(APA 6th Edition Formatting and Style Guide)
Office of Graduate Studies
Alcorn State University
Engaging Possibilities, Pursuing Excellence
REVISED May 23, 2018
THESIS MANUAL
Graduates
2
COPYRIGHT PRIVILEGES
BELONG TO
OFFICE OF GRADUATE STUDIES
ALCORN STATE UNIVERSITY, LORMAN, MS
Reproduction for distribution of this THESIS MANUAL requires the written permission of the
Provost and Executive Vice President for Academic Affairs or Graduate Studies Administrator.
FOREWORD
Alcorn State University Office of Graduate Studies requires that all students comply with the
specifications given in this document in the publication of a thesis or non-thesis research project.
Graduate students, under faculty guidance, are expected to produce scholarly work either in the
form of a thesis or a scholarly research project.
The thesis (master or specialist) should document the student's research study and maintain a
degree of intensity.
The purpose of this manual is to assist the graduate student and the graduate thesis advisory
committee in each department with the instructions contained herein. This is the official
approved manual by the Graduate Division.
Formatting questions not addressed in these guidelines should be directed to the Graduate School
staff in the Walter Washington Administration Building, Suite 519 or by phone at
601.877.6122 or via email: [email protected] or in person.
The Graduate Studies
Thesis Advisory Committee
(Revised Spring 2018)
mailto:[email protected]
TABLE OF CONTENTS
Page
INTRODUCTION ............................................................................................................................ 3
SELECTION AND APPOINTMENT OF THESIS ADVISORY COMMITTEE ......................... 4
1. Early Topic Selection ......................................................................................................... 4
2. Selection of Thesis Chair ......................................................................................................... 4
3. Selection of Thesis Committee Members .......................................................................... 4
4. Appointment of Thesis Advisory Committee Form .......................................................... 4
5. Invitation to Prospective Committee Members ................................................................. 5
6. TAC Committee Selection ................................................................................................. 5
CHOICE OF SUBJECT .................................................................................................................... 5
PROPOSAL DEFENSE AND SUBMISSION OF PROPOSAL TO IRB ..................................... 5
PARTS OF THE MANUSCRIPT: PRELIMINARY PAGES ..................................................... 8
1. Title Page .
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1. (APA 6th Edition Formatting and Style Guide)
Office of Graduate Studies
Alcorn State University
Engaging Possibilities, Pursuing Excellence
REVISED May 23, 2018
THESIS MANUAL
3. Reproduction for distribution of this THESIS MANUAL
requires the written permission of the
Provost and Executive Vice President for Academic Affairs or
Graduate Studies Administrator.
FOREWORD
Alcorn State University Office of Graduate Studies requires that
all students comply with the
specifications given in this document in the publication of a
thesis or non-thesis research project.
Graduate students, under faculty guidance, are expected to
produce scholarly work either in the
form of a thesis or a scholarly research project.
The thesis (master or specialist) should document the student's
research study and maintain a
degree of intensity.
The purpose of this manual is to assist the graduate student and
the graduate thesis advisory
committee in each department with the instructions contained
herein. This is the official
4. approved manual by the Graduate Division.
Formatting questions not addressed in these guidelines should
be directed to the Graduate School
staff in the Walter Washington Administration Building, Suite
519 or by phone at
601.877.6122 or via email: [email protected] or in person.
The Graduate Studies
Thesis Advisory Committee
(Revised Spring 2018)
5. mailto:[email protected]
TABLE OF CONTENTS
Page
INTRODUCTION
......................................................................................... ......
............................. 3
SELECTION AND APPOINTMENT OF THESIS ADVISORY
COMMITTEE ......................... 4
1. Early Topic Selection
...............................................................................................
.......... 4
2. Selection of Thesis Chair
...............................................................................................
.......... 4
3. Selection of Thesis Committee Members
.......................................................................... 4
4. Appointment of Thesis Advisory Committee Form
.......................................................... 4
5. Invitation to Prospective Committee Members
................................................................. 5
6. 6. TAC Committee Selection
...............................................................................................
.. 5
CHOICE OF SUBJECT
...............................................................................................
..................... 5
PROPOSAL DEFENSE AND SUBMISSION OF PROPOSAL TO
IRB ..................................... 5
PARTS OF THE MANUSCRIPT: PRELIMINARY PAGES
..................................................... 8
1. Title Page
...............................................................................................
............................. 8
2. Approval Page (Signature Page)
........................................................................................ 8
3. Copyright Page Information
...............................................................................................
...... 8
4. Dedication Page
...............................................................................................
................... 8
5. Acknowledgements
...............................................................................................
............. 9
6. Abstract
...............................................................................................
................................ 9
7. 7. Table of Contents
...............................................................................................
............... 10
8. List of Tables
...............................................................................................
..................... 10
9. List of Figures
...............................................................................................
.................... 11
PARTS OF THE MANUSCRIPT: TEXT
..................................................................................... 11
1. Chapter I: Introduction
...............................................................................................
...... 12
2. Chapter II: Review of Literature
............................................................................... .......... 12
3. Chapter III: Methodology
...............................................................................................
.. 12
4. Chapter IV: Results and Discussion
................................................................................. 13
5. Chapter V: Conclusions, Implications and Recommendations
....................................... 13
NON-THESIS/RESEARCH PROJECT
........................................................................................ 15
PARTS OF THE MANUSCRIPT: SUPPLEMENTARY PAGES
............................................ 14
8. 1. References, Bibliography, or Literature Cited
................................................................. 14
2. Appendix or Appendices
...............................................................................................
....... 14
FORMAT AND STYLE STANDARDS
....................................................................................... 14
FINAL DISPOSITION OF THESIS
.............................................................................................
19
HUMAN SUBJECTS IN RESEARCH
......................................................................................... 19
ANIMAL SUBJECTS IN RESEARCH
........................................................................................ 19
CONCLUSION
...............................................................................................
.......................... 19
APPENDICES
...............................................................................................
........................... 21
1. Appendix A: Sample Cover Page for Bound Thesis
................................................. 21
2. Appendix B: Sample Title Page
9. ................................................................................ 24
3. Appendix C: Sample Approval Page
........................................................................ 25
4. Appendix D: Sample Dedication Page
..................................................................... 26
5. Appendix E: Sample Acknowledgements Page
........................................................ 27
6. Appendix F: Sample Abstract Page
.......................................................................... 28
7. Appendix G: Sample Table of Contents
................................................................... 30
8. Appendix H: Sample List of Tables Page
.................................................................. 31
9. Appendix I: Sample List of Figures Page
................................................................ 33
10. Appendix J: Sample Chapter I Introduction
............................................................. 34
11. Appendix K: Sample Chapter II Review of
Literature............................................. 36
12. Appendix L: Sample Chapter III Methodology
....................................................... 38
13. Appendix M: Sample Chapter IV Data Analysis
..................................................... 43
14. Appendix N: Sample Chapter V Conclusions, Implications,
10. Recommendations .... 44
15. Appendix O: Sample References
............................................................................. 45
16. Appendix P: Appointment of Thesis Advisory Committee
.................................... 47
17. Appendix Q: Sample Institutional Board Application
............................................. 48
18. Appendix R: Thesis Formatting Checklist
............................................................... 59
3 ꜜ
INTRODUCTION
This manual has been prepared by the Office of Graduate
Studies Advisory Committee at Alcorn
State University to provide uniform standards and guidance to
students in the preparation and
formatting of the thesis or non-thesis research project to
complete requirements for graduation.
Graduate students, under faculty guidance, are expected to
produce scholarly work either in
11. the form of a thesis or a scholarly project. This expectation is
achieved through the enrollment
in six (6) credit hours in Thesis or Scholarly Project. Thesis
requirements will be addressed
in this document which have been prepared to help graduate
students prepare their research thesis
for acceptance by Alcorn State University. The guidelines
contained within have been updated
and, in some cases, clarified for the benefit of students, faculty
advisors, departments, and the
Graduate School. Appendices have been expanded to give
students models to guide the
production of their finished product for review. Any questions
about the contents of this guide
should be directed to the Graduate Studies staff. It is the
Advisor’s responsibility to make certain
that any thesis or research project submitted in partial
fulfillment of a graduate degree at Alcorn
State University conforms to the regulations outlined in this
guide. Responsibility for the content
of any manuscript remains with the student and the faculty
advisor(s).
A thesis advisory committee (TAC) is selected prior to
commencing any thesis work by the
12. student. (See Section B)
Advisory Committee (TAC) and Process
• Select thesis topic and chair.
• A timeline should be developed with the guidance of the
committee chair.
• Select committee members.
• Develop draft of Thesis Proposal (first three chapters).
• Finalize thesis proposal.
• Present proposal defense to TAC and receive approval to
continue.
• Obtain Alcorn State University (ASU) Institutional Review
Board (IRB) approval and external
institution approval if needed.
• Attach copy of the IRB approval letter as an Appendix in the
final copy of the thesis.
• Implement study, collect data.
• Analyze data.
• Develop final two chapters.
• Submit thesis only after the final approval has been sanctioned
by the thesis (non-thesis)
advisory committee. Only the committee chair can submit the
manuscript to Graduate
Studies for review.
The Graduate School recommends the following book as a
supplement to the information
13. provided in this manual. A copy is kept in Graduate Studies for
reference purposes.
Publication Manual of the American Psychological Association.
6th ed. American Psychological
Association: Washington, DC, 2010.
4 ꜜ
The approved copy that has been reviewed by the TAC is the
final copy that the committee chair
should submit to the Graduate Office electronically in pdf
format. Consequently, the original
signature pages (4) must be submitted to the Graduate Office.
Only after all corrections have been
made to the thesis will approval be given by signing the
signature pages. After the document is
reviewed and approved, only then can the student proceed to
prepare the requested number of
copies.
SELECTION AND APPOINTMENT OF THESIS ADVISOR
COMMITTEE (TAC)
A thesis advisory committee (TAC) is selected prior to
commencing any research by the student.
