SPECIAL ARTICLE
Innovating Tuberculosis Control in India
Nora Engel, Wiebe Bijker
Tuberculosis or TB is a very serious problem in India and
worldwide, and generally lacks attention in the public
domain. Scientists, medical doctors, health staff and
community workers make heroic efforts but the
innovative potential of India remains underused. This
limits flexible responses to changing challenges and
opportunities – such as, for example, increasing multidrug resistance, co-infection with HIV, migration, new
global health actors and funds, progress in technology
– that TB control is faced with. More innovation and
innovations of a different kind than new diagnostics,
drugs or vaccines are possible and necessary. In order to
strengthen innovative capacity, it helps to understand
the efforts of coping with TB in India as a continuous
struggle for innovation and control. Understanding this
struggle and then strengthening the mechanisms to
balance different practices of innovation and control are
crucial for the future of TB control in India. Such
understanding and experimentations would also offer
instances of learning about how to improve TB control to
other countries and to the World Health Organisation’s
global efforts.
Parts of this article are under review with BioSocieties. It is based on a
larger PhD project into the innovation dynamics of TB control in India
by the irst author. A book will be published with Orient BlackSwan by
the end of 2012.
Nora Engel (n.engel@maastrichtuniversity.nl) is a researcher at UNU
Maastricht Economic and Social Research Institute on Innovation and
Technology. Wiebe Bijker (w.bijker@maastrichtuniversity.nl) teaches
science and technology at the University of Maastricht.
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T
uberculosis (TB) is an infectious disease caused by the
Mycobacterium tuberculosis which is commonly transmitted through inhalation of bacteria and, in its most common form, affects mainly the lungs (pulmonary TB). The disease,
if untreated, will lead to gradual destruction of lungs, the increasing incapacity of bodily functions and eventually death. TB
is in principle curable with a cocktail of anti-TB drugs that have to
be taken for at least six months and which are provided free of
charge by national control programmes according to international guidelines of the World Health Organisation (WHO). Yet,
TB remains the irst among the world’s infectious killers, mainly
due to its close links to social problems such as poverty, sanitation, population density, malnutrition, and stigma (Benatar
2003; Farmer 1997; Farmer 2003). More than nine million cases
are reported globally each year (WHO 2010a).
India is the country with the highest number of TB patients in
the world. It has been estimated that there are 1.9 million new
cases occurring in India every year of which 0.8 million are expected to have pulmonary TB (CTD 2007b; CTD 2010). The huge
death toll and the long-term impact on patients, affecting them
mainly in their most productive years, lead to a severe economic
burden and immense human suffering and death on a daily basis.
The Central TB Division of the Ministry of Health and Family
Welfare, Government of India, is responsible for TB control and
implements the Revised National Tuberculosis Control Programme (RNTCP). The RNTCP has at its core the DOTS1 strategy of
the WHO, the main focus of which is the delivery of anti-TB drugs
and adherence to treatment. The targets have been set: To cure at
least 85% of all newly detected pulmonary TB cases and to detect
at least 70% of the estimated incidence of smear-positive pulmonary TB cases (Arora and Gupta 2002; CTD 2009). The RNTCP
claimed coverage with the DOTS strategy of the whole country in
March 2006 (meaning geographical coverage of services, since
the RNTCP has not reached out to every TB patient), and has consistently maintained the treatment success rate of >85% and the
detection rate of new sputum positive patients close to the global
target of 70% (CTD 2009). Yet, more needs to be done. It is estimated that about 80% of TB patients initially seek treatment from
the non-governmental sector, including private practitioners,
where diagnosis is often inadequate and thus diagnosis of TB
according to the RNTCP guidelines tends to get delayed, ranging
from one to six months (Uplekar et al 2001). Furthermore, poor
prescribing practices in the private medical sector where inadequate, insuficient or non-standardised treatment regimes are
common (Das 2004; Uplekar and Shepard 1991) are creating failure cases and are breeding drug resistance.2 The poor often end
up indebted when searching for care in the private sector and
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following an unsuccessful treatment regime or shopping around
for the right treatment. These patients then access the public
sector in an advanced stage of the disease: indebted, demotivated, frustrated and seriously ill. They spread the disease
further and risk developing drug resistance.
There has been increasing international attention to the threat
of multi-drug resistant tuberculosis (MDR-TB) and extreme multidrug resistant TB (XDR-TB)3 fuelled by the outbreak of XDR-TB in
South Africa in 2006 which was widely published (Gandhi et al
2006). It is feared that in India the potential effect of MDR-TB on
ongoing control efforts might be devastating, eliminating the successes achieved so far. Next to increasing drug resistance, the current public TB control efforts in India are challenged by increasing
co-infection with HIV (CTD 2007a, 2009), an increasing migratory
population and urbanisation, an unregulated private medical sector, as also by social stigma, lack of awareness and the challenges
of integration with other health programmes (Arora and Sarin
2000). Increased international attention to TB and MDR-TB in recent years, portrayed as pressing global public health challenges,
has also brought new opportunities in the form of new international actors, new inancial resources and progress in technology
and medicine. The latter are urgently needed since the current
tools mainly used in endemic countries, such as India, are in need
of renewal. The main diagnostic test, sputum microscopy, is 130
years old and notoriously inadequate (Perkins et al 2006). Furthermore, there has been no new drug since the discovery of the
main drug Rifampicin in 1963 and concerns about increasing overuse and drug resistance are rising. Lastly, the vaccine currently
used, Bacillus Calmette-Guérin (BCG), is ineffective for adult TB
and only works for certain forms of paediatric TB.
