Journal of Archaeological Science 31 (2004) 1635e1642
http://www.elsevier.com/locate/jas
Estimating grain weight in archaeological cereal crops:
a quantitative approach for comparison
with current conditions
Juan P. Ferrioa, Natàlia Alonsob, Jordi Voltasa, José Luis Arausc,)
a
Departament de Producció Vegetal i Cie`ncia Forestal, Universitat de Lleida, Rovira Roure 191, E-25198, Lleida, Spain
b
Departament d’Història, Universitat de Lleida, Victor Siurana 1, E-25003, Lleida, Spain
c
Unitat de Fisiologia Vegetal, Facultat de Biologia, Universitat de Barcelona, Diagonal 645, E-08028, Barcelona, Spain
Received 4 August 2003; received in revised form 2 April 2004
Abstract
Data relating to grain weight of cereal crops cultivated in the past could be useful to track early genetic and/or agronomic
improvements, facilitating the comparison of archaeological data with current agronomic studies. However, archaeological grains
are usually preserved by a process of carbonization, during which there is a considerable reduction in mass and dimension changes.
The aim of this study was to develop a model for the estimation of original grain weight from the dimensions of charred grains,
taking into account the effect of carbonization. For this purpose, extant grains of wheat and barley were experimentally carbonized
at three temperature levels (200, 250, 300 (C) and under two atmospheric conditions (oxidant, reducing). Weight, length (L),
breadth (B) and thickness (T) were measured before and after carbonization. The products L!B and L!T provided the best
estimation of grain weight (r2 ¼ 0:80e0:86) and were relatively stable across treatments. As a case study, we applied grain weight
models to wheat and barley grains gathered from a range of archaeological sites in the Segre and Cinca Valley (Catalonia, NE Spain,
ca. 3900e2200 cal. BP). In this region, we observed a relatively constant increment in grain weight during the first half of I
millennium BCE, probably explained by the increased water availability indicated by palaeoenvironmental studies. In contrast, the
increased grain weight of current samples, compared with that of archaeological grains, is largely attributable to more recent genetic
improvements.
Ó 2004 Elsevier Ltd. All rights reserved.
Keywords: Agriculture; Charred seeds; Dimensions; Morphology; Carbonization; Wheat; Barley
1. Introduction
Grain weight is one of the three main agronomic
components of grain yield in cereals, along with the
number of spikes per unit grown area and the number of
grains per spike; moreover, it has direct implications for
grain quality [16,24]. Therefore, data relating to grain
weight of cereal crops cultivated in the past would be of
interest as a way to track genetic improvement in this
trait, but also as an indicator of the potential quality of
the food products that could be delivered from them.
) Corresponding author.
E-mail address: josel@bio.ub.es (J.L. Araus).
0305-4403/$ - see front matter Ó 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jas.2004.04.006
Although strongly genetically determined, grain weight
also depends on environmental constraints, such as
water availability or temperature stress [26,35]. For
example, when crops are initially grown under favourable conditions, but become stressed during grain filling
(which is a common occurrence in rain-fed Mediterranean environments), the time span for grain growth is
reduced and grain weight is limited [17,29]. Thus,
estimates of grain weight in ancient cereal crops could
also provide helpful information about the agronomic
conditions under which the plants were grown.
From an archaeological perspective, current excavation techniques often involve the systematic recovery of
carbonized plant remains, including grains from cereals
and other crops, and grain dimensions are routinely
1636
J.P. Ferrio et al. / Journal of Archaeological Science 31 (2004) 1635e1642
measured. However, grain proportions change considerably after charring and, consequently, are not directly
comparable with those of intact grains [21,23]. Similarly,
although archaeological grains can be weighed, their
weight is not directly comparable with the original
weight, as there can be considerable loss during carbonization [31]. Moreover, grains are often found partially
broken and/or with mineral inclusions, still allowing
reliable measurements of principal dimensions, but not
of the total weight. In contrast, current agronomic
studies are conducted with non-carbonized grains and
whereas grain dimensions are rarely considered, grain
weight is measured routinely [2,12,20,29]. Consequently,
being able to estimate grain weight in archaeological
grains would allow us to compare them with the large
body of modern agronomic data currently available.
