Ecology Letters, (2001) 4: 637±649
REPORT
Melanism and disease resistance in insects
Kenneth Wilson,1* Sheena C.
Cotter,1 Andrew F. Reeson2 and
Judith K. Pell3
1
Institute of Biological Sciences,
University of Stirling, Stirling,
FK9 4LA, UK.
2
Applied & Molecular Ecology,
Adelaide University, Waite
Campus, Glen Osmond 5064,
South Australia.
3
Plant and Invertebrate Ecology
Department, IACR ±
Rothamsted, Harpenden, Herts
AL5 2JQ, UK.
Abstract
There is growing evidence that insects in high-density populations invest relatively more in
pathogen resistance than those in low-density populations (i.e. density-dependent
prophylaxis). Such increases in resistance are often accompanied by cuticular melanism,
which is characteristic of the high-density form of many phase polyphenic insects. Both
melanism and pathogen resistance involve the prophenoloxidase enzyme system. In this
paper the link between resistance, melanism and phenoloxidase activity is examined
in Spodoptera larvae. In S. exempta, cuticular melanism was positively correlated with
phenoloxidase activity in the cuticle, haemolymph and midgut. Melanic S. exempta larvae
were found to melanize a greater proportion of eggs of the ectoparasitoid Euplectrus
laphygmae than non-melanic larvae, and melanic S. littoralis were more resistant to the
entomopathogenic fungus Beauveria bassiana (in S. exempta the association between
melanism and fungal resistance was non-sign®cant). These results strengthen the link
between melanism and disease resistance and implicate the involvement of phenoloxidase.
*Correspondence: E-mail:
ken.wilson@stirling.ac.uk
Keywords
Density-dependent prophylaxis, fungal pathogen, melanism, parasitoid, phase polyphenism, phenoloxidase, phenotypic plasticity, resistance.
Ecology Letters (2001) 4: 637±649
INTRODUCTION
Density-dependent prophylaxis (DDP) is the phenomenon
in which individuals invest more in immune function when
at high population densities, as a counter-measure to
density-dependent pathogen transmission rates (Wilson &
Reeson 1998). Evidence in support of DDP is accruing
from a number of insects that exhibit density-dependent
phase polyphenism (see Long 1953; Mitsui & Kunimi 1988;
Kunimi & Yamada 1990; Goulson & Cory 1995; Reeson
et al. 1998; Barnes & Siva-Jothy 2000; Reeson et al. 2000). In
all of these cases, larval crowding is associated with cuticular
melanization (`melanism'; Fig. 1a). The co-occurrence of
melanism and increased levels of disease resistance in the
high-density form of phase polyphenic insects raises the
possibility that the two phenomena are closely linked.
Five studies have examined the relationship between
melanism and disease resistance whilst controlling for larval
density. Melanic Spodoptera exempta larvae were up to four
times more resistant to a nucleopolyhedrovirus (NPV) than
non-melanic conspeci®cs (Reeson et al. 1998), melanic
Mythimna separata larvae were twice as resistant to NPV
(Kunimi & Yamada 1990) and ®ve times more resistant to
an entomopathogenic fungus (Mitsui & Kunimi 1988), and
melanic Tenebrio molitor were up to three times more resistant
to an entomopathogenic fungus (Barnes & Siva-Jothy 2000).
In contrast, melanic Mamestra brassicae larvae were signi®cantly more susceptible to NPV than non-melanics (Goulson & Cory 1995). Thus, in four out of ®ve studies in which
density-dependent effects have been controlled for, there
was a positive association between melanism and pathogen
resistance, and a number of authors have suggested that
melanism may be a useful marker for high levels of
investment in immune defence in insects (Majerus 1998;
Reeson et al. 1998; Barnes & Siva-Jothy 2000). If such an
association exists, what is the mechanism generating it? In
this paper, we argue that the cuticular melanin is functional
in disease resistance and is one of a suite of prophylactic
resistance traits exhibited by insects in response to the
increased threat of disease associated with crowding.
The ®rst, and probably best, lines of defence against most
parasites and pathogens are the cuticle and the midgut.
Thus, any modi®cations that enhance their ability to act as
physical or chemical barriers to penetration by entomopathogens are likely to be favoured when the threat of
disease is high (e.g. during periods of crowding). Melanin
has at least two properties that are likely to increase
immunocompetence (sensu Owens & Wilson 1999). First,
because it is a polymer, melanin is likely to strengthen the
cuticle and so improve its ability to act as a physical barrier
Ó2001 Blackwell Science Ltd/CNRS
638 K. Wilson et al.
Figure 1 Density-dependent cuticular melanization in Spodoptera exempta. (a) Live larvae, showing the pale, low-density phenotype on the left
and the dark, high-density phenotype on the right; (b) the dorsal cuticle of the pale phenotype; (c) the dorsal cuticle of the dark phenotype;
(d) the dorsal cuticle of the pale phenotype following incubation in L-dopa. Cuticular melanization was measured as the mean and maximum
density score in the area shown by the white boxes in (b)±(d).
to the penetration of cutaneously entering parasites and
pathogens, such as fungi, bacteria and even parasitoids (St.
