The document outlines the 9 knowledge areas and 42 processes in project management according to the PMBOK Guide. It provides an overview of the processes within each of the knowledge areas including inputs, outputs, and tools and techniques. The knowledge areas covered include integration management, scope management, time management, cost management, quality management, human resource management, communication management, risk management, and procurement management.
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PMP Exam Prep-ITTOs and KP
1. The 9 knowledge Areas and the 42 Processes
Based on the PMBoK® 4th
Prepared by:
Amr Miqdadi,PMP,MCSE
amiqdadi@pmlead.net
www.pmlead.net
2. PMI®, PMP®, CAPM® and PMBOK® Guide are trademarks of the Project Management Institute, Inc.
PMI® has not endorsed and did not participate in the development of this product.
3. Integration Management
Process Name Inputs Outputs Tools and Techniques
Develop Project Charter Project Statement of Work Project Charter Experts Judgment
Business Case
Contracts
Enterprise Environmental Factors
Organizational Process Assets
Develop Project Project Charter Project Management Plan Experts Judgment
Management Plan Outputs From Planning Processes
Enterprise Environmental Factors
Organizational Process Assets
Direct and Manage Project Management Plan Deliverables Experts Judgment
Project Execution Approved Change Requests Work Performance Information Project Management Information
System
Enterprise Environmental Factors Change Requests
Organizational Process Assets Project Management Plan Updates
Project Document Updates
Monitor and Control Project Management Plan Change Requests Experts Judgment
Project Work Performance Reports Project Management Plan Updates
Enterprise Environmental Factors Project Document Updates
Organizational Process Assets
Perform Integrated Project Management Plan Change Requests Status Updates Experts Judgment
Change Control Work Performance Information Project Management Plan Updates Change Control Meetings
Change Requests Project Document Updates
Enterprise Environmental Factors
Organizational Process Assets
Close Project or Phase Project Management Plan Final Product, Service, or Result Experts Judgment
Transition
Accepted Deliverables Organizational Process Assets
Updates
Organizational Process Assets
4. Project Integration Management – Unification, consolidation, articulation and interactive actions that
are crucial to project completion. Integration is about making choices, about where to concentrate
resources and effort. It also involves making tradeoffs among competing objectives and alternatives.
Integration is primarily concerned with effectively integrating the processes among the Project
Management Process Groups.
1. The project Charter
- Authorizes Project Manager.
- Created based on a business need, a customer request, market demand
- Signed by the performing organization’s senior management.
- Officially confirms the start of the project
- Includes high level project requirements, acceptance criteria, Project objectives, Product
requirements, key milestone dates.
2. Develop Project management Plan
- The plan guides your work on the project.
- It is iterative and progressively elaborated.
- PMBOK does not offer Project Management Methodology.
“A formal, approved document that defines how the project is managed, executed, and
controlled. It may be summary or detailed and may be composed of one or more subsidiary
management plans and other planning documents”.
- It also includes:
o Scope, Schedule, Cost, quality, Risk, Communication, Procurement and Process
improvement Plan.
o Staffing
o Contract
o Risk Response
o Change Control
o Milestone list
o Resource Calendar
o Schedule Baseline
o Cost baseline
o Quality Baseline
o Risk Register
3. Direct and Manage Project Execution
- Main Outputs of the process:
o Deliverables
o Work performance Information
4. Monitor and Control Work
- Takes a look at all the work being done to ensure that the deliverables and the way they are
being done are in line with the plan.
5. Integrated Change Control
- When a change occurs, it is evaluated across the project.
6. Close Project
- Close the project or each phases of the project.
- Main risk here is resources tend to leave even before closing the project properly.
