Depressive Symptoms and Mortality in Patients After Kidney Transplantation:
A Prospective Prevalent Cohort Study
MARTA NOVAK, MD, PHD, MIKLOS ZSOLT MOLNAR, MD, PHD, LILLA SZEIFERT, MD, AGNES ZSOFIA KOVACS, MD,
ESZTER PANNA VAMOS, MD, PHD, REZSO ZOLLER, MD, ANDRAS KESZEI, MD, PHD, AND ISTVAN MUCSI, MD, PHD
Objective: To analyze in a prospective cohort study if depressive symptoms are an independent predictor of mortality in kidney
transplant recipients. Methods: Data from 840 transplanted patients followed at a single outpatient transplant center were analyzed.
Sociodemographic parameters and clinical data were collected at enrollment (between August 2002 and February 2003).
Participants completed the Center for Epidemiologic Studies-Depression (CES-D) scale. Depression was defined as CES-D score
of ⱖ18. Data on 5-year outcomes (death censored graft loss or mortality) were collected. Results: The prevalence of depression
was 22%. Mortality was higher (21% versus 13%; p ⫽ .004) in patients with versus without depression. In a multivariate Cox
proportional hazard model, both the baseline CES-D score (hazard ratiofor each 1-point increase ⫽ 1.02; 95% confidence interval,
1.00 –1.04) and the presence of depression at baseline (hazard ratiopresence ⫽ 1.66; 95% confidence interval, 1.12–2.47)
were significantly associated with mortality. The baseline CES-D score also significantly predicted death censored
graft loss (hazard ratiofor each 1-point increase ⫽ 1.03; 95% confidence interval, 1.01–1.05). Conclusion: Depressive
symptoms are an independent predictor of mortality in kidney transplanted patients. Key words: depression, mortality,
kidney transplantation.
CES-D ⫽ Center for Epidemiologic Studies-Depression scale;
CKD ⫽ chronic kidney disease; CNI ⫽ calcineurin inhibitor;
CRP ⫽ C-reactive protein; CsA ⫽ cyclosporine A; DOPPS ⫽
Dialysis Outcomes and Practice Patterns Study; GFR ⫽ estimated
glomerular filtration rate; ESRD ⫽ end-stage renal disease; ESRDSI ⫽ End-Stage Renal Disease Severity Index; Hb ⫽ hemoglobin;
HLA ⫽ human leukocyte antigen; HR ⫽ hazard ratio; IQR ⫽
interquartile range.
INTRODUCTION
epression is one of the most common psychiatric conditions in patients with end-stage renal disease (ESRD); its
estimated prevalence, however, varies greatly across studies
(1–5). In Phase I of the Dialysis Outcomes and Practice
Patterns Study (DOPPS), depressive symptoms were assessed
by two simple questions from the Kidney Disease Quality of
Life-Short Form questionnaire. From those data, the authors
(6) estimated the prevalence of depression around 20%.
D
From the Institute of Behavioral Sciences (M.N., M.Z.M., L.S., A.Z.K.,
R.Z., A.K., I.M.), Semmelweis University, Budapest, Hungary; Department
of Psychiatry (M.N.), University Health Network, University of Toronto,
Toronto, Ontario, Canada; 1st Department of Internal Medicine (M.N.,
E.P.V., I.M.), Semmelweis University, Budapest, Hungary, Department of
Transplantation and Surgery (M.Z.M.), Semmelweis University, Budapest,
Hungary; Department of Primary Care and Social Medicine (E.P.V.), Imperial
College London, London, United Kingdom; and the Department of Epidemiology (A.K.), Maastricht University, Maastricht, Netherlands.
Drs. Novak and Molnar contributed equally to the manuscript.
Address correspondence and reprint requests to Marta Novak, MD, PhD,
Department of Psychiatry, University Health Network, University of Toronto,
EN 8 –212, Elizabeth Street, Toronto, Ontario, M5G 2C4 CANADA. E-mail:
marta@nefros.net
Received for publication May 25, 2009; revision received January 24,
2010.
