International Journal of Educational Development 66 (2019) 44–51
Contents lists available at ScienceDirect
International Journal of Educational Development
journal homepage: www.elsevier.com/locate/ijedudev
Examining research productivity of faculty in selected leading public
universities in Kenya
T
Fredrick Muyia Nafukho , Caroline S. Wekullo, Machuma Helen Muyia
⁎
College of Education and Human Development, Texas A&M University, United States
A R TICL E INFO
A BSTR A CT
Keywords:
Research Productivity
Higher education
Public universities
Research
Competitiveness
Human capital Development
The purpose of this study was to examine research productivity of faculty at two leading Kenyan public universities. The analysis showed that the research productivity of faculty varied by gender, institution, terminal
degree, rank, discipline, and years of work experience. Individual characteristics (gender, rank, terminal degree,
and experience) and institutional characteristics (number of undergraduate students enrolled, percentage of
Ph.D. students enrolled, and funding allocated for research function) are significantly associated with faculty
research productivity. Faculty’s experience was not a determinant factor of their research productivity. More
experienced faculty were less productive. The study has significant implications to shift from performance
contracts and self-reported instruments currently used in Kenyan public universities and enhance research
productivity of faculty, in their pursuit of the stated institutional vision, mission and goals.
1. Introduction
The government of Kenya envisions ‘a globally competitive education, training, research, and innovation system for sustainable development (Ministry of Education, 2016). In 2017/18 budget, the government invested $83.8 million, 1.01 percent of Gross Domestic
Product (GDP) in higher education and set an investment target of at
least 2 percent of the annual GDP for research, science, and technology
development (Republic of Kenya, 2016a, c). However, the quality of
research produced and performance of higher education institutions is
low. For instance, a report by the Commission for University Education
(2017) noted that universities are producing research of low impact
that is not applicable even at the national level. One of the indicators of
research productivity especially at institutional level is the ranking of
universities based on national and international comparisons. In the
case of public universities in Kenya; the focus of this study, the World
University ranking that uses indicators of research productivity (publication of peer reviewed journal articles, refereed books, and refereed
book chapters), and institutional performance, ranked the University of
Nairobi, one of the largest universities in Kenya, as number 15,618 in
the world and 532 in Africa. The other public universities including Moi
University, Kenyatta University, Jomo Kenyatta University of Agriculture and Technology, Maseno University, Strathmore University, and
Masinde Muliro University were ranked 1755, 1871, 2541, 2860, 3646,
4824, and 6168 respectively in 2017 (World University Rankings, 2016-
⁎
2017World University Rankings, -, 2017World University Rankings,
2016-2017). A further analysis of the world ranking report of top
twenty universities in Africa showed South Africa, Egypt, and Nigeria
took the first, second, and third positions with 12, 5, 1 respectively.
Uganda and Kenya each had one university in the ranking (World
University Rankings, 2016-2017World University Rankings, -,
2017World University Rankings, 2016-2017). The University of Nairobi
is the only Kenyan University, which featured, and was position 20.
Several studies have examined research productivity of faculty
across the globe (Altbach, 2015; Toutkoushian et al., 2003). However,
there are few studies like this focused on African universities and higher
education systems as they get more integrated with global higher
education systems. Further, limited empirical evidence pertaining to
research productivity of faculty in Kenyan universities exists. The lack
of attention to institutional research productivity and the lack of reliable data is astonishing given the considerable resources devoted to
research (Republic of Kenya, 2016b). This study attempts to fill this gap
by examining the influence of demographic and institutional factors on
research productivity of faculty in two leading Kenyan public universities. The study addressed the following research questions: (a)
What was the research productivity measured in h-index of faculty in
two public universities selected for this study? (b) What was the individual characteristics (gender, experience, academic rank) influence
on faculty research productivity? (c) Did the h-index of faculty vary
with faculty’s rank terminal degree, and discipline? (d) What was the
Corresponding author.
E-mail address: fnafukho@tamu.edu (F.M. Nafukho).
https://doi.org/10.1016/j.ijedudev.2019.01.005
Received 1 August 2018; Received in revised form 21 January 2019; Accepted 28 January 2019
0738-0593/ © 2019 Elsevier Ltd. All rights reserved.
International Journal of Educational Development 66 (2019) 44–51
F.M. Nafukho, et al.
performing editorial duties, and obtaining patents and licenses. Abramo
and D’Angelo (2014) asserted, ‘’research activity is a production process
in which the inputs consist of human, tangible, and intangible resources, and where output, in this case, the new knowledge, has a
complex character of both tangible nature (publications, patents, conference presentations, databases, etc.) and intangible nature (tacit
knowledge, consulting activity, etc’.)’ (p. 1131).
This study is framed around a conceptual model that draws from
research on faculty research productivity (Altbach, 2015; Chen et al.,
2010; Cloete et al., 2011; Huang, 2012; Jung, 2012; McGill and Settle,
2012; Musiige and Maassen, 2015). From these strands of literature,
two core factors appeared to account for research production among
faculty and institutions of higher learning: Individual characteristics
(gender, rank, discipline of the faculty, experience,) and institutional
factors (type of institution, number of students enrolled, percentage of
doctoral students enrolled and funding allocated for research activities). The next section presents a brief explanation of how these factors
may influence research productivity.
interaction effect between the faculty' experience in years and their
academic discipline? (e) What was the institutional characteristics
(enrollment of undergraduate students, percentage of Ph.D. students
enrolled, and funding allocated for research) of the two institutions
studied and how did these factors influence faculty research productivity?
