3GPP TS 36.213

3GPP TS 36.213 V10.4.
0 (2011-12)
Technical Specification
3
rd
Generation Partnership Project;
Technical Specification Group Radio Access Network;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Physical layer procedures
(Release 10)

The present document has been developed within the 3
rd
Generation Partnership Project (3GPP
TM
) and may be further elaborated for the purposes of 3GPP.

The present document has not been subject to any approval process by the 3GPP

Organisational Partners and shall not be implemented.
This Specification is provided for future development work within 3GPP

only. The Organisational Partners accept no liability for any use of this Specification.
Specifications and reports for implementation of the 3GPP
TM
system should be obtained via the 3GPP Organisational Partners Publications Offices.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 2 Release 10

Keywords
UMTS, radio, layer 1
3GPP
Postal address

3GPP support office address
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Internet
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No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.

2011, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
All rights reserved.

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3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 3 Release 10
Contents
Foreword............................................................................................................................................................. 5
1 Scope ........................................................................................................................................................ 6
2 References ................................................................................................................................................ 6
3 Definitions, symbols, and abbreviations .................................................................................................. 7
3.1 Symbols ............................................................................................................................................................. 7
3.2 Abbreviations ..................................................................................................................................................... 7
4 Synchronisation procedures ..................................................................................................................... 8
4.1 Cell search ......................................................................................................................................................... 8
4.2 Timing synchronisation ..................................................................................................................................... 8
4.2.1 Radio link monitoring .................................................................................................................................. 8
4.2.2 Inter-cell synchronisation ............................................................................................................................. 8
4.2.3 Transmission timing adjustments ................................................................................................................. 8
4.3 Timing for Secondary Cell Activation / Deactivation ....................................................................................... 9
5 Power control ........................................................................................................................................... 9
5.1 Uplink power control ......................................................................................................................................... 9
5.1.1 Physical uplink shared channel .................................................................................................................... 9
5.1.1.1 UE behaviour .......................................................................................................................................... 9
5.1.1.2 Power headroom ................................................................................................................................... 14
5.1.2 Physical uplink control channel ................................................................................................................. 16
5.1.2.1 UE behaviour ........................................................................................................................................ 16
5.1.3 Sounding Reference Symbol ...................................................................................................................... 18
5.1.3.1 UE behaviour ........................................................................................................................................ 18
5.2 Downlink power allocation .............................................................................................................................. 19
5.2.1 eNodeB Relative Narrowband TX Power restrictions ............................................................................... 20
6 Random access procedure ...................................................................................................................... 21
6.1 Physical non-synchronized random access procedure ..................................................................................... 21
6.1.1 Timing ........................................................................................................................................................ 21
6.2 Random Access Response Grant ..................................................................................................................... 22
7 Physical downlink shared channel related procedures ........................................................................... 23
7.1 UE procedure for receiving the physical downlink shared channel ................................................................. 23
7.1.1 Single-antenna port scheme ....................................................................................................................... 28
7.1.2 Transmit diversity scheme ........................................................................................................................ 28
7.1.3 Large delay CDD scheme ......................................................................................................................... 28
7.1.4 Closed-loop spatial multiplexing scheme ................................................................................................. 28
7.1.5 Multi-user MIMO scheme ........................................................................................................................ 28
7.1.5A Dual layer scheme .................................................................................................................................... 28
7.1.5B Up to 8 layer transmission scheme ........................................................................................................... 28
7.1.6 Resource allocation ................................................................................................................................... 28
7.1.6.1 Resource allocation type 0 .................................................................................................................... 29
7.1.6.4 PDSCH starting position ...................................................................................................................... 31
7.1.6.5 PRB bundling ....................................................................................................................................... 31
7.1.7 Modulation order and transport block size determination ........................................................................ 32
7.1.7.1 Modulation order determination ........................................................................................................... 32
7.1.7.2 Transport block size determination ...................................................................................................... 33
7.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing ........................................ 34
7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing ........................................................... 40
7.1.7.2.3 Transport blocks mapped for DCI Format 1C ................................................................................ 40
7.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing ......................................................... 40
7.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing .......................................................... 41
7.1.7.3 Redundancy Version determination for Format 1C .............................................................................. 42
7.1.8 Storing soft channel bits ........................................................................................................................... 42

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3GPP TS 36.213 V10.4.0 (2011-12) 4 Release 10
7.2 UE procedure for reporting Channel State Information (CSI) ......................................................................... 43
7.2.1 Aperiodic CSI Reporting using PUSCH .................................................................................................... 46
7.2.2 Periodic CSI Reporting using PUCCH ...................................................................................................... 51
7.2.3 Channel quality indicator (CQI) definition ................................................................................................ 63
7.2.4 Precoding Matrix Indicator (PMI) definition ............................................................................................. 66
7.2.5 Channel-State Information Reference Signal (CSI-RS) definition .......................................................... 68
7.3 UE procedure for reporting HARQ-ACK ........................................................................................................ 68
8 Physical uplink shared channel related procedures ................................................................................ 74
8.0 UE procedure for transmitting the physical uplink shared channel ................................................................. 74
8.0.1 Single-antenna port scheme ....................................................................................................................... 78
8.0.2 Closed-loop spatial multiplexing scheme ................................................................................................. 78
8.1 Resource Allocation for PDCCH with uplink DCI Format ............................................................................. 78
8.1.1 Uplink Resource allocation type 0 ........................................................................................................ 78
8.1.2 Uplink Resource allocation type 1 ........................................................................................................ 79
8.2 UE sounding procedure ................................................................................................................................... 79
8.3 UE HARQ-ACK procedure ............................................................................................................................. 83
8.4 UE PUSCH Hopping procedure ...................................................................................................................... 84
8.4.1 Type 1 PUSCH Hopping ............................................................................................................................ 85
8.4.2 Type 2 PUSCH Hopping ............................................................................................................................ 85
8.5 UE Reference Symbol procedure ..................................................................................................................... 86
8.6 Modulation order, redundancy version and transport block size determination .............................................. 86
8.6.1 Modulation order and redundancy version determination ........................................................................ 86
8.6.2 Transport block size determination ........................................................................................................... 88
8.6.3 Control information MCS offset determination ........................................................................................ 89
8.7 UE Transmit Antenna Selection ...................................................................................................................... 91
9 Physical downlink control channel procedures ...................................................................................... 91
9.1 UE procedure for determining physical downlink control channel assignment ............................................... 91
9.1.1 PDCCH Assignment Procedure ................................................................................................................. 91
9.1.2 PHICH Assignment Procedure ................................................................................................................... 93
9.1.3 Control Format Indicator assignment procedure ........................................................................................ 94
9.2 PDCCH validation for semi-persistent scheduling .......................................................................................... 94
9.3 PDCCH control information procedure ........................................................................................................... 96
10 Physical uplink control channel procedures ........................................................................................... 96
10.1 UE procedure for determining physical uplink control channel assignment ................................................... 96
10.1.1 PUCCH format information ....................................................................................................................... 98
10.1.2 FDD HARQ-ACK feedback procedures .................................................................................................... 99
10.1.2.1 FDD HARQ-ACK procedure for one configured serving cell ............................................................. 99
10.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell ......................................... 100
10.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure ............................................. 100
10.1.2.2.2 PUCCH format 3 HARQ-ACK procedure .................................................................................... 103
10.1.3 TDD HARQ-ACK feedback procedures .................................................................................................. 104
10.1.3.1 TDD HARQ-ACK procedure for one configured serving cell ........................................................... 105
10.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell .......................................... 109
10.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure ............................................. 110
10.1.3.2.2 PUCCH format 3 HARQ-ACK procedure .................................................................................... 115
10.1.4 HARQ-ACK Repetition procedure .......................................................................................................... 117
10.1.5 Scheduling Request (SR) procedure ......................................................................................................... 118
10.2 Uplink HARQ-ACK timing ........................................................................................................................... 118
11 Physical multicast channel related procedures ..................................................................................... 119
11.1 UE procedure for receiving the physical multicast channel ........................................................................... 119
11.2 UE procedure for receiving MCCH change notification ............................................................................... 119
Annex A (informative): Change history ............................................................................................. 120

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 5 Release 10
Foreword
This Technical Specification (TS) has been produced by the 3
rd
Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 6 Release 10
1 Scope
The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and
TDD modes of E-UTRA.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
- References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
- For a specific reference, subsequent revisions do not apply.
- For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document
(including a GSM document), a non-specific reference implicitly refers to the latest version of that document in
the same Release as the present document.
[1] 3GPP TR 21.905: Vocabulary for 3GPP Specifications
[2] 3GPP TS 36.201: Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer
General Description
[3] 3GPP TS 36.211: Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and
modulation
[4] 3GPP TS 36.212: Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
channel coding
[5] 3GPP TS 36.214: Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer
Measurements
[6] 3GPP TS 36.101: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio transmission and reception
[7] 3GPP TS 36.104: Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)
radio transmission and reception
[8] 3GPP TS36.321, Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
Control (MAC) protocol specification
[9] 3GPP TS36.423, Evolved Universal Terrestrial Radio Access (E-UTRA); X2 Application
Protocol (X2AP)
[10] 3GPP TS36.133, Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for
support of radio resource management
[11] 3GPP TS36.331, Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource
Control (RRC) protocol specification
[12] 3GPP TS 36.306: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio access capabilities".

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3GPP TS 36.213 V10.4.0 (2011-12) 7 Release 10
3 Definitions, symbols, and abbreviations
3.1 Symbols
For the purposes of the present document, the following symbols apply:
f
n System frame number as defined in [3]
s
n Slot number within a radio frame as defined in [3]
DL
cells
N Number of configured cells
DL
RB
N Downlink bandwidth configuration, expressed in units of
RB
sc
N as defined in [3]
UL
RB
N Uplink bandwidth configuration, expressed in units of
RB
sc
N as defined in [3]
UL
symb
N Number of SC-FDMA symbols in an uplink slot as defined in [3]
RB
sc
N Resource block size in the frequency domain, expressed as a number of subcarriers as defined in
[3]
s
T Basic time unit as defined in [3]

3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply.
ACK Acknowledgement
BCH Broadcast Channel
CCE Control Channel Element
CIF Carrier Indicator Field
CQI Channel Quality Indicator
CRC Cyclic Redundancy Check
CSI Channel State Information
DAI Downlink Assignment Index
DCI Downlink Control Information
DL Downlink
DL-SCH Downlink Shared Channel
DTX Discontinuous Transmission
EPRE Energy Per Resource Element
MCS Modulation and Coding Scheme
NACK Negative Acknowledgement
PBCH Physical Broadcast Channel
PCFICH Physical Control Format Indicator Channel
PDCCH Physical Downlink Control Channel
PDSCH Physical Downlink Shared Channel
PHICH Physical Hybrid ARQ Indicator Channel
PMCH Physical Multicast Channel
PMI Precoding Matrix Indicator
PRACH Physical Random Access Channel
PRS Positioning Reference Symbol
PRB Physical Resource Block
PUCCH Physical Uplink Control Channel
PUSCH Physical Uplink Shared Channel
PTI Precoding Type Indicator
QoS Quality of Service
RBG Resource Block Group
RE Resource Element
RI Rank Indication
RPF Repetition Factor
RS Reference Signal

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3GPP TS 36.213 V10.4.0 (2011-12) 8 Release 10
SIR Signal-to-Interference Ratio
SINR Signal to Interference plus Noise Ratio
SPS C-RNTI Semi-Persistent Scheduling C-RNTI
SR Scheduling Request
SRS Sounding Reference Symbol
TA Time alignment
TTI Transmission Time Interval
UCI Uplink Control Information
UE User Equipment
UL Uplink
UL-SCH Uplink Shared Channel
VRB Virtual Resource Block
4 Synchronisation procedures
4.1 Cell search
Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the
physical layer Cell ID of that cell. E-UTRA cell search supports a scalable overall transmission bandwidth
corresponding to 6 resource blocks and upwards.
The following signals are transmitted in the downlink to facilitate cell search: the primary and secondary
synchronization signals.
4.2 Timing synchronisation
4.2.1 Radio link monitoring
The downlink radio link quality of the primary cell shall be monitored by the UE for the purpose of indicating out-of-
sync/in-sync status to higher layers.
In non-DRX mode operation, the physical layer in the UE shall every radio frame assess the radio link quality,
evaluated over the previous time period defined in [10], against thresholds (Q
out
and Q
in
) defined by relevant tests in
[10].
In DRX mode operation, the physical layer in the UE shall at least once every DRX period assess the radio link quality,
evaluated over the previous time period defined in [10], against thresholds (Q
out
and Q
in
) defined by relevant tests in
[10].
If higher-layer signalling indicates certain subframes for restricted radio link monitoring, the radio link quality shall not
be monitored in any subframe other than those indicated.
The physical layer in the UE shall in radio frames where the radio link quality is assessed indicate out-of-sync to higher
layers when the radio link quality is worse than the threshold Q
out
. When the radio link quality is better than the
threshold Q
in
, the physical layer in the UE shall in radio frames where the radio link quality is assessed indicate in-sync
to higher layers.
4.2.2 Inter-cell synchronisation
No functionality is specified in this section in this release.
4.2.3 Transmission timing adjustments
Upon reception of a timing advance command, the UE shall adjust its uplink transmission timing for
PUCCH/PUSCH/SRS of the primary cell. The timing advance command indicates the change of the uplink timing
relative to the current uplink timing as multiples of 16
s
T . The start timing of the random access preamble is specified in
[3]. The UL transmission timing for PUSCH/SRS of a secondary cell is the same as the primary cell.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 9 Release 10
In case of random access response, 11-bit timing advance command [8], T
A
, indicates N
TA
values by index values of
T
A
= 0, 1, 2, ..., 1282, where an amount of the time alignment is given by N
TA
= T
A
16. N
TA
is defined in [3].
In other cases, 6-bit timing advance command [8], T
A
, indicates adjustment of the current N
TA
value, N
TA,old
, to the new
N
TA
value, N
TA,new
, by index values of T
A
= 0, 1, 2,..., 63, where N
TA,new
= N
TA,old
+ (T
A
31)16. Here, adjustment of N
TA

value by a positive or a negative amount indicates advancing or delaying the uplink transmission timing by a given
amount respectively.
For a timing advance command received on subframe n, the corresponding adjustment of the timing shall apply from
the beginning of subframe n+6. When the UEs uplink PUCCH/PUSCH/SRS transmissions in subframe n and subframe
n+1 are overlapped due to the timing adjustment, the UE shall transmit complete subframe n and not transmit the
overlapped part of subframe n+1.
If the received downlink timing changes and is not compensated or is only partly compensated by the uplink timing
adjustment without timing advance command as specified in [10], the UE changes N
TA
accordingly.
4.3 Timing for Secondary Cell Activation / Deactivation
When a UE receives an activation command [8] for a secondary cell in subframe n, the corresponding actions in [8]
shall be applied in subframe n+8.
When a UE receives a deactivation command [8] for a secondary cell or a secondary cells deactivation timer expires in
subframe n, the corresponding actions in [8] shall apply no later than subframe n+8, except for the actions related to
CSI reporting which shall be applied in subframe n+8.

5 Power control
Downlink power control determines the energy per resource element (EPRE). The term resource element energy
denotes the energy prior to CP insertion. The term resource element energy also denotes the average energy taken over
all constellation points for the modulation scheme applied. Uplink power control determines the average power over a
SC-FDMA symbol in which the physical channel is transmitted.
5.1 Uplink power control
Uplink power control controls the transmit power of the different uplink physical channels.
For PUSCH, the transmit power ) (
, PUSCH
i P
c
defined in section 5.1.1, is first scaled by the ratio of the number of
antennas ports with a non-zero PUSCH transmission to the number of configured antenna ports for the transmission
scheme. The resulting scaled power is then split equally across the antenna ports on which the non-zero PUSCH is
transmitted.
For PUCCH or SRS, the transmit power ) (
PUCCH
i P , defined in Section 5.1.1.1, or ) (
c SRS,
i P is split equally across
the configured antenna ports for PUCCH or SRS. ) (
c SRS,
i P is the linear value of ) (
c SRS,
i P defined in Section 5.1.3.
A cell wide overload indicator (OI) and a High Interference Indicator (HII) to control UL interference are defined in [9].
5.1.1 Physical uplink shared channel
5.1.1.1 UE behaviour
The setting of the UE Transmit power for a physical uplink shared channel (PUSCH) transmission is defined as follows.
If the UE transmits PUSCH without a simultaneous PUCCH for the serving cell c , then the UE transmit power
) (
, PUSCH
i P
c
for PUSCH transmission in subframe i for the serving cell c is given by

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 10 Release 10
+ A + + +
=
) ( ) ( ) ( ) ( )) ( ( log 10
), (
min ) (
c TF, c O_PUSCH, c PUSCH, 10
, CMAX
c PUSCH,
i f i PL j j P i M
i P
i P
c c c
c
o
[dBm]
If the UE transmits PUSCH simultaneous with PUCCH for the serving cell c , then the UE transmit power
) (
, PUSCH
i P
c
for the PUSCH transmission in subframe i for the serving cell c is given by
( )
+ A + + +
=
) ( ) ( ) ( ) ( )) ( ( log 10
, ) (
) (
log 10
min ) (
PUCCH , CMAX 10
c PUSCH,
i f i PL j j P i M
i P i P
i P
c c c
c
o
[dBm]
If the UE is not transmitting PUSCH for the serving cell c, for the accumulation of TPC command received with DCI
format 3/3A for PUSCH, the UE shall assume that the UE transmit power ) (
, PUSCH
i P
c
for the PUSCH transmission in
subframe i for the serving cell c is computed by
{ } ) ( ) 1 ( ) 1 ( ), ( min ) (
O_PUSCH,c CMAX,c PUSCH,c
i f PL P i P i P
c c c
+ + = o [dBm]
where,
- ) (
c CMAX,
i P is the configured UE transmit power defined in [6] in subframe i for serving cell c and
) (
c CMAX,
c CMAX,
i P . If the UE transmits PUCCH without PUSCH in subframe
i for the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for PUSCH, the
UE shall assume ) (
c CMAX,
i P as given by section 5.1.2.1. If the UE does not transmit PUCCH and PUSCH in
subframe i for the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for
PUSCH, the UE shall compute ) (
c CMAX,
i P assuming MPR=0dB, A-MPR=0dB, P-MPR=0dB and AT
C
=0dB,
where MPR, A-MPR, P-MPR and AT
C
are defined in [6].
- ) (
PUCCH
PUCCH
i P defined in section 5.1.2.1
- ) (
c PUSCH,
i M is the bandwidth of the PUSCH resource assignment expressed in number of resource blocks
valid for subframe i and serving cell c .
- ) (
c O_PUSCH,
j P is a parameter composed of the sum of a component ) (
c PUSCH, O_NOMINAL_
j P provided from
higher layers for j=0 and 1 and a component ) (
c , O_UE_PUSCH
j P provided by higher layers for j=0 and 1 for
serving cell c . For PUSCH (re)transmissions corresponding to a semi-persistent grant then j=0 , for PUSCH
(re)transmissions corresponding to a dynamic scheduled grant then j=1 and for PUSCH (re)transmissions
corresponding to the random access response grant then j=2. 0 ) 2 (
,c O_UE_PUSCH
= P and
3 _ O_PRE c PUSCH, O_NOMINAL_
) 2 (
Msg PREAMBLE
P P A + = , where the parameter
preambleInitialReceivedTargetPower [8] (
O_PRE
P ) and
3 _ Msg PREAMBLE
A are signalled from higher layers.
- For j =0 or 1, { } 1 , 9 . 0 , 8 . 0 , 7 . 0 , 6 . 0 , 5 . 0 , 4 . 0 , 0 e
c
o is a 3-bit parameter provided by higher layers for serving
cell c . For j=2, . 1 ) ( = j
c
o
-
c
PL is the downlink pathloss estimate calculated in the UE for serving cell c in dB and
c
PL =
referenceSignalPower higher layer filtered RSRP, where referenceSignalPower is provided by higher layers
and RSRP is defined in [5] for the reference serving cell and the higher layer filter configuration is defined in
[11] for the reference serving cell. The serving cell chosen as the reference serving cell and used for
determining referenceSignalPower and higher layer filtered RSRP is configured by the higher layer parameter
pathlossReferenceLinking.
- ( ) ( )
PUSCH
offset
K BPRE
c TF
s
i | = A

1 2 log 10 ) (
10 ,
for 25 . 1 =
S
K and 0 for 0 =
S
K where
S
K is given by the
parameter deltaMCS-Enabled provided by higher layers for each serving cell c . BPRE and
PUSCH
offset
| , for
each serving cell c , are computed as below. 0 =
S
K for transmission mode 2.

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3GPP TS 36.213 V10.4.0 (2011-12) 11 Release 10
o
RE CQI
/ N O BPRE = for control data sent via PUSCH without UL-SCH data and
RE
1
0
/ N K
r
C
r
=
for
other cases.
where C is the number of code blocks,
r
K is the size for code block r ,
CQI
O is the
number of CQI/PMI bits including CRC bits and
RE
N is the number of resource elements
determined as
initial - PUSCH
symb RE
N M N
initial PUSCH
sc
=

, where C ,
r
K ,
initial PUSCH
sc
M

and
initial - PUSCH
symb
N are defined in [4].
o
PUSCH CQI
offset offset
| | = for control data sent via PUSCH without UL-SCH data and 1 for other cases.
-
c PUSCH,
o is a correction value, also referred to as a TPC command and is included in PDCCH with DCI
format 0/4 for serving cell c or jointly coded with other TPC commands in PDCCH with DCI format 3/3A
whose CRC parity bits are scrambled with TPC-PUSCH-RNTI. The current PUSCH power control adjustment
state for serving cell c is given by ) (i f
c
which is defined by:
o ) ( ) 1 ( ) (
PUSCH c PUSCH,
K i i f i f
c c
+ = o if accumulation is enabled based on the parameter
Accumulation-enabled provided by higher layers or if the TPC command
c PUSCH,
o is included in a
PDCCH with DCI format 0 for serving cell c where the CRC is scrambled by the Temporary C-
RNTI
where ) (
PUSCH c PUSCH,
K i o was signalled on PDCCH with DCI format 0/4 or 3/3A on
subframe
PUSCH
K i , and where ) 0 (
c
f is the first value after reset of accumulation.
The value of
PUSCH
K is
- For FDD,
PUSCH
K = 4
- For TDD UL/DL configurations 1-6,
PUSCH
K

is given in Table 5.1.1.1-1
- For TDD UL/DL configuration 0
o If the PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH
of DCI format 0/4 in which the LSB of the UL index is set to 1,
PUSCH
K =
7
o For all other PUSCH transmissions,
PUSCH
K
is given in Table 5.1.1.1-1.
For serving cell c the UE attempts to decode a PDCCH of DCI format 0/4 with the UEs
CRNTI or DCI format 0 for SPS C-RNTI and a PDCCH of DCI format 3/3A with this UEs
TPC-PUSCH-RNTI in every subframe except when in DRX or where serving cell c is
deactivated.
If DCI format 0/4 for serving cell c and DCI format 3/3A are both detected in the same
subframe, then the UE shall use the
c PUSCH,
o provided in DCI format 0/4.
0
c PUSCH,
= o dB for a subframe where no TPC command is decoded for serving cell c or
where DRX occurs or i is not an uplink subframe in TDD.
The
c PUSCH,
o dB accumulated values signalled on PDCCH with DCI format 0/4 are given
in Table 5.1.1.1-2. If the PDCCH with DCI format 0 is validated as a SPS activation or
release PDCCH, then
c PUSCH,
o is 0dB.
The
PUSCH
o dB accumulated values signalled on PDCCH with DCI format 3/3A are one of
SET1 given in Table 5.1.1.1-2 or SET2 given in Table 5.1.1.1-3 as determined by the
parameter TPC-Index provided by higher layers.
If UE has reached ) (
c CMAX,
i P for serving cell c , positive TPC commands for serving cell
c shall not be accumulated

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 12 Release 10
If UE has reached minimum power, negative TPC commands shall not be accumulated
UE shall reset accumulation
- For serving cell c , when
c , O_UE_PUSCH
P value is changed by higher layers
- For the primary cell, when the UE receives random access response message
o ) ( ) (
PUSCH c PUSCH,
K i i f
c
= o if accumulation is not enabled for serving cell c based on the
parameter Accumulation-enabled provided by higher layers
where ) (
PUSCH c PUSCH,
K i o was signalled on PDCCH with DCI format 0/4 for serving
cell c on subframe
PUSCH
K i
The value of
PUSCH
K is
- For FDD,
PUSCH
K = 4
- For TDD UL/DL configurations 1-6,
PUSCH
K

is given in Table 5.1.1.1-1
- For TDD UL/DL configuration 0
o If the PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH
of DCI format 0/4 in which the LSB of the UL index is set to 1,
PUSCH
K =
7
o For all other PUSCH transmissions,
PUSCH
K

is given in Table 5.1.1.1-1.
The
c PUSCH,
o dB absolute values signalled on PDCCH with DCI format 0/4 are given in
Table 5.1.1.1-2. If the PDCCH with DCI format 0 is validated as a SPS activation or release
PDCCH, then
c PUSCH,
o is 0dB.
) 1 ( ) ( = i f i f
c c
for a subframe where no PDCCH with DCI format 0/4 is decoded for
serving cell c or where DRX occurs or i is not an uplink subframe in TDD.
o For both types of ) (-
c
f (accumulation or current absolute) the first value is set as follows:
If
c , O_UE_PUSCH
P value is changed by higher layers and serving cell c is the primary cell
or, if
c , O_UE_PUSCH
P value is received by higher layers and serving cell c is a Secondary
cell
- 0 ) 0 ( =
c
f
Else
- If serving cell c is the primary cell
o
2
) 0 (
msg rampup c
P f o + A =
where
2 msg
o is the TPC command indicated in the random
access response, see Section 6.2, and

rampup
P A is provided by higher layers and corresponds to the total
power ramp-up from the first to the last preamble

Table 5.1.1.1-1
PUSCH
K
for TDD configuration 0-6
TDD UL/DL
Configuration
subframe number i
0 1 2 3 4 5 6 7 8 9

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3GPP TS 36.213 V10.4.0 (2011-12) 13 Release 10
0 - - 6 7 4 - - 6 7 4
1 - - 6 4 - - - 6 4 -
2 - - 4 - - - - 4 - -
3 - - 4 4 4 - - - - -
4 - - 4 4 - - - - - -
5 - - 4 - - - - - - -
6 - - 7 7 5 - - 7 7 -

Table 5.1.1.1-2: Mapping of TPC Command Field in DCI format 0/3/4 to absolute and accumulated
c PUSCH,
o values.
TPC Command Field in
DCI format 0/3/4
Accumulated
c PUSCH,
o
[dB]
Absolute
c PUSCH,
o [dB]
only DCI format 0/4
0 -1 -4
1 0 -1
2 1 1
3 3 4

Table 5.1.1.1-3: Mapping of TPC Command Field in DCI format 3A to accumulated
c PUSCH,
o values.
DCI format 3A
Accumulated
c PUSCH,
o
[dB]
0 -1
1 1

If the total transmit power of the UE would exceed ) (
i P
CMAX
, the UE scales ) (
, PUSCH
i P
c
for the serving cell c in
subframe i such that the condition
( ) ) (
) (
) (
) (
PUCCH CMAX , PUSCH
i P i P i P i w
c
c
s

is satisfied where ) (
PUCCH
PUCCH
i P , ) (
, PUSCH
i P
c
is the linear value of ) (
, PUSCH
i P
c
,
) (
i P
CMAX
is the linear value of the UE total configured maximum output power
CMAX
P defined in [6] in subframe i
and ) (i w is a scaling factor of ) (
, PUSCH
i P
c
for serving cell c where 1 ) ( 0 s s i w . In case there is no PUCCH
transmission in subframe i 0 ) (
PUCCH
= i P .
If the UE has PUSCH transmission with UCI on serving cell j and PUSCH without UCI in any of the remaining serving
cells, and the total transmit power of the UE would exceed ) (
i P
CMAX
, the UE scales ) (
, PUSCH
i P
c
for the serving cells
without UCI in subframe i such that the condition
( ) ) (
) (
) (
) (
, PUSCH CMAX , PUSCH
i P i P i P i w
j
j c
c
s
=

, PUSCH
i P
j
is the PUSCH transmit power for the cell with UCI and ) (i w is a scaling factor of
) (
, PUSCH
i P
c
for serving cell c without UCI. In this case, no power scaling is applied to ) (
, PUSCH
i P
j

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 14 Release 10
unless 0 ) (
) (
, PUSCH
=
= j c
c
i P i w and the total transmit power of the UE still would exceed ) (
i P
CMAX
. Note
that ) (i w values are the same across serving cells when 0 ) ( > i w but for certain serving cells ) (i w may be zero.
If the UE has simultaneous PUCCH and PUSCH transmission with UCI on serving cell j and PUSCH transmission
without UCI in any of the remaining serving cells, and the total transmit power of the UE would exceed ) (
i P
CMAX
, the
UE obtains ) (
, PUSCH
i P
c
according to
( ) ( ) ) (
) (
), (
min ) (
PUCCH CMAX , PUSCH , PUSCH

i P i P i P i P
j j
=
and
( ) ) (
) (
) (
) (
) (
, PUSCH PUCCH CMAX , PUSCH
i P i P i P i P i w
j
j c
c
s
=

5.1.1.2 Power headroom
There are two types of UE power headroom reports defined. A UE power headroomPH is valid for subframe i for
serving cell c .
Type 1:
If the UE transmits PUSCH without PUCCH in subframe i for serving cell c , power headroom for a Type 1 report is
computed using
{ } ) ( ) ( ) ( ) ( )) ( ( log 10 ) ( ) (
c TF, c O_PUSCH, c PUSCH, 10 , CMAX c type1,
i f i PL j j P i M i P i PH
c c c c
+ A + + + = o [dB]
where, ( ) i P
c , CMAX
, ) (
c PUSCH,
i M , ) (
c O_PUSCH,
j P , ) ( j
c
o ,
c
PL , ) (
, TF
i
c
A and ) (i f
c
are defined in section 5.1.1.1.

If the UE transmits PUSCH with PUCCH in subframe i for serving cell c , power headroom for a Type 1 report is
computed using
{ } ) ( ) ( ) ( ) ( )) ( ( log 10 ) (
~
) (
c TF, c O_PUSCH, c PUSCH, 10 , CMAX c type1,
i f i PL j j P i M i P i PH
c c c c
+ A + + + = o [dB]
where, ) (
c PUSCH,
i M , ) (
c O_PUSCH,
j P , ) ( j
c
o ,
c
PL , ) (
, TF
i
c
A and ) (i f
c
) (
~
,
CMAX
i P
c
is computed based on the requirements in [6] assuming a PUSCH only transmission in subframe i . For
this case, the physical layer delivers ) (
~
,
CMAX
i P
c
instead of ) (
,
CMAX
i P
c
to higher layers.

If the UE does not transmit PUSCH in subframe i for serving cell c , power headroom for a Type 1 report is
computed using
{ } ) ( ) 1 ( ) 1 ( ) (
~
) (
c O_PUSCH, , CMAX c type1,
i f PL P i P i PH
c c c c
+ + = o [dB]
where, ) (
~
c CMAX,
i P is computed assuming MPR=0dB, A-MPR=0dB, P-MPR=0dB and AT
C
=0dB, where MPR , A-
MPR, P-MPR and AT
C
are defined in [6]. ) 1 (
c O_PUSCH,
P , ) 1 (
c
o ,
c
PL , and ) (i f
c

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3GPP TS 36.213 V10.4.0 (2011-12) 15 Release 10
Type 2:
If the UE transmits PUSCH simultaneous with PUCCH in subframe i for the primary cell, power headroom for a Type
2 report is computed using

( )
( ) ( ) ( ) ( ) |
|
.
|
\
|
+
=
+ A + A + + +
+ A + + +
10 ) ' ( , ,
10 ) ( ) ( ) ( ) ( )) ( ( log 10
10 , CMAX type2
F_PUCCH 0_PUCCH
10
10
log 10 ) ( ) (
i g F F n n n h PL P
i f i PL j j P i M
c
TxD SR HARQ CQI c
c c c
i P i PH
o
[dB]
where,
c CMAX,
P , ) (
c PUSCH,
i M , ) (
c O_PUSCH,
j P , ) ( j
c
o , ) (
, TF
i
c
A and ) (i f
c
are the primary cell parameters as
defined in section 5.1.1.1 and
O_PUCCH
P ,
c
PL , ) , , (
SR HARQ CQI
n n n h ,
F_PUCCH
( ) F A , ) ' (F
TxD
A and ) (i g are
defined in section 5.1.2.1
If the UE transmits PUSCH without PUCCH in subframe i for the primary cell, power headroom for a Type 2 report is
computed using
( )
( ) ( ) |
|
.
|
\
|
+
=
+ +
+ A + + +
10
10 ) ( ) ( ) ( ) ( )) ( ( log 10
10 , CMAX type2
0_PUCCH
10
10
log 10 ) ( ) (
i g PL P
i f i PL j j P i M
c
c
c c c
i P i PH
o
[dB]
where, ) (
CMAX,c
i P , ) (
c PUSCH,
i M , ) (
c O_PUSCH,
j P , ) ( j
c
o , ) (
, TF
i
c
A and ) (i f
c
O_PUCCH
P ,
c
PL and ) (i g are defined in section 5.1.2.1.

If the UE transmits PUCCH without PUSCH in subframe i for the primary cell, power headroom for a Type 2 report is
computed using
( )
( ) ( ) ( ) ( ) |
|
.
|
\
|
+
=
+ A + A + + +
+ +
10 ) ' ( , ,
10 ) ( ) 1 ( ) 1 (
10 , CMAX type2
F_PUCCH 0_PUCCH
c O_PUSCH,
10
10
log 10 ) ( ) (
i f PL P
c
TxD SR HARQ CQI c
c c c
i P i PH
o
[dB]
where, ) 1 (
c O_PUSCH,
P , ) 1 (
c
o and ) (i f
c
are the primary cell parameters as defined in section 5.1.1.1,
) (
CMAX,c
i P ,
O_PUCCH
P ,
c
PL , ) , , (
SR HARQ CQI
n n n h ,
F_PUCCH
( ) F A , ) ' (F
TxD
A and ) (i g are also defined in section
5.1.2.1.

If the UE does not transmit PUCCH or PUSCH in subframe i for the primary cell, power headroom for a Type 2
report is computed using
( )
( ) ( ) |
|
.
|
\
|
+
=
+ +
+ +
10
10 ) ( ) 1 ( ) 1 (
10 , CMAX type2
0_PUCCH
c O_PUSCH,
10
10
log 10 ) (
~
) (
i g PL P
i f PL P
c
c
c c c
i P i PH
o
[dB]
where, ) (
~
,
i P
c CMAX
is computed assuming MPR=0dB, A-MPR=0dB, P-MPR=0dB and AT
C
=0dB, where MPR , A-
MPR, P-MPR and AT
C
are defined in [6], ) 1 (
c O_PUSCH,
P , ) 1 (
c
o and ) (i f
c
O_PUCCH
P ,
c
PL and ) (i g are defined in section 5.1.2.1.
The power headroom shall be rounded to the closest value in the range [40; -23] dB with steps of 1 dB and is delivered
by the physical layer to higher layers.

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3GPP TS 36.213 V10.4.0 (2011-12) 16 Release 10
5.1.2 Physical uplink control channel
If serving cell c is the primary cell, the setting of the UE Transmit power
PUCCH
P for the physical uplink control channel
(PUCCH) transmission in subframe i is defined by
( )
( ) ( ) ( )
+ A + A + + +
=
i P
i P
TxD SR HARQ CQI c
) ' ( ,
), (
min
F_PUCCH , 0_PUCCH
c CMAX,
PUCCH
[dBm]
If the UE is not transmitting PUCCH for the primary cell, for the accumulation of TPC command received with DCI
format 3/3A for PUCCH, the UE shall assume that the UE transmit power
PUCCH
P for the PUCCH transmission in
subframe i is computed by
( ) ( ) { } i g PL P i P i P
c
+ + =
0_PUCCH CMAX,c PUCCH
), ( min [dBm]
where
- ) (
c CMAX,
i P is the configured UE transmit power defined in [6] in subframe i for serving cell c . If the UE
transmits PUSCH without PUCCH in subframe i for the serving cell c, for the accumulation of TPC
command received with DCI format 3/3A for PUCCH, the UE shall assume ) (
c CMAX,
i P as given by section
5.1.1.1. If the UE does not transmit PUCCH and PUSCH in subframe i for the serving cell c, for the
accumulation of TPC command received with DCI format 3/3A for PUCCH, the UE shall compute
) (
c CMAX,
i P assuming MPR=0dB, A-MPR=0dB, P-MPR=0dB and AT
C
=0dB, where MPR, A-MPR, P-MPR
and AT
C
are defined in [6].
- The parameter
F_PUCCH
( ) F A is provided by higher layers. Each
F_PUCCH
( ) F A value corresponds to a
PUCCH format (F) relative to PUCCH format 1a, where each PUCCH format (F ) is defined in Table 5.4-1 of
[3].
- If the UE is configured by higher layers to transmit PUCCH on two antenna ports, the value of ) ' (F
TxD
A is
provided by higher layers where each PUCCH format F is defined in Table 5.4-1 of [3] ; otherwise,
0 ) ' ( = A F
TxD
.
- ) , , (
SR HARQ CQI
n n n h is a PUCCH format dependent value, where
CQI
n corresponds to the number of
information bits for the channel quality information defined in section 5.2.3.3 in [4].
SR
n = 1 if subframe i is
configured for SR for the UE not having any associated transport block for UL-SCH, otherwise
SR
n =0. If
the UE is configured with one serving cell
HARQ
n is the number of HARQ-ACK bits sent in subframe i;
otherwise, the value of
HARQ
n is defined in section 10.1.
o For PUCCH format 1,1a and 1b ( ) 0 , , =
SR HARQ CQI
n n n h
o For PUCCH format 1b with channel selection, if the UE is configured with more than one serving
cell,
( )
2
1
) , , (

=
HARQ
SR HARQ CQI
n
n n n h , otherwise, ( ) 0 , , =
SR HARQ CQI
n n n h
o For PUCCH format 2, 2a, 2b and normal cyclic prefix
( )

>
|
|
.
|
\
|
=
otherwise 0
4 if
4
log 10
,
10
,
CQI
CQI
SR HARQ CQI
n
n
n n n h
o For PUCCH format 2 and extended cyclic prefix
( )

> +
|
|
.
|
\
| +
=
otherwise 0
4 if
4
log 10
,
10
,
HARQ CQI
HARQ CQI
SR HARQ CQI
n n
n n
n n n h

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 17 Release 10
o For PUCCH format 3
If the UE is configured by higher layers to transmit PUCCH on two antenna ports, or if the
UE transmits more than 11 bits of HARQ-ACK/SR
3
1
) , , (
+
=
SR HARQ
SR HARQ CQI
n n
n n n h
Otherwise

2
1
) , , (
+
=
SR HARQ
SR HARQ CQI
n n
n n n h
-
O_PUCCH
P is a parameter composed of the sum of a parameter
PUCCH O_NOMINAL_
P provided by higher layers
and a parameter
O_UE_PUCCH
P provided by higher layers.
-
PUCCH
o is a UE specific correction value, also referred to as a TPC command, included in a PDCCH with DCI
format 1A/1B/1D/1/2A/2/2B/2C for the primary cell or sent jointly coded with other UE specific PUCCH
correction values on a PDCCH with DCI format 3/3A whose CRC parity bits are scrambled with TPC-
PUCCH-RNTI.
o The UE attempts to decode a PDCCH of DCI format 3/3A with the UEs TPC-PUCCH-RNTI and one
or several PDCCHs of DCI format 1A/1B/1D/1/2A/2/2B/2C with the UEs C-RNTI or SPS C-RNTI
on every subframe except when in DRX.
o If the UE decodes a PDCCH with DCI format 1A/1B/1D/1/2A/2/2B/2C for the primary cell and the
corresponding detected RNTI equals the C-RNTI or SPS C-RNTI of the UE and the TPC field in the
DCI format is not used to determine the PUCCH resource as in section 10.1, the UE shall use the
PUCCH
o provided in that PDCCH.
else
if the UE decodes a PDCCH with DCI format 3/3A, the UE shall use the
PUCCH
o provided
in that PDCCH
else the UE shall set
PUCCH
o = 0 dB.
o
1
0
( ) ( 1) ( )
M
PUCCH m
m
g i g i i k o
=
= +
where ) (i g is the current PUCCH power control adjustment

state and where ( ) 0 g is the first value after reset.
For FDD, 1 = M and 4
0
= k .
For TDD, values of M and
m
k are given in Table 10.1.3.1-1.
The
PUCCH
o dB values signalled on PDCCH with DCI format 1A/1B/1D/1/2A/2/2B/2C are
given in Table 5.1.2.1-1. If the PDCCH with DCI format 1/1A/2/2A/2B/2C is validated as an
SPS activation PDCCH, or the PDCCH with DCI format 1A is validated as an SPS release
PDCCH, then
PUCCH
o is 0dB.
The
PUCCH
o dB values signalled on PDCCH with DCI format 3/3A are given in Table
5.1.2.1-1 or in Table 5.1.2.1-2 as semi-statically configured by higher layers.
If
O_UE_PUCCH
P value is changed by higher layers,
- ( ) 0 0 g =
Else
-
2
(0)
rampup msg
g P o = A +
o where
2 msg
o is the TPC command indicated in the random access
response, see Section 6.2 and

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 18 Release 10
o
rampup
P A is the total power ramp-up from the first to the last preamble
provided by higher layers
If UE has reached ) (
c CMAX,
i P for the primary cell, positive TPC commands for the primary
cell shall not be accumulated
If UE has reached minimum power, negative TPC commands shall not be accumulated
UE shall reset accumulation
- when
O_UE_PUCCH
P value is changed by higher layers
- when the UE receives a random access response message
( ) ( 1) g i g i = if i is not an uplink subframe in TDD.

Table 5.1.2.1-1: Mapping of TPC Command Field in DCI format 1A/1B/1D/1/2A/2B/2C/2/3 to
PUCCH
o
values.
DCI format
1A/1B/1D/1/2A/2B/2C/2/3
PUCCH
o [dB]
0 -1
1 0
2 1
3 3

Table 5.1.2.1-2: Mapping of TPC Command Field in DCI format 3A to
PUCCH
o values.
DCI format 3A
PUCCH
o [dB]
0 -1
1 1

5.1.3 Sounding Reference Symbol
The setting of the UE Transmit power
SRS
P for the Sounding Reference Symbol transmitted on subframe i for serving
cell c is defined by
( ) ( ) { } i f PL j j P M m P i P i P
c c c
+ + + + = ) ( ) ( ) ( log 10 ) ( ), ( min
c O_PUSCH, c SRS, 10 c , SRS_OFFSET c CMAX, c SRS,
o [dBm]
where
- ) (
c CMAX,
i P is the configured UE transmit power defined in [6] in subframe i for serving cell c .
- ) (
c , SRS_OFFSET
m P is a 4-bit parameter semi-statically configured by higher layers for m=0 and m=1 for
serving cell c . For SRS transmission given trigger type 0 then m=0 and for SRS transmission given trigger
type 1 then m=1. For 1.25
S
K = , ) (
c , SRS_OFFSET
m P has 1dB step size in the range [-3, 12] dB. For 0 =
S
K ,
) (
c , SRS_OFFSET
m P has 1.5 dB step size in the range [-10.5, 12] dB.
-
c SRS,
M is the bandwidth of the SRS transmission in subframe i for serving cell c expressed in number of
resource blocks.
- ) (i f
c
is the current PUSCH power control adjustment state for serving cell c , see Section 5.1.1.1.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 19 Release 10
- ) (
c O_PUSCH,
j P and ) ( j
c
o are parameters as defined in Section 5.1.1.1, where 1 = j .
If the total transmit power of the UE for the Sounding Reference Symbol would exceed ) (
i P
CMAX
, the UE scales
) (
, SRS
i P
c
for the serving cell c in subframe i such that the condition
) (
) (
) (
, SRS
i P i P i w
CMAX
c
c
s

, SRS
i P
c
is the linear value of ) (
, SRS
i P
c
, ) (
i P
CMAX
is the linear value of
CMAX
P defined in [6] in
subframe i and ) (i w is a scaling factor of ) (
, SRS
i P
c
for serving cell c where 1 ) ( 0 s < i w . Note that ) (i w values are
the same across serving cells.
5.2 Downlink power allocation
The eNodeB determines the downlink transmit energy per resource element.
A UE may assume downlink cell-specific RS EPRE is constant across the downlink system bandwidth and constant
across all subframes until different cell-specific RS power information is received. The downlink cell-specific
reference-signal EPRE can be derived from the downlink reference-signal transmit power given by the parameter
referenceSignalPower provided by higher layers. The downlink reference-signal transmit power is defined as the linear
average over the power contributions (in [W]) of all resource elements that carry cell-specific reference signals within
the operating system bandwidth.
The ratio of PDSCH EPRE to cell-specific RS EPRE among PDSCH REs (not applicable to PDSCH REs with zero
EPRE) for each OFDM symbol is denoted by either
A
or
B
according to the OFDM symbol index as given by
Table 5.2-2 and Table 5.2-3. In addition,
A
and
B
are UE-specific.
For a UE in transmission mode 8 or 9 when UE-specific RSs are not present in the PRBs upon which the corresponding
PDSCH is mapped or in transmission modes 1 7, the UE may assume that for 16 QAM, 64 QAM, spatial multiplexing
with more than one layer or for PDSCH transmissions associated with the multi-user MIMO transmission scheme,

A
is equal to ) 2 ( log 10
10 offset - power
+ +
A
P o [dB] when the UE receives a PDSCH data transmission using
precoding for transmit diversity with 4 cell-specific antenna ports according to Section 6.3.4.3 of [3];

A
is equal to
A
P +
offset - power
o [dB] otherwise
where
offset - power
o is 0 dB for all PDSCH transmission schemes except multi-user MIMO and where
A
P is a UE specific
parameter provided by higher layers.
For transmission mode 7, if UE-specific RSs are present in the PRBs upon which the corresponding PDSCH is mapped,
the ratio of PDSCH EPRE to UE-specific RS EPRE within each OFDM symbol containing UE-specific RSs shall be a
constant, and that constant shall be maintained over all the OFDM symbols containing the UE-specific RSs in the
corresponding PRBs. In addition, the UE may assume that for 16QAM or 64QAM, this ratio is 0 dB.
the UE may assume the ratio of PDSCH EPRE to UE-specific RS EPRE within each OFDM symbol containing UE-
specific RSs is 0 dB.
the UE may assume the ratio of PDSCH EPRE to UE-specific RS EPRE within each OFDM symbol containing UE-
specific RS is 0 dB for number of transmission layers less than or equal to two and -3 dB otherwise.
A UE may assume that downlink positioning reference signal EPRE is constant across the positioning reference signal
bandwidth and across all OFDM symbols that contain positioning reference signals in a given positioning reference
signal occasion [10].
If CSI-RS is configured in a serving cell then a UE shall assume downlink CSI-RS EPRE is constant across the
downlink system bandwidth and constant across all subframes.

