The Legal Framework For The Protection Of Indigenous People In Ugandan Oil and Gas
Industry
By Ojijo1
ABSTRACT
The article examines the legal, institutional and policy framework regulating
relationship between business corporations and indigenous peoples in the mining
sector in Uganda. The article analyses of the international legal regime, national
laws, policies and institutions, and the practice of local mining companies. The
article also reviewed documents, articles journals, and articles, and analyzed the
results. The article finds that the constitution provides for protection of indigenous
peoples rights. In Uganda, the number of transnational corporations engaging in
resource exploitation is rising they have to begin implementing standards of social
responsibility within their projects. The government, however, does not have
statutory promulgations, or institutions with the specific mandate for protecting
indigenous peoples in the oil and gas producing areas. The article finds that
international rules oblige the state to protect indigenous peoples against potential
exploitation by corporations. Further, it is found that the scale and scope of resource
exploration and exploitation of indigenous peoples’ lands and territories affects
indigenous peoples and their communities. The article recommends that
governments utilize international standards to guarantee the rights of indigenous
peoples at a national level. The article concludes that, without prior mitigation
measures, the worst in forms of human rights abuses to indigenous communities in
Uganda’s oil and gas productions areas is likely to unfold.
WORD COUNT:
5,854
1
Ojijo Pascal, a lawyer, author of 49 books, public speaker, entrepreneur, investor, performance poet, armature
pianist, speaker of 19 languages, believer in open religion, and Inua Kijana Fellow, is the Founder & Lead at GoBigHub,
a for profit social enterprise ith a year target of eing in ,
Afri an ities and ontri uting to % of Afri a’s
GDP through connecting entrepreneurs to investors and mentors locally. He is passionate about the role of enterprise
in fighting Afri a’s hallenges of po erty, unemployment, and low productivity by promoting trade, and not aid, and
building better and sustainable livelihoods across Africa. Ojijo is a consultant in communication skills (public speaking,
strategic planning, and writing); expert lawyer (ICT law, financial services law, law firm management, and legal
rhetoric); a public speaker and coach on financial literacy and personal branding; and a consultant in collective
investment schemes (private equity funds, investment clubs, provident funds, and cooperatives). He is the creator of
chapchap financial literacy board game, gosacco.com investment clubs and saccos software, commonsenseapp.net
mobile app, volunteeringfriends.org, allpublicspeakers.com, naniwapi.com, achibela.com, ugstick.com,
gobighub.com, luopedia.com, and lawpronto.com. E: ojijo@gobighub.com. M: +256776100059
1
Table of Contents
INTRODUCTION .............................................................................................................................. 3
Indigenous People Protection and Extractive Industries ........................................................................ 3
Indigenous People and Extractive Industries in Uganda........................................................................ 4
INTERNATIONAL FRAMEWORK FOR PROTECTION OF INDIGENIOUS RIGHTS . 6
Concept of Indigenous Peoples’ Rights ................................................................................................ 6
International Obligations...................................................................................................................... 7
International Labour Organization (ILO) Convention No. 169 ............................................................................ 7
United Nations Declaration on the Rights of Indigenous Peoples ........................................................................ 7
African Charter on Human and Peoples’ Rights ................................................................................................... 8
The World Bank Operational Policy 4.10 (Indigenous Peoples) .......................................................................... 8
Other International Documents ............................................................................................................................. 8
LEGAL, POLICY AND INSTITUTIONAL FRAMEWORK IN UGANDA ........................... 9
Statutes................................................................................................................................................ 9
Constitution of Uganda ......................................................................................................................................... 9
The Equal Opportunities Commission Act, 2007 ................................................................................................. 9
Other Statutes........................................................................................................................................................ 9
Policies.............................................................................................................................................. 10
National Land Policy 2011 ................................................................................................................................. 10
The Social Development Sector Strategic Investment Plan (SDIP 2)2011/12 – 2015/16................................... 10
Institutions......................................................................................................................................... 11
The Uganda Human Rights Commission (UHRC) ............................................................................................. 11
The Equal Opportunities Commission ................................................................................................................ 11
RECOMMENDATIONS & CONCLUSION ............................................................................... 12
Recommendations ............................................................................................................................. 12
Conclusion ........................................................................................................................................ 12
REFERENCES.................................................................................................................................. 14
Statutes.............................................................................................................................................. 14
Case Law............................................................................................................................................ 14
Books ................................................................................................................................................ 14
Journals ............................................................................................................................................. 14
Reports .............................................................................................................................................. 15
Other Sources .................................................................................................................................... 15
2
INTRODUCTION
Indigenous People Protection and Extractive Industries
The consequences of transnational corporate activities for indigenous peoples’ lands and territories
include non-recognition of indigenous peoples’ property rights, eviction, displacement, and forced
migration.2 Large-scale industrial projects involving natural resource exploration, detrimental to
economic development, are executed in nearly every State in the world. 3 These projects inevitably
affect indigenous peoples by reducing their traditional management systems, sacred places,
pastures and hunting and fishing grounds, thereby undermining their economic, cultural and
spiritual life and threatening their very existence. 4 The common practices of private corporations,
is to exploit the natural resources within indigenous territories. 5 They do not take into account the
rights of indigenous peoples and ignore and violate their individual and collective rights, divesting
them of their lands and natural resources. 6 The historic relationship between indigenous peoples
and corporations that operate on their lands and territories can best be described as one of conflict. 7
Corporate entities have often violate and ignore the individual and collective rights of their
indigenous counterparties, who have suffered the negative consequences of corporate practices,
especially in the extractive and energy industries.
