8, 9, 10, 11 and
12 which are hereby deleted, all other Sections of Article VII shall be retained
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Section 4. (1) There shall exist, upon the ratification of these amendments, an
interim Parliament which shall continue until the Members of the regular
Parliament shall have been elected and shall have qualified. It shall be
composed of the incumbent Members of the Senate and the House of
Representatives and the incumbent Members of the Cabinet who are heads of
executive departments.
(4) Within forty-five days from ratification of these amendments, the interim
Parliament shall convene to propose amendments to, or revisions of, this
Constitution consistent with the principles of local autonomy, decentralization
and a strong bureaucracy.
"Section 5. (1) The incumbent President, who is the Chief Executive, shall
nominate, from among the members of the interim Parliament, an interim
Prime Minister, who shall be elected by a majority vote of the members
thereof. The interim Prime Minister shall oversee the various ministries and
shall perform such powers and responsibilities as may be delegated to him by
the incumbent President."
(2) The interim Parliament shall provide for the election of the members of
Parliament, which shall be synchronized and held simultaneously with the
election of all local government officials. [Thereafter, the Vice President, as
Member of Parliament, shall immediately convene the Parliament and shall
initially preside over its session for the purpose of electing the Prime Minister,
who shall be elected by a majority vote of all its members, from among
themselves.] The duly-elected Prime Minister shall continue to exercise and
perform the powers, duties and responsibilities of the interim Prime Minister
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until the expiration of the term of the incumbent President and Vice President.
[28]
Petitioners claim that the required number of signatures of registered voters have been
complied with, i.e., the signatories to the petition constitute twelve percent (12%) of all the
registered voters in the country, wherein each legislative district is represented by at least
three percent (3%) of all the registered voters therein. Certifications allegedly executed by
the respective COMELEC Election Registrars of each municipality and city verifying
these signatures were attached to the petition for initiative. The verification was allegedly
done on the basis of the list of registered voters contained in the official COMELEC list
used in the immediately preceding election.
According to petitioners, the proposed amendment of Articles VI and VII would effect a
more efficient, more economical and more responsive government. The parliamentary
system would allegedly ensure harmony between the legislative and executive branches of
government, promote greater consensus, and provide faster and more decisive
governmental action.
Article XVII
The Congress shall provide for the implementation of the exercise of this right.
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It can be readily gleaned that the above provisions set forth different modes and
procedures for proposals for the amendment and revision of the Constitution:
1. Under Section 1, Article XVII, any amendment to, or revision of, the
Constitution may be proposed by -
The framers of the Constitution deliberately adopted the terms "amendment" and
"revision" and provided for their respective modes and procedures for effecting changes of
the Constitution fully cognizant of the distinction between the two concepts.
Commissioner Jose E. Suarez, the Chairman of the Committee on Amendments and
Transitory Provisions, explained:
We mentioned the possible use of only one term and that is, "amendment."
However, the Committee finally agreed to use the terms - "amendment" or
"revision" when our attention was called by the honorable Vice-President to the
substantial difference in the connotation and significance between the said
terms. As a result of our research, we came up with the observations made in
the famous - or notorious - Javellana doctrine, particularly the decision
rendered by Honorable Justice Makasiar, wherein he made the following
distinction between "amendment" and "revision" of an existing Constitution:
"Revision" may involve a rewriting of the whole Constitution. On the other
hand, the act of amending a constitution envisages a change of specific
provisions only. The intention of an act to amend is not the change of the entire
Constitution, but only the improvement of specific parts or the addition of
provisions deemed essential as a consequence of new conditions or the
elimination of parts already considered obsolete or unresponsive to the needs
of the times.
So, the Committee finally came up with the proposal that these two terms
should be employed in the formulation of the Article governing amendments or
revisions to the new Constitution.[30]
Further, the framers of the Constitution deliberately omitted the term "revision" in Section
2, Article XVII of the Constitution because it was their intention to reserve the power to
propose a revision of the Constitution to Congress or the constitutional convention. Stated
in another manner, it was their manifest intent that revision thereof shall not be undertaken
through the system of initiative. Instead, the revision of the Constitution shall be done
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It is significant to note that, originally, the provision on the system of initiative was
included in Section 1 of the draft Article on Amendment or Revision proposed by the
Committee on Amendments and Transitory Provisions. The original draft provided:
SEC. 1. Any amendment to, or revision of, this Constitution may be proposed:
(a) by the National Assembly upon a vote of three-fourths of all its members; or
(b) by a constitutional convention; or
(c) directly by the people themselves thru initiative as provided for in Article __
Section __ of the Constitution.[31]
However, after deliberations and interpellations, the members of the Commission agreed
to remove the provision on the system of initiative from Section 1 and, instead, put it
under a separate provision, Section 2. It was explained that the removal of the provision on
initiative from the other "traditional modes" of changing the Constitution was precisely to
limit the former (system of initiative) to amendments to the Constitution. It was
emphasized that the system of initiative should not extend to revision.
May we respectfully call the attention of the Members of the Commission that
pursuant to the mandate given to us last night, we submitted this afternoon a
complete Committee Report No. 7 which embodies the proposed provision
governing the matter of initiative. This is now covered by Section 2 of the
complete committee report. With the permission of the Members, may I quote
Section 2:
The people may, after five years from the date of the last plebiscite
held, directly propose amendments to this Constitution thru
initiative upon petition of at least ten percent of the registered
voters.
This completes the blanks appearing in the original Committee Report No. 7.
This proposal was suggested on the theory that this matter of initiative, which
came about because of the extraordinary developments this year, has to be
separated from the traditional modes of amending the Constitution as
embodied in Section 1. The committee members felt that this system of
initiative should be limited to amendments to the Constitution and should not
extend to the revision of the entire Constitution, so we removed it from the
operation of Section 1 of the proposed Article on Amendment or Revision. x x
x[32]
The intention to exclude "revision" of the Constitution as a mode that may be undertaken
through the system of initiative was reiterated and made clear by Commissioner Suarez in
response to a suggestion of Commissioner Felicitas Aquino:
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MR. SUAREZ. No, not unless we settle and determine the take-off period.
MR. SUAREZ. That is right. Those were the terms envisioned by the
Committee.[33]
Then Commissioner Hilario P. Davide, Jr. (later Chief Justice) also made the clarification
with respect to the observation of Commissioner Regalado Maambong:
MR. DAVIDE. No, it does not, because "amendments" and "revision" should
be covered by Section 1. So insofar as initiative is concerned, it can only relate
to "amendments" not "revision."[34]
After several amendments, the Commission voted in favor of the following wording of
Section 2:
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Article XVII
The Congress shall provide for the implementation of the exercise of this right.
The final text of Article XVII on Amendments or Revisions clearly makes a substantial
differentiation not only between the two terms but also between two procedures and their
respective fields of application. Ineluctably, the system of initiative under Section 2,
Article XVII as a mode of effecting changes in the Constitution is strictly limited to
amendments - not to a revision - thereof.
As opined earlier, the framers of the Constitution, in providing for "amendment" and
"revision" as different modes of changing the fundamental law, were cognizant of the
distinction between the two terms. They particularly relied on the distinction made by
Justice Felix Antonio in his concurring opinion in Javellana v. Executive Secretary,[35] the
controversial decision which gave imprimatur to the 1973 Constitution of former President
Ferdinand E. Marcos, as follows:
unresponsive to the needs of the times. The 1973 Constitution is not a mere
amendment to the 1935 Constitution. It is a completely new fundamental
charter embodying new political, social and economic concepts.[36]
In the United States, the Supreme Court of Georgia in Wheeler v. Board of Trustees[38] had
the occasion to make the distinction between the two terms with respect to Ga.L. 1945, an
instrument which "amended" the 1877 Constitution of Georgia. It explained the term
"amendment:"
On the other hand, the term "revision" was explained by the said US appellate court:
Fairly recently, Fr. Joaquin Bernas, SJ, a member of the Constitutional Commission,
expounded on the distinction between the two terms thus:
It is thus clear that what distinguishes revision from amendment is not the
quantum of change in the document. Rather, it is the fundamental qualitative
alteration that effects revision. Hence, I must reject the puerile argument that
the use of the plural form of "amendments" means that a revision can be
achieved by the introduction of a multiplicity of amendments![41]
Given that revision necessarily entails a more complex, substantial and far-reaching effects
on the Constitution, the framers thereof wisely withheld the said mode from the system of
initiative. It should be recalled that it took the framers of the present Constitution four
months from June 2, 1986 until October 15, 1986 to come up with the draft Constitution
which, as described by the venerable Justice Cecilia Muñoz Palma, the President of the
Constitutional Commission of 1986, "gradually and painstakingly took shape through the
crucible of sustained sometimes passionate and often exhilarating debates that intersected
all dimensions of the national life."[42]
Evidently, the framers of the Constitution believed that a revision thereof should, in like
manner, be a product of the same extensive and intensive study and debates. Consequently,
while providing for a system of initiative where the people would directly propose
amendments to the Constitution, they entrusted the formidable task of its revision to a
deliberative body, the Congress or Constituent Assembly.
The Constitution is the fundamental law of the state, containing the principles upon which
the government is founded, and regulating the division of sovereign powers, directing to
what persons each of those powers is to be confided and the manner in which it is to be
exercised.[43] The Philippines has followed the American constitutional legal system in the
sense that the term constitution is given a more restricted meaning, i.e., as a written
organic instrument, under which governmental powers are both conferred and
circumscribed.[44]
The Constitution received its force from the express will of the people. An overwhelming
16,622,111, out of 21,785,216 votes cast during the plebiscite, or 76.30% ratified the
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Further, these provisions having been incorporated in the Constitution, where the validity
of a constitutional amendment or revision depends upon whether such provisions have
been complied with, such question presents for consideration and determination a judicial
question, and the courts are the only tribunals vested with power under the Constitution to
determine such question.[47]
Earlier, it was mentioned that Article XVII, by the use of the terms "amendment" and
"revision," clearly makes a differentiation not only between the two terms but also
between two procedures and their respective fields of application. On this point, the case
of McFadden v. Jordan[48] is instructive. In that case, a "purported initiative amendment"
(referred to as the proposed measure) to the State Constitution of California, then being
proposed to be submitted to the electors for ratification, was sought to be enjoined. The
proposed measure, denominated as "California Bill of Rights," comprised a single new
article with some 208 subsections which would repeal or substantially alter at least 15 of
the 25 articles of the California State Constitution and add at least four new topics. Among
the likely effects of the proposed measure were to curtail legislative and judicial functions,
legalize gaming, completely revise the taxation system and reduce the powers of cities,
counties and courts. The proposed measure also included diverse matters as ministers,
mines, civic centers, liquor control and naturopaths.
The Supreme Court of California enjoined the submission of the proposed measure to the
electors for ratification because it was not an "amendment" but a "revision" which could
only be proposed by a convention. It held that from an examination of the proposed
measure itself, considered in relation to the terms of the California State Constitution, it
was clear that the proposed initiative enactment amounted substantially to an attempted
revision, rather than amendment, thereof; and that inasmuch as the California State
Constitution specifies (Article XVIII §2 thereof) that it may be revised by means of
constitutional convention but does not provide for revision by initiative measure, the
submission of the proposed measure to the electorate for ratification must be enjoined.
Provisions regulating the time and mode of effecting organic changes are in the nature of
safety-valves - they must not be so adjusted as to discharge their peculiar function with too
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great facility, lest they become the ordinary escape-pipes of party passion; nor, on the
other hand, must they discharge it with such difficulty that the force needed to induce
action is sufficient also to explode the machine. Hence, the problem of the Constitution
maker is, in this particular, one of the most difficult in our whole system, to reconcile the
requisites for progress with the requisites for safety.[50]
Like in McFadden, the present petition for initiative on amendments to the Constitution is,
despite its denomination, one for its revision. It purports to seek the amendment only of
Articles VI and VII of the Constitution as well as to provide transitory provisions.