Innovation: Challenges and Constraints
Given the changes in the disease, its context and responses to it,
one might expect the Indian TB control system to be receptive
and open to whatever changes and new opportunities might
appear and to foster innovation for TB in a variety of areas such as
improved diagnostic tests, drugs, delivery mechanisms, service
processes, institutions, understandings and treatment regimes,
in order to be able to respond to the changing public health challenge. However, this is not always the case. Partly because TB is a
social problem as much as a clinical problem, the ground level
realities for innovation are very complicated. Challenges and
constraints inherent to the health and wider social system hamper
learning, experimenting and thus innovation. But also because
of the particular way in which efforts to control TB operate. The
particular control practices inherent in the DOTS strategy, for
example, have invited criticism for being unethical because of its
strong emphasis on controlling patients’ swallowing their drugs
through direct observation (Narayan 1998, 1999; Ogden 2000;
Pronyk and Porter 1999).4 These control strategies represent a
particular balancing act between operational feasibility, biomedical
knowledge and sociocultural factors, whereby often sociocultural
factors are compromised because of the others. As we will argue
in this article, the efforts of coping with TB are a continuous
struggle about the right balance between innovation and control.
Assessing this struggle and strengthening mechanisms to
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balance different forms of innovation and control will be crucial
for the future of TB control, in India and globally.
TB control programmes need to function in an ever-changing
environment. Various actors with different perspectives and practices are concerned with TB control. The main goal of infectious
disease programmes is to control and orchestrate a variety of actors
and elements involved: the disease, healthcare providers, bacteria,
data, processes of treatment and diagnosis, public opinion, etc. At
the same time, actors need to innovate and be responsive to changing challenges, opportunities and localities. The improvement of
TB control is continuously sought after and innovation is therefore
an indispensable part of controlling TB. Yet, innovation may also
challenge established control practices, may change them or render
them obsolete. Innovation and control are continuously changing,
but deeply interlinked phenomena of public health efforts. We
deine innovation as efforts to improve, and we deine control as
efforts to govern a situation (and the humans and objects therein).
How does this tension between different practices of control and
innovation play out in ongoing TB control efforts in India?
Actors are engaged in various control practices through, for example, supervision and management of healthcare providers, patients or data; through technologies such as drugs or diagnostics;
through standardisation of treatment processes in guidelines; or
through redeinition of problems. These control practices are
ubiquitous and at the forefront of all TB-related activities.
At the same time, innovation for TB control is urgently needed
and is often thought of as new drugs, diagnostics and vaccines that
could be developed by the private sector or by global public-private partnerships. Yet, innovation for TB control can and should
involve more than just technological aspects such as drugs, diagnostics and vaccines. The ethnographic ieldwork5 of the irst author of this paper shows that innovations for TB control in India
happen in organisational, strategic, technological and service-delivery aspects of TB control. Innovation can be found, for example,
• in a village committee meeting, where joint monitoring and
collaboration between villagers allow for TB control within the
communities;
• in NGO policy meetings, where new collaborations between
actors and new advocacy strategies are being organised;
• in a referral slip for patients, by which private practitioners
send patients to the TB programme (and back);
• in a document folder of a TB oficial, wherein new guidelines
and service processes are being planned;
• in laboratories, which are being upgraded to higher biosafety levels;
• in a research institute, where microbiologists are trying to simplify TB diagnostics by conducting basic research on host factors;
• in a new diagnostic machine, which allows rapid drug
sensitivity testing;
• in a hospital room, where the irst patients are being treated for
MDR-TB; and
• in a treatment guideline adapted to the local context.
Innovation, understood in this sense, can mean to improve or
adapt existing solutions to local contexts or to develop new ones.
These examples also show that innovative activity is undertaken
by various actors, including public and private, and that it ranges
from global to local levels. All these actors struggle simultaneously
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for innovation and control while trying to respond to changing circumstances. International organisations, donors and pharmaceutical companies are concerned with innovating TB control in order to
stop transmission of TB. The emphasis is on research and development (R&D) of new drugs, diagnostics and vaccines. Some of these
actors are also trying to ind responses to global challenges, such as
urbanisation, migration or emerging drug resistance. The decisionmakers in India, responsible for public TB control, need to meet
targets and implement policy guidelines across a large and diverse
country. However, their control efforts are also under pressure to
adapt to changing environments. These changing circumstances
include developments in the demographic and epidemic situation,
emerging drug resistance, changing constellations in the international global health world and availability of diagnostic and treatment options. At the ield level, health staff, physicians, patients
and volunteers are similarly engaged in trying to innovate their
practices to react to emerging drug resistance, increased migration, co-infection with HIV/AIDS and changes in social behaviour.
