BASIC SCIENCE
Basic Science for the Clinician 40
Ubiquitin, Programmed Protein Degradation, and the Proteasome
Leonard H. Sigal, MD, FACP, FACR
Abstract: mRNA is made from DNA. Protein is made from mRNA.
Although one might say that “DNA is forever,” the same cannot be
said for mRNA or protein. These molecules are made in response to
the cell’s present needs; once the cell’s circumstances change, a
whole new repertoire of proteins may be needed and the previous set
of proteins may be unnecessary, perhaps even deleterious. So, the
cell must be able to eliminate the characters in the previous act in
favor of the actors needed for the current act. In addition, there is
good evidence that the DNA to mRNA to protein flow may not be
efficient; abnormal proteins, as well as damaged or misfolded
proteins, are quite common and must also be eliminated. This
process depends on the ability of the cell to tag the protein to be
eliminated with a small protein (or chain of these proteins) that
targets the protein to a special structure for digestion into its
constituent amino acids for recycling into new proteins. This very
common protein tag was identified in the 1970s and called “ubiquitin”—it truly was everyplace! In addition, ubiquitin is crucial to
targeting normal proteins to their appropriate place in or on the cell
and for recycling of proteins. Ubiqutination of proteins and what
follows this tagging are crucial to the normal function of cells. The
complexity of these processes is being used for therapy in oncology
now and perhaps in immunology and rheumatology in the near
future.
Key Words: ubiquitin, proteasome, immunoproteasome, ubiquitin
ligases, SUMO
(J Clin Rheumatol 2006;12: 255–258)
U
biquitin was first described in the 1970s, but its central
role as a cellular regulator only became apparent in 1984;
it was the subject of the Nobel Prize in 2004. As its name
suggests, this 76 amino acid protein is found everywhere in
cells; this ubiquity speaks to the crucial role it plays in a
From the Pharmaceutical Research Institute, Bristol-Myers Squibb and the
Division of Rheumatology and Connective Tissue Research, Department
of Medicine, Department of Pediatrics and Department of Molecular
Genetics & Microbiology, University of Medicine and Dentistry of New
Jersey–Robert Wood Johnson Medical School, New Brunswick, New
Jersey.
Reprints: Leonard H. Sigal, MD, Pharmaceutical Research Institute/BristolMyers Squibb, J.3100, P.O. Box 4000, Princeton, NJ 08543-4000.
E-mail: leonard.sigal@bms.com
Copyright © 2006 by Lippincott Williams & Wilkins
ISSN: 1076-1608/06/1205-0255
DOI: 10.1097/01.rhu.0000239903.71688.c5
variety of cellular functions. Related proteins have been
described (perhaps more are to come) and the complexity of
how ubiquitin gets added to proteins, how this tag is translated into specific addressing for shipping to specific sites in
the cell, and how the tag is interpreted at these sites is not yet
well understood, but suggests many more therapeutic targets
in oncology and immunology.
Ubiquitination (also called ubiquitylation) is involved
in destruction of defective protein transcripts and degradation
of short-lived proteins involved in cell-cycle control, signal
transduction and control of that process, and transcriptional
regulation. It is involved in DNA repair, receptor downregulation, antigen presentation, apoptosis, and targeting of proteins to various intracellular locations. A useful analogy may
be drawn with phosphorylation of protein tyrosine, serine, or
threonine residues—posttranslational modification of these
residues changes the function of the proteins. A rapid-on,
rapid-off change of a variety of functions is enabled by both
phosphorylation and ubiquitination.
ADDITION OF UBIQUITIN: THE UBIQUITIN
LIGASES
Ubiquitin is added to the targeted proteins by means of
a series of “ubiquitin ligases.” The C-terminal glycine of
ubiquitin is attached to the amino group of a lysine residue
on the target protein, forming an isopeptide or amide bond.
This is accomplished by 3 sets of enzymes: E1, E2, and E3.
E1 (activating enzyme) activates the ubiquitin molecule in an
ATP-dependent process. E2 (ubiquitin conjugating enzyme)
transfers the ubiquitin molecule to the E2 molecule itself,
forming a thioester bond; thus, the E2 is a carrier of the
ATP-activated ubiquitin. Each E2 enzyme then can interact
with a number of E3 enzymes (protein ligase), which recruit
both the E2– ubiquitin complex and the target protein, and
then transfer the ubiquitin from the E2 to the target protein. A
fourth set of enzymes (E4s) has recently been described; E4
allow additional ubiquitins to link to the initial ubiquitin,
leading to polyubiquitination of the targeted protein.