This pioneering study contributes to the literature on research faculty productivity in the two selected universities in Kenya. The h-index
analysis of research productivity of faculty shades some light on the
level of faculty engagement, and research performance of individual
faculty at the of two leading public universities in Kenya studied in
relation to gender, rank, experience, and area of specialisation or discipline. The h-index was created by Jorge Hirsch in 2005 to measure
research productivity and citation impact in the area of theoretical
physics. Over time its influence has spread to more academic disciplines
and it is now widely used to measure research productivity in nearly all
academic fields. It is a numerical indicator of how productive and influential a researcher is, as noted, “A scientist has index h if h of his or
her Np papers have at least h citations each, and the other (Np-h) papers have no more than h citations each.” (Hirsch, 2005, p. 1). This
means that an h-index is given to a researcher on the basis of the
number of papers (H) that have been cited at least H times. Google
Scholar uses h-index to measure researcher productivity. For example,
an h-index of 30 means the researcher has 30 papers that are cited at
least 30 times by other researchers. Thus, the researcher is recognized
for having a range of papers with good levels of citations rather than
one or two outliers with very high citations.
Based on the results of this study, public universities in Kenya
should be able to compare their performance with their comparable
institutions. Also, the study findings should guide university administrators on what they need to achieve a considerable growth in research
output and increased faculty productivity. Moreover, the finding of this
study offers valuable information for decision makers in higher education to set long term goals and allocate the limited resources efficiently (Huang, 2012). Aside from budgeting, the evaluation of faculty’s
research productivity provides vital information to guide the process of
recruiting, developing, and retaining faculty (Huang, 2012); determining faculty promotions and transfers from one institution to another (Holosko and Barner, 2014). Given the increasing amount of
funding allocated for research by the Kenyan government, foundations,
and non-government institutions, it is necessary to critically examine
the issue of faculty productivity hence the importance of this pioneering
study. Results of this study should be of great significance to scholars
with a focus on the development of higher education institutions in
Kenya and Africa at large. Readers of the International Journal of Educational Development with a focus on universities in Africa should
equally find the results of this study useful especially in guiding their
own research in African universities. International funding agencies
with a focus on Africa should also immensely benefit from the results of
this study. Of great import to agencies that fund Kenyan public universities is the issue of faculty research productivity as measured by
outcomes such as scholarly publications in to top tier refereed journals
and the increased citation of the published work by researchers funded
to conduct research in African universities. In addition, researchers
with interest in the development of universities in Kenya may employ
the research methods utilized in this study.
2.1. Institutional factors
Universities are responsible for research, scholarship, and innovation and are depended on to serve as conduits for adoption and disseminating of knowledge generated across the globe (Commission for
University education, 2017; Nafukho, and Muyia, 2014). However, in
Kenya, there has been an increased focus on teaching related functions
and absence of research related functions (Commission for University
education, 2017; Wangenge-Ouma and Nafukho, 2011). The increased
focus on teaching and learning as the institution’s ‘core business’ at the
expense of research is due to the adoption of corporate culture with
increased accountability and outcomes, and the held notion that measuring research productivity is complicated and problematic especially
due to lack of productivity data and information of performance indicators (Altbach, 2015; Toutkoushian et al., 2003). With the advancement in technology and based on the science of data analytics,
information on academic faculty productivity is now readily available.
In most higher education institutions, we now have advanced tools that
assist institutions to measure productivity per faculty member. The fact
that it is not done especially in Kenyan universities requires urgent
attention. It is also no longer complex to do this but the process requires
additional resources and the institutional/government willingness to
put in place policies and regulations that require measuring faculty
productivity using a variety of credible performance indicators.
Increase in undergraduate enrollment is likely to be associated with
an increase in teaching workload, which may leave faculty with less
time to engage in research activities (Porter and Umbach, 2001;
Wangenge-Ouma and Nafukho, 2011). Responding to what counts for
academic productivity in research universities, Altbach (2015) stated
that it is crucial to include both measures of academic as well as research when calculating the productivity of institutions, individual researchers, and university systems.
Previous studies have pointed out the contribution of doctroal students towards an institution’s research productivity (Holosko and
Barner, 2016; Lodhi, 2009; Mayrath, 2008; Mullen, 2009; Webber,
2011). These researchers further noted that scholarly work begins at the
graduate level and the mentoring one receives early in their career has a
significant effect on their later professional scholarship productivity.
Moreover, Holosko and Barner (2016); Lodhi (2009); Mayrath (2008),
and Webber (2011), also pointed that the level of mentorship depends
on the degree of interest and achievement of the mentor in research
productivity. It is vital to examine the research productivity of faculty
in Kenyan universities. However, the Kenyan higher education system
seems to pay less attention to faculty development (Commission for
University Education, 2017), and only 43 percent of university faculty
have PhDs. The enrollment in Ph.D. programmes has remained flat. It is
estimated that 4,394, a 1 percent of total population of the students
2. Literature review and conceptual framework
Research productivity is the extent to which faculty engage in research activities such as developing and conducting rigorous research
studies, publishing in refereed journals, writing books and book chapters, presenting at peer refereed conferences, and producing artistic or
creative works (Iqbal and Mahmood, 2011). Research activities also
include gathering and analysing data, supervising postgraduate students and their class projects, seeking and getting research grants,
45
International Journal of Educational Development 66 (2019) 44–51
F.M. Nafukho, et al.