Indigenous Peoples may be referred to in different countries by such terms as “Indigenous ethnic
minorities,” “aboriginals,” “hill tribes,” “minority nationalities,” “scheduled tribes,” “first
nations,” or “tribal groups.” 8 The well-being and future of indigenous peoples depend directly on
the policies and practices of States and international institutions. 9 They also depend on the
realization of political and economic rights, the development of their human potential, the
strengthening of traditional economies, environmental protection and the legal regulation of
relations with corporations. 10 It is hence the province of the global, as well domestic legal
infrastructure to protect the indigenous communities. As early as 1949, the ICJ stated: "The
subjects of law in any legal system are not necessarily identical in their nature or in the extent of
their rights, and their nature depends on the needs of the community." 11
Szablowski, David. “Mining, Displacement and the World Bank: A Case Analysis of CompaniaMineraAntamina’s
Operations in Peru.” Kluwer Academic Publishers 39 (2002): 247-73. Print.
3
Whiteman, Gail. “All My Relations: Understanding Perceptions of Justice and Conflict between Companies and
Indigenous”; Peoples Organization Studies, January 2009 30: 101-120
4
Miranda, Lillian Aponte. “The Hybrid State-Corporate Enterprise and Violations of Indigenous Land Rights:
Theorizing Corporate Responsibility and Accountability under International Law.” 11 LEWIS & CLARK L.R. 135
(2007).
5
Godoy, Ricardo. “The Effect of Market Economies on the Well-Being of Indigenous Peoples and on Their Use of
Renewable Natural Resources.” The Annual Review of Anthropology 34 (2005): 121-38
6
Quane, Helen. “The Rights of Indigenous Peoples and the Development Process.” Human Rights Quarterly 27.2
(2005): 652-682. Project MUSE.
7
Ikelegbe, Augustine. “Civil society, oil and conflict in the Niger Delta region of Nigeria: ramifications of civil
society for a regional resource struggle”. The Journal of Modern African Studies, 39, pp 437-469
8
Tupper, K. W. “Ayahuasca healing beyond the Amazon: the globalization of a traditional indigenous entheogenic
practice”. Global Networks, 9: 117–136.
9
Mbabazi, Pamela .K, 2012. The Oil Industry in Uganda: A Blessing in Disguise or an all Too Familiar Curse.
Claude Ake Memorial Lecture, Nordiska Afrikainstitutet, Uppsala: NORDIC.
10
Sieder, Rachel. "Emancipation" or "regulation"? Law, globalization and indigenous peoples’ rights in post-war
Guatemala”. Economy and Society, 40:2, 239-265
11
Reparations for Injuries suffered in the service of the United Nations, Advisory Opinion, 1949 I.C.J. 174, 79
(April 11).
2
3
While a few cases of good practices can be found on the part of the corporations that comply with
international and national norms, concerns remain largely on a systemic level. The extractive
industry has great benefits to economic development of nations, but on the other hand, also great
and mostly, negative, effect on the indigenous communities.