There are 2 major families of E3 ligases containing 2
different but related active domains known as HECT (homology to the E6-associated protein carboxyl terminus) and
RING (really interesting new gene—I love that name!).
HECT
One of the HECT-containing E3 ligases is called the
E6-associated protein. Papillomavirus proteins form a com-
JCR: Journal of Clinical Rheumatology • Volume 12, Number 5, October 2006
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Sigal
plex with the E6-associated protein that then causes degradation of the p53 tumor suppressor, thus leading to an
increased risk of malignant degeneration. Defective maternal
copies of the E6-associated protein has been implicated in the
neurodegenerative syndrome, Angelman syndrome, and defects in a related protein, Nedd4, have been implicated in the
regulation of renal epithelial sodium channels and, if Nedd4
is deleted, Liddle syndrome (hereditary hypertension) develops. Itch (one of its mutations causes mice to itch) is a
member of the HECT family and is involved in T-cell
differentiation; it modifies IL-7 receptor function and B-cell
development and activation.
RING
RING is a family of E3 ligases occurring in single or
multisubunits. Cbl is a single subunit RING finger protein. SCF
(Skp1-Cullin1-Fbox), APC (anaphase promoting complex) and
VCB (VHL-elongin C/elongin B) are multisubunits.
SCF has been implicated in lymphocyte signaling.
VHL associates with HIF␣ (hypoxia-induced factor ␣ noted
in a previous article as being associated with the pathogenesis
of rheumatoid arthritis) causing ubiqutination and degradation of HIF␣.
Another Family
PIAS (protein inhibitor of activated STAT—signal
transducer and activator of transcription) are RING-type E3
ligases that are involved in the regulation of p53, androgen
receptors, and cJun; we will discuss PIAS again in more
depth in a future paper devoted to the STAT proteins and
other control mechanisms.
UBIQUITIN: ROLE IN CELL FUNCTION
Now, just what does ubiquitin control you ask? Well,
perhaps the best-known example of ubiquitination occurs
after certain receptors bind their ligands and ultimately signal
through NFB to the nucleus, leading to the transcription of
many proinflammatory or proapoptotic genesis. It is by activating an ubiquitin ligase that IB is ubiquitinated and
degraded, thereby freeing NF B to be transported to the
nucleus; thus, these receptor-mediated signals depend on
ubiquitin.
IL-1 binding to the IL-1 receptor leads to activation
of IRAK (IL-1 receptor-associated kinase), MyD88, and
TRAF-6 (TNF-associated factor 6). TRAF-6 is a RING finger
protein and is polyubiquitinated during its activation. Other
pathways may converge on polyubiquitination of TRAF-6,
including RANK-L and possibly bone morphogenetic protein
R1A (BMP-R1A)—another example of ubiquitin at the nexus
of receptor-mediated signaling.
TGF signals through a number of receptors and accessory proteins known as Smads. TGF plays a critical role
at many stages of development and controls many functions
in adults, eg, tumor suppression. There are balancing forces
to TGF, eg, Ecto, acting in ectodermal development and
present in many tumors. Ecto is a RING-type ubiquitin ligase
that adds a ubiquitin to Smad4, blocking Smad-dependent
TGF signaling. Another is Smurf-1 (Smad ubiquitin regu-
256
latory factor-1), which is a member of the HECT family of E3
ligases and causes the degradation of Smad-1 and Smad-5.
Ubiquitination of cyclin B and securin allows the enzyme separase to free sister DNA strands during mitosis.
Ubiquitination of transcription factors cJun, JunC, and
JunD leads to degradation of these important factors; their
degradation has been implicated in control of oncogenesis.
GRAIL mentioned previously in the article on tolerance
is a RING finger protein whose activation inhibits IL2 and
IL4 production.
Ubiqutination of certain growth factors may be needed
to activate transcription of many genes. Ubiqutination is
crucial in the uncoiling of DNA (through ubiquitination of
histones) and methylation of DNA that renders it more
available for transcription. The addition of ubiquitin to
DNA is required for DNA methylation, which leads to
gene silencing.