2011). A wide range of indicators have been proposed to measure individual research productivity. The most commonly used measure is a
summative index constructed from counts of conference papers, as well
as journal publications in refereed journals, books, and book chapters
(Altbach, 2015). An h-index consisting of publication and citation
counts has also commonly been used to measure research productivity
of faculty (Abramo and D’Angelo, 2014; Hirsch, 2005, 2010; Huang,
2012; Quimbo and Sulabo, 2014). Other researchers on this topic have
pointed to factors such as; number and amount of research grants received by an academic member (Altbach, 2015; Porter and Umbach,
2001), educational outcomes (i.e. supervising students to graduation)
of an academic member (Altbach, 2015), membership to National
Academies (White et al., 2012), amount of funding allocated for
research (Iqbal and Mahmood, 2011), and a supportive environment for
scholarship (Walker and Fenton, 2013) should be considered while
evaluating the research productivity of faculty. However, these measures cannot be easily quantified. Toutkoushian et al. (2003) observed
that the significant variations among research productivity measures
suggest that the developers did not rely on a theoretical framework
when making their selections. For this study, the h- index as a measure
of research productivity was utilised for the following reasons. First,
publications of peer-reviewed journal articles, refereed books and
refereed book chapters and citation counts are considered as the direct
measures of research productivity (Capaldi et al., 2015). Second, the
h-index has been proved to highly correlate with the Shanghai Ranking
– Academic Ranking of World Universities, which uses five criteria:
quality of education, quality of research (papers published in Nature
and Science), output (SCI index), and size of the institution. Huang
(2012) used data from 678 world universities’ scientific performance
over 11 years to extend the applicability of the h-index at an institutional level. The findings showed a high correlation (r = 0.804) existed
between the h-index rankings generated by the study and the Shanghai
Ranking. The results confirmed the validity of the h-index in the
assessment of research performed at the university level. Also, it was
noted that the h-index was one of the accurate measures of faculty
research productivity.
enrolled for doctoral degrees and only 400 students graduate within
five years (Commission for University Education, 2017). This study
therefore examines how enrollment of PhD students and supervision to
graduation would contribute to research productivity.
A considerable body of literature has noted that funding allocated to
research is positively associated with research outcomes (Barnett et al.,
2015; Hottenrott, and Lawson, 2017; Jacob and Lefgren, 2011). Also, as
noted earlier, the Kenyan government is devoting a lot of funding on
research (Ministry of Education, 2016; Republic of Kenya, 2016a,
2016c). However, it is not obvious that such expenditures are effective.
This study examines how funding allocated in two major institutions
relate to research productivity.
Elsewhere, previous studies have found faculty demographic characteristics, such as gender, rank, and years of experience to positively
correlate with research outcome (Paik et al., 2014; Stack, 2004). For
instance, Stack (2004) examined the relationship between gender,
children and research using a sample of 11, 231 Ph.Ds. in sciences and
Engineering. Stack found women published significantly less than men.
The productivity was higher for women with children more than 11
years, whereas the productivity for women with young children was
lower. In the discipline like social sciences, Stack found no relationship
between gender and productivity. On the contrary, other scholars such
as Kelchtermans and Veugelers (2013) used a panel data from 1992 to
2001 to examine gender and performance in research productivity.
Kelchtermans and Veugelers (2013) found women had problems
reaching the top performance but there was no evidence that women
seemed to persist to top performance more easily than men. Other
scholars found attributes such as the nature of the academic discipline,
years of experience, time allocated to this type of work, and collaboration to be essential (Jung, 2012). It is therefore important that
when examining research productivity, one should consider the institutional context, because of the critical influence it can have (McGill
and Settle, 2012; Musiige and Maassen, 2015).
The conceptual model for this study draws on established literature
on individual and institutional factors contributing to research productivity. This paper tests the framework that posits a relationship
between individual and institutional factors on research productivity in
two Kenyan public universities. The focus is on faculty research productivity in Kenya which has received less attention despite the increasing investment in research.
5. Method
The target population for this study comprised of faculty in two
public universities in Kenya. Kenya had 71 registered universities and
other institutions offering degree programmes in 2016. An increase of
49 percent from 2012 academic year. This number consists of 30 public
universities, 5 public university constituent colleges, 18 private universities, 5 private university constituent colleges, and 13 universities
with interim authority (Commission for University Education, 2017;
Republic of Kenya, 2017).
The sample for this study comprised of faculty from the two leading
public universities in Kenya. The two universities were purposively
selected for the following reasons. (a) They are large universities with
well-established systems and (b) have a higher number of faculty of
over 1000. The first university, referred to as A had 2022 faculty, and
the second university, referred to as B had 1138 faculty, a total of 3160,
approximately 32 percent of the total faculty in Kenyan public universities, and (c) they have a wide range of postgraduate degree programmes (Commission for University Education, 2017).