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The cell-specific ratio
A B
/ is given by Table 5.2-1 according to cell-specific parameter
B
P signalled by higher
layers and the number of configured eNodeB cell specific antenna ports.
Table 5.2-1: The cell-specific ratio
A B
/ for 1, 2, or 4 cell specific antenna ports
B
P
A B
/
One Antenna Port Two and Four Antenna Ports
0 1 5/4
1 4/5 1
2 3/5 3/4
3 2/5 1/2

For PMCH with 16QAM or 64QAM, the UE may assume that the ratio of PMCH EPRE to MBSFN RS EPRE is equal
to 0 dB.
Table 5.2-2: OFDM symbol indices within a slot of a non-MBSFN subframe where the ratio of the
corresponding PDSCH EPRE to the cell-specific RS EPRE is denoted by
A
or
B

Number of antenna
ports
OFDM symbol indices within a slot where
the ratio of the corresponding PDSCH
EPRE to the cell-specific RS EPRE is
denoted by
A

denoted by
B

Normal cyclic prefix Extended cyclic
prefix
Normal cyclic prefix Extended cyclic
prefix
One or two 1, 2, 3, 5, 6 1, 2, 4, 5 0, 4 0, 3
Four 2, 3, 5, 6 2, 4, 5 0, 1, 4 0, 1, 3

Table 5.2-3: OFDM symbol indices within a slot of an MBSFN subframe where the ratio of the
corresponding PDSCH EPRE to the cell-specific RS EPRE is denoted by
A
or
B

Number of antenna
ports
denoted by
A

denoted by
B

Normal cyclic
prefix
Extended cyclic
prefix
Normal cyclic
prefix
Extended cyclic
prefix
s
n mod
2 = 0
s
n mod
2 = 1
s
n mod
2 = 0
s
n mod
2 = 1
s
n mod
2 = 0
s
n mod
2 = 1
s
n mod
2 = 0
s
n mod
2 = 1
One or two 1, 2, 3,
4, 5, 6
0, 1, 2,
3, 4, 5, 6
1, 2, 3,
4, 5
0, 1, 2,
3, 4, 5
0 - 0 -
Four 2, 3, 4,
5, 6
0, 1, 2,
3, 4, 5, 6
2, 4, 3, 5 0, 1, 2,
3, 4, 5
0, 1 - 0, 1 -

5.2.1 eNodeB Relative Narrowband TX Power restrictions
The determination of reported Relative Narrowband TX Power indication ( )
PRB
n RNTP is defined as follows:
s
=
made is
) (
of limit upper about the promise no if 1
) (
if 0
) (
) (
max_
) (
max_
p
nom
PRB A
threshold
p
nom
PRB A
PRB
E
n E
RNTP
E
n E
n RNTP
where ) (
PRB A
n E is the maximum intended EPRE of UE-specific PDSCH REs in OFDM symbols not containing RS
in this physical resource block on antenna port p in the considered future time interval;
PRB
n is the physical resource

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block number 1 ,..., 0 =
DL
RB PRB
N n ;
threshold
RNTP takes on one of the following
values { } 3 , 2 , 1 , 0 , 1 , 2 , 3 , 4 , 5 , 6 , 7 , 8 , 9 , 10 , 11 , + + + e
threshold
RNTP [dB] and
RB
SC
DL
RB
p
p
nom
N N
f
P
E
=
1
) (
max
) (
max_

where
) (
max
p
P is the base station maximum output power described in [7], and f A ,
DL
RB
N and
RB
SC
N are defined in [3].
6 Random access procedure
Prior to initiation of the non-synchronized physical random access procedure, Layer 1 shall receive the following
information from the higher layers:
1. Random access channel parameters (PRACH configuration and frequency position)
2. Parameters for determining the root sequences and their cyclic shifts in the preamble sequence set for the
primary cell (index to logical root sequence table, cyclic shift (
CS
N ), and set type (unrestricted or restricted
set))
6.1 Physical non-synchronized random access procedure
From the physical layer perspective, the L1 random access procedure encompasses the transmission of random access
preamble and random access response. The remaining messages are scheduled for transmission by the higher layer on
the shared data channel and are not considered part of the L1 random access procedure. A random access channel
occupies 6 resource blocks in a subframe or set of consecutive subframes reserved for random access preamble
transmissions. The eNodeB is not prohibited from scheduling data in the resource blocks reserved for random access
channel preamble transmission.
The following steps are required for the L1 random access procedure:
1. Layer 1 procedure is triggered upon request of a preamble transmission by higher layers.
2. A preamble index, a target preamble received power (PREAMBLE_RECEIVED_TARGET_POWER), a
corresponding RA-RNTI and a PRACH resource are indicated by higher layers as part of the request.
3. A preamble transmission power P
PRACH
is determined as
P
PRACH
= min{ ) (
c CMAX,
i P , PREAMBLE_RECEIVED_TARGET_POWER +
c
PL }_[dBm], where
) (
c CMAX,
i P is the configured UE transmit power defined in [6] for subframe i of the primary cell and
c
PL is
the downlink pathloss estimate calculated in the UE for the primary cell.
4. A preamble sequence is selected from the preamble sequence set using the preamble index.
5. A single preamble is transmitted using the selected preamble sequence with transmission power P
PRACH
on the
indicated PRACH resource.
6. Detection of a PDCCH with the indicated RA-RNTI is attempted during a window controlled by higher layers
(see [8], clause 5.1.4). If detected, the corresponding DL-SCH transport block is passed to higher layers. The
higher layers parse the transport block and indicate the 20-bit uplink grant to the physical layer, which is
processed according to section 6.2.
6.1.1 Timing
For the L1 random access procedure, UEs uplink transmission timing after a random access preamble transmission is
as follows.

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a. If a PDCCH with associated RA-RNTI is detected in subframe n, and the corresponding DL-SCH
transport block contains a response to the transmitted preamble sequence, the UE shall, according to
the information in the response, transmit an UL-SCH transport block in the first subframe
1
k n + ,
6
1
> k , if the UL delay field in section 6.2 is set to zero where
1
k n + is the first available UL subframe
for PUSCH transmission. The UE shall postpone the PUSCH transmission to the next available UL
subframe after
1
k n + if the field is set to 1.
b. If a random access response is received in subframe n, and the corresponding DL-SCH transport
block does not contain a response to the transmitted preamble sequence, the UE shall, if requested by
higher layers, be ready to transmit a new preamble sequence no later than in subframe 5 n + .
c. If no random access response is received in subframe n, where subframe n is the last subframe of the
random access response window, the UE shall, if requested by higher layers, be ready to transmit a
new preamble sequence no later than in subframe 4 n + .
In case a random access procedure is initiated by a PDCCH order in subframe n, the UE shall, if requested by higher
layers, transmit random access preamble in the first subframe
2
n k + ,
2
6 k > , where a PRACH resource is available.

6.2 Random Access Response Grant
The higher layers indicate the 20-bit UL Grant to the physical layer, as defined in [8]. This is referred to the Random
Access Response Grant in the physical layer. The content of these 20 bits starting with the MSB and ending with the
LSB are as follows:
- Hopping flag 1 bit
- Fixed size resource block assignment 10 bits
- Truncated modulation and coding scheme 4 bits
- TPC command for scheduled PUSCH 3 bits
- UL delay 1 bit
- CSI request 1 bit
The UE shall use the single-antenna port uplink transmission scheme for the PUSCH transmission corresponding to the
Random Access Response Grant and the PUSCH retransmission for the same transport block.
The UE shall perform PUSCH frequency hopping if the single bit frequency hopping (FH) field in a corresponding
Random Access Response Grant is set as 1 and the uplink resource block assignment is type 0, otherwise no PUSCH
frequency hopping is performed. When the hopping flag is set, the UE shall perform PUSCH hopping as indicated via
the fixed size resource block assignment detailed below.
The fixed size resource block assignment field is interpreted as follows:
if 44
UL
RB
s N
Truncate the fixed size resource block assignment to its b least significant bits, where
( ) ( )
(
2 / 1 log
UL
RB
UL
RB 2
+ = N N b , and interpret the truncated resource block assignment according to the rules for a
regular DCI format 0
else
Insert b most significant bits with value set to 0 after the N
UL_hop
hopping bits in the fixed size resource block
assignment, where the number of hopping bits N
UL_hop
is zero when the hopping flag bit is not set to 1, and is defined
in Table 8.4-1 when the hopping flag bit is set to 1, and ( ) ( )
( |
.
|
\
|
+ = 10 2 / 1 log
UL
RB
UL
RB 2
N N b , and interpret the
expanded resource block assignment according to the rules for a regular DCI format 0

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end if
The truncated modulation and coding scheme field is interpreted such that the modulation and coding scheme
corresponding to the Random Access Response grant is determined from MCS indices 0 through 15 in Table 8.6.1-1.
The TPC command
2 msg
o shall be used for setting the power of the PUSCH, and is interpreted according to Table 6.2-
1.
Table 6.2-1: TPC Command
2 msg
o for Scheduled PUSCH
TPC Command Value (in dB)
0 -6
1 -4
2 -2
3 0
4 2
5 4
6 6
7 8

In non-contention based random access procedure, the CSI request field is interpreted to determine whether an aperiodic
CQI, PMI, and RI report is included in the corresponding PUSCH transmission according to section 7.2.1. In contention
based random access procedure, the CSI request field is reserved.
The UL delay applies for both TDD and FDD and this field can be set to 0 or 1 to indicate whether the delay of PUSCH
is introduced as shown in section 6.1.1.

7 Physical downlink shared channel related procedures
For FDD, there shall be a maximum of 8 downlink HARQ processes per serving cell.
For TDD, the maximum number of downlink HARQ processes per serving cell shall be determined by the UL/DL
configuration (Table 4.2-2 of [3]), as indicated in Table 7-1.
The dedicated broadcast HARQ process defined in [8] is not counted as part of the maximum number of HARQ
processes for both FDD and TDD.

Table 7-1: Maximum number of DL HARQ processes for TDD
TDD UL/DL
configuration
Maximum number of HARQ
processes
0 4
1 7
2 10
3 9
4 12
5 15
6 6

7.1 UE procedure for receiving the physical downlink shared
channel
Except the subframes indicated by the higher layer parameter mbsfn-SubframeConfigList, a UE shall upon detection of a
PDCCH of a serving cell with DCI format 1, 1A, 1B, 1C, 1D, 2, 2A, 2B or 2C intended for the UE in a subframe,

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decode the corresponding PDSCH in the same subframe with the restriction of the number of transport blocks defined
in the higher layers.
A UE may assume that positioning reference signals are not present in resource blocks in which it shall decode PDSCH
according to a detected PDCCH with CRC scrambled by the SI-RNTI or P-RNTI with DCI format 1A or 1C intended
for the UE.
A UE configured with the carrier indicator field for a given serving cell shall assume that the carrier indicator field is
not present in any PDCCH of the serving cell in the common search space that is described in section 9.1. Otherwise,
the configured UE shall assume that for the given serving cell the carrier indicator field is present in PDCCH located in
the UE specific search space described in section 9.1 when the PDCCH CRC is scrambled by C-RNTI or SPS C-RNTI.
If a UE is configured by higher layers to decode PDCCH with CRC scrambled by the SI-RNTI, the UE shall decode the
PDCCH and the corresponding PDSCH according to any of the combinations defined in Table 7.1-1. The scrambling
initialization of PDSCH corresponding to these PDCCHs is by SI-RNTI.
Table 7.1-1: PDCCH and PDSCH configured by SI-RNTI
DCI format Search Space Transmission scheme of PDSCH corresponding to PDCCH
DCI format 1C Common If the number of PBCH antenna ports is one, Single-antenna
port, port 0 is used, otherwise Transmit diversity.
DCI format 1A Common If the number of PBCH antenna ports is one, Single-antenna
port, port 0 is used, otherwise Transmit diversity

If a UE is configured by higher layers to decode PDCCH with CRC scrambled by the P-RNTI, the UE shall decode the
PDCCH and the corresponding PDSCH according to any of the combinations defined in Table 7.1-2. The scrambling
initialization of PDSCH corresponding to these PDCCHs is by P-RNTI.
Table 7.1-2: PDCCH and PDSCH configured by P-RNTI
port, port 0 is used (see subclause 7.1.1), otherwise Transmit
diversity (see subclause 7.1.2)

If a UE is configured by higher layers to decode PDCCH with CRC scrambled by the RA-RNTI, the UE shall decode
the PDCCH and the corresponding PDSCH according to any of the combinations defined in Table 7.1-3. The
scrambling initialization of PDSCH corresponding to these PDCCHs is by RA-RNTI.
When RA-RNTI and either C-RNTI or SPS C-RNTI are assigned in the same subframe, UE is not required to decode a
PDSCH indicated by a PDCCH with a CRC scrambled by C-RNTI or SPS C-RNTI.
Table 7.1-3: PDCCH and PDSCH configured by RA-RNTI

The UE is semi-statically configured via higher layer signalling to receive PDSCH data transmissions signalled via
PDCCH according to one of nine transmission modes, denoted mode 1 to mode 9.

For frame structure type 1,

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- the UE is not expected to receive PDSCH resource blocks transmitted on antenna port 5 in any subframe in
which the number of OFDM symbols for PDCCH with normal CP is equal to four;
- the UE is not expected to receive PDSCH resource blocks transmitted on antenna port 5, 7, 8, 9, 10, 11, 12,
13 or 14 in the two PRBs to which a pair of VRBs is mapped if either one of the two PRBs overlaps in
frequency with a transmission of either PBCH or primary or secondary synchronisation signals in the same
subframe;
- the UE is not expected to receive PDSCH resource blocks transmitted on antenna port 7 for which
distributed VRB resource allocation is assigned.
- The UE may skip decoding the transport block(s) if it does not receive all assigned PDSCH resource blocks.
If the UE skips decoding, the physical layer indicates to higher layer that the transport block(s) are not
successfully decoded.
For frame structure type 2,
- the UE is not expected to receive PDSCH resource blocks transmitted on antenna port 5 in any subframe in
which the number of OFDM symbols for PDCCH with normal CP is equal to four;
- the UE is not expected to receive PDSCH resource blocks transmitted on antenna port 5 in the two PRBs to
which a pair of VRBs is mapped if either one of the two PRBs overlaps in frequency with a transmission of
PBCH in the same subframe;
- the UE is not expected to receive PDSCH resource blocks transmitted on antenna port 7, 8, 9, 10, 11, 12, 13
or 14 in the two PRBs to which a pair of VRBs is mapped if either one of the two PRBs overlaps in
frequency with a transmission of primary or secondary synchronisation signals in the same subframe;
- with normal CP configuration, the UE is not expected to receive PDSCH on antenna port 5 for which
distributed VRB resource allocation is assigned in the special subframe with configuration #1 or #6;
- the UE is not expected to receive PDSCH on antenna port 7 for which distributed VRB resource allocation
is assigned.
- The UE may skip decoding the transport block(s) if it does not receive all assigned PDSCH resource blocks.
If the UE skips decoding, the physical layer indicates to higher layer that the transport block(s) are not
successfully decoded.
If a UE is configured by higher layers to decode PDCCH with CRC scrambled by the C-RNTI, the UE shall decode the
PDCCH and any corresponding PDSCH according to the respective combinations defined in Table 7.1-5. The
scrambling initialization of PDSCH corresponding to these PDCCHs is by C-RNTI.
If the UE is configured with the carrier indicator field for a given serving cell and, if the UE is configured by higher
layers to decode PDCCH with CRC scrambled by the C-RNTI, then the UE shall decode PDSCH of the serving cell
indicated by the carrier indicator field value in the decoded PDCCH.
When a UE configured in transmission mode 3, 4, 8 or 9 receives a DCI Format 1A assignment, it shall assume that the
PDSCH transmission is associated with transport block 1 and that transport block 2 is disabled.
When a UE is configured in transmission mode 7, scrambling initialization of UE-specific reference signals
corresponding to these PDCCHs is by C-RNTI.
The UE does not support transmission mode 8 if extended cyclic prefix is used in the downlink.
When a UE is configured in transmission mode 9, in the subframes indicated by the higher layer parameter mbsfn-
SubframeConfigList except in subframes for the serving cell
- indicated by higher layers to decode PMCH or,
- configured by higher layers to be part of a positioning reference signal occasion and the positioning
reference signal occasion is only configured within MBSFN subframes and the cyclic prefix length used in
subframe #0 is normal cyclic prefix,
the UE shall upon detection of a PDCCH with CRC scrambled by the C-RNTI with DCI format 1A or 2C intended for
the UE, decode the corresponding PDSCH in the same subframe.

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Table 7.1-5: PDCCH and PDSCH configured by C-RNTI
Transmission
mode
DCI format Search Space Transmission scheme of PDSCH
corresponding to PDCCH
Mode 1 DCI format 1A Common and
UE specific by C-RNTI
Single-antenna port, port 0 (see subclause
7.1.1)

DCI format 1 UE specific by C-RNTI Single-antenna port, port 0 (see subclause
7.1.1)
Transmit diversity (see subclause 7.1.2)
DCI format 1 UE specific by C-RNTI Transmit diversity (see subclause 7.1.2)
DCI format 2A UE specific by C-RNTI Large delay CDD (see subclause 7.1.3)
or Transmit diversity (see subclause 7.1.2)
DCI format 2 UE specific by C-RNTI Closed-loop spatial multiplexing (see
subclause 7.1.4)or Transmit diversity (see
subclause 7.1.2)
DCI format 1D UE specific by C-RNTI Multi-user MIMO (see subclause 7.1.5)
DCI format 1B UE specific by C-RNTI Closed-loop spatial multiplexing (see
subclause 7.1.4) using a single
transmission layer
If the number of PBCH antenna ports is
one, Single-antenna port, port 0 is used
(see subclause 7.1.1), otherwise Transmit
DCI format 1 UE specific by C-RNTI Single-antenna port, port 5 (see subclause
7.1.1)
If the number of PBCH antenna ports is
one, Single-antenna port, port 0 is used
(see subclause 7.1.1), otherwise Transmit
DCI format 2B UE specific by C-RNTI Dual layer transmission, port 7 and 8 (see
subclause 7.1.5A) or single-antenna port,
port 7 or 8 (see subclause 7.1.1)
Non-MBSFN subframe: If the number of
PBCH antenna ports is one, Single-
antenna port, port 0 is used (see subclause
7.1.1), otherwise Transmit diversity (see
subclause 7.1.2)
MBSFN subframe: Single-antenna port,
port 7 (see subclause 7.1.1)
DCI format 2C UE specific by C-RNTI Up to 8 layer transmission, ports 7-14 (see
subclause 7.1.5B)

If a UE is configured by higher layers to decode PDCCH with CRC scrambled by the SPS C-RNTI, the UE shall
decode the PDCCH on the primary cell and any corresponding PDSCH on the primary cell according to the respective
combinations defined in Table 7.1-6. The same PDSCH related configuration applies in the case that a PDSCH is
transmitted without a corresponding PDCCH. The scrambling initialization of PDSCH corresponding to these PDCCHs
and PDSCH without a corresponding PDCCH is by SPS C-RNTI.
When a UE is configured in transmission mode 7, scrambling initialization of UE-specific reference signals
corresponding to these PDCCHs is by SPS C-RNTI.
When a UE is configured in transmission mode 9, in the subframes indicated by the higher layer parameter mbsfn-
SubframeConfigList except in subframes for the serving cell

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- indicated by higher layers to decode PMCH or,
- configured by higher layers to be part of a positioning reference signal occasion and the positioning
reference signal occasion is only configured within MBSFN subframes and the cyclic prefix length used in
subframe #0 is normal cyclic prefix,
the UE shall upon detection of a PDCCH with CRC scrambled by the SPS C-RNTI with DCI format 1A or 2C or for a
configured PDSCH without PDCCH intended for the UE, decode the corresponding PDSCH in the same subframe.

Table 7.1-6: PDCCH and PDSCH configured by SPS C-RNTI
Transmission
mode
DCI format Search Space Transmission scheme of PDSCH
Single-antenna port, port 0 (see
subclause 7.1.1)

DCI format 1 UE specific by C-RNTI Single-antenna port, port 0 (see
subclause 7.1.1)
DCI format 2A UE specific by C-RNTI Transmit diversity (see subclause 7.1.2)

subclause 7.1.1)
DCI format 1 UE specific by C-RNTI Single-antenna port, port 5 (see
subclause 7.1.1)
Single-antenna port, port 7(see
subclause 7.1.1)
DCI format 2B UE specific by C-RNTI Single-antenna port, port 7 or 8 (see
subclause 7.1.1)
subclause 7.1.1)
DCI format 2C UE specific by C-RNTI Single-antenna port, port 7 or 8, (see
subclause 7.1.1)

If a UE is configured by higher layers to decode PDCCH with CRC scrambled by the Temporary C-RNTI and is not
configured to decode PDCCH with CRC scrambled by the C-RNTI, the UE shall decode the PDCCH and the
corresponding PDSCH according to the combination defined in Table 7.1-7. The scrambling initialization of PDSCH
corresponding to these PDCCHs is by Temporary C-RNTI.

Table 7.1-7: PDCCH and PDSCH configured by Temporary C-RNTI
DCI format 1A Common and UE specific
by Temporary C-RNTI
If the number of PBCH antenna port is one, Single-antenna
DCI format 1 UE specific by
Temporary C-RNTI
If the number of PBCH antenna port is one, Single-antenna

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3GPP TS 36.213 V10.4.0 (2011-12) 28 Release 10
The transmission schemes of the PDSCH are described in the following sub-clauses.
7.1.1 Single-antenna port scheme
For the single-antenna port transmission schemes (port 0, port 5, port 7 or port 8) of the PDSCH, the UE may assume
that an eNB transmission on the PDSCH would be performed according to Section 6.3.4.1 of [3].
In case an antenna port } 8 , 7 { e p is used, the UE cannot assume that the other antenna port in the set } 8 , 7 { is not
associated with transmission of PDSCH to another UE.
7.1.2 Transmit diversity scheme
For the transmit diversity transmission scheme of the PDSCH, the UE may assume that an eNB transmission on the
PDSCH would be performed according to Section 6.3.4.3 of [3]
7.1.3 Large delay CDD scheme
For the large delay CDD transmission scheme of the PDSCH, the UE may assume that an eNB transmission on the
PDSCH would be performed according to large delay CDD as defined in Section 6.3.4.2.2 of [3].

7.1.4 Closed-loop spatial multiplexing scheme
For the closed-loop spatial multiplexing transmission scheme of the PDSCH, the UE may assume that an eNB
transmission on the PDSCH would be performed according to the applicable number of transmission layers as defined
in Section 6.3.4.2.1 of [3].

7.1.5 Multi-user MIMO scheme
For the multi-user MIMO transmission scheme of the PDSCH, the UE may assume that an eNB transmission on the
PDSCH would be performed on one layer and according to Section 6.3.4.2.1 of [3]. The
offset - power
o dB value signalled
on PDCCH with DCI format 1D using the downlink power offset field is given in Table 7.1.5-1.
Table 7.1.5-1: Mapping of downlink power offset field in DCI format 1D to the
offset - power
o value.
Downlink power offset field
offset - power
o [dB]
0 -10log10(2)
1 0

7.1.5A Dual layer scheme
For the dual layer transmission scheme of the PDSCH, the UE may assume that an eNB transmission on the PDSCH
would be performed with two transmission layers on antenna ports 7 and 8 as defined in Section 6.3.4.4 of [3].
7.1.5B Up to 8 layer transmission scheme
For the up to 8 layer transmission scheme of the PDSCH, the UE may assume that an eNB transmission on the PDSCH
would be performed with up to 8 transmission layers on antenna ports 7 - 14 as defined in Section 6.3.4.4 of [3].
7.1.6 Resource allocation
The UE shall interpret the resource allocation field depending on the PDCCH DCI format detected. A resource
allocation field in each PDCCH includes two parts, a resource allocation header field and information consisting of the

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actual resource block assignment. PDCCH DCI formats 1, 2, 2A, 2B and 2C with type 0 and PDCCH DCI formats 1, 2,
2A,2B and 2C with type 1 resource allocation have the same format and are distinguished from each other via the single
bit resource allocation header field which exists depending on the downlink system bandwidth (section 5.3.3.1 of [4]),
where type 0 is indicated by 0 value and type 1 is indicated otherwise. PDCCH with DCI format 1A, 1B, 1C and 1D
have a type 2 resource allocation while PDCCH with DCI format 1, 2, 2A, 2B and 2C have type 0 or type 1 resource
allocation. PDCCH DCI formats with a type 2 resource allocation do not have a resource allocation header field.
7.1.6.1 Resource allocation type 0
In resource allocations of type 0, resource block assignment information includes a bitmap indicating the resource block
groups (RBGs) that are allocated to the scheduled UE where a RBG is a set of consecutive virtual resource blocks
(VRBs) of localized type as defined in section 6.2.3.1 of [3]. Resource block group size (P) is a function of the system
bandwidth as shown in Table 7.1.6.1-1. The total number of RBGs (
RBG
N ) for downlink system bandwidth of
DL
RB
N is
given by
(
P N N
RBG
/
DL
RB
= where

P N /
DL
RB
of the RBGs are of size P and if 0 mod
DL
RB
> P N then one of the RBGs
is of size

P N P N /
DL
RB
DL
RB
. The bitmap is of size
RBG
N bits with one bitmap bit per RBG such that each RBG is
addressable. The RBGs shall be indexed in the order of increasing frequency and non-increasing RBG sizes starting at
the lowest frequency. The order of RBG to bitmap bit mapping is in such way that RBG 0 to RBG 1
RBG
N are
mapped to MSB to LSB of the bitmap. The RBG is allocated to the UE if the corresponding bit value in the bitmap is 1,
the RBG is not allocated to the UE otherwise.

Table 7.1.6.1-1: Type 0 Resource Allocation RBG Size vs. Downlink System Bandwidth
System Bandwidth RBG Size
DL
RB
N
(P)
10 1
11 26 2
27 63 3
64 110 4

In resource allocations of type 1, a resource block assignment information of size
RBG
N indicates to a scheduled UE
the VRBs from the set of VRBs from one of P RBG subsets. The virtual resource blocks used are of localized type as
defined in section 6.2.3.1 of [3]. Also P is the RBG size associated with the system bandwidth as shown in Table
7.1.6.1-1. A RBG subset p , where P p < s 0 , consists of every P th RBG starting from RBG p . The resource
block assignment information consists of three fields [4].
The first field with
(
) ( log
2
P bits is used to indicate the selected RBG subset among P RBG subsets.
The second field with one bit is used to indicate a shift of the resource allocation span within a subset. A bit value of 1
indicates shift is triggered. Shift is not triggered otherwise.
The third field includes a bitmap, where each bit of the bitmap addresses a single VRB in the selected RBG subset in
such a way that MSB to LSB of the bitmap are mapped to the VRBs in the increasing frequency order. The VRB is
allocated to the UE if the corresponding bit value in the bit field is 1, the VRB is not allocated to the UE otherwise.
The portion of the bitmap used to address VRBs in a selected RBG subset has size
TYPE1
RB
N and is defined as
( (
1 ) ( log /
2
DL
RB
TYPE1
RB
= P P N N
The addressable VRB numbers of a selected RBG subset start from an offset, ) (
shift
p A to the smallest VRB number
within the selected RBG subset, which is mapped to the MSB of the bitmap. The offset is in terms of the number of
VRBs and is done within the selected RBG subset. If the value of the bit in the second field for shift of the resource

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 30 Release 10
allocation span is set to 0, the offset for RBG subset p is given by 0 ) (
shift
= A p . Otherwise, the offset for RBG
subset p is given by
TYPE1
RB
subset RBG
RB shift
) ( ) ( N p N p = A , where the LSB of the bitmap is justified with the
highest VRB number within the selected RBG subset. ) (
subset RBG
RB
p N is the number of VRBs in RBG subset p and
can be calculated by the following equation,
DL DL
RB RB
2
DL DL
RBG subset DL RB RB
RB RB
2
DL DL
RB RB
2
1 1
, mod
1 1
( ) ( 1) mod 1 , mod
1 1
, mod
N N
P P p P
P P
N N
N p P N P p P
P P
N N
P p P
P P
( (

+ < ( (
( (

( (

= + + =
( (
( (

( (

>
( (
( (

Consequently, when RBG subset p is indicated, bit i for
TYPE1
RB
0,1, , 1 i N = in the bitmap field indicates VRB
number,
( )
RBG subset 2 shift
VRB shift
( )
( ) ( ) mod
i p
n p P p P i p P
P
+ A (
= + + + A
(

.

In resource allocations of type 2, the resource block assignment information indicates to a scheduled UE a set of
contiguously allocated localized virtual resource blocks or distributed virtual resource blocks. In case of resource
allocation signalled with PDCCH DCI format 1A, 1B or 1D, one bit flag indicates whether localized virtual resource
blocks or distributed virtual resource blocks are assigned (value 0 indicates Localized and value 1 indicates Distributed
VRB assignment) while distributed virtual resource blocks are always assigned in case of resource allocation signalled
with PDCCH DCI format 1C. Localized VRB allocations for a UE vary from a single VRB up to a maximum number
of VRBs spanning the system bandwidth. For DCI format 1A the distributed VRB allocations for a UE vary from a
single VRB up to
DL
VRB
N
VRBs, where
DL
VRB
N
is defined in [3], if the DCI CRC is scrambled by P-RNTI, RA-RNTI, or
SI-RNTI. With PDCCH DCI format 1B, 1D, or 1A with a CRC scrambled with C-RNTI, distributed VRB allocations
for a UE vary from a single VRB up to
DL
VRB
N
VRBs if
DL
RB
N
is 6-49 and vary from a single VRB up to 16 if
DL
RB
N
is
50-110. With PDCCH DCI format 1C, distributed VRB allocations for a UE vary from
step
RB
N
VRB(s) up to

step
RB
step
RB
DL
VRB
/ N N N
VRBs with an increment step of
step
RB
N
, where
step
RB
N
value is determined depending on the
downlink system bandwidth as shown in Table 7.1.6.3-1.

Table 7.1.6.3-1:
step
RB
N
values vs. Downlink System Bandwidth
System BW
(
DL
RB
N )
step
RB
N
DCI format 1C
6-49 2
50-110 4

For PDCCH DCI format 1A, 1B or 1D, a type 2 resource allocation field consists of a resource indication value (RIV)
corresponding to a starting resource block (
start
RB ) and a length in terms of virtually contiguously allocated resource
blocks
CRBs
L . The resource indication value is defined by
if

2 / ) 1 (
DL
RB CRBs
N L s then
start CRBs
DL
RB
RB L N RIV + = ) 1 (

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 31 Release 10
else
) 1 ( ) 1 (
start
DL
RB CRBs
DL
RB
DL
RB
RB N L N N RIV + + =
where
CRBs
L > 1 and shall not exceed
start
DL
VRB
RB N .
For PDCCH DCI format 1C, a type 2 resource block assignment field consists of a resource indication value (RIV)
corresponding to a starting resource block (
start
RB =0 ,
step
RB
N
,
step
RB
2N
,,

step
RB
step
RB
DL
VRB
) 1 / ( N N N
) and a length in terms
of virtually contiguously allocated resource blocks (
CRBs
L =
step
RB
N
,
step
RB
2N
,,

step
RB
step
RB
DL
VRB
/ N N N
). The resource
indication value is defined by
if

2 / ) 1 (
DL
VRB CRBs
N L ' s ' then
start CRBs
DL
VRB
B R L N RIV ' + ' ' = ) 1 (
else
) 1 ( ) 1 (
start
DL
VRB CRBs
DL
VRB
DL
VRB
B R N L N N RIV ' ' + + ' ' ' =
where
step
RB CRBs CRBs
N L L / = ' ,
step
RB start start
N RB B R / = ' and

step
RB
DL
VRB
DL
VRB
N N N / = ' . Here,
CRBs
L' > 1 and shall not exceed
start
DL
VRB
B R N ' ' .
7.1.6.4 PDSCH starting position
The starting OFDM symbol for the PDSCH of each activated serving cell given by index
DataStart
l
in the first slot in a
subframe is given by
the higher-layer parameter pdsch-Start for the serving cell on which PDSCH is received if the UE is configured
with carrier indicator field for the given serving cell and if PDSCH and the corresponding PDCCH are received
on different serving cells,
the span of the DCI given by the CFI of the serving cell according to Section 5.3.4 of [4] otherwise.
7.1.6.5 PRB bundling
A UE configured for transmission mode 9 for a given serving cell c may assume that precoding granularity is multiple
resource blocks in the frequency domain when [if] PMI/RI feedback is configured. Fixed system bandwidth dependent
Precoding Resource block Groups (PRGs) of size P' partition the system bandwidth and each PRG consists of
consecutive PRBs. If 0 mod
DL
RB
> ' P N then one of the PRGs is of size

P N P N ' ' /
DL
RB
DL
RB
. The PRG size is non-
increasing starting at the lowest frequency. The UE may assume that the same precoder applies on all scheduled PRBs
within a PRG.
The PRG size a UE may assume for a given system bandwidth is given by:
Table 7.1.6.5-1
System Bandwidth (
DL
RB
N )
PRG Size ( P' )
(PRBs)
10 1
11 26 2
27 63 3
64 110 2

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3GPP TS 36.213 V10.4.0 (2011-12) 32 Release 10
7.1.7 Modulation order and transport block size determination
To determine the modulation order and transport block size(s) in the physical downlink shared channel, the UE shall
first
read the 5-bit modulation and coding scheme field (
MCS
I ) in the DCI
and second if the DCI CRC is scrambled by P-RNTI, RA-RNTI, or SI-RNTI then
for DCI format 1A:
o set the Table 7.1.7.2.1-1 column indicator
PRB
N to
1A
PRB
N from Section 5.3.3.1.3 in [4]
for DCI format 1C:
o use Table 7.1.7.2.3-1 for determining its transport block size.
else
set
PRB
N' to the total number of allocated PRBs based on the procedure defined in Section 7.1.6.
if the transport block is transmitted in DwPTS of the special subframe in frame structure type 2, then
set the Table 7.1.7.2.1-1 column indicator
{ }
PRB
max 0.75 , 1
PRB
N N' ( =

,
else, set the Table 7.1.7.2.1-1 column indicator
PRB PRB
N N ' = .
The UE may skip decoding a transport block in an initial transmission if the effective channel code rate is higher than
0.930, where the effective channel code rate is defined as the number of downlink information bits (including CRC bits)
divided by the number of physical channel bits on PDSCH. If the UE skips decoding, the physical layer indicates to
higher layer that the transport block is not successfully decoded. For the special subframe configurations 0 and 5 with
normal downlink CP or configurations 0 and 4 with extended downlink CP, shown in Table 4.2-1 of [3], there shall be
no PDSCH transmission in DwPTS of the special subframe.
7.1.7.1 Modulation order determination
The UE shall use
m
Q = 2 if the DCI CRC is scrambled by P-RNTI, RA-RNTI, or SI-RNTI, otherwise, the UE shall
use
MCS
I and Table 7.1.7.1-1 to determine the modulation order (
m
Q ) used in the physical downlink shared channel.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 33 Release 10
Table 7.1.7.1-1: Modulation and TBS index table for PDSCH
MCS Index
MCS
I
Modulation Order
m
Q
TBS Index
TBS
I
0 2 0
1 2 1
2 2 2
3 2 3
4 2 4
5 2 5
6 2 6
7 2 7
8 2 8
9 2 9
10 4 9
11 4 10
12 4 11
13 4 12
14 4 13
15 4 14
16 4 15
17 6 15
18 6 16
19 6 17
20 6 18
21 6 19
22 6 20
23 6 21
24 6 22
25 6 23
26 6 24
27 6 25
28 6 26
29 2
reserved 30 4
31 6

7.1.7.2 Transport block size determination
If the DCI CRC is scrambled by P-RNTI, RA-RNTI, or SI-RNTI then
for DCI format 1A:
o the UE shall set the TBS index (
TBS
I ) equal to
MCS
I and determine its TBS by the procedure in
Section 7.1.7.2.1.
for DCI format 1C:
o the UE shall set the TBS index (
TBS
I ) equal to
MCS
I and determine its TBS from Table 7.1.7.2.3-1.
else
for 28 0
MCS
s s I , the UE shall first determine the TBS index (
TBS
I ) using
MCS
I and Table 7.1.7.1-1 except if
the transport block is disabled in DCI formats 2, 2A, 2B and 2C as specified below. For a transport block that is
not mapped to more than single-layer spatial multiplexing, the TBS is determined by the procedure in Section
7.1.7.2.1. For a transport block that is mapped to two-layer spatial multiplexing, the TBS is determined by the
procedure in Section 7.1.7.2.2. For a transport block that is mapped to three-layer spatial multiplexing, the TBS
is determined by the procedure in Section 7.1.7.2.4. For a transport block that is mapped to four-layer spatial
multiplexing, the TBS is determined by the procedure in Section 7.1.7.2.5.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 34 Release 10
for 31 29
MCS
s s I , the TBS is assumed to be as determined from DCI transported in the latest PDCCH for the
same transport block using 28 0
MCS
s s I . If there is no PDCCH for the same transport block
using 28 0
MCS
s s I , and if the initial PDSCH for the same transport block is semi-persistently scheduled, the
TBS shall be determined from the most recent semi-persistent scheduling assignment PDCCH.
In DCI formats 2, 2A, 2B and 2C a transport block is disabled if 0
MCS
= I and if rv
idx
= 1 otherwise the
transport block is enabled.
The NDI and HARQ process ID, as signalled on PDCCH, and the TBS, as determined above, shall be delivered to
higher layers.
7.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing
For 110 1
PRB
s s N , the TBS is given by the (
TBS
I ,
PRB
N ) entry of Table 7.1.7.2.1-1.
Table 7.1.7.2.1-1: Transport block size table (dimension 27110)
TBS
I
PRB
N
1 2 3 4 5 6 7 8 9 10
0 16 32 56 88 120 152 176 208 224 256
1 24 56 88 144 176 208 224 256 328 344
2 32 72 144 176 208 256 296 328 376 424
3 40 104 176 208 256 328 392 440 504 568
4 56 120 208 256 328 408 488 552 632 696
5 72 144 224 328 424 504 600 680 776 872
6 328 176 256 392 504 600 712 808 936 1032
7 104 224 328 472 584 712 840 968 1096 1224
8 120 256 392 536 680 808 968 1096 1256 1384
9 136 296 456 616 776 936 1096 1256 1416 1544
10 144 328 504 680 872 1032 1224 1384 1544 1736
11 176 376 584 776 1000 1192 1384 1608 1800 2024
12 208 440 680 904 1128 1352 1608 1800 2024 2280
13 224 488 744 1000 1256 1544 1800 2024 2280 2536
14 256 552 840 1128 1416 1736 1992 2280 2600 2856
15 280 600 904 1224 1544 1800 2152 2472 2728 3112
16 328 632 968 1288 1608 1928 2280 2600 2984 3240
17 336 696 1064 1416 1800 2152 2536 2856 3240 3624
18 376 776 1160 1544 1992 2344 2792 3112 3624 4008
19 408 840 1288 1736 2152 2600 2984 3496 3880 4264
20 440 904 1384 1864 2344 2792 3240 3752 4136 4584
21 488 1000 1480 1992 2472 2984 3496 4008 4584 4968
22 520 1064 1608 2152 2664 3240 3752 4264 4776 5352
23 552 1128 1736 2280 2856 3496 4008 4584 5160 5736
24 584 1192 1800 2408 2984 3624 4264 4968 5544 5992
25 616 1256 1864 2536 3112 3752 4392 5160 5736 6200
26 712 1480 2216 2984 3752 4392 5160 5992 6712 7480
TBS
I
PRB
N
11 12 13 14 15 16 17 18 19 20
0 288 328 344 376 392 424 456 488 504 536
1 376 424 456 488 520 568 600 632 680 712
2 472 520 568 616 648 696 744 776 840 872
3 616 680 744 808 872 904 968 1032 1096 1160
4 776 840 904 1000 1064 1128 1192 1288 1352 1416
5 968 1032 1128 1224 1320 1384 1480 1544 1672 1736
6 1128 1224 1352 1480 1544 1672 1736 1864 1992 2088
7 1320 1480 1608 1672 1800 1928 2088 2216 2344 2472

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 35 Release 10
8 1544 1672 1800 1928 2088 2216 2344 2536 2664 2792
9 1736 1864 2024 2216 2344 2536 2664 2856 2984 3112
10 1928 2088 2280 2472 2664 2792 2984 3112 3368 3496
11 2216 2408 2600 2792 2984 3240 3496 3624 3880 4008
12 2472 2728 2984 3240 3368 3624 3880 4136 4392 4584
13 2856 3112 3368 3624 3880 4136 4392 4584 4968 5160
14 3112 3496 3752 4008 4264 4584 4968 5160 5544 5736
15 3368 3624 4008 4264 4584 4968 5160 5544 5736 6200
16 3624 3880 4264 4584 4968 5160 5544 5992 6200 6456
17 4008 4392 4776 5160 5352 5736 6200 6456 6712 7224
18 4392 4776 5160 5544 5992 6200 6712 7224 7480 7992
19 4776 5160 5544 5992 6456 6968 7224 7736 8248 8504
20 5160 5544 5992 6456 6968 7480 7992 8248 8760 9144
21 5544 5992 6456 6968 7480 7992 8504 9144 9528 9912
22 5992 6456 6968 7480 7992 8504 9144 9528 10296 10680
23 6200 6968 7480 7992 8504 9144 9912 10296 11064 11448
24 6712 7224 7992 8504 9144 9912 10296 11064 11448 12216
25 6968 7480 8248 8760 9528 10296 10680 11448 12216 12576
26 8248 8760 9528 10296 11064 11832 12576 13536 14112 14688
TBS
I
PRB
N
21 22 23 24 25 26 27 28 29 30
0 568 600 616 648 680 712 744 776 776 808
1 744 776 808 872 904 936 968 1000 1032 1064
2 936 968 1000 1064 1096 1160 1192 1256 1288 1320
3 1224 1256 1320 1384 1416 1480 1544 1608 1672 1736
4 1480 1544 1608 1736 1800 1864 1928 1992 2088 2152
5 1864 1928 2024 2088 2216 2280 2344 2472 2536 2664
6 2216 2280 2408 2472 2600 2728 2792 2984 2984 3112
7 2536 2664 2792 2984 3112 3240 3368 3368 3496 3624
8 2984 3112 3240 3368 3496 3624 3752 3880 4008 4264
9 3368 3496 3624 3752 4008 4136 4264 4392 4584 4776
10 3752 3880 4008 4264 4392 4584 4776 4968 5160 5352
11 4264 4392 4584 4776 4968 5352 5544 5736 5992 5992
12 4776 4968 5352 5544 5736 5992 6200 6456 6712 6712
13 5352 5736 5992 6200 6456 6712 6968 7224 7480 7736
14 5992 6200 6456 6968 7224 7480 7736 7992 8248 8504
15 6456 6712 6968 7224 7736 7992 8248 8504 8760 9144
16 6712 7224 7480 7736 7992 8504 8760 9144 9528 9912
17 7480 7992 8248 8760 9144 9528 9912 10296 10296 10680
18 8248 8760 9144 9528 9912 10296 10680 11064 11448 11832
19 9144 9528 9912 10296 10680 11064 11448 12216 12576 12960
20 9912 10296 10680 11064 11448 12216 12576 12960 13536 14112
21 10680 11064 11448 12216 12576 12960 13536 14112 14688 15264
22 11448 11832 12576 12960 13536 14112 14688 15264 15840 16416
23 12216 12576 12960 13536 14112 14688 15264 15840 16416 16992
24 12960 13536 14112 14688 15264 15840 16416 16992 17568 18336
25 13536 14112 14688 15264 15840 16416 16992 17568 18336 19080
26 15264 16416 16992 17568 18336 19080 19848 20616 21384 22152
TBS
I
PRB
N
31 32 33 34 35 36 37 38 39 40
0 840 872 904 936 968 1000 1032 1032 1064 1096
1 1128 1160 1192 1224 1256 1288 1352 1384 1416 1416
2 1384 1416 1480 1544 1544 1608 1672 1672 1736 1800
3 1800 1864 1928 1992 2024 2088 2152 2216 2280 2344
4 2216 2280 2344 2408 2472 2600 2664 2728 2792 2856
5 2728 2792 2856 2984 3112 3112 3240 3368 3496 3496
6 3240 3368 3496 3496 3624 3752 3880 4008 4136 4136