Leger et al. 1988; Hajek & St. Leger 1994). Second, and
perhaps more importantly, melanin is toxic to microorganisms and has potent antimicrobial activity (e.g. Monte®ori &
Zhou 1991; Ourth & Renis 1993; Sidibe et al. 1996; Ishikawa
et al. 2000). The mechanisms for this are unclear at present,
but a number of studies have shown that melanin binds to a
range of proteins (e.g. Doering et al. 1999) and inhibits many
of the lytic enzymes produced by microorganisms, including
proteases and chitinases (Kuo & Alexander 1967; Bull
1970). SoÈderhaÈll & Ajaxon (1982) showed that when the
cray®sh-parasitic fungus Aphanomyces astaci was grown on a
PG-I agar medium, there was signi®cant inhibition of fungal
growth when the growth medium contained melanin or any
of its constituent quinones. Moreover, St Leger et al. (1988)
Ó2001 Blackwell Science Ltd/CNRS
showed that when larval cuticles of Manduca sexta were
induced to melanize, they resisted fungal penetration for
30 h longer than unmelanized cuticles. Thus, melanin may
enhance disease resistance in insects not only by improving
the physical properties of insect cuticle, but also by
enhancing its chemical properties.
The prophenoloxidase cascade is a suite of enzymes that
oxidize tyrosine derivatives to their corresponding quinones
and their polymerization product, melanin (Mason 1955;
Hiruma & Riddiford 1988; Nappi & Vass 1993). These
enzymes are involved not only in cuticular melanization, but
also in the various immune responses directed against
parasites and pathogens, including cellular encapsulation,
humoral encapsulation and nodule formation (Poinar 1974;
GoÈtz 1986; Paskewitz et al. 1988; Hung & Boucias 1992;
Beckage et al. 1993). Phenoloxidase production is activated
Melanism and insect disease 639
in the cuticle when it is punctured or stimulated by microbial
cell wall components (including peptidoglycan, b-1,3 glucan
and possibly lipopolysaccaride), resulting in the local
production of toxic quinones and melanin in the cuticle,
which can reduce fungal growth and immobilize bacteria
(St Leger 1991; Marmaras et al. 1993). The midgut is an
important site for resisting pathogens that enter the host
orally, such as baculoviruses, protozoa and many bacteria,
and melanin is also produced during this process, suggesting
a role for phenoloxidase (PO). For example, the spread of
baculovirus in non-permissive hosts appears to be blocked
by aggregations of haemocytes that form melanotic capsules
around infected cells in the midgut trachea (Washburn et al.
1996, 2000). Similarly, in a mosquito selected for resistance
to malaria, parasite ookinetes are melanized between the
midgut epithelial cells and the basal laminae (Collins et al.
1986). These resistant insects also show higher PO activity
in the midgut following exposure to the parasite (Paskewitz
et al. 1989). Moreover, in tsetse ¯ies (Glossina spp.), there
was a signi®cant positive association between PO activity
and refractoriness to the protozoan Trypanosoma brucei
rhodesiense, both within species (male vs. female G. morsitans
morsitans) and among species (G. m. morsitans vs. G. palpalis
palpalis) (Nigam et al. 1997).
If melanin enhances resistance to parasites and pathogens,
both when it is a static component of the insect cuticle and
when it is produced de novo in response to pathogen attack
(via the action of the prophenoloxidase cascade), then both
cuticular melanization and enhanced phenoloxidase activity
might be expected to increase in response to cues predicting
likely disease threat, such as increased population density. So
far, the only studies to have examined the link between DDP
and PO have done so using PO measured in the haemolymph. In S. exempta, haemolymph PO activity was greatest in
melanic larvae and in individuals reared under crowded
conditions (Reeson et al. 1998), whereas in T. molitor there
was no association between haemolymph PO and rearing
density (the correlation between PO and melanism was not
determined directly; Barnes & Siva-Jothy 2000).
The main aim of the present study was therefore to
quantify density-dependent production of PO in the key
sites for pathogen resistance: the cuticle, haemolymph and
midgut. We also set out to determine the relationships
between PO levels across these tissues and how these relate
to cuticular melanization; do individuals with melanic
cuticles have higher levels of PO in the cuticle and are
PO levels in the different tissues correlated? Finally, we
tested whether density-dependent changes in the cuticle
were associated with variation in resistance to parasites and
pathogens that access their hosts percutaneously, using an
ectoparasitoid and an entomopathogenic fungus. As our
model system, we used Lepidopteran larvae from the genus
Spodoptera: the African armyworm, S. exempta and the
Egyptian cotton leafworm, S. littoralis. Both of these species
exhibit density-dependent phase polyphenism, developing
melanized cuticles in response to larval crowding (Faure
1943; Hodjat 1970; Gunn 1998).
MATERIALS AND METHODS
Rearing of larvae
Except where stated, all experiments used fourth-instar
S. exempta larvae from laboratory stocks that had been
maintained at 27 °C and 12 : 12 light : dark photoperiod
for at least 10 generations. Larvae were reared from within
48 h of hatching at either one (solitary-reared) or four
(crowd-reared) larvae per 12 mL plastic pot. During this
time they were fed on a wheatgerm-based arti®cial diet and
their colour generally ranged from pale grey to jet black. For
the parasitoid experiment, larval colour was scored by eye
on a ®ve-point scale: ±2 very pale, ±1 pale, 0 mid,
1 dark, 2 very dark, but in the other experiments, we
categorized larvae as simply pale (score ±2 to 0) and dark
(score 1 or 2). Using image analysis software, we were
subsequently able to quantify the difference between pale
and dark cuticles (see below).