Ubiquitin is involved in the maintenance of the telomere through management of proteins that modify the telomere; another closely related protein, called SUMO, is also
involved in the process; more on SUMO a little later.
The number of ubiquitins attached to a protein helps
determine targeting of the protein: does it go to the cell
surface, to lysosome for degradation versus endosome for
recycling. Ubiquitination of certain cell surface proteins, eg,
certain receptors, major histocompatibility complex (MHC)
class I, causes the proteins to be taken into the endosome–
lysosomal pathway for degradation.
At least 2 E3 ligases are involved in monoubiqutination
of receptors targeted for endocytosis: SOCS (suppressor of
cytokine signaling) and Cbl. The Cbl family recognizes
phosphorylated tyrosine (through its aminoterminal Src homology, known as SH2) and has a RING motif. Increasing
levels of Cbl lead to downregulation of receptor tyrosine
kinases and of receptor-associated protein tyrosine kinases
(PTKs). Increased levels of Cbl in mast cells leads to inhibition of IgE signaling through the FcR1. Decreased levels of
Cbl in T cells leads to enhanced T-cell receptor clustering,
cytoskeletal reorganization, and CD28 independent assembly
of the supramolecular activation complex (SMAC); thus,
ubiqutination is involved in T-cell costimulation, especially
in decreasing IL2 production and proliferation.
Various viruses have learned how to make use of
ubiquitination. The virus that causes Kaposi sarcoma encodes
a protein that promotes ubiqutination of MHC class I proteins, increasing their degradation and thereby decreasing the
immune response to the virus. In fact, recent studies have
shown that these herpesviruses actually encode 2 E3 ligases
that ubiquitinate MHC class I molecules on cysteine rather
than the usual lysine; this may allow the virus to broaden its
MHC class I targets and more effectively block the host’s
immune response against the virus. Ubiquitination of viral
proteins is required for membrane fusion and budding of HIV
and the Ebola virus. DUB2 (one of the enzymes that deubiquitinates proteins) is constitutively expressed in HTLV-1infected cells, causing increased IL-2-stimulated proliferation
and prolonged activity of STAT5.
© 2006 Lippincott Williams & Wilkins
JCR: Journal of Clinical Rheumatology • Volume 12, Number 5, October 2006
SUMO: A MEMBER OF AN EVOLVING
UBIQUITIN FAMILY?
SUMO (small ubiquitin-like modifier) is a 97 amino
acid protein first described in 1997 that is structurally related
to ubiquitin. SUMO has been implicated in viral entry into
cells, neurodegenerative syndromes like Alzheimer and Huntington chorea, gene transcription, DNA repair, transport of
proteins, and RNA in and out of the nucleus through pores
and building the mitotic spindle apparatus.
Three SUMOs have been described (very original: 1, 2,
and 3); these are added by the same families of E1, E2, and
E3 ligases involved in ubiquitination. Sumoylation does not
cause degradation of proteins. Rather, sumoylation causes
increased protein stability, enhanced protein–protein interactions, and helps to determine subcellular translocation and
transcriptional control. Most sumoylated proteins are found
within the nucleus and perhaps 50% are transcription factors.
Sumoylation helps to direct histone deacetylase 4 traffic
into the nucleus. HDAC4 is involved in removing acetyl
groups from histone, resulting in a more condensed and
nontranscriptionally available chromatin. HDAC4 must be
sumoylated to be active (of note, histone must be ubiquinated
to methylate DNA, which leads to gene silencing). There is a
progressive decrease in a number of the enzymes in the
HDAC family in chronic obstructive pulmonary disease, a
decrease which correlates with the severity of the lung damage.
A variety of heat shock factors (HSF) are sumoylated,
which results in the transcription of a number of genes that
then stabilize the cell against stresses, eg, heat. HSF2 (not to
be confused with the hsp— heat shock proteins— described in
a previous article in this series) is also involved in condensing/compacting chromatin for cell division.
When topoisomerase II is sumoylated (undergoing a
constant “on” and “off” cycle in the normal function of the
cell), there is less chromosomal adhesion and ultimate separation of the DNA strands. Sumoylation also helps in the
formation of the kinetochore, attaching chromosomes to microtubule fibers of the mitotic spindle.