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 36 Release 10
7 3752 3880 4008 4136 4264 4392 4584 4584 4776 4968
8 4392 4584 4584 4776 4968 4968 5160 5352 5544 5544
9 4968 5160 5160 5352 5544 5736 5736 5992 6200 6200
10 5544 5736 5736 5992 6200 6200 6456 6712 6712 6968
11 6200 6456 6712 6968 6968 7224 7480 7736 7736 7992
12 6968 7224 7480 7736 7992 8248 8504 8760 8760 9144
13 7992 8248 8504 8760 9144 9144 9528 9912 9912 10296
14 8760 9144 9528 9912 9912 10296 10680 11064 11064 11448
15 9528 9912 10296 10296 10680 11064 11448 11832 11832 12216
16 9912 10296 10680 11064 11448 11832 12216 12216 12576 12960
17 11064 11448 11832 12216 12576 12960 13536 13536 14112 14688
18 12216 12576 12960 13536 14112 14112 14688 15264 15264 15840
19 13536 13536 14112 14688 15264 15264 15840 16416 16992 16992
20 14688 14688 15264 15840 16416 16992 16992 17568 18336 18336
21 15840 15840 16416 16992 17568 18336 18336 19080 19848 19848
22 16992 16992 17568 18336 19080 19080 19848 20616 21384 21384
23 17568 18336 19080 19848 19848 20616 21384 22152 22152 22920
24 19080 19848 19848 20616 21384 22152 22920 22920 23688 24496
25 19848 20616 20616 21384 22152 22920 23688 24496 24496 25456
26 22920 23688 24496 25456 25456 26416 27376 28336 29296 29296
TBS
I
PRB
N
41 42 43 44 45 46 47 48 49 50
0 1128 1160 1192 1224 1256 1256 1288 1320 1352 1384
1 1480 1544 1544 1608 1608 1672 1736 1736 1800 1800
2 1800 1864 1928 1992 2024 2088 2088 2152 2216 2216
3 2408 2472 2536 2536 2600 2664 2728 2792 2856 2856
4 2984 2984 3112 3112 3240 3240 3368 3496 3496 3624
5 3624 3752 3752 3880 4008 4008 4136 4264 4392 4392
6 4264 4392 4584 4584 4776 4776 4968 4968 5160 5160
7 4968 5160 5352 5352 5544 5736 5736 5992 5992 6200
8 5736 5992 5992 6200 6200 6456 6456 6712 6968 6968
9 6456 6712 6712 6968 6968 7224 7480 7480 7736 7992
10 7224 7480 7480 7736 7992 7992 8248 8504 8504 8760
11 8248 8504 8760 8760 9144 9144 9528 9528 9912 9912
12 9528 9528 9912 9912 10296 10680 10680 11064 11064 11448
13 10680 10680 11064 11448 11448 11832 12216 12216 12576 12960
14 11832 12216 12216 12576 12960 12960 13536 13536 14112 14112
15 12576 12960 12960 13536 13536 14112 14688 14688 15264 15264
16 13536 13536 14112 14112 14688 14688 15264 15840 15840 16416
17 14688 15264 15264 15840 16416 16416 16992 17568 17568 18336
18 16416 16416 16992 17568 17568 18336 18336 19080 19080 19848
19 17568 18336 18336 19080 19080 19848 20616 20616 21384 21384
20 19080 19848 19848 20616 20616 21384 22152 22152 22920 22920
21 20616 21384 21384 22152 22920 22920 23688 24496 24496 25456
22 22152 22920 22920 23688 24496 24496 25456 25456 26416 27376
23 23688 24496 24496 25456 25456 26416 27376 27376 28336 28336
24 25456 25456 26416 26416 27376 28336 28336 29296 29296 30576
25 26416 26416 27376 28336 28336 29296 29296 30576 31704 31704
26 30576 30576 31704 32856 32856 34008 35160 35160 36696 36696
TBS
I
PRB
N
51 52 53 54 55 56 57 58 59 60
0 1416 1416 1480 1480 1544 1544 1608 1608 1608 1672
1 1864 1864 1928 1992 1992 2024 2088 2088 2152 2152
2 2280 2344 2344 2408 2472 2536 2536 2600 2664 2664
3 2984 2984 3112 3112 3240 3240 3368 3368 3496 3496
4 3624 3752 3752 3880 4008 4008 4136 4136 4264 4264
5 4584 4584 4776 4776 4776 4968 4968 5160 5160 5352

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 37 Release 10
6 5352 5352 5544 5736 5736 5992 5992 5992 6200 6200
7 6200 6456 6456 6712 6712 6712 6968 6968 7224 7224
8 7224 7224 7480 7480 7736 7736 7992 7992 8248 8504
9 7992 8248 8248 8504 8760 8760 9144 9144 9144 9528
10 9144 9144 9144 9528 9528 9912 9912 10296 10296 10680
11 10296 10680 10680 11064 11064 11448 11448 11832 11832 12216
12 11832 11832 12216 12216 12576 12576 12960 12960 13536 13536
13 12960 13536 13536 14112 14112 14688 14688 14688 15264 15264
14 14688 14688 15264 15264 15840 15840 16416 16416 16992 16992
15 15840 15840 16416 16416 16992 16992 17568 17568 18336 18336
16 16416 16992 16992 17568 17568 18336 18336 19080 19080 19848
17 18336 19080 19080 19848 19848 20616 20616 20616 21384 21384
18 19848 20616 21384 21384 22152 22152 22920 22920 23688 23688
19 22152 22152 22920 22920 23688 24496 24496 25456 25456 25456
20 23688 24496 24496 25456 25456 26416 26416 27376 27376 28336
21 25456 26416 26416 27376 27376 28336 28336 29296 29296 30576
22 27376 28336 28336 29296 29296 30576 30576 31704 31704 32856
23 29296 29296 30576 30576 31704 31704 32856 32856 34008 34008
24 31704 31704 32856 32856 34008 34008 35160 35160 36696 36696
25 32856 32856 34008 34008 35160 35160 36696 36696 37888 37888
26 37888 37888 39232 40576 40576 40576 42368 42368 43816 43816
TBS
I
PRB
N
61 62 63 64 65 66 67 68 69 70
0 1672 1736 1736 1800 1800 1800 1864 1864 1928 1928
1 2216 2280 2280 2344 2344 2408 2472 2472 2536 2536
2 2728 2792 2856 2856 2856 2984 2984 3112 3112 3112
3 3624 3624 3624 3752 3752 3880 3880 4008 4008 4136
4 4392 4392 4584 4584 4584 4776 4776 4968 4968 4968
5 5352 5544 5544 5736 5736 5736 5992 5992 5992 6200
6 6456 6456 6456 6712 6712 6968 6968 6968 7224 7224
7 7480 7480 7736 7736 7992 7992 8248 8248 8504 8504
8 8504 8760 8760 9144 9144 9144 9528 9528 9528 9912
9 9528 9912 9912 10296 10296 10296 10680 10680 11064 11064
10 10680 11064 11064 11448 11448 11448 11832 11832 12216 12216
11 12216 12576 12576 12960 12960 13536 13536 13536 14112 14112
12 14112 14112 14112 14688 14688 15264 15264 15264 15840 15840
13 15840 15840 16416 16416 16992 16992 16992 17568 17568 18336
14 17568 17568 18336 18336 18336 19080 19080 19848 19848 19848
15 18336 19080 19080 19848 19848 20616 20616 20616 21384 21384
16 19848 19848 20616 20616 21384 21384 22152 22152 22152 22920
17 22152 22152 22920 22920 23688 23688 24496 24496 24496 25456
18 24496 24496 24496 25456 25456 26416 26416 27376 27376 27376
19 26416 26416 27376 27376 28336 28336 29296 29296 29296 30576
20 28336 29296 29296 29296 30576 30576 31704 31704 31704 32856
21 30576 31704 31704 31704 32856 32856 34008 34008 35160 35160
22 32856 34008 34008 34008 35160 35160 36696 36696 36696 37888
23 35160 35160 36696 36696 37888 37888 37888 39232 39232 40576
24 36696 37888 37888 39232 39232 40576 40576 42368 42368 42368
25 39232 39232 40576 40576 40576 42368 42368 43816 43816 43816
26 45352 45352 46888 46888 48936 48936 48936 51024 51024 52752
TBS
I
PRB
N
71 72 73 74 75 76 77 78 79 80
0 1992 1992 2024 2088 2088 2088 2152 2152 2216 2216
1 2600 2600 2664 2728 2728 2792 2792 2856 2856 2856
2 3240 3240 3240 3368 3368 3368 3496 3496 3496 3624
3 4136 4264 4264 4392 4392 4392 4584 4584 4584 4776
4 5160 5160 5160 5352 5352 5544 5544 5544 5736 5736

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3GPP TS 36.213 V10.4.0 (2011-12) 38 Release 10
5 6200 6200 6456 6456 6712 6712 6712 6968 6968 6968
6 7480 7480 7736 7736 7736 7992 7992 8248 8248 8248
7 8760 8760 8760 9144 9144 9144 9528 9528 9528 9912
8 9912 9912 10296 10296 10680 10680 10680 11064 11064 11064
9 11064 11448 11448 11832 11832 11832 12216 12216 12576 12576
10 12576 12576 12960 12960 12960 13536 13536 13536 14112 14112
11 14112 14688 14688 14688 15264 15264 15840 15840 15840 16416
12 16416 16416 16416 16992 16992 17568 17568 17568 18336 18336
13 18336 18336 19080 19080 19080 19848 19848 19848 20616 20616
14 20616 20616 20616 21384 21384 22152 22152 22152 22920 22920
15 22152 22152 22152 22920 22920 23688 23688 23688 24496 24496
16 22920 23688 23688 24496 24496 24496 25456 25456 25456 26416
17 25456 26416 26416 26416 27376 27376 27376 28336 28336 29296
18 28336 28336 29296 29296 29296 30576 30576 30576 31704 31704
19 30576 30576 31704 31704 32856 32856 32856 34008 34008 34008
20 32856 34008 34008 34008 35160 35160 35160 36696 36696 36696
21 35160 36696 36696 36696 37888 37888 39232 39232 39232 40576
22 37888 39232 39232 40576 40576 40576 42368 42368 42368 43816
23 40576 40576 42368 42368 43816 43816 43816 45352 45352 45352
24 43816 43816 45352 45352 45352 46888 46888 46888 48936 48936
25 45352 45352 46888 46888 46888 48936 48936 48936 51024 51024
26 52752 52752 55056 55056 55056 55056 57336 57336 57336 59256
TBS
I
PRB
N
81 82 83 84 85 86 87 88 89 90
0 2280 2280 2280 2344 2344 2408 2408 2472 2472 2536
1 2984 2984 2984 3112 3112 3112 3240 3240 3240 3240
2 3624 3624 3752 3752 3880 3880 3880 4008 4008 4008
3 4776 4776 4776 4968 4968 4968 5160 5160 5160 5352
4 5736 5992 5992 5992 5992 6200 6200 6200 6456 6456
5 7224 7224 7224 7480 7480 7480 7736 7736 7736 7992
6 8504 8504 8760 8760 8760 9144 9144 9144 9144 9528
7 9912 9912 10296 10296 10296 10680 10680 10680 11064 11064
8 11448 11448 11448 11832 11832 12216 12216 12216 12576 12576
9 12960 12960 12960 13536 13536 13536 13536 14112 14112 14112
10 14112 14688 14688 14688 14688 15264 15264 15264 15840 15840
11 16416 16416 16992 16992 16992 17568 17568 17568 18336 18336
12 18336 19080 19080 19080 19080 19848 19848 19848 20616 20616
13 20616 21384 21384 21384 22152 22152 22152 22920 22920 22920
14 22920 23688 23688 24496 24496 24496 25456 25456 25456 25456
15 24496 25456 25456 25456 26416 26416 26416 27376 27376 27376
16 26416 26416 27376 27376 27376 28336 28336 28336 29296 29296
17 29296 29296 30576 30576 30576 30576 31704 31704 31704 32856
18 31704 32856 32856 32856 34008 34008 34008 35160 35160 35160
19 35160 35160 35160 36696 36696 36696 37888 37888 37888 39232
20 37888 37888 39232 39232 39232 40576 40576 40576 42368 42368
21 40576 40576 42368 42368 42368 43816 43816 43816 45352 45352
22 43816 43816 45352 45352 45352 46888 46888 46888 48936 48936
23 46888 46888 46888 48936 48936 48936 51024 51024 51024 51024
24 48936 51024 51024 51024 52752 52752 52752 52752 55056 55056
25 51024 52752 52752 52752 55056 55056 55056 55056 57336 57336
26 59256 59256 61664 61664 61664 63776 63776 63776 66592 66592
TBS
I
PRB
N
91 92 93 94 95 96 97 98 99 100
0 2536 2536 2600 2600 2664 2664 2728 2728 2728 2792
1 3368 3368 3368 3496 3496 3496 3496 3624 3624 3624
2 4136 4136 4136 4264 4264 4264 4392 4392 4392 4584
3 5352 5352 5352 5544 5544 5544 5736 5736 5736 5736

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3GPP TS 36.213 V10.4.0 (2011-12) 39 Release 10
4 6456 6456 6712 6712 6712 6968 6968 6968 6968 7224
5 7992 7992 8248 8248 8248 8504 8504 8760 8760 8760
6 9528 9528 9528 9912 9912 9912 10296 10296 10296 10296
7 11064 11448 11448 11448 11448 11832 11832 11832 12216 12216
8 12576 12960 12960 12960 13536 13536 13536 13536 14112 14112
9 14112 14688 14688 14688 15264 15264 15264 15264 15840 15840
10 15840 16416 16416 16416 16992 16992 16992 16992 17568 17568
11 18336 18336 19080 19080 19080 19080 19848 19848 19848 19848
12 20616 21384 21384 21384 21384 22152 22152 22152 22920 22920
13 23688 23688 23688 24496 24496 24496 25456 25456 25456 25456
14 26416 26416 26416 27376 27376 27376 28336 28336 28336 28336
15 28336 28336 28336 29296 29296 29296 29296 30576 30576 30576
16 29296 30576 30576 30576 30576 31704 31704 31704 31704 32856
17 32856 32856 34008 34008 34008 35160 35160 35160 35160 36696
18 36696 36696 36696 37888 37888 37888 37888 39232 39232 39232
19 39232 39232 40576 40576 40576 40576 42368 42368 42368 43816
20 42368 42368 43816 43816 43816 45352 45352 45352 46888 46888
21 45352 46888 46888 46888 46888 48936 48936 48936 48936 51024
22 48936 48936 51024 51024 51024 51024 52752 52752 52752 55056
23 52752 52752 52752 55056 55056 55056 55056 57336 57336 57336
24 55056 57336 57336 57336 57336 59256 59256 59256 61664 61664
25 57336 59256 59256 59256 61664 61664 61664 61664 63776 63776
26 66592 68808 68808 68808 71112 71112 71112 73712 73712 75376
TBS
I
PRB
N
101 102 103 104 105 106 107 108 109 110
0 2792 2856 2856 2856 2984 2984 2984 2984 2984 3112
1 3752 3752 3752 3752 3880 3880 3880 4008 4008 4008
2 4584 4584 4584 4584 4776 4776 4776 4776 4968 4968
3 5992 5992 5992 5992 6200 6200 6200 6200 6456 6456
4 7224 7224 7480 7480 7480 7480 7736 7736 7736 7992
5 8760 9144 9144 9144 9144 9528 9528 9528 9528 9528
6 10680 10680 10680 10680 11064 11064 11064 11448 11448 11448
7 12216 12576 12576 12576 12960 12960 12960 12960 13536 13536
8 14112 14112 14688 14688 14688 14688 15264 15264 15264 15264
9 15840 16416 16416 16416 16416 16992 16992 16992 16992 17568
10 17568 18336 18336 18336 18336 18336 19080 19080 19080 19080
11 20616 20616 20616 21384 21384 21384 21384 22152 22152 22152
12 22920 23688 23688 23688 23688 24496 24496 24496 24496 25456
13 26416 26416 26416 26416 27376 27376 27376 27376 28336 28336
14 29296 29296 29296 29296 30576 30576 30576 30576 31704 31704
15 30576 31704 31704 31704 31704 32856 32856 32856 34008 34008
16 32856 32856 34008 34008 34008 34008 35160 35160 35160 35160
17 36696 36696 36696 37888 37888 37888 39232 39232 39232 39232
18 40576 40576 40576 40576 42368 42368 42368 42368 43816 43816
19 43816 43816 43816 45352 45352 45352 46888 46888 46888 46888
20 46888 46888 48936 48936 48936 48936 48936 51024 51024 51024
21 51024 51024 51024 52752 52752 52752 52752 55056 55056 55056
22 55056 55056 55056 57336 57336 57336 57336 59256 59256 59256
23 57336 59256 59256 59256 59256 61664 61664 61664 61664 63776
24 61664 61664 63776 63776 63776 63776 66592 66592 66592 66592
25 63776 63776 66592 66592 66592 66592 68808 68808 68808 71112
26 75376 75376 75376 75376 75376 75376 75376 75376 75376 75376

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3GPP TS 36.213 V10.4.0 (2011-12) 40 Release 10
7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing
For 55 1
PRB
TBS
I ,
PRB
2 N ) entry of Table 7.1.7.2.1-1.
For 110 56
PRB
s s N , a baseline TBS_L1 is taken from the (
TBS
I ,
PRB
N ) entry of Table 7.1.7.2.1-1, which is then
translated into TBS_L2 using the mapping rule shown in Table 7.1.7.2.2-1. The TBS is given by TBS_L2.
Table 7.1.7.2.2-1: One-layer to two-layer TBS translation table
TBS_L1 TBS_L2 TBS_L1 TBS_L2 TBS_L1 TBS_L2 TBS_L1 TBS_L2
1544 3112 3752 7480 10296 20616 28336 57336
1608 3240 3880 7736 10680 21384 29296 59256
1672 3368 4008 7992 11064 22152 30576 61664
1736 3496 4136 8248 11448 22920 31704 63776
1800 3624 4264 8504 11832 23688 32856 66592
1864 3752 4392 8760 12216 24496 34008 68808
1928 3880 4584 9144 12576 25456 35160 71112
1992 4008 4776 9528 12960 25456 36696 73712
2024 4008 4968 9912 13536 27376 37888 76208
2088 4136 5160 10296 14112 28336 39232 78704
2152 4264 5352 10680 14688 29296 40576 81176
2216 4392 5544 11064 15264 30576 42368 84760
2280 4584 5736 11448 15840 31704 43816 87936
2344 4776 5992 11832 16416 32856 45352 90816
2408 4776 6200 12576 16992 34008 46888 93800
2472 4968 6456 12960 17568 35160 48936 97896
2536 5160 6712 13536 18336 36696 51024 101840
2600 5160 6968 14112 19080 37888 52752 105528
2664 5352 7224 14688 19848 39232 55056 110136
2728 5544 7480 14688 20616 40576 57336 115040
2792 5544 7736 15264 21384 42368 59256 119816
2856 5736 7992 15840 22152 43816 61664 124464
2984 5992 8248 16416 22920 45352 63776 128496
3112 6200 8504 16992 23688 46888 66592 133208
3240 6456 8760 17568 24496 48936 68808 137792
3368 6712 9144 18336 25456 51024 71112 142248
3496 6968 9528 19080 26416 52752 73712 146856
3624 7224 9912 19848 27376 55056 75376 149776

7.1.7.2.3 Transport blocks mapped for DCI Format 1C
The TBS is given by the
TBS
I entry of Table 7.1.7.2.3-1.
Table 7.1.7.2.3-1: Transport Block Size Table for DCI format 1C
TBS
I 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
TBS 40 56 72 120 136 144 176 208 224 256 280 296 328 336 392 488
TBS
I 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
TBS 552 600 632 696 776 840 904 1000 1064 1128 1224 1288 1384 1480 1608 1736

7.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing
For 36 1
PRB
TBS
I ,
PRB
3 N ) entry of Table 7.1.7.2.1-1.
For 110 37
PRB
TBS
I ,
PRB

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3GPP TS 36.213 V10.4.0 (2011-12) 41 Release 10

Table 7.1.7.2.4-1: One-layer to three-layer TBS translation table
1032 3112 2664 7992 8248 24496 26416 78704
1064 3240 2728 8248 8504 25456 27376 81176
1096 3240 2792 8248 8760 26416 28336 84760
1128 3368 2856 8504 9144 27376 29296 87936
1160 3496 2984 8760 9528 28336 30576 90816
1192 3624 3112 9144 9912 29296 31704 93800
1224 3624 3240 9528 10296 30576 32856 97896
1256 3752 3368 9912 10680 31704 34008 101840
1288 3880 3496 10296 11064 32856 35160 105528
1320 4008 3624 10680 11448 34008 36696 110136
1352 4008 3752 11064 11832 35160 37888 115040
1384 4136 3880 11448 12216 36696 39232 119816
1416 4264 4008 11832 12576 37888 40576 119816
1480 4392 4136 12576 12960 39232 42368 128496
1544 4584 4264 12960 13536 40576 43816 133208
1608 4776 4392 12960 14112 42368 45352 137792
1672 4968 4584 13536 14688 43816 46888 142248
1736 5160 4776 14112 15264 45352 48936 146856
1800 5352 4968 14688 15840 46888 51024 152976
1864 5544 5160 15264 16416 48936 52752 157432
1928 5736 5352 15840 16992 51024 55056 165216
1992 5992 5544 16416 17568 52752 57336 171888
2024 5992 5736 16992 18336 55056 59256 177816
2088 6200 5992 18336 19080 57336 61664 185728
2152 6456 6200 18336 19848 59256 63776 191720
2216 6712 6456 19080 20616 61664 66592 199824
2280 6712 6712 19848 21384 63776 68808 205880
2344 6968 6968 20616 22152 66592 71112 214176
2408 7224 7224 21384 22920 68808 73712 221680
2472 7480 7480 22152 23688 71112 75376 226416
2536 7480 7736 22920 24496 73712
2600 7736 7992 23688 25456 76208

7.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing
For 27 1
PRB
TBS
I ,
PRB
4 N ) entry of Table 7.1.7.2.1-1.
For 110 28
PRB
TBS
I ,
PRB

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3GPP TS 36.213 V10.4.0 (2011-12) 42 Release 10
Table 7.1.7.2.5-1: One-layer to four-layer TBS translation table
776 3112 2280 9144 7224 29296 24496 97896
808 3240 2344 9528 7480 29296 25456 101840
840 3368 2408 9528 7736 30576 26416 105528
872 3496 2472 9912 7992 31704 27376 110136
904 3624 2536 10296 8248 32856 28336 115040
936 3752 2600 10296 8504 34008 29296 115040
968 3880 2664 10680 8760 35160 30576 124464
1000 4008 2728 11064 9144 36696 31704 128496
1032 4136 2792 11064 9528 37888 32856 133208
1064 4264 2856 11448 9912 39232 34008 137792
1096 4392 2984 11832 10296 40576 35160 142248
1128 4584 3112 12576 10680 42368 36696 146856
1160 4584 3240 12960 11064 43816 37888 151376
1192 4776 3368 13536 11448 45352 39232 157432
1224 4968 3496 14112 11832 46888 40576 161760
1256 4968 3624 14688 12216 48936 42368 169544
1288 5160 3752 15264 12576 51024 43816 175600
1320 5352 3880 15264 12960 51024 45352 181656
1352 5352 4008 15840 13536 55056 46888 187712
1384 5544 4136 16416 14112 57336 48936 195816
1416 5736 4264 16992 14688 59256 51024 203704
1480 5992 4392 17568 15264 61664 52752 211936
1544 6200 4584 18336 15840 63776 55056 220296
1608 6456 4776 19080 16416 66592 57336 230104
1672 6712 4968 19848 16992 68808 59256 236160
1736 6968 5160 20616 17568 71112 61664 245648
1800 7224 5352 21384 18336 73712 63776 254328
1864 7480 5544 22152 19080 76208 66592 266440
1928 7736 5736 22920 19848 78704 68808 275376
1992 7992 5992 23688 20616 81176 71112 284608
2024 7992 6200 24496 21384 84760 73712 293736
2088 8248 6456 25456 22152 87936 75376 299856
2152 8504 6712 26416 22920 90816
2216 8760 6968 28336 23688 93800

7.1.7.3 Redundancy Version determination for Format 1C
If the DCI Format 1C CRC is scrambled by P-RNTI or RA-RNTI, then
the UE shall set the Redundancy Version to 0
Else if the DCI Format 1C CRC is scrambled by SI-RNTI, then
the UE shall set the Redundancy Version as defined in [8].
7.1.8 Storing soft channel bits
Both for FDD and TDD, if the UE is configured with more than one serving cell, then for each serving cell, for at least
( )
limit DL_HARQ MIMO
, min M M K
transport blocks, upon decoding failure of a code block of a transport block, the UE shall
store received soft channel bits corresponding to a range of at least
k
w
1 + k
w ,,
) , 1 mod(
cb SB
N n k
w
+
, where:

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 43 Release 10
( )
|
|
.
|
\
|
(
(

'
=
limit DL_HARQ MIMO
, min
, min
M M K N C
N
N n
DL
cells
soft
cb SB
,
k
w , C ,
cb
N ,
MIMO
K
, ,and
limit
M

are defined in Section 5.1.4.1.2 of [4].
M
DL_HARQ
is the maximum number of DL HARQ processes.
DL
cells
N
is the number of configured serving cells.
If the UE signals ue-Category-v10xy,
soft
N'

is the total number of soft channel bits [12] according to the UE category
indicated by ue-Category-v10xy [11]. Otherwise,
soft
N'

is the total number of soft channel bits [12] according to the UE
category indicated by ue-Category[11].
In determining k, the UE should give priority to storing soft channel bits corresponding to lower values of k.
k
w shall
correspond to a received soft channel bit. The range
k
w
1 + k
w ,,
) , 1 mod(
cb SB
N n k
w
+
may include subsets not containing
received soft channel bits.

7.2 UE procedure for reporting Channel State Information (CSI)
The time and frequency resources that can be used by the UE to report CSI which consists of channel quality indicator
(CQI), precoding matrix indicator (PMI), precoding type indicator (PTI), and/or rank indication (RI) are controlled by
the eNB. For spatial multiplexing, as given in [3], the UE shall determine a RI corresponding to the number of useful
transmission layers. For transmit diversity as given in [3], RI is equal to one.
A UE in transmission mode 8 or 9 is configured with or without PMI/RI reporting by the higher layer parameter pmi-
RI-Report.
A UE is configured with resource-restricted CSI measurements if the subframe sets
CSI,0
C and
CSI,1
C are configured
by higher layers.
CSI reporting is periodic or aperiodic.
If the UE is configured with more than one serving cell, it transmits CSI for activated serving cell(s) only.
If a UE is not configured for simultaneous PUSCH and PUCCH transmission, it shall transmit periodic CSI reporting on
PUCCH as defined hereafter in subframes with no PUSCH allocation.
If a UE is not configured for simultaneous PUSCH and PUCCH transmission, it shall transmit periodic CSI reporting on
PUSCH of the serving cell with smallest ServCellIndex as defined hereafter in subframes with a PUSCH allocation,
where the UE shall use the same PUCCH-based periodic CSI reporting format on PUSCH.
A UE shall transmit aperiodic CSI reporting on PUSCH if the conditions specified hereafter are met. For aperiodic
CQI/PMI reporting, RI reporting is transmitted only if the configured CSI feedback type supports RI reporting.
The CSI transmissions on PUCCH and PUSCH for various scheduling modes are summarized in the following table:
Table 7.2-1: Physical Channels for Aperiodic or Periodic CSI reporting
Scheduling Mode Periodic CSI reporting channels Aperiodic CSI reporting channel
Frequency non-selective PUCCH
Frequency selective PUCCH PUSCH

In case both periodic and aperiodic CSI reporting would occur in the same subframe, the UE shall only transmit the
aperiodic CSI report in that subframe.

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3GPP TS 36.213 V10.4.0 (2011-12) 44 Release 10
When reporting RI the UE reports a single instance of the number of useful transmission layers. For each RI reporting
interval when the UE is configured in transmission modes 4 or when the UE is configured in transmission mode 8 or 9
with PMI/RI reporting, a UE shall determine a RI from the supported set of RI values for the corresponding eNodeB
antenna configuration and UE category and report the number in each RI report. For each RI reporting interval when the
UE is configured in transmission mode 3, a UE shall determine RI for the corresponding eNodeB antenna configuration
and UE category in each reporting interval and report the detected number in each RI report to support selection
between transmit diversity and large delay CDD.
When reporting PMI the UE reports either a single or a multiple PMI report. The number of RBs represented by a
single UE PMI report can be
DL
RB
N or a smaller subset of RBs. The number of RBs represented by a single PMI report
is semi-statically configured by higher layer signalling. A UE is restricted to report PMI, RI and PTI within a precoder
codebook subset specified by a bitmap parameter codebookSubsetRestriction configured by higher layer signalling. For
a specific precoder codebook and associated transmission mode, the bitmap can specify all possible precoder codebook
subsets from which the UE can assume the eNB may be using when the UE is configured in the relevant transmission
mode. Codebook subset restriction is supported for transmission modes 3, 4, 5, 6 and for transmission modes 8 and 9
with PMI/RI reporting. The resulting number of bits for each transmission mode is given in Table 7.2-1b. The bitmap
forms the bit sequence
0 1 2 3 1
, , , ,...,
c
a a a a a
A
where
0
a is the LSB and
1
c
A
a is the MSB and where a bit value of
zero indicates that the PMI and RI reporting is not allowed to correspond to precoder(s) associated with the bit. The
association of bits to precoders for the relevant transmission modes are given as follows:
1. Transmission mode 3
a. 2 antenna ports: bit 2 ,
1
=
u
u
a is associated with the precoder in Table 6.3.4.2.3-1 of [3]
corresponding to u layers and codebook index 0 while bit
0
a is associated with the precoder for 2
antenna ports in Section 6.3.4.3 of [3].
b. 4 antenna ports: bit 4 , 3 , 2 ,
1
=
u
u
a is associated with the precoders in Table 6.3.4.2.3-2 of [3]
corresponding to u layers and codebook indices 12, 13, 14, and 15 while bit
0
a is associated with
the precoder for 4 antenna ports in Section 6.3.4.3 of [3].
a. 2 antenna ports: see Table 7.2-1c
b. 4 antenna ports: bit
c
) 1 ( 16 i
a
+ u
is associated with the precoder for u layers and with codebook index
c
i in Table 6.3.4.2.3-2 of [3].
3. Transmission modes 5 and 6
a. 2 antenna ports: bit
c
i
a is associated with the precoder for 1 = u layer with codebook index
c
i in
Table 6.3.4.2.3-1 of [3].
c
i
a is associated with the precoder for 1 = u layer with codebook index
c
i in
Table 6.3.4.2.3-2 of [3].
c
) 1 ( 16 i
a
+ u
is associated with the precoder for u layers and with codebook index
c
i in Table 6.3.4.2.3-2 of [3], 2 , 1 = u .
c
) 1 ( 16 i
a
+ u
is associated with the precoder for u layers and with codebook
index
c
i in Table 6.3.4.2.3-2 of [3].

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3GPP TS 36.213 V10.4.0 (2011-12) 45 Release 10
c. 8 antenna ports: bit
c1
) 1 ( 1 i f
a
+ u
is associated with the precoder for u layers ( } 8 , 7 , 6 , 5 , 4 , 3 , 2 , 1 { e u ) and
codebook index
c1
i where { } 52 , 48 , 44 , 40 , 36 , 32 , 16 , 0 ) ( 1 = f and bit
c2
) 1 ( 1 53 i g
a
+ + u
is associated
with the precoder for u layers ( } 4 , 3 , 2 , 1 { e u ) and codebook index
c2
i where { } 48 , 32 , 16 , 0 ) ( 1 = g .
Codebook indices
c1
i and
c2
i are given in Table 7.2.4-1, 7.2.4-2, 7.2.4-3, 7.2.4-4, 7.2.4-5, 7.2.4-6,
7.2.4-7, or 7.2.4-8, for u =1,2,3,4,5,6,7, or 8 respectively.
Table 7.2-1b: Number of bits in codebook subset restriction bitmap for applicable transmission
modes.

Number of bits
c
A

2 antenna
ports
4 antenna
ports
8 antenna
ports

Transmission mode 3 2 4





Transmission mode 9 6 64 109

Table 7.2-1c: Association of bits in codebookSubSetRestriction bitmap to precoders in the 2 antenna
port codebook of Table 6.3.4.2.3-1 in [3].
Codebook
index
c
i
Number of layers u
1 2
0 a0 -
1 a1 a4
2 a2 a5
3 a3 -

The set of subbands (S) a UE shall evaluate for CQI reporting spans the entire downlink system bandwidth. A subband
is a set of k contiguous PRBs where k is a function of system bandwidth. Note the last subband in set S may have
fewer than k contiguous PRBs depending on
DL
RB
N . The number of subbands for system bandwidth given by
DL
RB
N is
defined by
(
k N N /
DL
RB
= . The subbands shall be indexed in the order of increasing frequency and non-increasing
sizes starting at the lowest frequency.
For transmission modes 1, 2, 3 and 5, as well as transmission modes 8 and 9 without PMI/RI reporting,
transmission mode 4 with RI=1, and transmission modes 8 and 9 with PMI/RI reporting and RI=1, a single 4-
bit wideband CQI is reported according to Table 7.2.3-1.
For transmission modes 3 and 4, as well as transmission modes 8 and 9 with PMI/RI reporting, CQI is
calculated assuming transmission of one codeword for RI=1 and two codewords for RI > 1.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 46 Release 10
For RI > 1 with transmission mode 4, as well as transmission modes 8 and 9 with PMI/RI reporting, PUSCH
based triggered reporting includes reporting a wideband CQI which comprises:
o A 4-bit wideband CQI for codeword 0 according to Table 7.2.3-1
o A 4-bit wideband CQI for codeword 1 according to Table 7.2.3-1
For RI > 1 with transmission mode 4, as well as transmission modes 8 and 9 with PMI/RI reporting, PUCCH
based reporting includes reporting a 4-bit wideband CQI for codeword 0 according to Table 7.2.3-1 and a
wideband spatial differential CQI. The wideband spatial differential CQI value comprises:
o A 3-bit wideband spatial differential CQI value for codeword 1 offset level
Codeword 1 offset level = wideband CQI index for codeword 0 wideband CQI index for
codeword 1.
o The mapping from the 3-bit wideband spatial differential CQI value to the offset level is shown in
Table 7.2-2.
Table 7.2-2 Mapping spatial differential CQI value to offset level
Spatial differential CQI
value
Offset level
0 0
1 1
2 2
3 >3
4 s-4
5 -3
6 -2
7 -1

7.2.1 Aperiodic CSI Reporting using PUSCH
A UE shall perform aperiodic CSI reporting using the PUSCH in subframe n+k on serving cell c , upon decoding in
subframe n either:
an uplink DCI format, or
a Random Access Response Grant,
for serving cell c if the respective CSI request field is set to trigger a report and is not reserved. If the CSI request field
is 1 bit [4], a report is triggered for serving cell c if the CSI request field is set to 1. If the CSI request field size is 2
bits [4], a report is triggered according to the value in Table 7.2.1-1A corresponding to aperiodic CSI reporting.
A UE is not expected to receive more than one aperiodic CSI report request for a given subframe.

Table 7.2.1-1A: CSI Request field for PDCCH with uplink DCI format in UE specific search space
Value of CSI request field Description
00 No aperiodic CSI report is triggered
01 Aperiodic CSI report is triggered for serving cell c
10
Aperiodic CSI report is triggered for a 1
st
set of
serving cells configured by higher layers
11
Aperiodic CSI report is triggered for a 2
nd
set of
serving cells configured by higher layers

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 47 Release 10
Note: PDCCH with DCI formats used to grant PUSCH transmissions as given by DCI format 0 and DCI format 4 are
herein referred to as uplink DCI format when common behaviour is addressed.
When the CSI request field from an uplink DCI format is set to trigger a report, for FDD k=4, and for TDD UL/DL
configuration 1-6, k is given in Table 8-2. For TDD UL/DL configuration 0, if the MSB of the UL index is set to 1 and
LSB of the UL index is set to 0, k is given in Table 8-2; or if MSB of the UL index is set to 0 and LSB of the UL index
is set to 1, k is equal to 7; or if both MSB and LSB of the UL index is set to 1, k is given in Table 8-2.
When the CSI request field from a Random Access Response Grant is set to trigger a report and is not reserved, k is
equal to
1
k if the UL delay field in section 6.2 is set to zero, where
1
k is given in section 6.1.1. The UE shall
postpone aperiodic CSI reporting to the next available UL subframe if the UL delay field is set to 1.
The minimum reporting interval for aperiodic reporting of CQI and PMI and RI is 1 subframe. The subband size for
CQI shall be the same for transmitter-receiver configurations with and without precoding.
If a UE is not configured for simultaneous PUSCH and PUCCH transmission, when aperiodic CSI report with no
transport block associated as defined in section 8.6.2 and positive SR is transmitted in the same subframe, the UE shall
transmit SR, and, if applicable, HARQ-ACK, on PUCCH resources as described in Section 10.1
A UE is semi-statically configured by higher layers to feed back CQI and PMI and corresponding RI on the same
PUSCH using one of the following CSI reporting modes given in Table 7.2.1-1 and described below.

Table 7.2.1-1: CQI and PMI Feedback Types for PUSCH CSI reporting Modes
PMI Feedback Type
No PMI Single PMI Multiple PMI
P
U
S
C
H

C
Q
I

F
e
e
d
b
a
c
k

T
y
p
e

Wideband Mode 1-2
(wideband CQI)

UE Selected Mode 2-0 Mode 2-2
(subband CQI)

Higher Layer-
configured Mode 3-0 Mode 3-1
(subband CQI)

For each of the transmission modes defined in Section 7.1, the following reporting modes are supported on PUSCH:
Transmission mode 1 : Modes 2-0, 3-0
Transmission mode 4 : Modes 1-2, 2-2, 3-1
Transmission mode 5 : Mode 3-1
Transmission mode 6 : Modes 1-2, 2-2, 3-1
Transmission mode 8 : Modes 1-2, 2-2, 3-1 if the UE is configured with PMI/RI reporting; modes 2-0, 3-0 if the
UE is configured without PMI/RI reporting
Transmission mode 9 : Modes 1-2, 2-2, 3-1 if the UE is configured with PMI/RI reporting and number of CSI-RS
ports > 1; modes 2-0, 3-0 if the UE is configured without PMI/RI reporting or number of
CSI-RS ports=1

The aperiodic CSI reporting mode is given by the parameter cqi-ReportModeAperiodic which is configured by higher-
layer signalling.
For a serving cell with 7
DL
RB
s N , PUSCH reporting modes are not supported for that serving cell.
RI is only reported for transmission modes 3 and 4, as well as transmission modes 8 and 9 with PMI/RI reporting.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 48 Release 10
A RI report for a serving cell on an aperiodic reporting mode is valid only for CQI/PMI report for that serving cell on
that aperiodic reporting mode

- Wideband feedback
o Mode 1-2 description:
For each subband a preferred precoding matrix is selected from the codebook subset
assuming transmission only in the subband
A UE shall report one wideband CQI value per codeword which is calculated assuming
the use of the corresponding selected precoding matrix in each subband and
transmission on set S subbands.
The UE shall report the selected precoding matrix indicator for each set S subband
except for transmission mode 9 with 8 CSI-RS ports configured in which case a first
precoding matrix indicator
1
i is reported for the set S subbands and a second precoding
matrix indicator
2
i is reported for each set S subband.
Subband size is given by Table 7.2.1-3.
For transmission modes 4, 8 and 9, the reported PMI and CQI values are calculated
conditioned on the reported RI. For other transmission modes they are reported
conditioned on rank 1.

- Higher Layer-configured subband feedback
A UE shall report a wideband CQI value which is calculated assuming transmission on
set S subbands
The UE shall also report one subband CQI value for each set S subband. The subband
CQI value is calculated assuming transmission only in the subband
Both the wideband and subband CQI represent channel quality for the first codeword,
even when RI>1.
For transmission mode 3 the reported CQI values are calculated conditioned on the
reported RI. For other transmission modes they are reported conditioned on rank 1.
A single precoding matrix is selected from the codebook subset assuming transmission
on set S subbands
A UE shall report one subband CQI value per codeword for each set S subband which
are calculated assuming the use of the single precoding matrix in all subbands and
assuming transmission in the corresponding subband.
A UE shall report a wideband CQI value per codeword which is calculated assuming
the use of the single precoding matrix in all subbands and transmission on set S
subbands
The UE shall report the selected single precoding matrix indicator except for
transmission mode 9 with 8 CSI-RS ports configured in which case a first and second
precoding matrix indicator are reported corresponding to the selected single precoding
matrix.
o Subband CQI value for each codeword are encoded differentially with respect to their respective
wideband CQI using 2-bits as defined by

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 49 Release 10
Subband differential CQI offset level = subband CQI index wideband CQI index. The
mapping from the 2-bit subband differential CQI value to the offset level is shown in
Table 7.2.1-2.

Table 7.2.1-2: Mapping subband differential CQI value to offset level
Subband differential
CQI value
Offset level
0 0
1 1
2 >2
3 s-1

o Supported subband size (k) is given in Table 7.2.1-3.

Table 7.2.1-3: Subband Size (k) vs. System Bandwidth
System Bandwidth Subband Size
DL
RB
N
(k)
6 - 7 NA
8 - 10 4
11 - 26 4
27 - 63 6
64 - 110 8

- UE-selected subband feedback
The UE shall select a set of M preferred subbands of size k (where k and M are given in
Table 7.2.1-5 for each system bandwidth range) within the set of subbands S.
The UE shall also report one CQI value reflecting transmission only over the M selected
subbands determined in the previous step. The CQI represents channel quality for the
first codeword, even when RI>1.
Additionally, the UE shall also report one wideband CQI value which is calculated
assuming transmission on set S subbands. The wideband CQI represents channel quality
for the first codeword, even when RI>1.
For transmission mode 3 the reported CQI values are calculated conditioned on the
reported RI. For other transmission modes they are reported conditioned on rank 1.
The UE shall perform joint selection of the set of M preferred subbands of size k within
the set of subbands S and a preferred single precoding matrix selected from the
codebook subset that is preferred to be used for transmission over the M selected
subbands.
The UE shall report one CQI value per codeword reflecting transmission only over the
selected M preferred subbands and using the same selected single precoding matrix in
each of the M subbands.
Except for transmission mode 9 with 8 CSI-RS ports configured, the UE shall also
report the selected single precoding matrix indicator preferred for the M selected
subbands. A UE shall also report the selected single precoding matrix indicator for all
set S subbands.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 50 Release 10
For transmission mode 9 with 8 CSI-RS ports configured, a UE shall report a first
precoding matrix indicator for all set S subbands. A UE shall also report a second
precoding matrix indicator for all set S subbands and another second precoding matrix
indicator for the M selected subbands.
A single precoding matrix is selected from the codebook subset assuming transmission
on set S subbands
A UE shall report a wideband CQI value per codeword which is calculated assuming
the use of the single precoding matrix in all subbands and transmission on set S
subbands
o For all UE-selected subband feedback modes the UE shall report the positions of the M selected
subbands using a combinatorial index r defined as

1
0
M
i
i
N s
r
M i

where the set { }
1
0
M
i
i
s

=
, (
1
1 ,
i i i
s N s s
+
s s < ) contains the M sorted subband indices
and
<
>
|
|
.
|
\
|
=
y x
y x
y
x
y
x
0
is the extended binomial coefficient, resulting in unique label
|
|
.
|
\
|
e 1 , , 0
M
N
r .
o The CQI value for the M selected subbands for each codeword is encoded differentially using 2-bits
relative to its respective wideband CQI as defined by
Differential CQI offset level = M selected subbands CQI index wideband CQI index
The mapping from the 2-bit differential CQI value to the offset level is shown in Table
7.2.1-4.

Table 7.2.1-4: Mapping differential CQI value to offset level
Differential CQI value Offset level
0 s1
1 2
2 3
3 >4

o Supported subband size k and M values include those shown in Table 7.2.1-5. In Table 7.2.1-5 the k
and M values are a function of system bandwidth.
o The number of bits to denote the position of the M selected subbands is
(
(
(
(
|
|
.
|
\
|
=
M
N
L
2
log .

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 51 Release 10
Table 7.2.1-5: Subband Size (k) and Number of Subbands (M) in S vs. Downlink System Bandwidth
System Bandwidth
Subband Size k (RBs) M
DL
RB
N
6 7 NA NA
8 10 2 1
11 26 2 3
27 63 3 5
64 110 4 6

7.2.2 Periodic CSI Reporting using PUCCH
A UE is semi-statically configured by higher layers to periodically feed back different CSI (CQI, PMI, PTI, and/or RI)
on the PUCCH using the reporting modes given in Table 7.2.2-1 and described below.

Table 7.2.2-1: CQI and PMI Feedback Types for PUCCH CSI reporting Modes
PMI Feedback Type
No PMI Single PMI
P
U
C
C
H

C
Q
I

F
e
e
d
b
a
c
k

T
y
p
e

Wideband Mode 1-0 Mode 1-1
(wideband CQI)

UE Selected Mode 2-0 Mode 2-1
(subband CQI)

For each of the transmission modes defined in Section 7.1, the following periodic CSI reporting modes are supported on
PUCCH:

Transmission mode 8 : Modes 1-1, 2-1 if the UE is configured with PMI/RI reporting; modes 1-0, 2-0 if the UE is
configured without PMI/RI reporting
Transmission mode 9 : Modes 1-1, 2-1 if the UE is configured with PMI/RI reporting and number of CSI-RS
ports>1; modes 1-0, 2-0 if the UE is configured without PMI/RI reporting or number of
CSI-RS ports=1.