In phase polyphenic species, including S. exempta, development into the dark, high-density (gregaria) phenotype is
triggered by the perception of (usually tactile) cues typical of
high population densities (e.g. Kazimirova 1992). However,
the threshold density at which this phenotypic change occurs
is under genetic control (e.g. Goulson 1994), and so even
when reared solitarily the development of some individuals is
stimulated towards that of the high-density phenotype. Thus,
we can consider these `dark-solitary' larvae to be at an
intermediate position on the gregarization scale (i.e. they
exhibit traits that are intermediate between the typical solitaria
and gregaria phenotypes). As `pale-crowded' larvae are rare in
S. exempta, we were generally able to assess the colour of only
three phenotypes: the `typical' pale-solitary form (Fig. 1a,
left), the `typical' dark-crowded form (Fig. 1a, right), and the
dark-solitary form, which looks like the typical crowded form
to the naked eye (in the statistical analyses below, these are
referred to as phenotypes 1, 3 and 2, respectively).
Spodoptera littoralis had been in culture for eight generations at the start of this study. The rearing conditions were
the same as for S. exempta, except that all larvae were reared
at 25 °C and crowded larvae were produced at a density of
three larvae per 12 mL pot.
Phenoloxidase assays
Haemolymph was extracted from each larva between the
last pair of prolegs, and 8 lL was placed in 400 lL of
ice-cold phosphate-buffered saline (PBS, pH 7.4; Sambrook
Ó2001 Blackwell Science Ltd/CNRS
640 K. Wilson et al.
et al. 1989) and mixed in a plastic Eppendorf tube. The
sample was frozen to disrupt haemocyte membranes and
PO activity in the defrosted sample was assayed spectrophotometrically using L-dopa as a substrate (after Ashida &
SoÈderhaÈll 1984). This involved pipetting triplicate 100 lL
samples of the buffered haemolymph into a microtitre plate,
adding 100 lL of 20 mM L-dopa to each and incubating the
mixture at 25 °C. The absorbance was read at 492 nm on a
temperature-controlled VERSAMAX tunable microplate
reader (Molecular Devices Corporation, Sunnyvale, CA)
after 20 min, which was during the linear phase of the
reaction. Using 10 lL of the haemolymph/PBS mixture,
the amount of protein in the sample was also measured
(calibrated using a standard curve created on the same
microtitre plate using a BSA standard). Phenoloxidase
activity is expressed as PO units per mg protein, where
one unit is the amount of enzyme required to increase the
absorbance by 0.001 min±1.
Following haemolymph extraction, the midguts and
dorsal cuticles were dissected from each larva and ®xed
for 1 h in 2% formaldehyde and 0.5% glutaraldehyde in PBS
(Wolfgang & Riddiford 1981). After ®xation, the cuticles
and midguts were washed over 3 h in three changes of PBS.
They were then cut in half and each piece weighed. One half
of each midgut and cuticle was then placed in 1 mL of
20 mM L-dopa. The other half was placed in 1 mL of 20 mM
L-dopa saturated with phenylthiourea (PTU) as a control
(PTU acts as a PO inhibitor and none of these samples
darkened). After 40 min, 200 lL of the mixture was
pipetted into a microtitre plate and the absorbance
measured at 492 nm. PO was expressed as PO units per g
of tissue. Samples of 20 mM L-dopa alone were incubated
along with the experimental samples to act as a control for
any natural darkening of the substrate during the experiment. None of these samples darkened, indicating that
melanization of all samples was due to endogenous PO.
Cuticular melanization scoring
Fixed cuticles and midguts were mounted and photographed
using a Polaroid DMC digital camera and the images scored
for their degree of melanization using Image Pro Plus
software (Media Cybernetics 1999). Cuticular melanization
was measured as the mean and maximum melanization
scores (1/mean density and 1/min density, respectively, on
the Measurements tab of Image Pro Plus). The midgut is
fairly homogeneous in colour and so a central area was
chosen for scoring. The dorsal cuticle, however, comprises a
series of longitudinal stripes varying in their degree of
melanization. Thus, mean and maximum melanization was
scored for an area that spanned these different degrees of
melanization (shown by the boxes in Fig. 1b±d). We also
measured melanization in each of the longitudinal stripes.
Ó2001 Blackwell Science Ltd/CNRS
However, as none of these measures distinguished between
pale and dark caterpillars any better than mean density and
maximum density, they will not be discussed further.
Resistance to ectoparasitoids
Six days post-hatch, the colour of solitary-reared and crowdreared larvae was scored and they were left singly overnight
with a mated, honeywater-fed Euplectrus laphygmae female in a
Petri dish. The following day, the number of eggs laid on the
larva was counted. Larvae were maintained singly in labelled
pots containing arti®cial diet. Most eggs hatched within
2±3 days, but a signi®cant percentage of eggs (34.7 4.2%
eggs; mean SE, n 59 larvae) became melanized and failed
to develop further. Most of these eggs subsequently appeared
to shrink in size and in some cases disappeared, to be replaced
by a patch of melanin on the surface of the cuticle. The
proportion of parasitoid eggs that became melanized was used
as our measure of host resistance to ectoparasitoids. The
parasitoids and the larvae used in this experiment were
collected in Arusha, Tanzania, in April 1999 and had been in
culture for just two generations at the start of the experiment.
Resistance to entomopathogenic fungi
We assessed resistance to entomopathogenic fungi using an
isolate of Beauveria bassiana (reisolation of MycotrolÒ strain
GHA). The fungus was grown on Sabouraud dextrose agar
(SDA) in 9 cm Petri dishes for 21 days at 23 °C in darkness.
Conidia were harvested from the dishes by scraping into
0.03% sterile Tween 80 using a sterile scalpel. After ®ltration
through several layers of nylon netting, this provided a stock
suspension (1.31 ´ 109 conidia ml±1) that was diluted to
provide suspensions of 1 ´ 108 and 1 ´ 109 conidia ml±1
for the bioassay. Control insects were bioassayed with the
carrier surfactant (0.03% Tween 80). Prior to the bioassay, a
sample of conidia from suspension was plated onto SDA
and viability was assessed after 24 h at 23 °C in darkness.