Addition of SUMO to several DNA repair proteins
regulates their function. The list includes p53 (called “the
guardian of the genome”) and PCNA (proliferating cell nuclear antigen). Of note, PCNA can be either ubiqutinated or
sumoylated, at the same site; the former results in increased
repair activity, the latter in decreased activity.
The Huntington protein (Htt) is mutated in Huntington
chorea and becomes more neurotoxic if SUMO is added.
Human papillomavirus and herpesviruses use addition
of SUMO to target themselves to the nucleus of the infected
cell. Some viruses block sumoylation, which disinhibits gene
transcription, allowing more efficient viral gene expression.
THE PROTEASOME AND THE
IMMUNOPROTEASOME
The term UPS has been used to describe how ubiquitin
targeting leads to degradation of proteins—standing for
“ubiquitin proteasome system”— efficient shipping and handling of proteins. The proteasome is a multiprotein complex
that recognizes posttranslational polyubiquitination of pro© 2006 Lippincott Williams & Wilkins
Ubiquitin, Protein Degradation, and the Proteasome
teins. Its size is measured in sedimentation units (Svedbergs)
as 26S. The 26S proteasome is the main protease in the
cytoplasm, ultimately degrading over 80% of all cellular
proteins and generating the C-termini of most peptide ligands
of MHC class I—another example of the evolving immune
system making use of a perfectly good proteolytic mechanism
to supply itself with targets, ie, antigens.
The 26S proteasome consists of 33 proteins in 2 subcomplexes—a 20S proteolytic core and a 19S regulatory
particle (also known as the PA700 –proteasome activator).
The 20S proteolytic core is constructed like a cylinder with
the outer 2 rings consisting of 7 different ␣ type subunits that
bind to the 19S regulatory complex. The inner 2 rings of the
20S complex consist of 7 different  subunits. Three of these,
designated ␦ (1), MB1 (5), and MC14 (2), bear the active
centers of the proteasome. ␥ interferon (IFN␥) causes replacement of these by LMP2 (1i), LMP7 (5i), and
MECL-1 (2i), which causes a change in the cleavage patterns of the proteasome.
IFN␥ also induces the 11S regulator (also called REG)
of the proteasome PA28 (proteasome activator). PA28 consists of ␣ and  subunits forming a heptameric ring that binds
to the 20S or 26S proteasome, causing a change in conformation that results in enhanced proteolytic activity. With
increases in PA28 levels, there is an increase in availability of
some epitopes. Defects in expression in these subunits cause
the lack of expression of some epitopes. PA28␣ and 
subunits are differentially regulated in dendritic cells: expression of ␣ is high in both immature and mature dendritic cells
(DC), whereas expression of  is low in immature DC and
strongly increased in mature DC. NF-B is involved in
upregulation of PA28. IFN␥ has no effect on the expression
of the PA28 ␣ and  subunits, in contrast to the upregulation
of MHC molecules on the DC surface and the replacement of
the 20S 1 (␦), 2 (MB1), and 5 (Z) subunits of the
proteasome by LMP2 LMP7 and MECL-1, respectively, in
the IFN-␥-mediated shift to the immunoproteasome. Thus,
the DC is provided with its “00” status—a license to kill. The
effects of IFN␥ is to turn the standard proteasome into the
immunoproteasome, as noted, an example of how the immune system took advantage of the proteasome. In addition
to increasing the expression of LMP2, MECL1, and LMP7,
there is an increase in cell surface expression of MHC
molecules and of the protein TAP (transporter associated with
antigen presentation), which takes peptides from the immunoproteasome to the endoplasmic reticulum, where it is
loaded onto MHC class I molecules.
The 20S proteasome is expressed in all cells, but its
subunit composition varies from organ to organ. The role of
the proteasome is to eliminate many proteins from the cell.
Some of these are defective ribosomal products (called
DRiPs). Up to 30% of all cell proteins (with a survival
half-life of only 10 minutes compared with a half-life of
approximately 3000 minutes for the other 70% of proteins) go
directly to the proteasome; these may be short-lived proteins
or DRiPs. Most of the peptides on cell surface class I MHC
molecules are derived from this pool of intracellular proteins.