According to Krejcie and Morgan (1970), when the population is
3,000, a sample size of 341 is recommended. The quantitative sample
taken from the population of 3,160 was 612. The sample size calculator
at 95 percent confidence level was applied to the population from two
institutions to obtain the needed sample size. This is a strong indication
that the sample for the study is representative. Systematic random
sampling was then applied to the two samples where every nth faculty
from the list of the faculty was selected for inclusion.
3. Measuring research productivity in Kenyan context
The role of research in Kenyan higher education is widely
acknowledged through various government and higher education
institutions’ documents (Commission for University Education, 2017),
but there is no specified criterion on how it should be measured. The
Kenyan higher education institutions greatly depend on quality assurance reports as a means of ensuring research performance and productivity. This measure requires faculty to provide measurable output
indicators and annual performance evaluation from their supervisors
(the University of Nairobi, Quality assurance n.d). Beyond self-reported
measures of research productivity, institutions through their research
policy documents have focused more on how research should be conducted with little attention on how it should be measured (Krause,
2012). The need for a measure of research productivity is essential to
guide policy and institution leaders on how they may enhance research
productivity in their pursuit of the stated vision, mission, and goals.
4. Measures of research productivity
Although there is an increased emphasis on measuring research
productivity, there is no objective concensus on what it constitutes,
how it should be measured, or how it should be interpreted among
scholars, and administrators across institutions of higher education
(Altbach, 2015; Kumar, 2010; Toutkoushian et al., 2003; Webber,
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International Journal of Educational Development 66 (2019) 44–51
F.M. Nafukho, et al.
5.1. Data source
pure and applied sciences, Medicine, Public health, Health sciences,
Technology, Veterinary Science) and (b) Non STEM consisting of
Education, Agriculture and Life Sciences (Agriculture, land resource
management, environmental sciences), and Humanities and Social
Studies (consisting of creative Arts, Media studies, Geography and
Environmental studies, Business and Economics, Law, and Africana
studies).
Multi-factor Analysis of Variance was used to examine the difference in the faculty research productivity of the two institutions.
Institutional variables, such as the percentage of Ph.D. students
enrolled, funding allocated for research, and number of undergraduate
students enrolled were used. The number and supervision of the
students to graduation is believed to correlate with faculty productivity
as well as that of the institution. It was therefore hypothesised that an
institution with a high proportion of Ph.D. students was likely to be
more productive. Table 1 presents a summary of the variables in the
study.
Table 1 showed between 2012 and 2017, the two institutions under
study had an average h -index of 1.913. With the standard deviation of
3.522, the h-index varied significantly among faculty members. The
lowest h–index was 0, and the highest was 27.
On average, the two institutions had high student enrollment. The
average enrollment at institution B between 2012 and 2017 was estimate 69,189 while that enrollment at institution A was 76,982. The two
institutions differed in enrollment by about 3890. In both institutions,
the percentage of Ph.D. students was extremely low. On average, the
percentage of Ph.D. students in the two institutions was 0.62% with the
standard deviation of 0.12%. The mean number of international students enrolled in the two institutions was 589.95 with the standard
deviation of 270.02. The average funding for research was 1.89 million
Kenya Shillings. The funding for research in the two institutions varied
by about 1.55 million Kenya shillings.
Table 1 also provides a descriptive summary of categorical variables
in the study. Of the 612 faculty in the study 32.84% were female, and
67.16% were male. Most of the faculty (59.31%) had Ph.D. as the
terminal degree, 37.25% had masters while 3.43% were bachelor’s
degree holders. Regarding faculty rank, the majority of faculty members were lecturers (51.63%), followed by senior lecturers (17.32%),
Data for this study were generated from different sources that include the institution's online databases, archive, prospectus, websites,
and Google scholar website. The demographic information (i.e., gender,
rank, experience, the field of specialization) of randomly sampled faculty members was retrieved from university prospectus/staff handbook. Google scholar database is one of the largest databases that gauge
scholarly and scientific output of indexed works and citations each
publication receives world over. The Google scholar provides reliable
and reproducible h-index scores (Jacsó, 2008) and has been used in
other studies of faculty research productivity (e.g., Eloy et al., 2012;
Svider et al., 2013). The h-index scores for all the 612 sampled faculty
members was retrieved by searching the respondent names in Google
scholar database.
5.2. Model and variables in the study
To examine the influence of individual characteristics (gender, rank,
experience, terminal degree), discipline and type of institution on faculty research productivity, a linear regression was modelled as follows.
YI = XI +
I
Where YI is the faculty research productivity measured in h-index. The
independent variables ( XI ), and I the residual term, which represents
the deviation from the observed values from their means. The I is
normally distributed with mean 0 and variance .
Faculty’s h –index is the dependent variable and it measures the
scholarly output based on the number of indexed works and citations
for a period of 5 years (2012–2017). The independent variables
included the teaching staff demographic information, such as gender,
academic rank, terminal degree, and years of work experience used to
determine the faculty’s length of career. Academic rank was classified
into six categories: as professors, associate professors, senior lecturers,
lecturers, assistant lecturers and tutorial fellows.
Academic discipline was categorised into two groups based on
colleges and schools in the institutions studied. This included (a) sciences, technology, engineering and mathematics (STEM) consisting of
Table 1
Descriptive statistics of the variables in the study.
