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COMPLAINTS AND RECALLS 
Present By : Kandarp N. Trivedi 
M.Pharm.[PMRA]
CONTENTS : 
 Objectives 
 Complaint Handling Principle 
 Complaint Procedures 
 Classification of Defects 
 Critical Defects 
 Major Defects 
 Other Defects 
 Records of complaint Investigation 
 Recall definition 
 Recall process
OBJECTIVES : 
 To recognize the key issues in product 
complaint and recall handling 
 To identify with the specific requirements 
for organization, procedures and 
resources 
 To appreciate and develop actions to 
resolve current issues applicable to you
COMPLAINTS PRINCIPLE : 
 All complaints and other information concerning potentially 
defective products must be carefully reviewed according to written 
procedures and corrective action should be taken 
 Principle should follow bellowing criteria 
 Manage optimistically and ingeniously reviewed. 
 Handle by expert staff member. 
 Methodical investigation of the cause is necessary. 
 A foremost resource of information and knowledge. 
 Compulsory actions taken if recall decision
COMPLAINTS PROCEDURE – I : 
 Selected in charge person should have perform 
following task 
 To handle complaint 
 Decide on quantify to be taken 
 If not authorized person must advise authorized person 
of results 
 Adequate support staff 
 Access to records 
 Written procedure (SOP): 
 Describes action to be taken 
 Includes require to consider a recall
COMPLAINTS PROCEDURE – II : 
 Comprehensive investigation: 
 With individual concentration to set up whether 
"counterfeiting" may have been the cause 
 Cary out Fully recorded investigation – be a sign of all 
the details 
 QC concerned 
 Caused by product defect (discovered or suspected): 
 Regard as inspection other batches 
 Batches containing reprocessed product
COMPLAINTS PROCEDURE – III : 
 Investigation and evaluation should outcome in proper 
follow-up actions 
 possibly will take account of a "recall" 
 All decisions and manner taken should be recorded 
 Referenced in batch records 
 Records reviewed - trends and frequent problems
ADDITIONAL ACTION TO BE : 
 Inform competent authorities in case of serious 
quality problems such as: 
 defective manufacture 
 Product deterioration 
 counterfeit
CLASSIFICATION OF DEFECTS : 
 One time defect has been identified or justified , 
company should be dealing with it in a suitable way, 
even recall 
 The following system has been established in some 
countries (but it is not a WHO guideline): 
A. Critical defects 
B. Major defects 
C. Other defects
A. CRITICAL DEFECTS : 
 Individuals defects which can be critical and require 
the company to take in need of attention action by all 
reasonable resources, whether in or out of company 
hours 
Examples 
 Product labelled with inaccurate name or 
incorrect strength 
 Imitation or deliberately tampered-with product 
 Microbiological contamination of a sterile 
product
B. MAJOR DEFECTS : 
 Those defects which possibly will put the patient at a 
little hazard but are not life-threatening and will require 
the batch recall or product withdrawal within a few 
days 
Examples 
 Any labelling/leaflet misinformation which 
represents a significant hazard to the patient 
 Microbial contamination of non-sterile products 
with some risk for patients 
 Disobedience to specifications
C. OTHER DEFECTS : 
 Individuals defects which present only a insignificant 
risk to the patient — batch recall or product 
withdrawal would normally be initiated within a few 
days. 
Examples 
 Readily visible inaccessible packaging/closure 
faults 
 Contamination which may cause spoilage or dirt 
and where there is least risk to the patient
REASONS FOR RECALL : 
 Patients complaint 
 Recognition of GMP failure after release 
 Consequence of an inspection 
 Result from the in progress stability testing 
 Identified counterfeiting or tampering 
 Adverse reaction reporting 
 Appeal by the national authorities
PRODUCT RECALLS: PRINCIPLE 
“There should be a system to recall from the market 
promptly and effectively, products known or suspected to 
be defective.”
DEFINITION : 
 Recall 
 Removal from the market of specified batches of 
a product , may refer to one batch or all batches 
of product
RECALL PROCEDURE - I : 
 Designated authorized responsible person 
 To accomplish and coordinate recalls 
 Decide on measure to be taken 
 Adequate support staff 
 To handle all aspects and necessity of recall
SOP FOR RECALL : 
 Established, written and authorized 
 Detailed actions to be taken 
 Regularly reviewed and updated 
 Capable of rapid operation to required level of 
distribution chain, e.g. hospital and pharmacy 
level 
 Store recalled products in a secure, segregated 
area
DISTRIBUTION RECORDS : 
 Allocation records on hand to authorized person 
and contain enough information on: 
 Regulatory permit effective recall 
 Including for clinical tests and medical samples 
 Batch numbers and quantities 
 Wholesalers 
 Direct customers 
 Export locations
PROGRESS OF RECALL : 
 Supervise and record the progress during the recall 
 Inform all competent authorities of all countries 
where the given product had been distributed 
 Final report should include reconciliation between 
delivered and recovered products 
 Record of the disposition of the product 
 Effectiveness of procedure tested and evaluated from 
time to time with reference past events.
DISCUSSION WITH EXPERT AND STAFF : 
 Collect 3 examples of complaints or recalls from 
your experience 
 Describe the actions to be taken by the company or 
authority and the implications for all interested 
parties 
 Suggest a classification of the complaint or recall into 
critical (life-threatening), major or other
POSSIBLE ISSUES WITH RECALL PROCEDURE 
 No response to justified complaints 
 Response to unjustified complaints 
 Collapse to recall 
 Failure to correct common complaints 
 No capital to investigate 
 No superior management support 
 Senior management interference
 No access to records likewise distribution 
information/batch records 
 Incapacity to contact government during 
holidays/weekends 
 Dissimilarity on harshness of defect
REFERENCES : 
 WHO Module 5, January 2006. 
 www.authorstream.com 
 www.wikipedia.com
THANKS 
‘’Serve for Healthy India”