- Evaluating Project Success/Failure ,Formal Acceptance, Project records, Lessons Learned
5. Scope Management
Process Name Inputs Outputs Tools and Techniques
Collect Requirements Project Charter Requirements Documentation Interviews
Stakeholder Register Requirements Management Plan Focus Groups
Requirements Traceability Matrix Facilitated Workshops
Group Creativity Techniques
Group Decision Making Techniques
Questionnaires and Surveys
Observations
Prototypes
Define Scope Project Charter Project Scope Statement Experts Judgment
Requirements Documentation Project Document Updates Product Analysis
Organizational Process Assets Alternatives Identification
Facilitated Workshops
Create WBS Project Scope Statement WBS Decomposition
Requirements Documentation WBS Dictionary
Organizational Process Assets Scope Baseline
Project Document Updates
Verify Scope Project Management Plan Accepted Deliverables Inspection
Requirements Documentation Change Requests
Requirements Traceability Matrix Project Document Updates
Validated Deliverables
Control Scope Project Management Plan Work Performance Measurements Variance Analysis
Work Performance Information Organizational Process Assets
Updates
Requirements Documentation Change Request
Requirements Traceability Matrix Project Management Plan Updates
Organizational Process Assets Project Document Updates
Project Scope Management - includes the processes required to ensure that the project includes all the
work required, and only the work required, to complete the project successfully.
1. Collect Requirements
- The process of defining and documenting stakeholders’ needs to meet the project objectives.
2. Define Scope
- The process of developing a detailed description of the project and product.
3. Create WBS
- The process of subdividing project deliverables and project work into smaller, more manageable
components.
4. Verify Scope
- The process of formalizing acceptance of the completed project deliverables.
5. Control Scope
- The process of monitoring the status of the project and product scope and managing changes to
the scope baseline.
6. Time Management
Process Name Inputs Outputs Tools and Techniques
Define Activities Scope Baseline Activity List Decomposition
Enterprise Environmental Factors Activity Attributes Rolling Wave Planning
Organizational Process Assets Milestone List Templates
Experts Judgment
Sequence Activities Activity List Project Schedule Network Diagrams Precedence Diagramming
Method(PDM)
Activity Attributes Project Document Updates Dependency Determination
Milestone List Applying Leads And Lags
Project Scope Statement Schedule Network Templates
Organizational Process Assets
Estimate Activity Activity List Activity Resource Requirements Experts Judgement
Resources Activity Attributes Resource Breakdown Structure Alternatives Estimating Data
Resource Calendars Project Document Updates Published Estimating Data
Enterprise Environmental Factors Bottom-up Estimating
Organizational Process Assets Project Management Software
Estimate Activity Activity List Activity Duration Estimates Experts Judgement
Durations Activity Attributes Project Document Updates Analoguous Estimating
Activity Resource Requirements Parametric Estimating
Resource Calendars Three-point estimates
Project Scope Statement Reserve Analysis
Enterprise Environmental Factors
Organizational Process Assets
Develop Schedule Activity List Project Schedule Schedule Network Analysis
Activity Attributes Schedule Baseline Critical Path Method
Project Schedule Network Diagrams Schedule Data Critical Chain Method
Activity Resource Requirements Project Document Updates Resource Leveling
Resource Calendars What-if Scenario Analysis
Activity Duration Estimates Applying Leads And Lags
Project Scope Statement Schedule Compression
Enterprise Environmental Factors Scheduling Tool
Organizational Process Assets
Control Schedule Project Management Plan Work Performance Measurements Performance Reviews
Project Schedule Organizational Process Assets Variance Analysis
Updates
Work Performance Information Project Management Software
Organizational Process Assets Resource Leveling
What-if Scenario Analysis
Adjusting Leads And Lags
Schedule Compression
Scheduling Tool
7. PROJECT TIME MANAGEMENT - Project Time Management includes the processes required to manage
timely completion of the project.
1. Define Activities
- The process of identifying the specific actions to be performed to produce the project
deliverables.
2. Sequence Activities
- The process of identifying and documenting relationships among the project activities.
3. Estimate Activity Resources
- The process of estimating the type and quantities of material, people, equipment, or supplies
required to perform each activity.
4. Estimate Activity Durations
- The process of approximating the number of work periods needed to complete individual
activities with estimated resources.
5. Develop Schedule
- The process of analyzing activity sequences, durations, resource requirements, and schedule
constraints to create the project schedule.
6. Control Schedule
- The process of monitoring the status of the project to update project progress and managing
changes to the schedule baseline.
“The project time management processes and their associated tools and techniques are documented in
the schedule management plan. The schedule management plan is contained in, or is a subsidiary plan
of, the project management plan.”