All this results in a struggle between innovation and control, and
understanding this struggle is relevant for practitioners in TB control as well as for researchers studying those practices.
This article reports on an analysis of public health that traces innovation and control dynamics throughout different social worlds
of TB control in India from a constructivist perspective. The research
approach was exploratory and ethnographical, as practised in
Science and Technology Studies (STS) (Collins 1985; Latour 1987).
We study the interactions between facts, artefacts, actors and institutions, and how these interactions make these various elements
change over time.6 STS accounts thus trace the developments of a
broad range of elements, such as scientiic knowledge, technologies,
guidelines, bacteria, patients, policies and organisations.
The different actors who are engaged with TB in India live in different social worlds. These range from the world of the laboratory
to the world of patients and practitioners, from the world of the national Indian TB programme to the global health policy world. These
worlds have their own focus on what TB is and how it should be
controlled. They employ different practices and technologies (such
as laboratory techniques, drugs and diagnostics, national guidelines, global policies). Actors in these different worlds often do not
really coordinate or cooperate with each other. Typically, these
worlds are also separately researched by different disciplines (policy studies, medical anthropology, epidemiology). We hope that our
comparative analysis of these different worlds, from micro to macro
levels, from the level of the TB bacteria to global health policy, will
yield new results that mono-disciplinary work cannot offer.
In the remainder of this article we focus on two examples: The
efforts to ind a new diagnostic test for MDR-TB (a technological
innovation) and the efforts to include the private providers into
the public TB programme (an organisational innovation).
A Technological Innovation: New Diagnostics for MDR-TB
Despite a long tradition of TB research in India (Narayan 1999;
Narayanan et al 2003), the R&D situation for new diagnostics in
India has been not very supportive throughout the last decades.
There is no strategic fostering or coordination of R&D activities
for a new diagnostic test within India. Our ieldwork revealed
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that this is due to a combined effect of three main factors. First, a
focus on treatment delivery, good accessibility of drugs and improved cure rates rather than diagnosis in the DOTS strategy left
diagnostics somewhat unattended. Second, a lack of coordination and strategic fostering of diagnostic R&D by the Indian health
(research) system. According to several public health experts we
interviewed, there are too many different agencies involved, all
acting in an uncoordinated fashion. R&D for new TB diagnostics
is neither actively fostered by the Central TB Division nor by the
main government funding research bodies, such as the Council
for Scientiic and Industrial Research (CSIR) or the Department of
Science and Technology (DST). This situation is often related to a
lack of assigned funds to TB.7 There is no long-term road map, no
coordination between different governing agencies, limited infrastructure, funding and human resources and not enough cooperation with industry.8 This has been a general critique on the
Indian health research system (IAVI 2007; ICMR 2004)9 and TB
diagnostics is no exception. Third, a lack of commercial interest
among the Indian pharmaceutical companies who conduct
hardly any R&D on TB,10 despite having evolved as an industry
from imitative to innovative R&D over the last few decades
(Chaturvedi et al 2007; Kale and Little 2007). The lack of R&D in
TB diagnostics is generally attributed to the rigid price control of
anti-TB drugs and diagnostics by the Indian government, which
prevents even established pharmaceuticals from entering the
market, as a pharmaceutical consultant explains.11 This lack of
focus, coordination and competition leaves the research potential
within India (Chaturvedi et al 2007; IAVI 2007; ICMR 2004; Kale
and Little 2007; Lanjouw and MacLeod 2005) for TB diagnosis underused.12 It means that actors conducting R&D often come from
outside and lobby through international donors or organisations.
An example of such an international actor is the Foundation for
Innovative New Diagnostics or FIND13 which is evaluating, in collaboration with the government, whether a new diagnostic test to
detect MDR-TB, developed by Hain Lifesciences in Germany, would
work in the Indian TB programme. They are testing this at a demonstration site with existing capacities of the public TB programme. This evaluation project faces numerous challenges. The
change of technology implies changes in practices of controlling
TB and thereby in working processes, environment and culture for
which existing manpower is not prepared or qualiied. The team
therefore has had to add manpower and extra funds from outside
and develop systems of biosafety or quality control which are nonexistent at the demonstration site. By generating additional resources from outside, these localities and settings are becoming
less representative for ield conditions. It shows that factors such
as lack of standardisation, manpower and costs, were not integrated in the initial development of the test and were not foreseen
in the international funds of the demonstration project. This might
be based on the assumption that technology can be much more
easily transferred to another context and, as a result, some of the
local expertise of scientists but also the community remains excluded. There are smaller players in Indian medical colleges, who
have developed their own in-house test for MDR-TB based on a
similar technology, but who are not considered by the government
for these evaluation studies. They feel excluded and blame the
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government for not taking them into account, and for choosing
instead international actors and tests.14
The analysis of control practices can provide further explanations. Diagnosing TB is dificult and uncertain. On top of that the
new diagnostics are complicated and mistakes happen easily. In order to cope with this uncertainty of the diagnostic process the government argues that control through standardisation of this process is crucial. What is needed is not only a technology, but a “product in a box”. A test needs to be a test kit, one that is embedded in a
whole range of standardised speciications,15 such as standardised
steps to perform, standardised reagents, quality control, colour reactions, instruments for ampliication and manufacturing processes.16 The test needs to be a commercially viable “product in a
box”. The ability to achieve control through standardisation of the
diagnostic process, within the existing health-care facilities, is
therefore an important condition for a new diagnostic test. As a result, actors who want to develop a new diagnostic test for MDR-TB
that will be considered by the RNTCP for evaluation need to design
it as a “product in a box”, embedded in a deliverable package: they
have to standardise it. Smaller players in Indian medical colleges
are not able to deliver such a product in a box, because they do not
have the capacity, resources or skills to do so and thus remain excluded. However, a diagnostic test, such as the “product in a box”
that came from Europe, can also be standardised in such a way that
it does not immediately it the new context where control practices
might be different from the ones wherein the test was originally
developed, in this case a laboratory in Europe.