However, as will be shown shortly, the amendment of these two provisions will
necessarily affect other numerous provisions of the Constitution particularly those
pertaining to the specific powers of Congress and the President. These powers would have
to be transferred to the Parliament and the Prime Minister and/or President, as the case
may be. More than one hundred (100) sections will be affected or altered thereby:
1. Section 19 of Article III (Bill of Rights) on the power of Congress to impose the
death penalty for compelling reasons involving heinous crimes;
- (B) Section 3 on duty of Civil Service Commission to make annual report to the
President and Congress;
- (B) Section 5 on power of Congress to provide by law for the standardization of
compensation of government officials;
- (B) Section 8 which provides in part that "no public officer shall accept, without the
consent of Congress, any present, emolument, etc. x x x"
- (C) Section 1 on the power of the President to appoint the Chairman and Commissioners
of the Commission on Elections with the consent of the Commission on Appointments;
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- (C) Section 2 (7) on the power of the COMELEC to recommend to Congress measures
to minimize election spending x x x;
- (C) Section 2 (8) on the duty of the COMELEC to recommend to the President the
removal of any officer or employee it has deputized, or the imposition of any other
disciplinary action x x x;
- (C) Section 2 (9) on the duty of the COMELEC to submit to the President and Congress
a report on the conduct of election, plebiscite, etc.;
- (C) Section 5 on the power of the President, with the favorable recommendation of the
COMELEC, to grant pardon, amnesty, parole, or suspension of sentence for violation of
election laws, rules and regulations;
- (C) Section 7 which recognizes as valid votes cast in favor of organization registered
under party-list system;
- (C) Section 8 on political parties, organizations or coalitions under the party-list system;
- (D) Section 1 (2) on the power of the President to appoint the Chairman and
Commissioners of the Commission on Audit (COA) with the consent of the Commission
of Appointments;
- Section 4 on duty of the COA to make annual report to the President and Congress.
10. The following Sections of Article XIII (Social Justice and Human Rights):
11. The following Sections of Article XIV (Education, Science and Technology, etc.):
- Section 2 on the power of Congress to adopt new name for the country, new national
anthem, etc.;
- Section 5 (7) on the tour of duty of the Chief of Staff which may be extended by the
President in times of war or national emergency declared by Congress;
- Section 11 on the power of Congress to regulate or prohibit monopolies in mass media;
- Section 12 on the power of Congress to create consultative body to advise the President
on indigenous cultural communities.
The foregoing enumeration negates the claim that "the big bulk of the 1987 Constitution
will not be affected."[51] Petitioners' proposition, while purportedly seeking to amend only
Articles VI and VII of the Constitution and providing transitory provisions, will, in fact,
affect, alter, replace or repeal other numerous articles and sections thereof. More than the
quantitative effects, however, the revisory character of petitioners' proposition is apparent
from the qualitative effects it will have on the fundamental law.
I am not impervious to the commentary of Dean Vicente G. Sinco that the revision of a
constitution, in its strict sense, refers to a consideration of the entire constitution and the
procedure for effecting such change; while amendment refers only to particular
provisions to be added to or to be altered in a constitution.[52]
For clarity and accuracy, however, it is necessary to reiterate below Dean Sinco's more
comprehensive differentiation of the terms:
More importantly, such shift in the form of government will, without doubt, fundamentally
change the basic plan and substance of the present Constitution. The tripartite system
ordained by our fundamental law divides governmental powers into three distinct but co-
equal branches: the legislative, executive and judicial. Legislative power, vested in
Congress which is a bicameral body consisting of the House of Representatives and the
Senate, is the power to make laws and to alter them at discretion. Executive power, vested
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in the President who is directly elected by the people, is the power to see that the laws are
duly executed and enforced. Judicial power, vested in the Supreme Court and the lower
courts, is the power to construe and apply the law when controversies arise concerning
what has been done or omitted under it. This separation of powers furnishes a system of
checks and balances which guards against the establishment of an arbitrary or tyrannical
government.
Considering the encompassing scope and depth of the changes that would be effected, not
to mention that the Constitution's basic plan and substance of a tripartite system of
government and the principle of separation of powers underlying the same would be
altered, if not entirely destroyed, there can be no other conclusion than that the proposition
of petitioners Lambino, et al. would constitute a revision of the Constitution rather than an
amendment or "such an addition or change within the lines of the original instrument as
will effect an improvement or better carry out the purpose for which it was framed."[54] As
has been shown, the effect of the adoption of the petitioners' proposition, rather than to
"within the lines of the original instrument" constitute "an improvement or better carry out
the purpose for which it was framed," is to "substantially alter the purpose and to attain
objectives clearly beyond the lines of the Constitution as now cast."[55]
To paraphrase McFadden, petitioners' contention that any change less than a total one is
amendatory would reduce to the rubble of absurdity the bulwark so carefully erected and
preserved. A case might, conceivably, be presented where the question would be occasion
to undertake to define with nicety the line of demarcation; but we have no case or occasion
here.
As succinctly by Fr. Joaquin Bernas, "a switch from the presidential system to a
parliamentary system would be a revision because of its overall impact on the entire
constitutional structure. So would a switch from a bicameral system to a unicameral
system because of its effect on other important provisions of the Constitution. It is thus
clear that what distinguishes revision from amendment is not the quantum of change in the
document. Rather, it is the fundamental qualitative alteration that effects revision."[56]
The petition for initiative on amendments to the Constitution filed by petitioners Lambino,
et al., being in truth and in fact a proposal for the revision thereof, is barred from the
system of initiative upon any legally permissible construction of Section 2, Article XVII of
the Constitution.
Again, even granting arguendo RA 6735 is declared sufficient to implement the system of
initiative and that COMELEC Resolution No. 2300, as it prescribed rules and regulations
on the conduct of initiative on amendments to the Constitution, is valid, still, the petition
for initiative on amendments to the Constitution must be dismissed for being insufficient
in form and substance.
Section 5 of RA 6735 requires that a petition for initiative on the Constitution must state
the following:
2. The proposition;
The law mandates upon the election registrar to personally verify the signatures. This is a
solemn and important duty imposed on the election registrar which he cannot delegate to
any other person, even to barangay officials. Hence, a verification of signatures made by
persons other than the election registrars has no legal effect.
In patent violation of the law, several certifications submitted by petitioners showed that
the verification of signatures was made, not by the election registrars, but by barangay
officials. For example, the certification of the election officer in Lumbatan, Lanao del Sur
reads in full:
It is further certified that the total number of signatures of the registered voters
for the City/Municipality of LUMBATAN, LANAO DEL SUR as appearing in
the affixed signatures sheets is ONE THOUSAND ONE HUNDRED EIGHTY
(1,180).
April 2, 2006
IBRAHIM M. MACADATO
Election Officer
(Underscoring supplied)
The ineffective verification in almost all the legislative districts in the Autonomous Region
of Muslim Mindanao (ARMM) alone is shown by the certifications, similarly worded as
above-quoted, of the election registrars of Buldon, Maguindanao;[58] Cotabato City
(Special Province);[59] Datu Odin Sinsuat, Maguindanao;[60] Matanog, Maguindanao;[61]
Parang, Maguindanao;[62] Kabantalan, Maguindanao;[63] Upi, Maguinadano;[64] Barira,
Maguindanao;[65] Sultan, Mastura;[66] Ampatuan, Maguindanao;[67] Buluan,
Maguindanao;[68] Datu Paglas, Maguindanao;[69] Datu Piang, Maguindanao;[70] Shariff
Aguak, Maguindanao;[71] Pagalungan, Maguindanao;[72] Talayan, Maguindanao;[73] Gen.
S.K. Pendatun, Maguindanao;[74] Mamasapano, Maguindanao;[75] Talitay, Maguindanao;
[76] Guindulungan, Maguindanao;[77] Datu Saudi Ampatuan, Maguindanao;[78] Datu
Section 7 of RA 6735 is clear that the verification of signatures shall be done by the
election registrar, and by no one else, including the barangay officials. The foregoing
certifications submitted by petitioners, instead of aiding their cause, justify the outright
dismissal of their petition for initiative. Because of the illegal verifications made by
barangay officials in the above-mentioned legislative districts, it necessarily follows that
the petition for initiative has failed to comply with the requisite number of signatures, i.e.,
at least twelve percent (12%) of the total number of registered voters, of which every
legislative district must be represented by at least three percent (3%) of the registered
voters therein.
Petitioners cannot disclaim the veracity of these damaging certifications because they
themselves submitted the same to the COMELEC and to the Court in the present case to
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support their contention that the requirements of RA 6735 had been complied with and
that their petition for initiative is on its face sufficient in form and substance. They are in
the nature of judicial admissions which are conclusive and binding on petitioners.[97] This
being the case, the Court must forthwith order the dismissal of the petition for initiative for
being, on its face, insufficient in form and substance. The Court should make the
adjudication entailed by the facts here and now, without further proceedings, as it has done
in other cases.[98]
Mandamus is a proper recourse for citizens who act to enforce a public right and to
compel the persons of a public duty most especially when mandated by the Constitution.
[99] However, under Section 3, Rule 65 of the 1997 Rules of Court, for a petition for
mandamus to prosper, it must be shown that the subject of the petition is a ministerial act
or duty and not purely discretionary on the part of the board, officer or person, and that
petitioner has a well-defined, clear and certain right to warrant the grant thereof. A purely
ministerial act or duty is one which an officer or tribunal performs in a given state of facts,
in a prescribed manner, in obedience to the mandate of a legal authority, without regard to
or the exercise of his own judgment upon the propriety or impropriety of the act done. If
the law imposes a duty upon a public official and gives him the right to decide how or
when the duty should be performed, such duty is discretionary and not ministerial. The
duty is ministerial only when the discharge of the same requires neither the exercise of an
official discretion nor judgment.[100]
To stress, in a petition for mandamus, petitioner must show a well defined, clear and
certain right to warrant the grant thereof.[101] In this case, petitioners failed to establish
their right to a writ of mandamus as shown by the foregoing disquisitions.
The dissenting opinion posits that the issue of whether or not the petition for initiative has
complied with the requisite number of signatures of at least twelve percent (12%) of the
total number of registered voters, of which every legislative district must be represented
by at least three percent (3%) of the registered voters therein, involves contentious facts.
The dissenting opinion cites the petitioners' claim that they have complied with the same
while the oppositors-intervenors have vigorously refuted this claim by alleging, inter alia,
that the signatures were not properly verified or were not verified at all. Other oppositors-
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intervenors have alleged that the signatories did not fully understand what they have
signed as they were misled into signing the signature sheets.
According to the dissenting opinion, the sufficiency of the petition for initiative and its
compliance with the requirements of RA 6735 on initiative and its implementing rules is a
question that should be resolved by the COMELEC at the first instance. It thus remands
the case to the COMELEC for further proceedings.
To my mind, the remand of the case to the COMELEC is not warranted. There is nothing
in RA 6735, as well as in COMELEC Resolution No. 2300, granting that it is valid to
implement the former statute, that authorizes the COMELEC to conduct any kind of
hearing, whether full-blown or trial-type hearing, summary hearing or administrative
hearing, on a petition for initiative.
Section 41 of COMELEC Resolution No. 2300 provides that "[a]n initiative shall be
conducted under the control and supervision of the Commission in accordance with Article
III hereof." Pertinently, Sections 30, 31 and 32 of Article III of the said implementing rules
provide as follows:
Sec. 30. Verification of signatures. - The Election Registrar shall verify the
signatures on the basis of the registry list of voters, voters' affidavits and voters'
identification cards used in the immediately preceding election.
Sec. 31. Determination by the Commission. - The Commission shall act on the
findings of the sufficiency or insufficiency of the petition for initiative or
referendum.
If it should appear that the required number of signatures has not been
obtained, the petition shall be deemed defeated and the Commission shall issue
a declaration to that effect.
If it should appear that the required number of signatures has been obtained,
the Commission shall set the initiative or referendum in accordance with the
succeeding sections.
Sec. 32. Appeal. - The decision of the Commission on the findings of the
sufficiency and insufficiency of the petition for initiative or referendum may be
appealed to the Supreme Court within thirty (30) days from notice hereof.
Clearly, following the foregoing procedural rules, the COMELEC is not authorized to
conduct any kind of hearing to receive any evidence for or against the sufficiency of the
petition for initiative. Rather, the foregoing rules require of the COMELEC to determine
the sufficiency or insufficiency of the petition for initiative on its face. And it has already
been shown, by the annexes submitted by the petitioners themselves, their petition is, on
its face, insufficient in form and substance. The remand of the case to the COMELEC for
reception of evidence of the parties on the contentious factual issues is, in effect, an
amendment of the abovequoted rules of the COMELEC by this Court which the Court is
not empowered to do.
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Political questions refer to those questions which, under the Constitution, are to be decided
by the people in their sovereign capacity, or in regard to which full discretionary authority
has been delegated to the legislative or executive branch of government.[102] A political
question has two aspects: (1) those matters that are to be exercised by the people in their
primary political capacity; and (2) matters which have been specifically designated to
some other department or particular office of the government, with discretionary power to
act.[103]
xxxx
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Even if the present petition involves the act, not of a governmental body, but of
purportedly more than six million registered voters who have signified their assent to the
proposal to amend the Constitution, the same still constitutes a justiciable controversy,
hence, a non-political question. There is no doubt that the Constitution, under Article
XVII, has explicitly provided for the manner or method to effect amendments thereto, or
revision thereof. The question, therefore, of whether there has been compliance with the
terms of the Constitution is for the Court to pass upon.[105]
There is no denying that "the Philippines is a democratic and republican State. Sovereignty
resides in the people and all government authority emanates from them."[111] However, I
find to be tenuous the asseveration that "the argument that the people through initiative
cannot propose substantial amendments to change the Constitution turns sovereignty in its
head. At the very least, the submission constricts the democratic space for the exercise of
the direct sovereignty of the people."[112] In effect, it is theorized that despite the
unambiguous text of Section 2, Article XVII of the Constitution withholding the power to
revise it from the system of initiative, the people, in their sovereign capacity, can
conveniently disregard the said provision.