Hence, the aim of this work was to find a way to link
archaeobotanic and agronomic studies, as the comparison between such extensive sources of data might help
to answer some unsolved questions. Our specific objective was to develop a model to estimate original grain
weight from charred grain dimensions that would be
applicable to archaeological cereal seeds. We analyzed
the effect of carbonization on principal grain dimensions
(length, breadth and thickness), morphological indices
and grain weight. A wide range of carbonization levels,
from slightly toasted to fully carbonized or nearly combusted, under either aerobic or anaerobic conditions,
was assayed. By including such a range of charring
conditions in model calibration, we expected to cover
the variability found in archaeological assemblages.
A case study on archaeological seeds recovered from
several sites in the Segre and Cinca Valley (Catalonia,
NE Spain) is presented to illustrate the application of
these models in an archaeological context.
2. Experimental procedure
2.1. Plant material and charring conditions
The relationship between charred grain dimensions
and grain weight was modelled using extant grains of
barley (Hordeum vulgare L.) and wheat (Triticum
aestivum L.), harvested in the experimental fields of
the UdL-IRTA Centre in Lleida (Catalonia, NE Spain).
We took 144 grains for each species, covering a wide
range of grain weight, dimension and morphology
(Table 1).
We assigned grains to six separate subsets, selected to
include a similar range of grain weight and dimensions.
We ensured that there were no significant differences in
grain weight and dimensions among the subsets. All
samples were dried at 60 (C for 24 h, and submitted to
a pre-heating ramp of 2 h to minimize grain explosion
Table 1
Mean and range for grain weight, dimensions and morphological
indices before and after experimental carbonization
Grain
Intact grains
Charred grains
Variable
Range
Mean
Range
Mean
Wheat
Grain weight (mg)
Length (L) (mm)
Breadth (B) (mm)
Thickness (T) (mm)
L/B
L/T
B/T
N ¼ 144
7.3e61.4
4.1e7.4
1.5e3.6
1.4e3.4
1.8e3.7
1.9e4.5
0.7e1.7
29.5
5.7
2.6
2.4
2.2
2.4
1.1
N ¼ 95
3.5e55.0
3.4e7.1
1.9e5.4
1.6e4.8
0.9e2.8
1.0e3.4
1.0e1.5
20.9
5.1
3.3
2.7
1.5
1.8
1.2
Barley
Grain weight (mg)
Length (L) (mm)
Breadth (B) (mm)
Thickness (T) (mm)
L/B
L/T
B/T
N ¼ 144
3.4e56.5
3.8e7.7
1.6e3.7
0.7e3.0
1.7e3.0
2.2e7.4
1.2e2.5
28.0
6.3
2.9
2.1
2.2
3.1
1.4
N ¼ 92
3.4e48.5
3.8e7.9
1.9e4.7
1.1e4.1
1.2e2.7
1.6e4.8
1.0e2.1
20.0
6.1
3.3
2.6
1.9
2.5
1.3
The data shown here correspond to global values, i.e. across the six
treatments assayed. N, number of samples.
(i.e. ‘pop-corn’ effect) due to violent output of water and
combustible gases. The subsets were carbonized under
three levels of maximum temperature (200, 250, 300 (C)
and two atmospheric conditions (oxidant, reducing).
Samples were kept at these temperatures for 45 min. To
obtain a reducing atmosphere, three of the subsets were
buried in high crucibles under 3 cm of sand, whereas the
other three (oxidant) were placed in flat crucibles
without burying.
2.2. Grain measurements
Weight and dimensions were determined before and
after the experimental carbonization of extant grains.
We measured length (L), breadth (B) and thickness (T)
under a stereoscopic microscope with an LCD camera
coupled to a PC, assisted by image analysis software
(Leika Qwin Lite 2.1, 1997). After carbonization, some
grains were too distorted and/or broken to be measured
and were not included in the analysis.
2.3. Statistical analyses
Data were subjected to analysis of variance (ANOVA)
to determine the effect of carbonization treatments
(temperature and atmospheric conditions). Linear regressions were calculated to assess the relationships
between original grain weight and dimension variables.