This study was supported, in part, by non-U.S. governmental Grants
T-048767 and F-68841 from the National Research Fund (Hungarian Scientific Research Fund, OTKA), Grant 100/2006 from Committee for Health
Research (ETT), the Hungarian Kidney Foundation, and the Foundation for
Prevention in Medicine. Also, this paper was supported, in part, by the Janos
Bolyai Research Scholarship of the Hungarian Academy of Sciences (M.N.
and M.Z.M.).
M.N. and M.Z.M. were recipients of the Hungarian State Eotvos Fellowship. M.N. has been supported by a grant from the Center for Integrative
Mood Research, Toronto, Canada.
The authors have not disclosed any potential conflicts of interest.
DOI: 10.1097/PSY.0b013e3181dbbb7d
Psychosomatic Medicine 72:527–534 (2010)
0033-3174/10/7206-0527
Copyright © 2010 by the American Psychosomatic Society
Nearly ten thousand dialyzed patients were enrolled in the
DOPPS II. In this cohort, depressive symptoms were assessed
by the Center for Epidemiologic Studies-Depression (CES-D)
scale, and the prevalence of depression estimated by this
instrument was 43%, whereas the prevalence of physiciandiagnosed depression was only 13.9% (6).
Several studies found increased mortality among depressed
patients compared with their nondepressed counterparts
among individuals with chronic medical conditions, such as
coronary artery disease (7–9), cerebrovascular disease (10),
Type 2 diabetes mellitus (11), cancers (12), and rheumatoid
arthritis (13).
Studies (1,2,4,14,15) investigating the association between
depression and mortality in dialyzed populations yielded conflicting data that can be explained, at least in part, by the use
of different diagnostic criteria and methodology. Devins et al.
(16) and Christensen et al. (15), and a recent study by Wolf
and Mori (17) did not find any association between psychosocial factors and survival. In a carefully designed longitudinal
study, Kimmel et al. (1) demonstrated that depression as a
time-varying variable was a significant predictor of mortality.
The association was further confirmed by later studies
(6,18,19), including the DOPPS.
There are only little data available regarding the significance of depression in kidney transplanted (Tx) patients
(5,20,21). One study (21) detected increased morbidity among
depressed Tx patients compared with their nondepressed
counterparts. Rocha et al. (20) found that Tx patients with
moderate-to-severe depressive symptoms had an increased
risk for negative outcome (chronic allograft nephropathy,
death censored graft loss, or death) compared with nondepressed patients, but the sample size was rather small. More
recently, Dobbels et al. (5), analyzing data from ⬎47,000
patients, reported that the diagnosis of depression as identified
from Medicare claims was associated with a two-fold risk of
death censored graft loss and death with a functioning graft.
New information about the association between depressive
symptoms and negative outcomes can further improve our
understanding of the psychosomatic context of chronic kidney
disease, and it also may point to potentially treatable factors
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M. NOVAK et al.
associated with clinical outcome. Such results may also help
to formulate rationale for prospective treatment studies aimed
at specific aspects of mental health concerns that patients with
chronic kidney disease (CKD) may have. In this prospective,
prevalent, cohort study, we wanted to determine if the severity
of depressive symptoms and the presence of clinically potentially significant depression, identified by the self-reported
CES-D questionnaire, are associated with increased mortality
and death censored graft loss after renal transplantation.
METHODS
Sample of Patients and Data Collection
This prevalent cohort of stable kidney Tx patients was selected by inviting
all patients ⱖ18 years (n ⫽ 1067), who were regularly followed at a single
kidney transplant outpatient clinic at the Department of Transplantation and
Surgery at Semmelweis University, Budapest, to participate in our prospective cohort study. The baseline assessment was conducted between August
2002 and February 2003 (Transplantation and Quality of Life-Hungary
Study). Our sample represents almost two thirds of the total Hungarian renal
transplant population in 2002. The number of kidney transplantations at our
transplant center has been stable—around 200 to 250 transplants/year over the
last 5 to 7 years. The number of transplanted patients regularly followed at the
center has increased from 1067 in 2002 to 1350 in 2007.