I strongly take exception to the view that the people, in their sovereign capacity, can
disregard the Constitution altogether. Such a view directly contravenes the fundamental
constitutional theory that while indeed "the ultimate sovereignty is in the people, from
whom springs all legitimate authority"; nonetheless, "by the Constitution which they
establish, they not only tie up the hands of their official agencies, but their own hands as
well; and neither the officers of the state, nor the whole people as an aggregate body, are at
liberty to take action in opposition to this fundamental law."[113] The Constitution, it
should be remembered, "is the protector of the people, placed on guard by them to save the
rights of the people against injury by the people."[114] This is the essence of
constitutionalism:
Section 2, Article XVII of the Constitution on the system of initiative is limited only to
proposals to amend to the Constitution, and does not extend to its revision. The Filipino
people have bound themselves to observe the manner and method to effect the changes of
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the Constitution. They opted to limit the exercise of the right to directly propose
amendments to the Constitution through initiative, but did not extend the same to the
revision thereof. The petition for initiative, as it proposes to effect the revision thereof,
contravenes the Constitution. The fundamental law of the state prescribes the limitations
under which the electors of the state may change the same, and, unless such course is
pursued, the mere fact that a majority of the electors are in favor of a change and have so
expressed themselves, does not work a change. Such a course would be revolutionary, and
the Constitution of the state would become a mere matter of form.[116]
The very term Constitution implies an instrument of a permanent and abiding nature, and
the provisions contained therein for its revision indicated the will of the people that the
underlying principles upon which it rests, as well as the substantial entirety of the
instrument, shall be of a like permanent and abiding nature.[117]
The Filipino people have incorporated the safety valves of amendment and revision in
Article XVII of the Constitution. The Court is mandated to ensure that these safety valves
embodied in the Constitution to guard against improvident and hasty changes thereof are
not easily trifled with. To be sure, by having overwhelmingly ratified the Constitution, the
Filipino people believed that it is "a good Constitution" and in the words of the learned
Judge Cooley:
Indisputably, the issues posed in the present case are of transcendental importance.
Accordingly, I have approached and grappled with them with full appreciation of the
responsibilities involved in the present case, and have given to its consideration the earnest
attention which its importance demands. I have sought to maintain the supremacy of the
Constitution at whatever hazard. I share the concern of Chief Justice Day in Koehler v.
Hill:[119] "it is for the protection of minorities that constitutions are framed.
Sometimes constitutions must be interposed for the protection of majorities even
against themselves. Constitutions are adopted in times of public repose, when sober
reason holds her citadel, and are designed to check the surging passions in times of
popular excitement. But if courts could be coerced by popular majorities into a
disregard of their provisions, constitutions would become mere `ropes of sand,' and
there would be an end of social security and of constitutional freedom. The cause of
temperance can sustain no injury from the loss of this amendment which would be at
all comparable to the injury to republican institutions which a violation of the
constitution would inflict. That large and respectable class of moral reformers which
so justly demands the observance and enforcement of law, cannot afford to take its
first reformatory step by a violation of the constitution. How can it consistently
demand of others obedience to a constitution which it violates itself? The people can
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in a short time re-enact the amendment. In the manner of a great moral reform, the
loss of a few years is nothing. The constitution is the palladium of republican
freedom. The young men coming forward upon the stage of political action must be
educated to venerate it; those already upon the stage must be taught to obey it.
Whatever interest may be advanced or may suffer, whoever or whatever may be
`voted up or voted down,' no sacrilegious hand must be laid upon the constitution."
[120]
WHEREFORE, I vote to DISMISS the petition in G.R. No. 174153 and to GRANT the
petition in G.R. No. 174299.
[1]
Entitled An Act Providing for a System of Initiative and Referendum and Appropriating
Funds Therefor.
[4]Land Bank of the Philippines v. Court of Appeals, G.R. No. 129368, August 25, 2003,
409 SCRA 455, 480.
[5]
Rodson Philippines, Inc. v. Court of Appears, G.R. No. 141857, June 9, 2004, 431
SCRA 469, 480.
[6] People v. Court of Appeals, G.R. No. 144332, June 10, 2004, 431 SCRA 610.
[7]
Philippine Rabbit Bus Lines, Inc. v. Galauran & Pilares Construction Co., G.R. No. L-
35630, November 25, 1982, 118 SCRA 664.
[9] G.R. No. 127325, March 19, 1997, 270 SCRA 106.
[10] Article 8, New Civil Code provides that "[j]udicial decisions applying or interpreting
the laws or the Constitution shall form part of the legal system of the Philippines."
[11] Suson v. Court of Appeals, G.R. No. 126749, August 27, 1997, 278 SCRA 284.
[12] Calderon v. Carale, G.R. No. 91636, April 23, 1992, 208 SCRA 254.
[15]
Entitled In Re: Rules and Regulations Governing the Conduct of Initiative in the
Constitution, and Initiative and Referendum on National and Local Laws.
[19] Republic v. De los Angeles, No. L-26112, October 4, 1971, 41 SCRA 422.
[20] Albert v. Court of First Instance of Manila, No. L-26364, May 29, 1968, 23 SCRA
948.
[21]Philippine Constitution Association v. Enriquez, G.R. No. 113105, August 19, 1994,
235 SCRA 506.
[22] Then Chief Justice Andres R. Narvasa, Justices Florenz D. Regalado, Flerida Ruth P.
Romero, Josue N. Bellosillo, Santiago M. Kapunan and Justo P. Torres, Jr. fully concurred
in the ponencia of Justice Davide.
[23] Justices Jose A.R. Melo, Vicente V. Mendoza, Reynato S. Puno, Ricardo J. Francisco,
Jr. and Artemio V. Panganiban (now Chief Justice).
[24] The voting on the motion for reconsideration was as follows: Six Justices, namely,
Chief Justice Narvasa, and Justices Regalado, Davide, Jr., Romero, Bellosillo and
Kapunan, voted to deny the motions for lack of merit; and six Justices, namely, Justices
Melo, Puno, Mendoza, Francisco, Jr., Regino C. Hermosisima and Panganiban voted to
grant the same. Justice Vitug maintained his opinion that the matter was not ripe for
judicial adjudication. Justices Teodoro R. Padilla and Torres inhibited from participation in
the deliberations.
[25] House Bill No. 457 filed by then Rep. Nachura during the Twelfth Congress.
[26]
See Pagdayawon v. Secretary of Justice, G.R. No. 154569, September 23, 2002, 389
SCRA 480.
[27]London Street Tramways Co., Ltd. v. London County Council, [1898] A.C. 375, cited
in COOLEY, A TREATISE ON THE CONSTITUTIONAL LIMITATIONS 117-118.
[29] Id. at 7.
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[40] Id.
[45] Proclamation No. 58, 83 O.G. No. 23, pp. 2703-2704, June 8, 1987.
[47] Id.
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[97] Arroyo, Jr. v. Taduran, G.R. No. 147012, January 29, 2004, 421 SCRA 423.
[98]
See, for example, Mendoza v. Court of Appeals, No. L-62089, March 9, 1988, 158
SCRA 508.
[99] Licaros v. Sandiganbayan, G.R. No. 145851, November 22, 2001, 370 SCRA 394.
[100] Codilla, Sr. v. De Venecia, G.R. No. 150605, December 10, 2002, 393 SCRA 639.
[101] Teope v. People, G.R. No. 149687, April 14, 2004, 427 SCRA 540.
[103] Id.
[104] G.R. No. 127255, August 14, 1997, 277 SCRA 268, 311-312.
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[114] Hunter v. Colfax Consol. Coal. Co., 154 N.W. 1037 (1915).
[115]
ALTMAN, ARGUING ABOUT THE LAW 94 (2001), citing AGRESTO, THE
SUPREME COURT AND CONSTITUTIONAL DEMOCRACY (1984)
SEPARATE OPINION
AZCUNA, J.:
AMENDMENTS OR REVISIONS
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The Congress shall provide for the implementation of the exercise of this right.
Sec. 3. The Congress may, by a vote of two-thirds of all its Members, call a
constitutional convention, or by a majority vote of all its Members, submit to
the electorate the question of calling such a convention.
Sec. 4. Any amendment to, or revision of, this Constitution under Section 1
hereof shall be valid when ratified by a majority of the votes cast in a plebiscite
which shall be held not earlier than sixty days nor later than ninety days after
the approval of such amendment or revision.
Constitutions have three parts - the Constitution of Liberty, which states the fundamental
rights of the people; the Constitution of Government, which establishes the structure of
government, its branches and their operation; and the Constitution of Sovereignty, which
provides how the Constitution may be changed.
As a result, the powers therein provided are called constituent powers. So when Congress
acts under this provision, it acts not as a legislature exercising legislative powers. It acts as
a constituent body exercising constituent powers.
The rules, therefore, governing the exercise of legislative powers do not apply, or do not
apply strictly, to the actions taken under Article XVII.
Accordingly, since Article XVII states that Congress shall provide for the implementation
of the exercise of the people's right directly to propose amendments to the Constitution
through initiative, the act of Congress pursuant thereto is not strictly a legislative action
but partakes of a constituent act.
As a result, Republic Act No. 6735, the act that provides for the exercise of the people of
the right to propose a law or amendments to the Constitution is, with respect to the right to
propose amendments to the Constitution, a constituent measure, not a mere legislative one.
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Seen in this light, the provisions of Republic Act No. 6735 relating to the procedure for
proposing amendments to the Constitution, can and should be upheld, despite
shortcomings perhaps in legislative headings and standards.
For this reason, I concur in the view that Santiago v. Comelec[1] should be re-examined
and, after doing so, that the pronouncement therein regarding the insufficiency or
inadequacy of the measure to sustain a people's initiative to amend the Constitution should
be reconsidered in favor of allowing the exercise of this sovereign right.
And applying the doctrine stated in Senarillos v. Hermosisima,[2] penned by Justice J.B.L.
Reyes, in relation to Article 8 of the Civil Code, that a decision of this Court interpreting a
law forms part of the law interpreted as of the time of its enactment, Republic Act No.
6735 should be deemed sufficient and adequate from the start.
This next point to address, there being a sufficient law, is whether the petition for initiative
herein involved complies with the requirements of that law as well as those stated in
Article XVII of the Constitution.
Nevertheless, this democratic nature of our polity is that of a democracy under the rule of
law. This equally important point is emphasized in the very Preamble to the Constitution,
which states:
Such is the case with respect to the power to initiate changes in the Constitution. The
power is subject to limitations under the Constitution itself, thus: The power could not be
exercised for the first five years after the Constitution took effect and thereafter can only
be exercised once every five years; the power only extends to proposing amendments but
not revisions; and the power needs an act of Congress providing for its implementation,
which act is directed and mandated.
The question, therefore, arises whether the proposed changes in the Constitution set forth
in the petition for initiative herein involved are mere amendments or rather are revisions.
Revisions are changes that affect the entire Constitution and not mere parts of it.
The reason why revisions are not allowed through direct proposals by the people through
initiative is a practical one, namely, there is no one to draft such extensive changes, since
6.3 million people cannot conceivably come up with a single extensive document through
a direct proposal from each of them. Someone would have to draft it and that is not
authorized as it would not be a direct proposal from the people. Such indirect proposals
can only take the form of proposals from Congress as a Constituent Assembly under
Article XVII, or a Constitutional Convention created under the same provision.
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Furthermore, there is a need for such deliberative bodies for revisions because their
proceedings and debates are duly and officially recorded, so that future cases of
interpretations can be properly aided by resort to the record of their proceedings.
Even a cursory reading of the proposed changes contained in the petition for initiative
herein involved will show on its face that the proposed changes constitute a revision of the
Constitution. The proposal is to change the system of government from that which is
bicameral-presidential to one that is unicameral-parliamentary.
While purportedly only Articles VI, VII, and XVIII are involved, the fact is, as the petition
and text of the proposed changes themselves state, every provision of the Constitution will
have to be examined to see if they conform to the nature of a unicameral-parliamentary
form of government and changed accordingly if they do not so conform to it. For example,
Article VIII on Judicial Department cannot stand as is, in a parliamentary system, for
under such a system, the Parliament is supreme, and thus the Court's power to declare its
act a grave abuse of discretion and thus void would be an anomaly.
Now, who is to do such examination and who is to do such changes and how should the
changes be worded? The proposed initiative does not say who nor how.
Not only, therefore, is the proposed initiative, on this score, a prohibited revision but it
also suffers from being incomplete and insufficient on its very face.