Unless otherwise stated, differences were considered
statistically significant when P ! 0:05. All analyses were
carried out using standard SAS-STAT procedures [28].
J.P. Ferrio et al. / Journal of Archaeological Science 31 (2004) 1635e1642
Model fitness was assessed using root mean square
error (RMSE):
sP
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
2
ðYref Ypred Þ
RMSE ¼
ðn pÞ
where Yref and Ypred are observed and predicted values
for each sample, n stands for the number of samples and
p is the number of estimated parameters (p ¼ 2). From
this value we could obtain the standard error (SEp) for
each predicted value, which is a function of all errors
associated with the regression equation [10]:
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
2
ðX Xm Þ
1
P 2 C
SEp ¼ RMSE
n
X
where RMSE and n are as described above, X is the
value of the independent variable for a given sample and
Xm stands for the mean value of X over all samples.
Grain weight of archaeological seeds was estimated
from the products length!breadth (L!B) and
length!thickness (L!T), taking the mean value of both
estimates. RMSE could not be calculated for archaeological samples, as Yref (i.e. real) values were unknown.
Instead, we took root mean square difference (RMSD)
between the values estimated from the two variables
(L!B and L!T) as a rough indicator of the prediction
error in archaeological samples:
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
P
2
ðYLB YLT Þ
RMSD ¼
n
where YLB and YLT stand for the predicted values using
either the L!B or L!T model, and n is the number of
samples. RMSD was also calculated within calibration
samples as a reference value for archaeological results.
The overall standard error for a given archaeological
sample (SEsample) and site (SEsite) was calculated following the general rules of error propagation [22]:
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
vffiq
u ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
u
2
2
t ðSEpLB Þ CðSEpLT Þ
CðSELB;LT Þ2
SEsample ¼
2
SEsite ¼
qffiP
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
ðSEsample Þ2
N
where SEpLB and SEpLT are the SEp associated with the
estimation of grain weight from L!B and L!T,
respectively, SELB;LT represents the standard error of
the mean between the two estimates (from L!B and
L!T) and N stands for the number of samples within
each site.
1637
3. Results and discussion
3.1. Changes in grain size and morphology
during carbonization
Overall, both grain weight and grain dimensions
changed considerably after charring, thus confirming
that they are not directly comparable with those of
intact seeds (Table 1). We observed an average depletion
in grain weight of about 30%, and the grains became
more rounded, especially in wheat. There was a general
decrease in L (11% in wheat, 5% in barley), whereas
B and T increased (for B: 27% in wheat, 14% in barley;
for T: 13% in wheat and 23% in barley). Similar
changes in grain dimensions during carbonization have
been reported previously for several species of wheat
and barley, under a variety of carbonization conditions
[13,21,23,25,36]. In all cases, charred grains tended to
shrink in length, whilst increasing in breadth and
thickness. In spite of these general trends, the quantitative effect of charring varied considerably according to
the species and experimental conditions. This is partly
confirmed by our work, as grain weight and dimensions
after charring differed significantly between temperatures (Table 2). However, we did not find any
significant effect of atmospheric conditions on the
variables studied.
Comparing the two species, we observed that the
degree of distortion was somewhat greater in wheat than
in barley. The greater density (i.e. tighter packing) of
wheat (75e80 kg/hl) than barley grains (60e65 kg/hl)
probably enhanced the distortion during charring.