This showed that the percentage germination was 98.3%.
Fungal resistance was assessed in two species of Spodoptera
that differed in their susceptibilities to B. bassiana: S. littoralis
(the more resistant species at the doses used) and S. exempta
(the more susceptible). Solitary-reared and crowd-reared
larvae were scored as either pale or dark, and dipped in
groups of 12, into 8 mL of conidial suspension (or Tween
control). Inoculated larvae were then placed into a Buchner
funnel and the residual suspension removed by vacuum
®ltration. After inoculation, all individuals were transferred
to pots of fresh arti®cial diet and maintained singly in an
incubator at 23 °C (L : D 12 : 12). Mortality was recorded
daily from 4 days post-inoculation and the cause of mortality
was veri®ed by checking for sporulation in cadavers placed
in square Petri dishes lined with 1% water agar.
Melanism and insect disease 641
Statistical analysis
All analyses were conducted using either the S-Plus 2000
statistical package (Mathsoft, Inc., Seattle, WA) or Minitab,
version 13.1 (Minitab, Inc., PA). Because many of the
analyses involved multiple, correlated measurements taken
from the same insects (e.g. several measurements of
melanism or PO activity), where appropriate, multivariate
analysis of variance (MANOVA) was used to analyse the data.
This allows one to consider multiple responses as a single
multivariate response, rather than a collection of univariate
responses, so allowing the covariation between multiple
measurements to be explicitly modelled and the probability
of Type I errors to be minimized. The statistical
signi®cance of the MANOVAs reported here was determined
by using Wilks' Lambda (L), although the alternative tests
(e.g. Pillai's trace) always gave similar results. We also
report an approximate F and its associated P-value, based
on a transformation of L. When the MANOVA was
statistically signi®cant (H0 was rejected), univariate
ANOVAs were performed for each response variable using
sums of squares adjusted for the other dependent variables
in the model. Partial correlation coef®cients were calculated using the VassarStats website (http://departments.vassar.edu/lowry/par.html).
RESULTS
Larval density, colour and melanization of the cuticle
and midgut
Mean and maximum melanization scores were highly
correlated (Table 1). Therefore, the relationship between
cuticular melanization and other larval attributes was
determined using MANOVAs that included mean and maximum melanization scores as dependent variables. The
intensity of cuticular melanization was signi®cantly greater
in crowd-reared larvae than in larvae reared solitarily
(MANOVA: Wilks' lambda, L 0.477, approximate F2,57
31.28, P < 0.001; univariate tests: mean: F1,58 60.50,
P < 0.001; maximum: F1,58 47.67, P < 0.001). Thus,
both mean and maximum cuticular melanization scores
responded independently to changes in larval rearing
density, although the mean value appears marginally more
responsive. Not surprisingly, within the solitary-reared
larvae, dark individuals had signi®cantly higher cuticular
melanization scores than pale ones (Wilks' L 0.764,
F2,37 5.70, P 0.007; univariate tests: mean: F1,38=
10.81, P 0.002; maximum: F1,38 8.04, P 0.007). As a
consequence of the above patterns, there was a signi®cant
positive relationship between larval phenotype (scored 1±3)
and the degree of cuticular melanization (MANOVA: Wilks'
L 0.394, F2,57 43.91, P < 0.001; univariate tests:
mean: F1,58 83.66, P < 0.001; maximum: F1,58 64.22,
P < 0.001; Fig. 2a).
Midgut melanization also varied signi®cantly with rearing
density (Wilks' L 0.864, F2,49 3.86, P 0.028; univariate tests: mean: F1,50 0.01, P > 0.9; maximum:
F1,58 6.42, P 0.014), but the response was largely
restricted to changes in the maximum melanization score.
Within solitary-reared larvae, pale and dark individuals did
not differ in their degree of midgut melanization (Wilks'
L 0.919, F2,32 1.41, P > 0.2). Thus, the signi®cant
positive relationship between larval phenotype (1±3) and
degree of midgut melanization (Wilks' L 0.862, F2,49
3.90, P 0.027; univariate tests: mean: F1,50 0.37,
Table 1 Correlations between phenoloxidase activity (PO) and the degree of cuticular melanization. Pearson's correlation coef®cients are
shown (n 60). Mean and maximum melanization scores were determined by digital image analysis (see text for details).
Haemolymph
PO
Haemolymph PO
Cuticle PO
Midgut PO
Mean cuticle melanization score
Cuticle
PO
Midgut
PO
Mean cuticle
melanization score
Maximum cuticle
melanization score
r 0.480
P < 0.001
***
r 0.421
P < 0.001
***
r 0.408
P 0.002
**
r 0.386
P 0.003
**
r 0.465
P < 0.001
***
r 0.336
P 0.009
**
r 0.230
P 0.077
+
r 0.220
P 0.091
+
r 0.305
P 0.018
*
r 0.847
P < 0.001
***
Ó2001 Blackwell Science Ltd/CNRS
642 K. Wilson et al.
Figure 2 Relationship between larval phenotype and (a, b) melanization scores and (c, d) phenoloxidase activity. In the top panel, the
maximum melanization score (mean SE) is plotted against larval phenotype (solitary-pale, solitary-dark, crowded-dark) for (a) the cuticle
and (b) the midgut. In the bottom panel, PO activity in (c) the haemolymph and (d) the cuticle and midgut is plotted against mean
melanization score for each larval phenotype. In (c) PO activity (mean standard error) is expressed as PO units per mg protein. Symbols
sharing a common superscript are not signi®cantly different from each other, based on Fisher's LSD multiple comparisons following onefactor ANOVAs with larval phenotype as the factor. In (d), this applies only within tissue-type; comparisons across tissue types are not valid.