Development of the thesis or non-thesis effort should proceed in
an orderly fashion. The student
14. who anticipates graduating in a timely manner needs to adhere
to the following schedule of
activities:
Early topic selection
Selection of Committee Chair
The committee chair must be a member of the graduate faculty
in your discipline. A time line
should be developed with the guidance of the committee chair.
The thesis/non-thesis committee members should be selected
under the guidance of the committee
chair (a minimum of two members in addition to the chair).
Selection of Thesis and Non-Thesis Committee Members
Thesis and non-thesis members should hold a minimum of a
master’s degree. Two of the three
TAC members should be in your discipline, including the chair.
A third member may be chosen from any qualified Alcorn State
University faculty, or a qualified
community member holding a master’s degree or higher* If a
15. student selects a member outside of
the university, a letter of explanation regarding why a thesis
member outside of the university was
chosen needs to be sent to the Dean of Graduate Studies, along
with the proposed member’s
curriculum vita. A letter of approval for the proposed committee
member should be obtained from
the Dean of Graduate Studies.
The student must be enrolled in thesis or an independent course
in order to hold conferences with
the TAC.
Appointment of Thesis Advisory Committee Form
An “Appointment of Thesis Advisory Committee” form with
committee member signatures should
be completed and turned in to your committee chair. (See
Appendix P)
Invitation to prospective committee members should be issued
in writing by the student.
The TAC committee selection will be submitted to the
Department Chair of the student’s discipline
16. which will then be forwarded to Graduate Studies.
5 ꜜ
The TAC chairperson is responsible for student guidance
regarding scheduling of activities for
thesis and non-thesis development. Although the student is
ultimately responsible for his or her
own work, all TAC members are accountable for the quality of
the thesis or non-thesis.
CHOICE OF SUBJECT
Students have the autonomy to self-select a topic of interest that
will be best suited for a research
study. This topic should be discussed with your committee
chair to ensure a comprehensive
approach is possible in the investigation. The length of the
manuscript depends on the magnitude
of the investigation and the time given to thoughtfully and
thoroughly discuss the topic under
study. In this guide, the page requirement for a thesis is 40-80
pages in content. References and
17. Preliminary pages are not counted in this page requirement. All
work of the student should be
under the supervision and advisement of the thesis chair and
thesis committee.
PROPOSAL DEFENSE AND SUBMISSION OF PROPOSAL TO
ASU
INSTITUTIONAL REVIEW BOARD (IRB)
Proposal Defense:
The student is responsible for coordinating with the TAC chair
and members regarding scheduling
of the proposal defense, scheduling the room, and obtaining
needed equipment for the
presentation. The student will provide all committee members a
copy of the proposal one week
in advance of the meeting. It is recommended that the proposal
defense be scheduled during the
first 2 or 3 hours enrollment in Thesis.
The proposal defense may be either a poster presentation, a
visual presentation using electronic
formats such as PowerPoint, or a working meeting with the TAC
committee as determined by the
TAC Chair in consultation with the student.
18. During the formal proposal meeting, the TAC will approve the
thesis proposal (chapters 1-3) as
acceptable for thesis research. Changes to be made will be
specified during the proposal meeting.
Once the research proposal is approved, the student and
committee are committed to that thesis
proposal as it is written, except for extraordinary circumstances,
after acceptance, no substantive
changes will be made to the proposal, only minor editorial
changes should be made.
Once the research proposal has been accepted. The “Thesis
Proposal Approval Form” (Signature
Page) is to be signed by all TAC members and given to the
Chair of their discipline (Appendix
C).
A copy of the TAC approved thesis proposal is forwarded the
Dean of Graduate Studies, along
with a copy of the Thesis Proposal Approval Form, by the Chair
of the specific Discipline.
Institutional Review Board Application:
19. Every thesis must have clearance from ASU Institutional
Review Board prior to implementation.
This requirement also applies to studies using survey
instruments (See Appendix P).
6 ꜜ
The Informed Consent form must be submitted with the IRB
Application. This form is to include
a description of the study procedures; purpose; risk/benefits;
time required of participants;
assurance of confidentiality; withdrawal allowed at any time;
and a signature space for the
participant.
In some situations, the study must also have IRB approval
within the institution where the study
is conducted. The student needs to allow sufficient time for IRB
approvals that may take up to
four weeks.
After approval of the thesis proposal, the TAC chair will direct
the student through the
procedures for IRB approval of the research plan. The student is
20. to complete the IRB
Application and return the form to the TAC chair (See Appendix
P).
If you place the form in your computer for completion, put the
questions in bold and clearly set
the answers apart from the questions.
• Do not bind the application;
• Include a title page in the proposal.
The TAC chair provides the following to the chair of their
discipline (or discipline secretary), *to
be forwarded to the Institutional Review Board Chair.
• One copy of the proposal.
• The appropriately completed IRB application.
• A cover letter from the TAC chair to the IRB chair requesting
the proposal be reviewed
by the IRB.
The TAC chair will notify the student when the IRB approval is
received. A copy of the IRB
decision form, with signatures, is given to the discipline chair
(or secretary) to place in the
21. student’s file. The original is given to the student for inclusion
in the final copies of the thesis.
Following IRB approval, data collection can begin. The student
is to communicate any problems
in this phase of the research study to the TAC chair. A full TAC
meeting may be called if
necessary.
Upon completion of data collection, the student will write the
finding and discussion sections of
the thesis. The student will then prepare for thesis defense. A
student must be submitted to
candidacy and must obtain approval of the entire TAC
committee prior to scheduling the thesis
defense. The defense is to take place no sooner than the final
semester of course work. Students
should check with their thesis advisor regarding deadlines for
Scheduling the Oral Defense.
22. 7 ꜜ
PARTS OF THE MANUSCRIPT – PRELIMINARY PAGES
A thesis ordinarily has three main parts: preliminary pages, the
text, and supplementary material.
The information included in this section lists the order of the
content and gives guidance as to the
style and formatting of each section.
Thesis Plan
Preliminary pages (in the following order)
Title Page Required Page i, Not numbered
Approval Page (Signatures of Committee members) Required
Page ii, Not numbered
Copyright Page Optional No page number
Dedication Page Optional Page iii
Acknowledgements Optional Page iv
Abstract Required Page v
Table of Contents Required Page vi
List of Tables If Needed Page vii
List of Figures If Needed Page viii
23. Text (sections in the following order) Required
Chapter 1 - Introduction Starts with page 1
Chapter 2 – Review of Literature
Chapter 3- Methodology
Chapter 4 – Data Analysis
Chapter 5 – Conclusions, Implications and
Recommendation
Supplementary Pages (in the following order)
References Required
Appendix or Appendices If Needed Pagination follows last
References
page
Non-Thesis/Research Project
Preliminary pages (in the following order)
Title Page Required Page I, Not numbered
Approval Page (Signatures of Committee members) Required
Page ii, Not numbered
24. Copyright Page Optional No page number
Dedication Page Optional
Acknowledgements Optional Page iv
Abstract Required Page v
Table of Contents Required Page vi
List of Tables If Needed Page vii
List of Figures If Needed Page viii
Text (sections in the following order) Required
Chapter 1 - Introduction Starts with page 1
Chapter 2 – Review of Literature
Chapter 3- Methodology
Supplementary Pages (in the following order)
References Required
Appendix or Appendices If Needed Pagination follows last
References
page
25. 8 ꜜ
Title page
• Is not numbered
• NOTE: the date is the date of graduation
• Margins: 2” top: 1” right: 1.5” left: 1” bottom
• Select a title that summarizes the main idea of the study
• Do not exceed 10-12 words in the title
• Title typed in upper and lower case letters, centered between
left and right margins
• Avoid abbreviations
• Preferred form of author’s name is first name, middle initial,
and last name
• See example in Appendix B
Title Page (see Appendix B)
The title page summarizes the content included in the
manuscript to give the reader an idea of the main
idea of this document. It should be a concise statement which
consists of not more than a maximum of
10-12 words. There are some exceptions depending on the
research topic that may allow for a longer
title. All text on the title page should be centered. The title of
the thesis, which is listed at the top of
the page, must be the final, complete title of the thesis and
26. should be the exact title used on the approval
page. The title page should also include the student’s degree
title, and the month, date, and year that
the degree is to be awarded (e.g., May 10, 2016). This page
should not be listed in the table of contents.
The title page is technically page “i” of the preliminary pages.
Since the title page is not numbered,
the next page in sequence is “ii”. Refer to Appendix B for a
sample of how the title page should appear.
Approval page (Signatures of Committee members):
• Thesis title typed in upper and lower case letters
• Thesis title single-spaced in body of descriptive paragraph
• Title worded same as on title page
• No page number on approval page
• NOTE: the date is the date of thesis defense
• Margins: 2” top: 1” right: 1.5” left: 1” bottom
• Four (4) copies required
• Original signatures of all Thesis or Research Project
Committee members
• Signatures in black ink only
• Each member must sign the approval page only once in the
space allotted
The student’s name included on this page must be the student’s
legal name and must not include
initials. No recognition or designation of terminal degree,
27. professional or military rank, or
marital status is to be included. The name of each thesis
committee member must be typed under
each signature line. It is the duty of the student to secure
original signatures of all committee
members for each of the four copies of the thesis or research
project.
Copyright page (optional)
9 ꜜ
Copyright Information
Theses are considered as legally classified publications.
Therefore, if a student decides to copyright
his/her thesis, it is advisable that the student use a formal
copyright vendor resource. If the student
decides to include in the thesis copies of illustrative tables,
charts, graphs, etc. from copyrighted
28. sources, permission must be obtained prior to this inclusion. An
original release letter must be
submitted to the original copywriter and permission granted.
Dedication page (optional)
numeral, count the first 2 or 3
pages that do not have page number appearing.