This examples shows that there is no coordinated fostering of
the innovative potential for new diagnostics within India. What
is more, the different control practices around standardising
diagnostic processes can exclude potentially valid expertise.
This, in turn, can cause challenges for the innovation in the ield.
Local circumstances of lack of manpower, high costs, lack of
political commitment and administrative will, miscalculations by
decision-makers and lack of standardisation of work processes may
present barriers to any effort to innovate the TB control process.
Thus, we need to incorporate social, cultural and political dimensions of TB control in our conception of innovation: partly because
technological innovations need to be embedded in supportive
social circumstances and partly because those aspects of TB control
themselves merit improvement and innovation.
An Organisational Innovation: The Public-Private Mix
The TB programme does not actively foster other, non-technical kinds
of innovations, such as in service delivery or organisation or strategy.
Furthermore, staff is so overburdened and primarily focused on
reaching targets that they often do not have the freedom and lexibility to improvise, improve and try out new ideas. Yet, such improvisations and experimentations on a micro-scale seem very pertinent and
crucial elements in any substantive innovation process. As a result
innovators are often highly committed individuals who are able to
overcome the non-conducive environment for innovation.
The example of the Public-Private Mix (PPM) initiatives, an innovation in organisational aspects of TB control, illustrates this
point. Since 1995, a handful of private practitioners, medical anthropologists and activists started advocating for the inclusion of
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the private sector and NGOs into the national TB programme, under the heading PPM.17 Highly committed individual innovators
developed PPM pilot projects whereby private practitioners referred their patients to the RNTCP or treated them according to
the RNTCP guidelines. These initial PPM models showed that,
when private practitioners have good case holding and success
rates, PPM can improve the TB programme’s indicators, the case
detection and the cure rate.18 However, these individual innovations were not coordinated and were all emphasising different
problem deinitions and solutions of PPM.
At that time, the Central TB Division was hesitant and to some
extent resistant to include external partners, and those early innovators and their PPM initiatives thus faced resistance to their
ideas. The Central TB Division regarded it as unnecessary and assumed that patients would approach the RNTCP if it offered a
good programme. The Central TB Division also feared that it would
potentially threaten the quality and indicators of the RNTCP,
given the unregulated nature of the private medical sector.
Despite those concerns, one of the early PPM initiatives, the PPM
model by Mahaveer, Hyderabad, managed to gain the attention of
the WHO in Geneva during the pilot project and was thereafter
sponsored and supported by the Department for International Development (DFID) and the WHO.19 The Mahaveer project, in combination with data generated from other initial PPM models and research studies from India, led to a shift in global health policy by
the WHO (2001). This international detour paved the way for the
adaptation of PPM into the Indian TB programme. The local innovative activity had been supported by international policy inluence of the WHO. This resulted in oficial PPM guidelines in 2005 by
the RNTCP (CTD 2005a, 2005b). Yet, in order to lead to a sustained
shift at the national policy level, the local innovations needed additional support from developments within India, such as general
health system development, development of the RNTCP and more
sustained international pressure by new actors and their funds.
This happened only in 2008 when policy support for PPM was
reconirmed and as a result the initial guidelines were again revised (CTD 2008). Throughout a period of several years, from
1993-2008, a substantial policy shift occurred. The Central TB Division oficially recognised that the private medical sector needed to
be included in the form of PPM initiatives in order to be able to treat
more patients under a standardised treatment, to cut transmission
and to avoid the emergence of MDR-TB (CTD 2008; WHO 2009).
Despite the reconirmed policy support, PPM activities in India
continue to face challenges in the ield and PPM has not been scaledup in a manner that is adequate to the urgent need to involve the
huge private sector. Resistance and apprehensions against PPM and
external partners continue at the ield level, by district and subdistrict level RNTCP staff.20 A lack of willingness to interact and conlicting perceptions of collaboration (such as different views on the
importance of PPM, lack of trust and belief in a common ground)
among healthcare providers in TB control in India are identiied as
the main obstacles for collaboration (Uplekar et al 2001).21 We
argue that clashes between actors’ different control practices, linked
to their professional backgrounds and understanding of TB from an
individual health, public health or community perspective, can
explain some of the apprehensions and scepticism.