Nevertheless, despite showing greater deformations,
they were less dependent on the carbonization environment for wheat than for barley (Table 2). In wheat,
L was the most variable dimension, whereas for barley
T was the least consistent. As our aim was to develop
a model sufficiently robust to be applied over a wide
range of seed morphologies, the best variables would be
those that are relatively stable regardless of carbonization conditions. The products L!B and L!T were the
only two variables not showing significant differences
among treatments in both species. Apparently, the
increment in either B or T brought about by higher
temperatures was compensated by the reduction in L,
thus giving a more stable variable than each dimension
taken separately. In addition, L!B and L!T showed
the strongest relationships with grain weight across all
treatments (Table 2). Consequently, the variables of
choice for model calibration were L!B and L!T. As
expected, although the weight of charred grains showed
a relatively good correlation with original grain weight
across treatments, it was highly dependent on the
charring conditions. Indeed, grain weight showed little
variation when carbonization was performed at 200 (C
(the lowest temperature assayed), but was reduced
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J.P. Ferrio et al. / Journal of Archaeological Science 31 (2004) 1635e1642
Table 2
Effect of carbonization conditions on weight and grain dimensions, and determination coefficients (r2) of the linear relationship (across treatments)
between initial grain weight and different variables measured after carbonization
Treatment
Measurable
samples (%)
Intact grains
Wheat
Barley
Charred grains
Wheat
Temperature
Atmosphere
Temp.!Atm.
Mean values
200 (C
250 (C
300 (C
r2 (across treatments)
Barley
Temperature
Atmosphere
Temp.!Atm.
Mean values
200 (C
250 (C
300 (C
r2 (across treatments)
100
69
29
100
73
19
Grain
weight (mg)
L
(mm)
B
(mm)
T
(mm)
L!B!T
(mm3)
B!T
(mm2)
L!B
(mm2)
L!T
(mm2)
29.5
28.0
5.7
6.3
2.6
2.9
2.4
2.1
36
38
06.2
06.1
14.8
18.3
13.7
13.2
***
n.s.
n.s.
***
n.s.
n.s.
n.s.
n.s.
n.s.
*
n.s.
n.s.
n.s.
n.s.
n.s.
*
n.s.
n.s.
n.s.
n.s.
n.s.
n.s.
n.s.
n.s.
27.7a
15.4ab
10.5ab
0.67
5.5a
4.6ab
4.6ab
0.43
3.3a
3.4a
3.5a
0.50
2.6a
2.9ab
2.9ab
0.49
48a
47a
50a
0.77
08.6a
10.0ab
10.5ab
0.52
18.2a
16.0a
16.0a
0.80
14.6a
13.4a
13.7a
0.82
***
n.s.
n.s.
*
n.s.
n.s.
**
n.s.
n.s.
***
n.s.
n.s.
**
n.s.
n.s.
***
n.s.
n.s.
n.s.
n.s.
n.s.
n.s.
n.s.
n.s.
25.3a
14.8ab
12.2ab
0.69
6.3a
5.8ab
6.3ab
0.64
3.2a
3.4a
3.8ab
0.67
2.4a
2.8ab
3.3abc
0.61
51a
56ab
85ab
0.77
07.8a
09.5ab
12.8abc
0.65
20.5a
19.8a
24.7a
0.84
15.2a
15.9a
21.0a
0.82
Mean values for intact grains (i.e. before carbonization) are included for reference (N ¼ 144). The significance of the effect of temperature,
atmosphere and their interaction is indicated for each variable (*P ! 0:05, **P ! 0:01, ***P ! 0:001). Mean values with the same letter are nonsignificantly different according to the LSD test. Linear regressions are all significant at P ! 0:001. Measurable samples (%), percentage of the
original samples still measurable after carbonization; L, length; B, breadth; T, thickness.
drastically (about 50%) at temperatures above 250 (C
(Table 2). This, added to the aforementioned considerations (grain fragmentation, presence of mineral inclusions and other taphonomic alterations), confirms
that this variable cannot be used as an estimator of
original weight in archaeological cereal seeds.
3.2. Sample preservation: does initial grain weight
affect sample survival during charring?
As the degree of carbonization increased, a greater
number of samples were either destroyed or too
distorted to be measured (Table 2). In order to account
for potential drifts due to sample loss, we checked
whether or not the ‘surviving’ seeds differed in their
original grain weight when compared with the rest of the
samples. There were no significant differences (data not
shown) and, consequently, no evidence of a differential
preservation of seeds related to their initial grain weight.
Moreover, we did not find any significant relationship
between original grain weight and the changes in grain
dimensions during carbonization. This suggests that the
grain size of a carbonized cereal sample is likely to be
representative of the original sample, provided that
there is no further drift during burial and recovery.