It, therefore, in that form, cannot pass muster the very limits contained in providing for the
power under the Constitution.
Neither does it comply with Republic Act No. 6735, which states in Section 10 that not
more than one subject shall be proposed as an amendment or amendments to the
Constitution. The petition herein would propose at the very least two subjects - a
unicameral legislature and a parliamentary form of government. Again, for this clear and
patent violation of the very act that provides for the exercise of the power, the proposed
initiative cannot lie.
This does not mean, however, that all is lost for petitioners.
For the proposed changes can be separated and are, in my view, separable in nature - a
unicameral legislature is one; a parliamentary form of government is another. The first is a
mere amendment and contains only one subject matter. The second is clearly a revision
that affects every article and every provision in the Constitution to an extent not even the
proponents could at present fully articulate. Petitioners Lambino, et al. thus go about
proposing changes the nature and extent of which they do not as yet know exactly what.
The proposal, therefore, contained in the petition for initiative, regarding a change in the
legislature from a bicameral or two-chamber body to that of a unicameral or one-chamber
body, is sustainable. The text of the changes needed to carry it out are perfunctory and
ministerial in nature. Once it is limited to this proposal, the changes are simply one of
deletion and insertions, the wordings of which are practically automatic and non-
discretionary.
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As an example, I attach to this opinion an Appendix "A" showing how the Constitution
would read if we were to change Congress from one consisting of the Senate and the
House of Representatives to one consisting only of the House of Representatives. It only
affects Article VI on the Legislative Department, some provisions on Article VII on the
Executive Department, as well as Article XI on the Accountability of Public Officers, and
Article XVIII on Transitory Provisions. These are mere amendments, substantial ones
indeed but still only amendments, and they address only one subject matter.
Such proposal, moreover, complies with the intention and rationale behind the present
initiative, which is to provide for simplicity and economy in government and reduce the
stalemates that often prevent needed legislation.
For the nonce, therefore, I vote to DISMISS the petition, without prejudice to the filing of
an appropriate initiative to propose amendments to the Constitution to change Congress
into a unicameral body. This is not say that I favor such a change. Rather, such a proposal
would come within the purview of an initiative allowed under Article XVII of the
Constitution and its implementing Republic Act, and should, therefore, be submitted to our
people in a plebiscite for them to decide in their sovereign capacity. After all is said and
done, this is what democracy under the rule of law is about.
[1] G.R. No. 127325, March 19, 1997 and June 10, 1997.
APPENDIX "A"
THE 1987
ARTICLE VI
Section 1. The legislative power shall be vested in the Congress of the Philippines which
shall consist of a House of Representatives, except to the extent reserved to the people by
the provision on initiative and referendum.
xxx
[Sec. 2. Deleted]
[Sec. 3. Deleted]
[Sec. 4. Deleted]
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Section 5. (1) The House of Representatives shall be composed of not more than two
hundred and fifty members, unless otherwise fixed by law, who shall be elected from
legislative districts apportioned among the provinces, cities, and the Metropolitan Manila
area in accordance with the number of their respective inhabitants, and on the basis of a
uniform and progressive ratio, and those who, as provided by law, shall be elected through
a party-list system of registered national, regional, and sectoral parties or organizations,
and the senators whose term has not expired, until their term expires.
xxx
Sec. 8. Unless otherwise provided by law, the regular election of the Members of the
House of Representatives shall be held on the second Monday of May.
Sec. 10. The salaries of Members of the House of Representatives shall be determined by
law. No increase in said compensation shall take effect until after the expiration of the full
term of all the Members of the House of Representatives approving such increase.
Sec. 11. A Member of the House of Representatives shall, in all offenses punishable by not
more than six years imprisonment, be privileged from arrest while the Congress is in
session. No Member shall be questioned nor be held liable in any other place for any
speech or debate in the Congress or in any committee thereof.
Sec. 12. All Members of the House of Representatives shall, upon assumption of office,
make a full disclosure of their financial and business interests. They shall notify the House
concerned of a potential conflict of interest that may arise from the filing of a proposed
legislation of which they are authors.
Sec. 13. No Member of the House of Representatives may hold any other office or
employment in the Government, or any subdivision, agency, or instrumentality thereof,
including government-owned or controlled corporations or their subsidiaries, during his
term without forfeiting his seat. Neither shall he be appointed to any office which may
have been created or the emoluments thereof increased during the term for which he was
elected.
Sec. 14. No Member of the House of Representatives may personally appear as counsel
before any court of justice or before the Electoral Tribunal, or quasi-judicial and other
administrative bodies. Neither shall he, directly or indirectly, be interested financially in
any contract with, or in any franchise or special privilege granted by the Government, or
any subdivision, agency, or instrumentality thereof, including any government-owned or
controlled corporation, or its subsidiary, during his term of office. He shall not intervene in
any matter before any office of the Government for his pecuniary benefit or where he may
be called upon to act on account of his office.
xxx
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Sec. 16. (1). The House of Representatives shall elect its Speaker by a majority vote of all
its Members. THE House shall choose such other officers as it may deem necessary.
(2) A majority of THE House shall constitute a quorum to do business, but a smaller
number may adjourn from day to day and may compel the attendance of absent Members
in such manner, and under such penalties, as THE House may provide.
(3) THE House may determine the rules of its proceedings, punish its Members for
disorderly behavior, and, with the concurrence of two-thirds of all its Members, suspend or
expel a Member. A penalty of suspension, when imposed, shall not exceed sixty days.
(4) THE House shall keep a Journal of its proceedings, and from time to time publish the
same, excepting such parts as may, in its judgment, affect national security; and the yeas
amd nays on any question shall, at the request of one-fifth of the Members present, be
entered in the Journal.
xxx
Sec. 17. The House of Representatives shall have an Electoral Tribunal which shall be the
sole judge of all contests relating to the election, returns, and qualifications of its
Members. THE Electoral Tribunal shall be composed of nine Members, three of whom
shall be Justices of the Supreme Court to be designated by the Chief Justice, and the
remaining six shall be Members of the House of Representatives, who shall be chosen on
the basis of proportional representation from the political parties. and the parties or
organizations registered under the party-list system represented therein. The senior Justice
in the Electoral Tribunal shall be its Chairman.
Sec. 18. There shall be a Commission on Appointments consisting of the Speaker of the
House, as ex officio Chairman, and TWENTY-FOUR (24) Members of the House of
Representatives, elected by THE House on the basis of proportional representation from
the political parties and parties or organizations registered under the party-list system
represented therein. The chairman of the Commission shall not vote, except in case of a
tie. The Commission shall act on all appointments submitted to it within thirty session
days of the Congress from their submission. The Commission shall rule by a majority vote
of all the Members.
Sec. 19. The Electoral Tribunal and the Commission on Appointments shall be constituted
within thirty days after the House of Representatives shall have been organized with the
election of the Speaker. The Commission on Appointments shall meet only while the
Congress is in session, at the call of its Chairman or a majority of all its Members, to
discharge such powers and functions as are herein conferred upon it.
xxx
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Sec. 21. The House of Representatives or any of its respective committees may conduct
inquiries in aid of legislation in accordance with its duly published rules of procedure. The
rights of persons appearing in, or affected by, such inquiries shall be respected.
Sec. 22. The heads of departments may, upon their own initiative, with the consent of the
President, or upon the request of THE House, as the rules of THE House shall provide,
appear before and be heard by such House on any matter pertaining to their departments.
Written questions shall be submitted to the Speaker of the House of Representatives at
least three days before their scheduled appearance. Interpellations shall not be limited to
written questions, but may cover matters related thereto. When the security of the State or
the public interest so requires and the President so states in writing, the appearance shall
be conducted in executive session.
Sec. 23. (1) The Congress, by a vote of two-thirds, shall have the sole power to declare the
existence of a state of war.
xxx
[Sec. 24 deleted]
xxx
Sec. 25. (5) No law shall be passed authorizing any transfer of appropriations; however,
the President, the Speaker of the House of Representatives, the Chief Justice of the
Supreme Court, and the heads of Constitutional Commissions may, by law, be authorized
to augment any item in the general appropriations law for their respective offices from
savings in other items of their respective appropriations.
xxx
(2) No bill passed by THE House shall become a law unless it has passed three readings
on separate days, and printed copies thereof in its final form have been distributed to its
Members three days before its passage, except when the President certifies to the necessity
of its immediate enactment to meet a public calamity or emergency. Upon the last reading
of a bill, no amendment thereto shall be allowed, and the vote thereon shall be taken
immediately thereafter, and the yeas and nays entered in the Journal.
xxx
Sec. 27. (1) Every bill passed by the Congress shall, before it becomes a law, be presented
to the President. If he approves the same he shall sign it; otherwise, he shall veto it and
return the same with his objections to the House OF REPRESENTATIVES, which shall
enter the objections at large in its Journal and proceed to reconsider it. If, after such
reconsideration, two-thirds of all the Members of THE House shall agree to pass the bill,
it shall become a law. In all such cases, the votes of THE House shall be determined by
yeas or nays, and the names of the Members voting for or against shall be entered in its
Journal. The President shall communicate his veto of any bill to the House OF
REPRESENTATIVES within thirty days after the date of receipt thereof, otherwise, it
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xxx
ARTICLE VII
EXECUTIVE DEPARTMENT
xxx
Sec. 4. The returns of every election for President and Vice-President, duly certified by the
board of canvassers of each province or city, shall be transmitted to the Congress, directed
to the SPEAKER OF THE HOUSE OF REPRESENTATIVES. Upon receipt of the
certificates of canvass, the SPEAKER OF THE HOUSE shall, not later than thirty days
after the day of the election, open all the certificates in the presence of the House of
Representatives in public session, and the Congress, upon determination of the
authenticity and due execution thereof in the manner provided by law, canvass the votes.
xxx
Sec. 7. Where no President and Vice-President shall have been chosen or shall have
qualified, or where both shall have died or become permanently disabled, the Speaker of
the House of Representatives, shall act as President until a President or a Vice-President
shall have been chosen and qualified.
xxx
Sec. 8. In case of death, permanent disability, removal from office, or resignation of the
President, the Vice-President shall become the President to serve the unexpired term. In
case of death, permanent disability, removal from office, or resignation of both the
President and Vice-President, the Speaker of the House of Representatives, shall then act
as President until the President or Vice-President shall have been elected and qualified.
xxx
Sec. 9. Whenever there is a vacancy in the Office of the Vice-President during the term for
which he was elected, the President shall nominate a Vice-President from among the
Members of the House of Representatives who shall assume office upon confirmation by a
majority vote of all the Members of THE House.
xxx
Sec. 11. Whenever the President transmits to the Speaker of the House of Representatives
his written declaration that he is unable to discharge the powers and duties of his office,
and until he transmits to them a written declaration to the contrary, such powers and duties
shall be discharged by the Vice-President as Acting President.
Whenever a majority of all the Members of the Cabinet transmit to the Speaker of the
House of Representatives their written declaration that the President is unable to discharge
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the powers and duties of his office, the Vice-President shall immediately assume the
powers and duties of the office as Acting President.