Correlations across phenotypes and melanization scores are shown in Table 1.
P > 0.5; maximum: F1,50= 4.64, P 0.036; Fig. 2b) was
largely a consequence of density-dependent differences in
the maximum melanization score.
Analyses of whole mounts of cuticles under a light
microscope showed that variation in the darkness of `pale'
Ó2001 Blackwell Science Ltd/CNRS
and `dark' caterpillars was due to variation in the density of
small melanin granules (approx. 1 lm diameter) in the
dorso-lateral stripes (cf. Fig. 1b,c). Following incubation
with L-dopa, all cuticles became much darker due to the
uniform deposition of melanin (cf. Fig. 1b,d).
Melanism and insect disease 643
Larval density, colour and phenoloxidase activity
Haemolymph PO activity increased with both rearing
density (ANOVA using all larvae: F1,58 7.69, P 0.007)
and cuticle colour (ANOVA using solitary-reared larvae
only: F1,38 10.86, P 0.002), resulting in haemolymph
PO activity being greatest in `typical' (dark) crowded
larvae, lowest in `typical' (pale) solitary larvae and
intermediate in dark-solitary larvae (rs 0.651, P <
0.001; Fig. 2c). PO activity in both the cuticle and midgut
also increased with increasing `gregarization' from palesolitary to dark-crowded larvae (cuticle: rs 0.312,
P 0.016; midgut: rs 0.295, P 0.022; Fig. 2d), due
mainly to a signi®cant difference between solitary and
crowded larvae (cuticle: F1,58 6.38, P 0.014; midgut:
F1,58 4.71, P 0.039), rather than between pale and
dark solitary larvae (cuticle: F1,38 0.21, P > 0.6; midgut:
F1,38 0.84, P > 0.3).
All three PO measurements were signi®cantly positively
correlated with each other; the average correlation across
all three phenotypes was r ³ 0.416, P £ 0.001 (Table 1).
The partial correlation coef®cients were also high and
generally signi®cantly different from zero (haemolymph
PO ± cuticle PO: rpartial 0.354, P 0.006; haemolymph
PO ± midgut PO: rpartial 0.255, P 0.051; cuticle
PO ± midgut PO: rpartial 0.330, P 0.010). Thus, it is
appropriate to examine the relationship between phenoloxidase activity and other larval attributes using a
multivariate approach.
There was a highly signi®cant relationship between
overall PO activity (in the haemolymph, cuticle and midgut)
and larval rearing density (MANOVA: Wilks' L 0.719,
F3,56 7.29, P < 0.001), with all three of these measurements making signi®cant, independent contributions to the
strength of the relationship (univariate tests: haemolymph
PO: F1,58 21.91, P < 0.001; cuticle PO: F1,58 6.39,
P 0.014; midgut PO: F1,58 4.72, P 0.034). Similar
results were obtained when larval phenotype (1±3) was the
predictor variable (Wilks' L 0.616, F3,56 11.63,
P < 0.001; univariate tests: haemolymph PO: F1,58 =
35.90, P < 0.001; cuticle PO: F1,58 5.81, P 0.019;
midgut PO: F1,58 5.55, P 0.022). When colour (pale
or dark) was the predictor variable (for solitary larvae), the
MANOVA remained statistically signi®cant, but this was due
primarily to the association between colour and haemolymph PO (Wilks' L 0.767, F3,36 3.63, P 0.022;
univariate tests: haemolymph PO: F1,38 10.86, P =
0.002; cuticle PO: F1,38 0.19, P > 0.6; midgut PO:
F1,38 1.54, P > 0.2). It is unclear at this stage whether
the non-signi®cance of the two other PO measures is due to
genuine biological reasons or whether it is simply a
consequence of the relatively small number of solitary
larvae examined.
Phenoloxidase activity and melanization
of the cuticle and midgut
PO activity in all three tissues (haemolymph, midgut and
cuticle) was signi®cantly positively correlated with one or
both of the cuticular melanization measurements (Table 1).
When all three PO measurements were included as
dependent variables in a multivariate ANOVA, there was a
signi®cant positive relationship between the cuticular
melanization score and overall PO activity (MANOVA: Wilks'
L 0.839, F3,56 3.59, P 0.019; univariate tests: haemolymph PO: F1,58 9.27, P 0.004; cuticle PO:
F1,58 5.38, P 0.024; midgut PO: F1,58 4.39,
P 0.040). The fact that all three of the univariate tests
were independently statistically signi®cant indicates that
cuticular melanization is a good indicator of relative
investment in PO activity in all three tissues (Figs 2c,d).
The degree of midgut melanization was signi®cantly
positively correlated with haemolymph PO (r 0.292,
n 60, P 0.037), but not with midgut PO (r £ 0.156,
P ³ 0.265) or cuticular melanization score (r £ 0.214,
P ³ 0.127). When all three phenoloxidase measurements
were included as dependent variables in a MANOVA, the
association between PO activity and midgut melanization
was non-signi®cant (MANOVA: Wilks' L 0.888, F3,48
2.01, P 0.125).