8. Cost Management
Process Name Inputs Outputs Tools and Techniques
Estimate Costs Scope Baseline Activity Cost Estimates Experts Judgment
Project Schedule Basis of Estimates Analogous Estimating
Human Resource Plan Project Document Updates Parametric Estimating
Risk Register Bottom-up Estimating
Enterprise Environmental Factors Three-point estimates
Organizational Process Assets Reserve Analysis
Cost of Quality
Project Management Estimating
Software
Vendor Bid Analysis
Determine Budget Activity Cost Estimates Cost Performance Baseline Cost Aggregation
Basis of Estimates Project Funding Requirements Reserve Analysis
Scope Baseline Project Document Updates Experts Judgment
Project Schedule Historical Relationships
Resource Calendars Funding Limit Reconciliation
Contracts
Organizational Process Assets
Control Costs Project Management Plan Work Performance Measurements Earned Value Management
Project Funding Requirements Budget Forecasts Forecasting
Work Performance Information Organizational Process Assets To-complete Performance Index
Updates (TCPI)
Organizational Process Assets Change Requests Performance Reviews
Project Management Plan Updates Variance Analysis
Project Document Updates Project Management Software
Project Cost Management - involved in estimating, budgeting, and controlling costs so that the project
can be completed within the approved budget.
1. Estimate Costs
- The process of developing an approximation of the monetary resources needed to complete
project activities.
2. Determine Budget
- The process of aggregating the estimated costs of individual activities or work packages to
establish an authorized cost baseline.
3. Control Costs
- The process of monitoring the status of the project to update the project budget and managing
changes to the cost baseline.
9. Quality Management
Process Name Inputs Outputs Tools and Techniques
Plan Quality Scope Baseline Quality Management Plan Cost-benefit Analysis
Stakeholder Register Quality Metrics Cost of Quality
Cost Performance Baseline Quality Checklists Control Charts
Schedule Baseline Process Improvement Plan Benchmarking
Risk Register Project Document Updates Design of Experiments
Enterprise Environmental Factors Statistical Sampling
Organizational Process Assets Flowcharting
Proprietary Quality Management
Methodologies
Additional Quality Planning Tools
Perform Quality Project Management Plan Organizational Process Assets Plan Quality and Perform Quality
Updates Control Tools and Techniques
Assurance
Quality Metrics Change Requests Quality Audits
Work Performance Information Project Management Plan Updates Process Analysis
Quality Control Measurements Project Document Updates
Perform Quality Control Project Management Plan Quality Control Measurements Cause and Effect Diagrams
Quality Metrics Validated Changes Control Charts
Quality Checklist Validated Deliverables Flowcharting
Work Performance Measurements Organizational Process Assets Histogram
Updates
Approved Change Requests Change Requests Pareto Chart
Deliverables Project Management Plan Updates Run Chart
Organizational Process Assets Project Document Updates Scatter Diagram
Statistical Sampling
Inspection
Approved Change Requests Review
Project Quality Management - includes the processes and activities of the performing organization that
determine quality policies, objectives, and responsibilities so that the project will satisfy the needs for
which it was undertaken. It implements the quality management system through policy and procedures
with continuous process improvement activities conducted throughout, as appropriate.
1. Plan Quality
- The process of identifying quality requirements and/or standards for the project and product,
and documenting how the project will demonstrate compliance.
2. Perform Quality Assurance
- The process of auditing the quality requirements and the results from quality control
measurements to ensure appropriate quality standards and operational definitions are used.
3. Perform Quality Control
- The process of monitoring and recording results of executing the quality activities to assess
performance and recommend necessary changes.
10. HR Management
Process Name Inputs Outputs Tools and Techniques
Develop Human Activity Resource Requirements Human Resource Plan Organization Charts and Position
Descriptions
Resource Plan
Enterprise Environmental Factors Networking
Organizational Process Assets Organizational Theory
Acquire Project Team Project Management Plan Project Staff Assignments Pre-assignment
Enterprise Environmental Factors Resource Calendars Negotiation
Organizational Process Assets Project Management Plan Updates Acquisition
Virtual Teams
Develop Project Team Project Staff Assignments Team Performance Assessments Interpersonal Skills
Project Management Plan Enterprise Environmental Factors Training
Updates
Resource Calendars Team-Building Activities
Ground Rules
Co-Location
Recognition and Rewards
Manage Project Team Project Staff Assignments Enterprise Environmental Factors Observation and Conversation
Updates
Project Management Plan Organizational Process Assets Project Performance Appraisals
Updates
Team Performance Assessments Change Request Conflict Management
Performance Reports Project Management Plan Updates Issue Log
Organizational Process Assets Interpersonal Skills
Project Human Resource Management - includes the processes that organize, manage, and lead the
project team.