Wilson [37] and, more recently, Wright [38] assayed the
effect of different carbonization environments on the
relative survivability of weed seeds, both concluding that
it was strongly dependent on the heating conditions. In
a series of field experiments, including experimental
fires, sampling and flotation, Gustafsson [18] also found
that weed seeds showed contrasting levels of carbonization, even under the same conditions, and suggested that
this could be related to substantial differences in seed
composition (e.g. oil content). However, in the same
experiment, grains from different cereal species were
carbonized and recovered in similar proportions, probably due to their relatively uniform chemical composition. Considering the great morphological variability
found among cereal species, the work of Gustafsson [18]
supports the absence of any differential preservation of
cereal grains according to their size and/or morphology.
Nevertheless, random drifts should not be discounted,
although they can be minimized by increasing sample
size, as well as including samples from several carbonization events [9,11,18].
3.3. Grain weight models: performance and
range of application
Once the most suitable variables were selected, we
used regression models to predict grain weight, pooling
samples from all treatments together, with the aim of
covering the widest range of experimental situations.
1639
J.P. Ferrio et al. / Journal of Archaeological Science 31 (2004) 1635e1642
In both species, L!B and L!T were strongly related to
grain size (r2 ¼ 0:80e0:86), although they showed
different trends in wheat and barley (Fig. 1). In wheat,
both L!B and L!T were linearly related to grain size.
However, in barley the relationship between these
variables and grain size was improved using a power
model (Fig. 1c,d). This could be explained by the lower
morphological distortion of barley grains, as the relationship between these variables and weight in intact
grains of both species fitted power curves (data not
shown). RMSE values of 5.1e5.4 mg (Fig. 1) suggest
a good predictive accuracy of the models. Nevertheless,
taking the mean between the values estimated from
L!B and L!T gave the most reliable estimations of
grain weight, and RMSE was lower (4.9 and 5.0 mg for
wheat and barley, respectively) than for each of them
taken separately. Within the whole calibration range,
SEp was always less than 2 mg, and it was less than 1 mg
in the most common ranges of 9e44 and 10e46 mg of
predicted values for wheat and barley, respectively. It
should be noted that the range of dimensions and
morphology included in calibration was similar to that
usually reported in archaeological grains for both
species, which can be 3.0e7.5 mm in L, 1.7e4.6 mm
in B and 1.5e4.0 mm in T [3e5,11,14,23,36]. Moreover,
mean site values reported in the literature would always
be included within the aforementioned optimal range
(SEp ! 1 mg). This suggests that current models can be
60
Grain weight (mg)
a) Wheat
b) Wheat
50
40
30
20
Y=-15.1+2.98x
N=95 r2=0.82***
RMSE=5.1mg
Y=-15.4+2.47x
N=95 r2=0.80***
RMSE=5.3mg
10
d) Barley
Grain weight (mg)
50
To further assess the suitability of the models, we
applied them to a set of archaeological samples. Charred
grains of naked wheat (Triticum aestivum/durum) and
hulled barley (Hordeum vulgare) were gathered from six
archaeological sites in the Segre and Cinca Valley
(Catalonia, NE Spain, see Table 3), ranging from
Bronze Age (ca. 3900 cal. BP) to Second Iron Age
(Late Iberian period: ca. 2200 cal. BP). Currently, all
these sites show similar climatic and soil conditions, and
are characterized by a semiarid Mediterranean climate.
The samples were gathered from various archaeological
contexts, such as domestic fires, cooking ovens, storage
jars, room floors and levels of rubble from housing
structures and pits (for further details about the sites
and sampling procedures, see Refs. [3e5]). We determined grain dimensions in these samples as described
in Section 2.2. Seeds too distorted and/or broken were
not measured.
Firstly, we confirmed that the range of values within
the set of archaeological samples was suitable for the
application of the models. Thus, 96% of the samples fell
within the calibration range for grain dimensions and
morphological indices described in Table 1, with about
95% of the samples falling within the optimal range
(SEp ! 1 mg) of the models. Removing the samples that
fell outside of these limits did not significantly affect the
results, so we decided to keep them in the analysis.