Indigenous People and Extractive Industries in Uganda
Uganda discovered oil reserves of commercially viable deposits to the tune of 3.5 billion barrels12
beneath the Albertine Rift Valley Graben, west of Uganda 13. Although the first steps of discovery
were undertaken in 1925, Uganda’s oil exploration only began in earnest of 2003 prompted by the
confluence of oil scarcity and rising prices. 14 Uganda joins Ghana, Ethiopia, Kenya, Mozambique
and Tanzania as the newest African continent energy frontier – spurred by the discovery of oil
onshore15. It is quite clear that oil mining at times leaves the human populations at risk in many
underdeveloped oil producing states. 16 As Uganda draws towards its petroleum or oil production,
the government is devoting enormous mechanisms towards its Energy and Mineral Development
Sector which is projected to be the next heart of its development in the foreseeable future.
There are already signs that Uganda’s indigenous communities soon joining the league of African
troublesome petroleum and/or oil producing states. 17 This will be due to destruction of biodiversity
and ecosystems, crop fields, displacements and landlessness, interstate and ethnic tension as are
reported in recently published Uganda Human Rights Commission Report, 2014 18. Lake Albert is
a major source of drinkable water to local people across the Albertine Graben region. 19 Ugandan
Ministry of Water and Environment (MWE) has been instrumental in monitoring oil and gas
activities in the Albertine Graben to assess the level of compliance to environmental
requirements.20
Oil exploration has destructed the farming activities within the Albertine Graben especially during
the 11 seismic surveys with inconveniences limiting cultivation and destructing crop fields. 21
Further, oil settles on soil leads to soil infertility thus decreasing the productivity of crop fields. In
the same vein, fishery sectors sustainable will be at risk as economic activity employing many
Albertine dwellers. 22 Also, there is already displacements of local indigenous populations. For
12
Daily Monitor news achieve available from: www.monitor.co.ug retrieved on March 26th , 2014
Ministry of Energy and Mineral Development: Albertine Region Sustainable Development Project (ARSDP);
Resettlement Policy Framework (2013), Kampala
14
Lesedi Modesi, 2010. Can Uganda's Oil Endowment Support its Economic Development. African Perspectives.
Global Insights Vol. 26
15
Thunstorm Anthony. 2013. Oil and Gas in Africa: Africa’s Reserves, Potential and Prospects. KPMG
16
United Nations Environment Programme (2011), ‘Environment Assessment of Ogoniland’ Nairobi - Kenya
17
Mbabazi, Pamela .K, 2012. The Oil Industry in Uganda: A Blessing in Disguise or an all Too Familiar Curse.
Claude Ake Memorial Lecture, Nordiska Afrikainstitutet, Uppsala: NORDIC.
18
Daily Monitor: March 20th, 2014
19
Ministry of Energy and Mineral Development: Strategic Environment Assessment (SEA) of Oil and Gas
Activities in the Albertine Graben, Uganda Report. (2013), Kampala
20
Ministry of Water and Environment: Water and Environment Sector Performance Report 2013, Kampala
21
Bategeka, L., Kiiza, J. and Ssewanyana, S. 2011. Oil Discovery in Uganda: Managing Expectations. Economic
Policy Research Center Makerere University. Kampala, Uganda
22
Moss Kim. 2013. Leaders call for the Demnocratic Republic of Congo and Uganda to ReDemarcate their Border
on Lake Albert. Future Directions International. Nedlands, Australia
13
4
instance, residents estimated at 7,118 from 13 villages in Buseruka Sub County in Hoima district
are to be evacuated in order to create space for the construction of the proposed oil refinery 23.
Measures undertaken in the government Resettlement Policy Framework 2013 (RPE) programme
are lauded, but according to International Alert Report, some discrepancies like displacement
without adequate compensation, disregard of women in decision making and others remain
inadequately addressed in RPE. The compensation processes have been hitting the snag between
the government, oil operators and oil host local communities. For example, residents of Nebbi and
Hoima districts complained of the little compensation paid to them after destroying their crop
fields during the oil surveys, building accesses to roads and oil well pads 24.
Displacement can hence create resultant risks including, but not limited to communicable diseases
transfer, ethnic tension and any other dire situation ruinous to the livelihood of the affected people.