Demographic data and details of medical history were collected at the
time of study enrollment when information about age, gender, and etiology of
CKD was obtained. Laboratory data were extracted from the patients’ charts
and from the hospital’s electronic laboratory database. The following laboratory variables were tabulated: hemoglobin (Hb), serum creatinine, blood
urea nitrogen, serum albumin, and serum C-reactive protein (CRP). Transplant-related data extracted from medical records included the following
information: medication (including current immunosuppressive treatment),
ESRD “vintage” (time elapsed since the initiation of the first treatment for
ESRD), transplant “vintage” (time elapsed since the time of the transplantation). Patients completed a battery of validated questionnaires, including the
CES-D scale, at the same time waiting for their regular follow-up visit at the
transplant center.
Estimated glomerular filtration rate (eGFR) was calculated, using the
abbreviated Modification of Diet in Renal Disease study formula:
eGFR (mL/min per 1.73 m2) ⫽ 186 ⫻ (SCr)⫺1.154 ⫻ (Age)⫺0.203
(⫻ 0.742 if female) (22), where SCr indicates serum creatinine.
The study was approved by the Ethics Committee of the Semmelweis
University. Before enrollment, all patients received detailed written and
verbal information regarding the aims and protocol of the study and provided
their informed consent.
Self-Reported Comorbidity
Information about the presence or absence of comorbid conditions (including diabetes) was obtained from the patients. Self-reported comorbidity
score was calculated by summing the number of comorbid conditions the
patients reported. Earlier works of our group suggested that this score correlates with mortality and provides valuable information about the overall
clinical condition of the patients (23–25).
Follow-Up
Patients were followed from the day of the baseline visit to the time they
returned to dialysis or died or until December 31, 2007. Patients were
censored if they returned to dialysis or were lost to follow-up. Median,
interquartile range (IQR) follow-up time, was 58 (7) months (follow-up range,
59 months).
Data on outcomes were collected during the follow-up period by persons
who were blinded to patients’ CES-D scores at baseline; the information was
entered in our electronic database. The cause of death was extracted from the
528
charts. Two primary outcome measures were defined: 1) mortality with
working graft; and 2) death censored graft loss—return to dialysis. Initiation
of dialysis was based on a clinical decision made by the patient’s primary
nephrologist.
Assessment of Depression
The Hungarian version of the CES-D scale has been prepared, according
to a recommended procedure (26), and has been validated by our team in
Hungarian hemodialysis and kidney transplanted patients (M. Novak et al.,
submitted). Internal consistency and test-retest reliability of the Hungarian
version were good. Cronbach’s ␣ was 0.86 for dialysis and 0.89 for kidney
transplanted patients, respectively. Test-retest correlation was 0.78. Furthermore, we found a very good fit between the original four factor structure of
the CES-D scale (Depressed Affect, Positive Affect, Somatic Component,
Interpersonal) and data obtained both in Hungarian hemodialysis and in
Hungarian Tx patients. Finally, the CES-D score showed a moderate-strong
correlation with other self-reported measures of emotional well-being/mental
health. Based on these results, we suggest that the Hungarian CES-D scale is
a reliable tool to measure depressive symptoms in different CKD populations.
In this work, the total CES-D score was used to measure the severity of
depressive symptoms. In addition, as secondary analyses, a cutoff score of 18
was used to obtain an estimate of the frequency of clinically significant
depression, as suggested by Hedayati et al. (27) for patients with ESRD.
Immunosuppressive Therapy
Standard maintenance immunosuppressive therapy generally consisted of
prednisolone, either cyclosporine A microemulsion formulation (Neoral)
(CsA) or tacrolimus, combined with mycophenolate-mofetil or azathioprine
or sirolimus. In certain analyses, patients were classified as calcineurin
inhibitor users (CNI users) or calcineurin inhibitor nonusers (CNI nonusers)
based on the use of any calcineurin inhibitor (CNI) (CsA or tacrolimus).