The periodic CSI reporting mode for each serving cell is configured by higher-layer signalling. For a UE configured
with transmission mode 9 and with 8 CSI-RS ports, mode 1-1 is configured to be either submode 1 or submode 2 via
higher-layer signaling using the parameter PUCCH_format1-1_CSI_reporting_mode.
For the UE-selected subband CQI, a CQI report in a certain subframe of a certain serving cell describes the channel
quality in a particular part or in particular parts of the bandwidth of that serving cell described subsequently as
bandwidth part (BP) or parts. The bandwidth parts shall be indexed in the order of increasing frequency and non-
increasing sizes starting at the lowest frequency.

For each serving cell

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 52 Release 10
- There are a total of N subbands for a serving cell system bandwidth given by
DL
RB
N where

k N /
DL
RB
subbands
are of size k. If
(
0 / /
DL
RB
DL
RB
> k N k N then one of the subbands is of size

k N k N /
DL
RB
DL
RB
.
- A bandwidth part j is frequency-consecutive and consists of
j
N subbands where J bandwidth parts span S or
DL
RB
N as given in Table 7.2.2-2. If 1 J = then
j
N is
(
J k N / /
DL
RB
. If J>1 then
j
N is either
(
J k N / /
DL
RB

or
(
1 / /
DL
RB
J k N , depending on
DL
RB
N , k and J.
- Each bandwidth part j, where 0 j J-1, is scanned in sequential order according to increasing frequency.
- For UE selected subband feedback a single subband out of
j
N subbands of a bandwidth part is selected
along with a corresponding L-bit label indexed in the order of increasing frequency,
where
DL
2 RB
log / / L N k J
(
(
=
(
(
.

The CQI and PMI payload sizes of each PUCCH CSI reporting mode are given in Table 7.2.2-3.

The following CQI/PMI and RI reporting types with distinct periods and offsets are supported for the PUCCH CSI
reporting modes given in Table 7.2.2-3:
- Type 1 report supports CQI feedback for the UE selected sub-bands
- Type 1a report supports subband CQI and second PMI feedback
- Type 2, Type 2b, and Type 2c report supports wideband CQI and PMI feedback
- Type 2a report supports wideband PMI feedback
- Type 3 report supports RI feedback
- Type 4 report supports wideband CQI
- Type 5 report supports RI and wideband PMI feedback
- Type 6 report supports RI and PTI feedback

For each serving cell, the periodicity
pd
N (in subframes) and offset
, OFFSET CQI
N (in subframes) for CQI/PMI
reporting are determined based on the parameter cqi-pmi-ConfigIndex (
/ CQI PMI
I ) given in Table 7.2.2-1A for FDD and
Table 7.2.2-1C for TDD. The periodicity
RI
M and relative offset
, OFFSET RI
N for RI reporting are determined based
on the parameter ri-ConfigIndex (
RI
I ) given in Table 7.2.2-1B. Both cqi-pmi-ConfigIndex and ri-ConfigIndex are
configured by higher layer signalling. The relative reporting offset for RI
, OFFSET RI
N takes values from the set
)} 1 ( ,..., 1 , 0 {
pd
N . If a UE is configured to report for more than one CSI subframe set then parameter cqi-pmi-
ConfigIndex and ri-ConfigIndex respectively correspond to the CQI/PMI and RI periodicity and relative reporting offset
for subframe set 1 and cqi-pmi-ConfigIndex2 and ri-ConfigIndex2 respectively correspond to the CQI/PMI and RI
periodicity and relative reporting offset for subframe set 2.
In the case where wideband CQI/PMI reporting is configured:
- The reporting instances for wideband CQI/PMI are subframes satisfying

( ) ( ) 0 mod 2 / 10
,
= +
pd CQI OFFSET s f
N N n n .
- In case RI reporting is configured, the reporting interval of the RI reporting is an integer multiple
RI
M of
period
pd
N

(in subframes).
o The reporting instances for RI are subframes satisfying

( ) ( ) 0 mod 2 / 10
, ,
= +
RI pd RI OFFSET CQI OFFSET s f
M N N N n n .

In the case where both wideband CQI/PMI and subband CQI reporting are configured:
- The reporting instances for wideband CQI/PMI and subband CQI are subframes satisfying

( ) 0 mod 2 / 10
,
= +
pd CQI OFFSET s f
N N n n .

When PTI is not transmitted (due to not being configured) or the most recently transmitted PTI was
equal to 1:

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 53 Release 10
The wideband CQI/ wideband PMI (or wideband CQI/wideband second PMI for
transmission mode 9) report has period
pd
N H , and is reported on the subframes
satisfying

( ) ( ) 0 mod 2 / 10
,
= +
pd CQI OFFSET s f
N H N n n . The integer H
is defined as 1 H J K = + , where J is the number of bandwidth parts.
Between every two consecutive wideband CQI/ wideband PMI (or wideband
CQI/wideband second PMI for transmission mode 9) reports, the remaining J K
reporting instances are used in sequence for subband CQI reports on K full cycles
of bandwidth parts except when the gap between two consecutive wideband
CQI/PMI reports contains less than J K reporting instances due to a system
frame number transition to 0, in which case the UE shall not transmit the remainder
of the subband CQI reports which have not been transmitted before the second of
the two wideband CQI/ wideband PMI (or wideband CQI/wideband second PMI for
transmission mode 9) reports. Each full cycle of bandwidth parts shall be in
increasing order starting from bandwidth part 0 to bandwidth part 1 J . The
parameter K is configured by higher-layer signalling.
When the most recently transmitted PTI is 0:
The wideband first precoding matrix indicator report has period
pd
N H ' , and is
reported on the subframes satisfying

( ) ( ) 0 mod 2 / 10
,
= ' +
pd CQI OFFSET s f
N H N n n , where H' is signalled by
higher layers.
Between every two consecutive wideband first precoding matrix indicator reports,
the remaining reporting instances are used for a wideband second precoding
matrix indicator with wideband CQI as described below
- In case RI reporting is configured, the reporting interval of RI is
RI
M times the wideband CQI/PMI period
pd
N H , and RI is reported on the same PUCCH cyclic shift resource as both the wideband CQI/PMI and
subband CQI reports.
The reporting instances for RI are subframes satisfying

( ) ( ) 0 mod 2 / 10
, ,
= +
RI pd RI OFFSET CQI OFFSET s f
M N H N N n n
In case of collision of a CSI report with PUCCH reporting type 3, 5, or 6 of one serving cell with a CSI report with
PUCCH reporting type 1, 1a, 2, 2a, 2b, 2c, or 4 of the same serving cell the latter CSI report with PUCCH reporting
type (1, 1a, 2, 2a, 2b, 2c, or 4) has lower priority and is dropped.

If the UE is configured with more than one serving cell, the UE transmits a CSI report of only one serving cell in any
given subframe. For a given subframe, in case of collision of a CSI report with PUCCH reporting type 3, 5, 6, or 2a of
one serving cell with a CSI report with PUCCH reporting type 1, 1a, 2, 2b, 2c, or 4 of another serving cell, the latter
CSI with PUCCH reporting type (1, 1a, 2, 2b, 2c, or 4) has lower priority and is dropped. For a given subframe, in case
of collision of CSI report with PUCCH reporting type 2, 2b, 2c, or 4 of one serving cell with CSI report with PUCCH
reporting type 1 or 1a of another serving cell, the latter CSI report with PUCCH reporting type 1, or 1a has lower
priority and is dropped.
For a given subframe, in case of collision between CSI reports of different serving cells with PUCCH reporting type of
the same priority, the CSI of the serving cell with lowest ServCellIndex is reported, and CSI of all other serving cells are
dropped.

See section 10.1 regarding UE behaviour for collision between CSI and HARQ-ACK and the corresponding PUCCH
format assignment.
The CSI report of a given PUCCH reporting type shall be transmitted on the PUCCH resource
)
~
, 2 (
PUCCH
p
n as defined in
[3], where
)
~
, 2 (
PUCCH
p
n is UE specific and configured by higher layers for each serving cell.
If the UE is not configured for simultaneous PUSCH and PUCCH transmission or, if the UE is configured for
simultaneous PUSCH and PUCCH transmission and not transmitting PUSCH, in case of collision between CSI and
positive SR in a same subframe, CSI is dropped.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 54 Release 10
Table 7.2.2-1A: Mapping of
/ CQI PMI
I to
pd
N and
, OFFSET CQI
N for FDD.
/ CQI PMI
I Value of
pd
N Value of
, OFFSET CQI
N
0 s
/ CQI PMI
I s 1
2 / CQI PMI
I
2 s
/ CQI PMI
I s 6
5 / CQI PMI
I 2
7 s
/ CQI PMI
I s 16
10 / CQI PMI
I 7
17 s
/ CQI PMI
I s 36
20 / CQI PMI
I 17
37 s
/ CQI PMI
I s 76
40 / CQI PMI
I 37
77 s
/ CQI PMI
I s 156
80 / CQI PMI
I 77
157 s
/ CQI PMI
I s 316
160 / CQI PMI
I 157
/ CQI PMI
I = 317
Reserved
318 s
/ CQI PMI
I s 349
32 / CQI PMI
I 318
350 s
/ CQI PMI
I s 413
64 / CQI PMI
I 350
414 s
/ CQI PMI
I s 541
128 / CQI PMI
I 414
542 s
/ CQI PMI
I s 1023
Reserved

Table 7.2.2-1B: Mapping of
RI
I to
RI
M and
, OFFSET RI
N .
RI
I Value of
RI
M Value of
, OFFSET RI
N
0 s
RI
I s 160 1
RI
I
161 s
RI
I s 321 2 (
RI
I 161)
322 s
RI
I s 482 4 (
RI
I 322)
483 s
RI
I s 643 8 (
RI
I 483)
644 s
RI
I s 804 16 (
RI
I 644)
805 s
RI
I s 965 32 (
RI
I 805)
966 s
RI
I s 1023 Reserved

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 55 Release 10
Table 7.2.2-1C: Mapping of
/ CQI PMI
I to
pd
N and
, OFFSET CQI
N for TDD.
/ CQI PMI
I Value of
pd
N Value of
, OFFSET CQI
N
/ CQI PMI
I = 0
1 / CQI PMI
I
1 s
/ CQI PMI
I s 5
5 / CQI PMI
I 1
6 s
/ CQI PMI
I s 15
10 / CQI PMI
I 6
16 s
/ CQI PMI
I s 35
20 / CQI PMI
I 16
36 s
/ CQI PMI
I s 75
40 / CQI PMI
I 36
76 s
/ CQI PMI
I s 155
80 / CQI PMI
I 76
156 s
/ CQI PMI
I s 315
160 / CQI PMI
I 156
316 s
/ CQI PMI
I s 1023
Reserved

For TDD periodic CQI/PMI reporting, the following periodicity values apply depending on the TDD UL/DL
configuration [3]:
o The reporting period of 1 =
pd
N is only applicable to TDD UL/DL configurations 0, 1, 3, 4, and 6,
where all UL subframes in a radio frame are used for CQI/PMI reporting.
o The reporting period of 5 =
pd
N is only applicable to TDD UL/DL configurations 0, 1, 2, and 6.
o The reporting periods of } 160 , 80 , 40 , 20 , 10 { =
pd
N are applicable to all TDD UL/DL configurations.

For a serving cell with 7
DL
RB
s N , Mode 2-0 and Mode 2-1 are not supported for that serving cell.
The sub-sampled codebook for PUCCH mode 1-1 submode 2 is defined in Table 7.2.2-1D for first and second
1
i and
2
i . Joint encoding of rank and first precoding matrix indicator
1
i for PUCCH
mode 1-1 submode 1 is defined in Table 7.2.2-1E. The sub-sampled codebook for PUCCH mode 2-1 is defined in Table
7.2.2-1F for the second precoding matrix indicator
2
i .

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3GPP TS 36.213 V10.4.0 (2011-12) 56 Release 10
Table 7.2.2-1D: PUCCH mode 1-1 submode 2 codebook subsampling.
RI
Relationship between the first PMI
value and codebook index
1
i
Relationship between the second PMI
2
i
total
Value
of
the
first
PMI
1 PMI
I
Codebook index
1
i

Value of
the
second
PMI
2 PMI
I Codebook index
2
i
#bits
1 0-7 1
2
PMI
I
0-1 2
2
PMI
I
4
2 0-7 1
2
PMI
I
0-1 2 PMI
I

4
3 0-1 1
2
PMI
I
0-7
2 2
4 4
PMI PMI
I I + (

4
4 0-1 1
2
PMI
I
0-7 2 PMI
I

4
5 0-3
1 PMI
I
0 0 2
6 0-3 1 PMI
I

0 0 2
7 0-3 1 PMI
I

0 0 2
8 0 0 0 0 0

Table 7.2.2-1E: Joint encoding of RI and
1
i for PUCCH mode 1-1 submode 1.
Value of joint
encoding of
RI and the
first PMI
/ 1 RI PMI
I
RI
Codebook index

1
i

0-7 1 / 1
2
RI PMI
I
8-15 2 / 1
2( -8)
RI PMI
I
16-17 3 / 1
2( -16)
RI PMI
I
18-19 4 / 1
2( -18)
RI PMI
I
20-21 5 / 1
2( -20)
RI PMI
I
22-23 6 / 1
2( -22)
RI PMI
I
24-25 7 / 1
2( -24)
RI PMI
I
26 8 0
27-31 reserved NA

Table 7.2.2-1F: PUCCH mode 2-1 codebook subsampling.
RI
Relationship between the second PMI

2
i
Value
of the
second
PMI
2 PMI
I

Codebook index
2
i

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3GPP TS 36.213 V10.4.0 (2011-12) 57 Release 10
1 0-15 2 PMI
I
2 0-3 2
2
PMI
I
3 0-3
2 2
8 / 2 ( mod2) 2
PMI PMI
I I + + (

4 0-3 2
2
PMI
I
5 0 0
6 0 0
7 0 0
8 0 0

An RI or PTI or any precoding matrix indicator reported for a serving cell in a periodic reporting mode is valid only for
CSI reports for that serving cell on that periodic CSI reporting mode.
For the calculation of CQI/PMI conditioned on the last reported RI, in the absence of a last reported RI the UE shall
conduct the CQI/PMI calculation conditioned on the lowest possible RI as given by the bitmap parameter
codebookSubsetRestriction . If reporting for more than one CSI subframe set is configured, CQI/PMI is conditioned on
the last reported RI linked to the same subframe set as the CSI report.
- Wideband feedback
In the subframe where RI is reported (only for transmission mode 3):
- A UE shall determine a RI assuming transmission on set S subbands.
- The UE shall report a type 3 report consisting of one RI.
In the subframe where CQI is reported:
- A UE shall report a type 4 report consisting of one wideband CQI value which
is calculated assuming transmission on set S subbands. The wideband CQI
represents channel quality for the first codeword, even when RI>1.
- For transmission mode 3 the CQI is calculated conditioned on the last reported
periodic RI. For other transmission modes it is calculated conditioned on
transmission rank 1.
In the subframe where RI is reported (only for transmission mode 4 and transmission
mode 8 and transmission mode 9):
In the subframe where RI and a first PMI are reported (only for transmission mode 9
with submode 1 and when 8 CSI-RS ports are configured)
- The UE shall report a type 5 report consisting of jointly coded RI and a first
PMI corresponding to a set of precoding matrices selected from the codebook
subset assuming transmission on set S subbands.
- The wideband first PMI value is calculated conditioned on the reported
periodic RI.
In the subframe where CQI/PMI is reported for all transmission modes except
transmission mode 9 with 8 CSI-RS ports configured:
- A single precoding matrix is selected from the codebook subset assuming
- A UE shall report a type 2 report consisting of

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3GPP TS 36.213 V10.4.0 (2011-12) 58 Release 10
o A single wideband CQI value which is calculated assuming the use of
a single precoding matrix in all subbands and transmission on set S
subbands.
o The selected single PMI (wideband PMI).
o When RI>1, an additional 3-bit wideband spatial differential CQI,
which is shown in Table 7.2-2.
- For transmission mode 4, 8 and 9, the PMI and CQI are calculated conditioned
on the last reported periodic RI. For other transmission modes they are
calculated conditioned on transmission rank 1.
In the subframe where wideband CQI/second PMI is reported for transmission mode 9
with 8 CSI-RS ports configured to submode 1 only:
- A UE shall report a type 2b report consisting of
the single precoding matrix in all subbands and transmission on set S
subbands.
o The wideband second PMI corresponding to the selected single
precoding matrix.
- The wideband second PMI value is calculated conditioned on the last reported
periodic RI and the wideband first PMI. The wideband CQI value is calculated
conditioned on the selected precoding matrix and the last reported periodic RI.
In the subframe where wideband CQI/first PMI/second PMI is reported for transmission
mode 9 with 8 CSI-RS ports configured to submode 2 only:
- A UE shall report a type 2c report consisting of
a single precoding matrix in all subbands and transmission on set S
subbands.
o The wideband first PMI and the wideband second PMI corresponding
to the selected single precoding matrix as defined in Section 7.2.4.
- The wideband first PMI, the wideband second PMI and the wideband CQI are
calculated conditioned on the last reported periodic RI.

- UE Selected subband feedback
In the subframe where RI is reported (only for transmission mode 3):
In the subframe where wideband CQI is reported:
- The UE shall report a type 4 report on each respective successive reporting
opportunity consisting of one wideband CQI value which is calculated

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3GPP TS 36.213 V10.4.0 (2011-12) 59 Release 10
assuming transmission on set S subbands. The wideband CQI represents
channel quality for the first codeword, even when RI>1.
- For transmission mode 3 the CQI is calculated conditioned on the last reported
periodic RI. For other transmission modes it is calculated conditioned on
transmission rank 1.
In the subframe where CQI for the selected subbands is reported:
- The UE shall select the preferred subband within the set of
j
N subbands in
each of the J bandwidth parts where J is given in Table 7.2.2-2.
- The UE shall report a type 1 report consisting of one CQI value reflecting
transmission only over the selected subband of a bandwidth part determined in
the previous step along with the corresponding preferred subband L-bit label.
A type 1 report for each bandwidth part will in turn be reported in respective
successive reporting opportunities. The CQI represents channel quality for the
first codeword, even when RI>1.
- For transmission mode 3 the preferred subband selection and CQI values are
calculated conditioned on the last reported periodic RI. For other transmission
modes they are calculated conditioned on transmission rank 1.
In the subframe where RI is reported (only for transmission mode 4, 8 and 9 if the
number of configured CSI-RS ports is 2 or 4):
In the subframe where RI is reported for transmission mode 9 with 8 CSI-RS ports
configured then:
- A UE shall determine a precoder type indication (PTI).
- The UE shall report a type 6 report consisting of one RI and the PTI.
In the subframe where wideband CQI/PMI is reported for all transmission modes except
transmission mode 9 with 8 CSI-RS ports configured:
- A UE shall report a type 2 report on each respective successive reporting
opportunity consisting of:
o A wideband CQI value which is calculated assuming the use of a
single precoding matrix in all subbands and transmission on set S
subbands.
o The selected single PMI (wideband PMI).
- For transmission modes 4, 8 and 9, the PMI and CQI values are calculated
conditioned on the last reported periodic RI. For other transmission modes they
are calculated conditioned on transmission rank 1.
In the subframe where the wideband first PMI is reported for transmission mode 9 with
8 CSI-RS ports configured and the last reported PTI=0:
- A set of precoding matrices corresponding to the wideband first PMI is
selected from the codebook subset assuming transmission on set S subbands.

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3GPP TS 36.213 V10.4.0 (2011-12) 60 Release 10
- A UE shall report a type 2a report on each respective successive reporting
opportunity consisting of the wideband first PMI corresponding to the selected
set of precoding matrices.
- The wideband first PMI value is calculated conditioned on the last reported
periodic RI.
with 8 CSI-RS ports configured and the last reported PTI=1:
- A UE shall report a type 2b report on each respective successive reporting
o A wideband CQI value which is calculated assuming the use of the
selected single precoding matrix in all subbands and transmission on
set S subbands.
precoding matrix.
o If the last reported first PMI was computed under an RI assumption
that differs from the last reported periodic RI, or in the absence of a
last reported first PMI, the conditioning of the second PMI value is
not specified.
In the subframe where CQI for the selected subband is reported for all transmission
modes except for transmission mode 9 with 8 CSI-RS ports configured:
- The UE shall select the preferred subband within the set of N
j
subbands in each
of the J bandwidth parts where J is given in Table 7.2.2-2.
- The UE shall report a type 1 report per bandwidth part on each respective
successive reporting opportunity consisting of:
o CQI value for codeword 0 reflecting transmission only over the
selected subband of a bandwidth part determined in the previous step
along with the corresponding preferred subband L-bit label.
o When RI>1, an additional 3-bit subband spatial differential CQI value
for codeword 1 offset level
Codeword 1 offset level = subband CQI index for codeword 0
subband CQI index for codeword 1.
Assuming the use of the most recently reported single
precoding matrix in all subbands and transmission on the
selected subband within the applicable bandwidth part.
o The mapping from the 3-bit subband spatial differential CQI value to
the offset level is shown in Table 7.2-2.
- For transmission modes 4, 8 and 9, the subband selection and CQI values are
calculated conditioned on the last reported periodic wideband PMI and RI. For
other transmission modes they are calculated conditioned on the last reported
PMI and transmission rank 1.

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3GPP TS 36.213 V10.4.0 (2011-12) 61 Release 10
with 8 CSI-RS ports configured and the last reported PTI=0:
- The UE shall report a type 2b report on each respective successive reporting
o A wideband CQI value which is calculated assuming the use of the
selected single precoding matrix in all subbands and transmission on
set S subbands.
precoding matrix.
not specified.
In the subframe where subband CQI/second PMI for the selected subband is reported
for transmission mode 9 with 8 CSI-RS ports configured and the last reported PTI=1:
- The UE shall select the preferred subband within the set of N
j
subbands in each
of the J bandwidth parts where J is given in Table 7.2.2-2.
- The UE shall report a type 1a report per bandwidth part on each respective
successive reporting opportunity consisting of:
o CQI value for codeword 0 reflecting transmission only over the
selected subband of a bandwidth part determined in the previous step
along with the corresponding preferred subband L-bit label.
o When RI>1, an additional 3-bit subband spatial differential CQI value
for codeword 1 offset level
Codeword 1 offset level = subband CQI index for codeword 0
subband CQI index for codeword 1.
Assuming the use of the precoding matrix corresponding to the
selected second PMI and the most recently reported first PMI
and transmission on the selected subband within the applicable
bandwidth part.
o The mapping from the 3-bit subband spatial differential CQI value to
the offset level is shown in Table 7.2-2.
o A second PMI of the preferred precoding matrix selected from the
codebook subset assuming transmission only over the selected
subband within the applicable bandwidth part determined in the
previous step.
- The subband second PMI values are calculated conditioned on the last reported
periodic RI and the wideband first PMI. The subband selection and CQI values
are calculated conditioned on the selected precoding matrix and the last
reported periodic RI.

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3GPP TS 36.213 V10.4.0 (2011-12) 62 Release 10
not specified.

Table 7.2.2-2: Subband Size (k) and Bandwidth Parts (J) vs. Downlink System Bandwidth
System Bandwidth
DL
RB
N
Subband Size k
(RBs)
Bandwidth Parts
(J)
6 7 NA NA
8 10 4 1
11 26 4 2
27 63 6 3
64 110 8 4

If parameter ttiBundling provided by higher layers is set to TRUE and if an UL-SCH in subframe bundling operation
collides with a periodic CSI reporting instance, then the UE shall drop the periodic CSI report of a given PUCCH
reporting type in that subframe and shall not multiplex the periodic CSI report payload in the PUSCH transmission in
that subframe. A UE is not expected to be configured with simultaneous PUCCH and PUSCH transmission when UL-
SCH subframe bundling is configured.

Table 7.2.2-3: PUCCH Reporting Type Payload size per PUCCH Reporting Mode and Mode State
PUCCH
Reporting
Type
Reported Mode State
PUCCH Reporting Modes
Mode 1-1 Mode 2-1 Mode 1-0 Mode 2-0
(bits/BP) (bits/BP) (bits/BP) (bits/BP)
1
Sub-band
CQI
RI = 1 NA 4+L NA 4+L
RI > 1 NA 7+L NA 4+L
1a
Sub-band
CQI / second
PMI
8 antenna ports RI = 1 NA 8+L NA NA
8 antenna ports 1 < RI < 5 NA 9+L NA NA
8 antenna ports RI > 4 NA 7+L NA NA
2
Wideband
CQI/PMI
2 antenna ports RI = 1 6 6 NA NA
2 antenna ports RI > 1 8 8 NA NA
2a
Wideband
first PMI
8 antenna ports RI < 3 NA 4 NA NA
8 antenna ports 2 < RI < 8 NA 2 NA NA
8 antenna ports RI = 8 NA 0 NA NA
2b
Wideband
CQI / second
PMI
8 antenna ports 1 < RI < 4 11 11 NA NA
2c
Wideband
CQI / first
PMI / second
PMI
8 antenna ports RI = 1 8 NA NA NA
8 antenna ports 1 < RI s 4 11 NA NA NA
8 antenna ports 4 < RI s 7 9 NA NA NA
8 antenna ports RI = 8 7 NA NA NA
3 RI
2/4 antenna ports, 2-layer
spatial multiplexing 1 1 1 1
8 antenna ports, 2-layer
spatial multiplexing 1 NA NA NA
spatial multiplexing 2 2 2 2
spatial multiplexing 2 NA NA NA
8-layer spatial multiplexing 3 NA NA NA

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3GPP TS 36.213 V10.4.0 (2011-12) 63 Release 10
4
Wideband
CQI
RI = 1 or RI>1 NA NA 4 4
5 RI/ first PMI
spatial multiplexing
4
NA NA NA
8 antenna ports, 4 and 8-
layer spatial multiplexing
5
6

RI/PTI
NA 2 NA NA
NA 3 NA NA
NA 4 NA NA

7.2.3 Channel quality indicator (CQI) definition
The CQI indices and their interpretations are given in Table 7.2.3-1.

Based on an unrestricted observation interval in time and frequency, the UE shall derive for each CQI value reported in
uplink subframe n the highest CQI index between 1 and 15 in Table 7.2.3-1 which satisfies the following condition, or
CQI index 0 if CQI index 1 does not satisfy the condition:
- A single PDSCH transport block with a combination of modulation scheme and transport block size
corresponding to the CQI index, and occupying a group of downlink physical resource blocks termed the CSI
reference resource, could be received with a transport block error probability not exceeding 0.1.
If CSI subframe sets
CSI,0
C and
CSI,1
C are configured by higher layers, each CSI reference resource belongs to either
CSI,0
C or
CSI,1
C but not to both. When CSI subframe sets
CSI,0
C and
CSI,1
C are configured by higher layers a UE
is not expected to receive a trigger for which the CSI reference resource is in subframe that does not belong to either
subframe set.

For a UE in transmission mode 9 when parameter pmi-RI-Report is configured by higher layers,the UE shall derive the
channel measurements for computing the CQI value reported in uplink subframe n based on only the Channel-State
Information (CSI) reference signals defined in [3] for which the UE is configured to assume non-zero power. For a UE
in transmission mode 9 when the parameter pmi-RI-Report is not configured by higher layers or in other transmission
modes the UE shall derive the channel measurements for computing CQI based on CRS.

A combination of modulation scheme and transport block size corresponds to a CQI index if:
- the combination could be signalled for transmission on the PDSCH in the CSI reference resource according to
the relevant Transport Block Size table, and
- the modulation scheme is indicated by the CQI index, and
- the combination of transport block size and modulation scheme when applied to the reference resource results
in the effective channel code rate which is the closest possible to the code rate indicated by the CQI index. If
more than one combination of transport block size and modulation scheme results in an effective channel code
rate equally close to the code rate indicated by the CQI index, only the combination with the smallest of such
transport block sizes is relevant.
The CSI reference resource is defined as follows:
- In the frequency domain, the CSI reference resource is defined by the group of downlink physical resource
blocks corresponding to the band to which the derived CQI value relates.
- In the time domain, the CSI reference resource is defined by a single downlink subframe n-n
CQI_ref
,
o where for periodic CSI reporting n
CQI_ref
is the smallest value greater than or equal to 4, such that it
corresponds to a valid downlink subframe;

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3GPP TS 36.213 V10.4.0 (2011-12) 64 Release 10
o where for aperiodic CSI reporting n
CQI_ref
is such that the reference resource is in the same valid
downlink subframe as the corresponding CSI request in an uplink DCI format.
o where for aperiodic CSI reporting n
CQI_ref
is equal to 4 and downlink subframe n-n
CQI_ref
corresponds
to a valid downlink subframe, where downlink subframe n-n
CQI_ref
is received after the subframe with
the corresponding CSI request in a Random Access Response Grant.
A downlink subframe in a serving cell shall be considered to be valid if:
it is configured as a downlink subframe for that UE, and
except for transmission mode 9, it is not an MBSFN subframe, and
it does not contain a DwPTS field in case the length of DwPTS is
s
7680 T and less, and
it does not fall within a configured measurement gap for that UE, and
for periodic CSI reporting, it is an element of the CSI subframe set linked to the periodic CSI
report when that UE is configured with CSI subframe sets.
If there is no valid downlink subframe for the CSI reference resource in a serving cell, CSI reporting is
omitted for the serving cell in uplink subframe n.
- In the layer domain, the CSI reference resource is defined by any RI and PMI on which the CQI is conditioned.
In the CSI reference resource, the UE shall assume the following for the purpose of deriving the CQI index, and if also
configured, PMI and RI:
- The first 3 OFDM symbols are occupied by control signalling
- No resource elements used by primary or secondary synchronisation signals or PBCH
- CP length of the non-MBSFN subframes
- Redundancy Version 0
- If CSI-RS is used for channel measurements, the ratio of PDSCH EPRE to CSI-RS EPRE is as given in
Section 7.2.5
- For transmission mode 9 CSI reporting:
o CRS REs are as in non-MBSFN subframes;
o If the UE is configured for PMI/RI reporting, the UE-specific reference signal overhead is consistent
with the most recent reported rank; and PDSCH signals on antenna ports } 6 7 { u + for u layers
would result in signals equivalent to corresponding symbols transmitted on antenna ports
} 14 15 { P + , as given by
(
(
(
=
(
(
(
+
) (
) (
) (
) (
) (
) 1 (
) 0 (
) 14 (
) 15 (
i x
i x
i W
i y
i y
P u
, where
| |
T
i x i x i x ) ( ... ) ( ) (
) 1 ( ) 0 (
=
u
is a vector of symbols from the layer mapping in section 6.3.3.2 of [3],
} 8 , 4 , 2 , 1 { e P is the number of CSI-RS ports configured, and if only one CSI-RS port is configured,
) (i W is 1, otherwise ) (i W is the precoding matrix corresponding to the reported PMI applicable to
) (i x . The corresponding PDSCH signals transmitted on antenna ports } 14 15 { P + would have a
ratio of EPRE to CSI-RS EPRE equal to the ratio given in section 7.2.5
- Assume no REs allocated for CSI-RS and zero-power CSI-RS
- Assume no REs allocated for PRS
- The PDSCH transmission scheme given by Table 7.2.3-0 depending on the transmission mode currently
configured for the UE (which may be the default mode).
- If CRS is used for channel measurements, the ratio of PDSCH EPRE to cell-specific RS EPRE is as given in
Section 5.2 with the exception of
A
which shall be assumed to be
o ) 2 ( log 10
10
+ A + =
offset A A
P [dB] for any modulation scheme, if the UE is configured with
transmission mode 2 with 4 cell-specific antenna ports, or transmission mode 3 with 4 cell-specific
antenna ports and the associated RI is equal to one;
o
offset A A
P A + = [dB] for any modulation scheme and any number of layers, otherwise.

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3GPP TS 36.213 V10.4.0 (2011-12) 65 Release 10
The shift
offset
A is given by the parameter nomPDSCH-RS-EPRE-Offset which is configured by higher-layer
signalling.

Table 7.2.3-0: PDSCH transmission scheme assumed for CSI reference resource
Transmission mode Transmission scheme of PDSCH
1 Single-antenna port, port 0
2 Transmit diversity
3 Transmit diversity if the associated rank
indicator is 1, otherwise large delay
CDD
4 Closed-loop spatial multiplexing
5 Multi-user MIMO
6 Closed-loop spatial multiplexing with a
single transmission layer
7 If the number of PBCH antenna ports is
one, Single-antenna port, port 0;
otherwise Transmit diversity
8 If the UE is configured without PMI/RI
reporting: if the number of PBCH
antenna ports is one, single-antenna
port, port 0; otherwise transmit diversity

If the UE is configured with PMI/RI
reporting: closed-loop spatial
multiplexing

9 If the UE is configured without PMI/RI
reporting: if the number of PBCH
antenna ports is one, single-antenna
port, port 0; otherwise transmit diversity

If the UE is configured with PMI/RI
reporting: if the number of CSI-RS ports
is one, single-antenna port, port 7;
otherwise up to 8 layer transmission,
ports 7-14 (see subclause 7.1.5B)

Table 7.2.3-1: 4-bit CQI Table
CQI index modulation code rate x 1024 efficiency
0 out of range
1 QPSK 78 0.1523
2 QPSK 120 0.2344
3 QPSK 193 0.3770
4 QPSK 308 0.6016
5 QPSK 449 0.8770
6 QPSK 602 1.1758
7 16QAM 378 1.4766
8 16QAM 490 1.9141
9 16QAM 616 2.4063
10 64QAM 466 2.7305
11 64QAM 567 3.3223
12 64QAM 666 3.9023
13 64QAM 772 4.5234
14 64QAM 873 5.1152
15 64QAM 948 5.5547

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3GPP TS 36.213 V10.4.0 (2011-12) 66 Release 10
7.2.4 Precoding Matrix Indicator (PMI) definition
For transmission modes 4, 5 and 6, precoding feedback is used for channel dependent codebook based precoding and
relies on UEs reporting precoding matrix indicator (PMI). For transmission mode 8, the UE shall report PMI if
configured with PMI/RI reporting. For transmission mode 9, the UE shall report PMI if configured with PMI/RI
reporting and the number of CSI-RS ports is larger than 1. A UE shall report PMI based on the feedback modes
described in 7.2.1 and 7.2.2. For other transmission modes, PMI reporting is not supported.

For 2 and 4 antenna ports, each PMI value corresponds to a codebook index given in Table 6.3.4.2.3-1 or Table
6.3.4.2.3-2 of [3] as follows:
For 2 antenna ports { } 1 , 0 or {15,16} and an associated RI value of 1, a PMI value of { } 3 , 2 , 1 , 0 e n corresponds
to the codebook index n given in Table 6.3.4.2.3-1 of [3] with 1 = u .
For 2 antenna ports { } 1 , 0 or {15,16} and an associated RI value of 2, a PMI value of { } 1 , 0 e n corresponds to
the codebook index 1 + n given in Table 6.3.4.2.3-1 of [3] with 2 = u .
For 4 antenna ports { } 3 , 2 , 1 , 0 or {15,16,17,18}, a PMI value of { } 15 , , 1 , 0 e n corresponds to the codebook
index n given in Table 6.3.4.2.3-2 of [3] with u equal to the associated RI value.

For 8 antenna ports, each PMI value corresponds to a pair of codebook indices given in Table 7.2.4-1, 7.2.4-2, 7.2.4-3,
7.2.4-4, 7.2.4-5, 7.2.4-6, 7.2.4-7, or 7.2.4-8, where the quantities
n
and
m
v are given by
| |
T
32 6 32 4 32 2
2
1
m j m j m j
m
n j
n
e e e v
e
t t t
t
=
=

as follows:For 8 antenna ports { } 22 , 21 , 20 , 19 , 18 , 17 , 16 , 15 , a first PMI value of { } 1 ) ( , , 1 , 0
1
e u f n and a
second PMI value of { } 1 ) ( , , 1 , 0
2
e u g n corresponds to the codebook indices
1
n and
2
n given in Table
7.2.4-j with u equal to the associated RI value and where j = u , { } 1 , 4 , 4 , 4 , 4 , 4 , 16 , 16 ) ( = u f and
{ } 1 , 1 , 1 , 1 , 8 , 16 , 16 , 16 ) ( = u g .
In some cases codebook subsampling is supported. The sub-sampled codebook for PUCCH mode 1-1
submode 2 is defined in Table 7.2.2-1D for first and second precoding matrix indicator
1
i and
2
i . Joint
encoding of rank and first precoding matrix indicator
1
i for PUCCH mode 1-1 submode 1 is defined in Table
7.2.2-1E. The sub-sampled codebook for PUCCH mode 2-1 is defined in Table 7.2.2-1F for the second
2
i .

Table 7.2.4-1: Codebook for 1-layer CSI reporting using antenna ports 15 to 22.
1
i

2
i

0 1 2 3 4 5 6 7
0 15
) 1 (
0 , 2
1
i
W
) 1 (
1 , 2
1
i
W
) 1 (
2 , 2
1
i
W
) 1 (
3 , 2
1
i
W
) 1 (
0 , 1 2
1
+ i
W
) 1 (
1 , 1 2
1
+ i
W
) 1 (
2 , 1 2
1
+ i
W
) 1 (
3 , 1 2
1
+ i
W
1
i

2
i

8 9 10 11 12 13 14 15
0 - 15
) 1 (
0 , 2 2
1
+ i
W
) 1 (
1 , 2 2
1
+ i
W
) 1 (
2 , 2 2
1
+ i
W
) 1 (
3 , 2 2
1
+ i
W
) 1 (
0 , 3 2
1
+ i
W
) 1 (
1 , 3 2
1
+ i
W
) 1 (
2 , 3 2
1
+ i
W
) 1 (
3 , 3 2
1
+ i
W
where
(
=
m n
m
n m
v
v
W
8
1
) 1 (
,

1
i

2
i

0 1 2 3
0 15
) 2 (
0 , 2 , 2
1 1
i i
W
) 2 (
1 , 2 , 2
1 1
i i
W
) 2 (
0 , 1 2 , 1 2
1 1
+ + i i
W
) 2 (
1 , 1 2 , 1 2
1 1
+ + i i
W
1
i

2
i

4 5 6 7

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 67 Release 10
0 15
) 2 (
0 , 2 2 , 2 2
1 1
+ + i i
W
) 2 (
1 , 2 2 , 2 2
1 1
+ + i i
W
) 2 (
0 , 3 2 , 3 2
1 1
+ + i i
W
) 2 (
1 , 3 2 , 3 2
1 1
+ + i i
W
1
i

2
i

8 9 10 11
0 15
) 2 (
0 , 1 2 , 2
1 1
+ i i
W
) 2 (
1 , 1 2 , 2
1 1
+ i i
W
) 2 (
0 , 2 2 , 1 2
1 1
+ + i i
W
) 2 (
1 , 2 2 , 1 2
1 1
+ + i i
W
1
i

2
i

12 13 14 15
0 15
) 2 (
0 , 3 2 , 2
1 1
+ i i
W
) 2 (
1 , 3 2 , 2
1 1
+ i i
W
) 2 (
0 , 3 2 , 1 2
1 1
+ + i i
W
) 2 (
1 , 3 2 , 1 2
1 1
+ + i i
W
where
(
=
'
' ) 2 (
, ' ,
4
1
m n m n
m m
n m m
v v
v v
W

1
i

2
i

0 1 2 3
0 - 3
) 3 (
8 8 , 8 , 8
1 1 1
+ i i i
W
) 3 (
8 8 , 8 , 8 8
1 1 1
+ + i i i
W
) 3 (
8 8 , 8 8 , 8
1 1 1
~
+ + i i i
W
) 3 (
8 , 8 , 8 8
1 1 1
~
i i i
W
+

1
i

2
i

4 5 6 7
0 - 3
) 3 (
10 8 , 2 8 , 2 8
1 1 1
+ + + i i i
W
) 3 (
10 8 , 2 8 , 10 8
1 1 1
+ + + i i i
W
) 3 (
10 8 , 10 8 , 2 8
1 1 1
~
+ + + i i i
W
) 3 (
2 8 , 2 8 , 10 8
1 1 1
~
+ + + i i i
W
1
i

2
i

8 9 10 11
0 - 3
) 3 (
12 8 , 4 8 , 4 8
1 1 1
+ + + i i i
W
) 3 (
12 8 , 4 8 , 12 8
1 1 1
+ + + i i i
W
) 3 (
12 8 , 12 8 , 4 8
1 1 1
~
+ + + i i i
W
) 3 (
4 8 , 4 8 , 12 8
1 1 1
~
+ + + i i i
W
1
i

2
i

12 13 14 15
0 - 3
) 3 (
14 8 , 6 8 , 6 8
1 1 1
+ + + i i i
W
) 3 (
14 8 , 6 8 , 14 8
1 1 1
+ + + i i i
W
) 3 (
14 8 , 14 8 , 6 8
1 1 1
~
+ + + i i i
W
) 3 (
6 8 , 6 8 , 14 8
1 1 1
~
+ + + i i i
W
where
(
=
(

=
" '
" ' ) 3 (
" , ' ,
" '
" ' ) 3 (
" , ' ,
24
1 ~
,
24
1
m m m
m m m
m m m
m m m
m m m
m m m
v v v
v v v
W
v v v
v v v
W

1
i

2
i

0 1 2 3
0 - 3
) 4 (
0 , 8 8 , 8
1 1
+ i i
W
) 4 (
1 , 8 8 , 8
1 1
+ i i
W
) 4 (
0 , 10 8 , 2 8
1 1
+ + i i
W
) 4 (
1 , 10 8 , 2 8
1 1
+ + i i
W
1
i

2
i

4 5 6 7
0 - 3
) 4 (
0 , 12 8 , 4 8
1 1
+ + i i
W
) 4 (
1 , 12 8 , 4 8
1 1
+ + i i
W
) 4 (
0 , 14 8 , 6 8
1 1
+ + i i
W
) 4 (
1 , 14 8 , 6 8
1 1
+ + i i
W
where
(

=
' '
' ' ) 4 (
, ' ,
32
1
m n m n m n m n
m m m m
n m m
v v v v
v v v v
W

1
i

2
i

0

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 68 Release 10
0 - 3
(

=
+ + +
+ + +
16 2 8 2 8 2 2 2
16 2 8 2 8 2 2 2
) 5 (
1 1 1 1 1
1 1 1 1 1
1
40
1
i i i i i
i i i i i
i
v v v v v
v v v v v
W

1
i

2
i

0
0 - 3
(

=
+ + + +
+ + + +
16 2 16 2 8 2 8 2 2 2
16 2 16 2 8 2 8 2 2 2
) 6 (
1 1 1 1 1 1
1 1 1 1 1 1
1
48
1
i i i i i i
i i i i i i
i
v v v v v v
v v v v v v
W

1
i

2
i

0
0 - 3 (

=
+ + + + +
+ + + + +
24 2 16 2 16 2 8 2 8 2 2 2
24 2 16 2 16 2 8 2 8 2 2 2
) 7 (
1 1 1 1 1 1 1
1 1 1 1 1 1 1
1
56
1
i i i i i i i
i i i i i i i
i
v v v v v v v
v v v v v v v
W

1
i

2
i

0
0
(

=
+ + + + + +
+ + + + + +
24 2 24 2 16 2 16 2 8 2 8 2 2 2
24 2 24 2 16 2 16 2 8 2 8 2 2 2
) 8 (
1 1 1 1 1 1 1 1
1 1 1 1 1 1 1 1
1
8
1
i i i i i i i i
i i i i i i i i
i
v v v v v v v v
v v v v v v v v
W

7.2.5 Channel-State Information Reference Signal (CSI-RS) definition
The following parameters for CSI-RS are configured via higher layer signaling:
Number of CSI-RS ports. The allowable values and port mapping are given in Section 6.10.5 of [3].
CSI RS Configuration (see Table 6.10.5.2-1 and Table 6.10.5.2-2 in [3])
CSI RS subframe configuration
RS CSI
I . The allowable values are given in Section 6.10.5.3 of [3].
Subframe configuration period
RS - CSI
T . The allowable values are given in Section 6.10.5.3 of [3].
Subframe offset
RS - CSI
A . The allowable values are given in Section 6.10.5.3 of [3].
UE assumption on reference PDSCH transmitted power for CSI feedback
c
P .
c
P is the assumed ratio of
PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback and takes values in the range of [-8, 15] dB
with 1 dB step size, where the PDSCH EPRE corresponds to the symbols for which the ratio of the PDSCH
EPRE to the cell-specific RS EPRE is denoted by
A
, as specified in Table 5.2-2 and Table 5.2-3.

A UE should not expect the configuration of CSI-RS and/or zero-power CSI-RS and PMCH in the same subframe of a
serving cell.