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PPM requires changing, balancing and bridging different orders of
organisational control, namely direct supervision, standardisation
and ideology/culture (Dougherty 1996). Actors differ in their practices of supervision, standards and ideology/culture. In PPM, much of
the direct supervision of patients and healthcare workers in administering DOTS, for example, is transferred to external partners and new
forms of supervision emerge. Private providers supervise patients,
public healthcare workers supervise private providers and private
providers at times also monitor practices in the public sector.
Transferral of direct supervision of patients to private providers
means that the TB programme needs to give up control over these
patients to some extent. It requires trust, openness and often
changes in attitudes of the RNTCP staff towards external partners,
particularly because the RNTCP staff is also evaluated on the data
co-generated by these partners. This is challenging, given the tendency of the blame game among private and public providers.
At the same time, the RNTCP staff supervises these external
partners through regular control visits, follow-ups, reminders
and reports on the performance of PPM partners. This is regarded
as cumbersome, additional work for the RNTCP staff that is often
overburdened with various tasks, given the vacancies and lacking capacities in the health system. Qualiied private practitioners resent these new forms of supervision. They experience the
supervision by RNTCP staff, often less senior than qualiied private practitioners, as disturbing, inadequate and suspect.22 Private practitioners tend to perceive the public sector workers as
arrogant and claiming to occupy a morally superior position. This
arrogance is particularly felt with regard to the RNTCP’s moral
judgment of private practitioners’ being only interested in proit
(Costa et al 2008). Furthermore, some of the private practitioners feel that the RNTCP has been trying to put them on board for
PPM as service providers without a voice, and solely according to
the terms of the RNTCP oficials. Private practitioners perceive
this to threaten their autonomy as a profession. This resentment
against control in the form of supervision by the RNTCP is causing
resistance among private practitioners towards PPM. They would
argue that the RNTCP extends its control-based management
practices onto the private practitioners, instead of approaching
the private practitioners with a strategy based on knowledge exchange among equal partners.23 The RNTCP, on the other hand,
needs to meet targets, such as certain levels of detection, conversion and cure rates. These targets have been set in epidemiological studies to assure the public good of TB control. In order to do
so, the TB programme makes use of various forms of supervision
and a command and control style management. Qualiied private
practitioners have, in general, strong apprehensions against rulebased managerial practices which are different to the medical
practice of private practitioners. The latter is based on ideals such
as individualism, discretion and autonomy which are linked to
their focus on individual health rather than public health. The
organisational control cultures and practices of the private and
the public healthcare providers are thus very different, which
leads to both apprehensions and acts of blaming. The continued
apprehensions at local levels against PPM initiatives prove that
different organisational control practices were not bridged and
integrated; changing or undoing control practices is dificult.
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How to Better Use Innovation for TB Control?
These examples show that the potential for innovation seems to
remain underused. How to learn lessons from these case studies
that can help us formulate strategies for making more use of the
innovative potential amongst TB workers?
A Non-conducive Environment for Innovation: Innovation is not
actively fostered, neither technical R&D nor innovation in organisational aspects. What is more, innovators need to overcome a nonconducive environment for innovation. Innovators need to overcome apprehensions, a lack of coordination and weak capacities.
They need to be able to comply with control practices of the TB programme (standardise a diagnostic test), conduct research and provide evidence about impact on programme indicators, have personal relationships at higher bureaucratic levels and deal with replication and sustainability challenges. As a result, most of the innovators one meets are rather impressive personalities. They are skilled
mediators between different levels and worlds, between global and
local actors. They often act from outside the RNTCP, at times with
international support, and unite the skills of practitioners, researchers and lobbyists in one person. Decision-makers tend to be open to
innovations when the proposals show a positive impact on programme indicators; when they are supported by external funding,
respected actors or international policy pressure; and if there is a
window of opportunity at the national level. These are dificult conditions to fulil for small local players. The need for skilled mediators, weak capacities and detrimental political relations are thus
contributing to a non-conducive environment for innovation.
Different control practices of actors matter for innovation,
such as PPM or new diagnostic tests, through setting-up/breaking-through barriers for innovation, inclusion/exclusion of actors
and through constituting entire cultures of control across different social worlds. Different worlds involved in TB control, such as
global health policy, programme oficers, private practitioners,
health staff and patients, meet in innovation situations and their
control practices and resulting problem deinitions at times overlap and at other times clash and can lead to contestations, mismatches or apprehensions between actors around innovations. In
the case of new diagnostics, different control practices lead to
exclusion of potentially valuable expertise. In the case of PPM,
clashes between actors’ different organisational control practices
can result in acts of blaming and challenge PPM initiatives.
Innovation and Control: Inseparably Related Phenomena of
Public Health Efforts: Based on the case studies we presented,
what can be said about the relationship between innovation and
control? Our analysis shows that the phenomena of innovation
and control in public healthcare efforts are not mutually exclusive, but indeed inseparable and inextricably-related – they
mutually shape each other.