Statistical Analysis
Statistical analysis was carried out, using the SPSS 15.0 software (SPSS,
Inc., Chicago, Illinois). Continuous variables were compared, using Student’s
t test or the Mann-Whitney U test, and categorical variables were analyzed
with the 2 test. To assess variables associated with the outcome measures,
univariate and multivariate Cox proportional hazards analyses and KaplanMeier survival plots were used. To assess the independent association between depressive symptoms and outcomes, all variables known to be associated with mortality/death censored graft loss based on external evidence and
clinical knowledge were included in the final multivariate models (5,6,24,28).
The backward elimination strategy was used to identify covariates as a
secondary analysis. As the number of deaths was relatively small and the
number of potential covariables to adjust for was relatively high, we did the
multivariate analysis in three steps. In the first model (Model 1), we adjusted
for age and gender. In the next step (Model 2), we also adjusted for the
number of self-reported comorbid conditions and ESRD “vintage.” In Model
3, all potentially important variables were included. Variance influence
factors were used to indicate colinearity between independent variables.
Proportional hazards assumptions were tested, using scaled Schoenfeld
residuals.
RESULTS
Demographics and Baseline Characteristics of the
Sample
Data on depression were not available due to refusal or
inappropriate completion of the questionnaire for 20% (n ⫽
216) of the transplanted patients, and 11 more patients were
lost during the follow-up period (nonparticipant group). The
final sample analyzed, therefore, consisted of 840 Tx patients.
There were no significant differences between participants
and nonparticipants in age, gender distribution, presence of
diabetes, number of self-reported comorbid conditions, eGFR,
Psychosomatic Medicine 72:527–534 (2010)
DEPRESSION AND MORTALITY IN KIDNEY TRANSPLANTATION
TABLE 1.
Characteristics of Patients With Versus Without CES-D Scores of >18
Male, % (n)
Age, mean ⫾ SD (years)
Marital status (married), % (n)
Educational status (high school or higher), % (n)
Estimated GFR, mean ⫾ SD (mL/min/1.73 m2)
Diabetes, % (n)
Number of comorbid conditions, median (IQR)
Serum albumin, mean ⫾ SD (g/L)
Hemoglobin, mean ⫾ SD (g/L)
Serum CRP, median; interquartile range (mg/L)
Total time with “end-stage renal disease,” mos,
median (IQR)
Azathioprine therapy, % (n)
Mycophenolate mofetil therapy, % (n)
Tacrolimus therapy, % (n)
Steroid therapy, % (n)
Cyclosporine therapy, % (n)
Sirolimus therapy, % (n)
Total Population At
Baseline (n ⫽ 840)
With CES-D ⱖ18
(n ⫽ 187)
With CES-D ⬍18
(n ⫽ 653)
p
59% (494)
49 ⫾ 13
66 (554)
54 (449)
50 ⫾ 22
17 (138)
2 (2)
42 ⫾ 3
132 ⫾ 19
2; 6
80 (71)
50% (94)
50 ⫾ 12
53 (99)
48 (89)
46 ⫾ 20
19 (34)
3 (3)
41 ⫾ 3
132 ⫾ 19
4; 8
78 (68)
61% (400)
48 ⫾ 13
70 (455)
55 (360)
51 ⫾ 22
16 (104)
2 (3)
42 ⫾ 3
132 ⫾ 19
2; 5
80 (70)
.005
.08
⬍.001
.04
.02
.26
⬍.001
.04
.53
.11
.22
12
63
18
88
70
2
11
68
15
89
71
2
12
62
18
87
69
2
(98)
(530)
(149)
(733)
(583)
(19)
(20)
(127)
(29)
(166)
(133)
(4)
(78)
(403)
(120)
(567)
(450)
(15)
.37
.08
.21
.34
.34
.58
CES-D ⫽ Center for Epidemiologic Studies-Depression; SD ⫽ standard deviation; GFR ⫽ glomerular filtration rate; IQR ⫽ interquartile range; CRP ⫽
C-reactive protein.
serum CRP, serum albumin, Hb, ESRD “vintage,” steroid use,
and CNI use (not shown).