Variables
Observations
Mean
SD
Minimum
maximum
H-index(5years)
Number of students enrolled
Percentage of Ph.D. students
Number of international students
Average funding for research
610
612
612
612
612
1.913115
73,365.45
.00622
589.948
1.89e+07
3.522481
3889.795
.0012451
270.021
1.55e+07
0
69,188.6
.0048707
300
2258724
27
76982
.0074
841
3.33e+07
Categorical Variables
Institution
Gender
Terminal Degree
Rank
Experience
Discipline
A
B
Male
Female
Bachelors
Ph.D.
Masters
Tutorial Fellow
Professor
Associate professor
Senior lecturer
Lecturer
Below 10yrs
11 – 20yrs
21 - 30 yrs.
31- 40 yrs.
Above 41 yrs.
NON STEM
STEM
Coding
Frequency
(%)
Cumulative
0
1
0
1
0
1
2
0
1
2
3
4
0
1
2
3
4
0
1
328
284
411
201
21
363
228
85
48
57
106
316
181
167
158
78
25
353
259
53.59
46.41
67.16
32.84
3.43
59.31
37.25
13.89
7.84
9.31
17.32
51.63
29.72
27.42
25.94
12.81
4.11
57.68
42.32
53.59
100.00
67.16
100.00
3.43
62.75
100.00
13.89
21.73
31.05
48.37
100.00
29.72
57.14
83.09
95.89
100.00
57.68
100.00
47
International Journal of Educational Development 66 (2019) 44–51
F.M. Nafukho, et al.
Table 2
Correlation between Variables in the study and their Variance Inflation Factor.
Var
1
2
3
4
5
6
7
8
9
10
Institution
Gender
Rank
TermD
Discip
Expe_1
Hindex
Student
PerPhd
Fund
1
2
1.00
0.12
0.13
0.11
−0.26
−0.25
−0.19
−1.00
−1.00
−1.00
1.00
−0.02
0.06
−0.10
−0.13
−0.12
−0.12
−0.12
−0.12
3
4
1.00
−0.05
−0.03
0.03
−0.13
−0.13
−0.13
−0.13
5
1.00
−0.03
−0.24
−0.22
−0.11
−0.11
−0.11
1.00
0.08
0.13
0.26
0.26
0.26
6
1.00
0.27
0.19
0.19
0.19
7
8
9
10
VIF
1.98
1.06
1.02
1.02
1.07
1.12
1.00
0.27
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.07
1.00
1.16
Note; Var = variable; TermD = Terminal degree, Discip = discipline; Expe_1= Experience; Student = Number of student enrolled; PerPhd = percentage of pH.PhD.
students; Fund = Funding allocated for research.
tutorial fellow (13.89%), while the percentage of faculty who were
associate professors and full professors was small. The associate professors and full professors represented 9.31% and 7.84% respectively.
Regarding faculty experience, 57.14% of the faculty had less than 20
years of experience, 25.82% of faculty had between 21–30 years of
experience, 12.72% of faculty had 31–40 years of experience, and only
a small fraction (4.57%) of faculty had over 41 years of experience. The
majority of the faculty (57.68%) were in STEM discipline, while the
remaining 42.32% of the faculty were in non-STEM related disciplines.
Correlation between the variables in the study was examined.
Table 2 presents the correlation results. Most variables had correlation
of less 0.5, indicating that they highly explained the dependent variables. Three variables: number of students enrolled, percentage of Ph.D.
students, and average funding for research were highly correlated with
other variables, implying the presence of multicolinearity. The variance
inflation Factor (VIF) was used to detect multicolinearity. The VIF
results showed all the variables in the study had a VIF of less than 10.
Since the highly correlated variables were institutional variables,
multilevel analysis was conducted. Before that, power analysis was
conducted to determine whether the sample was adequate for multilevel analysis. Power analysis showed the sample was not adequate for
it fell below the 30 by 30 rule of thumb sample for conducting multilevel analysis. A multi-factor analysis of variance approach was used to
test the effects the number of students enrolled, percentage of Ph.D.
students enrolled, and funding allocated to research had on institutional
research productivity.
5.3. Diagnostic tests
Prior to actual data analyses, several tests were conducted to determine the most appropriate estimation model for the data. The assumptions of normality of residuals, homoscedasticity, and linearity
were tested. Three tests of normality: skewness and Kurtosis, ShapiroWilk test, and qq – plots, showed the normality assumption was violated. Similarly, the test of homoscedasticity was not reasonable.
However, the test of linearity showed there is a relationship between
the variables in the study and the dependent variable. Based on the
findings, regression with standard errors was performed.
6. Results
Table 3 presents the regression results of model 1 and model 2.
Model 1 comprises of all the predictors in the model except for faculty
work experience. Model 2 included all the predictors except the predictor faculty rank. Even though the two variables were neither correlated nor had issues with collinearity, the variables are assumed to be
correlated and the two models were used to reduce the disturbances.
Overall, model 1 regression with robust standard errors using gender,
institution, terminal degree, faculty rank, and discipline to determine
their influence on faculty research productivity as measured by h-index
had a good fit. Approximately, 25% (R-Squared = 0.2473) of the variance in the faculty research productivity was accounted for by the
predictors in the model, F (14,592 = 14.61., p = 0.000).
Further, the results showed that adjusting for other predictors in the
model, the research productivity of faculty in institution B was less than
that of institution A by 0.3097, however, the difference was not statistically different, (t = -1.26, p = 0.206) with the 95% Confidence
interval of [-0.7916, 0.1722].