7.3 UE procedure for reporting HARQ-ACK
For FDD with PUCCH format 1a/1b transmission, when both HARQ-ACK and SR are transmitted in the same sub-
frame, a UE shall transmit the HARQ-ACK on its assigned HARQ-ACK PUCCH format 1a/1b resource for a negative
SR transmission and transmit the HARQ-ACK on its assigned SR PUCCH resource for a positive SR transmission.
For FDD with PUCCH format 1b with channel selection, when both HARQ-ACK and SR are transmitted in the same
sub-frame a UE shall transmit the HARQ-ACK on its assigned HARQ-ACK PUCCH resource with channel selection as
defined in section 10.1.2.1.1 for a negative SR transmission and transmit the per serving cell spatially-bundled HARQ-
ACK on its assigned SR PUCCH resource for a positive SR transmission.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 69 Release 10
For FDD, when a PUCCH format 3 transmission of HARQ-ACK coincides with a sub-frame configured to the UE by
higher layers for transmission of a scheduling request, the UE shall multiplex HARQ-ACK and SR bits on HARQ-ACK
PUCCH resource as defined in section 5.2.3.1 in [4], unless the HARQ-ACK corresponds to a PDSCH transmission on
the primary cell only or a PDCCH indicating downlink SPS release on the primary cell only, in which case the SR shall
be transmitted as for FDD with PUCCH format 1a/1b.
For TDD, the UE shall upon detection of a PDSCH transmission or a PDCCH indicating downlink SPS release (defined
in section 9.2) within subframe(s) k n , where K k e and K is defined in Table 10.1.3.1-1 intended for the UE and
for which HARQ-ACK response shall be provided, transmit the HARQ-ACK response in UL subframe n.
For TDD, when PUCCH format 3 is configured for transmission of HARQ-ACK, for special subframe configurations 0
and 5 with normal downlink CP or configurations 0 and 4 with extended downlink CP in a serving cell, shown in table
4.2-1 [3], the special subframe of the serving cell is excluded from the HARQ-ACK codebook size determination. In
this case, if the serving cell is the primary cell, there is no PDCCH indicating downlink SPS release in the special
subframe.
For TDD UL-DL configurations 1-6 and one configured serving cell, if the UE is not configured with PUCCH format 3,
the value of the Downlink Assignment Index (DAI) in DCI format 0/4,
UL
DAI
V , detected by the UE according to Table
7.3-X in subframe ' k n , where ' k is defined in Table 7.3-Y, represents the total number of subframes with PDSCH
transmissions and with PDCCH indicating downlink SPS release to the corresponding UE within all the
subframe(s) k n , where K k e . The value
UL
DAI
V includes all PDSCH transmission with and without corresponding
PDCCH within all the subframe(s) k n . In case neither PDSCH transmission, nor PDCCH indicating the downlink
SPS resource release is intended to the UE, the UE can expect that the value of the DAI in DCI format 0/4,
UL
DAI
V , if
transmitted, is set to 4.
For TDD UL-DL configuration 1-6 and a UE configured with more than one serving cell, or for TDD UL-DL
configuration 1-6 and a UE configured with one serving cell and PUCCH format 3, a value
UL
DAI
W is determined by the
Downlink Assignment Index (DAI) in DCI format 0/4 according to Table 7.3-Z in subframe ' k n , where ' k is
defined in Table 7.3-Y. In case neither PDSCH transmission, nor PDCCH indicating the downlink SPS resource release
is intended to the UE, the UE can expect that the value of
UL
DAI
W is set to 4 by the DAI in DCI format 0/4 if transmitted.
For TDD UL-DL configurations 1-6, the value of the DAI in DCI format 1/1A/1B/1D/2/2A/2B/2C denotes the
accumulative number of PDCCH(s) with assigned PDSCH transmission(s) and PDCCH indicating downlink SPS
release up to the present subframe within subframe(s) k n of each configured serving cell, where K k e , and shall
be updated from subframe to subframe. Denote
DL
c DAI
V
,
as the value of the DAI in PDCCH with DCI format
1/1A/1B/1D/2/2A/2B/2C detected by the UE according to Table 7.3-X in subframe
m
k n in serving cell c , where
m
k is the smallest value in the set K (defined in Table 10.1.3.1-1) such that the UE detects a DCI format
1/1A/1B/1D/2/2A/2B/2C. When configured with one serving cell, the subscript of c in
DL
c DAI
V
,
can be omitted.
For all TDD UL-DL configurations, denote
c DAI
U
,
as the total number of PDCCH(s) with assigned PDSCH
transmission(s) and PDCCH indicating downlink SPS release detected by the UE within the subframe(s) k n in
serving cell c , where K k e . When configured with one serving cell, the subscript of c in
c DAI
U
,
can be omitted.
Denote
SPS
N , which can be zero or one, as the number of PDSCH transmissions without a corresponding PDCCH
within the subframe(s) k n , where K k e .
For TDD HARQ-ACK bundling or HARQ-ACK multiplexing and a subframe n with 1 = M , the UE shall generate
one or two HARQ-ACK bits by performing a logical AND operation per codeword across M DL subframes
associated with a single UL subframe, of all the corresponding
SPS DAI
N U + individual PDSCH transmission HARQ-
ACKs and individual ACK in response to received PDCCH indicating downlink SPS release, where M is the number
of elements in the set K defined in Table 10.1.3.1-1. The UE shall detect if at least one downlink assignment has been
missed, and for the case that the UE is transmitting on PUSCH the UE shall also determine the parameter
bundled
N . For
TDD UL-DL configuration 0,
bundled
N shall be 1 if the UE detects the PDSCH transmission with or without
corresponding PDCCH within the subframe k n , where K k e .

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 70 Release 10
- For the case that the UE is not transmitting on PUSCH in subframe n and TDD UL-DL configurations 1-6, if
0 >
DAI
U and ( ) 1 4 mod 1 + =
DAI
DL
DAI
U V , the UE detects that at least one downlink assignment has been
missed.
- For the case that the UE is transmitting on PUSCH and the PUSCH transmission is adjusted based on a detected
PDCCH with DCI format 0/4 intended for the UE and TDD UL-DL configurations 1-6, if
( ) 1 4 mod 1 + + =
SPS DAI
UL
DAI
N U V the UE detects that at least one downlink assignment has been missed
and the UE shall generate NACK for all codewords where
bundled
N is determined by the UE as
2
bundled
+ =
UL
DAI
V N . If the UE does not detect any downlink assignment missing,
bundled
N is determined by
the UE as
UL
DAI
V N =
bundled
. UE shall not transmit HARQ-ACK if 0 = +
SPS DAI
N U and 4 =
UL
DAI
V .
- For the case that the UE is transmitting on PUSCH, and the PUSCH transmission is not based on a detected
PDCCH with DCI format 0/4 intended for the UE and TDD UL-DL configurations 1-6, if 0 >
DAI
U and
( ) 1 4 mod 1 + =
DAI
DL
DAI
U V , the UE detects that at least one downlink assignment has been missed and the
UE shall generate NACK for all codewords. The UE determines ) (
bundled SPS DAI
N U N + = as the number of
assigned subframes. The UE shall not transmit HARQ-ACK if 0 = +
SPS DAI
N U .
For TDD, when PUCCH format 3 is configured for transmission of HARQ-ACK, the HARQ-ACK feedback bits
ACK
O c
ACK
c
ACK
c ACK
c
o o o
1 ,
1 , 0 ,
,...,
for the c-th serving cell configured by RRC are constructed as follows, where c0,
DL
c
ACK
c
B O = if transmission mode configured in the c-th serving cell supports one transport block or spatial HARQ-
ACK bundling is applied and
DL
c
ACK
c
B O 2 = otherwise, where
DL
c
B is the number of downlink subframes for which
the UE needs to feedback HARQ-ACK bits for the c-th serving cell.
- For the case that the UE is transmitting on PUCCH, M B
DL
c
= where M is the number of elements in the set
K defined in Table 10.1.3.1-1 associated with subframe n and the set K does not include a special subframe
of configurations 0 and 5 with normal downlink CP or of configurations 0 and 4 with extended downlink CP;
otherwise 1 = M B
DL
c
.
- For TDD UL-DL configuration 0 or for a PUSCH transmission not adjusted based on a detected PDCCH with
DCI format 0/4, the UE shall assume M B
DL
c
= where M is the number of elements in the set K defined in
Table 10.1.3.1-1 associated with subframe n and the set K does not include a special subframe of
configurations 0 and 5 with normal downlink CP or of configurations 0 and 4 with extended downlink CP;
otherwise 1 = M B
DL
c
. The UE shall not transmit HARQ-ACK on PUSCH if the UE does not receive
PDSCH or PDCCH indicating downlink SPS release in subframe(s) k n , where K k e .
- For TDD UL-DL configurations {1, 2, 3, 4, 6} and a PUSCH transmission adjusted based on a detected PDCCH
with DCI format 0/4, the UE shall assume
UL
DAI
DL
c
W B = . The UE shall not transmit HARQ-ACK on PUSCH if
the UE does not receive PDSCH or PDCCH indicating downlink SPS release in subframe(s) k n where K k e
and 4 =
UL
DAI
W .
- For TDD UL-DL configurations 5 and a PUSCH transmission adjusted based on a detected PDCCH with DCI
format 0/4, the UE shall assume
( )
4 / 4
DL UL UL
c DAI DAI
B W U W
(
= +
(
, where U denotes the maximum value of
c
U among all the configured serving cells,
c
U is the total number of received PDSCHs and PDCCH indicating
downlink SPS release in subframe(s) k n on the c-th serving cell, K k e . The UE shall not transmit HARQ-
ACK on PUSCH if the UE does not receive PDSCH or PDCCH indicating downlink SPS release in
subframe(s) k n where K k e and 4 =
UL
DAI
W .
The HARQ-ACK for a PDSCH transmission with a corresponding PDCCH or for a PDCCH indicating downlink SPS
release in subframe k n is associated with
ACK
k DAI c
o
1 ) ( ,
if transmission mode configured in the c-th serving cell

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 71 Release 10
supports one transport block or spatial HARQ-ACK bundling is applied, or associated with
ACK
k DAI c
o
2 ) ( 2 ,
and
ACK
k DAI c
o
1 ) ( 2 ,
otherwise, where DAI(k) is the value of DAI in DCI format 1A/1B/1D/1/2/2A/2B/2C detected in
subframe k n ,
ACK
k DAI c
o
2 ) ( 2 ,
and
ACK
k DAI c
o
1 ) ( 2 ,
are the HARQ-ACK feedback for codeword 0 and codeword 1,
respectively. For the case with 0 >
SPS
N , the HARQ-ACK associated with a PDSCH transmission without a
corresponding PDCCH is mapped to
ACK
O c
ACK
c
o
1 ,
The HARQ-ACK feedback bits without any detected PDSCH
transmission or without detected PDCCH indicating downlink SPS release are set to NACK.
For TDD when format 1b with channel selection is configured for transmission of HARQ-ACK and for 2 configured
serving cells, the HARQ-ACK feedback bits
ACK
O
ACK ACK
ACK
o o o
1
1 0
,...,
on PUSCH are constructed as follows.

- For TDD UL-DL configuration 0,
ACK
j
o = HARQ-ACK(j), 1 0 s s A j as defined in section 10.1.3.2.1. The
UE shall not transmit HARQ-ACK on PUSCH if the UE does not receive PDSCH or PDCCH indicating
downlink SPS release in subframe(s) k n where K k e .
with DCI format 0/4 with
UL
DAI
W =1 or 2,
ACK
j
o is determined as if PUCCH format 3 is configured for
transmission of HARQ-ACK, except that spatial HARQ-ACK bundling across multiple codewords within a DL
subframe is performed for all serving cells configured with a downlink transmission mode that supports up to
two transport blocks in case
UL
DAI
W =2.
with DCI format 0/4 with
UL
DAI
W =3 or 4, ) ( j o o
ACK
j
= , 3 0 s s j as defined in Table 10.1.3.2-5 or in Table
10.1.3.2-6 respectively, where the value of M is replaced by
UL
DAI
W . The UE shall not transmit HARQ-ACK on
PUSCH if the UE does not receive PDSCH or PDCCH indicating downlink SPS release in subframe(s) k n
where K k e and 4 =
UL
DAI
W .
- For TDD UL-DL configurations {1, 2, 3, 4, 6} and a PUSCH transmission not adjusted based on a detected
PDCCH with DCI format 0/4 and a subframe n with M =1 or 2,
ACK
j
o = HARQ-ACK(j), 1 0 s s A j as
defined in section 10.1.3.2.1. The UE shall not transmit HARQ-ACK on PUSCH if the UE does not receive
PDSCH or PDCCH indicating downlink SPS release in subframe(s) k n where K k e .
- For TDD UL-DL configurations {1, 2, 3, 4, 6} and a PUSCH transmission not adjusted based on a detected
PDCCH with DCI format 0/4 and a subframe n with M =3 or 4, ) ( j o o
ACK
j
= , 3 0 s s j as defined in Table
10.1.3.2-5 or in Table 10.1.3.2-6 respectively. The UE shall not transmit HARQ-ACK on PUSCH if the UE does
not receive PDSCH or PDCCH indicating downlink SPS release in subframe(s) k n where K k e .
For TDD HARQ-ACK bundling, when the UE is configured by transmission mode 3, 4, 8 or 9 defined in Section 7.1
and HARQ-ACK bits are transmitted on PUSCH, the UE shall always generate 2 HARQ-ACK bits assuming both
codeword 0 and 1 are enabled. For the case that the UE detects only the PDSCH transmission associated with codeword
0 within the bundled subframes, the UE shall generate NACK for codeword 1.

Table 7.3-X: Value of Downlink Assignment Index
DAI
MSB, LSB
UL
DAI
V or
DL
DAI
V
Number of subframes with PDSCH
transmission and with PDCCH
indicating DL SPS release
0,0 1 1 or 5 or 9
0,1 2 2 or 6
1,0 3 3 or 7
1,1 4 0 or 4 or 8

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 72 Release 10
Table 7.3-Y: Uplink association index k for TDD
TDD UL/DL
Configuration
subframe number n
0 1 2 3 4 5 6 7 8 9
1 6 4 6 4
2 4 4
3 4 4 4
4 4 4
5 4
6 7 7 5 7 7

Table 7.3-Z: Value of
UL
DAI
W determined by the DAI field in DCI format 0/4
DAI
MSB, LSB
UL
DAI
W
0,0 1
0,1 2
1,0 3
1,1 4

For TDD HARQ-ACK multiplexing and a subframe n with 1 > M , spatial HARQ-ACK bundling across multiple
codewords within a DL subframe is performed by a logical AND operation of all the corresponding individual HARQ-
ACKs. In case the UE is transmitting on PUSCH, the UE shall determine the number of HARQ-ACK feedback bits
ACK
O and the HARQ-ACK feedback bits
ACK
n
o , 1 , , 0 =
ACK
O n to be transmitted in subframe n.
- If the PUSCH transmission is adjusted based on a detected PDCCH with DCI format 0/4 intended for the UE,
then
UL
DAI
ACK
V O = unless 4 =
UL
DAI
V and 0 = +
SPS DAI
N U in which case the UE shall not transmit
HARQ-ACK. The spatially bundled HARQ-ACK for a PDSCH transmission with a corresponding PDCCH or
for a PDCCH indicating downlink SPS release in subframe k n is associated with
ACK
k DAI
o
1 ) (
where DAI(k) is
the value of DAI in DCI format 1A/1B/1D/1/2/2A/2B/2C detected in subframe k n . For the case with
0 >
SPS
N , the HARQ-ACK associated with a PDSCH transmission without a corresponding PDCCH is
mapped to
ACK
O
ACK
o
1
. The HARQ-ACK feedback bits without any detected PDSCH transmission or without
detected PDCCH indicating downlink SPS release are set to NACK.
- If the PUSCH transmission is not adjusted based on a detected PDCCH with DCI format 0/4 intended for the
UE, M O
ACK
= , and
ACK
i
o is associated with the spatially bundled HARQ-ACK for DL subframe
i
k n ,
where K k
i
e . The HARQ-ACK feedback bits without any detected PDSCH transmission or without detected
PDCCH indicating downlink SPS release are set to NACK. The UE shall not transmit HARQ-ACK if
0 = +
SPS DAI
N U .
For TDD when a PUCCH format 3 transmission of HARQ-ACK coincides with a sub-frame configured to the UE by
higher layers for transmission of a scheduling request, the UE shall multiplex HARQ-ACK and SR bits on HARQ-ACK
PUCCH resource as defined in section 5.2.3.1 in [4], unless the HARQ-ACK corresponds to one of the following cases
- a single PDSCH transmission only on the primary cell indicated by the detection of a corresponding PDCCH in
subframe
m
k n , where K k
m
e with the DAI value in the PDCCH equal to 1 (defined in Table 7.3-X), or a
PDCCH indicating downlink SPS release (defined in section 9.2) in subframe
m
k n , where K k
m
e with the
DAI value in the PDCCH equal to 1, or

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 73 Release 10
- a single PDSCH transmission only on the primary cell where there is not a corresponding PDCCH detected
within subframe(s) k n , where K k e and no PDCCH indicating downlink SPS release (defined in section
9.2) within subframe(s) k n , where K k e , or
- a PDSCH transmission only on the primary cell where there is not a corresponding PDCCH detected within
subframe(s) k n , where K k e and an additional PDSCH transmission only on the primary cell indicated by
the detection of a corresponding PDCCH in subframe
m
k n
, where
K k
m
e
with the DAI value in the
PDCCH equal to 1 (defined in Table 7.3-X) or a PDCCH indicating downlink SPS release (defined in section
9.2) in the subframe
m
k n
, where
K k
m
e
with the DAI value in the PDCCH equal to 1,
in which case the UE shall transmit the HARQ-ACK and scheduling request according to the procedure for PUCCH
format 1b with channel selection in TDD.
For TDD when the UE is configured with HARQ-ACK bundling, HARQ-ACK multiplexing or PUCCH format 1b with
channel selection, and when both HARQ-ACK and SR are transmitted in the same sub-frame, a UE shall transmit the
bundled HARQ-ACK or the multiple HARQ-ACK responses (according to section 10.1) on its assigned HARQ-ACK
PUCCH resources for a negative SR transmission. For a positive SR, the UE shall transmit
) 1 ( ), 0 ( b b
on its assigned
SR PUCCH resource using PUCCH format 1b according to section 5.4.1 in [3]. The value of
) 1 ( ), 0 ( b b
are generated
according to Table 7.3-1 from the
=
+
1
0
,
DL
cells
N
c
c DAI SPS
U N HARQ-ACK responses including ACK in response to
PDCCH indicating downlink SPS release by spatial HARQ-ACK bundling across multiple codewords within each
PDSCH transmission for all serving cells
DL
cells
N . For TDD UL-DL configurations 1-6, if 0
1
0
,
>
=
DL
cells
N
c
c DAI
U and
( ) 1 4 mod 1
, ,
+ =
c DAI
DL
c DAI
U V for a serving cell c, the UE detects that at least one downlink assignment has been
missed.

Table 7.3-1: Mapping between multiple HARQ-ACK responses and
) 1 ( ), 0 ( b b

Number of ACK among multiple (
=
+
1
0
,
DL
cells
N
c
c DAI SPS
U N )
HARQ-ACK responses
) 1 ( ), 0 ( b b

0 or None (UE detect at least one DL assignment is missed) 0, 0
1 1, 1
2 1, 0
3 0, 1
4 1, 1
5 1, 0
6 0, 1
7 1, 1
8 1, 0
9 0, 1

For TDD when both HARQ-ACK and CSI are configured to be transmitted in the same sub-frame on the PUCCH, if the
UE is configured with HARQ-ACK bundling, HARQ-ACK multiplexing or PUCCH format 1b with channel selection,
and if the UE receives PDSCH and/or PDCCH indicating downlink SPS only on the primary cell within subframe(s)
k n , where K k e , a UE shall transmit the CSI and
) 1 ( ), 0 ( b b
using PUCCH format 2b for normal CP or PUCCH
format 2 for extended CP, according to section 5.2.3.4 in [4] with
1 0
, a a ' ' ' ' replaced by
) 1 ( ), 0 ( b b
. The value of
) 1 ( ), 0 ( b b are generated according to Table 7.3-1 from the
=
+
1
0
,
DL
cells
N
c
c DAI SPS
U N HARQ-ACK responses including
ACK in response to PDCCH indicating downlink SPS release by spatial HARQ-ACK bundling across multiple
codewords within each PDSCH transmission for all serving cells
DL
cells
N . For TDD UL-DL configurations 1-6, if

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0
1
0
,
>
=
DL
cells
N
c
c DAI
U and ( ) 1 4 mod 1
, ,
+ =
c DAI
DL
c DAI
U V for a serving cell c, the UE detects that at least one downlink
assignment has been missed.
For TDD when both HARQ-ACK and CSI are configured to be transmitted in the same sub-frame and the UE is
configured with PUCCH format 1b with channel selection and receives at least one PDSCH on the secondary cell
within subframe(s) k n , where K k e , the UE shall drop the CSI and transmit HARQ-ACK according to section
10.1.3.
For TDD when both HARQ-ACK and CSI are configured to be transmitted in the same sub-frame and a UE configured
with PUCCH format 3, if the UE receives
- a single PDSCH transmission only on the primary cell indicated by the detection of a corresponding PDCCH in
subframe
m
k n
, where
K k
m
e
with the DAI value in the PDCCH equal to 1 (defined in Table 7.3-X), or a
PDCCH indicating downlink SPS release (defined in section 9.2) in subframe
m
k n
, where K k
m
e with the
DAI value in the PDCCH equal to 1, or
- a single PDSCH transmission only on the primary cell where there is not a corresponding PDCCH detected
9.2) within subframe(s) k n , where K k e ,
the UE shall transmit the CSI and HARQ-ACK using PUCCH format 2/2a/2b according to section 5.2.3.4 in [4];
otherwise, the UE shall drop the CSI and transmit the HARQ-ACK according to section 10.1.3.
When only a positive SR is transmitted a UE shall use PUCCH Format 1 for the SR resource as defined in section 5.4.1
in [3].

8 Physical uplink shared channel related procedures
For FDD and transmission mode 1, there shall be 8 uplink HARQ processes per serving cell for non-subframe bundling
operation, i.e. normal HARQ operation, and 4 uplink HARQ processes for subframe bundling operation. For FDD and
transmission mode 2, there shall be 16 uplink HARQ processes per serving cell for non-subframe bundling operation
and there are two HARQ processes associated with a given subframe as described in [8]. The subframe bundling
operation is configured by the parameter ttiBundling provided by higher layers.
In case higher layers configure the use of subframe bundling for FDD and TDD, the subframe bundling operation is
only applied to UL-SCH, such that four consecutive uplink subframes are used.
8.0 UE procedure for transmitting the physical uplink shared
channel
For FDD and normal HARQ operation, the UE shall upon detection on a given serving cell of a PDCCH with DCI
format 0/4 and/or a PHICH transmission in subframe n intended for the UE, adjust the corresponding PUSCH
transmission in subframe n+4 according to the PDCCH and PHICH information.
For normal HARQ operation, if the UE detects a PHICH transmission and if the most recent PUSCH transmission for
the same transport block was using spatial multiplexing according to section 8.0.2 and the UE does not detect a PDCCH
with DCI format 4 in subframe n intended for the UE, the UE shall adjust the corresponding PUSCH retransmission in
the associated subframe according to the PHICH information, and using the number of transmission layers and
precoding matrix according to the most recent PDCCH, if the number of negatively acknowledged transport blocks is
equal to the number of transport blocks indicated in the most recent PDCCH associated with the corresponding PUSCH.
For normal HARQ operation, if the UE detects a PHICH transmission and if the most recent PUSCH transmission for
the same transport block was using spatial multiplexing according to section 8.0.2 and the UE does not detect a PDCCH
with DCI format 4 in subframe n intended for the UE, and if the number of negatively acknowledged transport blocks is
not equal to the number of transport blocks indicated in the most recent PDCCH associated with the corresponding
PUSCH then the UE shall adjust the corresponding PUSCH retransmission in the associated subframe according to the

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PHICH information, using the precoding matrix with codebook index 0 and the number of transmission layers equal to
number of layers corresponding to the negatively acknowledged transport block from the most recent PDCCH. In this
case, the UL DMRS resources are calculated according to the cyclic shift field for DMRS [3] in the most recent
PDCCH with DCI format 4 associated with the corresponding PUSCH transmission and number of layers
corresponding to the negatively acknowledged transport block.
If a UE is configured with the carrier indicator field for a given serving cell, the UE shall use the carrier indicator field
value from the detected PDCCH with uplink DCI format to determine the serving cell for the corresponding PUSCH
transmission.
For FDD and normal HARQ operation, if a PDCCH with CSI request field set to trigger an aperiodic CSI report, as
described in section 7.2.1, is detected by a UE on subframe n, then on subframe n+4 UCI is mapped on the
corresponding PUSCH transmission, when simultaneous PUSCH and PUCCH transmission is not configured for the
UE.

For TDD and normal HARQ operation, if a PDCCH with CSI request field set to trigger an aperiodic CSI report, as
described in section 7.2.1, is detected by a UE on subframe n, then on subframe n+k UCI is mapped on the
corresponding PUSCH transmission where k is given by Table 8-2, when simultaneous PUSCH and PUCCH
transmission is not configured for the UE.

For FDD and subframe bundling operation, the UE shall upon detection of a PDCCH with DCI format 0 in subframe n
intended for the UE, and/or a PHICH transmission in subframe n-5 intended for the UE, adjust the corresponding first
PUSCH transmission in the bundle in subframe n+4 according to the PDCCH and PHICH information.
For FDD and TDD, the NDI as signalled on PDCCH, the RV as determined in section 8.6.1, and the TBS as determined
in section 8.6.2, shall be delivered to higher layers.
For TDD and transmission mode 1, the number of HARQ processes per serving cell shall be determined by the DL/UL
configuration (Table 4.2-2 of [3]), as indicated in Table 8-1. For TDD and transmission mode 2, the number of HARQ
processes per serving cell for non-subframe bundling operation shall be twice the number determined by the DL/UL
configuration (Table 4.2-2 of [3]) as indicated in Table 8-1 and there are two HARQ processes associated with a given
subframe as described in [8].
Table 8-1: Number of synchronous UL HARQ processes for TDD
TDD UL/DL
configuration
Number of HARQ processes for
normal HARQ operation
Number of HARQ processes for
subframe bundling operation
0 7 3
1 4 2
2 2 N/A
3 3 N/A
4 2 N/A
5 1 N/A
6 6 3

For TDD UL/DL configurations 1-6 and normal HARQ operation, the UE shall upon detection of a PDCCH with uplink
DCI format and/or a PHICH transmission in subframe n intended for the UE, adjust the corresponding PUSCH
transmission in subframe n+k, with k given in Table 8-2, according to the PDCCH and PHICH information.
For TDD UL/DL configuration 0 and normal HARQ operation the UE shall upon detection of a PDCCH with uplink
DCI format and/or a PHICH transmission in subframe n intended for the UE, adjust the corresponding PUSCH
transmission in subframe n+k if the MSB of the UL index in the PDCCH with uplink DCI format is set to 1 or PHICH
is received in subframe n=0 or 5 in the resource corresponding to 0
PHICH
I = , as defined in Section 9.1.2, with k given
in Table 8-2. If, for TDD UL/DL configuration 0 and normal HARQ operation, the LSB of the UL index in the DCI
format 0/4 is set to 1 in subframe n or a PHICH is received in subframe n=0 or 5 in the resource corresponding to
1
PHICH
I = , as defined in Section 9.1.2, or PHICH is received in subframe n=1 or 6, the UE shall adjust the
corresponding PUSCH transmission in subframe n+7. If, for TDD UL/DL configuration 0, both the MSB and LSB of
the UL index in the PDCCH with uplink DCI format are set in subframe n, the UE shall adjust the corresponding
PUSCH transmission in both subframes n+ k and n+7, with k given in Table 8-2
For TDD UL/DL configurations 1 and 6 and subframe bundling operation, the UE shall upon detection of a PDCCH
with DCI format 0 in subframe n intended for the UE, and/or a PHICH transmission intended for the UE in subframe n-l

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with l given in Table 8-2a, adjust the corresponding first PUSCH transmission in the bundle in subframe n+k, with k
given in Table 8-2, according to the PDCCH and PHICH information.
For TDD UL/DL configuration 0 and subframe bundling operation, the UE shall upon detection of a PDCCH with DCI
format 0 in subframe n intended for the UE, and/or a PHICH transmission intended for the UE in subframe n-l with l
given in Table 8-2a, adjust the corresponding first PUSCH transmission in the bundle in subframe n+k, if the MSB of
the UL index in the DCI format 0 is set to 1 or if 0
PHICH
I = , as defined in Section 9.1.2, with k given in Table 8-2,
according to the PDCCH and PHICH information. If, for TDD UL/DL configuration 0 and subframe bundling
operation, the LSB of the UL index in the PDCCH with DCI format 0 is set to 1 in subframe n or if 1
PHICH
I = , as
defined in Section 9.1.2, the UE shall adjust the corresponding first PUSCH transmission in the bundle in subframe
n+7, according to the PDCCH and PHICH information.

Table 8-2 k for TDD configurations 0-6
TDD UL/DL
Configuration
subframe number n
0 1 2 3 4 5 6 7 8 9
0 4 6 4 6
1 6 4 6 4
2 4 4
3 4 4 4
4 4 4
5 4
6 7 7 7 7 5

Table 8-2a l for TDD configurations 0, 1 and 6
TDD UL/DL
Configuration
subframe number n
0 1 2 3 4 5 6 7 8 9
0 9 6 9 6
1 2 3 2 3
6 5 5 6 6 8

A UE is semi-statically configured via higher layer signalling to transmit PUSCH transmissions signalled via PDCCH
according to one of two uplink transmission modes, denoted mode 1 - 2 as defined in Table 8-3.If a UE is configured by
higher layers to decode PDCCHs with the CRC scrambled by the C-RNTI, the UE shall decode the PDCCH according
to the combination defined in Table 8-3 and transmit the corresponding PUSCH. The scrambling initialization of this
PUSCH corresponding to these PDCCHs and the PUSCH retransmission for the same transport block is by C-RNTI.
Transmission mode 1 is the default uplink transmission mode for a UE until the UE is assigned an uplink transmission
mode by higher layer signalling.
When a UE configured in transmission mode 2 receives a DCI Format 0 uplink scheduling grant, it shall assume that the
PUSCH transmission is associated with transport block 1 and that transport block 2 is disabled.

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Table 8-3: PDCCH and PUSCH configured by C-RNTI
Transmission
mode
DCI format Search Space Transmission scheme of PUSCH
Mode 1 DCI format 0 Common and
subclause 8.0.1)

subclause 8.0.1)
DCI format 4 UE specific by C-RNTI Closed-loop spatial multiplexing (see
subclause 8.0.2)

If a UE is configured by higher layers to decode PDCCHs with the CRC scrambled by the C-RNTI and is also
configured to receive random access procedures initiated by PDCCH orders, the UE shall decode the PDCCH according
to the combination defined in Table 8-4.
Table 8-4: PDCCH configured as PDCCH order to initiate random access procedure
DCI format Search Space
DCI format 1A Common and

If a UE is configured by higher layers to decode PDCCHs with the CRC scrambled by the SPS C-RNTI, the UE shall
decode the PDCCH according to the combination defined in Table 8-5 and transmit the corresponding PUSCH. The
scrambling initialization of this PUSCH corresponding to these PDCCHs and PUSCH retransmission for the same
transport block is by SPS C-RNTI. The scrambling initialization of initial transmission of this PUSCH without a
corresponding PDCCH and the PUSCH retransmission for the same transport block is by SPS C-RNTI.
Table 8-5: PDCCH and PUSCH configured by SPS C-RNTI
Transmission
mode
DCI format Search Space Transmission scheme of PUSCH
subclause 8.0.1)

subclause 8.0.1)

If a UE is configured by higher layers to decode PDCCHs with the CRC scrambled by the Temporary C-RNTI
regardless of whether UE is configured or not configured to decode PDCCHs with the CRC scrambled by the C-RNTI,
the UE shall decode the PDCCH according to the combination defined in Table 8-6 and transmit the corresponding
PUSCH. The scrambling initialization of PUSCH corresponding to these PDCCH is by Temporary C-RNTI.
If a Temporary C-RNTI is set by higher layers, the scrambling of PUSCH corresponding to the Random Access
Response Grant in Section 6.2 and the PUSCH retransmission for the same transport block is by Temporary C-RNTI.
Else, the scrambling of PUSCH corresponding to the Random Access Response Grant in Section 6.2 and the PUSCH
retransmission for the same transport block is by C-RNTI.
Table 8-6: PDCCH configured by Temporary C-RNTI
DCI format 0 Common

If a UE is configured by higher layers to decode PDCCHs with the CRC scrambled by the TPC-PUCCH-RNTI, the UE
shall decode the PDCCH according to the combination defined in table 8-7. The notation 3/3A implies that the UE shall
receive either DCI format 3 or DCI format 3A depending on the configuration.

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Table 8-7: PDCCH configured by TPC-PUCCH-RNTI
DCI format 3/3A Common

If a UE is configured by higher layers to decode PDCCHs with the CRC scrambled by the TPC-PUSCH-RNTI, the UE
shall decode the PDCCH according to the combination defined in table 8.8. The notation 3/3A implies that the UE shall
receive either DCI format 3 or DCI format 3A depending on the configuration.
Table 8-8: PDCCH configured by TPC-PUSCH-RNTI
DCI format 3/3A Common

8.0.1 Single-antenna port scheme
For the single-antenna port transmission schemes (port 10) of the PUSCH, the UE transmission on the PUSCH is
performed according to Section 5.3.2A.1 of [3].
8.0.2 Closed-loop spatial multiplexing scheme
For the closed-loop spatial multiplexing transmission scheme of the PUSCH, the UE transmission on the PUSCH is
performed according to the applicable number of transmission layers as defined in Section 5.3.2A.2 of [3].
8.1 Resource Allocation for PDCCH with uplink DCI Format
Two resource allocation schemes Type 0 and Type 1 are supported for PDCCH with uplink DCI format.
If the resource allocation type bit is not present in the uplink DCI format, only resource allocation type 0 is supported.
If the resource allocation type bit is present in the uplink DCI format, the selected resource allocation type for a decoded
PDCCH is indicated by a resource allocation type bit where type 0 is indicated by 0 value and type 1 is indicated
otherwise. The UE shall interpret the resource allocation field depending on the resource allocation type bit in the
uplink PDCCH DCI format detected.
8.1.1 Uplink Resource allocation type 0
The resource allocation information for uplink resource allocation type 0 indicates to a scheduled UE a set of
contiguously allocated virtual resource block indices denoted by
VRB
n . A resource allocation field in the scheduling
grant consists of a resource indication value (RIV) corresponding to a starting resource block (
START
RB ) and a length in
terms of contiguously allocated resource blocks (
CRBs
L > 1). The resource indication value is defined by
if

2 / ) 1 (
UL
RB CRBs
N L s then
START CRBs
UL
RB
) 1 ( RB L N RIV + =
else
) 1 ( ) 1 (
START
UL
RB CRBs
UL
RB
UL
RB
RB N L N N RIV + + =
8.1.2 Uplink Resource allocation type 1
The resource allocation information for uplink resource allocation type 1 indicates to a scheduled UE two sets of
resource blocks with each set including one or more consecutive resource block groups of size P as given in table

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7.1.6.1-1 assuming
UL
RB
N as the system bandwidth. A combinatorial index r consists of
(
(
(
(
(
|
|
.
|
\
|
|
|
.
|
\
|
+
4
1 /
log
2
P N
UL
RB
bits.
The bits from the resource allocation field in the scheduling grant represent r unless the number of bits in the resource
allocation field in the scheduling grant is
- smaller than required to fully represent r, in which case the bits in the resource allocation field in the scheduling
grant occupy the LSBs of r and the value of the remaining bits of r shall be assumed to be 0; or
- larger than required to fully represent r, in which case r occupies the LSBs of the resource allocation field in the
scheduling grant.
The combinatorial index r corresponds to a starting and ending RBG index of resource block set 1,
0
s and 1
1
s , and
resource block set 2,
2
s and 1
3
s respectively, where r is given by equation
1
0
M
i
i
N s
r
M i
defined in section 7.2.1

with M=4 and
(
1 /
UL
RB
+ = P N N . Section 7.2.1 also defines ordering properties and range of values that
i
s (RBG
indices) map to. Only a single RBG is allocated for a set at the starting RBG index if the corresponding ending RBG
index equals the starting RBG index.
8.2 UE sounding procedure
A UE shall transmit Sounding Reference Symbol (SRS) on per serving cell SRS resources based on two trigger types:
- trigger type 0: higher layer signalling
- trigger type 1: DCI formats 0/4/1A for FDD and TDD and DCI formats 2B/2C for TDD.
In case both trigger type 0 and trigger type 1 SRS transmissions would occur in the same subframe in the same serving
cell, the UE shall only transmit the trigger type 1 SRS transmission.
A UE may be configured with SRS parameters for trigger type 0 and trigger type 1 on each serving cell. The following
SRS parameters are serving cell specific and semi-statically configurable by higher layers for trigger type 0 and for
trigger type 1.
- Transmission comb
TC
k , as defined in Section 5.5.3.2 of [3] for trigger type 0 and each configuration of
trigger type 1
- Starting physical resource block assignment
RRC
n , as defined in Section 5.5.3.2 of [3] for trigger type 0 and
each configuration of trigger type 1
- duration: single or indefinite (until disabled), as defined in [11] for trigger type 0
- srs-ConfigIndex I
SRS
for SRS periodicity
SRS
T and SRS subframe offset
offset
T , as defined in Table 8.2-1 and
Table 8.2-2 for trigger type 0 and SRS periodicity
SRS,1
T and SRS subframe offset
1 , offset
T , as defined in Table
8.2-4 and Table 8.2-5 trigger type 1
- SRS bandwidth
SRS
B , as defined in Section 5.5.3.2 of [3] for trigger type 0 and each configuration of trigger
type 1
- Frequency hopping bandwidth,
hop
b , as defined in Section 5.5.3.2 of [3] for trigger type 0
- Cyclic shift
cs
SRS
n , as defined in Section 5.5.3.1 of [3] for trigger type 0 and each configuration of trigger type
1
- Number of antenna ports
p
N for trigger type 0 and each configuration of trigger type 1

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For trigger type 1 and DCI format 4 three sets of SRS parameters, srs-ConfigApDCI-Format4, are configured by higher
layer signalling. The 2-bit SRS request field [4] in DCI format 4 indicates the SRS parameter set given in Table 8.1-1.
For trigger type 1 and DCI format 0, a single set of SRS parameters, srs-ConfigApDCI-Format0, is configured by
higher layer signalling. For trigger type 1 and DCI formats 1A/2B/2C, a single common set of SRS parameters, srs-
ConfigApDCI-Format1a2b2c, is configured by higher layer signalling. The SRS request field is 1 bit [4] for DCI
formats 0/1A/2B/2C, with a type 1 SRS triggered if the value of the SRS request field is set to 1. A 1-bit SRS request
field shall be included in DCI formats 0/1A for frame structure type 1 and 0/1A/2B/2C for frame structure type 2 if the
UE is configured with SRS parameters for DCI formats 0/1A/2B/2C by higher-layer signalling.
Table 8.1-1: SRS request value for trigger type 1 in DCI format 4
Value of SRS request field Description
00 No type 1 SRS trigger
01
The 1
st
SRS parameter set
configured by higher layers
10
The 2
nd
SRS parameter set
11
The 3
rd
SRS parameter set

The serving cell specific SRS transmission bandwidths
SRS
C are configured by higher layers. The allowable values are
given in Section 5.5.3.2 of [3].
The serving cell specific SRS transmission sub-frames are configured by higher layers. The allowable values are given
in Section 5.5.3.3 of [3].
When antenna selection is enabled for a given serving cell for a UE that supports transmit antenna selection, the index
( )
SRS
n a , of the UE antenna that transmits the SRS at time n
SRS
is given by
( ) 2 mod
SRS SRS
n n a = , for both partial and full sounding bandwidth, and when frequency hopping is disabled (i.e.,
SRS hop
B b > ),

( )

odd is when 2 mod
even is when 2 mod / 2 /
) (
+ +
=
K n
K K n n n
n a
SRS
SRS SRS SRS
SRS
|
,
otherwise 0
0 4 mod where 1
=
=
K
|
when frequency hopping is enabled (i.e.,
SRS hop
B b < ),
where values B
SRS
, b
hop
, N
b
, and n
SRS
are given in Section 5.5.3.2 of [3], and
[
=
=
SRS
hop
B
b b
b
N K
'
'
(where 1 =
hop
b
N
regardless of the
b
N value), except when a single SRS transmission is configured for the UE. If a UE is configured
with more than one serving cell, the UE is not expected to transmit SRS on different antenna ports simultaneously.

A UE may be configured to transmit SRS on
p
N antenna ports of a serving cell where
p
N may be configured by
higher layer signalling. For PUSCH transmission mode 1 } 4 , 2 , 1 , 0 { e
p
N and for PUSCH transmission mode 2
} 2 , 1 , 0 { e
p
N with two antenna ports configured for PUSCH and } 4 , 1 , 0 { e
p
N with 4 antenna ports configured for
PUSCH. A UE configured for SRS transmission on multiple antenna ports of a serving cell shall transmit SRS for all
the configured transmit antenna ports within one SC-FDMA symbol of the same subframe of the serving cell. The
SRS transmission bandwidth and starting physical resource block assignment are the same for all the configured
antenna ports of a given serving cell.
A UE shall not transmit SRS whenever SRS and PUSCH transmissions happen to coincide in the same symbol.

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For TDD, when one SC-FDMA symbol exists in UpPTS of a given serving cell, it can be used for SRS transmission.
When two SC-FDMA symbols exist in UpPTS of a given serving cell, both can be used for SRS transmission and both
can be assigned to the same UE.
A UE shall not transmit type 0 triggered SRS whenever type 0 triggered SRS and PUCCH format 2/2a/2b transmissions
happen to coincide in the same subframe. A UE shall not transmit type 1 triggered SRS whenever type 1 triggered SRS
and PUCCH format 2a/2b or format 2 with HARQ-ACK transmissions happen to coincide in the same subframe. A UE
shall not transmit PUCCH format 2 without HARQ-ACK whenever type 1 triggered SRS and PUCCH format 2 without
HARQ-ACK transmissions happen to coincide in the same subframe.
A UE shall not transmit SRS whenever SRS transmission and PUCCH transmission carrying HARQ-ACK and/or
positive SR happen to coincide in the same subframe if the parameter ackNackSRS-SimultaneousTransmission is FALSE.
A UE shall transmit SRS whenever SRS transmission and PUCCH transmission carrying HARQ-ACK and/or positive
SR using shortened format as defined in Sections 5.4.1 and 5.4.2A of [3] happen to coincide in the same subframe if the
parameter ackNackSRS-SimultaneousTransmission is TRUE.
A UE shall not transmit SRS whenever SRS transmission on any serving cells and PUCCH transmission carrying
HARQ-ACK and/or positive SR using normal PUCCH format as defined in Sections 5.4.1 and 5.4.2A of [3] happen to
coincide in the same subframe.
In UpPTS, whenever SRS transmission instance overlaps with the PRACH region for preamble format 4 or exceeds the
range of uplink system bandwidth configured in the serving cell, the UE shall not transmit SRS.
The parameter ackNackSRS-SimultaneousTransmission provided by higher layers determines if a UE is configured to
support the transmission of HARQ-ACK on PUCCH and SRS in one subframe. If it is configured to support the
transmission of HARQ-ACK on PUCCH and SRS in one subframe, then in the cell specific SRS subframes of the
primary cell UE shall transmit HARQ-ACK and SR using the shortened PUCCH format as defined in Sections 5.4.1
and 5.4.2A of [3], where the HARQ-ACK or the SR symbol corresponding to the SRS location is punctured. This
shortened PUCCH format shall be used in a cell specific SRS subframe of the primary cell even if the UE does not
transmit SRS in that subframe. The cell specific SRS subframes are defined in Section 5.5.3.3 of [3]. Otherwise, the UE
shall use the normal PUCCH format 1/1a/1b as defined in Section 5.4.1 of [3] or normal PUCCH format 3 as defined in
Section 5.4.2A of [3] for the transmission of HARQ-ACK and SR.
Trigger type 0 SRS configuration of a UE in a serving cell for SRS periodicity,
SRS
T , and SRS subframe offset,
offset
T , is
defined in Table 8.2-1 and Table 8.2-2, for FDD and TDD, respectively. The periodicity
SRS
T of the SRS transmission
is serving cell specific and is selected from the set {2, 5, 10, 20, 40, 80, 160, 320} ms or subframes. For the SRS
periodicity
SRS
T of 2 ms in TDD, two SRS resources are configured in a half frame containing UL subframe(s) of a
given serving cell.
Type 0 triggered SRS transmission instances in a given serving cell for TDD with 2
SRS
> T and for FDD are the
subframes satisfying 0 mod ) 10 (
SRS SRS
= + T T k n
offset f
, where for FDD { } 9 ,..., 1 , 0
SRS
= k is the subframe index
within the frame, for TDD
SRS
k is defined in Table 8.2-3. The SRS transmission instances for TDD with 2
SRS
= T are
the subframes satisfying 0 5 mod ) (
SRS
=
offset
T k .
Trigger type 1 SRS configuration of a UE in a serving cell for SRS periodicity,
SRS,1
T , and SRS subframe offset,
1 , offset
T ,
is defined in Table 8.2-4 and Table 8.2-5, for FDD and TDD, respectively. The periodicity
SRS,1
T of the SRS
transmission is serving cell specific and is selected from the set {2, 5, 10} ms or subframes. For the SRS periodicity
SRS,1
T of 2 ms in TDD, two SRS resources are configured in a half frame containing UL subframe(s) of a given serving
cell.
A UE configured for type 1 triggered SRS transmission in serving cell c and not configured with a carrier indicator field
shall transmit SRS on serving cell c upon detection of a positive SRS request in PDCCH scheduling PUSCH/PDSCH
on serving cell c.
A UE configured for type 1 triggered SRS transmission in serving cell c and configured with a carrier indicator field
shall transmit SRS on serving cell c upon detection of a positive SRS request in PDCCH scheduling PUSCH/PDSCH
with the value of carrier indicator field corresponding to serving cell c.