At baseline, the mean ⫾ standard deviation age was 49 ⫾
13 years; 59% of patients were male; and 17% suffered from
diabetes mellitus among 840 stable kidney Tx patients. The
mean ⫾ standard deviation calculated glomerular filtration
rate was 50 ⫾ 22 mL/min/1.73 m2. Transplant “vintage”
(median [IQR]) was 54 [63] months. Distribution of underlying kidney diseases in the participant group was the following:
chronic glomerulonephritis was 18%, diabetic nephropathy
was 15%, autosomal dominant polycystic kidney disease was
13%, chronic pyelonephritis/tubulointerstitial nephritis was
11%, hypertensive nephropathy was 8%, and other or unknown kidney disease was 35%. Seventy percent of the participants were taking CsA, 88% were on prednisolone and
63% were on mycophenolate-mofetil, 18% of the patients
received tacrolimus and 12% were on azathioprine. Only 19
(2%) participant patients were given sirolimus.
The median (IQR) CES-D score was 9 (11) and the prevalence of depression (CES-D score of ⱖ18) was 22%. Only
2% of patients with depression were taking antidepressant
medications. The basic clinical and sociodemographic characteristics of patients with versus without CES-D scores of
ⱖ18 are shown in Table 1. The proportion of males was
significantly lower among depressed versus nondepressed patients. Marital status and level of education were also different
between the depressed versus the nondepressed group. Patients with depression had significantly worse graft function,
more self-reported comorbid conditions, and lower serum
albumin (Table 1). A detailed analysis of the correlates of
depression in Tx patients is published in a separate paper (29).
The cohort was followed-up over a median of 58 months.
Over 3521 person-years, 125 patients died (crude mortality
Psychosomatic Medicine 72:527–534 (2010)
rate, 28 of 1000 person-years) and over 3245 person-years of
follow-up, 95 kidney grafts were lost (crude rate of death
censored graft loss ⫽ 34 of 1000 person-years). During the
follow-up, 23% of mortality was due to cardio- or cerebrovascular diseases, 27% to infections, 19% to malignant disorders, and 31% to other or unknown cause. We did not find any
association between the cause of death and the presence of
depression.
Univariate Analyses of Transplanted Patients’
Mortality and Death Censored Graft Loss
In univariate Cox proportional hazards models, we found a
significant association between mortality and the CES-D score
(hazard ratio [HR]for each 1 point increase ⫽ 1.03; 95% confidence
interval [CI], 1.01–1.04). In addition, older age, male gender,
the presence of diabetes mellitus, comorbidity, lower eGFR,
lower serum albumin, higher serum CRP, and longer ESRD
“vintage” were all significantly associated with mortality (not
shown).
The association between death censored graft loss and the
CES-D score (HRfor each 1-point increase ⫽ 1.03; 95% CI, 1.01–
1.05) was also significant. Furthermore, the univariate Cox
proportional hazards models revealed a significant association
between death censored graft loss and age, initial eGFR,
hemoglobin, ESRD “vintage,” and nonuse of CNI (not
shown).
Multivariate Analyses of Transplanted Patients’
Mortality and Death Censored Graft Loss
To analyze the independent association between the CES-D
score and mortality, three multivariate models were built
(Table 2). In Model 1, we adjusted for age and gender. In the
next step, we also adjusted for the number of self-reported
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M. NOVAK et al.
TABLE 2.
Multivariate Cox Proportional Hazards Analyses of Patient Outcome
Model 1
CES-D (for each 1-point increase)
Depression (presence)
Mortality
HR
95% CI
p
HR
95% CI
p
1.03
1.90
1.01–1.04
1.29–2.79
.001
.001
1.03
1.48
1.01–1.05
0.92–2.38
.006
.1
Model 2
CES-D (for each 1-point increase)
Depression (presence)
Mortality
Death Censored Graft Loss
HR
95% CI
p
HR
95% CI
p
1.02
1.75
1.01–1.04
1.18–2.59
.004
.005
1.03
1.40
1.01–1.05
0.86–2.28
.01
.18
Model 3
CES-D (for each 1-point increase)
Depression (presence)
Death Censored Graft Loss
Mortality
Death Censored Graft Loss
HR
95% CI
p
HR
95% CI
p
1.02
1.66
1.00–1.04
1.12–2.47
.04
.01
1.03
1.43
1.01–1.05
0.87–2.33
.01
.15
Adjusted for: Model 1: age, gender; Model 2: Model 1 ⫹ number of self-reported comorbid conditions, total end-stage renal disease “vintage”; Model 3: Model
2 ⫹ estimated glomerular filtration rate, serum albumin, hemoglobin, serum C-reactive protein.