The innovative efforts with regard to new diagnostics or PPM do
not exclude control practices, rather they inluence (change, undo,
maintain) and even require certain control practices. This means that
efforts to innovate and efforts to control cannot be looked at separately. TB control will not succeed when solely focusing on controlling
and ignoring innovating; and innovating TB care will not succeed
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without controlling. Control of TB needs innovation in order to respond to changing challenges and opportunities, to be continuously critically assessed and negotiated, but also to respond to local contexts.
Innovation for TB needs a certain amount of control in order to be
replicable, transferable and responsible. This analysis shows that innovation and control both mutually inluence and require each other.
The example of new diagnostics reveals this relationship as
well. Innovation of a new diagnostic test requires control through
standardisation to be feasible for the TB programme. Developing
a diagnostic test which is not standardised – as some of the
smaller players in Indian medical colleges have done – is not an
option for the RNTCP and will fail to be taken into consideration
by the decision-makers. However, control through standardisation can also jeopardise innovation. Control practices of standardisation requirements can exclude potentially valuable expertise, such as the smaller players in Indian colleges, and innovations as a result face challenges in the ield.
A similar dynamic is at play in the example of PPM. The innovation requires changes in organisational control practices of both
public and private providers, yet those can also pose barriers to
PPM and shape further development of PPM. This shows a potential tension between innovation and control and how both mutually inluence and require each other and need to be balanced.
It also shows that actors handle the relationship between
innovation and control differently. The RNTCP decision-makers argue for more standardisation around diagnostic tests than smaller
players in medical colleges would favour. Private medical providers
would prefer less control through supervision as they feel this
threatens their autonomy as a profession, whereas the RNTCP
emphasises the need to supervise patients and healthcare providers
as mismanagement of treatment is not only bad for the individual
patient but also for all TB control efforts as such (since drug resistance
might develop). Different actors demand different balances between
innovation and control, based on their different control practices.
There is thus a need to assess and constructively discuss differences in control practices across the different worlds of TB in
India. These practices are diverse, mean different things to different actors and matter in different ways. As the empirical examples
show, assessment and discussion of control practices is complicated due to power relations, hierarchies, interests involved, different capacities, and varying perspectives of actors. Hence the
situated character of knowledge and practices must be acknowledged and evaluated. This also holds for how actors understand
and handle the relation between innovation and control.
Before stating which requirements need to be met in inding the
right balance, these different balances need to be made explicit.
The relation between innovation and control needs to be continuously negotiated between different actor groups involved in innovative activities. Complex organisational settings like TB control
need to cope with a problem of too much versus too little organisational control for innovation in situated negotiations. They also
need to assess for each innovation situation at hand what forms of
expertise should be included. In the case of TB, generally, the local
actors (be it patients, local researchers, ieldworkers or local private practitioners) have a weaker voice and are at times ignored,
excluded, dominated or neglected in these processes. Situated
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negotiation could help to overcome acts of blaming and exclusion
which hamper innovations that often require collaboration between different professional groups and different social worlds.
There is thus also a need for policy innovation: how differences in practices of control and innovation can be constructively
discussed and bridged in order to cope with power relations, social hierarchies, vested interests, acts of blaming and apprehensions among actors involved.
Policy Implications: Current policy mechanisms that are focused on
implementing one solution to a multiple and complex problem such
as TB are outdated. These do not work because complexity, different
localities, understandings and practices are not taken into account
enough. In order to strengthen public health capacity, innovations
are needed. However, innovation for TB control is not a linear process of improvement, but rather a complicated, continuous undertaking across many worlds, as different groups have different practices
(including different deinitions of what important problems and required solutions are). Currently, the innovative potential within India is, we have argued, somewhat underused. This is also relected in
the R&D situation for TB control in India. The research structures in
Indian TB control – for example, for operational research on new delivery models but also biomedical research concerned with new diagnostics – remain underused or uncoordinated and isolated from each
other. Small local players, on the other hand, do not always have the
means to conduct necessary research about their innovations. Yet,
research, piloting of ideas and generation of evidence on programme
indicators and replication is crucial for innovation in TB control. Not
all necessary research needs to happen in a formal R&D laboratory,
but there is potential for coordinating and fostering R&D more systematically and creating innovation opportunities for various actors
engaged in TB control, including the necessary positive attitudes and
incentives for coming up with (local) innovations.
To help innovation be effective, a more conducive environment should be created. Yet, also an acknowledgement is needed
of the many worlds engaged in TB control (from the world of the
laboratory to the global health policy world), and of the different
understandings and practices of actors across these worlds with
regard to organisational, strategic, technological, and service delivery aspects of TB control.
Creating a more conducive environment for innovation would
require to systematically coordinate different forms of research
(formal R&D as well as operational research across different
governmental departments), to monitor and assess existing
mechanisms of local adaptation across the country, to create opportunities for innovators to document, measure and vocalise
their ideas, and to establish local reward and recognition mechanisms. Rather than highlighting on annual TB day and in the annual RNTCP report a handful of selected individual TB champions
or success stories, these local mechanisms would nurture and reward innovative activity at the local level and provide sustained
encouragement for innovative activities within local TB control.