Some have called for more adjustments in the compensation packages while others have dismissed
the entire process. 25
Other related issues affecting indigenous people include land speculators, rich and influential elites
have up surged some oil districts. 26 For example, NAPE Report (2012) is a clear testament on how
700 hectares of land were ended up grabbed in Buliisa district by some bourgeoisies. In such
scenarios, the poor, and socially disadvantaged groups as well as the indigenous people are not
only displaced but also left in dire and squalid livelihood situation. There are already reported
cases of arson and looting in some districts of Albertine region. In Buliisa district for example,
indigenous Bagungu people accused the Balaalo herdsmen, backed up militarily of forcefully
occupying their fertile land endowed with huge oil reserves. HURINET-U report 27 titled
‘Operation Restore Justice’ underpinned some eminent and local politicians in the Albertine
Graben for fueling the fracas between the two ethnicities with the intensions of extending their
political jurisdiction and hidden oil-related endeavors to the oil abundant areas like Buliisa.
The Bagungu have already experienced the negative effects of oil exploration, and being a minority
group, this has posed a double tragedy. The gas flaring of 2009 almost made the area inhabitable
for humans because the environmental temperatures soared so high that people slept out of their
houses, others walked bare chested.
Some residents claim the noise was being heard across lake Albert in the Democratic Republic of
Congo. The smoke gave residents breathing problems and rain water tapped from the roofs smelt
like oil. During the seismic surveys, the noise from the explosives cracked some walls in houses,
hens laid fewer eggs, some women got miscarriages, crops were destroyed and compensation
delayed. The ground on which the heavy trucks passed is difficult to till because the soil was
compressed. Some cultural sites where sacred rituals are conducted were destroyed, actually Ngasa
II oil well in Hoima is seated on a cultural site!
23
The Observer news achieve available from: www.observer.ug retrieved on March 26th, 2014
Oil in Uganda: ‘Compensation remains thorny issue in oil regions’ available from: www.oilinuganda.org retrieved
on March 20th, 2014
25
Nagendo Florence and Didas Muhumuza. (n.d.), Economic Displacement: A Case Article of Oil Exploration in
Uganda. Tullow Oil: Kampala.
26
Rugadya A. Margaret. 2009. Escalating Land Conflicts in Uganda: a review of evidence from recent studies and
surveys. International Republican Institute (IRI)
27
The Observer: July 11th, 2013
24
5
Traditional hunting paths have been occupied by people who have bought land in the oil-rich area.
Even animals that go to the lake to drink water now have trouble because some places are already
being fenced off and gazetted. Originally these places were communal but it is no longer the case.
Further, it is not a guarantee that money channelled through the Bunyoro Kingdom will trickle
down to the Bagungu because they (Bagungu) might be part of the kingdom but they speak a
different language and have their own concerns and grievances that need to be addressed. Some of
them feel that the benefits from oil will only end in Hoima and Masindi, not Buliisa.
To this end, it is important to analyse the extent to which the legal, policy, and institutional
framework in Uganda promotes the rights of indigenous people in the oil and gas producing areas.
INTERNATIONAL FRAMEWORK FOR PROTECTION OF INDIGENIOUS RIGHTS
Concept of Indigenous Peoples’ Rights
Indigenous peoples have consistently advanced plenary conceptions of their rights over lands and
resources within their traditional territories. In asserting property rights, indigenous peoples seek
protection of economic, jurisdictional, and cultural interests, all of which are necessary for them
to pursue their economic, social, and cultural development. Indigenous peoples’ rights over land
stem not only from possession, but also from indigenous peoples' articulated ideas of communal
stewardship over land and a deeply felt spiritual and emotional nexus with the earth and its fruits.
Furthermore, indigenous peoples have typically looked to a secure land and natural resource base
to ensure the economic viability of their communities.
It is easy to understand that natural resources enable indigenous peoples to ensure a foundation for
their well-being. Well-being is often interpreted in indigenous cultures as a full, integral life based
on identity, dignity and wisdom in harmony with Nature and traditional knowledge systems. It is
a balanced life based on a worldview of equality that incorporates humane, ethical, and holistic
dimensions of living in harmony with nature.
There are a number of groups in Uganda that have been identified as satisfying the Work Bank’s
policy for the identification of indigenous peoples and they include the traditional hunter/gatherer
Batwa communities, also known as Twa, the Benet/Ndorobo and the Ik. These people have
historically suffered, and continue to suffer, disempowerment and discrimination on economic,
social and cultural grounds. Their livelihood is threatened mainly by the dwindling access they
have to land and natural resources on which they depend either as pastoralists or as hunt-gatherers.