HR ⫽ hazard ratio; CI ⫽ confidence interval; CES-D ⫽ Center for Epidemiologic Studies-Depression.
comorbid conditions (including diabetes) and ESRD “vintage.” Finally, all potentially important variables associated
with outcomes were included in Model 3. Accordingly, age,
gender, the number of self-reported comorbid conditions,
ESRD “vintage,” eGFR, serum albumin, Hb, and serum CRP
were the covariables entered into the final Cox model, in
addition to the CES-D score, respectively.
In Model 3, the CES-D score (HRfor each 1-point increase ⫽
1.02; 95% CI, 1.00 –1.04) was significantly associated with
mortality. The CES-D score was also significantly associated
with death censored graft loss (HRfor each 1-point increase ⫽ 1.03;
95% CI, 1.01–1.05).
In the secondary models, where backward elimination
strategy was used, the CES-D score was significantly associated both with mortality (HRfor each 1-point increase ⫽ 1.02; 95%
CI, 1.00 –1.04) and death censored graft loss (HRfor each 1-point
increase ⫽ 1.03; 95% CI, 1.01–1.05). The CES-D score remained a significant predictor of mortality, and death censored
graft loss even if transplant “vintage,” instead of total ESRD
“vintage,” was included in the models (not shown). The assumptions of proportional hazards were not violated in any of
the multivariate analyses.
Analyses Using the “Presence of Depression” (CES-D
Score of >18) as Independent Variable
In the study population, the frequency of negative outcomes was significantly higher in patients with versus without
CES-D score of ⱖ18 (depression) (mortality: 21% versus
13%; p ⫽ .004; death censored graft loss: 14% versus 11%;
p ⫽ .1). Patients without depression had significantly better
survival chance than those with depression, as shown in the
Kaplan-Meier survival plot (Fig. 1). A similar trend was seen
for death censored graft loss (Fig. 2).
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Figure 1. Kaplan-Meier survival plot: association between presence of depression and mortality, Log Rank: p ⫽ .004
In univariate Cox proportional hazards model, mortality
and the presence of depression were significantly associated
(CES-D score of ⱖ18) (HRpresence ⫽ 1.72; 95% CI, 1.18 –
2.51). A trend for increased risk of death censored graft loss in
patients with depression was also seen (HRpresence ⫽ 1.46;
95% CI, 0.93–2.29), but this was not statistically significant.
In the final multivariate Cox model (Model 3), the presence
of depression at baseline significantly predicted mortality
(HRpresence ⫽ 1.66; 95% CI, 1.12–2.47). The association between the presence of depression and death censored graft loss
did not quite reach statistical significance (Table 2), although
a trend for worse graft survival in depressed patients is suggested by the Kaplan-Meier plot (Fig. 2). When the multivarPsychosomatic Medicine 72:527–534 (2010)
DEPRESSION AND MORTALITY IN KIDNEY TRANSPLANTATION
Figure 2. Kaplan-Meier survival plot: association between presence of depression and graft failure, Log Rank: p ⫽ .1.
iate analyses were repeated, using a CES-D cutoff score of 16,
which is suggested for the general population, qualitatively
similar results were obtained (not shown). We repeated the multivariate analyses, using backward elimination strategy. The presence of depression at baseline significantly predicted mortality
(HRpresence ⫽ 1.63; 95% CI, 1.10 –2.42). The association between the presence of depression and death censored graft loss
did not quite reach statistical significance (HRpresence ⫽ 1.49;
95% CI, 0.93–2.39).
The assumptions of proportional hazards were not violated
in any of the multivariate models.
DISCUSSION
We have found that depressive symptoms are independently associated with mortality and death censored graft
loss—return to dialysis in a large sample of renal transplant
recipients.