Dedication Page (see Appendix D)
This page is optional. If the student desires to dedicate his or
her thesis or research project, the student
may do so using this page. The page should not include a
heading. The text is to be brief and pagination
is in lower case Roman numerals. Please refer to Appendix D
for a sample of how the dedication page
should appear. This page can be listed in the student’s table of
contents.
Acknowledgments (optional)
29. Acknowledgments Page (see Appendix E)
This page is optional and can be used to include brief
statements of appreciation or recognition. This
page has the heading “ACKNOWLEDGMENTS,” and the
heading should be in all capital letters.
Pagination is in lower-case Roman numerals. This page, if
included, can be listed in the table of
contents. Please refer to Appendix E for a sample of what this
page should look like.
Abstract (the first numbered page, iii)
• Begin on new page
• The label Abstract should appear in upper and lower case
letters, centered
• No paragraph indention
• A brief and concise summary of the study: Purpose, results,
conclusions.
• No more than 250 words.
• Margins: 1” top: 1” right: 1.5” left: 1” bottom
• See example in Appendix F
30. Abstract (see Appendix F)
Every thesis and research project is required to include an
abstract. This should be no more than 250
words. The student and his or her committee will determine the
content that is to be included in the
abstract; however, the page is to be titled “Abstract,” and the
title should appear in upper and lower
case letters. The abstract should include a brief summary of
your research and findings. The pagination
is lower-case Roman numerals. Please refer to Appendix F for a
sample of what this page should look
like. Do not include your name, degree, or title on this page.
This page should be listed in the table of
contents.
10 ꜜ
Table of Contents
sections.
31. mple in Appendix G
Table of Contents (see Appendix G)
Every thesis and research project is required to include a table
of contents. The heading for this page
is “TABLE OF CONTENTS” and should appear in all capital
letters. All headings, sections, chapters,
and the first set of subdivisions/subchapters need to be listed
within the table of contents (subsequent
sets of subdivisions/subchapters need not be listed). Preliminary
pages (with the exception of List of
Tables, List of Figures, and List of Appendices) are not to be
listed on the table of contents (i.e.
Approval/Signature Page). Pagination for this section is lower
case Roman numerals. Do not include
an entry for “Table of Contents” on your table of contents page.
The Table of Contents indicates the major divisions (i.e.,
chapters or sections) and principal
subheadings of the thesis or research project and the beginning
page number of each section.
The format is left up to the committee chair's discretion for
certain sub-sections.
Preliminary pages do not have to be listed in the Table of
Contents; however, if they are listed,
the listings must start with the Abstract (iii) and must include
32. all preliminary pages. (see
APPENDIX G).
All major divisions of the narrative text (i.e., chapters or
sections) and principal subheadings
(when appropriate) within each chapter or section must be listed
in the Table of Contents. The
subordination of the subheadings should be indicated by
appropriate spacing and indentation.
All supplementary pages (reference section, appendices if any,
and Vita) must be listed in the
Table of Contents.
The numbering, wording, and pagination of titles and headings
must be exactly the same in the
Table of Contents as they are on the pages of the thesis or
research project. All page numbers
are right-margin justified in the Table of Contents.
List of Tables (if more than one table is used)
See example in Appendix H
List of Tables
33. Tables and figures should be formatted according to the style
manual APA 6th edition. Each table must
be identified in the text by using an Arabic number (e.g. Table
3). The table number and title must
be typed above the table. The top of the table should be at the
left-hand, binding side of the page.
The font should be the same as the rest of the thesis. List of
Tables should be located at the beginning
of the thesis, following the table of contents and before the text
(body) of the paper. Page numbers
should be lowercase Roman numerals. If a table is taken from
another source, you must cite that source
below the table or figure. Determine the data readers will need
to understand in the discussion and data
analysis.
11 ꜜ
Table components consist of Table & number, title in italics,
the table of information, and the
caption. The caption begins with the word Note in italics,
followed by descriptive note(s) for the
table, then the source of the table (if not created by the author).
The caption appears immediately
34. underneath the table proper. Everything is double-spaced.
Tables are numbered consecutively using Arabic numerals
throughout the paper in the order in
which they are first mentioned in the text, beginning with Table
1.
Table title is typed flush to the left of the margin, 2 lines above
the body of the table.
The table is to be inserted in the text as soon after it is
mentioned as possible.
Refer to Publication Manual of the American Psychological
Association (6
th
edition), for
additional information on the structure of tables.
List of Figures (if more than one figure is used)
ht: 1.5” left: 1” bottom
35. List of Figures
Figure numbers and captions must be typed below the figure
using Arabic numbers (e.g.
Figure 2).
Figures are to be numbered consecutively throughout the paper,
beginning with Figure 1.
Figure title is typed flush to the left of the margin, 2 lines
below the body of the figures.
The figure is to be inserted in the text as soon after it is
mentioned as possible.
Refer to Publication Manual of the American Psychological
Association (6
th
edition), for
additional information on the structure of figures.
PARTS OF THE MANUSCRIPT - TEXT
Quoting and Paraphrasing – If quotes are used in the text of a
chapter, the following formatting
should be used. If the quotation consists of fewer than 40
words, the text should be enclosed inside
double quotation marks. If the quotation consists of more than
36. 40 words, use a freestanding block
of text and omit the quotation marks. (Refer to the APA
Manual, 6th ed)
Citing Sources – Cite references in text with the author and
date. Each reference cited in the text
must appear in the reference list. The citations used in the text
of a chapter should be listed
alphabetically in the references section.
Each chapter or section begins on a new page. The title of the
chapter or section is
typed in capital letters and is centered at the top of the page.
They are designated by upper
case Roman numerals used consecutively throughout the thesis
or research project.
12 ꜜ
CHAPTER I: INTRODUCTION
Introduction – introductory information
Statement of the Problem – statement of the problem should
include the basic difficulty, area of
37. concern, and/or perceived need for the study. It includes a
description of the background of the
problem (these are factors that caused this to be a problem) and
the justification for studying the
problem.
Purpose of the Study – discuss the goal; emphasize practical
outcomes or products.
Research Question – research problem posed as a question
which serves as the focus of the
researcher’s investigation. The research question should dictate
the research type and paradigm
(qualitative, quantitative, or mixed methods).
Significance of the Study – a part in the thesis that tells the
importance and purpose of the study
under investigation. It tells how the study will be beneficial to
society and/or a specific person or
improve the human condition.
Limitations of the Study – this subtitle section focuses on the
impact of the findings from your
research. This section also describes the boundaries that you
have set for the study.
38. Definition of Terms – only include terms that may not be well
understood by a layperson outside
of your field. Information in this section is formatted in
paragraphs just like information in any
other sub-heading. Bold all terms, but not their definitions.
Treat each definition as if you were
quoting from a dictionary.
CHAPTER II: REVIEW OF LITERATURE
Review of Literature page – no subheadings indicated for this
chapter because they will vary
considerably based on the research. The format of headings and
subheadings depends upon the
way you have organized your thoughts via the use of heading
levels in your paper. Place headings
in their appropriate spot on the page and use boldface
formatting as indicated. For more information
about headings, see the APA Manual.
CHAPTER III: METHODOLOGY
Methodology page– begin with an introduction; some
suggestions include reiterating the
39. statement of the problem and briefly discussing what this
chapter will include; suggested sections
listed below.
Design – describe the specific type of research design used in
the study.
Subject Selection and Description – discuss the sample and
population.
13 ꜜ
Instrumentation – talk about the survey used, if applicable; try
to answer the question, “Was it
create for this purpose of did you find it somewhere?”
Data Collection Procedures – a 57 question survey was
administered.
Data Analysis – respond to such questions, “How was the data
analyzed?” Example: A number
of statistical analyses were used in this study. The Statistical
Program for Social Sciences version
10.0 (SPSS, 2002) was used to analyze the data. Independent T-
Test analyses were conducted…
40. Limitations – discuss methodological limitations or procedural
weaknesses.
CHAPTER IV: RESULTS AND DISCUSSION
Results and Discussion page – In the introduction in this
section, briefly reiterate the purpose of
the study and how it was conducted, e.g., a survey was given…;
The author should summarize the
data collected and analysis of the data relevant to the study;
sufficient details should be reported
to justify the conclusions. Discuss all relevant results, the
implications, the number of participants
used in the primary analyses and the baseline data. Following
analysis of the results, the author
should evaluate and interpret the implications of the data with
respect to the questions posed in the
study and include a statement in this section in support or
nonsupport of the original hypotheses.
Subheadings for this chapter are used to discuss the hypotheses
and will vary considerably; some
people use each question as a subheading and some don’t; if you
use each question as a subheading,
write out the question rather than just “Question 1”; the purpose
is to provide with at-a-glance
41. information about the nature and scope of your paper. Discuss
the generalizability of the findings
and the importance of these findings to your discipline or higher
education.
Item Analysis – use tables when appropriate, but don’t overuse
them or discuss the whole table in
text; discuss the high points in text, providing the table for
further details; all tables should conform
to the APA style manual; tables are different than figures-name
and refer to them appropriately;
there is no hard rule as to whether a summary at the end of this
chapter should be provided since
chapter 5 is often a summary; discuss this with your advisor.
CHAPTER V: CONCLUSIONS, IMPLICATIONS, AND
RECOMMENDATIONS
Conclusions, Implications, and Recommendations – start with
an introduction; summarize what
has happened in your paper so far; chapter will also vary
considerably in headings and
organization; suggestions of possibilities are below.
Limitations – state them again.
42. Conclusions – hit the high points of your findings; there should
be a relationship to the literature
review: Did your study correlate with previous research or did
you find something different?
Recommendations – recommend some further research or a
change in practices.
14 ꜜ
NON-THESIS / RESEARCH PROJECT
The main distinction between the thesis and the non-thesis
research project is the number of
chapters. In the thesis, the format includes five chapters and in
the non- thesis research project,
only three chapters are included, CHAPTER I – Introduction,
CHAPTER II – Review of
Literature, and CHAPTER III – Methodology. The thesis is a
hardbound document and the non-
thesis/research project does not require a hardbound cover. Each
department with a Non-Thesis
Track has specific binding guidelines that should be followed.