With regrad to research productivity by gender, the results determined that female faculty had lower h-index (research production)
of 0.1917 compared to that of male faculty controlling for other predictors in the model. However, the difference was not statistically significant,(t= -0.72, p = 0.473). The results implied that the differences
in the research productivity of male and female faculty in the two institutions did not vary from zero.
The results of analysis showed that faculty’s terminal degree had a
significant influence on their research productivity. In particular, the
results showed that controlling for other predictors in the model, the
faculty with a Ph.D. degree had a higher h- index 1.6932, on average,
higher
than
those
who
only
had
bachelors
degrees
(t = 4.98,p = 0.000). Similarly, faculty who had a masters degree had
Table 3
Regression Estimates for Faculty Research Productivity (H-index).
Predictors
Institution
Gender
Terminal degree
Rank
Discipline
Experience
Rank*Discipline
a
Female
Ph.D.
Masters
Professor
Associate professor
Senior lecturer
Lecturer
STEM
11-20
21-30
31-40
Above 41
STEM* Professor
STEM* Ass professor
STEM* Senior
lecturer
STEM* Lecturer
Constant
Model fit
N
F(14,592)
R2
RMSE
Model 1
Model 2
−.3097 (.2454)
−.1917 (.2671)
1.6932*** (.3399)
.6570* (.2983)
4.8259***(.9654)
2.2603***(.6212)
1.5669***(.4002)
.2040 (.16381)
.8095** (.2723)
−.5925*(.2662)
−.3817 (.2853)
2.3276***(.4568)
.5964 (.3997)
.8145**(.2951)
.1149 (.2482)
1.02843**(.3493)
1.3811**(.5035)
1.6667 (1.0604)
2.8638 (1.9556)
−.5006 (1.2340)
.8140 (.8007)
.15831 (.3456)
−.4412(.3913)
−6.0398*(2.5687)
611
14.61***
0.2473
3.0788
611
12.63***
0.1527
3.2553
Standard error in parenthesis.
* p < 0.05.
** p < 0.01.
*** p < 0.001.
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International Journal of Educational Development 66 (2019) 44–51
F.M. Nafukho, et al.
Table 4
Results of Multi-Factor Analysis of Variance test of effects of institutional factors on research productivity.
Predictor
Sum of Square
df
Mean Square
F
p
Eta-Squared
95% Coef interval
Intercept
Student enrolled
Percentage PhD enrolled
Average Funding for Research
Residual
R-squared
Root MSE
259.84881
302.81888
302.81888
259.84881
7296.5463
0.0344
3.46423
4
1
1
1
608
259.85
302.82
302.81
259.85
12.000898
21.65
25.23
25.20
21.65
0.0001
0.0001
0.0001
0.0001
.034
.04
.04
.034
.011586 .0671916
.0149341 .0743828
.011586 .0671916
.011586 .0671916
Note: Eta-Squared values for individual model terms are partial.
an h–index of 0.6570, on average,higher than that of faculty with a
bachelors degree, (t = 2.20, p = 0.028). The results suggested that faculty with a higher terminal degree were more likely to have more
publications.
Regarding research productivity and faculty rank, the results of the
analysis showed that controlling for other predictors in the model,
professors had research productivity of 4.826 on average higher than
tutorial fellows. The difference was statistically significant (t = 5.00,
p = 0.000). associate professors had research productivity of 2.2603 on
average, higher than tutorial fellows, which was considerably significant, (t = 3.64, p = 0.000). Senior lecturers, on average, had a research productivity of 1.5669 higher than that of tutorial fellows. This
difference was statistically significant, (t = 3.92, p = 0.000). Although
the research productivity of Lecturers was higher than that of tutorial
fellows by 0.2040 on average, the difference was not statistically significant (t = 1.25, p = 0.214). The results suggested that controlling for
other predictors in the model, the rank of the faculty: senior lecturer,
associate professor, and professor, had a strong influence on research
productivity.
The results in Table 4 showed that faculty in STEM disciplines had
higher research productivity than faculty who were in non-STEM disciplines. On average, faculty in STEM disciplines had a research productivity of 0.8095 which was higher than that of non-STEM, faculty
and was statistically different (t = 2.97, p = 0.003) with 95% Confidence Internal of [.2748, 1.3442].
Model 2 in Table 4 presents the results of the regression analysis
with robust standard errors. Model 2 excluded the faculty rank and
included faculty experience variable. Overall, model 2 had a good fit
and an R-Squared = 0.1527, meaning that approximately, 15% of the
variance in the faculty research productivity was accounted for by the
predictors in the model, (F (9, 597) = 12.63., p = 0.000). The results of
Model 2 showed that controlling for other predictors in the model, the
research productivity of faculty in university B was less than that of the
faculty in University A by 0.5925 on average. This difference was statistically positive and statistically significant, (t= −2.23, p = 0.026).
Like the results of model 1, there was a difference in the research
productivity of male and female faculty, although the productivity of
the female faculty was much less than that of male by 0.3818 (t=
−1.34, p = 0.181).
The results of the model showed that only faculty with Ph.D. degrees had a research productivity of 2.3276 higher than bachelor’s
degree holders. The difference was statistically significant, (t = 5.10,
p = 0.000). Although, Faculty with master’s degrees had a 0.5964
productivity higher than that of bachelor’s degree holders, the results
were not statistically significant. This results imply that the difference
was not different from zero.