Previous studies (7–12) reported increased mortality
among depressed patients suffering from various chronic medical conditions as opposed to their nondepressed counterparts.
Depression was also associated with mortality (30,31) and
morbidity (21) in patients living with different transplanted
organs. Most of the studies analyzing this question in dialysis
patients also confirmed that depression was associated with
negative outcome both in hemodialysis and peritoneal dialysis
patients (1,6,32–37).
Renal transplantation offers significant survival advantage
compared with maintenance dialysis and also brings substantial emotional and psychological benefits to patients. At the
same time, there are several factors that can potentially contribute to increased psychological distress in the Tx population
(38,39). To date, only a few papers (5,21,38,40 – 43) assessed
the presence and significance of depression in kidney Tx
patients. The reported prevalence of mild-moderate or severe
depression in those papers was about 22% to 25%; however,
the sample size was usually small (40,42). In their recent
Psychosomatic Medicine 72:527–534 (2010)
paper, analyzing data from ⬎47,000 patients from the United
States Renal Data System, Dobbels et al. (5) reported a cumulative prevalence of depression of 9% to 13% at 3 years
post transplant, which is very similar to the prevalence of
“physician-diagnosed depression” reported in the DOPPS
study (6). These authors defined depression, using an algorithm to identify the code “depression not elsewhere classified” from Medicare claims. According to the authors, the
prevalence of depression in their study (similar to the prevalence of physician-diagnosed depression in the DOPPS) may
be less than the true incidence. We based our definition of
depression on self-reported depressive symptoms, and we
used a cutoff score validated for patients with CKD (27).
Importantly, the prevalence of depression found in our patient
group (22%) (29) was similar to other reports (40,42), which
used similar methodology.
To establish the independent association between the severity of depressive symptoms or the presence of clinically
potentially significant depression and mortality or death censored graft loss, we built multivariate regression models. In
these analyses, we considered several potentially important
covariables known to be associated with poor outcome in
renal transplant recipients (24,44,45). In these analyses,
1-point increase in the baseline CES-D score was associated
with 2% increase in the hazard of mortality and with a 3%
increase in the hazard of death censored graft loss over a
5-year follow-up period. Furthermore, the presence of depression at the baseline was associated with a 66% increase in the
hazard of mortality over 5 years. Dobbels et al. (5) recently
reported that depression, identified through Medicare claims,
was associated with a two-fold increased risk for death censored graft loss and death in kidney transplant recipients. Our
findings corroborate their findings and extend those at the
same time. The fact that, in addition to the presence of
depression, the severity of depressive symptoms as a continuous variable was significantly associated with outcome is a
robust finding and suggests that it is not necessarily the
clinical diagnosis of “major depression” but the whole continuum of depressed mood and distress that may be important.
Several potential mechanisms may explain the association
between depression and outcome (i.e., mortality and death
censored graft loss). The first and the most plausible cause is
nonadherence with treatment recommendations. Feelings of
hopelessness, worthlessness, difficulties with concentration
and memory, and loss of interest in daily activities may result
in nonadherence behaviors that include forgetting to take pills
or missing regular follow-up appointments (46 – 48). Another
potential cause of death is suicide, which is relatively frequent
in the dialyzed population (49) and has been reported in
kidney transplant recipients as well (42,50). We did not have
evidence, however, for suicide events in our patient group.
Another mechanism that may link depression with negative
outcome is the potential association between the presence of
depressive symptoms and cardiovascular disorders. The association between psychological distress, particularly depression, and
increased risk of cardiac diseases has been extensively reported
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previously (8,51–55). Depression may result in loss of appetite and malnutrition. Friend et al. (56) showed that depression
is associated with reduced serum albumin in dialyzed patients.
Protein and energy malnutrition may also be associated with
increased risk of mortality and death censored graft loss.
There is also a complex interaction between depression and
the immune system (57), and depression is associated with
elevated levels of several proinflammatory cytokines (58 –
63). Chronic inflammation, in turn, is frequently linked to
accelerated atherogenesis, cardiovascular events, and mortality (64,65). Further studies are needed to confirm these proposed hypothetical mechanisms linking depression and worse
outcomes after kidney transplantation.