43. The non-thesis research project describes the research which the
student intends to conduct. A
thorough investigation should communicate the subject under
consideration, literature related to
the study, and the research method to conduct the study.
If your research includes using human subjects, you must
include an IRB approval letter. In the
reference section of your research project, you must show
evidence of the use of peer reviews
and journal citations to support the proposed research. The use
of Wikipedia is prohibited as
major citations for this effort.
Specifications:
– Transparent cover page, spiral or spine binding
(black), black back cover page
- All required copies for publishing must be printed on
8.5 x 11inch paper,
20 pound – 25% cotton, printed on one side only.
- The approval/signature page cannot be
copied; it must have
original signatures in black ink. Four (4) original signature
pages must be
44. submitted to Office of Graduate Studies for the Provost’s
signature.
PARTS OF THE MANUSCRIPT – SUPPLEMENTARY PAGES
(in the following
order)
References – Make sure that everything you cite in the text is
also in the reference list and vice
versa; APA Manual describes the correct format for each type of
reference; be especially careful
about how you reference and format online sources; each entry
should be in a hanging indent
format; (See Appendix O)
Appendix/Appendices (if needed) – Must be labeled
appropriately i.e. Appendix A…
FORMAT AND STYLE STANDARDS
Formatting the manuscript according to APA specifications
enhances clarity and readability. The
following instructions will assist the writer in preparing a well-
prepared document. All
preliminary page titles, chapter or section designations, and all
supplementary page titles are
45. centered at the top of the page, and are typed in all capital
letters. This format overrules any
differences in format or layout followed by the journal model.
Margins – Set margins 1 inch on all sides except the left
margin. The left margin should be set at
15 ꜜ
1.5 inch. Exceptions to this is top margins for the cover, title
page, and signature page are 2”.
Alignment - Text should align evenly on the left margin but
ragged on the right margin. The
first line of each entry should align with the left margin. All
subsequent lines should be
indented 5 spaces or set a hanging indent at 1/2 inch.
Line Spacing - Double space between all text lines of the
manuscript. Double-space after every
line in the title, headings, quotations, references, and figure
captions. Never use single -spacing
or one-and-a-half spacing except in tables or figures. No
widows- this is when a paragraph carries
over only one line to the top of the next page; No orphans-this
46. is when a heading or subheading
occurs at the bottom of a page and is not followed by text.
by 4 spaces.
Line length and alignment – The length of each typed line is a
maximum of 6 ½ in. Do not
justify lines. Use the flush-left style, and leave the right margin
uneven, or ragged. Do not divide
words at the end of a line, and do not use the hyphenation
function to break words at the ends of
lines. Let a line run short rather than break a word at the end of
a line.
Paragraphs and indentation – Indent the first line of every
paragraph. For consistency, the
writer can use the tab key to automatically indent the same
amount of characters to begin each
paragraph. The remaining lines of the manuscript are uniform
and should be flushed evenly with
47. the left margin. The only exceptions that do not follow this
formatting are abstract, titles and
headings, table titles, figure captions, and block quotations.
Pagination - All page numbers using Arabic numerals should be
1 inch from the top right edges
of the page and appear sequentially throughout the manuscript.
Every page should be assigned a
number with the following exceptions, the title page and the
Approval page, which are counted,
but not numbered. The Title Page is considered as page ‘i’ and
the Approval page ‘ii’. Page
numbers centered on these pages using small Roman numerals
(i.e., “iii”, “iv”, etc.): Dedication
page, Acknowledgements, Abstract, Table of Contents, List of
Tables, and List of Figures.
Beginning with Chapter 1, pages are numbered with Arabic
numbers 1” from top of page and
1” from right margin and continuing throughout the manuscript.
Font - The standard font for student papers is Times New
Roman size 12. Do not use
underlining or all capitals unless specified in this manual. Use
48. boldface for headings and
captions with discretion. Keep the font the same throughout the
paper; mixing various font
styles is not acceptable.
emphasis. Use italics
as specified in APA Manual for headings as specified.
16 ꜜ
Headings
If a heading appears on the bottom of a page, there must be at
least two lines of text
following.
Refer to Publication Manual of the American Psychological
Association (6
th
edition) for the
selection of headings to use. Consistently use Level 1 for the
49. title of each major section
Binding Specifications for Thesis
Paper – The final or approved thesis for binding should be
printed on 8-1/2” x 11 white 25%
cotton bond paper, 20 lb. weight. All manuscripts should be
printed one side only.
printed on any type paper.
11inch paper, 20 pound
– 25% cotton, printed on one side only.
signature page cannot be copied; it must have
original signatures in
black ink. Four (4) original signature pages must be submitted
to Office of
Graduate Studies for the Provost’s signature.
Hardcover Book Binding – A reputable printing company should
be used to bind the manuscript.
The standard cover should be black to bind the letter size 8 ½ x
11” manuscript on long edge
(portrait). The title, student’s name, university, and date of
commencement should be embossed in
50. gold lettering. The spine should include one line of text for the
topic and a second line that includes
the student’s last name.
In-Text and Parenthetical Citations
Quote with author’s name in text Smith (2006) states that, “...”
(p. 112).
Quote with author’s name in reference This is quoted as, “…”
(Smith, 2006, pp. 112-4).
Paraphrasing with author’s name in text Smith (2006) stated
these facts, too.
Paraphrasing author’s name in reference This fact has been
stated (Smith, 2006).
No author – give title of work abbreviated to first major word
Italics for books, “quotation marks” for articles
This book is true (Long, 2005).
This article is true (“Long,” 2005).
Citing entire website – put URL This has evidence
(www.pubmed.gov).
Quote from website – use paragraph number
51. According to, “…” (Smith, 2000, para. 4).
More than one author with same last name P. L. Smith (2003)
and J. M. Smith (2005)
Source has more than one author in text Smith and Lee agree
that (2006)
Source has more than one author in reference This is agreed
upon (Smith & Long, 2006).
Citing more than one work We all agree (Smith, 2006; Lee,
2004).
http://www.pubmed.gov/
17 ꜜ
Expressing Numbers
The most common questions regarding numbers relate to
whether numerals or words should
be used. In APA style, numerals are used in the following
situations:
52. graphical display.
ers
10 and larger (5 of 44
participants in the study).
miles, a 25 mg dose).
decimals, fractions,
percentages, and ratios (multiplied by 9, 46% of participants).
size, numbers of participants
in a study, scores and points on a scale, and sums of money (in
4 years; December 15,
2009, $88 billion).
Note that any time a number begins a sentence, it should be
written out, or the sentence should
be rephrased so that the number does not begin it. Words should
be used in the following
situations:
l of the American Psychological
Association (6
th
53. edition) for
additional information.
Acronyms and Abbreviations
Generally, abbreviations and acronyms should be used if they
will be easy for the reader to
remember and if using them will eliminate unnecessary
repetition. Specifically, do not
introduce an abbreviation or acronym if it will be used fewer
than four times in the document.
The first time you use the item to be abbreviated, place the
acronym after it in parentheses:
membership in the National Association of Education for Young
Children (NAEYC)
Once you have explained the acronym the first time, use it
throughout the rest of the document,
without explanation. There are several exceptions to this rule:
onyms in a table or figure.
commonly accepted as
54. words (i.e., REM, HIV/AIDS).
unless it is being used as an
adjective. For example, “U.S. Senate” is correct, while “resident
of the U.S.” is not.
18 ꜜ
Statistical Symbols
Use of Copyrighted Material
The student must document and acknowledge any part of the
thesis obtained from other
sources. Limited use of copyrighted material may not require
any permission. The student must
obtain necessary permission to quote or reproduce copyrighted
materials.
55. Permission to Reprint
reprinted more than five
hundred words or for tables (or other figures) to clearly state
your sources.
e or other figure directly beneath it.
reprint:
1. On the copyright page (if you are copyrighting your thesis)
2. On the first page of the reprinted material
3. On a special list of acknowledgements (use this method if
there is more than one
reprint in excess of five hundred words).
should be used (with an
asterisk if it appears in the form of a footnote on the first page
of the reprinted
material).
Association (6
th
edition) for
additional information on the structure of figures.
56. Grammar
throughout manuscript
occurred at a specific time in the
past
did not occur at a specific
time or describe action beginning in past and continuing to the
present (i.e. Since that
time, several investigators have used this method)
19 ꜜ
FINAL DISPOSITION OF THESIS AND RESEARCH
PROJECT
57. Each student is required to submit two copies of the bound
theses or research project to the Graduate
Office by the published dates each semester. One copy is
housed in the Theses Archives and one
copy is for the J. D. Boyd Library. The remaining two copies
are dispersed by the student as
follows: one copy to the student’s department, and one personal
copy for the student.
Prior to binding and disbursement of theses, copies are not
accepted by the Graduate Office until after
the defense and all necessary corrections have been made as
recommended by the thesis committee.
Manuscripts reviewed after submission to the Graduate Office
resulting in multiple corrections needed
will be flagged and returned to the student or the thesis
committee chair electronically. The necessary
corrections will have to be made before another review is
conducted. Students must include in their
electronic transmission their local telephone number where they
can be reached during business hours.
Provide this information to the committee chair.
HUMAN SUBJECTS IN RESEARCH
Research that involves human subjects must be conducted in
compliance with Alcorn’s Institutional
Research Board policy to protect the rights of human subjects.
If the researcher decides to include
human subjects in the study, the student must collaborate with
his/her thesis advisor before any
research activities are conducted. The application and
supporting documentation should be submitted
to the Office of Sponsored Programs.
58. ANIMAL SUBJECTS IN RESEARCH
The use of animal subjects in research must comply with the
University’s policy on using
animals in research studies. Once the decision is made to
include animals and the proper
consultation has occurred with the thesis advisor, resources
should be consulted on the care of the
animals while in the care of the researcher.
