PANELISTS
Adam Chesler
Director of Global Sales
AIP Publishing
Sara Rotjan
Assistant Marketing Director, AIP Publishing
Keith Webster
Dean of Libraries and Director of Emerging and Integrative Media Initiatives
Carnegie Mellon University
Andre Anders
Director, Leibniz Institute of Surface Engineering (IOM)
Editor in Chief of Journal of Applied Physics
Professor of Applied Physics, Leipzig University
“Read & Publish” agreements continue to gain global attention. What’s rarely discussed when these new access and article processing models are introduced is the paperwork, back-end technology and overall management required to implement the new program that works for all involved. This panel, comprised of a librarian, publisher, and researcher, will focus on the complexities of developing, implementing and using the infrastructures of different Read & Publish models and the challenges of developing a seamless experience for everyone.
From article submission to publication to final reporting, the panel will discuss the “hidden” impact that new workflows will have on stakeholders in scholarly communications. Time will be allotted for Q&A and attendee participation is encouraged.
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Read & Publish – What It Takes to Implement a Seamless Model?
2. Many thanks to our sponsors for making the
NASIG 35th Annual Conference possible!
3. Read & Publish
What Does It Takes to Implement a
Seamless Model?
Collaborative panel discussion
brought to you by AIP Publishing
4. Panelists
Adam Chesler
Director of Global Sales
AIP Publishing
Keith Webster
Dean of Libraries and Director of Emerging and Integrative
Media Initiatives
Carnegie Mellon University
Andre Anders
Director, Leibniz Institute of Surface Engineering (IOM)
Editor in Chief of Journal of Applied Physics
Professor of Applied Physics, Leipzig University
5. About the Panelist
André Anders
• Plasma Physicist, a former Senior Scientist with Lawrence
Berkeley National Laboratory, Berkeley, California
• Director, Leibniz Institute of Surface Engineering, Leipzig,
Germany
• Professor of Applied Physics, Leipzig University, Leipzig,
Germany
• Editor-in-Chief, Journal of Applied Physics, AIP Publishing,
Melville, NY
I may report from different perspectives;
here primarily as a researcher (author) and director of an independent institute
6. Impact of changes, seen as a researcher
As a researcher, I welcome Read & Publish deals because it helps on both fronts:
having access to published work and also being able to publish in (Gold) Open Access
(OA) journals
I prefer publishing OA because it helps to make my work more accessible to all
interested, and perhaps increases citations, which is every researcher’s desire
0 W425°C
research results publication citing literature
7. The cost of OA is usually not covered by the project’s funding agency but
by combing funding from funding agency (project grants) and from in the
institute’s based funding
Selection of suitable journal to submit is primarily based on
matching of my topic to journal’s cope
the journal’s reputation
impact factor,
publication cost.
the default, as of 2019, is still to publish in subscription-only or hybrid
journals due to insufficient funds for all-OA by grants or institution.
Impact of changes, seen as a researcher
funding agency
insitute's base
funding
8. Impact of changes, seen as an institute leader
strive to address funding agencies’ mandates for OA by providing avenues of
compliances:
Green OA and/or
Gold OA, by providing funding, full or in-part, from the institute’s base funding
As director, I signed DEAL, a Read & Publish agreement between publishers and a
consortium of institutions
to gain access to the publisher’s journals and have preferred conditions for OA publishing
currently applicable to Wiley and Springer/Nature
9. Project DEAL
• “Projekt DEAL” - commissioned by the Alliance of Science Organizations in Germany,
represented by the German Rectors’ Conference, the HRK.
• Objective: to conclude transformative publish and read agreements for the entire range
of electronic journals offered by the major academic publishers.
• significant change to the status quo in relation to negotiations, content and pricing in
the process.
• current status: signed with and
10. Impact of changes, seen as an institute leader
a need to train the librarian and to convey the changes and
opportunities to all researchers (department heads, group leaders,
staff and grad students) – this is done by me, the librarian, and/or
the institute’s Scientific Council, and central figures of DEAL
occasionally, e.g. in high level meetings, I stress in meetings with
funding agencies that the desired switch to full accessibly must be
underpinned with adequate financial backing of those who publish,
researchers and their institutions
11. Impact of changes, seen as an institute leader
Decision process on how to publish (status as of mid 2020 – and this may change!):
1. Authors check their funding situation and consult with Department Head on
availability of institutional funds to pay for publishing cost if not covered by project
funds
2. Department head usually requires the setting of publishing priorities by authors, i.e.
only selected manuscript will be sponsored (for my institute, for example, about 20%
is published Gold OA).
3. There are occasional seminars or time slots in all-hands institute meetings to explain
publication workflow, incl. rules for funding publications to researchers. Guidelines
are provided on the institute’s intranet.
+ + or
12. Impact of changes, seen as an institute leader
As of 2020, funding agencies set a project’s limits for annual publication cost and year,
usually much lower than even one OA would cost
there is need for significant institutional supplements, which need to be planned and
budgeted at the institute level.
there must be awareness and funding at funding agencies, to including funds for OA
publications even/especially when Read & Publish agreements are in place.