They rely on their land and environment to sustain themselves both physically (in terms of food,
fuel and habitat) as well as culturally. Their economic systems exist separately to that of the
mainstream community, and they tend to have minimal if any interaction with the socio- economic
and legal systems of national governments. Health and education indicators are much lower than
those of the rest of the community, often due to difficult access. This means that they are
particularly vulnerable to changes in their socio-economic and physical environments. The
common characteristics of these groups include social exclusion, deprivation from mainstream
government services, lack of participation in development processes that affect them and in most
cases uncertainty of land and natural resource tenure. 28
Anaya, James. “Indigenous Peoples' Participatory Rights in Relation to Decisions about Natural Resource
Extraction: The More Fundamental Issue of What Rights Indigenous Peoples Have in Lands and Resources.”
Arizona Journal of International & Comparative Law 22.1 (2005): 7-17. Print.
28
6
The International Work Group for Indigenous Affairs (IWGIA) and the Working Group on
Indigenous Issues of the commission have argued that…the issue of indigenous peoples revolves
around the assertion that certain marginalized groups are discriminated against in particular ways
because of their particular culture, mode of production and subordinate position within the state
and that state legal and policy frameworks have been impotent at addressing these challenges. This
is a form of discrimination which other groups within the state do not suffer from. It is legitimate
for these marginalized groups to call for the protection of their rights in order to alleviate this
particular form of discrimination. 29
International Obligations
At the international level there are instruments that protect indigenous peoples’ rights to
development.30
International Labour Organization (ILO) Convention No. 169
The United Nations Declaration on the Rights of Indigenous Peoples and International Labour
Organization (ILO) Convention No. 169 on Indigenous and Tribal Peoples (1989) direct States to
recognize the inherent rights of indigenous peoples to their lands, resources and self-government
and do not limit these rights to the spheres of traditional economy and culture. These instruments
recommend that States cooperate with indigenous peoples and that they undertake genuine
consultations regarding any project affecting their ancestral lands, territories and resources. This
norm is reflected in articles 6 and 7 of ILO Convention No.169, and has been articulated by United
Nations treaty supervision bodies in country reviews and in examinations of cases concerning
resource extraction on indigenous lands. The existence of a duty to consult indigenous peoples is
also generally accepted by States in their discussions surrounding the draft declarations on
indigenous peoples’ rights, during the adoption of the United Nations Declaration on the Rights of
Indigenous Peoples. 31
United Nations Declaration on the Rights of Indigenous Peoples
Uganda is a signatory to the United Nations Declaration on the Rights of Indigenous Peoples which
affirms the right of indigenous peoples to the full enjoyment of the rights guaranteed in thevarious
UN human rights instruments. The Declaration also enumerates a number of rights guaranteed to
indigenous peoples which include: the right to self-determination, which includes the right to
autonomy or self-determination in matters relating to indigenous peoples’ internal and local affairs,
civil and political rights, as well as social economic rights. The UN Declaration on the Rights of
Indigenous Peoples calls upon States to consult with Indigenous Peoples to obtain their Free, Prior
and Informed Consent (FPIC) prior to the approval of any project affecting their lands and
resources.
29
Adelman, A. Morris. 2004. The Real Oil Problem. MTI Regulation Spring, Vol. 16:
Beth Kytle and John Gerard Ruggie, Corporate Social Responsibility as Risk Management: A Model for
Multinationals, (March 2005) (Harvard Kennedy School of Government Corporate Social responsibility Initiative
Paper No. 10),
31
See Report of the Special Representative of the Secretary-General on the issue of human rights and transnational
corporations and other business enterprises, Business and Human Rights: Mapping International Standards of
Responsibility and Accountability for Corporate Acts, U.N. Doc. A/HRC/4/035 (Feb. 9, 2007). para. 20 [hereinafter
“Business and Human Rights: Mapping International Standards”]
30
7
African Charter on Human and Peoples’ Rights
At the African regional level, the leading instrument from which the rights of indigenous peoples
can be deduced is the African Charter on Human and Peoples’ Rights. This instrument guarantees
individuals a number of rights to be enjoyed without distinction of any kind such as race, ethnic
group, language, or national and social origin. These include the right to equality, right to selfdetermination, right to freely dispose of wealth and the right to economic, social and cultural
development. In this regard, the Charter provides that all peoples 16 shall be equal; they shall enjoy
the same respect and shall have the same rights and that nothing shall justify the domination of a
people by another.