Resistance to ectoparasitoids
The number of eggs laid by ovipositing female E. laphygmae
ranged between 1 and 15, and was independent of larval
colour and rearing density (linear regression: F1,87 < 1.28,
P > 0.25). The proportion of eggs that became melanized
was independent of the number of eggs laid on each host
(logistic regression: v12 0.083, P > 0.77) and the density at
which the host was reared (v12 0.093, P > 0.77). However,
there was a strong positive relationship between larval
colour and the proportion of eggs that became melanized
(v12 9.003, P 0.003; Fig. 3). In other words, the darker
the cuticle, the greater the proportion of parasitoid eggs that
became melanized.
Resistance to entomopathogenic fungi
Fungus-induced mortality in S. littoralis was signi®cantly
affected by dose (logistic regression: v12 7.86, P 0.005;
Figs 4a,b), larval colour (v12 6.370, P 0.012; Fig. 4a) and
rearing density (v12 4.569, P 0.033; Fig. 4b). None of
the interaction terms were statistically signi®cant. Thus, at
both doses, fungus-induced mortality in S. littoralis was
signi®cantly greater in solitary-reared caterpillars and in
caterpillars with pale cuticles than in crowd-reared caterpillars and those with dark cuticles, and these effects were
Ó2001 Blackwell Science Ltd/CNRS
644 K. Wilson et al.
Figure 3 Relationship between cuticular melanization and resist-
ance to the ectoparasitoid E. laphygmae. The vertical axis shows the
proportion of melanized eggs (SE) as a function of degree of
cuticular melanization, scored on a scale from ±2 (very pale) to + 2
(very dark). Symbol size re¯ects sample size. The line is the ®tted
logistic regression to the raw data.
Figure 4 Resistance to B. bassiana in relation to (a) rearing density
additive. There was no fungus-induced mortality in the
control group.
Fungus-induced mortality was much greater for S. exempta
than S. littoralis (Fig. 4). There was a signi®cant effect of
dose on mortality in S. exempta (v12 24.81, P < 0.001).
Although rearing density (v12 0.001, ns) and colour
(v12 0.43, ns) were non-signi®cant as main effects, there
were signi®cant interactions between dose and rearing
density (v12 13.72, P < 0.001; Fig. 4a) and between rearing
density and colour (v12 5.47, P < 0.02). When the lowand high-dose treatments were analysed separately, fungusinduced mortality was signi®cantly greater in solitary larvae
than crowded larvae in the low-dose treatment (64%
vs. 44%; v12 5.63, P 0.017), whereas the trend was
signi®cant and reversed in the high-dose treatment (73% vs.
89%; v12 7.03, P 0.008; Fig. 4a).
DISCUSSION
Our results provide further support for an association
between population density, melanism and disease resistance
in insects. Image-analysis indicated that there are three
quanti®able phenotypes of S. exempta, which can be
considered to lie on a gregarization scale, with pale-solitary
larvae the least `gregarized' and dark-crowded larvae the
most, whereas dark-solitary larvae are at an intermediate
position. This is in accord with our earlier observation that
dark-solitary larvae show levels of resistance to a baculovirus
Ó2001 Blackwell Science Ltd/CNRS
and (b) cuticular melanization. In (a) the comparison is between
larvae reared solitarily and those in crowds (three or four larvae per
pot); in (b) the comparison is between larvae with pale cuticles and
those with dark cuticles. Low dose refers to 1 ´ 108 conidia mL±1
and 1 ´ 109 conidia mL±1. Symbols above the bars refer to the
statistical signi®cance of the difference between treatments, as
determined by logistic regression: ns P > 0.05, *P < 0.05,
**P < 0.01, ***P < 0.001. See text for details of full analysis.
that are intermediate between pale-solitary and darkcrowded larvae (Reeson et al. 1998). An association between
melanism and rearing density was also observed in the
midgut, suggesting that melanin in the midgut might also be
functional and aid in resisting pathogens, such as baculoviruses, that enter the host orally (see below). Overall, the
midgut showed much lower levels of melanization than the
cuticle, despite having higher levels of PO activity. This may
re¯ect differences in the availability of PO substrates, as
melanization in the midgut is likely to be constrained by
functional requirements for the exchange of nutrients.
The density-dependent prophylaxis (DDP) hypothesis
proposes that if the risk of being exposed to pathogens
increases with density due to density-dependent pathogen
transmission, then insects will use density as a cue to match
their levels of investment in immune function to the
perceived risk (Wilson & Reeson 1998). Consistent with this
hypothesis, we found that PO levels in the haemolymph,
cuticle and midgut all, independently, increased with
Melanism and insect disease 645
increasing `gregarization'. Thus, the lowest PO levels were
observed in pale, solitary-reared caterpillars and the highest
were in dark, crowd-reared caterpillars. Within solitaryreared caterpillars, PO activity in all three tissues was greater
in dark individuals than pale, although the difference was
signi®cant only for PO in the haemolymph. Thus, independent of rearing density, melanism tended to be
associated with elevated PO activity, particularly in the
haemolymph.
The positive correlations (and partial correlations)
between PO activity in the haemolymph, cuticle and midgut
indicate that individuals investing in pathogen resistance do
so at all sites where pathogen defence might be required;
there is no evidence from these data for a phenotypic tradeoff between levels of PO expression at the different sites
(although this does not mean that one does not exist;
Lessells 1991). Siva-Jothy et al. (2001) present evidence
suggesting that maintaining high PO activity in both the
haemolymph and midgut is costly; however, gregarized S.
exempta larvae appear to be able to pay such costs, at least in
the absence of an immune challenge.