CONCLUSION
These guidelines are intended to answer general questions
concerning format, style, and
submission. For more specific questions or answers, please
consult your major professor,
committee members, or the Graduate School. Finally, it is the
student’s responsibility that the
thesis meets all requirements and standards.
A Graduate Thesis Committee is assigned to read all theses for
content and final formatting
approval. The thesis, following the committee’s approval,
should be submitted to the Graduate
59. Office electronically in pdf. If the student's thesis requires
edits, the thesis will be returned to
the student for corrections. This process will be repeated as
many times necessary until the
thesis is error free and ready for binding. The final approved
copy will be returned to the
student electronically.
A checklist is provided at the end of this manual (Appendix Q)
for the student’s use to assist in
evaluating the thesis or research project before submission. It is
up to the student to use this
20 ꜜ
checklist and make corrections in a timely manner. The
following are some common errors
students should avoid in their manuscript.
Contents
60. noted in manuscript but not listed in references and
vice versa
The student is required to submit the original signature pages to
Graduate Studies in person or
by mail. Once the thesis is approved by the graduate office
administrator, the signature pages
will be signed and the student will be notified for pick-up.
Plagiarism
All academic work included in the manuscript must be the
student’s own unique thoughts and
words. If a student’s work is not deemed his/her own, the
student has committed plagiarism.
Disciplinary action will be taken if it is determined plagiarism
has occurred. Committee chair
and student must ensure they have checked the paper for any
questions of plagiarism. There are
free plagiarism checkers available on the web students can
utilize to check for undocumented
information by an author. Committee chairs are advised to use
61. the University’s safe assign
platform to check for plagiarism and follow the University
policy.
Submission of Paper
Only the committee chair is allowed to submit an advisee’s
paper to Graduate Studies for review
and approval. If revisions are requested, they will be returned to
the committee chair and student
to make the appropriate changes to resubmit. No student
submissions are accepted by Graduate
Studies. A maximum of two reviews will be conducted on
submitted papers. If, after the second
submission and review, the paper is not in compliance with all
corrections requested, it will be
rejected and the student will have to apply for graduation for
the next cycle and resubmit his/her
paper to begin the review and approval process again.
Final Submission and Approval
Approval of the manuscript is given only after the final
document has been reviewed by
Graduate Studies for content, grammar, formatting, and other
requirements of a quality
62. paper.
Required Number of Pages
Thesis – The expectation is 40-80 pages. Preliminary pages,
references, and appendices are
not included in this count. The required pages include content.
Non-Thesis Research Project – The expectation is 20-40 pages.
Preliminary pages,
references, and appendices are not included in this count. The
required pages include
content.
21 ꜜ
APPENDIX A
(Cover Page)
THE IMPACT OF ONLINE EDUCATION ON THE SUCCESS
OF
64. 1.5 inches
left margin
2 inches Top
Margin
Cover Title
ALL CAPS
double
spaced
Name and
degree ALL
CAPS; 13
single line
spaces from
title
School name 19
single spaces from
name of student; ALL
CAPS; double –
spaced from date of
graduation
1 inch right
margin; 1
inch bottom
margin
22 ꜜ
Specifications:
65. Thesis Cover: black hardbound with
gold lettering
Spine: Title ALL CAPS centered (gold
lettering)
Student’s Last Name – ALL CAPS centered
(gold lettering)
T
IT
L
E
O
F
T
H
E
S
IS
S
T
U
67. A THESIS
SUBMITTED IN PARTIAL FULFILLMENT OF THE
REQUIREMENTS
FOR THE DEGREE OF MASTER OF SCIENCE
IN AGRICULTURE
JANE DOE, B.S.
SCHOOL OF AGRICULTURE AND APPLIED SCIENCES
68. LORMAN, MISSISSIPPI
MAY 5, 2018
1.5 inches
left margin
2 inches Top
Margin
Title upper
and lower
case letters,
double spaced
Description 7
single line
spaces from
last line of
title; ALL
CAPS, double-
spaced
City and state 18
single spaces or 9
double-spaces from
name of school; ALL
CAPS; double –
spaced from date of
graduation
69. 1 inch right
margin; 1
inch bottom
margin
6 single line
spaces or 3
double-spaces
from thesis
description of
requirements
& degree
name;
Name, name of
school degree
resides -ALL
CAPS
24 ꜜ
Appendix C
(Approval Page / Signature Page)
(No page number on the actual title page)
ALCORN STATE UNIVERSITY
DEPARTMENT OF BIOLOGICAL SCIENCES
March 2, 2018
70. To the Graduate Studies Administrator:
I am submitting herewith a thesis written by John Doe entitled
“Title of Thesis or
Research Project.” I have examined the final copy of this thesis
for form and content
and recommend that it be accepted in partial fulfillment of the
requirements for the
degree of Master of Science in Biology.
Marlon Berry, Ph.D.
Thesis Advisory Committee Chair
We have read this thesis and
recommend it for acceptance:
Mary Sue White, Ph.D.
Committee Member
John Alto, Ph.D.
71. Committee Member
Accepted:
Jan Blackmore, Ph.D.
Dean, School of Arts and Sciences
Graduate Studies Administrator
1.5 inches
left margin
2 inches top
margin
1 inch right
margin; 1
inch bottom
margin
25 ꜜ
Appendix D
72. (Dedication-Optional)
DEDICATION
I would like to dedicate this thesis to my loving sister, Beth
Jamison, who
always believed in me. She was my muse for choosing this
subject for my thesis. It is
also dedicated to my mother for her untiring patience and
endurance during my long
hours of information gathering and asking for feedback and
technical assistance.
The dedication page is optional. If a student elects to include a
dedication page, the
following
should be adhered to.
the page except the Dedication
heading.
-spaced.
numerals at the bottom of
73. the page and centered.
iii
26 ꜜ
Appendix E
(Acknowledgements)
ACKNOWLEDGEMENTS
First and foremost, I would like to acknowledge and give praise
to my advisor
74. for his expertise in advising me through completion of this
thesis. His encouraging
words helped me navigate through the APA process in keeping
the faith that I could
get the job done and done well.
I thank the Graduate Studies staff for their technical assistance
to ensure that
this document was publication ready.
The acknowledgements page is optional. If used, it allows the
student to thank
supporters, mentors, advisors, and other individuals who have
supported the
student’s research and end product, the thesis.
The following formatting should be adhered to:
centered on the page.
Text is double-spaced.
numerals at the
75. bottom of the page and centered.
iv
27 ꜜ
Appendix F
(Abstract Page)
Abstract
The number of non-traditional adult learners participating in e-
learning in higher
education has rapidly grown in the past decade to meet their
career and personal needs.
E-learning has become a trend in the education pursuits of this
atypical population of
76. students that is inundating the enrollment on most college
campuses. Interactive distance
teaching and world wide access of educational instruction
through Internet services offer
non-residential education instruction and services which are
more compatible with
student lifestyles and needs. Efforts have been organized to use
best practices to educate
non-traditional learners to ensure satisfaction and academic
success. The purpose of the
study was conducted to better understand the factors that
influence academic success of
non-traditional learners participating in distance learning
courses Research is limited in
guiding practitioners to best practices that increase engagement
and retention of these
students in flexible learning environments to ensure success.
This study also examined
key factors that educational professionals should consider in the
development,
administration and review of distance learning programs that
enroll non-traditional adult
learners. Qualitative data were collected from graduate students.
The findings showed
77. that there were key factors attributed to the academic success of
students identified as
non-traditional and constructs for future study.
Keywords: distance education, non-traditional student, learning
styles, online learning,
asynchronous learning, synchronous learning, best practices,
adult learners, reflective
learning.
28 ꜜ
Abstract
Begin the Abstract on a new page. The label Abstract should
appear in uppercase and
lowercase letters, centered, at the top of the page. Type the
abstract itself as a single
paragraph without paragraph indentation (no bold, formatting,
italics, underlining, or
quotation marks).
78. Beginning with the next line, write a brief and concise summary
of the key points of
your research. (Do not indent.) Your abstract should be
accurate, non-evaluative,
coherent, readable and concise. Your abstract should be a single
paragraph double-
spaced. Do not exceed the word limit of 250 words.
You may also want to list keywords from your paper in your
abstract. To do this, center
the text and type Keywords: (italicized) and then list your
keywords. Listing your
keywords will help researchers find your work in databases.
i.e. Keywords: aging, attention, emotion
Double space the text and use the same 1 inch margins as in the
balance of the paper.
Consult pages 25-27 in the APA manual for some tips regarding
the qualities of a good
abstract. Pay close attention to grammar and spelling; papers
with misspellings and
typographical errors will be returned as will abstracts that do
79. not follow the format as
illustrated in this document.
29 ꜜ
Appendix G
(Table of Contents Page)
TABLE OF CONTENTS
Page
DEDICATION………………………………………………………
…………………..iii
ACKNOWLEDGEMENTS…………………………………………
……………….......iv
Abstract
...............................................................................................
...............................v
80. List of Tables
...............................................................................................
................... vii
List of Figures
...............................................................................................
................. viii
CHAPTER I: INTRODUCTION
......................................................................................1
Introduction
...............................................................................................
...............1
Statement of the Problem
.......................................................................................15
Purpose of the Study
..............................................................................................
16
Research Questions
...............................................................................................
.17
Significance of the Study
.......................................................................................19
Limitations of the Study
.........................................................................................19
Definitions of Terms
..............................................................................................
20
81. CHAPTER II: REVIEW OF LITERATURE
...................................................................28
CHAPTER III:
METHODOLOGY....................................................................
..............37
Introduction
………………………………………………………………….....38
Design
...............................................................................................
...................39
Subject Selection and Description
........................................................................40
Data Collection Procedures
..................................................................................46
Data Analysis
...............................................................................................
........46
Limitations
...............................................................................................