Regarding the influence of the years of experience of research
productivity, the results of model 2 showed that only faculty with experience between 21 to 30 years, and 31 to 40 years, had a higher
research productivity than those with the experience less than 10 years
controlling for other predictors in the model. More specifically, the
faculty with experience between 21–30 years, had a higher h-index of
1.0284 than those with less than 10 years of experience (t = 2.94,
p = 0.003) and faculty between 31 to 40 years of experience had an hindex of 1.3811 and it was higher than that of experience with less than
10 years. The difference was statistically significant, (t = 2.74,
p = 0.006). Although, faculty with the experience of between 11 and
20 years of work and above 40 years of work experience had a higher
research productivity than those with the experience less than 10 years,
the difference was not statistically significant from zero. The results
suggested there was lower research productivity among newer or
younger faculty when compared to more experienced faculty.
Regarding the effect of the interaction between the faculty rank and
discipline, results in Table 4 showed that controlling for other predictors in the model, the interaction effect of faculty in STEM disciplines and faculty rank at all levels had no statistically significant
effect on research productivity and the difference was not different
from zero.
Results of Multi- factor ANOVA showed that the three factors have
significant effects on the research productivity of faculty in the two
universities studied. In particular, the effect of the number of undergraduate students enrolled was statistically significant [F
(1,608) = 25.23, p < 0.0001], indicating that the number of undergraduate students enrolled was associated with research productivity.
The results also showed that the percentage of Ph.D. students enrolled
was statistically significant [F (1,608) = 23.2, P < 0.0001], indicating
that the percentage of Ph.D. students enrolled was associated with faculty research productivity. Similarly, the funding allocated to research
was statistically significant [F (1,608) = 21.65, P < 0.0001], indicating that there was a difference in faculty productivity based on
whether they had funding or not.
7. Discussion and implications
From the descriptive statistics, research productivity of faculty at
the two institutions studied was low. The minimum h-index was zero
and the maximum was 27 for the 5 years under study. The study found
that research productivity of faculty in University B was lower than that
of University A controlling for other predictors in the model. Although
unintended outcome, during the data collection it was noted that some
of the faculty with 0 h-index had not been cited at all, some had published as reflected in Google scholar database but had not been cited.
Some faculty either published non-refereed curricular and policy related documents, which are not counted as research or published in
non-indexed journals without digital object identifier (doi) unrecognised by Google scholar. This study acknowledges there is need to
consider other variables in measuring the research productivity of faculty, however, in the absence of bibliometric information which could
have assisted in looking at other key indicators, the study relied on the
"h-index" as that was the only information that researchers could
readily access at the time. The h-index and Google scholar database
used in this study are reliable sources recognised across the world.
Thus, the findings of this study provide a true reflection of the research
productivity of faculty in the two public universities studied.
The finding that research productivity of female faculty was less
than that of male was not a surprise. This finding is similar to those of
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International Journal of Educational Development 66 (2019) 44–51
F.M. Nafukho, et al.
Musiige and Maassen (2015); Cloete et al. (2011); Stack (2004);
Kelchtermans and Veugelers (2013), and Paik et al., 2014 who found
that research productivity of female faculty lagged behind that of male
faculty, due to reasons related to child bearing, cultural pressures, and
nature of discipline studied. Given the overall low research productivity
across the faculty in Kenya, the results of this study have significant
implications for early career development and mentoring for both male
and female faculty. More attention should be paid to the mentoring of
female faculty in order to narrow the disparities in academic productivity existing among male and female faculty. In addition, initiatives such as establishing of professional networks can enhance research skills and exchange of ideas among all faculty regardless of their
gender.
The results of this study show that faculty with a doctoral degree
had higher research productivity than those with a masters or bachelor’s degrees. Moreover, the difference was considerably significant.
Based on the findings, it can be concluded that obtaining a doctoral
degree, as a terminal degree is crucial for improving research productivity of faculty in the two institutions studied. Arguably, faculty
with a terminal degree have some rigorous research and scholarship
training, which makes them productive in their academic careers. Like
other comparable institutions, the Kenyan higher education system may
consider setting policies that require all doctoral students to publish in
indexed and credible refereed journals before graduating. Publishing in
predatory journals should be discouraged. The emphases should be on
quality as opposed to quantity of publications. This argument is based
on previous literature that shows those who publish during their doctoral studies have greater research productivity and have a higher
number of yearly citations as well as citations throughout their career
compared to those who do not (Horta and Santos, 2016).
The results showed that full professors had a higher level of research
productivity (4.8259) followed by associate professors (2.263), senior
lecturers (1.5669), lecturers (.2040), than the tutorial fellows. Except
for lecturers, the difference in the research productivity of professors,
associate professors and senior lecturers was considerably significant.
These findings are similar to those of Rachal et al. (2008), and White
et al. (2012) who found highly ranked faculty had a higher research
productivity. Since the rank of a professor is associated with higher
research productivity, the low number of professors (7.84 percent) in
the two institutions studied could partly be the cause for low research
productivity. As unintended outcome, during data collection, it was
noted that most of the professors with high h-index received their
graduate degrees or some form of fellowship in universities abroad. The
findings of this study have significant implications for recruiting,
training and, retention of faculty with high research productivity. To
increase faculty productivity, it is important to establish a mentoring
programme where skilled and experienced professors should be engaged in mentoring and coaching junior faculty and graduate students.