More Related Content

Complaints and recalls

  • 1. COMPLAINTS AND RECALLS Present By : Kandarp N. Trivedi M.Pharm.[PMRA]
  • 2. CONTENTS :  Objectives  Complaint Handling Principle  Complaint Procedures  Classification of Defects  Critical Defects  Major Defects  Other Defects  Records of complaint Investigation  Recall definition  Recall process
  • 3. OBJECTIVES :  To recognize the key issues in product complaint and recall handling  To identify with the specific requirements for organization, procedures and resources  To appreciate and develop actions to resolve current issues applicable to you
  • 4. COMPLAINTS PRINCIPLE :  All complaints and other information concerning potentially defective products must be carefully reviewed according to written procedures and corrective action should be taken  Principle should follow bellowing criteria  Manage optimistically and ingeniously reviewed.  Handle by expert staff member.  Methodical investigation of the cause is necessary.  A foremost resource of information and knowledge.  Compulsory actions taken if recall decision
  • 5. COMPLAINTS PROCEDURE – I :  Selected in charge person should have perform following task  To handle complaint  Decide on quantify to be taken  If not authorized person must advise authorized person of results  Adequate support staff  Access to records  Written procedure (SOP):  Describes action to be taken  Includes require to consider a recall
  • 6. COMPLAINTS PROCEDURE – II :  Comprehensive investigation:  With individual concentration to set up whether "counterfeiting" may have been the cause  Cary out Fully recorded investigation – be a sign of all the details  QC concerned  Caused by product defect (discovered or suspected):  Regard as inspection other batches  Batches containing reprocessed product
  • 7. COMPLAINTS PROCEDURE – III :  Investigation and evaluation should outcome in proper follow-up actions  possibly will take account of a "recall"  All decisions and manner taken should be recorded  Referenced in batch records  Records reviewed - trends and frequent problems
  • 8. ADDITIONAL ACTION TO BE :  Inform competent authorities in case of serious quality problems such as:  defective manufacture  Product deterioration  counterfeit
  • 9. CLASSIFICATION OF DEFECTS :  One time defect has been identified or justified , company should be dealing with it in a suitable way, even recall  The following system has been established in some countries (but it is not a WHO guideline): A. Critical defects B. Major defects C. Other defects
  • 10. A. CRITICAL DEFECTS :  Individuals defects which can be critical and require the company to take in need of attention action by all reasonable resources, whether in or out of company hours Examples  Product labelled with inaccurate name or incorrect strength  Imitation or deliberately tampered-with product  Microbiological contamination of a sterile product
  • 11. B. MAJOR DEFECTS :  Those defects which possibly will put the patient at a little hazard but are not life-threatening and will require the batch recall or product withdrawal within a few days Examples  Any labelling/leaflet misinformation which represents a significant hazard to the patient  Microbial contamination of non-sterile products with some risk for patients  Disobedience to specifications
  • 12. C. OTHER DEFECTS :  Individuals defects which present only a insignificant risk to the patient — batch recall or product withdrawal would normally be initiated within a few days. Examples  Readily visible inaccessible packaging/closure faults  Contamination which may cause spoilage or dirt and where there is least risk to the patient
  • 13. REASONS FOR RECALL :  Patients complaint  Recognition of GMP failure after release  Consequence of an inspection  Result from the in progress stability testing  Identified counterfeiting or tampering  Adverse reaction reporting  Appeal by the national authorities
  • 14. PRODUCT RECALLS: PRINCIPLE “There should be a system to recall from the market promptly and effectively, products known or suspected to be defective.”
  • 15. DEFINITION :  Recall  Removal from the market of specified batches of a product , may refer to one batch or all batches of product
  • 16. RECALL PROCEDURE - I :  Designated authorized responsible person  To accomplish and coordinate recalls  Decide on measure to be taken  Adequate support staff  To handle all aspects and necessity of recall
  • 17. SOP FOR RECALL :  Established, written and authorized  Detailed actions to be taken  Regularly reviewed and updated  Capable of rapid operation to required level of distribution chain, e.g. hospital and pharmacy level  Store recalled products in a secure, segregated area
  • 18. DISTRIBUTION RECORDS :  Allocation records on hand to authorized person and contain enough information on:  Regulatory permit effective recall  Including for clinical tests and medical samples  Batch numbers and quantities  Wholesalers  Direct customers  Export locations
  • 19. PROGRESS OF RECALL :  Supervise and record the progress during the recall  Inform all competent authorities of all countries where the given product had been distributed  Final report should include reconciliation between delivered and recovered products  Record of the disposition of the product  Effectiveness of procedure tested and evaluated from time to time with reference past events.
  • 20. DISCUSSION WITH EXPERT AND STAFF :  Collect 3 examples of complaints or recalls from your experience  Describe the actions to be taken by the company or authority and the implications for all interested parties  Suggest a classification of the complaint or recall into critical (life-threatening), major or other
  • 21. POSSIBLE ISSUES WITH RECALL PROCEDURE  No response to justified complaints  Response to unjustified complaints  Collapse to recall  Failure to correct common complaints  No capital to investigate  No superior management support  Senior management interference
  • 22.  No access to records likewise distribution information/batch records  Incapacity to contact government during holidays/weekends  Dissimilarity on harshness of defect
  • 23. REFERENCES :  WHO Module 5, January 2006.  www.authorstream.com  www.wikipedia.com
  • 24. THANKS ‘’Serve for Healthy India”