............46
CHAPTER IV: RESULTS AND DISCUSSION
.............................................................47
CHAPTER V: CONCLUSIONS, IMPLICATIONS, AND
RECOMMENDATIONS ....48
83. (Tables Page)
List of Tables
TABLES – start each on a separate page
Table 1: Stats, Stats and More
Stats…………..…………………………………………10
Table 2: Stats, Stats and More Stats. The title of this table is
more than a single
line; indent the second line just like
his…………………..……………………13
Table 1
Enrollment in local four-year colleges, 2015
College New students Graduating students Change
Undergraduate
Cedar University 110 103 +7
Elm College 223 214 +9
Maple Academy 197 120 +77
Pine College 134 121 +13
84. Oak Institute 202 210 -8
Graduate
Cedar University 24 20 +4
Elm College 43 53 -10
Maple Academy 3 11 -8
Pine College 9 4 +5
Oak Institute 53 52 +1
Total 998 908 90
Note: Retention Loadlist
If you’ve constructed more than a couple of tables and plan to
place them in the body of
your paper, include a list of them in a List of Tables. List the
table number, name and
page on which the table can be found (example above). If you
only have a couple of
tables, do not construct a List of Tables, simply include the title
of the table and its
page number in the Table of Contents in the appropriate place in
the pagination order.
Note 1: Not all papers will have a List of Tables (see above).
85. 31 ꜜ
Note 2: Pay close attention to the purpose and format of your
tables and figures. Tables
and figures are meant to provide a quick graphical reference to
the textual discussion
within your paper; as such, they should be concise. For a quick
visual reference for
formatting a variety of tables consult the APA manual. Below
is information about
producing tables as well as an example of APA table format.
How to Make a Table in APA Style Using Word XP
aren’t right the first
time, you can add or delete them later by going to Insert and
Delete under
Table.
-up.
options) and click on it.
86. of the screen
unclick (i.e., get rid of the check mark in the box) all but
“heading rows.”
32
87. Appendix I
(Figures Page)
List of Figures
FIGURES – start each on a separate page; include caption on
page with figure
Figures are graphical representations of data (not including
tables). If you’ve included
more than 1 or 2 figures in your paper, list them here. List the
number, name and page
on which the figure can be found (same format as for Tables). If
you only have 1 or 2 of
figures, include them in the Table of Contents in their
appropriate place in the pagination
order.
Example
Figure 1: List title
here……………………………………………….…….14
Figure 2: List title
here……………………………………….…………….18
88. Figure 3: List title
here.…………….………………………………………19
Figure 1. Enrollment trends over a four-year period to forecast
trends for future
planning.
Note: Not all papers will have a List of Figures; consult the
APA manual beginning on
page 150 for more information regarding the use of figures.
0
1
2
3
4
5
6
2011 2012 2013 2014
Enrollment Studies
89. 34
Appendix J
(Introduction Page)
CHAPTER I
INTRODUCTION
College campuses across the nation have been inundated in
recent years with an
influx of adult learners seeking to pursue a college degree or
attain skills to enhance their
careers. With this surge in enrollment of diverse students ages
24-50, colleges are
rethinking curriculum options to meet their needs. Distance
learning has been the
preference of this group of students whose attributes have been
defined as non-traditional
students.
A non-traditional student is an American term referring to a
category of students
at tertiary educational institutions. The National Center for
90. Education Statistics (NCES)
acknowledges there is no precise definition for non-traditional
student, but suggests that
part-time status and age are common elements. In a 1996 study,
the NCES included
anyone who satisfies at least one of the following as a non-
traditional student:
the same
calendar year that he or she finished high school)
-time for at least part of the academic year
-time (35 hours or more per week) while enrolled
determining eligibility
for financial aid
http://en.wikipedia.org/wiki/Tertiary_education
35
Introduction
Introductory information here.
91. Statement of the Problem
Statement of the problem should include the basic difficulty,
area of concern,
and/or perceived need for the study.
Purpose of the Study
Discuss the goal - emphasize practical outcomes or products.
Research Question
Significance of the Study
Limitations of the Study
Definitions of Terms
Terms and its definition here. Only include terms that may not
be well
understood by a layperson outside of your field. Information in
this section is
formatted in paragraphs just like information in any other sub-
heading. Bold all terms,
but not their definitions. The use of bold for each term is for
emphasis, not to indicate
the beginning of a new subheading. Treat each definition as if
you were quoting from
92. a dictionary. For example, indicate that it is quoted material by
adding the page
number and putting it into quotation marks if less than 40
words.
36
Appendix K
(Review of Literature Page)
CHAPTER II
REVIEW OF LITERATURE
93. The researchers in conducting the literature review, exhausted
an extensive list of
resources to decipher the key ones that would support the key
factors that affect non-
traditional distance learners’ academic success. Although there
is an abundance of
resources that augment various factors that impact the
performance of adult learners
engaged in distance learning environments, there is limited
current literature available for
review that researches the current landscape of students to
further highlight insight into
this question. The review was limited to college campuses in
order to advance knowledge
of instructionally designing distance learning courses and
programs to support successful
matriculation of non-traditional learners and completion of their
program. Over the past
several years with distance learning programs growing in
demand as a popular trend to
meet the needs of adult learners desiring to enhance their
professional skills, a broad
range of factors can positively or adversely affect the learning
94. environment and success
of non-traditional students. Experts have posed concepts about
factors that affect the
success rate of adult learners. Thierry Volery (2000) has based
his findings about the
factors that affect the success of students participating in
distance education classes. He
concludes there are three factors that should be considered.
Technology (ease of access
and navigation, interface design and level of interaction); the
instructor (attitudes towards
students, instructor technical competence and classroom
interaction); and the previous
use of technology from a student’s perspective or students’
previous computer knowledge
(Volery, 2000).
37
The rise of non-traditional students seeking career enhancement
and educational
opportunities beyond the work-day has prompted universities to
expand the e-learning
95. offerings as a means of curriculum delivery for this atypical
population. Adult learners
also choose the
online environment based on their lifestyle, family, and other
responsibilities.
No sub-headings are indicated for this chapter because they will
vary
considerably from research paper to research paper. The format
of headings and
sub- headings depends upon the way you have organized your
thoughts via the
use of heading levels in your paper. Place headings in their
appropriate spot on
the page and use boldface formatting as indicated. For more
information about
headings, see the APA manual beginning on page 62. See
Appendix B for
information about writing an effective literature review.
96. 38
Appendix L
(Methodology Page)
CHAPTER III
METHODOLOGY
Introduction and Overview
This chapter will describe the research methodology utilized in
this study.
Specifically, this chapter will deliberate the following
components of this research study:
1) Research Sample
97. 2) Survey Instrument
3) Data Collection Methods
4) Data Analysis and Synthesis
5) Limitations
The intent of this chapter is to give researchers insight as to
why this study was
conducted and the implications of the data.
Research Sample
This research study draws its sample from one institution of
higher learning non-
traditional population. The survey will be administered to
Graduate students at Alcorn
State University in a variety of courses. The universities’
current Graduate enrollment is
633 students. The average age of the graduate student is 35
years old. The gender
distribution is 74% female and 26% male. Ninety percent of the
graduate enrollment is
Black/African American and 10% classified as non-black. The
survey will be
administered at the end of the spring semester in which
participants are enrolled in an
98. Online (OL) or Distance Learning (DL) course. Currently, the
Graduate School offers 63
OL or DL courses during the spring term and all classes will be
included in the survey,
asynchronous and synchronous. The courses include the
following disciplines: advanced
technology, agriculture, applied sciences, biology, business
administration, computer
science, education, and nursing. The online population will
include 865 surveys as a
39
result of students enrolled in multiple classes. Since the survey
is designed to garner
feedback to answer the research questions, students will only be
asked to take the survey
one time, and not per course.
Instrument
Several questionnaire models were studied to determine the
best fit for answering the
research questions on the factors influencing academic success
of non-traditional students
99. enrolled in online courses. In making a selection, factors were
considered as to the
instrument that would help the researchers gain a better
understanding of key factors
affecting academic success. In our study we asked for
permission to adopt a survey on
students’ perceptions of distance learning. The survey, Distance
Learning Online
Learning Survey, was adopted from work done by O’Malley and
McCraw (1999). They
used a seven point Likert scale with strongly agree and strongly
disagree as anchoring
points. The survey contains 31 paired items (total of 62 items)
where the same question
was asked regarding Online Learning (OL) and Distance
Learning (DL).
Data-Collection Methods
The data collection process will proceed in two phases in this
research study.
Graduate students enrolled in online courses at the university
will be surveyed.
Blackboard will be used to post the announcement to students
and give access to the
100. confidentiality statement and survey. First, they will be
provided the confidentiality
document giving instructions for participation via email. The
actual survey will reside on
a secure network server that is manned by the technology
department network
administrator at the university. Student login will be restricted
to completion of one
survey per student to eliminate duplication. A timeframe will
be given in the cover email
to instruct students of the window for completing the survey
electronically. Once the
40
window closes, the data will be aggregated and analyzed based
on using two distance
learning platforms, asynchronous and synchronous.
Collaboration will be arranged with
the systems administrator of Blackboard and technology to
collect the data in each of the
courses surveyed. Efforts will be implemented to encourage
participation in order to get
101. at least 30% of the surveys for data analysis. The results will be
graphed on a histogram
to show the ratio of each response to each question.
Ethical considerations were utilized in this study in adherence
to the Institution
Review Board (IRB) guidelines to ensure no harm would come
to any participant.
Appropriate approval was obtained from the IRB for the
informed consent that is
required in this process for each participant. The informed
consent will be distributed
electronically to each student with a read receipt sent to the
database for each student
setup in the tracking system in Blackboard. The system will
match the consent form to
the survey to validate the student received and read the
assurances before engaging in the
survey. Safeguards will be part of the hierarchy structure which
requires students to read
the informed consent before they can access the survey. The
consent form outlines the
purpose of the research study, confidentiality and data security.