Thereafter, when the President transmits to the Speaker of the House of Representatives
his written declaration that no inability exists, he shall reassume the powers and duties of
his office. Meanwhile, should a majority of all the Members of the Cabinet transmit within
five days to the Speaker of the House of Representatives, their written declaration that the
President is unable to discharge the powers and duties of his office, the Congress shall
decide the issue. For that purpose, the Congress shall convene, if it is not in session, within
forty-eight hours, in accordance with its rules and without need of call.
xxx
Sec. 18. The President shall be the Commander-in-Chief of all armed forces of the
Philippines and whenever it becomes necessary, he may call out such armed forces to
prevent or suppress lawless violence, invasion or rebellion. In case of invasion or
rebellion, when the public safety requires it, he may, for a period not exceeding sixty days,
suspend the privilege of the writ of habeas corpus or place the Philippines or any part
thereof under martial law. Within forty-eight hours from the proclamation of martial law or
the suspension of the privilege of the writ of habeas corpus, the President shall submit a
report in person or in writing to the Congress. The Congress, by a vote of at least a
majority of all its Members in regular or special session, may revoke such proclamation or
suspension, which revocation shall not be set aside by the President. Upon the initiative of
the President, the Congress may, in the same manner, extend such proclamation or
suspension for a period to be determined by the Congress, if the invasion or rebellion shall
persist and public safety requires it.
xxx
Sec. 21. No treaty or international agreement shall be valid and effective unless concurred
in by at least two-thirds of all the Members of the HOUSE OF REPRESENTATIVES.
xxx
ARTICLE XI
xxx
Sec. 3. (4) In case the verified complaint or resolution of impeachment is filed by at least
one-third of all the Members of the House, the same shall constitute the Articles of
Impeachment, and trial shall forthwith proceed.
xxx
(6) The HOUSE OF REPRESENTATIVES shall have the sole power to try and decide
all cases of impeachment. When sitting for that purpose, the MEMBERS shall be on oath
or affirmation. When the President of the Philippines is on trial, the Chief Justice of the
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Supreme Court shall preside, but shall not vote. No person shall be convicted without the
concurrence of two-thirds of all the Members.
xxx
ARTICLE XVIII
TRANSITORY PROVISIONS
xxx
Sec. 2. The Members of the House of Representatives, and the local officials first elected
under this Constitution shall serve until noon of June 30, 1992.
xxx
Sec. 4. All existing treaties or international agreements which have not been ratified shall
not be renewed or extended without the concurrence of at least two-thirds of all the
Members of the HOUSE OF REPRESENTATIVES.
xxx
Sec. 17. Until the Congress provides otherwise, the President shall receive an annual
salary of three hundred thousand pesos; the Vice-President, the Speaker of the House of
Representatives, and the Chief Justice of the Supreme Court, two hundred forty thousand
pesos each; Members of the House of Representatives, the Associate Justices of the
Supreme Court, and the Chairmen of the Constitutional Commissions, two hundred four
thousand pesos each; and the Members of the Constitutional Commissions, one hundred
eighty thousand pesos each.
xxx
Sec. 25. After the expiration in 1991 of the Agreement between the Republic of the
Philippines and the United States of America concerning military bases, foreign military
bases, troops, or facilities shall not be allowed in the Philippines except under a treaty duly
concurred in by the HOUSE OF REPRESENTATIVES and, when the Congress so
requires; ratified by a majority of the votes cast by the people in a national referendum
held for that purpose, and recognized as a treaty by the other contracting State. xxx
SEPARATE OPINION
TINGA, J:
I join in full the opinion of Senior Associate Justice Puno. Its enviable sang-froid,
inimitable lucidity, and luminous scholarship are all so characteristic of the author that it is
hardly a waste of pen and ink to write separately if only to express my deep admiration for
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Nothing that I inscribe will improve on Justice Puno's opinion. I only write separately to
highlight a few other points which also inform my vote to grant the petitions.
I.
I agree with Justice Puno that Santiago v. COMELEC[1] and PIRMA v. COMELEC[2] had
not acquired value as precedent and should be reversed in any case. I add that the Court
has long been mindful of the rule that it necessitates a majority, and not merely a plurality,
in order that a decision can stand as precedent. That principle has informed the members
of this Court as they deliberated and voted upon contentious petitions, even if this
consideration is not ultimately reflected on the final draft released for promulgation.
The curious twist to Santiago and PIRMA is that for all the denigration heaped upon Rep.
Act No. 6735 in those cases, the Court did not invalidate any provision of the statute. All
the Court said then was that the law was "inadequate". Since this "inadequate" law was not
annulled by the Court, or repealed by Congress, it remained part of the statute books.[3]
I maintain that even if Rep. Act No. 6735 is truly "inadequate", the Court in Santiago
should not have simply let the insufficiency stand given that it was not minded to
invalidate the law itself. Article 9 of the Civil Code provides that "[n]o judge or court shall
decline to render judgment by reason of the silence, obscurity or insufficiency of the
laws."[4] As explained by the Court recently in Reyes v. Lim,[5] "[Article 9] calls for the
application of equity, which[, in the revered Justice Cardozo's words,] `fills the open
spaces in the law.'"[6] Certainly, any court that refuses to rule on an action premised on
Rep. Act No. 6735 on the ground that the law is "inadequate" would have been found in
grave abuse of discretion. The previous failure by the Court to "fill the open spaces" in
Santiago further highlights that decision's status as an unfortunate aberration.
I am mindful of the need to respect stare decisis, to the point of having recently decried a
majority ruling that was clearly minded to reverse several precedents but refused to
explicitly say so.[7] Yet the principle is not immutable.[8] The passionate words of Chief
Justice Panganiban in Osmeña v. COMELEC[9] bear quoting:
Before I close, a word about stare decisis. In the present case, the Court is
maintaining the ad ban to be consistent with its previous holding in NPC vs.
Comelec. Thus, respondent urges reverence for the stability of judicial
doctrines. I submit, however, that more important than consistency and stability
are the verity, integrity and correctness of jurisprudence. As Dean Roscoe
Pound explains, "Law must be stable but it cannot stand still." Verily, it must
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correct itself and move in cadence with the march of the electronic age. Error
and illogic should not be perpetuated. After all, the Supreme Court, in many
cases, has deviated from stare decisis and reversed previous doctrines and
decisions.[[10]] It should do no less in the present case.[11]
Santiago established a tenet that the Supreme Court may affirm a law as constitutional, yet
declare its provisions as inadequate to accomplish the legislative purpose, then barred the
enforcement of the law. That ruling is erroneous, illogical, and should not be perpetuated.
II.
Following Justice Puno's clear demonstration why Santiago should not be respected as
precedent, I agree that the COMELEC's failure to take cognizance of the petitions as
mandated by Rep. Act No. 6735 constitutes grave abuse of discretion correctible through
the petitions before this Court.
The Court has consistently held in cases such as Abes v. COMELEC[12], Sanchez v.
COMELEC[13], and Sambarani v. COMELEC[14] that "the functions of the COMELEC
under the Constitution are essentially executive and administrative in nature".[15] More
pertinently, in Buac v. COMELEC[16], the Court held that the jurisdiction of the
COMELEC relative to the enforcement and administration of a law relative to a plebiscite
fell under the jurisdiction of the poll body under its constitutional mandate "to enforce and
administer all laws and regulations relative to the conduct of a xxx plebiscite".[17]
Rep. Act No. 6735 is a law relative to the conduct of a plebiscite. The primary task of the
COMELEC under Rep. Act No. 6735 is to enforce and administer the said law, functions
that are essentially executive and administrative in nature. Even the subsequent duty of the
COMELEC of determining the sufficiency of the petitions after they have been filed is
administrative in character. By any measure, the COMELEC's failure to perform its
executive and administrative functions under Rep. Act No. 6735 constitutes grave abuse of
discretion.
III.
It has been argued that the subject petitions for initiative are barred under Republic Act
No. 6735 as they allegedly embrace more than one subject. Section 10 of Rep. Act No.
6735 classifies as a "prohibited measure," a petition submitted to the electorate that
embraces more than one subject.[18] On this point, reliance is apparently placed on the
array of provisions which are to be affected by the amendments proposed in the initiative
petition.
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subject and title.[20] An act having a single general subject, indicated in the title, may
contain any number of provisions, no matter how diverse they may be, so long as they are
not inconsistent with or foreign to the general subject, and may be considered in
furtherance of such subject by providing for the method and means of carrying out the
general object.[21]
The precedents governing the one-subject, one-title rule under the Constitution should
apply as well in the interpretation of Section 10 of Rep. Act No. 6735. For as long as it can
be established that an initiative petition embraces a single general subject, the petition may
be allowed no matter the number of constitutional provisions proposed for amendment if
the amendments are germane to the subject of the petition.
Both the Sigaw ng Bayan and the Lambino initiative petitions expressly propose the
changing of the form of government from bicameral-presidential to unicameral-
parliamentary. Such a proposal may strike as comprehensive, necessitating as it will the
reorganization of the executive and legislative branches of government, nevertheless it
ineluctably encompasses only a single general subject still.
The 1987 Constitution (or any constitution for that matter) is susceptible to division into
several general spheres. To cite the broadest of these spheres by way of example, Article
III enumerates the guaranteed rights of the people under the Bill of Rights; Articles VI, VII
and VIII provide for the organizational structure of government; while Articles II, XII,
XIII & XIV, XV and XVI enunciate policy principles of the State. What would clearly be
prohibited under Section 10 of Rep. Act No. 6735 is an initiative petition that seeks to
amend provisions which do not belong to the same sphere. For example, had a single
initiative petition sought not only to change the form of government from presidential to
parliamentary but also to amend the Bill of Rights, said petition would arguably have been
barred under Section 10, as that petition ostensibly embraces more than one subject, with
each subject bearing no functional relation to the other. But that is not the case with the
present initiative petitions.
Neither can it be argued that the initiative petitions embrace more than one subject since
the proposed amendments seek to affect two separate branches of government. The very
purpose of the initiative petitions is to fuse the powers of the executive and legislative
branches of government; hence, the amendments intended to effect such general intent
necessarily affects the two branches. If it required that to propose a shift in government
from presidential to parliamentary, the amendments to Article VII (Executive Branch)
have to be segregated to a different petition from that which would propose amendments
to Article VI (Legislative Branch), then the result would be two initiative petitions ─
both subject to separate authentications, consideration and even plebiscites, all to effect
one general proposition. This scenario, which entertains the possibility that one petition
would ultimately fail while the other succeeds, could thus allow for the risk that the
executive branch could be abolished without transferring executive power to the
legislative branch. An absurd result, indeed.
I am not even entirely comfortable with the theoretical underpinnings of Section 10. The
Constitution indubitably grants the people the right to seek amendment of the charter
through initiative, and mandates Congress to "provide for the implementation of the
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exercise of this right." In doing so, Congress may not restrict the right to initiative on
grounds that are not provided for in the Constitution. If for example the implementing law
also provides that certain provisions of the Constitution may not be amended through
initiative, that prohibition should not be sustained. Congress is tasked with the
implementation, and not the restriction of the right to initiative.
The one-subject requirement under Section 10 is not provided for as a bar to amendment
under the Constitution. Arguments can be supplied for the merit of such a requirement,
since it would afford a measure of orderliness when the vital question of amending the
Constitution arises. The one-subject requirement does allow the voters focus when
deliberating whether or not to vote for the amendments. These factors of desirability
nonetheless fail to detract from the fact that the one-subject requirement imposes an
additional restriction on the right to initiative not contemplated by the Constitution. Short
of invalidating the requirement, a better course of action would be to insist upon its liberal
interpretation. After all, the Court has consistently adhered to a liberal interpretation of the
one-subject, one-title rule.[22] There is no cause to adopt a stricter interpretative rule with
regard to the one-subject rule under Section 10 of Rep. Act No. 6735
IV.
During the hearing on the petitions, the argument was raised that provisions of the
Constitution amended through initiative would not have the benefit of a reference source
from the record of a deliberative body such as Congress or a constitutional convention. It
was submitted that this consideration influenced the Constitutional Commission as it
drafted Section 2, Article XVII, which expressly provided that only amendments, and not
revisions, may be the subject of initiative petitions.
This argument clearly proceeds from a premise that accords supreme value to the record of
deliberations of a constitutional convention or commission in the interpretation of the
charter. Yet if the absence of a record of deliberations stands as so serious a flaw as to
invalidate or constrict processes which change a constitution or its provisions, then the
entire initiative process authorized by the Constitution should be scarlet-marked as well.
Even if this position can be given any weight in the consideration of these petitions, I
would like to point out that resort to the records of deliberations is only one of many aids
to constitutional construction. For one, it should be abhorred if the provision under study
is itself clear, plain, and free from ambiguity. As the Court held in Civil Liberties Union v.
Executive Secretary:[23]
Even if there is need to refer to extrinsic sources in aid of constitutional interpretation, the
constitutional record does not provide the exclusive or definitive answer on how to
interpret the provision. The intent of a constitutional convention is not controlling by
itself, and while the historical discussion on the floor of the constitutional convention is
valuable, it is not necessarily decisive. The Court has even held in Vera v. Avelino[25] that
"the proceedings of the [constitutional] convention are less conclusive of the proper
construction of the fundamental law than are legislative proceedings of the proper
construction of a statute, since in the latter case it is the intent of the legislature that courts
seek, while in the former courts are endeavoring to arrive at the intent of the people
through the discussions and deliberations of their representatives."[26] The proper
interpretation of a constitution depends more on how it was understood by the people
adopting it than the framers' understanding thereof.[27]
If there is fear in the absence of a constitutional record as guide for interpretation of any
amendments adopted via initiative, such absence would not preclude the courts from
interpreting such amendments in a manner consistent with how courts generally construe
the Constitution. For example, reliance will be placed on the other provisions of the
Constitution to arrive at a harmonized and holistic constitutional framework. The
constitutional record is hardly the Rosetta Stone that unlocks the meaning of the
Constitution.
V.
I fully agree with Justice Puno that all issues relating to the sufficiency of the initiative
petitions should be remanded to the COMELEC. Rep. Act No. 6735 clearly reposes on the
COMELEC the task of determining the sufficiency of the petitions, including the
ascertainment of whether twelve percent (12%) of all registered voters, including three
percent (3%) of registered voters in every legislative district have indeed signed the
initiative petitions.[28] It should be remembered that the COMELEC had dismissed the
initiative petitions outright, and had yet to undertake the determination of sufficiency as
required by law.