Develop Human Resource Plan - The process of identifying and documenting project roles,
responsibilities, and required skills, reporting relationships, and creating a staffing management plan.
1. Acquire Project Team
- The process of confirming human resource availability and obtaining the team necessary to
complete project assignments.
2. Develop Project Team
- The process of improving the competencies, team interaction, and the overall team
environment to enhance project performance.
3. Manage Project Team
- The process of tracking team member performance, providing feedback, resolving issues, and
managing changes to optimize project performance.
“The project management team is a subset of the project team and is responsible for the project
management and leadership activities such as initiating, planning, executing, monitoring, controlling,
and closing the various project phases. This group can also be referred to as the core, executive, or
leadership team.”
11. Communication Management
Process Name Inputs Outputs Tools and Techniques
Identify Stakeholders Project Charter Stakeholder Register Stakeholder Analysis
Procurement Documents Stakeholder Management Strategy Experts Judgement
Enterprise Environmental Factors
Organizational Process Assets
Plan Communications Stakeholder Register Communications Management Plan Communication Requirements
Analysis
Stakeholder Management Strategy Project Document Updates Communication Technology
Enterprise Environmental Factors Communication Models
Organizational Process Assets Communication Methods
Distribute Information Project Management Plan Organizational Process Assets Communication Methods
Updates
Performance Reports Information Distribution Tools
Organizational Process Assets
Manage Stakeholder Stakeholder Register Organizational Process Assets Communication Methods
Expectations Updates
Stakeholder Management Strategy Change Request Interpersonal Skills
Project Management Plan Project Management Plan Updates Management Skills
Issue Log Project Document Updates
Change Log
Organizational Process Assets
Report Performance Project Management Plan Performance Reports Variance Analysis
Work Performance Information Organizational Process Assets Forecasting Methods
Updates
Work Performance Measurements Change Requests Communication Methods
Budget Forecasts Reporting Systems
Organizational Process Assets
Project Communications Management - includes the processes required to ensure timely and
appropriate generation, collection, distribution, storage, retrieval, and ultimate disposition of project
information. Project managers spend the majority of their time communicating with team members and
other project stakeholders.
1. Identify Stakeholders
- The process of identifying all people or organizations impacted by the project, and documenting
relevant information regarding their interests, involvement, and impact on project success.
2. Plan Communications
- The process of determining the project stakeholder information needs and defining a
communication approach.
3. Distribute Information
- The process of making relevant information available to project stakeholders as planned.
4. Manage Stakeholder Expectations
- The process of communicating and working with stakeholders to meet their needs and
addressing issues as they occur.
5. Report Performance
- The process of collecting and distributing performance information, including status reports,
progress measurements, and forecasts.