Data Analysis and Synthesis
102. The data will be aggregated using the Advanced Statistical
Package for the Social
Sciences (SPSS) application software to get a distribution of the
variables that will help
to answer the four research questions:
-traditional distance learners believe
affect their academic
success?
-
traditional distance
learners’ academic success?
41
-
traditional distance
learners’ academic success?
that hinder success
for non-traditional distance learners?
The analysis will report the outcome of paired items that reflect
a positive or negative
103. perception to the questions under study, and if this number is
significant. The analysis
will also be used to determine if the sample was reflective of
the graduate students’
perception as a whole of the course design (best practices,
relevance and expectations,
autonomy, adaptation for learning styles, technology platforms,
interaction and
communication in the online environment at Alcorn State
University. Once the data has
been analyzed and reported, it will be maintained for a period of
three years on the secure
server before purging.
Once the data has been analyzed, the results should be able to
show if the results
are representative of the entire population of graduate students
and if the nature of the
study can be replicated at other universities in their quest to
success of their non-
traditional student population.
Methodology begins with an introduction. Some suggestions
include
reiterating the statement of the problem and briefly discussing
104. what this chapter
will include. Sections to be addressed might include subject
selection and
description, instrumentation, data collection procedures, data
analysis, and
limitations.
Research Sample
Discuss the sample and population.
Instrumentation
Talk about the survey used, if applicable. Was it created for this
purpose or did
you find it somewhere?
42
Data Collection Procedures
A 57 question survey was administered….
Data analysis and synthesis. How was the data analyzed?
105. Example: A number of
statistical analyses were used in this study. The Statistical
Program for Social
Sciences version 10.0 (SPSS, 2002) was used to analyze the
data. Independent T-Test
analyses were conducted...
Limitations
Discuss methodological limitations or procedural weaknesses.
106. 43
Appendix M
(Results and Discussion Page)
CHAPTER IV
RESULTS AND DISCUSSION
In this study, I investigated the success of non-traditional adult
learners in
online courses. I asked about students’ positive and negative
experiences in a digital
environment and what characterized those experiences. I sought
to discover what these
non-traditional learners thought of online learning without the
benefit of a live teacher
and how this experience has impacted their lives. Through my
107. conversations with these
adult learners, I found that their experiences with online
education varied enormously.
Students agreed that the expertise of the professor, especially in
leading discussions
was the determining factor in their experiences of online
classes.
In this chapter, I will revisit the research questions that drove
this study,
considering how the results address these questions as well as
contextualizing the
results within the existing literature. The basic qualitative study
explored the
experiences of 13 non-traditional students to determine
responses to three research
questions: (1) How does the digital environment contribute to
the success or failure of
student performance? (2) How does the role of higher education
influence aspects of
online education delivered? And (3) What obstacles do non-
traditional learners face in
the pursuit of distance learning?
Findings for research question one indicated a range of
environment factors
108. that impacted whether students had a positive or negative
experience. Findings also
showed students with some digital experience were more
successful than others.
44
Appendix N
(Conclusions, Implications, And Recommendations)
CHAPTER V
CONCLUSIONS, IMPLICATIONS, AND
RECOMMENDATIONS
This basic qualitative study explored the experiences of 13 non-
traditional adult
learners enrolled in online courses utilizing semi-structured
interviews and document
analysis to determine: (1) How adult learners’ education and
technology experiences
affect the importance of improving the digital environment (2)
109. How the professor’s CDO
role impacts aspects of the digital climate; and (3) What
obstacles adult learners face in
the pursuit of distance learning.
As the higher education campus and digital enrollment
continues to increase, so
will the number of adult learners entering the academe seeking
to enhance workforce
skills and position themselves for career enhancement Leon,
2014: Williams & Wade-
Golden, 2014), this study sought to fill an important literature
gap and address reports on
the often expanding role of higher education (Banerji, 2015).
Robust scholarly literature
examining the campus climate concept and its effect on
students, staff, and faculty of
color has proliferated over nearly two decades (Bensimón &
Dowd, 2014: Hart &
Fellabaum, 2008). However, empirical studies on non-
traditional adult learners’ research
only began emerging over the last ten years, and most of these
studies examined the
structure of online course offerings and the large-scale capacity.
110. 45
Appendix O
(References Page)
References
The References header is upper and lower case letters. Make
sure that everything you
cite in the text is also in the reference list and vice versa. The
APA Manual describes
the correct format for each type of reference. Be especially
careful about how you
reference and format online sources. Each entry should be in a
hanging indent
format. This paragraph is typed using hanging indent format.
See examples of
types of references below. Avoid hyperlinks in blue. All online
links should be
111. displayed in black in the list of references when used.
American Psychological Association. (Producer). (2000).
Responding therapeutically
to patient expressions of sexual attraction [DVD]. Available
from
http://www.apa.org/videos/
Bormann, C. A., & Stone, M. H. (2001). The effects of
eliminating alcohol in a college
stadium: The Folsom Field beer ban [Electronic version].
Journal of American
College Health, 50(2), 81-88.
Crowl, T. K. (1993). Qualitative research methods. In P. Geller
& S. Schmidt (Eds.).
Fundamentals of educational research (pp. 432-456). Dubuque,
IA: Brown and
Benchmark.
Federal Initiative Supporting School-to-Work Transition.
(2000). Retrieved October 5,
2002, from http://www.transitioninschools.org
Herbst-Damm, K.L., & Kulik, J.A. (2005). Volunteer support,
marital status, and
112. the survival times of terminally ill patients. Health Psychology,
24, 225-
229. doi: 10.1037/0278-6133.24.2.225
http://www.apa.org/videos/
http://www.apa.org/videos/
http://www.transitioninschools.org/
46
Liswood, L. A. (1999, March 31). Gender politics and the oval
office: Why don't
women run for president? [Electronic version]. Baltimore Sun,
A23
MiddleKid. (2007, January 22). Re: The unfortunate
prerequisites and consequences of
partitioning your mind [Web log message]. Retrieved from
http://scienceblogs.com/pharyngula/2007/01/the_unfortunate_pr
erequisites.php
Pierson, A. (2000). Perceptions of high school faculty of the
educational programs
held at libraries. (ERIC Document Reproduction No. ED ###
###)
Rusch, F., Conley, R., & McCaughrin, W. (1993). Benefit-cost
analysis of supported
113. employment in Illinois. Journal of Rehabilitation, 59(2), 31-36.
Silick, T.J., & Schutte, N. S. (2006). Emotional intelligence and
self-esteem mediate
between perceived early parental love and adult happiness. E-
Journal of
Applied Psychology, 2(2), 38-48. Retrieved from
http://ojs.lib.swin.edu.au/index.php/ejap
Skrtic, T. M. (1996). Research methods. Menomonie, WI:
Plenum Press.
Van Nuys, D. (Producer). (2007, December 19). Shrink rap
radio [Audio podcast].
Retrieved from http://www.shrinkrapradio.com/
http://scienceblogs.com/pharyngula/2007/01/the_unfortunate_pr
116. E-mail: [email protected]
Application for Review of Research Involving Human Subjects
All forms must be completed, signed by the RPI, and submitted
by FAX, Email, or single-sided hard copy.
Research Training): Yes No If Yes, please attach
a copy of verification.
1. RESPONSIBLE PRINCIPAL INVESTIGATOR (RPI) The
individual who has lead responsibility for
conducting the research. The RPI may be a ASU employee or
external individual. Whenever the responsible
principal investigator is not a ASU faculty or staff member, the
research must be supervised by a non-visiting
ASU faculty or staff member, who will be designated as the
Responsible Research Supervisor (RRS).
Last Name: First Name: Academic Degree(s):
Dept. or Unit: Office Address: Mail Stop:
Street Address: City: State: Zip Code:
117. Phone: Fax: E-mail:
ASU Status: Faculty Academic
professional/Staff Student
1A. Responsible Research Supervisor (RRS) A member of the
ASU faculty or staff (i.e., an employee of ASU) who
has supervisory responsibility for the protection of the subjects
and the conduct of the human subjects research
described in the research protocol submitted for review under
the ASU policy and procedures for human research
protection. ASU students and graduate assistants cannot serve
as RRS.
Last Name: First Name: Academic Degree(s):
Dept. or Unit: Office Address: Mail Stop:
Phone: Fax: E-mail:
ASU Status: Faculty Academic
professional/Staff Other _________________________
1B. List all other ASU Co-Researchers
118. IRB Number: _______________
(IRB Use Only)
Federal regulations and the Alcorn State University policy
require that all research involving humans as subjects to
be reviewed and approved by the ASU Institutional Review
Board (IRB). Any faculty, staff, student, or other persons
wishing to conduct research involving humans as subjects of
research at or through ASU must receive written
approval from the IRB before beginning the research.
mailto:[email protected]
49
2. PROJECT TITLE
2A. Project Type: Master’s project/thesis Faculty
research Sponsored
research
Student research Doctorate
research/thesis Other: please
specify
2B. Joint Project Yes No
Name of Lead Investigator/Organization:
119. Name of Partner Institution/Organization:
Partner Investigator Last Name: First Name: Academic
Degree(s):
Dept. or Unit: Office Address: Mail Stop:
Street Address: City: State: Zip Code:
Phone: Fax: E-mail:
3. FUNDING Indicate whether this research is funded by, or
application has been made for, a grant,
contract, or gift.
3A. STATUS Research is not funded and is not pending a
funding decision (Proceed to Part 4).
Research is funded (funding decision has been made).
Funding decision is pending. Funding proposal submission
date:
3B. SOURCE(S) If the research is funded or pending a funding
decision, mark and name all sources:
Type of Funding—Mark all that apply Name of Source
ASU Department, College, or Campus
(includes research board and campus fellowship training grants)
Federal
120. (from federal agencies, offices, departments, centers)
Commercial Sponsorship
(from corporations, partnerships, proprietorships)
State of Mississippi Department or Agency
(from any state office or entity)
Gift or Foundation
(public or private foundations, not-for-profit corporations,
private gifts)
Local Government Agencies
(Cities, counties, municipalities)
Mark if funding is passable through State sources
Mark if funding is passable through Federal sources
Mark here if the funding is through a Training Grant:
3C. PROPOSAL Attach a complete copy of the funding proposal
or contract. Attached
121. Sponsor-assigned grant number, if known:
Title of funding proposal or contract, if different from project
title in part 2:
50
4. SUMMARIZE THE RESEARCH. In LAY LANGUAGE,
summarize the objectives and significance of the
research.