Moreover, calculated RMSD for archaeological samples
(3.9 and 3.4 mg, for wheat and barley, respectively) was
similar to that found within calibration samples (3.6 mg
Site
40
30
Minferri
20
Y=0.78x1.28
N=92 r2=0.85***
RMSE=5.4mg
Y=0.21x1.60
N=92 r2=0.86***
RMSE=5.1mg
10
0
4. A case study with archaeological samples
Table 3
Site description and number of archaeological grains used in the case
study
0
c) Barley
applied to most archaeological cereal seeds, provided
that they are sufficiently well preserved to allow reliable
measurements.
5
10
15
20 25
30 35
L*B (mm2)
0
5
10 15
20
25
30
35
L*T (mm2)
Fig. 1. Regression models across treatments to estimate initial grain
weight of wheat (a,b) and barley (c,d) from the products length!
breadth (L!B; a,c) and length!thickness (L!T; b,d) of carbonized
grains. Circles, triangles and squares indicate temperature levels of 200,
250 and 300 (C, respectively. Open and closed symbols indicate
reduction and oxidation treatments, respectively. All regressions were
significant at P ! 0:001.
Lat.
Long. Cultural
period
41(30# 0(45# Bronze
Age
El Vilot
41(38# 0(30# Bronze
III
Age
El Vilot
41(38# 0(30# Bronze
II
Age
Els
41(34# 0(56# First
Vilars II
Iron Age
Margalef 41(34# 0(47# Second
Iron Age
Tossal
41(37# 0(47# Second
Tenalles
Iron Age
Calibrated Wheat Barley
age (BP)
samples samples
4100e3650 118
29
3113e2794
13
17
2923e2393
14
70
2550e2425
92
170
2250e2150 100
100
2250e2150 100
100
Calibrated age represents the approximate age in years BP estimated
from a combination of archaeological and calibrated 14C dating using
the program CALIB 3.03 [30].
1640
J.P. Ferrio et al. / Journal of Archaeological Science 31 (2004) 1635e1642
for both species), suggesting that the accuracy of the
estimates in archaeological seeds was close to those reported for current samples (Section 3.3).
Fig. 2 plots average grain weight for the six archaeological sites, taking the mean between the estimates
from L!B and L!T models, as described in Section
2.3. We also included a reference value for present-day
samples of wheat [2,8] and barley [32,33] grown in rainfed conditions in the same area. We observed a large
increase in grain weight of present-day samples as
compared with that of archaeological grains. Indeed,
even under the harsher conditions in which barley and
wheat can grow, values of grain weight are usually over
30 mg, and rarely fall below 25 mg [1,6,17]. Such results
contrast with the estimated grain size among the
archaeological sites studied, which were always below
25 mg. Moreover, when we applied our models to other
archaeological data acquired from the literature [11,23],
estimated grain weight was never greater than 30 mg.
Data from geomorphology [19], antracology [5,27] and
palynology [5] indicate that the current climate in the
area is more arid than in the period studied. In addition,
the analysis of carbon isotope composition of barley and
wheat grains recovered from other archaeological sites
in Catalonia also suggested that they were grown under
much wetter conditions between the Neolithic period
and the Middle Ages than currently [7]. Thus, such
a large increase in grain weight from archaeological to
present times is mostly attributable to more recent
advances in plant breeding and agronomic practices,
including the extensive application of nitrogen fertilizers
40
a) Wheat
b) Barley
Grain weight (mg)
35
30
25
20
15
10
4.0 3.5 3.0
2.5 2.0
Ky BP
0.0 4.0 3.5 3.0 2.5 2.0
0.0
Ky BP
Fig. 2. Evolution of grain weight of barley and wheat in the Segre and
Cinca Valley (Catalonia, NE Spain) from Bronze Age (ca. 3900 cal.
BP) to Second Iron Age (ca. 2200 cal. BP), compared with present-day
samples (see Table 3 for a description of the archaeological sites).
Archaeological values were estimated from the products length!
breadth (L!B) and length!thickness (L!T), taking the mean value
of both estimates. Present-day data correspond to barley [32,33] and
wheat [2,8] grown under rain-fed conditions around the studied area.