Regarding consistency and sustainability in research productivity,
the results showed that peak productivity was attained by faculty between 30–40 years of experience. Although faculty with over 41 years
of experience had a higher research productivity than those with less
than 10 years of experience the difference was not statistically significant. The findings contradict the results of previous studies by Potter
et al. (2011), and Jacobs and Winslow (2004) who established that
research productivity increased with experience. The findings could be
due to the lower percentage (16%) of faculty who are experienced. The
findings of this study have significant implications for those who aspire
to become faculty. To unsure high faculty productivity, when faculty
are hired, they should start their publications early in their careers, and
publish persistently and consistently after gaining experience as tenured faculty. Institutional leaders and the Commission for University
Education may consider policies that put more emphasis on the ability
of the faculty to contribute to knowledge production when determining
their hiring, tenure, and promotion as opposed to years of work experience. To keep faculty motivated in conducting research, universities
may consider recognising faculty for their research productivity (Wang
et al., 2011). In addition, institution leaders may also consider
awarding financial support to researchers engaged in research related
to the institution’s priority areas since this has been established as an
effective strategy to promote research outcome (Altbach, 2015).
The finding that faculty in STEM disciplines had a higher research
productivity is in agreement with previous studies. For instance, Bonzi
(1992) summarised some of the reasons as; faculty in STEM have
greater collaboration, which takes a shorter time to produce one publication, the average length of an article in sciences is shorter than that
of humanities and social studies articles, and there is a greater number
of self-citation among pure scientists because they write a large number
of briefer articles that build upon their previous research. In addition,
about 67% of publications in science disciplines are journal articles,
which are highly cited compared to publishing in books where professors in humanities and social studies excel. In the case of this study,
since STEM had a higher representation of 57.68% faculty compared to
non-STEM disciplines, the overall low research productivity of the two
institutions should be a concern to the leaders. STEM disciplines are
regarded as an important driver for innovation and economic growth.
The disciplines have received much attention including financial investment in the recent past. These results have significant implication
for institutional leaders and Commission for University Education who
are focusing on developing research capacity especially in STEM disciplines. In Humanities and Social Studies departments, the findings
show that researchers in these fields can still accomplish good and
publishable research without external funding.
The finding that the number of undergraduate students enrolled,
percentage of Ph.D. students enrolled, and funding allocated for research are positively associated with institutional research productivity
has significant implications for institutional leaders and policymakers
to reconsider policies that limit enrollment at university entry level and
to increase the percentage enrollment for Ph.D. students. These findings
support those of previous studies that mentorship has significant effect
on research productivity and even for later professional scholarship
(Holosko and Barner, 2016; Lodhi, 2009; Mayrath, 2008; Mullen, 2009;
Webber, 2011). Similarly, like previous studies, the findings of this
study stresses the need for investing more in research to increase research outcomes.
8. Limitations and suggestions for future studies
This study only examined research productivity of two institutions
in Kenya. This may limit generalization of the findings to other public
and private universities in Kenya as well as in developing countries. In
addition, the data used were purely secondary. Futures studies using
large sample data sets at institutional level including public and private
universities are recommended. In addition, future studies on this important topic of faculty productivity should consider conducting surveys in addition to secondary data sources. Interviewing faculty to
collect data on their perspectives on faculty research productivity is
highly recommended.
Several measures of research productivity have been suggested,
however, in the absence of bibliometric information which could have
assisted in looking at other key indicators, this study mainly relied the
"h-index" as that was the only information that researchers could
readily access at the time. The h-index and Google scholar database
used in this study are reliable sources recognised across the world.
Future studies in this area should adopt a more robust measure of faculty research productivity.
8.1. Conclusion
In conclusion, knowing the faculty’s research productivity is vital
especially for a country that envisions to become competitive globally
and dependents on higher education for its socioeconomic
50
International Journal of Educational Development 66 (2019) 44–51
F.M. Nafukho, et al.
development. The study proposes a composite measure for faculty’s
research productivity that includes funding for research and awards
received by the faculty. Moreover, the authors acknowledge that hindex should not be the only measure of university faculty productivity.
This means that the findings of this study should be interpreted with
caution since other measures of faculty productivity especially in the
areas of teaching and community engagement exist. This pioneering
study however, should assist Kenyan universities in exploring additional measures of faculty productivity. Thus, universities need to adapt
more robust measures of faculty productivity including grant and
contract dollars, graduate students graduated, graduate students placed
in jobs or higher education opportunities, undergraduate students
taught and graduated, students mentored, faculty impact on policy
making and policy implementation at county and national levels, faculty initiated community engagement projects aimed at promoting
lifelong learning and addressing wealth generation among others. In
addition, the universities should adopt a measure that counts all types
of publications in credible outlets and other types of knowledge generated as well as develop criteria that can accurately measure faculty
productivity including those in social sciences, humanities, education,
and creative arts.
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Acknowledgements
The first author is grateful to the Carnegie African Diaspora
Fellowship Programme which enabled him to pursue an academic and
scholarly visit for two months at Kenyatta University, Nairobi, Kenya.
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