All boxes are expandable so please use as much detail as
possible.
5. Data Collection (mark all that apply)
From existing data, documents, or records that are publicly
available.
From existing data, documents, or records that are confidential.
Access to the
122. documents or records is restricted and can occur by
permission only.
From existing biological, diagnostic, or pathological specimens
that are confidential.
Access to the specimens is restricted and can occur by
permission only.
By directly or indirectly interacting with subjects individually
or in groups.
From the observation of public behavior.
Other (please explain)
5A. TYPE OF RESEARCH (mark all that apply)
(Data collected from schools, institutions, organizations, etc.,
research must have written
approval, on letterhead, from those organizations.)
A. Research conducted in a school setting that focuses on the
following normal
educational practices:
Instructional strategies, techniques, or curricula for regular
education
Instructional strategies, techniques, or curricula for special
education
Classroom management methods for regular education
123. Classroom management methods for special education
B. Research that involves the use of educational tests
(diagnostic, aptitude,
achievement), surveys, interviews, and/or observation of
public behavior.
C. Research that involves the collection or study of existing
data, documents,
pathological specimens, and/or diagnostic specimens.
D. Research that involves the collection of biological samples
by finger stick, heel stick,
ear stick, or venipuncture.
E. Research that involves the collection of data by non-invasive
means using one or
51
more of the following procedures:
voice, video, digital, or image recordings
weighing or testing sensory acuity
moderate exercise muscular strength testing
physical sensors applied to the surface of the body or at a
distance, and the procedure
124. does not involve input of significant amounts of
energy into the subject or an invasion of
the subject’s privacy
flexibility testing magnetic resonance imaging (MRI)
electrocardiography (ECG) electroencephalography
(EEG)
finger nail or hair clipping mouth or skin swab
F. Research that is conducted by or subject to the approval of a
department or agency head and is
designed to study, evaluate, or otherwise examine a public
benefit or service program, its procedures
for obtaining benefits of services, possible changes in or
alternatives to the program or its procedures,
or possible changes in methods or levels of payments for
benefits or services provided.
G. Taste and food quality evaluation and consumer acceptance
studies in which wholesale foods without
additives are consumed, and the food consumed contains food
ingredients at or below the level
known to be safe and for a use known to be safe.
5B. ANTICIPATED NUMBERS How many subjects, including
controls, will you study in order to get the data
that you need?
If you plan to study disproportionate numbers of a given sex,
125. race, or minority group, provide scientific
rationale in 11. Please list and describe each performance cite
separately.
Performance Site Total
1
.
2
.
3
.
TOTALS
List anticipated numbers for additional performance sites on an
attachment and mark here:
5C. AGE RANGE Mark all that apply. Researchers planning to
include children in research projects
involving more than minimal risk must provide written
documentation of the benefits that are likely to accrue
to a child participating in the project. This should include
information gathered on adults, if it exists, or an
explanation about why it does not exist.
0–7 years 8–17 years 18–64 years 65+ years
126. If applicable, written documentation of benefits for including
children in more than minimal risk
research is attached.
5D. Research Will Focus on Specific Subject Groups
Eligibility for participation in this research will be restricted
based on the following criteria:
Gender or sex Race/Ethnicity Religion
Socioeconomic status Sexual orientation Age
English as a first language Other (please
describe)
52
5E. Adults (persons 18 years of age and older)
ASU students Adults in the community (not
ASU students)
Pregnant women Adults in treatment
ASU faculty and staff
Adults having legal representatives (guardians)
127. Adults with limited civil freedom (prisoners, parolees,
probationers)
Adults with psychological, cognitive, neurological, or
intellectual impairment
Adults with a life-threatening illness
Adults with known history of trauma or victimization
Elected or appointed public officials or candidates for public
office
5F. Minors (children and adolescents under 18 years of age)
ASU students Non-ASU minors
Juvenile detainees
Minors with known history of trauma or victimization
Minors with known physical or psychological conditions
5G. Financial Interests: Indicate below if any investigators or
any members of their immediate families
have any relationships, commitments, or activities with the
sponsor of this research that might present
or appear to present a conflict of interest with regard to the
outcome of the research. (If a financial
conflict of interest exists, please submit the ASU approved
conflict management plan. If you have
128. questions about conflict of interest contact the Office of the
Vice Chancellor for Academic Affairs and
Provost at 217.206.6614.)
Ownership, equity or stock options
Has been disclosed to the ASU campus OR
has not been disclosed to the ASU campus
Personal compensation such as royalties,
consulting fees etc. has been disclosed to
the ASU campus OR
has not been disclosed to the ASU
campus
Intellectual property such as patents, trademarks,
copyright, licensing, etc. has been disclosed
to the ASU campus OR
has not been disclosed to the ASU campus
Other conflict of interest:
Has been disclosed to the ASU campus OR
has not been disclosed to the ASU campus
No conflicts exist
6. RECRUITMENT
129. 6A-1 RECRUITING PROCEDURES SPECIFICALLY describe
the systematic procedures for finding and
recruiting subjects or requesting pre-existing data or materials.
1) State whether any of the researchers are
associated with the subjects (e.g., subjects are students,
employees, patients). 2) Name any specific
agencies or institutions that will provide access to subjects or
subject data. 3) Who will contact the
prospective subjects? 4) Who gives approval if subjects are
chosen from records? 5) Describe solicitation
through the use of advertising (e.g., posters, flyers,
announcements, newspaper, radio, television, Internet),
face-to-face interaction, direct mail or phone contact,
classrooms, subject pools, health care registries,
patient referrals, and institutional “gatekeepers,” as applicable.
53
6 A-2 Attach final copies of recruiting materials including the
final copy of printed advertisements and the
final version of any audio/taped advertisements and mark here:
Attached Not applicable
6 A-3 Attach written approval from agency, organization, or
facility giving permission to conduct
130. research at their location. Approval must include reference to a
full understanding of the nature of the
research and degree of their participation.
Attached Not applicable
Institutional Research
6B. WITHHELD INFORMATION Do you propose to withhold
information from subjects prior to or during
their participation?
Yes No
If yes, describe what will be withheld, justify the withholding
(address risks, provide rationale), describe the
debriefing plan, and
attach a labeled copy of a written debriefing form, to be
provided to subjects.
Debriefing attached
7. RESEARCH PROCEDURES:
7A. Subjects will be asked to: (Mark all that apply)
131. complete an online survey or questionnaire
complete a paper survey or questionnaire
complete a face-to-face interview with without
audiotaping/videotaping
complete a telephone interview
perform research tasks such as viewing pictures or listening to
a presentation
provide biological samples (e.g., hair or nail clippings, saliva,
etc.)
other (please explain)
does not apply -- data will be collected from existing records or
documents only.
does not apply -- data will be collected through behavioral
observation only.
54
7B. Data will include: (Mark all that apply)
132. private information about each subject (i.e., age; income;
health status; psychological, educational, or
physical test scores; grades; biological specimens; audio, video,
or photographic records; etc.).
the subject’s personal opinions, beliefs, perceptions, views,
values, experiences, and/or behaviors.
the subject’s professional opinions or expertise.
7C. The data collected will be: (Mark only one)
coded for research purposes but the research data include
codes or demographic identifiers that
would permit the researcher to identify individuals either
directly or indirectly, through links to
individual subjects. In other words, the subject could be
identified either directly or indirectly through
demographic data or a master code list linking names and
research code numbers.
recorded in a way that does not allow the subject to be
identified, either directly or indirectly by
anyone (including the researcher), through coding, demographic
information, or other identifiers
linked to the subject cases.
7D. Data will be: (Mark only one)
Anonymous. The researcher will not know who gave what
answers. No identifying information will be
133. collected. No links between subject names and research code
numbers exist.
Confidential. Research coding will allow the researcher to
match subject identifiers with the data;
however, the researcher will store the data securely and will not
disclose any individually identifiable
information collected.
Confidential, unless the subject provides explicit written
permission, on the consent form, indicating
that his or her identifying information can be included in the
research.
Not confidential. Potential participants will be informed, on the
consent form, that confidentiality will
not be maintained.
7E. Using LAYPERSON’S LANGUAGE, specifically describe
what the participants (treatment groups and
controls) will do and where the research activities will take
place. Give approximate dates and durations for
specific activities, including the total number of treatments,
visits, or meetings required and the total time
commitment. (for schools-based research where class time is
used, describe in detail the activities planned
for nonparticipants and explain where (e.g., in a classroom, in a
private area) both participants and
nonparticipants will be located during the research activities.
Include a concise description of procedures,
locations, time commitments, and alternate activities on the
relevant consent and assent forms.)
134. Attach final copies (survey, consents, protocols, power
points, transcripts of oral presentations, etc.)
8. INFORMED CONSENT: University policy requires the
execution of a comprehensive, written document
that is signed by the subject (or the subject’s authorized
representative) as the principal method for obtaining
consent from subjects. The language in the document must be
understandable to the subject or the
subject’s legally authorized representative. (Attach informed
consent and checklist)
Children must assent (or, voluntarily agree) to participation and
a parent must separately consent on
behalf of their child (i.e., two different forms are generally
required). Children under age 8 may assent either
55
orally or passively, depending on their level of maturity.
Children 8–17 years old should sign a written form
unless the ASU IRB approves a different process.
8A. TYPE OF CONSENT Mark all that apply and attach one
copy of each relevant form, letter, or script on
university letterhead. Include translations, if consent will be
obtained in a foreign language. Use headings,
headers, or footers to uniquely identify each document and