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A UE configured for type 1 triggered SRS transmission on serving cell c upon detection of a positive SRS request in
subframe n of serving cell c shall commence SRS transmission in the first subframe satisfying 4 , > + k k n and
0 mod ) 10 (
SRS,1 1 , SRS
= + T T k n
offset f
for TDD with 2
SRS,1
> T and for FDD,
0 5 mod ) (
1 , SRS
=
offset
T k for TDD with 2
SRS,1
= T
where for FDD { } 9 ,..., 1 , 0
SRS
= k is the subframe index within the frame
f
n , for TDD
SRS
k is defined in Table 8.2-3.
A UE configured for type 1 triggered SRS transmission is not expected to receive type 1 SRS triggering events
associated with different values of trigger type 1 SRS transmission parameters, as configured by higher layer signalling,
for the same subframe and the same serving cell.
A UE shall not transmit SRS whenever SRS and a PUSCH transmission corresponding to a Random Access Response
Grant or a retransmission of the same transport block as part of the contention based random access procedure coincide
in the same subframe.

Table 8.2-1: UE Specific SRS Periodicity
SRS
T and Subframe Offset Configuration
offset
T for trigger
type 0, FDD
SRS Configuration Index ISRS SRS Periodicity
SRS
T (ms) SRS Subframe Offset
offset
T
0 1 2 ISRS
2 6 5 ISRS 2
7 16 10 ISRS 7
17 36 20 ISRS 17
37 76 40 ISRS 37
77 156 80 ISRS 77
157 316 160 ISRS 157
317 636 320 ISRS 317
637 1023 reserved reserved

SRS
offset
T for trigger
type 0, TDD
SRS Configuration Index ISRS SRS Periodicity
SRS
T (ms) SRS Subframe Offset
offset
T
0 2 0, 1
1 2 0, 2
2 2 1, 2
3 2 0, 3
4 2 1, 3
5 2 0, 4
6 2 1, 4
7 2 2, 3
8 2 2, 4
9 2 3, 4
10 14 5 ISRS 10
15 24 10 ISRS 15
25 44 20 ISRS 25
45 84 40 ISRS 45
85 164 80 ISRS 85
165 324 160 ISRS 165
325 644 320 ISRS 325

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Table 8.2-3:
SRS
k for TDD
subframe index n
0 1 2

3

4

5 6 7

8

9
1st symbol
of UpPTS
2nd symbol
of UpPTS
1st
symbol of
UpPTS
2nd
symbol of
UpPTS
SRS
k in case
UpPTS length
of 2 symbols
0 1 2 3 4 5 6 7 8 9
SRS
k in case
UpPTS length
of 1 symbol
1 2 3 4 6 7 8 9

SRS,1
1 , offset
T for trigger
type 1, FDD
SRS Configuration Index ISRS
SRS Periodicity
SRS,1
T
(ms)
SRS Subframe Offset
1 , offset
T
0 1 2 ISRS
2 6 5 ISRS 2
7 16 10 ISRS 7

SRS,1
1 , offset
T for trigger
type 1, TDD
SRS Configuration Index ISRS
SRS Periodicity
SRS,1
T
(ms)
SRS Subframe Offset
1 , offset
T
0 2 0, 1
1 2 0, 2
2 2 1, 2
3 2 0, 3
4 2 1, 3
5 2 0, 4
6 2 1, 4
7 2 2, 3
8 2 2, 4
9 2 3, 4
10 14 5 ISRS 10
15 24 10 ISRS 15

8.3 UE HARQ-ACK procedure
For Frame Structure type 1, an HARQ-ACK received on the PHICH assigned to a UE in subframe i is associated with
the PUSCH transmission in subframe i-4.
For Frame Structure type 2 UL/DL configuration 1-6, an HARQ-ACK received on the PHICH assigned to a UE in
subframe i is associated with the PUSCH transmission in the subframe i-k as indicated by the following table 8.3-1.
For Frame Structure type 2 UL/DL configuration 0, an HARQ-ACK received on the PHICH in the resource
corresponding to 0
PHICH
I = , as defined in Section 9.1.2, assigned to a UE in subframe i is associated with the PUSCH
transmission in the subframe i-k as indicated by the following table 8.3-1. For Frame Structure type 2 UL/DL
configuration 0, an HARQ-ACK received on the PHICH in the resource corresponding to 1
PHICH
I = , as defined in

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3GPP TS 36.213 V10.4.0 (2011-12) 84 Release 10
Section 9.1.2, assigned to a UE in subframe i is associated with the PUSCH transmission in the subframe i-6.

Table 8.3-1 k for TDD configurations 0-6
TDD UL/DL
Configuration
subframe number i
0 1 2 3 4 5 6 7 8 9
0 7 4 7 4
1 4 6 4 6
2 6 6
3 6 6 6
4 6 6
5 6
6 6 4 7 4 6

The physical layer in the UE shall deliver indications to the higher layers as follows:
For downlink subframe i, if a transport block was transmitted in the associated PUSCH subframe then:
- if ACK is decoded on the PHICH corresponding to that transport block in subframe i, or if that
transport block is disabled by PDCCH received in downlink subframe i, ACK for that transport block
shall be delivered to the higher layers;
- else NACK for that transport block shall be delivered to the higher layers.
8.4 UE PUSCH Hopping procedure
The UE shall perform PUSCH frequency hopping if the single bit frequency hopping (FH) field in a corresponding
PDCCH with DCI format 0 is set to 1 and the uplink resource block assignment is type 0 otherwise no PUSCH
frequency hopping is performed.
A UE performing PUSCH frequency hopping shall determine its PUSCH resource allocation (RA) for the first slot of a
subframe (S1) including the lowest index PRB ( ) (
1
n n
S
PRB
) in subframe n from the resource allocation field in the latest
PDCCH with DCI format 0 for the same transport block. If there is no PDCCH for the same transport block, the UE
shall determine its hopping type based on
- the hopping information in the most recent semi-persistent scheduling assignment PDCCH, when the initial
PUSCH for the same transport block is semi-persistently scheduled or
- the random access response grant for the same transport block, when the PUSCH is initiated by the random
access response grant.
The resource allocation field in DCI format 0 excludes either 1 or 2 bits used for hopping information as indicated by
Table 8.4-1 below where the number of PUSCH resource blocks is defined as

( )
>
=

=
hopping PUSCH 1 N 2 Type
~
hopping PUSCH 1 N 2 Type
hopping PUSCH 1 Type 2 mod
~
sb
sb
HO
RB
UL
RB
UL
RB
UL
RB
HO
RB
UL
RB
PUSCH
RB
N N
N
N N N
N

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For type 1 and type 2 PUSCH hopping, 1
~
HO
RB
HO
RB
+ = N N if
HO
RB
N

is an odd number where
HO
RB
N defined in [3].
HO
RB
HO
RB
~
N N = in other cases. The size of the resource allocation field in DCI format 0 after excluding either 1 or 2 bits
shall be
(
hop UL
N N N y
_
UL
RB
UL
RB 2
) 2 / ) 1 ( ( log + = , where N
UL_hop
= 1 or 2 bits. The number of contiguous RBs
that can be assigned to a type-1 hopping user is limited to

UL
RB
/ 2 N
y
. The number of contiguous RBs that can be
assigned to a type-2 hopping user is limited to

min
(

UL
RB
/ 2 N
y
,

sb
N N /
PUSCH
RB
), where the number of sub-bands
sb
N is given by higher layers.

A UE performing PUSCH frequency hopping shall use one of two possible PUSCH frequency hopping types based on
the hopping information. PUSCH hopping type 1 is described in section 8.4.1 and type 2 is described in section 8.4.2.

Table 8.4-1: Number of Hopping Bits N
UL_hop
vs. System Bandwidth
System BW
UL
RB
N

#Hopping bits for
2nd slot RA
(NUL_hop)
6-49 1
50-110 2

The parameter Hopping-mode provided by higher layers determines if PUSCH frequency hopping is inter-subframe
or intra and inter-subframe.
8.4.1 Type 1 PUSCH Hopping
For PUSCH hopping type 1 the hopping bit or bits indicated in Table 8.4-1 determine ) (
~
i n
PRB
as defined in Table 8.4-2.
The lowest index PRB (
1
( )
S
PRB
n i ) of the 1
st
slot RA in subframe i is defined as
1 1 HO
RB
( ) ( ) / 2
S S
PRB PRB
n i n i N = + , where
1
( )
S
PRB START
n i RB = , and
START
RB is obtained from the uplink scheduling grant as in Section 8.4 and Section 8.1.
The lowest index PRB ( ) (i n
PRB
) of the 2
nd
slot RA in subframe i is defined as
HO
RB
( ) ( ) / 2
PRB PRB
n i n i N = + .
The set of physical resource blocks to be used for PUSCH transmission are
CRBs
L contiguously allocated resource
blocks from PRB index
1
( )
S
PRB
n i for the 1
st
slot, and from PRB index ) (i n
PRB
for the 2
nd
slot, respectively, where
CRBs
L is obtained from the uplink scheduling grant as in Section 8.4 and Section 8.1.
If the Hopping-mode is "inter-subframe", the 1
st
slot RA is applied to even CURRENT_TX_NB, and the 2
nd
slot RA is
applied to odd CURRENT_TX_NB, where CURRENT_TX_NB is defined in [8].
8.4.2 Type 2 PUSCH Hopping
In PUSCH hopping type 2 the set of physical resource blocks to be used for transmission in slot
s
n is given by the
scheduling grant together with a predefined pattern according to [3] section 5.3.4. If the system frame number is not
acquired by the UE yet, the UE shall not transmit PUSCH with type-2 hopping and 1
sb
N > for TDD, where
sb
N is
defined in [3].

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3GPP TS 36.213 V10.4.0 (2011-12) 86 Release 10
Table 8.4-2: PDCCH DCI Format 0 Hopping Bit Definition
System BW
UL
RB
N

Number of
Hopping bits
Information in
hopping bits
) (
~
i n
PRB

6 49 1
0

PUSCH
RB
S
PRB
PUSCH
RB
N i n N mod ) (
~
2 /
1
|
.
|
\
|
+ ,
1 Type 2 PUSCH Hopping
50 110 2
00

PUSCH
RB
S
PRB
PUSCH
RB
N i n N mod ) (
~
4 /
1
|
.
|
\
|
+
01
PUSCH
RB
S
PRB
PUSCH
RB
N i n N mod ) (
~
4 /
1
|
.
|
\
|
+
10

PUSCH
RB
S
PRB
PUSCH
RB
N i n N mod ) (
~
2 /
1
|
.
|
\
|
+
11 Type 2 PUSCH Hopping

8.5 UE Reference Symbol procedure
If UL sequence-group hopping or sequence hopping is configured in a serving cell, it applies to all reference symbols
(SRS, PUSCH and PUCCH RS). If disabling of the sequence-group hopping and sequence hopping is configured for the
UE in the serving cell through the higher-layer parameter Disable-sequence-group-hopping, the sequence-group
hopping and sequence hopping for PUSCH RS are disabled.

8.6 Modulation order, redundancy version and transport block
size determination
To determine the modulation order, redundancy version and transport block size for the physical uplink shared channel,
the UE shall first
read the modulation and coding scheme and redundancy version field (
MCS
I ), and
check the CSI request bit field, and
compute the total number of allocated PRBs (
PRB
N ) based on the procedure defined in Section 8.1, and
compute the number of coded symbols for control information.
8.6.1 Modulation order and redundancy version determination
For 28 0
MCS
s s I , the modulation order (
m
Q ) is determined as follows:
If the UE is capable of supporting 64QAM in PUSCH and has not been configured by higher layers to transmit
only QPSK and 16QAM, the modulation order is given by
'
m
Q in Table 8.6.1-1.
If the UE is not capable of supporting 64QAM in PUSCH or has been configured by higher layers to transmit
only QPSK and 16QAM,
'
m
Q is first read from Table 8.6.1-1. The modulation order is set to ) , 4 min(
'
m m
Q Q = .
If the parameter ttiBundling provided by higher layers is set to TRUE, then the resource allocation size is
restricted to 3
PRB
s N and the modulation order is set to 2 =
m
Q .
For 31 29
MCS
s s I the modulation order (
m
Q ) is determined as follows:
if DCI format 0 is used and 29
MCS
= I or, if DCI format 4 is used and only 1 TB is enabled and 29
MCS
= I for the
enabled TB and the signalled number of transmission layers is 1, and if

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o the CSI request bit field is 1 bit and the bit is set to trigger an aperiodic report and, 4
PRB
s N or,
o the CSI request bit field is 2 bits and is triggering an aperiodic CSI report for one serving cell
according to Table 7.2.1-1A, and, 4
PRB
s N or,
o the CSI request bit field is 2 bits and is triggering an aperiodic CSI report for more than one serving
cell according to Table 7.2.1-1A and, 20
PRB
s N ,
then the modulation order is set to 2 =
m
Q .
Otherwise, the modulation order shall be determined from the DCI transported in the latest PDCCH with DCI
format 0/4 for the same transport block using 28 0
MCS
s s I . If there is no PDCCH with DCI format 0/4 for the
same transport block using 28 0
MCS
s s I , the modulation order shall be determined from
o the most recent semi-persistent scheduling assignment PDCCH, when the initial PUSCH for the same
transport block is semi-persistently scheduled, or,
o the random access response grant for the same transport block, when the PUSCH is initiated by the
random access response grant.
The UE shall use
MCS
I and Table 8.6.1-1 to determine the redundancy version (rv
idx
) to use in the physical uplink shared
channel.

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3GPP TS 36.213 V10.4.0 (2011-12) 88 Release 10
Table 8.6.1-1: Modulation, TBS index and redundancy version table for PUSCH
MCS Index
MCS
I
Modulation Order
'
m
Q
TBS Index
TBS
I
Redundancy
Version
rvidx
0 2 0 0
1 2 1 0
2 2 2 0
3 2 3 0
4 2 4 0
5 2 5 0
6 2 6 0
7 2 7 0
8 2 8 0
9 2 9 0
10 2 10 0
11 4 10 0
12 4 11 0
13 4 12 0
14 4 13 0
15 4 14 0
16 4 15 0
17 4 16 0
18 4 17 0
19 4 18 0
20 4 19 0
21 6 19 0
22 6 20 0
23 6 21 0
24 6 22 0
25 6 23 0
26 6 24 0
27 6 25 0
28 6 26 0
29
reserved
1
30 2
31 3

8.6.2 Transport block size determination
For 28 0
MCS
s s I , the UE shall first determine the TBS index (
TBS
I ) using
MCS
I and Table 8.6.1-1 except if the
transport block is disabled in DCI format 4 as specified below. For a transport block that is not mapped to two-layer
spatial multiplexing, the TBS is determined by the procedure in Section 7.1.7.2.1. For a transport block that is mapped
to two-layer spatial multiplexing, the TBS is determined by the procedure in Section 7.17.2.2.
For 31 29
MCS
s s I ,
if DCI format 0 is used and 29
MCS
= I or, if DCI format 4 is used and only 1 TB is enabled and 29
MCS
= I
for the enabled TB and the number of transmission layers is 1, and if
o the CSI request bit field is 1 bit and is set to trigger an aperiodic CSI report and 4
PRB
s N , or
o the CSI request bit field is 2 bits and is triggering an aperiodic CSI report for one serving cell
according to Table 7.2.1-1A, and , 4
PRB
s N or,
o the CSI request bit field is 2 bits and is triggering aperiodic CSI report for more than one serving
cell according to Table 7.2.1-1A and, 20
PRB
s N ,

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then there is no transport block for the UL-SCH and only the control information feedback for the current PUSCH
reporting mode is transmitted by the UE.
Otherwise, the transport block size shall be determined from the initial PDCCH for the same transport block
using 28 0
MCS
s s I . If there is no initial PDCCH with an uplink DCI format for the same transport block using
28 0
MCS
s s I , the transport block size shall be determined from
o the most recent semi-persistent scheduling assignment PDCCH, when the initial PUSCH for the same
transport block is semi-persistently scheduled, or,
o the random access response grant for the same transport block, when the PUSCH is initiated by the
random access response grant.
In DCI format 4 a transport block is disabled if either the combination of 0
MCS
= I and 1
PRB
> N or the combination
of 28
MCS
= I and 1
PRB
= N is signalled, otherwise the transport block is enabled.
8.6.3 Control information MCS offset determination
Offset values are defined for single codeword PUSCH transmission and multiple codeword PUSCH transmission.
Single codeword PUSCH transmission offsets
ACK HARQ
offset
| ,
RI
offset
| and
CQI
offset
| shall be configured to values
according to Table 8.6.3-1,2,3 with the higher layer signalled indexes
ACK HARQ
offset
I

,
RI
offset
I , and
CQI
offset
I , respectively.
Multiple codeword PUSCH transmission offsets
ACK HARQ
offset
| ,
RI
offset
| and
CQI
offset
| shall be configured to values
according to Table 8.6.3-1,2,3 with the higher layer signalled indexes
ACK HARQ
MC offset
I

,
,
RI
MC offset
I
,
and
CQI
MC offset
I
,
,
respectively.

Table 8.6.3-1: Mapping of HARQ-ACK offset values and the index signalled by higher layers
ACK HARQ
offset
I

or
ACK HARQ
MC offset
I

,

ACK HARQ
offset
|
0 2.000
1 2.500
2 3.125
3 4.000
4 5.000
5 6.250
6 8.000
7 10.000
8 12.625
9 15.875
10 20.000
11 31.000
12 50.000
13 80.000
14 126.000

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15 1.0

Table 8.6.3-2: Mapping of RI offset values and the index signalled by higher layers
RI
offset
I or
RI
MC offset
I
,

RI
offset
|
0 1.250
1 1.625
2 2.000
3 2.500
4 3.125
5 4.000
6 5.000
7 6.250
8 8.000
9 10.000
10 12.625
11 15.875
12 20.000
13 reserved
14 reserved
15 reserved

Table 8.6.3-3: Mapping of CQI offset values and the index signalled by higher layers
CQI
offset
I or
CQI
MC offset
I
,

CQI
offset
|
0 reserved
1 reserved
2 1.125
3 1.250
4 1.375
5 1.625
6 1.750
7 2.000
8 2.250
9 2.500
10 2.875

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11 3.125
12 3.500
13 4.000
14 5.000
15 6.250

8.7 UE Transmit Antenna Selection
UE transmit antenna selection is configured by higher layers via parameters ue-TransmitAntennaSelection and ue-
TransmitAntennaSelection-r10.
A UE configured with transmit antenna selection for a serving cell is not expected to
- be configured with more than one antenna port for any uplink physical channel or signal for any configured
serving cell, or
- be configured with trigger type 1 SRS transmission on any configured serving cell, or
- be configured with simultaneous PUCCH and PUSCH transmission, or
- be configured with demodulation reference signal for PUSCH with OCC for any configured serving cell (see
[3], subclause 5.5.2.1.1), or
- receive DCI Format 0 indicating uplink resource allocation type 1 for any serving cell.
If UE transmit antenna selection is disabled or not supported by the UE, the UE shall transmit from UE port 0.
If closed-loop UE transmit antenna selection is enabled by higher layers the UE shall perform transmit antenna selection
in response to the most recent command received via DCI Format 0 in section 5.3.3.2 of [4]. If a UE is configured with
more than one serving cell, the UE may assume the same transmit antenna port value is indicated in each DCI format 0
PDCCH grant in a given subframe.
If open-loop UE transmit antenna selection is enabled by higher layers, the transmit antenna to be selected by the UE is
not specified.
9 Physical downlink control channel procedures
9.1 UE procedure for determining physical downlink control
channel assignment
9.1.1 PDCCH Assignment Procedure
The control region of each serving cell consists of a set of CCEs, numbered from 0 to 1
, CCE

k
N according to Section
6.8.1 in [3], where
k
N
, CCE
is the total number of CCEs in the control region of subframe k . The UE shall monitor a
set of PDCCH candidates on one or more activated serving cells as configured by higher layer signalling for control
information in every non-DRX subframe, where monitoring implies attempting to decode each of the PDCCHs in the
set according to all the monitored DCI formats.

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The set of PDCCH candidates to monitor are defined in terms of search spaces, where a search space
) (L
k
S at
aggregation level { } 8 , 4 , 2 , 1 e L is defined by a set of PDCCH candidates. For each serving cell on which PDCCH is
monitored, the CCEs corresponding to PDCCH candidate m of the search space
) (L
k
S are given by

{ } i L N m Y L
k k
+ ' + / mod ) (
, CCE

where
k
Y is defined below, 0, , 1 i L = . For the common search space m m = ' . For the UE specific search space, for
the serving cell on which PDCCH is monitored, if the monitoring UE is configured with carrier indicator field then
CI
L
n M m m + = '
) (
where
CI
n is the carrier indicator field value, else if the monitoring UE is not configured with
carrier indicator field then m m = ' , where
( )
0, , 1
L
m M = .
) (L
M is the number of PDCCH candidates to monitor
in the given search space.
Note that the carrier indicator field value is the same as ServCellIndex given in [11].
The UE shall monitor one common search space at each of the aggregation levels 4 and 8 on the primary cell.
A UE not configured with a carrier indicator field shall monitor one UE-specific search space at each of the aggregation
levels 1, 2, 4, 8 on each activated serving cell. A UE configured with a carrier indicator field shall monitor one or more
UE-specific search spaces at each of the aggregation levels 1, 2, 4, 8 on one or more activated serving cells as
configured by higher layer signalling.
The common and UE-specific search spaces on the primary cell may overlap.
A UE configured with the carrier indicator field associated with monitoring PDCCH on serving cell c shall monitor
PDCCH configured with carrier indicator field and with CRC scrambled by C-RNTI in the UE specific search space of
serving cell c.
A UE configured with the carrier indicator field associated with monitoring PDCCH on the primary cell shall monitor
PDCCH configured with carrier indicator field and with CRC scrambled by SPS C-RNTI in the UE specific search
space of the primary cell.
The UE shall monitor the common search space for PDCCH without carrier indicator field.
For the serving cell on which PDCCH is monitored, if the UE is not configured with a carrier indicator field, it shall
monitor the UE specific search space for PDCCH without carrier indicator field, if the UE is configured with a carrier
indicator field it shall monitor the UE specific search space for PDCCH with carrier indicator field.
A UE is not expected to monitor the PDCCH of a secondary cell if it is configured to monitor PDCCH with carrier
indicator field corresponding to that secondary cell in another serving cell. For the serving cell on which PDCCH is
monitored, the UE shall monitor PDCCH candidates at least for the same serving cell.
A UE configured to monitor PDCCH candidates with CRC scrambled by C-RNTI or SPS C-RNTI with a common
payload size and with the same first CCE index
CCE
n (as described in section 10.1) but with different sets of DCI
information fields as defined in [4] in the
- common search space
- UE specific search space
on the primary cell shall assume that only the PDCCH in the common search space is transmitted by the primary cell.
A UE configured to monitor PDCCH candidates in a given serving cell with a given DCI format size with CIF, and
CRC scrambled by C- RNTI, where the PDCCH candidates may have one or more possible values of CIF for the given
DCI format size, shall assume that a PDCCH candidate with the given DCI format size may be transmitted in the given
serving cell in any UE specific search space corresponding to any of the possible values of CIF for the given DCI
format size.
The aggregation levels defining the search spaces are listed in Table 9.1.1-1. The DCI formats that the UE shall monitor
depend on the configured transmission mode per each serving cell as defined in Section 7.1.

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Table 9.1.1-1: PDCCH candidates monitored by a UE.
Search space
) (L
k
S
Number of PDCCH
candidates
) (L
M
Type Aggregation level L Size [in CCEs]
UE-
specific
1 6 6
2 12 6
4 8 2
8 16 2
Common
4 16 4
8 16 2

For the common search spaces,
k
Y is set to 0 for the two aggregation levels 4 = L and 8 = L .
For the UE-specific search space
) (L
k
S at aggregation level L , the variable
k
Y is defined by
( )
1
mod
k k
Y A Y D
=
where 0
RNTI 1
= =
n Y , 39827 = A , 65537 = D and

s
2 k n = (

,
s
n is the slot number within a radio frame. The
RNTI value used for
RNTI
n is defined in section 7.1 in downlink and section 8 in uplink.

9.1.2 PHICH Assignment Procedure
For PUSCH transmissions scheduled from serving cell c in subframe n, a UE shall determine the corresponding PHICH
resource of serving cell c in subframe
PHICH
n k + , where
PHICH
k is always 4 for FDD and is given in table 9.1.2-1
for TDD. For subframe bundling operation, the corresponding PHICH resource is associated with the last subframe in
the bundle.
Table 9.1.2-1:
PHICH
k for TDD
TDD UL/DL
Configuration
subframe index n
0 1 2 3 4 5 6 7 8 9
0 4 7 6 4 7 6
1 4 6 4 6
2 6 6
3 6 6 6
4 6 6
5 6
6 4 6 6 4 7

The PHICH resource is identified by the index pair ) , (
seq
PHICH
group
PHICH
n n where
group
PHICH
n is the PHICH group number and
seq
PHICH
n is the orthogonal sequence index within the group as defined by:

PHICH
SF DMRS
group
PHICH RA PRB
seq
PHICH
group
PHICH PHICH
group
PHICH DMRS RA PRB
group
PHICH
N n N I n
N I N n I n
2 mod ) / (
mod ) (
_
_
+ =
+ + =

where

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DMRS
n is mapped from the cyclic shift for DMRS field (according to Table 9.1.2-2) in the most recent
PDCCH with uplink DCI format [4] for the transport block(s) associated with the corresponding
PUSCH transmission.
DMRS
n shall be set to zero, if there is no PDCCH with uplink DCI format for
the same transport block, and
if the initial PUSCH for the same transport block is semi-persistently scheduled, or
if the initial PUSCH for the same transport block is scheduled by the random access response
grant .

PHICH
SF
N is the spreading factor size used for PHICH modulation as described in section 6.9.1 in [3].

+
=
PDCCH associated th a PUSCH wi of TB second a for 1
PUSCH ing correspond the with associated PDCCH
recent most the in indicated TBs of number the to equal not is TBs
ed acknowledg negatively of number the when PDCCH associated no
of case for the or PDCCH associated th a PUSCH wi of TB first for the
_
_
_
_
_
index lowest
RA PRB
index lowest
RA PRB
RA PRB
I
I
I
where
index lowest
RA PRB
I
_
_
is the lowest PRB index in the first slot of the corresponding PUSCH
transmission

group
PHICH
N is the number of PHICH groups configured by higher layers as described in section 6.9 of
[3],

=
=
otherwise 0
9 or 4 subframe in ion transmiss PUSCH with 0 ion configurat UL/DL TDD for 1 n
I
PHICH

Table 9.1.2-2: Mapping between
DMRS
n and the cyclic shift for DMRS field in PDCCH with uplink DCI
format in [4]
Cyclic Shift for DMRS Field in PDCCH
with uplink DCI format in [4]
DMRS
n
000 0
001 1
010 2
011 3
100 4
101 5
110 6
111 7

9.1.3 Control Format Indicator assignment procedure
PHICH duration is signalled by higher layers according to Table 6.9.3-1 in [3]. The duration signalled puts a lower
limit on the size of the control region determined from the control format indicator (CFI). When 10
DL
RB
> N , if
extended PHICH duration is indicated by higher layers then the UE shall assume that CFI is equal to PHICH duration.
9.2 PDCCH validation for semi-persistent scheduling
A UE shall validate a Semi-Persistent Scheduling assignment PDCCH only if all the following conditions are met:

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- the CRC parity bits obtained for the PDCCH payload are scrambled with the Semi-Persistent Scheduling C-
RNTI
- the new data indicator field is set to 0. In case of DCI formats 2, 2A, 2B and 2C, the new data indicator field
refers to the one for the enabled transport block.
Validation is achieved if all the fields for the respective used DCI format are set according to Table 9.2-1 or Table 9.2-
1A.
If validation is achieved, the UE shall consider the received DCI information accordingly as a valid semi-persistent
activation or release.
If validation is not achieved, the received DCI format shall be considered by the UE as having been received with a
non-matching CRC.

Table 9.2-1: Special fields for Semi-Persistent Scheduling Activation PDCCH Validation
DCI format 0 DCI format 1/1A DCI format
2/2A/2B/2C
TPC command for
scheduled PUSCH
set to 00 N/A N/A
Cyclic shift DM RS set to 000 N/A N/A
Modulation and coding
scheme and
redundancy version
MSB is set to 0 N/A N/A
HARQ process
number
N/A FDD: set to 000
TDD: set to 0000
FDD: set to 000
TDD: set to 0000
Modulation and coding
scheme
N/A MSB is set to 0 For the enabled
transport block:
MSB is set to 0
Redundancy version N/A set to 00 For the enabled
transport block:
set to 00

Table 9.2-1A: Special fields for Semi-Persistent Scheduling Release PDCCH Validation
DCI format 0 DCI format 1A
TPC command for scheduled
PUSCH
set to 00

N/A
Cyclic shift DM RS set to 000

N/A
Modulation and coding scheme and
redundancy version
set to 11111 N/A
Resource block assignment and
hopping resource allocation
Set to all 1s N/A
HARQ process number N/A FDD: set to 000
TDD: set to 0000
Modulation and coding scheme N/A set to 11111
Redundancy version N/A set to 00
Resource block assignment N/A Set to all 1s

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For the case that the DCI format indicates a semi-persistent downlink scheduling activation, the TPC command for
PUCCH field shall be used as an index to one of the four PUCCH resource values configured by higher layers, with the
mapping defined in Table 9.2-2
Table 9.2-2: PUCCH Resource value for Downlink Semi-Persistent Scheduling
Value of TPC command for
PUCCH
) , 1 (
PUCCH
p
n
00
The first PUCCH resource value
configured by the higher layers
01
The second PUCCH resource value
10
The third PUCCH resource value
11
The fourth PUCCH resource value

9.3 PDCCH control information procedure
A UE shall discard the PDCCH if consistent control information is not detected.

10 Physical uplink control channel procedures
10.1 UE procedure for determining physical uplink control
channel assignment
If the UE is configured for a single serving cell and is not configured for simultaneous PUSCH and PUCCH
transmissions, then in subframe n uplink control information (UCI) shall be transmitted
- on PUCCH using format 1/1a/1b/3 or 2/2a/2b if the UE is not transmitting on PUSCH
- on PUSCH if the UE is transmitting on PUSCH in subframe n unless the PUSCH transmission corresponds to
a Random Access Response Grant or a retransmission of the same transport block as part of the contention
based random access procedure, in which case UCI is not transmitted
If the UE is configured for a single serving cell and simultaneous PUSCH and PUCCH transmission, then in
subframe n UCI shall be transmitted
- on PUCCH using format 1/1a/1b/3 if the UCI consists only of HARQ-ACK and/or SR
- on PUCCH using format 2 if the UCI consists only of periodic CSI
- on PUCCH using format 2/2a/2b if the UCI consists of periodic CSI and HARQ-ACK and if the UE is not
transmitting PUSCH
- on PUCCH and PUSCH if the UCI consists of HARQ-ACK/HARQ-ACK+SR/positive SR and
periodic/aperiodic CSI in which case the HARQ-ACK/HARQ-ACK+SR/positive SR is transmitted on PUCCH
using format 1/1a/1b/3 and the periodic/aperiodic CSI transmitted on PUSCH unless the PUSCH transmission
corresponds to a Random Access Response Grant or a retransmission of the same transport block as part of the
contention based random access procedure, in which case periodic/aperiodic CSI is not transmitted
If the UE is configured with more than one serving cell and is not configured for simultaneous PUSCH and PUCCH
transmission, then in subframe n UCI shall be transmitted
- on PUCCH using format 1/1a/1b/3 or 2/2a/2b if the UE is not transmitting PUSCH

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- on PUSCH of the serving cell given in section 7.2.1 if the UCI consists of aperiodic CSI or aperiodic CSI and
HARQ-ACK
- on primary cell PUSCH if the UCI consists of periodic CSI and/or HARQ-ACK and if the UE is transmitting on
the primary cell PUSCH in subframe n unless the primary cell PUSCH transmission corresponds to a Random
Access Response Grant or a retransmission of the same transport block as part of the contention based random
access procedure, in which case UCI is not transmitted
- on PUSCH of the secondary cell with smallest SCellIndex if the UCI consists of periodic CSI and/or HARQ-
ACK and if the UE is not transmitting PUSCH on primary cell but is transmitting PUSCH on at least one
secondary cell
If the UE is configured with more than one serving cell and simultaneous PUSCH and PUCCH transmission, then in
subframe n UCI shall be transmitted
- on PUCCH using format 1/1a/1b/3 if the UCI consists only of HARQ-ACK and/or SR
- on PUCCH using format 2 if the UCI consists only of periodic CSI
- as described in section 10.1.1, if the UCI consists of periodic CSI and HARQ-ACK and if the UE is not
transmitting on PUSCH
- on PUCCH and primary cell PUSCH if the UCI consists of HARQ-ACK and periodic CSI and the UE is
transmitting PUSCH on the primary cell, in which case the HARQ-ACK is transmitted on PUCCH using format
1a/1b/3 and the periodic CSI is transmitted on PUSCH unless the primary cell PUSCH transmission
corresponds to a Random Access Response Grant or a retransmission of the same transport block as part of the
contention based random access procedure, in which case periodic CSI is not transmitted
- on PUCCH and PUSCH of the secondary cell with the smallest SCellIndex if the UCI consists of HARQ-ACK
and periodic CSI and if the UE is not transmitting PUSCH on primary cell but is transmitting PUSCH on at
least one secondary cell, in which case, the HARQ-ACK is transmitted on PUCCH using format 1a/1b/3 and the
periodic CSI is transmitted on PUSCH
- on PUCCH and PUSCH if the UCI consists of HARQ-ACK/HARQ-ACK+SR/positive SR and aperiodic CSI in
which case the HARQ-ACK/HARQ-ACK+SR/positive SR is transmitted on PUCCH using format 1/1a/1b/3
and the aperiodic CSI is transmitted on PUSCH of the serving cell given in Section 7.2.1
If the UE is configured with more than one serving cell, then reporting prioritization and collision handling of periodic
CSI reports of a certain PUCCH reporting type is given in Section 7.2.2.
A UE transmits PUCCH only on the primary cell.
A UE is configured by higher layers to transmit PUCCH on one antenna port ) (
0
p p = or two antenna ports
]) , [ (
1 0
p p pe .
For FDD with two configured serving cells and PUCCH format 1b with channel selection or for FDD with two or more
configured serving cells and PUCCH format 3,
=
=
1
0
received
HARQ
DL
cells
N
c
c
N n where
DL
cells
N is the number of configured cells
and
received
c
N is the number of transport blocks or the SPS release PDCCH, if any, received in subframe 4 n in
serving cell c .
For TDD with two configured serving cells and PUCCH format 1b with channel selection and a subframe n with M = 1,
or for TDD UL-DL configuration 0 and PUCCH format 3,

= e
=
1
0
received
, HARQ
DL
cells
N
c K k
c k
N n , where
received
, c k
N is the number
of transport blocks or the SPS release PDCCH, if any, received in subframe k n in serving cell c , where K k e ,
and M is the number of elements in K.

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For TDD UL-DL configurations 1-6 and PUCCH format 3, or for TDD with two configured serving cells and PUCCH
format 1b with channel selection and M = 2, ( ) ( )

= e
|
|
|
.
|
\
|
+ =
1
0
received
,
ACK
, DAI
DL
, DAI HARQ
4 mod
DL
cells
N
c K k
c k c c c
N n U V n where
DL
c DAI,
V is the
DL
DAI
V in serving cell c ,
c DAI,
U is the
DAI
U in serving cell c , and
K
c
n
AC
is the number of HARQ-
ACK bits corresponding to the configured DL transmission mode on serving cell c . In case spatial HARQ-ACK
bundling is applied, 1
AC
=
K
c
n and
received
, c k
N is the number of PDCCH or PDSCH without a corresponding PDCCH
received in subframe k n and serving cell c , where K k e and M is the number of elements in K. In case spatial
HARQ-ACK bundling is not applied,
received
, c k
N is the number of transport blocks received or the SPS release PDCCH
received in subframe k n in serving cell c , where K k e and M is the number of elements in K.
DL
c DAI,
V =0 if no
transport block or SPS release PDCCH is detected in subframe(s) k n in serving cell c , where K k e .
For TDD with two configured serving cells and PUCCH format 1b with channel selection and M = 3 or 4,
HARQ
2 n =
if UE receives PDSCH or PDCCH indicating downlink SPS release only on one serving cell within subframes
k n ,where K k e ;otherwise
HARQ
4 n = .
Throughout the following sections, subframes are numbered in monotonically increasing order; if the last subframe of a
radio frame is denoted as k , the first subframe of the next radio frame is denoted as 1 + k .
10.1.1 PUCCH format information
Using the PUCCH formats defined in section 5.4.1 and 5.4.2 in [3], the following combinations of UCI on PUCCH are
supported:
- Format 1a for 1-bit HARQ-ACK or in case of FDD for 1-bit HARQ-ACK with positive SR
- Format 1b for 2-bit HARQ-ACK or for 2-bit HARQ-ACK with positive SR
- Format 1b for up to 4-bit HARQ-ACK with channel selection when the UE is configured with more than one
serving cell or, in the case of TDD, when the UE is configured with a single serving cell
- Format 1 for positive SR
- Format 2 for a CSI report when not multiplexed with HARQ-ACK
- Format 2a for a CSI report multiplexed with 1-bit HARQ-ACK for normal cyclic prefix
- Format 2b for a CSI report multiplexed with 2-bit HARQ-ACK for normal cyclic prefix
- Format 2 for a CSI report multiplexed with HARQ-ACK for extended cyclic prefix
- Format 3 for up to 10-bit HARQ-ACK for FDD and for up to 20-bit HARQ-ACK for TDD
- Format 3 for up to 11-bit corresponding to 10-bit HARQ-ACK and 1-bit positive/negative SR for FDD and for
up to 21-bit corresponding to 20-bit HARQ-ACK and 1-bit positive/negative SR for TDD.
For a UE configured with PUCCH format 3 and HARQ-ACK transmission on PUSCH or PUCCH, or for a UE
configured with two serving cells and PUCCH format 1b with channel selection and HARQ-ACK transmission on
PUSCH, or for UE configured with one serving cell and PUCCH format 1b with channel selection according to Tables
10.1.3-5, 10.1.3-6, 10.1.3-7 and HARQ-ACK transmission on PUSCH.
- If the configured downlink transmission mode for a serving cell supports up to 2 transport blocks and only one
transport block is received in a subframe, the UE shall generate a NACK for the other transport block if spatial
HARQ-ACK bundling is not applied.
- If neither PDSCH nor PDCCH indicating downlink SPS release is detected in a subframe for a serving cell, the
UE shall generate two NACKs when the configured downlink transmission mode supports up to 2 transport
blocks and the UE shall generate a single NACK when the configured downlink transmission mode supports a
single transport block.

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The scrambling initialization of PUCCH format 2, 2a, 2b and 3 is by C-RNTI.
For a UE that is configured with a single serving cell and is not configured with PUCCH format 3, in case of collision
between a periodic CSI report and an HARQ-ACK in a same subframe without PUSCH, the periodic CSI report is
multiplexed with HARQ-ACK on PUCCH if the parameter simultaneousAckNackAndCQI provided by higher layers is
set TRUE, otherwise the CSI is dropped.

For TDD and for a UE that is configured with a single serving cell and with PUCCH format 3, in case of collision
between a periodic CSI report and an HARQ-ACK in a same subframe without PUSCH, if the parameter
simultaneousAckNackAndCQI provided by higher layers is set TRUE, the periodic CSI report is multiplexed with
HARQ-ACK or dropped as described in section 7.3, otherwise the CSI is dropped.
For FDD and for a UE that is configured with more than one serving cell, in case of collision between a periodic CSI
report and an HARQ-ACK in a same subframe without PUSCH, the periodic CSI report is multiplexed with HARQ-
ACK on PUCCH if the parameter simultaneousAckNackAndCQI provided by higher layers is set TRUE and if the
HARQ-ACK corresponds to a PDSCH transmission or PDCCH indicating downlink SPS release only on the primary
cell, otherwise CSI is dropped.

For TDD and for a UE that is configured with more than one serving cell, in case of collision between a periodic CSI
report and an HARQ-ACK in a same subframe without PUSCH, if the parameter simultaneousAckNackAndCQI
provided by higher layers is set TRUE, the periodic CSI report is multiplexed with HARQ-ACK or dropped as
described in section 7.3, otherwise the CSI is dropped.In case of collision between a periodic CSI report and an HARQ-
ACK in a same subframe with PUSCH, the periodic CSI is multiplexed with the HARQ-ACK in the PUSCH
transmission in that subframe if the UE is not configured by higher layers simultaneous PUCCH and PUSCH
transmissions. Otherwise, if the UE is configured by higher layers simultaneous PUCCH and PUSCH transmissions, the
HARQ-ACK is transmitted in the PUCCH and the periodic CSI in transmitted in the PUSCH.

10.1.2 FDD HARQ-ACK feedback procedures
For FDD and for a UE transmitting HARQ-ACK using PUCCH format 1b with channel selection or PUCCH format 3,
the UE shall determine the number of HARQ-ACK bits, O , based on the number of configured serving cells and the
downlink transmission modes configured for each serving cell. The UE shall use two HARQ-ACK bits for a serving
cell configured with a downlink transmission mode that support up to two transport blocks; and one HARQ-ACK bit
otherwise.
A UE that supports aggregating at most 2 serving cells with frame structure type 1 shall use PUCCH format 1b with
channel selection for transmission of HARQ-ACK when configured with more than one serving cell with frame
structure type 1.
A UE that supports aggregating more than 2 serving cells with frame structure type 1 is configured by higher layers to
use either PUCCH format 1b with channel selection or PUCCH format 3 for transmission of HARQ-ACK when
configured with more than one serving cell with frame structure type 1.
The FDD HARQ-ACK feedback procedure for one configured serving cell is given in section 10.1.2.1 and procedures
for more than one configured serving cell are given in section 10.1.2.2.
10.1.2.1 FDD HARQ-ACK procedure for one configured serving cell
HARQ-ACK transmission on two antenna ports ]) , [ (
1 0
p p pe

is supported for PUCCH format 1a/1b.
For FDD and one configured serving cell, the UE shall use PUCCH resource
)
~
, 1 (
PUCCH
p
n for transmission of HARQ-ACK
in subframe n for p
~
mapped to antenna port p for PUCCH format 1a/1b [3], where
- for a PDSCH transmission indicated by the detection of a corresponding PDCCH in subframe 4 n , or for a
PDCCH indicating downlink SPS release (defined in section 9.2) in subframe 4 n , the UE shall use
(1)
PUCCH CCE
)
~
, 1 (
PUCCH
0
N n n
p
+ = for antenna port
0
p , where
CCE
n is the number of the first CCE (i.e. lowest CCE
index used to construct the PDCCH) used for transmission of the corresponding DCI assignment and
(1)
PUCCH
N

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is configured by higher layers. For two antenna port transmission the PUCCH resource for antenna port
1
p is
given by
(1)
PUCCH CCE
)
~
, 1 (
PUCCH
1
1
N n n
p
+ + = .
- for a PDSCH transmission on the primary cell where there is not a corresponding PDCCH detected in subframe
4 n , the value of
)
~
, 1 (
PUCCH
p
n is determined according to higher layer configuration and Table 9.2-2. For a UE
configured for two antenna port transmission, a PUCCH resource value in Table 9.2-2 maps to two PUCCH
resources with the first PUCCH resource
)
~
, 1 (
PUCCH
0
p
n for antenna port
0
p and the second PUCCH resource
)
~
, 1 (
PUCCH
1
p
n for antenna port
1
p , otherwise, the PUCCH resource value maps to a single PUCCH resource
)
~
, 1 (
PUCCH
0
p
n for antenna port
0
p .
10.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell
The FDD HARQ-ACK feedback procedures for more than one configured serving cell are either based on a PUCCH
format 1b with channel selection HARQ-ACK procedure as described in section 10.1.2.2.1 or a PUCCH format 3
HARQ-ACK procedure as described in section 10.1.2.2.2.
1 0
p p pe is supported for PUCCH format 3.
10.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure
For FDD with two configured serving cells and PUCCH format 1b with channel selection, the UE shall transmit
) 1 ( ) 0 ( b b
on PUCCH resource
) 1 (
PUCCH
n selected from A PUCCH resources,
) 1 (
PUCCH, j
n where 1 0 s s A j
and } 4 , 3 , 2 { e A , according to Table 10.1.2.2.1-3, Table 10.1.2.2.1-4, Table 10.1.2.2.1-5 in subframe n using PUCCH
format 1b. HARQ-ACK(j) denotes the ACK/NACK/DTX response for a transport block or SPS release PDCCH
associated with serving cell c , where the transport block and serving cell for HARQ-ACK(j) and A PUCCH
resources are given by Table 10.1.2.2.1-1.
A UE configured with a transmission mode that supports up to two transport blocks on serving cell, c , shall use the
same HARQ-ACK response for both the transport blocks in response to a PDSCH transmission with a single transport
block or a PDCCH indicating downlink SPS release associated with the serving cell c .

Table 10.1.2.2.1-1: Mapping of Transport Block and Serving Cell to HARQ-ACK(j) for PUCCH format
1b HARQ-ACK channel selection
A HARQ-ACK(j)

HARQ-ACK(0) HARQ-ACK(1) HARQ-ACK(2) HARQ-ACK(3)
2 TB1 Primary cell TB1 Secondary cell NA NA
3 TB1 Serving cell1 TB2 Serving cell1 TB1 Serving cell2 NA
4 TB1 Primary cell TB2 Primary cell TB1 Secondary cell TB2 Secondary cell

The UE shall determine the A PUCCH resources,
) 1 (
PUCCH, j
n associated with HARQ-ACK(j) where 1 0 s s A j in
Table 10.1.2.2.1-1, according to
- for a PDSCH transmission indicated by the detection of a corresponding PDCCH in subframe 4 n on the
primary cell, or for a PDCCH indicating downlink SPS release (defined in section 9.2) in subframe 4 n on
the primary cell, the PUCCH resource is
(1)
PUCCH CCE
) 1 (
j PUCCH,
N n n + = , and for transmission mode that supports
up to two transport blocks, the PUCCH resource
) 1 (
1 PUCCH, + j
n is given by
(1)
PUCCH CCE
) 1 (
1 PUCCH,
1 N n n
j
+ + =
+

where
CCE
n is the number of the first CCE used for transmission of the corresponding PDCCH and
(1)
PUCCH
N
is configured by higher layers.