13. publishing.aip.org Proprietary & Confidential (AIP Publishing)
The Mechanics of Read & Publish:
The Publisher Perspective
Adam Chesler
Director, Global Sales
14. publishing.aip.org Proprietary & Confidential (AIP Publishing)
Background
• Authors want their work distributed as widely as possible
• Funders expect the results of their contributions focused on
research, and to be broadly available
• Researchers seek unrestricted access to more content
• Academic institutions support scholarship, and get the most
value possible for their money
• Publishers want to provide ongoing, reliable service to
scholarly community
15. publishing.aip.org Proprietary & Confidential (AIP Publishing)
Challenges
• Continue to serve a global constituency of authors, readers, and
customers
• For learned societies, publishing revenues support many academic
activities
• Entrenched business, production, and management systems are
built around long-established models
• Developing and maintaining sustainable business models
• Not every author / institution / region / funder wants to shift
models
• Change is hard
• Change is really hard
16. publishing.aip.org Proprietary & Confidential (AIP Publishing)
Who’s involved?
• Publishing
• Accounting
• Customer Service
• Sales
• Marketing
• IT
• … in other words, pretty much everyone in the organization
17. publishing.aip.org Proprietary & Confidential (AIP Publishing)
Questions
• Who are our customers?
• Identifying authors by institution
• Defining sites
• Which institutions are participating (in which consortia)?
• What are our customers doing with us?
• Input / output
• Subscriptions / Accessible titles
• What do customers want? What do authors want?
• Regional interests / differences
• Status quo vs change (radical? measured?)
• Unique requirements / mandates
18. publishing.aip.org Proprietary & Confidential (AIP Publishing)
Building Blocks
• Data
• Author affiliations
• Revenue breakdowns
• Sustainability
• Pricing models
• For current customers
• For prospects
• Systems
• Accounting
• Production
• Sales management
• Legal
• Licenses / Contracts
• Workflows
• Production
• Sales
• Invoicing
• Buy-in
• Senior management
• Board
• Parent (organization)
• Publishing partners
19. publishing.aip.org Proprietary & Confidential (AIP Publishing)
Outreach
• Customers
• Interest / requirements aren’t monolithic
• Appetite for cost re-allocations
• Net producers of content vs low- or non-contributors
• Authors / Editors / Publishing Partners
• Subscription / Sales agents, staff training
• Testing
• Pilot program
• Roll-out
• Negotiations
• Training
• Panic Don’t panic
21. Read and Publish
The impact on libraries
@cmkeithw
Keith Webster
Dean of University Libraries and Director of Emerging and Integrative
Media Initiatives
J U NE 2 0 2 0
22. Carnegie Mellon University (CMU)
Background
Private research university - main
campus in Pittsburgh, PA, campuses
in NYC and Silicon Valley, and in
Africa, Australia, Qatar
Almost 15,000 students (majority
graduate), 1,500 faculty
Strengths in computer science, AI,
robotics, engineering, business,
performing arts, neuroscience
Ranked in top 25 universities (Times
Higher world rankings; US News)
23. Our OA
agreements
Jan. 2020
Elsevier - single agreement
covering readership and
OA publication
Association for Computing
Machinery (ACM) - part of
ACM Open
July 2020
PLoS - institutional
package
24. Establishing our approach
First agreement (Elsevier) involved
discussions with university faculty (via
Faculty Senate and Library Advisory
Committee), leadership (via University
Leadership Council) and Trustees - led
by Dean
Agreed that CMU endorses
sustainable open access as a means
of sharing knowledge and
accelerating scientific progress
25. Read vs Publish
Essentially
different parts
of same supply
chain
How do we
value these?
How do
publishers' price
these?
Important
implications for
consortial
negotiations
26. Finances
Costs of readership borne by institution centrally
Costs of OA authorship largely derived from
authors, grants, small APC funds
Regarding OA as an incremental source of
revenue for publishers is unsustainable - we need
a transitional model
Burden of costs likely to shift to research-intensive
institutions. Free-rider problem? Loss of corporate
revenues (subscriptions, reprints, advertising)?
27. Negotiation
Points
No longer about readership metrics/usage
Need strong information on faculty
authorship, disciplines, grants, etc.
Need strong understanding of mandates
and other OA policy environments
Need to understand publication (and title?)
metrics/FWCI
28. Workflows
What are the effective dates of an agreement with respect to
article eligibility? Does the agreement cover articles submitted
after, accepted after, or published after the agreement date?
Do libraries expect direct deposit of copies of OA articles
deposited in their institutional repository. How does this happen?
How do publishers verify whether the corresponding author is
properly affiliated with the subscribing institution? Individual
article validation time consuming (and which part of library is
best set up to do this?)
How and when do authors choose open access vs closed
license? Do they receive choice of OA license?
How do publisher and institution monitor ‘compliance’
29. Success
How is success defined? And tracked?
Changes in author behavior (compared to belief in
value of journal brands)
Article level outcomes (actual vs expected citation
rates)
Changes (if any) in readership levels
Financial trends for institution
Financial trends globally
31. Thank you!
Questions can be directed to:
Adam Chesler
AIP Publishing
Email: achesler@aip.org
Keith Webster
Carnegie Mellon University
Email: kwebster@andrew.cmu.edu
Andre Anders
Leibniz Institute of Surface Engineering (IOM)
Email: JAP-aanders@aip.org