It has been suggested to the end of leading the Court to stifle the initiative petitions that
the Court may at this juncture pronounce the initiative petitions as insufficient. The
derivation of the factual predicates leading to the suggestion is uncertain, considering that
the trier of facts, the COMELEC in this instance, has yet to undertake the necessary
determination. Still, the premise has been floated that petitioners have made sufficient
admissions before this Court that purportedly established the petitions are insufficient.
That premise is highly dubitable. Yet the more fundamental question that we should ask, I
submit, is whether it serves well on the Court to usurp trier of facts even before the latter
exercises its functions? If the Court, at this stage, were to declare the petitions as
insufficient, it would be akin to the Court pronouncing an accused as guilty even before
the lower court trial had began.
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assuming the role of trier of facts, and resolving factual questions not previously
adjudicated by the lower courts or tribunals:
The rule in appellate procedure is that a factual question may not be raised for
the first time on appeal, and documents forming no part of the proofs before
the appellate court will not be considered in disposing of the issues of an
action. This is true whether the decision elevated for review originated from a
regular court or an administrative agency or quasi-judicial body, and whether it
was rendered in a civil case, a special proceeding, or a criminal case. Piecemeal
presentation of evidence is simply not in accord with orderly justice.[30]
Any present determination by the Court on the sufficiency of the petitions constitutes in
effect a trial de novo, the Justices of the Supreme Court virtually descending to the level of
trial court judges. This is an unbecoming recourse, and it simply is not done.
VI.
The worst position this Court could find itself in is to acquiesce to a plea that it make the
choice whether to amend the Constitution or not. This is a matter which should not be left
to fifteen magistrates who have not been elected by the people to make the choice for
them.
A vote to grant the petitions is not a vote to amend the 1987 Constitution. It is merely a
vote to allow the people to directly exercise that option. In fact, the position of Justice
Puno which I share would not even guarantee that the Lambino and Sigaw ng Bayan
initiative petitions would be submitted to the people in a referendum. The COMELEC will
still have to determine the sufficiency of the petition. Among the questions which still
have to be determined by the poll body in considering the sufficiency of the petitions is
whether twelve percent (12%) of all registered voters nationwide, including three percent
(3%) of registered voters in every legislative district, have indeed signed the initiative
petitions.[31]
And even should the COMELEC find the initiative petitions sufficient, the matter of
whether the Constitution should be amended would still depend on the choice of the
electorate. The oppositors are clearly queasy about some of the amendments proposed, or
the imputed motives behind the amendments. A referendum, should the COMELEC find
the petitions as sufficient, would allow them to convey their uneasiness to the public at
large, as well as for the proponents of the amendment to defend their proposal. The
campaign period alone would allow the public to be involved in the significant
deliberation on the course our nation should take, with the ensuing net benefit of a more
informed, more politically aware populace. And of course, the choice on whether the
Constitution should be amended would lie directly with the people. The initiative process
involves participatory democracy at its most elemental; wherein the consequential debate
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would not be confined to the august halls of Congress or the hallowed chambers of this
Court, as it would spill over to the public squares and town halls, the academic yards and
the Internet blogosphere, the dining areas in the homes of the affluent and the
impoverished alike.
Unfortunately, given the highly politicized charge of the times, it has been peddled that an
act or vote that assists the initiative process is one for the willful extinction of democracy
or democratic institutions. Such a consideration should of course properly play its course
in the public debates and deliberations attendant to the initiative process. Yet as a result of
the harum-scarum, the temptation lies heavy for a member of this Court perturbed with the
prospect of constitutional change to relieve those anxieties by simply voting to enjoin any
legal procedure that initiates the amendment or revision of the fundamental law, even at
the expense of the people's will or what the Constitution allows. A vote so oriented takes
the conservative path of least resistance, even as it may gain the admiration of those who
do not want to see the Constitution amended.
Still, the biases we should enforce as magistrates are those of the Constitution and the
elements of democracy on which our rule of law is founded. Direct democracy, as
embodied in the initiative process, is but a culmination of the evolution over the centuries
of democratic rights of choice and self-governance. The reemergence of the Athenian
democratic ideal after centuries of tyrannical rules arrived very slowly, the benefits
parceled out at first only to favored classes. The Magna Carta granted limited rights to
self-determination and self-governance only to a few English nobles; the American
Constitution was originally intended to give a meaningful voice only to free men, mostly
Caucasian, who met the property-holding requirements set by the states for voting. Yet
even the very idea of popular voting, limited as it may have already been within the first
few years of the American Union, met resistance from no less a revered figure as
Alexander Hamilton, to whom the progressive historian Howard Zinn attributes these
disconcerting words:
The voice of the people has been said to be the voice of God; and however
generally this maxim has been quoted and believed, it is not true in fact. The
people are turbulent and changing; they seldom judge or determine right. Give
therefore to the first class a distinct permanent share in the government... Can a
democratic assembly who annually revolve in the mass of the people be
supposed steadily to pursue the public good? Nothing but a permanent body
can check the imprudence of democracy...[33]
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This utterly paternalistic and bigoted view has not survived into the present age of modern
democracy where a person's poverty, color, or gender no longer impedes the exercise of
full democratic rights. Yet a democracy that merely guarantees its citizens the right to live
their lives freely is incomplete if there is no corresponding allowance for a means by
which the people have a direct choice in determining their country's direction. Initiative as
a mode of amending a constitution may seem incompatible with representative democracy,
yet it embodies an even purer form of democracy. Initiative, which our 1987 Constitution
saw fit to grant to the people, is a progressive measure that is but a continuation of the line
of evolution of the democratic ideal.
[3]Petitioner Aumentado aptly refers to the comment of the late Senator Raul Roco that
the Santiago ruling "created a third specie of invalid laws, a mongrel type of constitutional
but inadequate and, therefore, invalid law." Memorandum for Aumentado, p. 54.
[6]
Id., at 10; citing I ARTURO M. TOLENTINO, CIVIL CODE OF THE PHILIPPINES
43 (1990) and JUSTICE BENJAMIN N. CARDOZO, THE NATURE OF THE
JUDICIAL PROCESS 113 (1921).
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[8] As Justice Frankfurter once wrote: "We recognize that stare decisis embodies an
important social policy. It represents an element of continuity in law, and is rooted in the
psychologic need to satisfy reasonable expectations. But stare decisis is a principle of
policy and not a mechanical formula of adherence to the latest decision, however recent
and questionable, when such adherence involves collision with a prior doctrine more
embracing in its scope, intrinsically sounder, and verified by experience... This Court,
unlike the House of Lords, has from the beginning rejected a doctrine of disability at self-
correction." Helvering v. Hallock, 309 U.S. 106, 119-121 (1940).
[10] As Chief Justice Panganiban then cited: "For instance, Ebralinag vs. Davision
Superintendent of Schools of Cebu, 219 SCRA 256, March 1, 1993, reversed the Court's
34-year-old doctrine laid down in Gerona vs. Secretary of Education, 106 Phil 2, August
12, 1959, and upheld the right of Jehovah's Witnesses "to refuse to salute the Philippine
flag on account of their religious beliefs." Similarly, Olaguer vs. Military Commission,
150 SCRA 144, May 22, 1987, abandoned the 12-year-old ruling in Aquino Jr. vs. Military
Commission, 63 SCRA 546, May 9, 1975, which recognized the jurisdiction of military
tribunals to try civilians for offenses allegedly committed during martial law. The Court
likewise reversed itself in EPZA vs. Dulay, 149 SCRA 305, April 29, 1987, when it
vacated its earlier ruling in National Housing Authority vs. Reyes, 123 SCRA 245, June
29, 1983, on the validity of certain presidential decrees regarding the determination of just
compensation. In the much earlier case of Philippine Trust Co. vs. Mitchell, 59 Phil. 30,
December 8, 1933, the Court revoked its holding in Involuntary Insolvency of Mariano
Velasco & Co., 55 Phil 353, November 29, 1930, regarding the relation of the insolvency
law with the then Code of Civil Procedure and with the Civil Code. Just recently, the
Court, in Kilosbayan vs. Morato, 246 SCRA 540, July 17, 1995, also abandoned the earlier
grant of standing to petitioner-organization in Kilosbayan vs. Guingona, 232 SCRA 110,
May 5, 1994." Id., at 780.
[11] Ibid.
[13] G.R. Nos. L-78461, L-79146, & L-79212, 12 August 1987, 153 SCRA 67, 75.
[14] G.R. No. 160427, 15 September 2004, 438 SCRA 319, 326.
[15] Ibid.
[17]Id., at 104. Relatedly, the Court held that "[c]ontests which do not involve the election,
returns and qualifications of elected officials are not subjected to the exercise of the
judicial or quasi-judicial powers of courts or administrative agencies". Ibid.
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[18]See e.g., Memorandum of Oppositors-Intervenors Senators Pimentel, Jr., et. al., pp.
19-22; Memorandum for Intervenor Senate of the Philippines, pp. 34-35.
[19]See 1987 CONST., Art. VI, Sec. 26(1). See also Section 19[1]. 1987 CONST, Art.
VIII.
[20]
See e.g., Sumulong v. COMELEC, 73 Phil. 288, 291 (1941); Cordero v. Hon. Jose
Cabatuando, et al., 116 Phil. 736, 741 (1962).
[21] See Tio v. VRB, G.R. No. L-75697, 18 June 1987, 151 SCRA 208, 214-215; citing
Public Service Co., Recktenwald, 290 Ill. 314, 8 A.L.R. 466, 470. See also Fariñas v.
Executive Secretary, G.R. Nos. 147387 & 152161, 10 December 2003, 417 SCRA 503,
519.
[22]"As a policy, this Court has adopted a liberal construction of the one title - one subject
rule." Tatad v. Secretary of Department of Energy, 346 Phil. 321, 359 (1997).
[23]
Civil Liberties Union v. Executive Secretary, G.R. Nos. 83896 & 83815; 22 February
1991, 194 SCRA 317.
[24] Id. at 337. I have previously expressed my own doubts in relying on the constitutional
or legislative deliberations as a definitive source of construction. "It is easy to selectively
cite passages, sometimes out of their proper context, in order to assert a misleading
interpretation. The effect can be dangerous. Minority or solitary views, anecdotal
ruminations, or even the occasional crude witticisms, may improperly acquire the mantle
of legislative intent by the sole virtue of their publication in the authoritative congressional
record. Hence, resort to legislative deliberations is allowable when the statute is crafted in
such a manner as to leave room for doubt on the real intent of the legislature." Southern
Cross Cement Corporation v. Phil. Cement Manufacturers, G.R. No. G.R. No. 158540, 8
July 2004, 434 SCRA 65, 95.
[27]Civil Liberties Union v. Executive Secretary, supra note 23, at 338; citing Household
Finance Corporation v. Shaffner, 203 S.W. 2d 734, 356 Mo. 808.
[28] See Sections 5(b) & 8, Rep. Act No. 6735. See also 1987 CONST., Sec. 2, Art. XVI.
[29] G.R. No. 151944, January 20, 2004, 420 SCRA 365.
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[31] See Sections 5(b) & 8, Rep. Act No. 6735. See also 1987 CONST., Sec. 2, Art. XVI.
[33] H. Zinn, A PEOPLE'S HISTORY OF THE UNITED STATES (1980 ed.), at 95.
DISSENTING OPINION
CHICO-NAZARIO, J.:
"The people made the constitution, and the people can unmake it. It is the
creature of their will, and lives only by their will. But this supreme and
irresistible power to make or unmake, resides only in the whole body of the
people; not in any subdivision of them."
-- Marshall, C.J., Cohens v. Virginia (1821, US) 6 Wheat 264, 389, 5 L ed. 257,
287.
While it is but proper to accord great respect and reverence to the Philippine Constitution
of 1987 for being the supreme law of the land, we should not lose sight of the truth that
there is an ultimate authority to which the Constitution is also subordinate - the will of the
people. No less than its very first paragraph, the Preamble,[1] expressly recognizes that the
Constitution came to be because it was ordained and promulgated by the sovereign
Filipino people. It is a principle reiterated yet again in Article II, Section 1, of the
Constitution, which explicitly declares that "[t]he Philippines is a democratic and
republican State. Sovereignty resides in the people and all government authority emanates
from them." Thus, the resolution of the issues and controversies raised by the instant
Petition should be guided accordingly by the foregoing principle.
If the Constitution is the expression of the will of the sovereign people, then, in the event
that the people change their will, so must the Constitution be revised or amended to reflect
such change. Resultantly, the right to revise or amend the Constitution inherently resides
in the sovereign people whose will it is supposed to express and embody. The Constitution
itself, under Article XVII, provides for the means by which the revision or amendment of
the Constitution may be proposed and ratified.