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JCR: Journal of Clinical Rheumatology • Volume 12, Number 5, October 2006
Of note, these peptides may derive from gene’s “untranslated
regions” and from all 3 frames from each DNA strand.
Within the 19S regulatory complex is the site recognized by the ubiquitin tag on proteins meant for degradation
within the proteasome. Ubiquitin binds to the 19S complex
and, in an ATP-dependent process, the ubiquitin is removed,
and the protein is unfolded and inserted into the proteolytic
core’s inner tunnel. The ATPase activity of the 19S complex
is contained in its “cap” or “lid.” The Rpn 10 proteins within
the “lid” bind to polyubiquitin chains and recruit the substrate. The Rpn 11 protein (a metalloprotease) is the deubiquitinating enzyme; it allows unfolding of the protein and
translocation of the substrate into the proteolytic lumen of the
20S particle. This is a one-way trip for the protein; peptides
and single amino acids are the end result.
The timing and specificity of ubiquitin-mediated proteolysis is controlled at the level of recognition of the substrate
protein by a specific ubiquitin ligase. Many ubiquitin ligases
interact with the 26S proteasome. There are different adaptor
proteins that bind to the 26S proteasome and participate in the
recognition of the polyubiquitin chain; there is speculation
that these may contribute to the specificity of proteolysis,
although no mechanism has been identified.
THERAPIES BASED ON MANIPULATION OF
PROTEASOME FUNCTION
All of these insights have been used to design therapies.
PS341 (bortezomib) is a proteasome inhibitor showing effectiveness in multiple myeloma (Richardson et al). Multiple
mechanisms have been suggested for why a proteasome
inhibitor might be useful in treating malignancy, including
the absence of cyclins (causing a halt in cell proliferation), a
buildup of IB causing inhibition of NFB (leading to decrease angiogenesis), and the buildup of many intracellular
proteins, which might overtax cancer cells’ limited ability to
withstand stress.
Inhibition of the proteasome results in increased levels
of p53 (the tumor suppressor), p21 and p27 (cyclin-dependent
kinase inhibitors that stop cell-cycle progression at the G1-S
phase by inactivating cyclin/cyclin-dependent kinase complexes), and Bax (dephosphorylated Bax inhibits the antiapoptotic mitochondrial proteins BclII and Bcl-xL) and decreased levels of NFB (mechanism described elsewhere)
and p44/42 MAPK (mitogen-activated protein kinase, involved in proliferation and suppression of apoptosis; mediates cell signaling by Her2 on breast cancer cells). Net result:
decreased tumor growth.
PS519 has been tested in streptococcal cell wall-induced arthritis (a model of rheumatoid arthritis), cerebral
ischemia, experimental autoimmune encephalomyelitis (a
model of multiple sclerosis), asthma, and psoriasis. Just as
bortezomib is showing promise in multiple myeloma, preliminary results in these inflammatory and postischemia models
258
suggest that proteasome inhibition may show promise in
rheumatic diseases.
THE PROTEASOME IN AUTOIMMUNE DISEASE
The 20S proteasome may be an autoantigen of interest.
Circulating levels of the 20S proteasome are increased in
myositis, systemic lupus erythematosus (SLE), primary
Sjögren syndrome, rheumatoid arthritis, and autoimmune
hepatitis and levels correlate with clinical activity. Antibodies
to the 20S proteasome were found in approximately 60% of
German patients with SLE and myositis in levels higher than
in controls, in approximately 20% to 25% of Japanese patients with SLE and primary Sjögren syndrome and in 66% of
patients with multiple sclerosis, 35% with SLE, and 16% with
primary Sjögren in a Spanish study.
It remains a matter of speculation as to whether the
immunoproteasome or other modifications of normal proteasomal function under the influence of ␥ interferon or other
cytokines (perhaps ␣ interferon?) contribute to presentation
of autoantigens. This is an obvious question and may be
answered in the coming years.
Studies of ubiquitin and SUMO and their effects on
many cell functions have yielded great insights into how to
treat malignancies, inflammatory and postischemic phenomena, and viral infections. The modification of the “UPS” to
improve immunosurveillance is another fascinating example
of the evolution of the adaptive/acquired immune system.
Much of interests to rheumatologists will come from our
emerging better understanding of these systems.
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© 2006 Lippincott Williams & Wilkins