12. Risk Management
Process Name Inputs Tools and Techniques Outputs
Plan Risk Management Project Scope Statement Planning Meetings and Analysis Risk Management Plan
Cost Management Plan
Schedule Management Plan
Enterprise Environmental Factors
Organizational Process Assets
Identify Risks Risk Management Plan Documentation Reviews Risk Register
Activity Cost Estimates Information Gathering Techniques
Activity Duration Estimates Checklist Analysis
Scope Baseline Assumptions Analysis
Stakeholder Register Diagramming Techniques
Cost Management Plan SWOT Analysis
Schedule Management Plan Expert Judgment
Quality Management Plan
Project Documents
Enterprise Environmental Factors
Organizational Process Assets
Perform Qualitative Risk Register Risk Probability and Impact Risk Register Updates
Risk Analysis Assessment
Risk Management Plan Probability and Impact Matrix
Project Scope Statement Risk Data Quality Assessment
Organizational Process Assets Risk Categorization
Risk Urgency Assessment
Expert Judgment
Perform Quantitative Risk Register Data Gathering and Representation Risk Register Updates
Risk Analysis Techniques
Risk Management Plan Quantitative Risk Analysis and
Modeling Techniques
Cost Management Plan Expert Judgment
Schedule Management Plan
Organizational Process Assets
Plan Risk Responses Risk Register Strategies For Negative Risks or Risk Register Updates
Threats
Risk Management Plan Strategies For Positive Risks Or Risk-related Contract Decisions
Opportunities
Contingent Response Strategies Project Management Plan Updates
Expert Judgment Project Document Updates
Monitor & Control Risk Register Risk Reassessment Risk Register Updates
Risks Project Management Plan Risk Audits Organizational Process Assets
Updates
Work Performance Information Variance and Trend Analysis Change Requests
Performance Reports Technical Performance Measurement Project Management Plan Updates
Reserve Analysis Project Document Updates
Status Meetings
13. Project Risk Management - The processes of conducting risk management planning, identification,
analysis, response planning, and monitoring and control on a project. The objectives of Project Risk
Management are to increase the probability and impact of positive events, and decrease the probability
and impact of negative events in the project.
1. Plan Risk Management
- The process of defining how to conduct risk management activities for a project.
2. Identify Risks
- The process of determining which risks may affect the project and documenting their
characteristics.
3. Perform Qualitative Risk Analysis
- The process of prioritizing risks for further analysis or action by assessing and combining their
probability of occurrence and impact.
4. Perform Quantitative Risk Analysis
- The process of numerically analyzing the effect of identifi ed risks on overall project objectives.
5. Plan Risk Responses
- The process of developing options and actions to enhance opportunities and to reduce threats
to project objectives.
6. Monitor and Control Risks
- The process of implementing risk response plans, tracking identified risks, monitoring residual
risks, identifying new risks, and evaluating risk process effectiveness throughout the project.
“Project risk is always in the future. Risk is an uncertain event or condition that, if it occurs, has
an effect on at least one project objective. Objectives can include scope, schedule, cost, and
quality.”
14. Procurement Management
Process Name Inputs Outputs Tools and Techniques
Plan Procurement Scope Baseline Procurement Management Plan Make-or-Buy Analysis
Requirements Documentation Procurement Statements of Work Expert Judgement
Teaming Agreements Make-or-Buy Decisions Contract Types
Risk Register Procurement Documents
Risk-related Contract Decisions Source Selection Criteria
Activity Resource Requirements Change Request
Project Schedule
Activity Cost Estimates
Cost Performance Baseline
Enterprise Environmental Factors
Organizational Process Assets
Conduct Procurement Project Management Plan Selected Sellers Bidder Conferences
Procurement Documents Procurement Contract Award Proposal Evaluation Techniques
Source Selection Criteria Resource Calendars Independent Estimates
Qualified Seller List Change Requests Expert Judgement
Seller Proposals Project Management Plan Updates Advertising
Project Documents Project Document Updates Internet Search
Make-or-Buy Decisions Procurement Negotiations
Teaming Agreements
Organizational Process Assets
Administer Procurement Procurement Documents Procurement Documentation Contract Change Control System
Project Management Plan Organizational Process Assets Procurement Performance Reviews
Updates
Contracts Change Requests Inspections And Audits
Performance Reports Project Management Plan Updates Performance Reporting
Approved Change Requests Payment Systems
Worked Performance Information Claims Administration
Records Management System
Close Procurement Project Management Plan Closed Procurement Procurement Audits
Procurement Documentation Organizational Process Assets Negotiated Settlements
Updates
Record Management System
Project Procurement Management - Includes the processes necessary to purchase or acquire products,
services, or results needed from outside the project team. The organization can be either the buyer or
seller of the products, services, or results of a project.
1. Plan Procurements
- The process of documenting project purchasing decisions, specifying the approach, and
identifying potential sellers.
2. Conduct Procurements
- The process of obtaining seller responses, selecting a seller, and awarding a contract.
3. Administer Procurements
- The process of managing procurement relationships, monitoring contract performance, and
making changes and corrections as needed.
4. Close Procurements
- The process of completing each project procurement.