Under Section 1 of the said Article, proposals to amend or revise the Constitution may be
made (a) by Congress, upon a vote of three-fourths of all its Members, or (b) by
constitutional convention. The Congress and the constitutional convention possess the
power to propose amendments to, or revisions of, the Constitution not simply because the
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Constitution so provides, but because the sovereign people had chosen to delegate their
inherent right to make such proposals to their representatives either through Congress or
through a constitutional convention.
On the other hand, the sovereign people, well-inspired and greatly empowered by the
People Power Revolution of 1986, reserved to themselves the right to directly propose
amendments to the Constitution through initiative, to wit -
The Congress shall provide for the implementation of the exercise of this right.
[2]
The afore-quoted section does not confer on the Filipino people the right to amend the
Constitution because, as previously discussed, such right is inherent in them. The section
only reduces into writing this right to initiate amendments to the Constitution where they
collectively and willfully agreed in the manner by which they shall exercise this right: (a)
through the filing of a petition; (b) supported by at least twelve percent (12%) of the total
number of registered voters nationwide; (c) with each legislative district represented by at
least three percent (3%) of the registered voters therein; (d) subject to the limitation that no
such petition may be filed within five years after the ratification of the Constitution, and
not oftener than once every five years thereafter; and (e) a delegation to Congress of the
authority to provide the formal requirements and other details for the implementation of
the right.
It is my earnest opinion that the right of the sovereign people to directly propose
amendments to the Constitution through initiative is more superior than the power they
delegated to Congress or to a constitutional convention to amend or revise the
Constitution. The initiative process gives the sovereign people the voice to express their
collective will, and when the people speak, we must be ready to listen. Article XVII,
Section 2 of the Constitution recognizes and guarantees the sovereign people's right to
initiative, rather than limits it. The enabling law which Congress has been tasked to enact
must give life to the said provision and make the exercise of the right to initiative possible,
not regulate, limit, or restrict it in any way that would render the people's option of
resorting to initiative to amend the Constitution more stringent, difficult, and less feasible,
as compared to the other constitutional means to amend or revise the Constitution. In fact,
it is worth recalling that under Article VI, Section 1 of the Constitution, the
legislative power of Congress is limited to the extent reserved to the people by the
provisions on initiative and referendum.
It is with this frame of mind that I review the issues raised in the instant Petitions, and
which has led me to the conclusions, in support of the dissent of Justice Puno, that (a) The
Commission on Election (COMELEC) had indeed committed grave abuse of discretion in
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summarily dismissing the petition for initiative to amend the Constitution filed by herein
petitioners Raul L. Lambino and Erico B. Aumentado; (b) The Court should revisit the
pronouncements it made in Santiago v. Commission on Elections;[3] (c) It is the sovereign
people's inherent right to propose changes to the Constitution, regardless of whether they
constitute merely amendments or a total revision thereof; and (d) The COMELEC should
take cognizance of Lambino and Aumentado's petition for initiative and, in the exercise of
its jurisdiction, determine the factual issues raised by the oppositors before this Court.
The COMELEC had indeed committed grave abuse of discretion when it summarily
dismissed Lambino and Aumentado's petition for initiative entirely on the basis of the
Santiago case which, allegedly, permanently enjoined it from entertaining or taking
cognizance of any petition for initiative to amend the Constitution in the absence of a
sufficient law.
After a careful reading, however, of the Santiago case, I believe in earnest that the
permanent injunction actually issued by this Court against the COMELEC pertains only to
the petition for initiative filed by Jesus S. Delfin, and not to all subsequent petitions for
initiative to amend the Constitution.
CONCLUSION
This petition must then be granted, and the COMELEC should be permanently
enjoined from entertaining or taking cognizance of any petition for initiative on
amendments to the Constitution until a sufficient law shall have been validly
enacted to provide for the implementation of the system.
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It is clear from the fallo, as it is reproduced above, that the Court made permanent the
Temporary Restraining Order (TRO) it issued on 18 December 1996 against the
COMELEC. The said TRO enjoined the COMELEC from proceeding with the Delfin
Petition, and Alberto and Carmen Pedrosa from conducting a signature drive for people's
initiative.[5] It was this restraining order, more particularly the portion thereof referring to
the Delfin Petition, which was expressly made permanent by the Court. It would seem to
me that the COMELEC and all other oppositors to Lambino and Aumentado's petition for
initiative gave unwarranted significance and weight to the first paragraph of the
Conclusion in the Santiago case. The first and second paragraphs of the Conclusion,
preceding the dispositive portion, merely express the opinion of the ponente; while
the definite orders of the Court for implementation are found in the dispositive
portion.
The dispositive portion or the fallo is what actually constitutes the resolution of
the court and which is the subject of execution, although the other parts of the
decision may be resorted to in order to determine the ratio decidendi for such a
resolution. Where there is conflict between the dispositive part and the opinion
of the court contained in the text of the decision, the former must prevail over
the latter on the theory that the dispositive portion is the final order while the
opinion is merely a statement ordering nothing. Hence execution must conform
more particularly to that ordained or decreed in the dispositive portion of the
decision.[6]
Is there a conflict between the first paragraph of the Conclusion and the dispositive portion
of the Santiago case? Apparently, there is. The first paragraph of the Conclusion states that
the COMELEC should be permanently enjoined from entertaining or taking cognizance of
any petition for initiative on amendments to the Constitution until the enactment of a valid
law. On the other hand, the fallo only makes permanent the TRO[7] against COMELEC
enjoining it from proceeding with the Delfin Petition. While the permanent injunction
contemplated in the Conclusion encompasses all petitions for initiative on amendments to
the Constitution, the fallo is expressly limited to the Delfin Petition. To resolve the
conflict, the final order of the Court as it is stated in the dispositive portion or the fallo
should be controlling.
Neither can the COMELEC dismiss Lambino and Aumentado's petition for initiative on
the basis of this Court's Resolution, dated 23 September 1997, in the case of People's
Initiative for Reform, Modernization and Action (PIRMA) v. The Commission on Elections,
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et al.[8] The Court therein found that the COMELEC did not commit grave abuse of
discretion in dismissing the PIRMA Petition for initiative to amend the Constitution for it
only complied with the Decision in the Santiago case.
It is only proper that the Santiago case should also bar the PIRMA Petition on the basis of
res judicata because PIRMA participated in the proceedings of the said case, and had
knowledge of and, thus, must be bound by the judgment of the Court therein. As explained
by former Chief Justice Hilario G. Davide, Jr. in his separate opinion to the Resolution in
the PIRMA case -
First, it is barred by res judicata. No one aware of the pleadings filed here and
in Santiago v. COMELEC (G.R. No. 127325, 19 March 1997) may plead
ignorance of the fact that the former is substantially identical to the latter,
except for the reversal of the roles played by the principal parties and inclusion
of additional, yet not indispensable, parties in the present petition. But plainly,
the same issues and reliefs are raised and prayed for in both cases.
No amount of semantics may then shield herein petitioners PIRMA and the
PEDROSAS, as well as the others joining them, from the operation of the
principle of res judicata, which needs no further elaboration.[9]
While the Santiago case bars the PIRMA case because of res judicata, the same cannot be
said to the Petition at bar. Res judicata is an absolute bar to a subsequent action for the
same cause; and its requisites are: (a) the former judgment or order must be final; (b) the
judgment or order must be one on the merits; (c) it must have been rendered by a court
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having jurisdiction over the subject matter and parties; and (d) there must be between the
first and second actions, identity of parties, of subject matter and of causes of action.[10]
Even though it is conceded that the first three requisites are present herein, the last has not
been complied with. Undoubtedly, the Santiago case and the present Petition involve
different parties, subject matter, and causes of action, and the former should not bar the
latter.
In the Santiago case, the petition for initiative to amend the Constitution was filed by
Delfin alone. His petition does not qualify as the initiatory pleading over which the
COMELEC can acquire jurisdiction, being unsupported by the required number of
registered voters, and actually imposing upon the COMELEC the task of gathering the
voters' signatures. In the case before us, the petition for initiative to amend the
Constitution was filed by Lambino and Aumentado, on behalf of the 6.3 million registered
voters who affixed their signatures on the signature sheets attached thereto. Their petition
prays that the COMELEC issue an Order -
3. Calling a plebiscite to be held not earlier than sixty nor later than ninety
days after the Certification by the COMELEC of the sufficiency of the
petition, to allow the Filipino people to express their sovereign will on
the proposition.
Although both cases involve the right of the people to initiate amendments to the
Constitution, the personalities concerned and the other factual circumstances attendant in
the two cases differ. Also dissimilar are the particular prayer and reliefs sought by the
parties from the COMELEC, as well as from this Court.
For these reasons, I find that the COMELEC acted with grave abuse of discretion when it
summarily dismissed the petition for initiative filed by Lambino and Aumentado. It
behooves the COMELEC to accord due course to a petition which on its face complies
with the rudiments of the law. COMELEC was openly negligent in summarily dismissing
the Lambino and Aumentado petition. The haste by which the instant Petition was struck
down is characteristic of bad faith, which, to my mind, is a patent and gross evasion of
COMELEC's positive duty. It has so obviously copped out of its duty and responsibility to
determine the sufficiency thereof and sought protection and justification for its craven
decision in the supposed permanent injunction issued against it by the Court in the
Santiago case. The COMELEC had seemingly expanded the scope and application of the
said permanent injunction, reading into it more than what it actually states, which is
surprising, considering that the Chairman and majority of the members of COMELEC are
lawyers who should be able to understand and appreciate, more than a lay person, the legal
consequences and intricacies of the pronouncements made by the Court in the Santiago
case and the permanent injunction issued therein.
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No less than the Constitution itself, under the second paragraph of Article XVII, Section 4,
imposes upon the COMELEC the mandate to set a date for plebiscite after a positive
determination of the sufficiency of a petition for initiative on amendments to the
Constitution, viz -
SEC. 4. x x x
As a rule, the word "shall" commonly denotes an imperative obligation and is inconsistent
with the idea of discretion, and that the presumption is that the word "shall" when used, is
mandatory.[11] Under the above-quoted constitutional provision, it is the mandatory or
imperative obligation of the COMELEC to (a) determine the sufficiency of the petition for
initiative on amendments to the Constitution and issue a certification on its findings; and
(b) in case such petition is found to be sufficient, to set the date for the plebiscite on the
proposed amendments not earlier than 60 days nor later than 90 days after its certification.
The COMELEC should not be allowed to shun its constitutional mandate under the second
paragraph of Article XVII, Section 4, through the summary dismissal of the petition for
initiative filed by Lambino and Aumentado, when such petition is supported by 6.3 million
signatures of registered voters. Should all of these signatures be authentic and
representative of the required percentages of registered voters for every legislative district
and the whole nation, then the initiative is a true and legitimate expression of the will of
the people to amend the Constitution, and COMELEC had caused them grave injustice by
silencing their voice based on a patently inapplicable permanent injunction.
II
We should likewise take the opportunity to revisit the pronouncements made by the Court
in its Decision in the Santiago case, especially as regards the supposed insufficiency or
inadequacy of Republic Act No. 6735 as the enabling law for the implementation of the
people's right to initiative on amendments to the Constitution.
The declaration of the Court that Republic Act No. 6735 is insufficient or inadequate
actually gave rise to more questions rather than answers, due to the fact that there has
never been a judicial precedent wherein the Court invalidated a law for insufficiency or
inadequacy. The confusion over such a declaration thereby impelled former Chief Justice
Davide, Jr., the ponente in the Santiago case, to provide the following clarification in his
separate opinion to the Resolution in the PIRMA case, thus -
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It is important to note, however, that while the Decision in the Santiago case pronounced
repeatedly that Republic Act No. 6735 was insufficient and inadequate, there is no
categorical declaration therein that the said statute was unconstitutional. The express
finding that Republic Act No. 6735 is unconstitutional can only be found in the separate
opinion of former Chief Justice Davide to the Resolution in the PIRMA case, which was
not concurred in by the other members of the Court.
Even assuming arguendo that the declaration in the Santiago case, that Republic Act No.
6735 is insufficient and inadequate, is already tantamount to a declaration that the statute
is unconstitutional, it was rendered in violation of established rules in statutory
construction, which state that -
First, the Court, in the Santiago case, could have very well avoided the issue of
constitutionality of Republic Act No. 6735 by ordering the COMELEC to dismiss the
Delfin petition for the simple reason that it does not constitute an initiatory pleading over
which the COMELEC could acquire jurisdiction. And second, the unconstitutionality of
Republic Act No. 6735 has not been adequately shown. It was by and large merely
inferred or deduced from the way Republic Act No. 6735 was worded and the provisions
thereof arranged and organized by Congress. The dissenting opinions rendered by several
Justices in the Santiago case reveal the other side to the argument, adopting the more
liberal interpretation that would allow the Court to sustain the constitutionality of Republic
Act No. 6735. It would seem that the majority in the Santiago case failed to heed the rule
that all presumptions should be resolved in favor of the constitutionality of the statute.