The increase in midgut PO levels with increasing
gregarization is particularly interesting because the area
around the midgut is one of the main sites of resistance to
pathogens that infect orally. Therefore, we might expect that
if PO is involved in this process then elevated midgut PO
levels would be associated with increased resistance to such
pathogens. Although it is not possible to test this hypothesis
directly, it is suggestive that (across phenotypes) resistance
to nucleopolyhedrovirus (NPV) in S. exempta was positively
correlated with mean PO activity in the midgut (Fig. 5; NPV
Figure 5 Relationship between midgut phenoloxidase levels and
resistance to nuclear polyhedrosis virus. Mean LD50 data for
S. exempta NPV come from Reeson et al. (1998), midgut phenoloxidase levels are from the present study.
bioassay data from Reeson et al. 1998). However, this result
should be viewed with some caution because resistance to
baculoviruses occurs within the haemolymph as well as the
midgut and it is possible that the correlation between
phenotype and NPV resistance is associated with variation
in haemolymph PO activity rather than PO activity in the
midgut (or indeed that it is generated by an alternative, as yet
unidenti®ed, mechanism).
If dark cuticles have higher levels of PO, then it is
reasonable to assume that they will be better able to resist
parasites and pathogens that invade their hosts via the
cuticle. Results from the parasitoid experiment suggest that
dark larvae are signi®cantly better at melanizing ectoparasitoid eggs attached to the cuticle (Fig. 3), so preventing them
from developing further. High PO activity in the haemolymph is associated with greater capacity to melanize and/or
encapsulate foreign objects, including parasites and parasitoids, that enter the haemocoel (Rizki & Rizki 1990; Nappi
et al. 1992; Shiao et al. 2001; Cotter & Wilson 2001). Due to
the covariation between melanism and PO activity in the
cuticle and haemolymph, melanic larvae are likely to be
more resistant to both ecto- and endo-parasitoids. This leads
to the intriguing possibility that the melanin in the cuticle
might act as an honest signal to parasitoids of an
immunocompetent host that has high PO activity and
should be avoided. There is some evidence that parasitoids
can distinguish between different colour morphs of aphids
and preferentially oviposit in the morph with the lower
physiological resistance (e.g. Ankersmit et al. 1981, 1986;
Michaud & Mackauer 1994, 1995; Battaglia et al. 1995), and
Verhoog et al. (1996) found that the parasitoid wasp Venturia
canescens was `not eager' to parasitize a melanic strain of the
Mediterranean mealmoth, Ephestia kuehniella, and its ovipositor `sometimes appeared to become stuck in the cuticle'
(suggesting that the melanized cuticle may also provide a
tougher physical barrier). We found no evidence that
E. laphygmae altered its clutch size in relation to S. exempta
melanism. However, our experimental design did not allow
the parasitoid to choose between melanic and non-melanic
larvae and so may not be an appropriate test of this
hypothesis.
There is evidence from calopterygid damsel¯ies that
melanin might signal immunocompetence, not to parasitoids, but to potential mates. Calopteryx splendens is a sexually
dimorphic damsel¯y and males have prominent wing
patches that contain melanin. Variation in the wing patch
morphology affects the outcome of both intrasexual
interactions and female reproductive decisions after courtship (Siva-Jothy 2000). Rantala et al. (2000) found that males
with larger wing patches were better able to encapsulate an
arti®cial parasite (a small piece of nylon mono®lament), and
Siva-Jothy (2000) found that males with wing patches that
were more homogeneous (and presumably contained more
Ó2001 Blackwell Science Ltd/CNRS
646 K. Wilson et al.
melanin) had lower burdens of a eugregarine parasite. Given
the apparent importance of wing patches in inter- and intrasexual interactions, it seems likely that melanin is involved in
signalling some aspect of male condition or immunocompetence in this species.
Insect colour is more commonly associated with defence
against predators, and it has been suggested that densitydependent colour change might have evolved in insects as a
density-dependent antipredator strategy: crypsis at low
densities and aposematism at high densities (Sword 1999;
Sword et al. 2000). Indeed, recently it has been speculated
that this hypothesis might be applicable to those Lepidopteran larvae (including Spodoptera species) that exhibit densitydependent melanism (Wilson 2000). However, as yet, there
is no evidence in support of this assertion, although
experiments aimed at testing this hypothesis are underway
(K. Wilson, unpublished).
The results from the fungus experiments suggest
different patterns for the two Spodoptera species. As
predicted by the DDP hypothesis, crowded larvae were
signi®cantly more resistant to fungal infection than solitary
larvae at high and low doses for S. littoralis and at low doses
for S. exempta (Fig. 4a). However, at the high dose, crowded
S. exempta larvae were more susceptible to the fungus,
suggesting that there might be a trade-off that results in
greater resistance of crowded larvae when pathogen density
is below some threshold, but lower resistance when
pathogen density is above it. This might occur if, for
example, crowded S. exempta larvae invest more in cuticular
defences at the expense of haemolymph defences. Such a
trade-off would be generated if a limiting resource for
immune defence (e.g. PO substrate) is irreversibly allocated
to one or other tissue (see Siva-Jothy et al. 2001), or if a
limiting resource (e.g. an amino acid) could be used either
to manufacture a biochemical that is important in cuticular
defence (e.g. melanin) or to manufacture a different
biochemical that aids in haemolymph defence (e.g. an
antifungal protein). Either way, individuals investing in
cuticular defences would do so at a cost to haemolymph
defences and could expose themselves to increased risk at
high spore densities, when the cuticle is likely to be
penetrated. This is analogous to the dilemma facing an
army defending a fort: putting all of ones soldiers on the
perimeter fences may work well if opposition numbers are
low, but if they are high, then as soon as these defences are
breached, the battle will be lost.