Our work is notable for the large number of enrolled
patients, long follow-up, and also for the extensive clinical
and sociodemographic data collected. In the multivariate models, we adjusted for several important covariables.
Several important limitations of this report should also be
noted. It is possible that, in some patients, the declining
overall condition (which was not captured by our comorbidity
tool or declining serum albumin, for which we adjusted our
models) before death could have led to increased depressive
symptoms.
In this study, 216 of 1067 patients refused or failed to
complete the questionnaire properly, and 11 patients were lost
during follow-up. These patients had similar sociodemographic characteristics compared with those who completed
the questionnaire. We believe that the relatively high refusal
rate does not invalidate our results.
Depressive symptoms were assessed by a self-reported
scale, which does not allow us to diagnose major depression.
Depression is best diagnosed by an experienced clinician; the
clinical diagnosis of depression cannot be based on questionnaires. Questionnaires, on the other hand, remain valuable
tools to assess different aspects of a patient’s well-being,
including depressive symptoms, in large-scale epidemiologic
studies. We recently demonstrated that the Hungarian CES-D
scale is a valid and reliable tool to measure depressive symptoms in hemodialyzed and kidney Tx patients (M. Novak et
al., submitted). Furthermore, the cutoff score that we used to
define clinically potentially significant depression has been
validated by Hedayati et al. (27) against the Structured Clinical Interview for Depression in patients with CKD. The
authors established that a cutoff score of 18 provided the best
diagnostic accuracy (27). Using the same cutoff score in
kidney Tx patients may provide a conservative estimate of the
prevalence of depression. One important consideration, however, is that the population of the current study (Hungarian
kidney transplant recipients) is potentially different from the
U.S. CKD population enrolled in the validation study. When
the multivariate analysis was repeated using a cutoff score of
16, which is suggested for the general population, qualitatively similar results were obtained (not shown). Finally, we
suggest that in medically ill patients, such as the kidney Tx
recipients, it is not only the firm clinical diagnosis of major
depression but the whole continuum of depressed mood and
532
distress, feelings of hopelessness, worthlessness that may be
important in determining important clinical outcomes, such as
morbidity, mortality, and quality of life.
Finally, we used a single baseline assessment of depressive
symptoms. The psychological condition of patients may
change during the follow-up, consequently, multiple measurements of these symptoms could have strengthened our results.
Information about comorbid conditions was based on
self-report of the patients. However, elements of the ESRDSeverity Index, a valid comorbidity questionnaire (66), were
integrated into our tool. In an earlier cross-sectional analysis,
the self-reported comorbidity score was also significantly correlated with several domains of the Short Form-36 Health
Survey (quality of life) instrument in both dialyzed and in
kidney Tx patients, and it was significantly correlated with
serum albumin as well (67). Therefore, we suggest that this
score provides valuable information about the patients’ overall
clinical condition.
Another limitation of this study is that patients from a
single center were enrolled; therefore, our results cannot be
generalized without further considerations. Finally, we did not
have information on parameters (human leukocyte antigen
mismatch, panel reactive antibodies, cold ischemic time, number of blood transfusion, acute rejection episodes, viral infections, smoking status, dyslipidemia) that may have influenced
the results. Neither were additional risk factors, such as microalbuminuria-proteinuria, left ventricular hypertrophy, serum homocystein level, measured. We cannot rule out the
possibility that including all those variables, or other yet
unknown risk factors, would have altered our results.
In summary, we showed that depressive symptoms are an
independent predictor of patient survival and death censored
graft loss in kidney Tx patients. We, therefore, believe that
screening for depressive symptoms could be advised during
the regular follow-up of kidney Tx patients. Patients who have
CES-D scores above the suggested cutoff should be further
evaluated by mental health professionals. Our results call for
randomized studies assessing the effect of treating depression
on various outcomes, including mortality and quality of life, in
this patient population.
We thank the patients and the staff of the Department of Transplantation and Surgery, Semmelweis University, Budapest, Hungary for
their assistance in this survey.
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