The Court, acting en banc on the Petition at bar, can revisit its Decision in the Santiago
case and again open to judicial review the constitutionality of Republic Act No. 6735; in
which case, I shall cast my vote in favor of its constitutionality, having satisfied the
completeness and sufficiency of standards tests for the valid delegation of legislative
power. I fully agree in the conclusion made by Justice Puno on this matter in his dissenting
opinion[12] in the Santiago case, that reads -
R.A. No. 6735 sufficiently states the policy and the standards to guide the
COMELEC in promulgating the law's implementing rules and regulations of
the law. As aforestated, Section 2 spells out the policy of the law; viz: "The
power of the people under a system of initiative and referendum to directly
propose, enact, approve or reject, in whole or in part, the Constitution, laws,
ordinances, or resolutions passed by any legislative body upon compliance
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III
The dissent of Justice Puno has already a well-presented discourse on the difference
between an "amendment" and a "revision" of the Constitution. Allow me also to articulate
my additional thoughts on the matter.
Oppositors to Lambino and Aumentado's petition for initiative argue that the proposed
changes therein to the provisions of the Constitution already amount to a revision thereof,
which is not allowed to be done through people's initiative; Article XVII, Section 2 of the
Constitution on people's initiative refers only to proposals for amendments to the
Constitution. They assert the traditional distinction between an amendment and a revision,
with amendment referring to isolated or piecemeal change only, while revision as a
revamp or rewriting of the whole instrument.[13]
The changes proposed to the Constitution by Lambino and Aumentado's petition for
initiative basically affect only Article VI on the Legislative Department and Article VII on
the Executive Department. While the proposed changes will drastically alter the
constitution of our government by vesting both legislative and executive powers in a
unicameral Parliament, with the President as the Head of State and the Prime Minister
exercising the executive power; they would not essentially affect the other 16 Articles of
the Constitution. The 100 or so changes counted by the oppositors to the other provisions
of the Constitution are constituted mostly of the nominal substitution of one word for the
other, such as Parliament for Congress, or Prime Minister for President. As eloquently
pointed out in the dissent of Justice Puno, the changes proposed to transform our form of
government from bicameral-presidential to unicameral-parliamentary, would not affect the
fundamental nature of our state as a democratic and republican state. It will still be a
representative government where officials continue to be accountable to the people and the
people maintain control over the government through the election of members of the
Parliament.
Furthermore, should the people themselves wish to change a substantial portion or even
the whole of the Constitution, what or who is to stop them? Article XVII, Section 2 of the
Constitution which, by the way it is worded, refers only to their right to initiative on
amendments of the Constitution? The delegates to the Constitutional Convention who,
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IV
Lastly, I fail to see the injustice in allowing the COMELEC to give due course to and take
cognizance of Lambino and Aumentado's petition for initiative to amend the Constitution.
I reiterate that it would be a greater evil if one such petition which is ostensibly supported
by the required number of registered voters all over the country, be summarily dismissed.
Giving due course and taking cognizance of the petition would not necessarily mean that
the same would be found sufficient and set for plebiscite. The COMELEC still faces the
task of reviewing the petition to determine whether it complies with the requirements for a
valid exercise of the right to initiative. Questions raised by the oppositors to the petition,
such as those on the authenticity of the registered voters' signatures or compliance with the
requisite number of registered voters for every legislative district, are already factual in
nature and require the reception and evaluation of evidence of the parties. Such questions
are best presented and resolved before the COMELEC since this Court is not a trier of
facts.
In view of the foregoing, I am of the position that the Resolution of the COMELEC dated
31 August 2006 denying due course to the Petition for Initiative filed by Lambino and
Aumentado be reversed and set aside for having been issued in grave abuse of discretion,
amounting to lack of jurisdiction, and that the Petition be remanded to the COMELEC for
further proceedings.
In short, I vote to GRANT the petition for Initiative of Lambino and Aumentado.
We, the sovereign Filipino people, imploring the aid of Almighty God, in order
to build a just and humane society and establish a Government that shall
embody our ideals and aspirations, promote the common good, conserve and
develop our patrimony, and secure to ourselves and our posterity the blessings
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of independence and democracy under the rule of law and a regime of truth,
justice, freedom, love, equality, and peace, do ordain and promulgate this
Constitution.
[6]Olac v. Rivera, G.R. No. 84256, 2 September 1992, 213 SCRA 321, 328-329; See also
the more recent cases of Republic v. Nolasco, G.R. No. 155108, 27 April 2005, 457 SCRA
400; and PH Credit Corporation v. Court of Appeals, 421 Phil. 821 (2001).
[9]Separate Opinion of former Chief Justice Hilario G. Davide, Jr. to the Resolution, dated
23 September 1997, in G.R. No. 129754, PIRMA v. COMELEC, pp. 2-3.
[11] Pioneer Texturizing Corporation v. NLRC, G.R. No. 118651, 16 October 1997.
S E PA R AT E O P I N I O N
Introduction
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--John Acton
In this thorny matter of the people's initiative, I concur with the erudite and highly
persuasive opinion of Justice Reynato S. Puno upholding the people's initiative and raise
some points of my own.
The issue of the people's power to propose amendments to the Constitution was once
discussed in the landmark case of Santiago v. COMELEC.[1] Almost a decade later, the
issue is once again before the Court, and I firmly believe it is time to reevaluate the
pronouncements made in that case.
The issue of Charter Change is one that has sharply divided the nation, and its proponents
and opponents will understandably take all measures to advance their position and defeat
that of their opponents. The wisdom or folly of Charter Change does not concern the
Court. The only thing that the Court must review is the validity of the present step taken
by the proponents of Charter Change, which is the People's Initiative, as set down in
Article XVII, Sec. 2 of the 1987 Constitution:
The Congress shall provide for the implementation of the exercise of this right.
In the Santiago case, the Court discussed whether the second paragraph of that section had
been fulfilled. It determined that Congress had not provided for the implementation of the
exercise of the people's initiative, when it held that Republic Act No. 6735, or "The
Initiative and Referendum Act," was "inadequate to cover the system of initiative on
amendments to the Constitution, and to have failed to provide sufficient standard for
subordinate legislation."[2]
With all due respect to those Justices who made that declaration, I must disagree.
The decision in Santiago focused on what it perceived to be fatal flaws in the drafting of
the law, in the failings of the way the law was structured, to come to the conclusion that
the law was inadequate. The Court itself recognized the legislators' intent, but disregarded
this intent. The law was found wanting. The Court then saw the inclusion of the
Constitution in RA 6735 as an afterthought. However, it was included, and it should not be
excluded by the Court via a strained analysis of the law. The difficult construction of the
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law should not serve to frustrate the intent of the framers of the 1987 Constitution: to give
the people the power to propose amendments as they saw fit. It is a basic precept in
statutory construction that the intent of the legislature is the controlling factor in the
interpretation of a statute.[3] The intent of the legislature was clear, and yet RA 6735 was
declared inadequate. It was not specifically struck down or declared unconstitutional,
merely incomplete. The Court focused on what RA 6735 was not, and lost sight of what
RA 6735 was.
It is my view that the reading of RA 6735 in Santiago should have been more flexible. It is
also a basic precept of statutory construction that statutes should be construed not so much
according to the letter that killeth but in line with the purpose for which they have been
enacted.[4] The reading of the law should not have been with the view of its defeat, but
with the goal of upholding it, especially with its avowed noble purpose.
Congress has done its part in empowering the people themselves to propose amendments
to the Constitution, in accordance with the Constitution itself. It should not be the
Supreme Court that stifles the people, and lets their cries for change go unheard, especially
when the Constitution itself grants them that power.
The Santiago case involved a petition for prohibition filed by Miriam Defensor-Santiago,
et al., against the COMELEC, et al., which sought to prevent the COMELEC from
entertaining the "Petition to Amend the Constitution, to Lift Term Limits of Elective
Officials, by People's Initiative" filed by Atty. Jesus Delfin. In the body of the judgment,
the Court made the following conclusion, viz:
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SO ORDERED.
The question now is if the ruling in Santiago is decisive in this case. It is elementary that
when there is conflict between the dispositive portion or fallo of the decision and the
opinion of the court contained in the text or body of the judgment, the former prevails over
the latter. An order of execution is based on the disposition, not on the body, of the
decision.[5] The dispositive portion is its decisive resolution; thus, it is the subject of
execution. The other parts of the decision may be resorted to in order to determine the
ratio decidendi for the disposition. Where there is conflict between the dispositive part
and the opinion of the court contained in the text or body of the decision, the former
must prevail over the latter on the theory that the dispositive portion is the final
order, while the opinion is merely a statement ordering nothing. Hence, the execution
must conform with that which is ordained or decreed in the dispositive portion of the
decision.[6]
Applying the foregoing argument to the Santiago case, it immediately becomes apparent
that the disposition in the latter case categorically made permanent the December 18, 1996
Temporary Restraining Order issued against the COMELEC in the Delfin petition but did
NOT formally incorporate therein any directive PERMANENTLY enjoining the
COMELEC "from entertaining or taking cognizance of any petition for initiative on
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In sum, the COMELEC still retains its jurisdiction to take cognizance of any petition on
initiative under RA 6735 and it can rule on the petition and its action can only be passed
upon by the Court when the same is elevated through a petition for certiorari. COMELEC
cannot be barred from acting on said petitions since jurisdiction is conferred by law (RA
6735) and said law has not been declared unconstitutional and hence still valid though
considered inadequate in the Santiago case.
Respondents, however, claim that the Court in the subsequent case of PIRMA v.
Commission on Elections[8] confirmed the statement of the Court in the Santiago case that
the COMELEC was "permanently enjoined from entertaining or taking cognizance of any
petition for initiative on amendments." Much reliance is placed on the ruling contained in
a Minute Resolution which reads:
The Court ruled, first, by a unanimous vote, that no grave abuse of Discretion
could be attributed to the public respondent COMELEC in Dismissing the
petition filed by PIRMA therein, it appearing that it only Complied with the
DISPOSITIONS in the Decision of this Court in G.R. No. 127325,
promulgated on March 19, 1997, and its Resolution of June 10, 1997.
Take note that the Court specifically referred to "dispositions" in the March 19, 1997
Decision. To reiterate, the dispositions in the Santiago case decision refer specifically to
the December 18, 1996 TRO being made permanent against the COMELEC but do not
pertain to a permanent injunction against any other petition for initiative on amendment.
Thus, what was confirmed or even affirmed in the Minute Resolution in the PIRMA case
pertains solely to the December 18, 1996 TRO which became permanent, the declaration
of the inadequacy of RA 6735, and the annulment of certain parts of Resolution No. 2300
but certainly not the alleged perpetual injunction against the initiative petition. Thus, the
resolution in the PIRMA case cannot be considered res judicata to the Lambino petition.
Amendment or Revision
One last matter to be considered is whether the petition may be allowed under RA 6735,
since only amendments to the Constitution may be the subject of a people's initiative.
The Lambino petition cannot be considered an act of revising the Constitution; it is merely
an attempt to amend it. The term amendment has to be liberally construed so as to
effectuate the people's efforts to amend the Constitution.
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In this case, the Lambino petition is not concerned with rewriting the entire Constitution.
It was never its intention to revise the whole Constitution. It merely concerns itself with
amending a few provisions in our fundamental charter.
When there are gray areas in legislation, especially in matters that pertain to the sovereign
people's political rights, courts must lean more towards a more liberal interpretation
favoring the people's right to exercise their sovereign power.
Conclusion
Sovereignty residing in the people is the highest form of sovereignty and thus deserves the
highest respect even from the courts. It is not something that can be overruled, set aside,
ignored or stomped over by whatever amount of technicalities, blurred or vague provisions
of the law.
As I find RA 6735 to be adequate as the implementing law for the People's Initiative, I
vote to grant the petition in G.R. No. 174153 and dismiss the petition in G.R. No. 174299.
The Amended Petition for Initiative filed by petitioners Raul L. Lambino and Erico B.
Aumentado should be remanded to the COMELEC for determination whether or not the
petition is sufficient under RA 6735, and if the petition is sufficient, to schedule and hold
the necessary plebiscite as required by RA 6735.
It is time to let the people's voice be heard once again as it was twenty years ago. And
should this voice demand a change in the Constitution, the Supreme Court should not be
one to stand in its way.
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[1] G.R. No. 127535, March 19, 1997, 270 SCRA 106.
[2] Id.
[3]
Commission on Audit of the Province of Cebu v. Province of Cebu, G.R. No. 141386,
November 29, 2001, 371 SCRA 196, 202.
[5]
PH Credit Corporation v. Court of Appeals and Carlos M. Farrales, G. R. No. 109648,
November 22, 2001, 370 SCRA 155, 166-167.
[6] Id.
[7] Florentino v. Rivera, et al., G. R. No. 167968, January 23, 2006, 479 SCRA 522, 529.
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