An alternative explanation is that, at high fungal doses,
numerous fungal spores could penetrate the host simultaneously, causing premature insect death (e.g. due to
water loss, etc.) before the fungus could effectively exploit
the resource. This would result in some larvae dying due
to fungal invasion very rapidly after inoculation, but
without subsequent sporulation on the cadaver. In
Ó2001 Blackwell Science Ltd/CNRS
support of this idea, we found that when we re-analysed
the fungus-bioassay data for S. exempta and included all
deaths, including those where there was no obvious
mycosis, the interaction between fungal dose and rearing
density became marginally non-signi®cant (v12 3.66,
P 0.056).
The relationship between colour and fungus-induced
mortality was similar to that observed with respect to larval
density. As predicted, dark larvae were better than pale
larvae at resisting fungal infection at both low and high
doses for S. littoralis and at low doses for S. exempta. But,
again, this general trend was reversed for S. exempta at the
high dose, although the difference between the colour
morphs was non-signi®cant at both doses (Fig. 4b). Thus, it
appears that the different patterns for the two species may
be a consequence of their relative susceptibilities to this
strain of fungus: larval mortality in S. littoralis was just 16%
and 41% for the low and high doses, respectively, whereas
they were 54% and 79% for S. exempta. Similar patterns may
have been produced for the two species had lower doses
been used for S. exempta.
The results for S. littoralis are similar to those observed for
the mealworm beetle T. molitor infected with the entomopathogenic fungus Metarhizium anisopliae (Barnes & SivaJothy 2000), and are also in accord with those for the
armyworm M. separata percutaneously infected with the
entomopathogenic fungus Nomuraea rileyi (Mitsui & Kunimi
1988). Mitsui & Kunimi (1988) found that solitary-reared
larvae were more susceptible to the fungus than crowdreared larvae (LC50s: solitary 11.5 ´ 107, crowded =
25.1 ´ 107), and that when larvae were reared gregariously,
pale individuals were substantially more susceptible than
dark ones (LC50s: pale 4.9 ´ 107, dark 27.2 ´ 107).
Our results suggest that there are several related
properties of the DDP phenomenon that are likely to yield
the observed positive association between melanism and
disease resistance. First, because of the structural properties
of melanin, a melanized cuticle is likely to provide a more
secure physical barrier to the penetration of cutaneously
entering parasites and pathogens. Second, because of the
chemical properties of melanin, and in particular its
inhibitory effect on lytic enzymes (Kuo & Alexander 1967;
Bull 1970), the ability of organisms to penetrate and grow
on melanized cuticles may be reduced (e.g. St. Leger et al.
(1988)). Third, as shown in the present study, melanized
cuticles have greater PO activity, which can lead to the
production of melanin in response to appropriate cues,
including those produced by cuticle-penetrating fungal
hyphae and by parasitoid eggs attached to the cuticle.
Although our studies did not establish whether insects that
resisted fungal attack had a stronger encapsulation response
to invading fungi, they have shown that melanic larvae have
a stronger melanization reaction to attached parasitoid eggs,
Melanism and insect disease 647
a reaction that is catalysed by enzymes of the prophenoloxidase cascade.
In conclusion, we have shown that an increase in larval
density stimulates increased production of melanin in both
the cuticle and, to a lesser extent, the midgut; an act that is
likely to enhance larval immunocompetence (sensu Owens &
Wilson 1999) as a consequence of the physical and chemical
properties of melanin. We have also shown that melanism is
associated with elevated PO activity, not only in the
haemolymph but also at two of the barriers to pathogen
penetration, the cuticle and the midgut. High levels of
cuticular PO are associated with increased resistance to an
ectoparasitic wasp and an entomopathogenic fungus; high
levels of midgut PO are correlated with increased resistance
to a baculovirus. These results suggest that melanism is a
reliable indicator of PO production in the cuticle and
midgut, and of resistance to parasites and pathogens that
enter their host percutaneously or orally. Given recent
studies indicating a potential role for melanin in the innate
immune defences of vertebrates, including man (Mackintosh
2001), the present study suggests that the functional
signi®cance of melanism may have been underestimated.
ACKNOWLEDGEMENTS
This work was conducted whilst K.W. was in receipt of a
Natural Environment Research Council, UK, Advanced
Research Fellowship. J.K.P. is funded by the Ministry of
Agriculture Fisheries and Food, U.K. IACR-Rothamsted
receives grant-aided support from the Biotechnology and
Biological Sciences Research Council, U.K. The purchase of
the image-analysis suite was supported by a grant to K.W.
from The Royal Society. We thank Andy Barnes, Tim
Benton, Tim Carty, Jenny Cory, Alan Gunn, Rosie Hails,
Mike Siva-Jothy, Sue Smith, Tim Whalley and Helen Yeo for
their practical assistance and discussion of some of the ideas
raised in this paper. We also thank Charles Dewhurst, Mark
Parnell and David Gryzwacz (Natural Resources Institute,
UK), Wilfred Mushobozi, Esther Kilonzo and the late
Eugene Masawe (Pest Control Services, Arusha, Tanzania)
for their assistance in the collection of ®eld samples, and
four anonymous referees for making suggestions that greatly
improved the paper.
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BIOSKETCH
Ken Wilson is an evolutionary ecologist interested in the
impact of parasites on life-history evolution, and on the
dynamics of host±parasite interactions. He works mainly on
insects, especially Lepidopteran larvae, but also studies the
behaviour, population dynamics and epidemiology of Soay
sheep on St. Kilda, Scotland.
Editor, M. Hochberg
Manuscript received 14 September 2001
Manuscript accepted 17 September 2001
Ó2001 Blackwell Science Ltd/CNRS