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- for a PDSCH transmission on the primary cell where there is not a corresponding PDCCH detected in subframe
4 n , the value of
) 1 (
PUCCH, j
n is determined according to higher layer configuration and Table 9.2-2. For
transmission mode that supports up to two transport blocks, the PUCCH resource
) 1 (
1 PUCCH, + j
n is given by
1
) 1 (
PUCCH,
) 1 (
1 PUCCH,
+ =
+ j j
n n
- for a PDSCH transmission indicated by the detection of a corresponding PDCCH in subframe 4 n on the
secondary cell, the value of
) 1 (
PUCCH, j
n , and the value of
) 1 (
1 PUCCH, + j
n for the transmission mode that supports up
to two transport blocks is determined according to higher layer configuration and Table 10.1.2.2.1-2. The TPC
field in the DCI format of the corresponding PDCCH shall be used to determine the PUCCH resource values
from one of the four resource values configured by higher layers, with the mapping defined in Table 10.1.2.2.1-
2. For a UE configured for a transmission mode that supports up to two transport blocks a PUCCH resource
value in Table 10.1.2.2.1-2 maps to two PUCCH resources ) , (
) 1 (
1 PUCCH,
) 1 (
PUCCH, + j j
n n , otherwise, the PUCCH
resource value maps to a single PUCCH resource
) 1 (
PUCCH, j
n .
Table 10.1.2.2.1-2: PUCCH Resource Value for HARQ-ACK Resource for PUCCH
PUCCH
) 1 (
PUCCH, j
n or

) , (
) 1 (
1 PUCCH,
) 1 (
PUCCH, + j j
n n
00
The 1st PUCCH resource value
01
The 2
nd
PUCCH resource value
10
The 3
rd
11
The 4
th

Table 10.1.2.2.1-3: Transmission of Format 1b HARQ-ACK channel selection for 2 = A
HARQ-ACK(0) HARQ-ACK(1)
) 1 (
PUCCH
n
) 1 ( ) 0 ( b b
ACK ACK
) 1 (
PUCCH,1
n 1,1
ACK NACK/DTX
) 1 (
PUCCH,0
n 1,1
NACK/DTX ACK
) 1 (
PUCCH,1
n 0,0
NACK NACK/DTX
) 1 (
PUCCH,0
n 0,0
DTX NACK/DTX No Transmission

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 102 Release 10
HARQ-ACK(0) HARQ-ACK(1) HARQ-ACK(2)
) 1 (
PUCCH
n
) 1 ( ) 0 ( b b
ACK ACK ACK
) 1 (
PUCCH,1
n 1,1
ACK NACK/DTX ACK
) 1 (
PUCCH,1
n 1,0
NACK/DTX ACK ACK
) 1 (
PUCCH,1
n 0,1
NACK/DTX NACK/DTX ACK
) 1 (
PUCCH,2
n 1,1
ACK ACK NACK/DTX
) 1 (
PUCCH,0
n 1,1
ACK NACK/DTX NACK/DTX
) 1 (
PUCCH,0
n 1,0
NACK/DTX ACK NACK/DTX
) 1 (
PUCCH,0
n 0,1
NACK/DTX NACK/DTX NACK
) 1 (
PUCCH,2
n 0,0
NACK NACK/DTX DTX
) 1 (
PUCCH,0
n 0,0
NACK/DTX NACK DTX
) 1 (
PUCCH,0
n 0,0
DTX DTX DTX No Transmission

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 103 Release 10
) 1 (
PUCCH
n
) 1 ( ) 0 ( b b
ACK ACK ACK ACK
) 1 (
PUCCH,1
n 1,1
ACK NACK/DTX ACK ACK
) 1 (
PUCCH,2
n 0,1
NACK/DTX ACK ACK ACK
) 1 (
PUCCH,1
n 0,1
NACK/DTX NACK/DTX ACK ACK
) 1 (
PUCCH,3
n 1,1
ACK ACK ACK NACK/DTX
) 1 (
PUCCH,1
n 1,0
ACK NACK/DTX ACK NACK/DTX
) 1 (
PUCCH,2
n 0,0
NACK/DTX ACK ACK NACK/DTX
) 1 (
PUCCH,1
n 0,0
NACK/DTX NACK/DTX ACK NACK/DTX
) 1 (
PUCCH,3
n 1,0
ACK ACK NACK/DTX ACK
) 1 (
PUCCH,2
n 1,1
ACK NACK/DTX NACK/DTX ACK
) 1 (
PUCCH,2
n 1,0
NACK/DTX ACK NACK/DTX ACK
) 1 (
PUCCH,3
n 0,1
NACK/DTX NACK/DTX NACK/DTX ACK
) 1 (
PUCCH,3
n 0,0
ACK ACK NACK/DTX NACK/DTX
) 1 (
PUCCH,0
n 1,1
ACK NACK/DTX NACK/DTX NACK/DTX
) 1 (
PUCCH,0
n 1,0
NACK/DTX ACK NACK/DTX NACK/DTX
) 1 (
PUCCH,0
n 0,1
NACK/DTX NACK NACK/DTX NACK/DTX
) 1 (
PUCCH,0
n 0,0
NACK NACK/DTX NACK/DTX NACK/DTX
) 1 (
PUCCH,0
n 0,0
DTX DTX NACK/DTX NACK/DTX No Transmission

10.1.2.2.2 PUCCH format 3 HARQ-ACK procedure
For FDD with PUCCH format 3, the UE shall use PUCCH resource
)
~
, 3 (
PUCCH
p
n or
)
~
, 1 (
PUCCH
p
n for transmission of HARQ-
ACK in subframe n for p
~
mapped to antenna port p where
- for a PDSCH transmission only on the primary cell indicated by the detection of a corresponding PDCCH in
subframe 4 n , or for a PDCCH indicating downlink SPS release (defined in section 9.2) in subframe 4 n
on the primary cell, the UE shall use PUCCH format 1a/1b and PUCCH resource
)
~
, 1 (
PUCCH
p
n with
(1)
PUCCH CCE
)
~
, 1 (
PUCCH
0
N n n
p
+ = for antenna port
0
p , where
CCE
n is the number of the first CCE (i.e. lowest CCE
index used to construct the PDCCH) used for transmission of the corresponding PDCCH and
(1)
PUCCH
N is
configured by higher layers. When two antenna port transmission is configured for PUCCH format 1a/1b, the
PUCCH resource for antenna port
1
p is given by
(1)
PUCCH CCE
)
~
, 1 (
PUCCH
1
1
N n n
p
+ + = .
- for a PDSCH transmission only on the primary cell where there is not a corresponding PDCCH detected in
subframe 4 n , the UE shall use PUCCH format 1a/1b and PUCCH resource
)
~
, 1 (
PUCCH
p
n where the value of

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 104 Release 10
)
~
, 1 (
PUCCH
p
n is determined according to higher layer configuration and Table 9.2-2. For a UE configured for two
antenna port transmission for PUCCH format 1a/1b, a PUCCH resource value in Table 9.2-2 maps to two
PUCCH resources with the first PUCCH resource
)
~
, 1 (
PUCCH
0
p
n for antenna port
0
p and the second PUCCH
resource
)
~
, 1 (
PUCCH
1
p
n for antenna port
1
p , otherwise, the PUCCH resource value maps to a single PUCCH
resource
)
~
, 1 (
PUCCH
0
p
n for antenna port
0
p .
- for a PDSCH transmission on the secondary cell indicated by the detection of a corresponding PDCCH in
subframe 4 n , the UE shall use PUCCH format 3 and PUCCH resource
)
~
, 3 (
PUCCH
p
)
~
, 3 (
PUCCH
p
n
is determined according to higher layer configuration and Table 10.1.2.2.2-1. The TPC field in the DCI format
of the corresponding PDCCH shall be used to determine the PUCCH resource values from one of the four
resource values configured by higher layers, with the mapping defined in Table 10.1.2.2.2-1. For a UE
configured for two antenna port transmission for PUCCH format 3, a PUCCH resource value in Table
10.1.2.2.2-1 maps to two PUCCH resources with the first PUCCH resource
)
~
, 3 (
PUCCH
0
p
n for antenna port
0
p and
the second PUCCH resource
)
~
, 3 (
PUCCH
1
p
n for antenna port
1
p , otherwise, the PUCCH resource value maps to a
single PUCCH resource
)
~
, 3 (
PUCCH
0
p
n for antenna port
0
p . A UE shall assume that the same HARQ-ACK PUCCH
resource value is transmitted in each DCI format of the corresponding secondary cell PDCCH assignments in a
given subframe.
Table 10.1.2.2.2-1: PUCCH Resource Value for HARQ-ACK Resource for PUCCH
PUCCH
)
~
, 3 (
PUCCH
p
n
00
The 1st PUCCH resource value
01
The 2
nd
10
The 3
rd
11
The 4
th

10.1.3 TDD HARQ-ACK feedback procedures
For TDD and a UE that does not support aggregating more than one serving cell with frame structure type 2, two
HARQ-ACK feedback modes are supported by higher layer configuration.
- HARQ-ACK bundling and
- HARQ-ACK multiplexing
For TDD UL-DL configuration 5 and a UE that does not support aggregating more than one serving cell with frame
structure type 2, only HARQ-ACK bundling is supported.
A UE that supports aggregating more than one serving cell with frame structure type 2 is configured by higher layers to
use either PUCCH format 1b with channel selection or PUCCH format 3 for transmission of HARQ-ACK when
configured with more than one serving cell with frame structure type 2.
A UE that supports aggregating more than one serving cell with frame structure type 2 is configured by higher layers to
use HARQ-ACK bundling, PUCCH format 1b with channel selection according to the set of Tables 10.1.3-2/3/4 or
according to the set of Tables 10.1.3-5/6/7, or PUCCH format 3 for transmission of HARQ-ACK when configured with
one serving cell with frame structure type 2.
PUCCH format 1b with channel selection according to the set of Tables 10.1.3-2/3/4 or according to the set of Tables
10.1.3-5/6/7 is not supported for TDD UL-DL configuration 5.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 105 Release 10
TDD HARQ-ACK bundling is performed per codeword across M multiple DL subframes associated with a single UL
subframe n, where M is the number of elements in the set K defined in Table 10.1.3.1-1, by a logical AND
operation of all the individual PDSCH transmission (with and without corresponding PDCCH) HARQ-ACKs and ACK
in response to PDCCH indicating downlink SPS release. For one configured serving cell the bundled 1 or 2 HARQ-
ACK bits are transmitted using PUCCH format 1a or PUCCH format 1b, respectively.
For TDD HARQ-ACK multiplexing and a subframe n with 1 > M , where M is the number of elements in the set K
defined in Table 10.1.3.1-1, spatial HARQ-ACK bundling across multiple codewords within a DL subframe is
performed by a logical AND operation of all the corresponding individual HARQ-ACKs. PUCCH format 1b with
channel selection is used in case of one configured serving cell. For TDD HARQ-ACK multiplexing and a subframe n
with 1 = M , spatial HARQ-ACK bundling across multiple codewords within a DL subframe is not performed, 1 or 2
HARQ-ACK bits are transmitted using PUCCH format 1a or PUCCH format 1b, respectively for one configured
serving cell.
In the case of TDD and more than one configured serving cell with PUCCH format 1b with channel selection and more
than 4 HARQ-ACK bits for M multiple DL subframes associated with a single UL subframe n, where M is the
number of elements in the set K defined in Table 10.1.3.1-1 and for the configured serving cells, spatial HARQ-ACK
bundling across multiple codewords within a DL subframe for all configured cells is performed and the bundled
HARQ-ACK bits for each configured serving cell is transmitted using PUCCH format 1b with channel selection. For
TDD and more than one configured serving cell with PUCCH format 1b with channel selection and up to 4 HARQ-
ACK bits for M multiple DL subframes associated with a single UL subframe n, where M is the number of elements
in the set K defined in Table 10.1.3.1-1 and for the configured serving cells, spatial HARQ-ACK bundling is not
performed and the HARQ-ACK bits are transmitted using PUCCH format 1b with channel selection.
In the case of TDD and more than one configured serving cell with PUCCH format 3 and more than 20 HARQ-ACK
bits for M multiple DL subframes associated with a single UL subframe n, where M is the number of elements in
the set K defined in Table 10.1.3.1-1 and for the configured serving cells, spatial HARQ-ACK bundling across
multiple codewords within a DL subframe is performed for each serving cell by a logical AND operation of all of the
corresponding individual HARQ-ACKs and PUCCH format 3 is used. For TDD and more than one configured serving
cell with PUCCH format 3 and up to 20 HARQ-ACK bits for M multiple DL subframes associated with a single UL
subframe n, where M is the number of elements in the set K defined in Table 10.1.3.1-1 and for the configured
serving cells, spatial HARQ-ACK bundling is not performed and the HARQ-ACK bits are transmitted using PUCCH
format 3.
For TDD with PUCCH format 3, a UE shall determine the number of HARQ-ACK bits, O , associated with an UL
subframe n based on the number of configured serving cells, the downlink transmission modes configured for each
serving cell and M which is the number of elements in the set K defined in Table 10.1.3.1-1 according to
=
=
DL
cells
N
c
ACK
c
O O
1
where
DL
cells
N is the number of configured cells, and
ACK
c
O is the number of HARQ-bits for the for
the c-th serving cell defined in section 7.3.
TDD HARQ-ACK feedback procedures for one configured serving cell are given in section 10.1.3.1 and procedures for
more than one configured serving cell are given in section 10.1.3.2.
10.1.3.1 TDD HARQ-ACK procedure for one configured serving cell
1 0
p p pe is supported for PUCCH format 1a/1b with TDD
HARQ-ACK bundling feedback mode and for PUCCH format 3.
The TDD HARQ-ACK procedure for a UE configured with PUCCH format 3 is as described in section 10.1.3.2.2 when
the UE receives PDSCH and/or SPS release PDCCH only on the primary cell.
For TDD HARQ-ACK bundling or TDD HARQ-ACK multiplexing for one configured serving cell and a subframe n
with 1 = M where M is the number of elements in the set K defined in Table 10.1.3.1-1, the UE shall use PUCCH
resource
)
~
, 1 (
PUCCH
p
n for transmission of HARQ-ACK in subframe n for p
~
mapped to antenna port p for PUCCH
format 1a/1b, where
- If there is PDSCH transmission indicated by the detection of corresponding PDCCH or there is PDCCH
indicating downlink SPS release within subframe(s) k n , where K k e and K (defined in Table 10.1.3.1-1)
is a set of M elements { }
0 1 1
, ,
M
k k k

depending on the subframe n and the UL-DL configuration (defined in

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 106 Release 10
Table 4.2-2 in [3]), the UE first selects a c value out of {0, 1, 2, 3} which makes
1 CCE +
< s
c c
N n N and
shall use
(1)
PUCCH CCE 1
)
~
, 1 (
PUCCH
) 1 (
0
N n N m N m M n
c c
p
+ + + =
+
for antenna port
0
p , where
(1)
PUCCH
N
is configured by higher layers,

{ } 36 / )] 4 ( [ , 0 max
RB
sc
DL
RB
= c N N N
c
, and
CCE
n is the number of the
first CCE used for transmission of the corresponding PDCCH in subframe
m
n k and the corresponding m,
where
m
k is the smallest value in set K such that UE detects a PDCCH in subframe
m
n k . When two
antenna port transmission is configured for PUCCH format 1a/1b, the PUCCH resource for HARQ-ACK
bundling for antenna port
1
p is given by
(1)
PUCCH CCE 1
)
~
, 1 (
PUCCH
1 ) 1 (
1
N n N m N m M n
c c
p
+ + + + =
+
.
- If there is only a PDSCH transmission where there is not a corresponding PDCCH detected within subframe(s)
k n , where K k e and K is defined in Table 10.1.3.1-1, the UE shall use PUCCH format 1a/1b and PUCCH
resource
)
~
, 1 (
PUCCH
p
n with the value of
)
~
, 1 (
PUCCH
p
n is determined according to higher layer configuration and Table
9.2-2. For a UE configured for two antenna port transmission for PUCCH format 1a/1b and HARQ-ACK
bundling, a PUCCH resource value in Table 9.2-2 maps to two PUCCH resources with the first PUCCH
resource
)
~
, 1 (
PUCCH
0
p
n for antenna port
0
)
~
, 1 (
PUCCH
1
p
n for antenna port
1
p ,
otherwise, the PUCCH resource value maps to a single PUCCH resource
)
~
, 1 (
PUCCH
0
p
n for antenna port
0
p .
Table 10.1.3.1-1: Downlink association set index K : { }
0 1 1
, ,
M
k k k

for TDD
UL-DL
Configuration
Subframe n
0 1 2 3 4 5 6 7 8 9
0 - - 6 - 4 - - 6 - 4
1 - - 7, 6 4 - - - 7, 6 4 -
2 - - 8, 7, 4, 6 - - - - 8, 7, 4, 6 - -
3 - - 7, 6, 11 6, 5 5, 4 - - - - -
4 - - 12, 8, 7, 11 6, 5, 4, 7 - - - - - -
5 - - 13, 12, 9, 8, 7, 5, 4, 11, 6 - - - - - - -
6 - - 7 7 5 - - 7 7 -

For TDD HARQ-ACK multiplexing and sub-frame n with 1 > M and one configured serving cell, where M is the
number of elements in the set K defined in Table 10.1.3.1-1, denote
) 1 (
PUCCH,i
n as the PUCCH resource derived from
sub-frame
i
n k and HARQ-ACK(i) as the ACK/NACK/DTX response from sub-frame
i
n k , where
i
k K e (defined in Table 10.1.3.1-1) and 1 0 s s M i .
- For a PDSCH transmission indicated by the detection of corresponding PDCCH or a PDCCH indicating
downlink SPS release in sub-frame
i
n k where
i
k K e , the PUCCH resource
(1)
PUCCH CCE, 1
) 1 (
PUCCH,
) 1 ( N n N i N i M n
i c c i
+ + + =
+
, where c is selected from {0, 1, 2, 3} such that
1 CCE, +
< s
c i c
N n N ,

{ } 36 / )] 4 ( [ , 0 max
RB
sc
DL
RB
= c N N N
c
,
CCE,i
n is the number of the first CCE used
for transmission of the corresponding PDCCH in subframe
i
n k , and
(1)
PUCCH
N is configured by higher
layers.
- For a PDSCH transmission where there is not a corresponding PDCCH detected in subframe
i
n k , the value
of
) 1 (
PUCCH,i
n is determined according to higher layer configuration and Table 9.2-2.
Based on higher layer signalling a UE configured with a single serving cell will perform channel selection either
according to the set of Tables 10.1.3-2, 10.1.3-3, and 10.1.3-4 or according to the set of Tables 10.1.3-5, 10.1.3-6, and
10.1.3-7. For the selected table set indicated by higher layer signalling, the UE shall transmit
) 1 ( ), 0 ( b b
on PUCCH
resource
) 1 (
PUCCH
n in sub-frame n using PUCCH format 1b according to section 5.4.1 in [3]. The value of ) 1 ( ), 0 ( b b
and the PUCCH resource
) 1 (
PUCCH
n are generated by channel selection according to the selected set of Tables for M =
2, 3, and 4 respectively.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 107 Release 10
Table 10.1.3-2: Transmission of HARQ-ACK multiplexing for M = 2
HARQ-ACK(0), HARQ-ACK(1)
) 1 (
PUCCH
n
) 1 ( ), 0 ( b b

ACK, ACK
(1)
PUCCH,1
n 1, 1
ACK, NACK/DTX
(1)
PUCCH,0
n 0, 1
NACK/DTX, ACK
(1)
PUCCH,1
n 0, 0
NACK/DTX, NACK
(1)
PUCCH,1
n 1, 0
NACK, DTX
(1)
PUCCH,0
n 1, 0
DTX, DTX No transmission

HARQ-ACK(0), HARQ-ACK(1), HARQ-ACK(2)
) 1 (
PUCCH
n
) 1 ( ), 0 ( b b

ACK, ACK, ACK
(1)
PUCCH,2
n 1, 1
ACK, ACK, NACK/DTX
(1)
PUCCH,1
n 1, 1
ACK, NACK/DTX, ACK
(1)
PUCCH,0
n 1, 1
ACK, NACK/DTX, NACK/DTX
(1)
PUCCH,0
n 0, 1
NACK/DTX, ACK, ACK
(1)
PUCCH,2
n 1, 0
NACK/DTX, ACK, NACK/DTX
(1)
PUCCH,1
n 0, 0
NACK/DTX, NACK/DTX, ACK
(1)
PUCCH,2
n 0, 0
DTX, DTX, NACK
(1)
PUCCH,2
n 0, 1
DTX, NACK, NACK/DTX
(1)
PUCCH,1
n 1, 0
NACK, NACK/DTX, NACK/DTX
(1)
PUCCH,0
n 1, 0
DTX, DTX, DTX No transmission

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 108 Release 10
HARQ-ACK(0), HARQ-ACK(1), HARQ-ACK(2), HARQ-ACK(3)
) 1 (
PUCCH
n
) 1 ( ), 0 ( b b

ACK, ACK, ACK, ACK
(1)
PUCCH,1
n 1, 1
ACK, ACK, ACK, NACK/DTX
(1)
PUCCH,1
n 1, 0
NACK/DTX,NACK/DTX,NACK,DTX
(1)
PUCCH,2
n 1, 1
ACK, ACK, NACK/DTX, ACK
(1)
PUCCH,1
n 1, 0
NACK, DTX, DTX, DTX
(1)
PUCCH,0
n 1, 0
ACK, ACK, NACK/DTX, NACK/DTX
(1)
PUCCH,1
n 1, 0
ACK, NACK/DTX, ACK, ACK
(1)
PUCCH,3
n 0, 1
NACK/DTX, NACK/DTX, NACK/DTX, NACK
(1)
PUCCH,3
n 1, 1
ACK, NACK/DTX, ACK, NACK/DTX
(1)
PUCCH,2
n 0, 1
ACK, NACK/DTX, NACK/DTX, ACK
(1)
PUCCH,0
n 0, 1
ACK, NACK/DTX, NACK/DTX, NACK/DTX
(1)
PUCCH,0
n 1, 1
NACK/DTX, ACK, ACK, ACK
(1)
PUCCH,3
n 0, 1
NACK/DTX, NACK, DTX, DTX
(1)
PUCCH,1
n 0, 0
NACK/DTX, ACK, ACK, NACK/DTX
(1)
PUCCH,2
n 1, 0
NACK/DTX, ACK, NACK/DTX, ACK
(1)
PUCCH,3
n 1, 0
NACK/DTX, ACK, NACK/DTX, NACK/DTX
(1)
PUCCH,1
n 0, 1
NACK/DTX, NACK/DTX, ACK, ACK
(1)
PUCCH,3
n 0, 1
NACK/DTX, NACK/DTX, ACK, NACK/DTX
(1)
PUCCH,2
n 0, 0
NACK/DTX, NACK/DTX, NACK/DTX, ACK
(1)
PUCCH,3
n 0, 0
DTX, DTX, DTX, DTX No transmission

) 1 (
PUCCH
n
) 1 ( ) 0 ( b b
ACK, ACK
) 1 (
PUCCH,1
n 1, 0
ACK, NACK/DTX
) 1 (
PUCCH,0
n 1, 1
NACK/DTX, ACK
) 1 (
PUCCH,1
n 0, 1
NACK, NACK/DTX
) 1 (
PUCCH,0
n 0, 0
DTX, NACK/DTX No Transmission

HARQ-ACK(0), HARQ-ACK(1), HARQ-
ACK(2)
) 1 (
PUCCH
n ) 1 ( ) 0 ( b b
ACK, ACK, ACK
) 1 (
PUCCH,2
n 1, 1
ACK, ACK, NACK/DTX
) 1 (
PUCCH,1
n 1, 0

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 109 Release 10
ACK, NACK/DTX, ACK
) 1 (
PUCCH,2
n 1, 0
) 1 (
PUCCH,0
n 1, 1
NACK/DTX, ACK, ACK
) 1 (
PUCCH,2
n 0, 1
) 1 (
PUCCH,1
n 0, 1
) 1 (
PUCCH,2
n 0, 0
) 1 (
PUCCH,0
n 0, 0
DTX, NACK/DTX, NACK/DTX No Transmission

) 1 (
PUCCH
n
) 1 ( ) 0 ( b b
ACK, ACK, ACK, ACK
) 1 (
PUCCH,1
n 1, 1
) 1 (
PUCCH,2
n 1, 1
) 1 (
PUCCH,0
n 1, 0
) 1 (
PUCCH,1
n 1, 0
) 1 (
PUCCH,3
n 1, 1
) 1 (
PUCCH,2
n 1, 0
) 1 (
PUCCH,0
n 0, 1
) 1 (
PUCCH,0
n 1, 1
) 1 (
PUCCH,1
n 0, 0
) 1 (
PUCCH,2
n 0, 1
) 1 (
PUCCH,3
n 1, 0
) 1 (
PUCCH,1
n 0, 1
) 1 (
PUCCH,3
n 0, 1
) 1 (
PUCCH,2
n 0, 0
) 1 (
PUCCH,3
n 0, 0
NACK, NACK/DTX, NACK/DTX, NACK/DTX
) 1 (
PUCCH,0
n 0, 0
DTX, NACK/DTX, NACK/DTX, NACK/DTX No Transmission

10.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell
The TDD HARQ-ACK feedback procedures for more than one configured serving cell are either based on a PUCCH
format 1b with channel selection HARQ-ACK procedure as described in section 10.1.3.2.1 or a PUCCH format 3
HARQ-ACK procedure as described in section 10.1.3.2.2.
1 0
p p pe

is supported for PUCCH format 3 and TDD with more
than one configured serving cell. TDD UL-DL configuration 5 with PUCCH format 3 is only supported for up to two
configured serving cells. TDD UL-DL configuration 5 with PUCCH format 1b with channel selection for two
configured serving cells is not supported.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 110 Release 10
10.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure
For TDD HARQ-ACK multiplexing with PUCCH format 1b with channel selection and two configured serving cells
and a subframe n with 1 = M where M is the number of elements in the set K defined in Table 10.1.3.1-1, a UE
shall determine the number of HARQ-ACK bits, O , based on the number of configured serving cells and the
downlink transmission modes configured for each serving cell. The UE shall use two HARQ-ACK bits for a serving
cell configured with a downlink transmission mode that supports up to two transport blocks; and one HARQ-ACK bit
otherwise.
For TDD HARQ-ACK multiplexing with PUCCH format 1b with channel selection and two configured serving cells
and a subframe n with 2 s M where M is the number of elements in the set K defined in Table 10.1.3.1-1, the UE
shall transmit
) 1 ( ) 0 ( b b
on PUCCH resource
) 1 (
PUCCH
n selected from A PUCCH resources,
) 1 (
PUCCH, j
n where
1 0 s s A j and } 4 , 3 , 2 { e A , according to Tables 10.1.3.2-1, 10.1.3.2-2, and 10.1.3.2-3 in subframe n using PUCCH
format 1b. For a subframe n with 1 = M , HARQ-ACK(j) denotes the ACK/NACK/DTX response for a transport block
or SPS release PDCCH associated with serving cell, where the transport block and serving cell for HARQ-ACK(j) and
A PUCCH resources are given by Table 10.1.2.2.1-1. For a subframe n with 2 = M , HARQ-ACK(j) denotes the
ACK/NACK/DTX response for a PDSCH transmission or SPS release PDCCH within subframe(s) given by set K on
each serving cell, where the subframes on each serving cell for HARQ-ACK(j) and A PUCCH resources are given by
Table 10.1.3.2-4. The UE shall determine the A PUCCH resources,
) 1 (
PUCCH, j
n associated with HARQ-ACK(j) where
1 0 s s A j in Table 10.1.2.2.1-1 for 1 = M and Table 10.1.3.2-4 for 2 = M , according to
- for a PDSCH transmission indicated by the detection of a corresponding PDCCH in subframe
m
k n , where
m
k K e on the primary cell, or for a PDCCH indicating downlink SPS release (defined in section 9.2) in
subframe
m
k n , where
m
k K e on the primary cell, the PUCCH resource is
( )
(1)
PUCCH , CCE 1
(1)
, PUCCH
1 N n N m N m M n
m c c j
+ + + =
+
, where c is selected from {0, 1, 2, 3} such
that
1 CCE, +
< s
c m c
N n N ,

{ } 36 / )] 4 ( [ , 0 max
RB
sc
DL
RB
= c N N N
c
where
DL
RB
N is determined
from the primary cell, and for a subframe n with 1 = M and a transmission mode that supports up to two
transport blocks on the serving cell where the corresponding PDSCH transmission occurs, the PUCCH resource
) 1 (
1 PUCCH, + j
n is given by ( )
(1)
PUCCH , CCE 1
(1)
1 , PUCCH
1 1 N n N m N m M n
m c c j
+ + + + =
+ +
where
m CCE,
n is
the number of the first CCE used for transmission of the corresponding DCI assignment and
(1)
PUCCH
N is
configured by higher layers.
- for a PDSCH transmission on the primary cell where there is not a corresponding PDCCH detected within
subframe(s) k n , where K k e , the value of
) 1 (
PUCCH, j
n is determined according to higher layer configuration
and Table 9.2-2.
- for a PDSCH transmission indicated by the detection of a corresponding PDCCH within subframe(s) k n ,
where K k e on the secondary cell, the value of
) 1 (
PUCCH, j
n , and the value of
) 1 (
1 PUCCH, + j
n for a subframe n
with 2 = M or for a subframe n with 1 = M and a transmission mode on the secondary cell that supports up
to two transport blocks is determined according to higher layer configuration and Table 10.1.2.2.1-2. The TPC
field in the DCI format of the corresponding PDCCH shall be used to determine the PUCCH resource values
from one of the four resource values configured by higher layers, with the mapping defined in Table 10.1.2.2.1-
2. For a UE configured for a transmission mode on the secondary cell that supports up to two transport blocks
and a subframe n with 1 = M , or for a subframe n with 2 = M , a PUCCH resource value in Table 10.1.2.2.1-2
maps to two PUCCH resources ) , (
) 1 (
1 PUCCH,
) 1 (
PUCCH, + j j
n n , otherwise, the PUCCH resource value maps to a single
PUCCH resource
) 1 (
PUCCH, j
n . A UE shall assume that the same HARQ-ACK PUCCH resource value is
transmitted in the TPC field on all PDCCH assignments on the secondary cell within subframe(s) k n , where
K k e .
Table 10.1.3.2-1: Transmission of HARQ-ACK multiplexing for A = 2
) 1 (
PUCCH
n
) 1 ( ) 0 ( b b

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 111 Release 10
ACK, ACK
) 1 (
PUCCH,1
n 1, 0
ACK, NACK/DTX
) 1 (
PUCCH,0
n 1, 1
NACK/DTX, ACK
) 1 (
PUCCH,1
n 0, 1
NACK, NACK/DTX
) 1 (
PUCCH,0
n 0, 0
DTX, NACK/DTX No Transmission

HARQ-ACK(0), HARQ-ACK(1), HARQ-
ACK(2)
) 1 (
PUCCH
n ) 1 ( ) 0 ( b b
ACK, ACK, ACK
) 1 (
PUCCH,2
n 1, 1
ACK, ACK, NACK/DTX
) 1 (
PUCCH,1
n 1, 0
ACK, NACK/DTX, ACK
) 1 (
PUCCH,2
n 1, 0
) 1 (
PUCCH,0
n 1, 1
NACK/DTX, ACK, ACK
) 1 (
PUCCH,2
n 0, 1
) 1 (
PUCCH,1
n 0, 1
) 1 (
PUCCH,2
n 0, 0
) 1 (
PUCCH,0
n 0, 0
DTX, NACK/DTX, NACK/DTX No Transmission

) 1 (
PUCCH
n
) 1 ( ) 0 ( b b
ACK, ACK, ACK, ACK
) 1 (
PUCCH,1
n 1, 1
) 1 (
PUCCH,2
n 1, 1
) 1 (
PUCCH,0
n 1, 0
) 1 (
PUCCH,1
n 1, 0
) 1 (
PUCCH,3
n 1, 1
) 1 (
PUCCH,2
n 1, 0
) 1 (
PUCCH,0
n 0, 1
) 1 (
PUCCH,0
n 1, 1
) 1 (
PUCCH,1
n 0, 0
) 1 (
PUCCH,2
n 0, 1
) 1 (
PUCCH,3
n 1, 0
) 1 (
PUCCH,1
n 0, 1
) 1 (
PUCCH,3
n 0, 1
) 1 (
PUCCH,2
n 0, 0
) 1 (
PUCCH,3
n 0, 0

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 112 Release 10
NACK, NACK/DTX, NACK/DTX, NACK/DTX
) 1 (
PUCCH,0
n 0, 0
DTX, NACK/DTX, NACK/DTX, NACK/DTX No Transmission

Table 10.1.3.2-4: Mapping of subframes on each serving cell to HARQ-ACK(j) for PUCCH format 1b
HARQ-ACK channel selection for TDD with 2 = M
A HARQ-ACK(j)

4 The first subframe of
Primary cell
The second subframe
of Primary cell
The first subframe of
Secondary cell
The second subframe
of Secondary cell

For TDD HARQ-ACK multiplexing with PUCCH format 1b with channel selection and sub-frame n with 2 > M
and two configured serving cells, where M is the number of elements in the set K defined in Table 10.1.3.1-1,
denotes
) 1 (
PUCCH,i
n 3 0 s s i as the PUCCH resource derived from the transmissions in M DL sub-frames associated
with the UL subframe n .
) 1 (
PUCCH,0
n and
) 1 (
PUCCH,1
n are associated with the PDSCH transmission(s) or a PDCCH
indicating downlink SPS release (defined in section 9.2) on the primary cell and
) 1 (
PUCCH,2
n and
) 1 (
PUCCH,3
n are
associated with the PDSCH transmission(s) on the secondary cell.

For Primary cell:
- If there is a PDSCH transmission on the primary cell without a corresponding PDCCH detected within the
subframe(s) k n , where K k e ,
o the value of
) 1 (
PUCCH,0
o for a PDSCH transmission on the primary cell indicated by the detection of a corresponding PDCCH
in subframe
m
k n , where
m
k K e with the DAI value in the PDCCH equal to 1 (defined in
Table 7.3-X) or a PDCCH indicating downlink SPS release (defined in section 9.2) in subframe
m
k n , where
m
k K e
with the DAI value in the PDCCH equal to 1, the PUCCH resource
( )
(1) (1)
PUCCH,1 1 CCE, PUCCH
1
c c m
n M m N m N n N
+
= + + + where c is selected from {0, 1, 2, 3}
such that
1 CCE, +
< s
c m c
N n N ,

{ } 36 / )] 4 ( [ , 0 max
RB
sc
DL
RB
= c N N N
c
, where
m CCE,
n
is the number of the first CCE used for transmission of the corresponding PDCCH in subframe
m
n k and
(1)
PUCCH
N is configured by higher layers.
o HARQ-ACK(0) is the ACK/NACK/DTX response for the PDSCH transmission without a
corresponding PDCCH. HARQ-ACK(j), 1 1 s s M j , is the ACK/NACK/DTX response for the
PDSCH transmission with a corresponding PDCCH and DAI value in the PDCCH equal to j , or
for the PDCCH indicating downlink SPS release and with DAI value in the PDCCH equal to j .
- Otherwise,
o for a PDSCH transmission on the primary cell indicated by the detection of a corresponding PDCCH
in subframe
m
k n , where
m
k K e
with the DAI value in the PDCCH equal to either 1 or 2 or
a PDCCH indicating downlink SPS release (defined in section 9.2) in subframe
m
k n , where
m
k K e with the DAI value in the PDCCH equal to either 1 or 2, the PUCCH resource
( )
(1)
PUCCH , CCE 1
(1)
, PUCCH
1 N n N m N m M n
m c c i
+ + + =
+
, where c is selected from {0, 1, 2,
3} such that
1 CCE, +
< s
c m c
N n N ,

{ } 36 / )] 4 ( [ , 0 max
RB
sc
DL
RB
= c N N N
c
, where

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 113 Release 10
m CCE,
n is the number of the first CCE used for transmission of the corresponding PDCCH in
subframe
m
n k ,
(1)
PUCCH
N is configured by higher layers, 0 = i for the corresponding PDCCH
with the DAI value equal to 1 and 1 = i for the corresponding PDCCH with the DAI value equal
to 2.
o HARQ-ACK(j), 1 0 s s M j , is the ACK/NACK/DTX response for the PDSCH transmission with
corresponding PDCCH and DAI value in the PDCCH equal to 1 + j , or for the PDCCH indicating
downlink SPS release and with DAI value in the PDCCH equal to 1 + j .
For Secondary cell:
- for a PDSCH transmission on the secondary cell indicated by the detection of a corresponding PDCCH on the
primary cell in subframe
m
n k , where
m
k K e with the DAI value in the PDCCH equal to either 1 or 2,
the PUCCH resources ( )
(1)
PUCCH , CCE 1
(1)
, PUCCH
1 N n N m N m M n
m c c i
+ + + =
+
, where c is selected
from {0, 1, 2, 3} such that
CCE,m 1 c c
N n N
+
s < ,

{ } 36 / )] 4 ( [ , 0 max
RB
sc
DL
RB
= c N N N
c
, where
DL
RB
N is determined from the primary cell,
CCE,m
n is the number of the first CCE used for transmission of the
corresponding PDCCH in subframe
m
n k ,
(1)
PUCCH
N is configured by higher layers, 2 = i for the
corresponding PDCCH with the DAI value equal to 1 and 3 = i for the corresponding PDCCH with the DAI
value equal to 2.
- for a PDSCH transmission indicated by the detection of a corresponding PDCCH within the subframe(s)
k n , where K k e on the secondary cell, the value of
) 1 (
2 PUCCH,
n and
) 1 (
3 PUCCH,
n is determined according to
higher layer configuration and Table 10.1.2.2.1-2. The TPC field in the DCI format of the corresponding
PDCCH shall be used to determine the PUCCH resource values from one of the four resource values configured
by higher layers, with the mapping defined in Table 10.1.2.2.1-2. A UE shall assume that the same HARQ-
ACK PUCCH resource value is transmitted in the TPC field on all PDCCH assignments on the secondary cell
within subframe(s) k n , where K k e .
- HARQ-ACK(j), 1 0 s s M j , is the ACK/NACK/DTX response for the PDSCH transmission with a
corresponding PDCCH and DAI value in the PDCCH equal to 1 + j .
A UE shall perform channel selection according to the Tables 10.1.3.2-5, and 10.1.3.2-6 and transmit
) 1 ( ), 0 ( b b
on
PUCCH resource
) 1 (
PUCCH
n in sub-frame n using PUCCH format 1b according to section 5.4.1 in [3] where any
represents any response of ACK, NACK, or DTX. The value of
) 1 ( ), 0 ( b b
and the PUCCH resource
) 1 (
PUCCH
n are
generated by channel selection according to Tables 10.1.3.2-5, and 10.1.3.2-6 for M = 3, and 4 respectively.