This would create a more conducive environment where staff
would dare to try out new ideas.
The fact that innovators need to be mediators between various
worlds limits the innovative potential among actors because such
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skilled mediators are hard to ind. The fact that supporting factors
for innovations are often from outside the RNTCP or even India is
problematic when innovations cause apprehension or do not it local
conditions. Yet, innovation is not per se beneicial for TB control. Innovation and control mean different things at all levels and across
the different worlds of TB control in India. It is an ongoing struggle
to ind the right balance and to negotiate trade-offs. Fostering innovation at any price is therefore not advisable; instead, a balance between innovation and control needs to be continuously maintained.
Rather than providing advice on an optimal balancing act between
innovation and control, we argue that this balance needs to be found
in situated assessments of the relation between innovation and control. Problems are situated and thus solutions need to be found in
situated assessments. Assessing and constructively discussing different practices of innovation and control and their interplay is thus
essential to cope with the challenges that innovations are faced with,
such as diverse local health system capacities, requirements for
highly skilled and resourceful mediating innovators, and challenges
of replication, apprehensions, and trade-offs. The mechanisms that
would need to be fostered in order to create strong, lexible innovation capacities are therefore situated assessments of the relation
between innovation and control for every innovation situation.
Are we now drawing paradoxical conclusions? One might issue
a warning that situated assessments of the relation between
innovation and control are risky, particularly for the case of TB control, where standardised diagnosis and treatment are central to
achieve the public good of TB control. Yet, this warning only holds
when one assumes that innovation would come at the expense of
control. This analysis showed that innovation and control are both
necessary and that the nature of both innovation and control is
ambiguous. Innovation can have negative implications for control,
Notes
1 DOTS, or the directly observed treatment, short
course, is the strategy for treating routine TB by the
WHO that is being applied worldwide in slightly varied national adaptations. The DOTS strategy consists of
ive elements: (i) government commitment, (ii) case
detection by sputum microscopy, (iii) standardised
treatment regimens of six to eight months with direct observation (DOT) of the patient swallowing
drugs for at least the initial two months, (iv) regular
supply of anti-TB drugs, and (v) a standardised
recording and reporting system (WHO 2010b).
2 However, what is coined “irrational practice” from
a public health point of view needs to be examined
in the broader Indian social, economic and policy
context of healthcare demand and supply (Kamat
2001; Kielmann et al 2005). Kielmann et al argue
that not following guidelines can be seen as adaptive behaviour in dealing with greater existential
uncertainties around HIV/AIDS in the local sociocultural, market and policy environments.
3 MDR-TB is deined as resistance to at least Rifampicin and Isoniazid, two of the most important anti-TB drugs. It develops due to infection by
a resistant strain or due to poor treatment with
inadequate drugs or irregular drug intake (CTD
2007a). XDR-TB, or Extensive Drug Resistant TB
(also referred to as Extreme Drug Resistance) is
MDR-TB that is resistant to three or more of the
six classes of second-line drugs (WHO 2008).
4 Most of this critique is levelled at the element of direct observation of patients while they swallow
their drugs. The underlying assumption of the emphasis on DOTS is that patients cannot be trusted
to act for the good of the community (Ogden 1999)
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January 28, 2012
and all control is not beneicial either. Thus, mechanisms to effectively balance the two must be strengthened. The delivery of public
healthcare services in India is in crisis, mainly due to a lack of
accountability, resulting in high absenteeism, low quality in care,
low levels of satisfaction and widespread corruption (Hammer et
al 2007). This article argues that by nourishing the urge for local
innovation, which exists despite above mentioned challenges, general problems of too little accountability and too much corruption
might lose some of their base. Future research of a more interventionist kind is necessary to examine how situated assessments
could work in practice.
While this article is critical of the current control structure as
implemented by the RNTCP and its decision-makers (the WHO and
the Central TB Division), it also acknowledges their immensely important contribution to TB control in India and the success that has
been achieved so far. Since its inception in 1997, more than 12.6
million patients have been treated under the RNTCP and 2.2 million
deaths averted. Yet, in 2009 alone, over two million TB cases and
2,80,000 TB deaths occurred in India. The RNTCP has set for 2012-17
the ambitious plan to provide universal access to quality TB diagnosis and treatment for the entire Indian population (CTD 2011).
This will require, among others, much more inancial resources
allocated to TB, a strong involvement of the private sector and improved diagnostics (Pai 2011). However, if TB control in India is to
strengthen its capacity to respond to changing challenges and
opportunities, it is crucial to relect on underlying innovation
mechanisms. This can only be done while also assessing established control practices. This article, then, is a hopeful and optimistic
outlook on the innovative potential of TB control in India, which
could be unearthed and used more systematically, yet will only
reveal its true potential if it is allowed to do so in a situated manner.
and therefore need to be controlled in order to
avoid treatment failure and protect the drugs from
losing their power (Craig 2007; Harper 2005). Yet,
it has been argued that it is rather structural violence and social inequalities that cause treatment
failures, such as poverty, economic inequity, racism,
gender inequality, drug use, homelessness, overt
political violence or war. These factors structure patients’ vulnerability to the disease and their access
to care, but are often beyond their control (Farmer
1997, 2003). In line with these arguments, an effective TB policy needs to focus on care, rather than
control, by means of local adaptation and partnerships with patients (Ogden 2000).