Horizontal error bars indicate the range of calibrated age. Vertical
error bars of the archaeological samples indicate the standard error of
predicted means, including within-site variability, regression error and
the difference between predicted values using the two models (see text
for details). For present-day data, vertical error bars indicate the
standard error of the mean across environments (N ¼ 6).
[1,17,26,34]. The differences observed among archaeological samples, however, appear to be related to
environmental changes in the studied area. At the
second half of the II millennium BCE, vegetation was
characterized by evergreen, schlerophyllous species,
mostly forming associations of Rhamno-Quercetum
cocciferae and Rosmarino-Ericion, typically Mediterranean [5,27]. During the first half of the I millennium
BCE, however, there was a progressive change in
vegetation, with the formation of meso/submediterranean forests, composed of a mixture of oaks (evergreen
and deciduous) and pines, together with shrub woodlands in the driest places [5,27]. This is in agreement with
the existence of a period of wetter climate, according to
geomorphological studies [19]. Consequently, the increase in grain weight observed from 3000 to 2000 BP,
particularly apparent in barley, may be due to changes
in water availability. Nevertheless, we cannot rule out
the possibility of genetic improvement in grain size
(possibly unintentional in agronomic terms) during the
period studied, as increased grain size implies better end
products. Indeed, grain weight is directly associated with
flour yield [20] and baking properties of wheat [16], and
also determines the malting quality of barley [24].
Moreover, the differences between archaeological and
current data were not limited to modern cultivars, but
also applicable to traditional landraces [1,6,12], supporting the idea that genetic improvement in grain size had
already started before the implementation of modern
breeding programs. Indeed, grain size is an easily
identifiable trait, and, for example, it has been documented that Spanish farmers have traditionally reserved
the best seeds (i.e. the biggest) for sowing [12]: it is
probable that such practice began during the early
phases of agriculture.
Nevertheless, we should bear in mind that carbonized
plant remains are not necessarily a random sub-sample
of the overall harvest. Indeed, carbonized grains might
have been those discarded by the farmers, and thrown
onto fires along with other plant debris [9,15]. Exceptionally, for two of the sites studied (Margalef and
Tossal Tenalles), there was evidence that the samples
analyzed were representative of harvested grains, as
thousands of them were found within storage jars. For
the remaining sites, however, we are unaware of the
origin of the grains and, although a large number of
samples (and carbonization events) would reduce any
biasing, these results should be interpreted with caution.
Nevertheless, the difference in grain weight between
stored grains and those recovered from other sources
was much smaller than that between archaeological and
present-day grains. Therefore, even considering only
stored material (i.e. undoubtedly representative of harvested grains), we can conclude that a significant genetic
improvement in grain weight occurred in the area, at
least during the last two millennia.
J.P. Ferrio et al. / Journal of Archaeological Science 31 (2004) 1635e1642
5. Conclusions
We have confirmed that although there is considerable change in dimensions and morphology of wheat
and barley grains during carbonization, some measurements are relatively constant over a wide range of
carbonization levels. The products L!B and L!T were
the best correlated with grain weight, and also the most
stable across carbonization treatments. The range of
dimensions and morphology present in the sample set
used for calibrations suggested that it was representative
of the variety of (unknown) conditions in which
archaeological grains were carbonized. Indeed, this
range was wide enough to allow accurate predictions
in about 95% of the archaeological seeds in which the
models were tested. In our case study, we concluded that
the increase in grain weight between archaeological
samples and present-day crops was principally due to
genetic improvements. Differences among archaeological samples, however, were apparently related to
environmental change, although genetic differences
could not be dismissed. Further work will be necessary
to clarify the origin of such variations, as well as to
determine the timing of the change in grain weight to its
current values.
Acknowledgements
This work was partly supported by the CICYT grant
BTE2001-3421-C02-01 and the INCO-MED project
MENMED (ICA3-CT-2002-10022). J.P. Ferrio has
a PhD Fellowship from Generalitat de Catalunya. We
thank the extensive crops department from UdL-IRTA
for providing extant seeds. We also acknowledge the
useful comments of the referees, which helped us to
significantly improve the original manuscript.
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