Table 10.1.3.2-5: Transmission of HARQ-ACK multiplexing for M = 3
Primary Cell Secondary Cell Resource Constellation RM Code Input Bits
HARQ-ACK(0), HARQ-
ACK(1), HARQ-ACK(2)
HARQ-ACK(0), HARQ-
ACK(1), HARQ-ACK(2)
) 1 (
PUCCH
n ) 1 ( ), 0 ( b b

) 3 ( ), 2 ( ), 1 ( ), 0 ( o o o o

ACK, ACK, ACK ACK, ACK, ACK
) 1 (
PUCCH,1
n 1, 1
1,1,1,1
ACK, ACK, NACK/DTX ACK, ACK, ACK
) 1 (
PUCCH,1
n 0, 0
1,0,1,1
ACK, NACK/DTX, any ACK, ACK, ACK
) 1 (
PUCCH,3
n 1, 1
0,1,1,1
NACK/DTX, any, any ACK, ACK, ACK
) 1 (
PUCCH,3
n 0, 1
0,0,1,1
ACK, ACK, ACK ACK, ACK, NACK/DTX
) 1 (
PUCCH,0
n 1, 0
1,1,1,0
ACK, ACK, NACK/DTX ACK, ACK, NACK/DTX
) 1 (
PUCCH,3
n 1, 0
1,0,1,0

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 114 Release 10
ACK, NACK/DTX, any ACK, ACK, NACK/DTX
) 1 (
PUCCH,0
n 0, 1
0,1,1,0
NACK/DTX, any, any ACK, ACK, NACK/DTX
) 1 (
PUCCH,3
n 0, 0
0,0,1,0
ACK, ACK, ACK ACK, NACK/DTX, any
) 1 (
PUCCH,2
n 1, 1 1, 1, 0, 1
ACK, ACK, NACK/DTX ACK, NACK/DTX, any
) 1 (
PUCCH,2
n 0, 1 1, 0, 0, 1
ACK, NACK/DTX, any ACK, NACK/DTX, any
) 1 (
PUCCH,2
n 1, 0 0, 1, 0, 1
NACK/DTX, any, any ACK, NACK/DTX, any
) 1 (
PUCCH,2
n 0, 0 0, 0, 0, 1
ACK, ACK, ACK NACK/DTX, any, any
) 1 (
PUCCH,1
n 1, 0 1, 1, 0, 0
ACK, ACK, NACK/DTX NACK/DTX, any, any
) 1 (
PUCCH,1
n 0, 1 1, 0, 0, 0
ACK, NACK/DTX, any NACK/DTX, any, any
) 1 (
PUCCH,0
n 1, 1 0, 1, 0, 0
NACK, any, any NACK/DTX, any, any
) 1 (
PUCCH,0
n 0, 0 0, 0, 0, 0
DTX, any, any NACK/DTX, any, any No Transmission 0, 0, 0, 0

Table 10.1.3.2-6: Transmission of HARQ-ACK multiplexing for M = 4
Primary Cell Secondary Cell Resource Constellation RM Code Input Bits
HARQ-ACK(0),
HARQ-ACK(1),
HARQ-ACK(2),
HARQ-ACK(3)
HARQ-ACK(0), HARQ-
ACK(1), HARQ-ACK(2),
HARQ-ACK(3)
) 1 (
PUCCH
n
) 1 ( ), 0 ( b b

) 3 ( ), 2 ( ), 1 ( ), 0 ( o o o o

ACK, ACK, ACK,
NACK/DTX
) 1 (
PUCCH,1
n 1, 1 1, 1, 1, 1
ACK, ACK,
NACK/DTX, any
) 1 (
PUCCH,1
n 0, 0 1, 0, 1, 1
ACK, DTX, DTX, DTX ACK, ACK, ACK, NACK/DTX
) 1 (
PUCCH,3
n 1, 1 0, 1, 1, 1
ACK, ACK, ACK,
ACK
) 1 (
PUCCH,3
n 1, 1 0, 1, 1, 1
NACK/DTX, any, any,
any
) 1 (
PUCCH,3
n 0, 1 0, 0, 1, 1
(ACK, NACK/DTX,
any, any), except for
(ACK, DTX, DTX,
DTX)
) 1 (
PUCCH,3
n 0, 1 0, 0, 1, 1
ACK, ACK, ACK,
NACK/DTX
ACK, ACK, NACK/DTX, any
) 1 (
PUCCH,0
n 1, 0 1, 1, 1, 0
ACK, ACK,
NACK/DTX, any
) 1 (
PUCCH,3
n 1, 0 1, 0, 1, 0
ACK, DTX, DTX, DTX ACK, ACK, NACK/DTX, any
) 1 (
PUCCH,0
n 0, 1 0, 1, 1, 0
ACK, ACK, ACK,
ACK
) 1 (
PUCCH,0
n 0, 1 0, 1, 1, 0
NACK/DTX, any, any,
any
) 1 (
PUCCH,3
n 0, 0 0, 0, 1, 0
(ACK, NACK/DTX,
(ACK, DTX, DTX,
DTX)
) 1 (
PUCCH,3
n 0, 0 0, 0, 1, 0
ACK, ACK, ACK,
NACK/DTX
ACK, DTX, DTX, DTX
) 1 (
PUCCH,2
n 1, 1 1, 1, 0, 1
ACK, ACK, ACK,
NACK/DTX
ACK, ACK, ACK, ACK
) 1 (
PUCCH,2
n 1, 1 1, 1, 0, 1
ACK, ACK,
NACK/DTX, any
ACK, DTX, DTX, DTX
) 1 (
PUCCH,2
n 0, 1 1, 0, 0, 1
ACK, ACK,
NACK/DTX, any
ACK, ACK, ACK, ACK
) 1 (
PUCCH,2
n 0, 1 1, 0, 0, 1
ACK, DTX, DTX, DTX ACK, DTX, DTX, DTX
) 1 (
PUCCH,2
n 1, 0 0, 1, 0, 1

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 115 Release 10
ACK, DTX, DTX, DTX ACK, ACK, ACK, ACK
) 1 (
PUCCH,2
n 1, 0 0, 1, 0, 1
ACK, ACK, ACK,
ACK
ACK, DTX, DTX, DTX
) 1 (
PUCCH,2
n 1, 0 0, 1, 0, 1
ACK, ACK, ACK,
ACK
ACK, ACK, ACK, ACK
) 1 (
PUCCH,2
n 1, 0 0, 1, 0, 1
NACK/DTX, any, any,
any
ACK, DTX, DTX, DTX
) 1 (
PUCCH,2
n 0, 0 0, 0, 0, 1
NACK/DTX, any, any,
any
ACK, ACK, ACK, ACK
) 1 (
PUCCH,2
n 0, 0 0, 0, 0, 1
(ACK, NACK/DTX,
(ACK, DTX, DTX,
DTX)
ACK, DTX, DTX, DTX
) 1 (
PUCCH,2
n 0, 0 0, 0, 0, 1
(ACK, NACK/DTX,
(ACK, DTX, DTX,
DTX)
ACK, ACK, ACK, ACK
) 1 (
PUCCH,2
n 0, 0 0, 0, 0, 1
ACK, ACK, ACK,
NACK/DTX
NACK/DTX, any, any, any
) 1 (
PUCCH,1
n 1, 0 1, 1, 0, 0
ACK, ACK, ACK,
NACK/DTX
(ACK, NACK/DTX, any, any),
except for (ACK, DTX, DTX,
DTX)
) 1 (
PUCCH,1
n 1, 0 1, 1, 0, 0
ACK, ACK,
NACK/DTX, any
) 1 (
PUCCH,1
n 0, 1 1, 0, 0, 0
ACK, ACK,
NACK/DTX, any
DTX)
) 1 (
PUCCH,1
n 0, 1 1, 0, 0, 0
ACK, DTX, DTX, DTX NACK/DTX, any, any, any
) 1 (
PUCCH,0
n 1, 1 0, 1, 0, 0
ACK, DTX, DTX, DTX
DTX)
) 1 (
PUCCH,0
n 1, 1 0, 1, 0, 0
ACK, ACK, ACK,
ACK
) 1 (
PUCCH,0
n 1, 1 0, 1, 0, 0
ACK, ACK, ACK,
ACK
DTX)
) 1 (
PUCCH,0
n 1, 1 0, 1, 0, 0
NACK, any, any, any NACK/DTX, any, any, any
) 1 (
PUCCH,0
n 0, 0 0, 0, 0, 0
NACK, any, any, any
DTX)
) 1 (
PUCCH,0
n 0, 0 0, 0, 0, 0
(ACK, NACK/DTX,
(ACK, DTX, DTX,
DTX)
) 1 (
PUCCH,0
n 0, 0 0, 0, 0, 0
(ACK, NACK/DTX,
(ACK, DTX, DTX,
DTX)
DTX)
) 1 (
PUCCH,0
n 0, 0 0, 0, 0, 0
DTX, any, any, any NACK/DTX, any, any, any No Transmission 0, 0, 0, 0
DTX, any, any, any
DTX)
No Transmission 0, 0, 0, 0

10.1.3.2.2 PUCCH format 3 HARQ-ACK procedure
For TDD HARQ-ACK transmission with PUCCH format 3 and sub-frame n with 1 > M and more than one
configured serving cell, where M is the number of elements in the set K defined in Table 10.1.3.1-1, the UE shall
use PUCCH resource
)
~
, 3 (
PUCCH
p
n or
)
~
, 1 (
PUCCH
p
n for transmission of HARQ-ACK in subframe n for p
~
mapped to antenna
port p where

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 116 Release 10
- for a single PDSCH transmission only on the primary cell indicated by the detection of a corresponding PDCCH
in subframe
m
k n
, where
K k
m
e
with the DAI value in the PDCCH equal to 1 (defined in Table 7.3-X), or
for a PDCCH indicating downlink SPS release (defined in section 9.2) in subframe
m
k n
, where
K k
m
e
with
the DAI value in the PDCCH equal to 1, the UE shall use PUCCH format 1a/1b and PUCCH resource
)
~
, 1 (
PUCCH
p
n
with
(1)
PUCCH CCE, 1
)
~
, 1 (
PUCCH
) 1 (
0
N n N m N m M n
m c c
p
+ + + =
+
for antenna port
0
p , where
(1)
PUCCH
N is
configured by higher layers, c is selected from {0, 1, 2, 3} such that
1 CCE, +
< s
c m c
N n N ,

{ } 36 / )] 4 ( [ , 0 max
RB
sc
DL
RB
= c N N N
c
, and
m CCE,
n is the number of the first CCE used for transmission
of the corresponding PDCCH in subframe
m
n k where
K k
m
e
. When two antenna port transmission is
configured for PUCCH format 1a/1b, the PUCCH resource for antenna port
1
p is given by
1
)
~
, 1 (
PUCCH
)
~
, 1 (
PUCCH
0 1
+ =
p p
n n
- for a single PDSCH transmission only on the primary cell where there is not a corresponding PDCCH detected
9.2) within subframe(s) k n , where K k e , the UE shall use PUCCH format 1a/1b and PUCCH resource
)
~
, 1 (
PUCCH
p
n with the value of
)
~
, 1 (
PUCCH
p
n is determined according to higher layer configuration and Table 9.2-2. For a
UE configured for two antenna port transmission for PUCCH format 1a/1b, a PUCCH resource value in Table
9.2-2 maps to two PUCCH resources with the first PUCCH resource
)
~
, 1 (
PUCCH
0
p
n for antenna port
0
p and the
second PUCCH resource
)
~
, 1 (
PUCCH
1
p
n for antenna port
1
p , otherwise, the PUCCH resource value maps to a single
PUCCH resource
)
~
, 1 (
PUCCH
0
p
n for antenna port
0
p .
- for 1 > M and a PDSCH transmission only on the primary cell where there is not a corresponding PDCCH
detected within subframe(s) k n , where K k e and an additional PDSCH transmission only on the primary
cell indicated by the detection of a corresponding PDCCH in subframe
m
k n
, where K k
m
e with the DAI
value in the PDCCH equal to 1 (defined in Table 7.3-X) or a PDCCH indicating downlink SPS release (defined
in section 9.2) in subframe
m
k n
, where K k
m
e with the DAI value in the PDCCH equal to 1, the UE shall
transmit
( ) ( ) 0 , 1 b b
in subframe n using PUCCH format 1b on PUCCH resource
(1)
PUCCH
n selected from A
PUCCH resources
(1)
PUCCH,i
n where 0 1 i A s s , according to Table 10.1.3.2-1 and Table 10.1.3.2-2 for
2 = A and 3 = A , respectively. For a UE configured with a transmission mode that supports up to two
transport blocks on the primary cell, 3 = A ; otherwise, 2 = A .
o The PUCCH resource
) 1 (
PUCCH,0
The PUCCH resource
) 1 (
PUCCH,1
n is determined as
(1) (1)
PUCCH,1 1 CCE, PUCCH
( 1)
c c m
n M m N m N n N
+
= + + + , where
(1)
PUCCH
N is configured by higher
layers, c is selected from {0, 1, 2, 3} such that
1 CCE, +
< s
c m c
N n N ,

{ } 36 / )] 4 ( [ , 0 max
RB
sc
DL
RB
= c N N N
c
, and
m CCE,
n is the number of the first CCE used for
transmission of the corresponding PDCCH in subframe
m
n k where K k
m
e . For a UE configured
with a transmission mode that supports up to two transport blocks on the primary cell, the PUCCH
resource
) 1 (
PUCCH,2
n is determined as 1
) 1 (
PUCCH,1
) 1 (
PUCCH,2
+ = n n .HARQ-ACK(0) is the ACK/NACK/DTX
response for the PDSCH without a corresponding PDCCH detected. HARQ-ACK(1) is the
ACK/NACK/DTX response for the first transport block of the PDSCH indicated by the detection of a
corresponding PDCCH for which the value of the DAI field in the corresponding DCI format is equal to
1 or for the PDCCH indicating downlink SPS release for which the value of the DAI field in the
corresponding DCI format is equal to 1. HARQ-ACK(2) is the ACK/NACK/DTX response for the
second transport block of the PDSCH indicated by the detection of a corresponding PDCCH for which
the value of the DAI field in the corresponding DCI format is equal to 1.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 117 Release 10
- for 1 > M and a PDSCH transmission only on the primary cell indicated by the detection of a corresponding
PDCCH in subframe
m
k n
, where
K k
m
e
with the DAI value in the PDCCH greater than 1 (defined in
Table 7.3-X) or a PDCCH indicating downlink SPS release (defined in section 9.2) in subframe
m
k n
, where
K k
m
e
with the DAI value in the PDCCH greater than 1, the UE shall use PUCCH format 3 and PUCCH
resource
)
~
, 3 (
PUCCH
p
)
~
, 3 (
PUCCH
p
n is determined according to higher layer configuration and Table
10.1.2.2.2-1 and the TPC field in a PDCCH assignment with DAI value greater than 1 shall be used to
determine the PUCCH resource value from one of the four PUCCH resource values configured by higher
layers, with the mapping defined in Table 10.1.2.2.2-1. A UE shall assume that the same HARQ-ACK PUCCH
resource value is transmitted on all PDCCH assignments used to determine the PUCCH resource values within
the subframe(s) k n , where K k e .
- for a PDSCH transmission on the secondary cell indicated by the detection of a corresponding PDCCH within
subframe(s) k n , where K k e , the UE shall use PUCCH format 3 and PUCCH resource
)
~
, 3 (
PUCCH
p
n where the
value of
)
~
, 3 (
PUCCH
p
n is determined according to higher layer configuration and Table 10.1.2.2.2-1 and the TPC
field in the corresponding PDCCH shall be used to determine the PUCCH resource value from one of the four
resource values configured by higher layers, with the mapping defined in Table 10.1.2.2.2-1. If a PDCCH
corresponding to a PDSCH on the primary cell within subframe(s) k n , where K k e , or a PDCCH
indicating downlink SPS release (defined in section 9.2) within subframe(s) k n , where K k e , is detected,
the TPC field in the PDCCH with the DAI value greater than 1 shall be used to determine the PUCCH
resource value from one of the four resource values configured by higher layers, with the mapping defined in
Table 10.1.2.2.2-1. A UE shall assume that the same HARQ-ACK PUCCH resource value is transmitted on all
PDCCH assignments in the primary cell and in each secondary cell that are used to determined the PUCCH
resource value within the subframe(s) k n , where K k e .
- For PUCCH format 3 and PUCCH resource
)
~
, 3 (
PUCCH
p
n and a UE configured for two antenna port transmission, a
PUCCH resource value in Table 10.1.2.2.2-1 maps to two PUCCH resources with the first PUCCH resource
)
~
, 3 (
PUCCH
0
p
n for antenna port
0
)
~
, 3 (
PUCCH
1
p
n for antenna port
1
p , otherwise, the
PUCCH resource value maps to a single PUCCH resource
)
~
, 3 (
PUCCH
0
p
n for antenna port
0
p .
10.1.4 HARQ-ACK Repetition procedure
HARQ-ACK repetition is enabled or disabled by a UE specific parameter ackNackRepetition configured by higher
layers. Once enabled, the UE shall repeat any HARQ-ACK transmission with a repetition factor
ANRep
N , where
ANRep
N is provided by higher layers and includes the initial HARQ-ACK transmission, until HARQ-ACK
repetition is disabled by higher layers. For a PDSCH transmission without a corresponding PDCCH detected, the
UE shall transmit the corresponding HARQ-ACK response
ANRep
N times using PUCCH resource
)
~
, 1 (
PUCCH
p
n
configured by higher layers. For a PDSCH transmission with a corresponding PDCCH detected, or for a PDCCH
indicating downlink SPS release, the UE shall first transmit the corresponding HARQ-ACK response once using
PUCCH resource derived from the corresponding PDCCH CCE index (as described in Sections 10.1.2 and 10.1.3),
and repeat the transmission of the corresponding HARQ-ACK response 1
ANRep
N times always using PUCCH
resource
)
~
, 1 (
ANRep PUCCH,
p
n , where
)
~
, 1 (
ANRep PUCCH,
p
n is configured by higher layers.
HARQ-ACK repetition is only applicable for UEs configured with one serving cell for FDD and TDD. For TDD,
HARQ-ACK repetition is only applicable for HARQ-ACK bundling.
HARQ-ACK repetition can be enabled with PUCCH format 1a/1b on two antenna ports. For a UE configured for
two antenna port transmission for HARQ-ACK repetition with PUCCH format 1a/1b, a PUCCH resource value
)
~
, 1 (
ANRep PUCCH,
p
n maps to two PUCCH resources with the first PUCCH resource
)
~
, 1 (
ANRep PUCCH,
0
p
n for antenna port
0
p
and the second PUCCH resource
)
~
, 1 (
ANRep PUCCH,
1
p
n for antenna port
1
p , otherwise, the PUCCH resource value maps to
a single PUCCH resource
)
~
, 1 (
ANRep PUCCH,
0
p
n for antenna port
0
p .

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 118 Release 10
10.1.5 Scheduling Request (SR) procedure
A UE is configured by higher layers to transmit the scheduling request (SR) on one antenna port or two antenna
ports. The scheduling request shall be transmitted on the PUCCH resource(s)
)
~
, 1 (
SRI PUCCH,
)
~
, 1 (
PUCCH
p p
n n = for p
~
mapped
to antenna port p as defined in [3], where
)
~
, 1 (
SRI PUCCH,
p
n is configured by higher layers unless the SR coincides in time
with the transmission of HARQ-ACK using PUCCH Format 3 in which case the SR is multiplexed with HARQ-
ACK according to section 5.2.3.1 of [4]. The SR configuration for SR transmission periodicity
PERIODICITY
SR and
SR subframe offset
OFFSET,SR
N is defined in Table 10.1.5-1 by the parameter sr-ConfigIndex
SR
I given by higher
layers.
SR transmission instances are the uplink subframes satisfying
( )
OFFSET,SR PERIODICITY
10 / 2 mod 0
f s
n n N SR + = (

.

Table 10.1.5-1: UE-specific SR periodicity and subframe offset configuration
SR configuration Index
SR
I
SR periodicity (ms)
PERIODICITY
SR
SR subframe offset
OFFSET,SR
N
0 4 5
SR
I
5 14 10 5
SR
I
15 34 20 15
SR
I
35 74 40 35
SR
I
75 154 80 75
SR
I
155 156 2 155
SR
I
157 1 157
SR
I

10.2 Uplink HARQ-ACK timing
For FDD, the UE shall upon detection of a PDSCH transmission in subframe n-4 intended for the UE and for which an
HARQ-ACK shall be provided, transmit the HARQ-ACK response in subframe n. If HARQ-ACK repetition is enabled,
upon detection of a PDSCH transmission in subframe n-4 intended for the UE and for which HARQ-ACK response
shall be provided, and if the UE is not repeating the transmission of any HARQ-ACK in subframe n corresponding to
a PDSCH transmission in subframes
3
ANRep
N n
, , 5 n , the UE:
- shall transmit only the HARQ-ACK response (corresponding to the detected PDSCH transmission in
subframe 4 n ) on PUCCH in subframes n , 1 + n , ,
1
ANRep
+ N n
;
- shall not transmit any other signal in subframes n , 1 + n , ,
1
ANRep
+ N n
; and
- shall not transmit any HARQ-ACK response repetitions corresponding to any detected PDSCH transmission
in subframes 3 n , ,
5
ANRep
+ N n
.
For TDD, the UE shall upon detection of a PDSCH transmission within subframe(s) k n , where K k e and K is
defined in Table 10.1.3.1-1 intended for the UE and for which HARQ-ACK response shall be provided, transmit the
HARQ-ACK response in UL subframe n. If HARQ-ACK repetition is enabled, upon detection of a PDSCH
transmission within subframe(s) k n , where K k e and K is defined in Table 10.1.3.1-1 intended for the UE and
for which HARQ-ACK response shall be provided, and if the UE is not repeating the transmission of any HARQ-ACK
in subframe n corresponding to a PDSCH transmission in a DL subframe earlier than subframe k n , the UE:

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 119 Release 10
- shall transmit only the HARQ-ACK response (corresponding to the detected PDSCH transmission in
subframe k n ) on PUCCH in UL subframe n and the next 1
ANRep
N UL subframes denoted as
1
n ,
,
1
ANRep
N
n ;
- shall not transmit any other signal in UL subframe n ,
1
n , ,
1
ANRep
N
n ; and
- shall not transmit any HARQ-ACK response repetitions corresponding to any detected PDSCH transmission
in subframes k n
i
, where
i
K k e ,
i
K is the set defined in Table 10.1.3.1-1 corresponding to UL
subframe
i
n , and 1 1
ANRep
s s N i .
For TDD, HARQ-ACK bundling, if the UE detects that at least one downlink assignment has been missed as described
in Section 7.3, the UE shall not transmit HARQ-ACK on PUCCH if HARQ-ACK is the only UCI present in a given
subframe.
The uplink timing for the ACK corresponding to a detected PDCCH indicating downlink SPS release shall be the same
as the uplink timing for the HARQ-ACK corresponding to a detected PDSCH, as defined above.

11 Physical multicast channel related procedures
11.1 UE procedure for receiving the physical multicast channel
The UE shall decode the PMCH when configured by higher layers. The UE may assume that an eNB transmission on
the PMCH is performed according to Section 6.5 of [3].
The
MCS
I for the PMCH is configured by higher layers. The UE shall use
MCS
I for the PMCH and Table 7.1.7.1-1 to
determine the modulation order (
m
Q ) and TBS index (
TBS
I ) used in the PMCH. The UE shall then follow the
procedure in Section 7.1.7.2.1 to determine the transport block size, assuming
PRB
N is equal to
DL
RB
N . The UE shall set
the redundancy version to 0 for the PMCH.
11.2 UE procedure for receiving MCCH change notification
If a UE is configured by higher layers to decode PDCCHs with the CRC scrambled by the M-RNTI, the UE shall
decode the PDCCH according to the combination defined in table 11.2-1.
Table 11.2-1: PDCCH configured by M-RNTI
DCI format 1C Common
The 8-bit information for MCCH change notification [11], as signalled on the PDCCH, shall be delivered to higher
layers.

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 120 Release 10

Annex A (informative):
Change history
Change history
Date TSG # TSG Doc. CR Rev Subject/Comment Old New
2006-09 Draft version created 0.0.0
2006-10 Endorsed by RAN1 0.0.0 0.1.0
2007-01 Inclusion of decisions from RAN1#46bis and RAN1#47 0.1.0 0.1.1
2007-01 Endorsed by RAN1 0.1.1 0.2.0
2007-02 Inclusion of decisions from RAN1#47bis 0.2.0 0.2.1
2007-02 Endorsed by RAN1 0.2.1 0.3.0
2007-02 Editors version including decisions from RAN1#48 & RAN1#47bis 0.3.0 0.3.1
2007-03 Updated Editors version 0.3.1 0.3.2
2007-03 RAN#35 RP-070171 For information at RAN#35 0.3.2 1.0.0
2007-03 Random access text modified to better reflect RAN1 scope 1.0.0 1.0.1
2007-03 Endorsed by RAN1 1.0.2 1.1.0
2007-05 Endorsed by RAN1 1.1.2 1.2.0
2007-08 Updated Editors version uplink power control from RAN1#49bis 1.2.1 1.2.2
2007-08 Endorsed by RAN1 1.2.2 1.3.0
2007-09 Updated Editors version reflecting RAN#50 decisions 1.3.0 1.3.1
2007-09 Updated Editors version reflecting comments 1.3.1 1.3.2
2007-09 Updated Editors version reflecting further comments 1.3.2 1.3.3
2007-09 Updated Editors version reflecting further comments 1.3.3 1.3.4
2007-09 Updated Edtiors version reflecting further comments 1.3.4 1.3.5
2007-09 RAN#37 RP-070731 Endorsed by RAN1 1.3.5 2.0.0
2007-09 RAN#37 RP-070737 For approval at RAN#37 2.0.0 2.1.0
12/09/07 RAN_37 RP-070737 - - Approved version 2.1.0 8.0.0
28/11/07 RAN_38 RP-070949 0001 2 Update of 36.213 8.0.0 8.1.0
05/03/08 RAN_39 RP-080145 0002 - Update of TS36.213 according to changes listed in cover sheet 8.1.0 8.2.0
28/05/08 RAN_40 RP-080434 0003 1 PUCCH timing and other formatting and typo corrections 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0006 1 PUCCH power control for non-unicast information 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0008 - UE ACK/NACK Procedure 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0009 - UL ACK/NACK timing for TDD 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0010 - Specification of UL control channel assignment 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0011 - Precoding Matrix for 2Tx Open-loop SM 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0012 - Clarifications on UE selected CQI reports 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0013 1 UL HARQ Operation and Timing 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0014 - SRS power control 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0015 1 Correction of UE PUSCH frequency hopping procedure 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0017 4 Blind PDCCH decoding 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0019 1 Tx Mode vs DCI format is clarified 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0020 - Resource allocation for distributed VRB 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0021 2 Power Headroom 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0022 - Clarification for RI reporting in PUCCH and PUSCH reporting
modes
8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0025 - Correction of the description of PUSCH power control for TDD 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0026 - UL ACK/NACK procedure for TDD 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0027 - Indication of radio problem detection 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0028 - Definition of Relative Narrowband TX Power Indicator 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0029 - Calculation of TF(i) for UL-PC 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0030 - CQI reference and set S definition, CQI mode removal, and
Miscellanious
8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0031 - Modulation order and TBS determination for PDSCH and PUSCH 8.2.0 8.3.0
28/05/08 RAN_40 RP-080434 0032 - On Sounding RS 8.2.0 8.3.0
28/05/08 RAN_40 RP-080426 0033 - Multiplexing of rank and CQI/PMI reports on PUCCH 8.2.0 8.3.0
28/05/08 RAN_40 RP-080466 0034 - Timing advance command responding time 8.2.0 8.3.0
09/09/08 RAN_41 RP-080670 37 2 SRS hopping pattern for closed loop antenna selection 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 39 2 Clarification on uplink power control 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 41 - Clarification on DCI formats using resource allocation type 2 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 43 2 Clarification on tree structure of CCE aggregations 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 46 2 Correction of the description of PUCCH power control for TDD 8.3.0 8.4.0

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 121 Release 10
Change history
09/09/08 RAN_41 RP-080670 47 1 Removal of CR0009 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 48 1 Correction of mapping of cyclic shift value to PHICH modifier 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 49 - TBS disabling for DCI formats 2 and 2A 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 50 - Correction of maximum TBS sizes 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670
51 -
Completion of the table specifying the number of bits for the
periodic feedback
8.3.0 8.4.0
09/09/08 RAN_41 RP-080670
54 -
Clarification of RNTI for PUSCH/PUCCH power control with DCI
formats 3/3A
8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 55 1 Clarification on mapping of Differential CQI fields 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 59 1 PUSCH Power Control 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670
60 -
RB restriction and modulation order for CQI-only transmission on
PUSCH
8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 61 - Modulation order determination for uplink retransmissions 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 62 2 Introducing missing L1 parameters into 36.213 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 63 2 Correcting the range and representation of delta_TF_PUCCH 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 64 1 Adjusting TBS sizes to for VoIP 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 67 - Correction to the downlink resource allocation 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 68 - Removal of special handling for PUSCH mapping in PUCCH region 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 69 - Correction to the formulas for uplink power control 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 70 1 Definition of Bit Mapping for DCI Signalling 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 71 - Clarification on PUSCH TPC commands 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 72 1 Reference for CQI/PMI Reporting Offset 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 74 - Correction to the downlink/uplink timing 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 75 - Correction to the time alignment command 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 77 1 Correction of offset signalling of UL Control information MCS 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 78 2 DCI format1C 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 80 - Correction to Precoder Cycling for Open-loop Spatial Multiplexing 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 81 1 Clarifying Periodic CQI Reporting using PUCCH 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 84 1 CQI reference measurement period 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 86 - Correction on downlink multi-user MIMO 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 87 - PUCCH Reporting 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 88 1 Handling of Uplink Grant in Random Access Response 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 89 - Correction to UL Hopping operation 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 90 - DRS EPRE 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 92 - Uplink ACK/NACK mapping for TDD 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 93 - UL SRI Parameters Configuration 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 94 - Miscellaneous updates for 36.213 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 95 - Clarifying Requirement for Max PDSCH Coding Rate 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 96 - UE Specific SRS Configuration 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 97 - DCI Format 1A changes needed for scheduling Broadcast Control 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 98 - Processing of TPC bits in the random access response 8.3.0 8.4.0
09/09/08 RAN_41 RP-080670 100 1 Support of multi-bit ACK/NAK transmission in TDD 8.3.0 8.4.0
03/12/08 RAN_42 RP-081075 82 3 Corrections to RI for CQI reporting 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 83 2 Moving description of large delay CDD to 36.211 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 102 3 Reception of DCI formats 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 105 8 Alignment of RAN1/RAN2 specification 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
107 1
General correction of reset of power control and random access
response message
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 108 2 Final details on codebook subset restrictions 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 109 - Correction on the definition of Pmax 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 112 2 CQI/PMI reference measurement periods 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 113 - Correction of introduction of shortened SR 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 114 - RAN1/2 specification alignment on HARQ operation 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 115 - Introducing other missing L1 parameters in 36.213 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 116 - PDCCH blind decoding 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 117 - PDCCH search space 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 119 - Delta_TF for PUSCH 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
120 -
Delta_preamble_msg3 parameter values and TPC command in RA
response
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 122 1 Correction of offset signaling of uplink control information MCS 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 124 - Miscellaneous Corrections 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 125 - Clarification of the uplink index in TDD mode 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 126 - Clarification of the uplink transmission configurations 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 127 2 Correction to the PHICH index assignment 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 128 - Clarification of type-2 PDSCH resource allocation for format 1C 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 129 - Clarification of uplink grant in random access response 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 130 - UE sounding procedure 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
134 -
Change for determining DCI format 1A TBS table column indicator
for broadcast control
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 135 - Clarifying UL VRB Allocation 8.4.0 8.5.0

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 122 Release 10
Change history
03/12/08 RAN_42 RP-081075 136 1 Correction for Aperiodic CQI 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 137 1 Correction for Aperiodic CQI Reporting 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 138 1 Correction to PUCCH CQI reporting mode for N^DL_RB <= 7 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 140 1 On sounding procedure in TDD 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 141 1 Alignment of RAN1/RAN3 specification 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 143 1 TTI bundling 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 144 1 ACK/NACK transmission on PUSCH for LTE TDD 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 145 1 Timing relationship between PHICH and its associated PUSCH 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
147 1
Definition of parameter for downlink reference signal transmit
power
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 148 1 Radio link monitoring 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 149 1 Correction in 36.213 related to TDD downlink HARQ processes 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 151 - Nominal PDSCH-to-RS EPRE Offset for CQI Reporting 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 152 1 Support of UL ACK/NAK repetition in Rel-8 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 155 - Clarification of misconfiguration of aperiodic CQI and SR 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
156 1
Correction of control information multiplexing in subframe bundling
mode
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 157 - Correction to the PHICH index assignment 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 158 1 UE transmit antenna selection 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 159 - Clarification of spatial different CQI for CQI reporting Mode 2-1 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 160 1 Corrections for TDD ACK/NACK bundling and multiplexing 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 161 - Correction to RI for Open-Loop Spatial Multiplexing 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 162 - Correction of differential CQI 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 163 - Inconsistency between PMI definition and codebook index 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 164 - PDCCH validation for semi-persistent scheduling 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
165 1
Correction to the UE behavior of PUCCH CQI piggybacked on
PUSCH
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
166 -
Correction on SRS procedure when shortened PUCCH format is
used
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
167 1
Transmission overlapping of physical channels/signals with PDSCH
for transmission mode 7
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 169 - Clarification of SRS and SR transmission 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 171 - Clarification on UE behavior when skipping decoding 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 172 1 PUSCH Hopping operation corrections 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 173 - Clarification on message 3 transmission timing 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 174 - MCS handling for DwPTS 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
175 -
Clarification of UE-specific time domain position for SR
transmission
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 176 1 Physical layer parameters for CQI reporting 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 177 - A-periodic CQI clarification for TDD UL/DL configuration 0 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
179 1
Correction to the definitions of rho_A and rho_B (downlink power
allocation)
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075 180 - Clarification of uplink A/N resource indication 8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
181 -
PDCCH format 0 for message 3 adaptive retransmission and
transmission of control information in message 3 during contention
based random access procedure
8.4.0 8.5.0
03/12/08 RAN_42 RP-081075
182 -
To Fix the Discrepancy of Uplink Power Control and Channel
Coding of Control Information in PUSCH
8.4.0 8.5.0
03/12/08 RAN_42 RP-081122 183 1 CQI reporting for antenna port 5 8.4.0 8.5.0
03/12/08 RAN_42 RP-081110 168 1 Clarification on path loss definition 8.4.0 8.5.0
04/03/09 RAN_43 RP-090236 184 1 Corrections to Transmitted Rank Indication 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 185 4 Corrections to transmission modes 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 186 2 Delta_TF configuration for control only PUSCH 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 187 1 Correction to concurrent SRS and ACK/NACK transmission 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 191 1 PDCCH release for semi-persistent scheduling 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 192 1 Correction on ACKNACK transmission on PUSCH for LTE TDD 8.5.0 8.6.0
04/03/09 RAN_43
RP-090236
193 - Correction to subband differential CQI value to offset level mapping
for aperiodic CQI reporting
8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 194 - Correction for DRS Collision handling 8.5.0 8.6.0
04/03/09 RAN_43
RP-090236
196 2 Alignment of RAN1/RAN4 specification on UE maximum output
power
8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 197 - Transmission scheme for transmission mode 7 with SPS C-RNTI 8.5.0 8.6.0
04/03/09 RAN_43
RP-090236
198 - Clarifying bandwidth parts for periodic CQI reporting and CQI
refererence period
8.5.0 8.6.0
04/03/09 RAN_43
RP-090236
199 2 Correction to the ACK/NACK bundling in case of transmission
mode 3 and 4
8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 200 - ACK/NAK repetition for TDD ACK/NAK multiplexing 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 201 - Clarifying UL ACK/NAK transmission in TDD 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 202 - Corrections to UE Transmit Antenna Selection 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 203 - Correction to UE PUSCH hopping procedure 8.5.0 8.6.0

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 123 Release 10
Change history
04/03/09 RAN_43 RP-090236 204 - Correction to PHICH resource association in TTI bundling 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 205 - Clarification of the length of resource assignment 8.5.0 8.6.0
04/03/09 RAN_43
RP-090236
206 - Correction on ACK/NACK transmission for downlink SPS resource
release
8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 207 - Introduction of additional values of wideband CQI/PMI periodicities 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 208 2 Correction to CQI/PMI/RI reporting field 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 209 2 Correction to rho_A definition for CQI calculation 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 210 - Correction to erroneous cases in PUSCH linear block codes 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 211 1 Removing RL monitoring start and stop 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 214 1 Correction to type-1 and type-2 PUSCH hopping 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 215 - Contradicting statements on determination of CQI subband size 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 216 - Corrections to SRS 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 219 2 Miscellaneous corrections on TDD ACKNACK 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 221 1 CR for Redundancy Version mapping function for DCI 1C 8.5.0 8.6.0
04/03/09 RAN_43
RP-090236
223 - Scrambling of PUSCH corresponding to Random Access
Response Grant
8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 225 - Removal of SRS with message 3 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 226 3 PRACH retransmission timing 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 227 - Clarifying error handling of PDSCH and PUSCH assignments 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 228 - Clarify PHICH index mapping 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 229 - Correction of CQI timing 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 230 - Alignment of CQI parameter names with RRC 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 231 1 Removal of Off values for periodic reporting in L1 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 232 - Default value of RI 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 233 1 Clarification of uplink timing adjustments 8.5.0 8.6.0
04/03/09 RAN_43 RP-090236 234 - Clarification on ACK/NAK repetition 8.5.0 8.6.0
27/05/09 RAN_44
RP-090529
235 1 Correction to the condition of resetting accumulated uplink power
correction
8.6.0 8.7.0
27/05/09 RAN_44
RP-090529
236 - Correction to the random access channel parameters received from
higher layer
8.6.0 8.7.0
27/05/09 RAN_44 RP-090529 237 - Correction on TDD ACKNACK 8.6.0 8.7.0
27/05/09 RAN_44 RP-090529 238 1 Correction on CQI reporting 8.6.0 8.7.0
27/05/09 RAN_44 RP-090529 239 - Correction on the HARQ process number 8.6.0 8.7.0
27/05/09 RAN_44 RP-090529 241 1 CR correction of the description on TTI-bundling 8.6.0 8.7.0
27/05/09 RAN_44
RP-090529
242 1 Clarify latest and initial PDCCH for PDSCH and PUSCH
transmisisons, and NDI for SPS activation
8.6.0 8.7.0
27/05/09 RAN_44 RP-090529 243 - Clarify DRS EPRE 8.6.0 8.7.0
27/05/09 RAN_44 RP-090529 244 1 Clarification on TPC commands for SPS 8.6.0 8.7.0
15/09/09 RAN_45 RP-090888 245 1 Correction to PUSCH hopping and PHICH mapping procedures 8.7.0 8.8.0
15/09/09 RAN_45 RP-090888 246 - Clarification on subband indexing in periodic CQI reporting 8.7.0 8.8.0
15/09/09 RAN_45 RP-090888 247 2 Correction to DVRB operation in TDD transmission mode 7 8.7.0 8.8.0
15/09/09 RAN_45
RP-090888
249 - Clarification of concurrent ACKNACK and periodic PMI/RI
transmission on PUCCH for TDD
8.7.0 8.8.0
15/09/09 RAN_45 RP-090888 250 - Clarify Inter-cell synchronization text 8.7.0 8.8.0
01/12/09 RAN_46 RP-091172 248 1 Introduction of LTE positioning 8.8.0 9.0.0
01/12/09 RAN_46 RP-091172 254 - Clarification of PDSCH and PRS in combination for LTE positioning 8.8.0 9.0.0
01/12/09 RAN_46 RP-091177 255 5 Editorial corrections to 36.213 8.8.0 9.0.0
01/12/09 RAN_46 RP-091257 256 1 Introduction of enhanced dual layer transmission 8.8.0 9.0.0
01/12/09 RAN_46 RP-091177 257 1 Add shorter SR periodicity 8.8.0 9.0.0
01/12/09 RAN_46 RP-091256 258 - Introduction of LTE MBMS 8.8.0 9.0.0
17/12/09 RAN_46
RP-091257
256 1 Correction by MCC due to wrong implementation of CR0256r1
Sentence is added to Single-antenna port scheme section 7.1.1
9.0.0 9.0.1
16/03/10 RAN_47
RP-100211
259 3 UE behavior when collision of antenna port 7/8 with PBCH or SCH
happened and when distributed VRB is used with antenna port 7
9.0.1 9.1.0
16/03/10 RAN_47 RP-100210 260 1 MCCH change notification using DCI format 1C 9.0.1 9.1.0
16/03/10 RAN_47
RP-100211
263 - Correction on PDSCH EPRE and UE-specific RS EPRE for Rel-9
enhanced DL transmissions
9.0.1 9.1.0
01/06/10 RAN_48
RP-100589
265 - Clarification for TDD when multiplexing ACK/NACK with SR of
ACK/NACK with CQI/PMI or RI
9.1.0 9.2.0
01/06/10 RAN_48 RP-100590 268 1 Clarification of PRS EPRE 9.1.0 9.2.0
14/09/10 RAN_49 RP-100900 269 - Clarification on Extended CP support with Transmission Mode 8 9.2.0 9.3.0
07/12/10 RAN_50 RP-101320 270 - Introduction of Rel-10 LTE-Advanced features in 36.213 9.3.0 10.0.0
27/12/10 - - - - Editorial change to correct a copy/past error in section 7.2.2 10.0.0 10.0.1
15/03/11 RAN_51 RP-110255 271 1 A clarification for redundancy version of PMCH 10.0.1 10.1.0
15/03/11 RAN_51 RP-110258 272 - RLM Procedure with restricted measurements 10.0.1 10.1.0
15/03/11 RAN_51 RP-110256 273 - Corrections to Rel-10 LTE-Advanced features in 36.213 10.0.1 10.1.0
01/06/11 RAN_52 RP-110819 274 3 Correction to HARQ-ACK procedure for TDD mode b with M=2 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 275 3 Determination of PUSCH A/N codebook size for TDD 10.1.0 10.2.0
01/06/11 RAN_52 RP-110823 276 - The triggering of aperiodic SRS in DCI formats 2B and 2C 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 278 3 Corrections to power headroom 10.1.0 10.2.0

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 124 Release 10
Change history
01/06/11 RAN_52 RP-110819 279 1 Removal of square brackets for PUCCH format 3 ACK/NACK 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 281 1 Correction of AN repetition and PUCCH format 3 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 282 2 Correction to timing for secondary cell activation and deactivation 10.1.0 10.2.0
01/06/11 RAN_52 RP-110823 283 1 Correction to MCS offset for multiple TBs 10.1.0 10.2.0
01/06/11 RAN_52 RP-110820 286 1 Miscellaneous Corrections 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 288 1 Corrections on UE procedure for determining PUCCH Assignment 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 289 2 Correction to Multi-cluster flag in DCI format 0 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 290 2 Joint transmission of ACK/NACK and SR with PUCCH format 3 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 291 3 Correction of uplink resource allocation type 1 10.1.0 10.2.0
01/06/11 RAN_52 RP-110821 292 1 Correction on CSI-RS configuration 10.1.0 10.2.0
01/06/11 RAN_52
RP-110818
294 - ACK/NACK and CQI simultaneous transmission in ACK/NACK
bundling in TDD
10.1.0 10.2.0
01/06/11 RAN_52 RP-110823 295 - UE specific disabling of UL DMRS sequence hopping 10.1.0 10.2.0
01/06/11 RAN_52 RP-110821 296 - PDSCH transmission in MBSFN subframes 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 297 - Introduction of PCMAX for PUSCH power scaling 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 298 - Power control for SR and ACK/NACK with PUCCH format 3 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 299 2 CR on power control for HARQ-ACK transmission on PUCCH 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 300 2 Correction to handling of search space overlap 10.1.0 10.2.0
01/06/11 RAN_52
RP-110819
301 1 Correction to simultaneous transmission of SRS and PUCCH
format 2/2a/2b
10.1.0 10.2.0
01/06/11 RAN_52
RP-110819
302 1 Correction for Simultaneous PUCCH and SRS Transmissions on
CA
10.1.0 10.2.0
01/06/11 RAN_52 RP-110821 303 - Correction on 8Tx Codebook Sub-sampling for PUCCH Mode 1-1 10.1.0 10.2.0
01/06/11 RAN_52
RP-110821
304 1 Corrections on CQI type in PUCCH mode 2-1 and clarification on
simultaneous PUCCH and PUSCH transmission for UL-SCH
subframe bundling
10.1.0 10.2.0
01/06/11 RAN_52
RP-110818
305 1 Correction on UE behaviour upon reporting periodic CSI using
PUCCH Mode1-1
10.1.0 10.2.0
01/06/11 RAN_52 RP-110818 306 - Clarification for the definition of CQI 10.1.0 10.2.0
01/06/11 RAN_52 RP-110818 307 - Clarification for the definition of Precoding Matrix Indicator 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 308 - Simultaneous SRS transmissions in more than one cell 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 310 1 Miscellaneous Corrections for TS36.213 10.1.0 10.2.0
01/06/11 RAN_52 RP-110821 311 1 Configuration of pmi-RI-Report 10.1.0 10.2.0
01/06/11 RAN_52
RP-110819
312 1 Correction on the support of PUCCH format 3 and channel
selection
10.1.0 10.2.0
01/06/11 RAN_52
RP-110821
313 - Correction on UE behaviour during DM-RS transmission on
subframes carrying synchronisation signals
10.1.0 10.2.0
01/06/11 RAN_52 RP-110820 314 1 36.213 CR on antenna selection 10.1.0 10.2.0
01/06/11 RAN_52 RP-110823 316 1 Number of HARQ process for UL spatial multiplexing 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 317 - PUCCH format 3 Fallback procedure in TDD 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 318 - Clarification on CSI reporting under an invalid downlink subframe 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 320 - Multiple Aperiodic SRS Triggers for Same Configuration 10.1.0 10.2.0
01/06/11 RAN_52 RP-110823 321 - UE antenna switch in UL MIMO 10.1.0 10.2.0
01/06/11 RAN_52 RP-110819 322 - UE behaviour for PDSCH reception with limited soft buffer in CA 10.1.0 10.2.0
01/06/11 RAN_52
RP-110859
323 - Joint transmission of ACK/NACK and SR or CSI with PUCCH
format 3 and channel selection
10.1.0 10.2.0
15/09/11 RAN_53 RP-111229 277 1 Correction to reception of PRS in MBSFN subframes 10.2.0 10.3.0
15/09/11 RAN_53 RP-111230 325 3 Corrections on UE procedure for reporting HARQ-ACK 10.2.0 10.3.0
15/09/11 RAN_53 RP-111230 326 2 Corrections on Physical Uplink Control Channel Procedure 10.2.0 10.3.0
15/09/11 RAN_53
RP-111231 331 1
Correction to uplink transmission scheme usage for random access
response and PHICH-triggered retransmissions
10.2.0 10.3.0
15/09/11 RAN_53 RP-111229 336 - Corrections on transmission mode 9 10.2.0 10.3.0
15/09/11 RAN_53 RP-111230 339 - Corrections on HARQ-ACK codebook size determination 10.2.0 10.3.0
15/09/11 RAN_53
RP-111230 340 -
Corrections on TDD PUCCH format 1b with channel selection and
HARQ-ACK transmission on PUSCH
10.2.0 10.3.0
15/09/11 RAN_53 RP-111230 341 - Corrections on NACK generation 10.2.0 10.3.0
15/09/11 RAN_53 RP-111230 342 - Corrections on power headroom reporting 10.2.0 10.3.0
15/09/11 RAN_53 RP-111229 346 - Correction on TBS translation table 10.2.0 10.3.0
15/09/11 RAN_53 RP-111229 347 2 Correction to the condition of enabling PMI feedback 10.2.0 10.3.0
15/09/11 RAN_53 RP-111232 348 - Miscellaneous corrections to 36.213 10.2.0 10.3.0
15/09/11 RAN_53 RP-111229 349 - Corrections on PUSCH and PUCCH modes 10.2.0 10.3.0
15/09/11 RAN_53 RP-111231 350 1 CR on UL HARQ ACK determination 10.2.0 10.3.0
15/09/11 RAN_53
RP-111231 351 1
Correction on UL DMRS resources for PHICH-triggered
retransmission
10.2.0 10.3.0
15/09/11 RAN_53 RP-111230 352 - Clarification on the common search space description 10.2.0 10.3.0
15/09/11 RAN_53
RP-111232 353 1
Clarification on ambiguous DCI information between UE-specific
search space and common search space for DCI formats 0 and 1A
10.2.0 10.3.0
15/09/11 RAN_53
RP-111229 354 -
Clarification of Reference PDSCH Power for CSI-RS based CSI
Feedback
10.2.0 10.3.0
15/09/11 RAN_53 RP-111230 355 2 Corrections on reporting Channel State Information 10.2.0 10.3.0

3GPP
3GPP TS 36.213 V10.4.0 (2011-12) 125 Release 10
Change history
05/12/11 RAN_54 RP-111669 324 3 Accumulation of power control commands from DCI format 3/3A 10.3.0 10.4.0
05/12/11 RAN_54 RP-111666 357 1 Miscellaneous corrections on uplink power control 10.3.0 10.4.0
05/12/11 RAN_54 RP-111666 358 - Corrections on N_c^{received} 10.3.0 10.4.0
05/12/11 RAN_54
RP-111666
359 - Corrections on TDD PUCCH format 1b with channel selection and
two configured serving cells
10.3.0 10.4.0
05/12/11 RAN_54 RP-111666 360 - Corrections on the notation of k and k_m 10.3.0 10.4.0
05/12/11 RAN_54 RP-111668 361 1 Corrections on PUCCH mode 2-1 10.3.0 10.4.0
05/12/11 RAN_54
RP-111668
362 3 A correction to PDSCH transmission assumption for CQI
calculation
10.3.0 10.4.0
05/12/11 RAN_54 RP-111666 363 1 Corrections on PUCCH Resource Notation 10.3.0 10.4.0
05/12/11 RAN_54 RP-111667 364 - Correction on the notation of SRS transmission comb 10.3.0 10.4.0
05/12/11 RAN_54
RP-111666
365 - Clarification on the HARQ-ACK procedure of TDD UL-DL
configuration 5
10.3.0 10.4.0
05/12/11 RAN_54
RP-111666
366 2 Clarification on the determination of resource for PUCCH Format
1b with channel selection in TDD mode
10.3.0 10.4.0
05/12/11 RAN_54 RP-111666 367 1 Correction on HARQ-ACK procedure 10.3.0 10.4.0
05/12/11 RAN_54
RP-111666
368 - Correction for A/N on PUSCH with W=1,2 in case of TDD channel
selection
10.3.0 10.4.0
05/12/11 RAN_54 RP-111668 369 - Clarification of PUCCH 2-1 Operation 10.3.0 10.4.0
05/12/11 RAN_54 RP-111668 370 1 Correction on PMI index 10.3.0 10.4.0
05/12/11 RAN_54 RP-111666 371 2 Correction to periodic CSI reports for carrier aggregation 10.3.0 10.4.0
05/12/11 RAN_54 RP-111666 373 1 Removal of square bracket in HARQ-ACK procedure 10.3.0 10.4.0
05/12/11 RAN_54 RP-111666 374 1 Clarification on UE's capability of supporting PUCCH format 3 10.3.0 10.4.0
05/12/11 RAN_54 RP-111666 375 1 Clarifications of UE behavior on PUSCH power control 10.3.0 10.4.0

3GPP TS 36.213

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3GPP TS 36.213 V10.4.

PUCCH CMAX , PUSCH , PUSCH

where ) (i g is the current PUCCH power control adjustment

on PUSCH are constructed as follows.

defined in section 7.2.1

n Y , 39827 = A , 65537 = D and

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