5 The ethnographic ieldwork of nine months was
conducted in two rounds between 2007 and 2009,
whereby the researcher followed actors and actions
across the country. It consisted of more than 100
semi-structured interviews, observations and document research in Hyderabad, Krishna and
Warangal districts (Andhra Pradesh), Ahmedabad,
Pune, Mumbai, Delhi, Chennai and Bangalore.
6 In STS the term “artefact” denotes anything
human-made, notably machines and instruments. Artefact, thus, is not used with a derogatory connotation, as for example when referring
to an erroneous inding that is generated by a
faulty set-up of an experiment by the researcher.
7 Interview with a director of a research centre in
Mumbai, 19 December 2008. An exception is the
Department of Biotechnology (DBT) that is funding
a joint project for development of a PCR-based diagnostic system for MDR-TB involving the Centre for
DNA Fingerprinting & Diagnosis, Hyderabad, Jalma
Institute, Agra, AIIMS, New Delhi and the Tuberculosis Research Centre, Chennai (Padmini 2002);
vol xlvii no 4
8
9
10
11
12
13
interviews with an adviser at the department of
biotechnology in Delhi, 20 January 2009 and a private physician in Hyderabad, 9 March 2009.
Interview with a director of an NGO research
centre in Hyderabad, 10 March 2008.
Some of the general constraints of the Indian health
research that have been voiced are that the importance of health research is not recognised enough by
policymakers; that there is no departmental status of
health research in the health ministry; that there is
no national coordination between health research
efforts; that there is a no health research climate;
that there is no priority given to capacity and human
resource development; that intersectoral linkages
are weak; that IT and biotech tools are inaccessible;
and, inally, that links between health research and
services are too weak (ICMR 2004).
Astra Zeneca, which has an entire centre devoted
to the development of new drug molecules for TB,
is an exception but does not focus on diagnostics
(Interview with director of a laboratory in Bangalore, 25 March 2008).
Interview with pharma consultant in Mumbai,
7 February 2008.
In a conference to stimulate industry/biotech engagement in TB diagnostics innovation in India at
St John’s Research Institute in Bangalore in August
2011 this potential was sought to be unleashed. The
conference was sponsored by McGill University &
Global Health Strategies with technical support
from the Bill & Melinda Gates Foundation, the
Foundation for Innovative New Diagnostics
(FIND), and the International Centre for Genetic
Engineering and Biotechnology (ICGEB), India.
FIND is an international, independent non-proit
117
SPECIAL ARTICLE
14
15
16
17
18
19
20
21
22
23
foundation, funded by the Bill & Melinda Gates
Foundation, the European Union and the Government of the Netherlands, with the aim to foster the
development of new diagnostics for selected poverty-related diseases in contractual partnerships with
industry and academics. FIND India, entered into a
Memorandum of Understanding with the Indian
government in 2006. The aim is to demonstrate and
address the introduction of new, rapid and qualityassured diagnostic tests for TB at affordable prices
for the public health sector (FIND 2007).
Interview with a microbiologist at a medical
college in Delhi, 21 January 2009.
Standardisation is needed to scale-up the test in a
cost-effective manner throughout the country
(interview with international NGO programme
manager in Delhi, 21 January 2009). This is crucial for the TB programme manager, given the
huge operational effort involved, and that it takes
up to ive years to roll out a new technology in
India (interviews with central TB oficer in Delhi,
14 January 2009, and a TB consultant at the WHO
India ofice in Delhi, 22 February 2008).
Interview with an international NGO programme
manager in Delhi, 22 January 2009.
The basic idea of the initial PPM initiatives was
that private practitioners refer the TB patients to
the RNTCP and can become their DOTS providers. In this way, private practitioners keep their
patients and can charge for consultations, but the
patient receives the drugs free of charge and
follows the standardised DOTS therapy by the
RNTCP, supervised by the private practitioner.
Interview with RNTCP consultant -2, in Delhi,
15 January 2009. Also see, Agarwal et al (2005).
Interviews with private physicians in Hyderabad,
24 November 2008. Also see Uplekar (2003).
Interview with an NGO programme manager in
Mumbai, 19 December 2008.
Costa et al (2008) found that the mutual lack of conidence between private and public sectors is affecting collaboration in healthcare in Madhya Pradesh.
The public sector perceived the private sector as driven by commercial interests, poorly responsive to
partnership initiatives and focused on self-interest.
The private sector perceived the public sector as being non-supportive, corrupt and making unrealistic
demands under the name of partnerships and therefore saw no beneit in collaborating with it.
Interviews with international NGO ieldworker in
Hyderabad, 24 February 2009 and private physicians in Hyderabad, 27 February 2009.
Interviews with IMA consultants in Delhi, 19 January 2009, and in Hyderabad, 25 February 2009.
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