The World Bank Operational Policy 4.10 (Indigenous Peoples)
Further, Uganda adopted the The World Bank Operational Policy 4.10 (Indigenous Peoples),
which seeks to promote sustainable development by ensuring that the development process fully
respects the dignity, human rights, economies, and cultures of Indigenous Peoples. For all projects
that are proposed for Bank financing and affect Indigenous Peoples, the Bank requires the
borrower to engage in a process of free, prior, and informed consultation. The Bank provides
project financing only where free, prior, and informed consultation results in broad community
support to the project by the affected Indigenous Peoples. The policy establishes processing
requirements: screening, social assessment, consultation with communities involved, preparation
of plan or framework, and disclosure. It also requires the borrower to seek broad community
support of Indigenous Peoples through a process of free, prior and informed consultation before
deciding to develop any project that targets or affects indigenous communities.
Other International Documents
Other international legal instruments relevant to the rights of indigenous peoples include the
following:
There are other legal normative instruments that promote and safeguard the rights of indigenous
peoples. The instruments include General Recommendation No. 23 of the Committee on the
Elimination of Racial Discrimination, concerning indigenous peoples (fifty-first session, August
1997), which calls on State parties to not only recognize and respect the indigenous peoples’
distinct culture, history, language and way of life as an enrichment of the State’s cultural identity,
but also to promote its preservation.
The Second International Decade of the World’s Indigenous People (2005-2015) calls upon
Member States to increase their action and cooperation with indigenous peoples to achieve
significant progress in the global improvement of their situation. 32
The Universal Declaration on Cultural Diversity (2001) emphasizes the role of consolidating
cultural diversity as an ethical imperative and reminds States of the position of indigenous peoples
within that diversity.
Finally, the working paper entitled UNDP and indigenous peoples: a policy of engagement (2001)
establishes United Nations Development Programme (UNDP) guidelines on this topic as well. 33
32
UNCTAD, World Investment Report, 2006
Ruggie, John Gerard. “Business and Human Rights: The Evolving International Agenda” The American Journal
of International Law Vol. 101, No. 4 (Oct., 2007), pp. 819-840.
33
8
LEGAL, POLICY AND INSTITUTIONAL FRAMEWORK IN UGANDA
Uganda has an elaborate legal, policy and institutional framework providing for indigenous
people rights, and regulating the exercise of those rights, as below analyzed.
Statutes
Constitution of Uganda
The Constitution offers no express protection for indigenous peoples but Article 32 places a
mandatory duty on the state to take affirmative action in favour of groups who have been
historically disadvantaged and discriminated against. The Constitution also mandates Parliament
to enact appropriate laws, including laws for the establishment of an Equal Opportunities
Commission (EOC), for the purpose of giving full effect to Article 32. This article enjoins the state
“to take affirmative action in favour of groups marginalized on the basis of gender, age disability
or any other reason created by history, tradition or custom for purposes of redressing imbalances
that exist against them.”Overall, the Constitution provisions fall short of international standards in
regard with recognition of Indigenous People. Cultural and religious rights of all Ugandans are
protected under Article 37 of the Constitution. The Constitution, in the section on National
Objectives and Directive Principles of State Policy, provides that every effort shall be made to
integrate all peoples while at the same time recognizing the existence of, amongst others, their
ethnic, religious and cultural diversity. The Constitution however offers no express protection for
indigenous peoples. Article 180 (2) c of the 1995 Constitution also provides for local government
to enact laws to provide for affirmative action for all marginalized groups referred to in Article 32
of the same Constitution.
The Equal Opportunities Commission Act, 2007
This is an Act to make provision in relation to the Equal Opportunities Commission pursuant to
articles 32 (3) and 32 (4) and other relevant provisions of the Constitution; to provide for the
composition and functions of the Commission; to give effect to the State’s constitutional mandate
to eliminate discrimination and inequalities against any individual or group of persons on the
ground of sex, age, race, colour, ethnic origin, tribe, birth, creed or religion, health status, social
or economic standing, political opinion or disability, and take affirmative action in favour of
groups marginalized on the basis of gender, age, disability or any other reason created by history,
tradition or custom for the purpose of redressing imbalances which exist against them; a nd to
provide for other related matters. Regulation 14 2(a) states on the functions of the commission
being to investigate or inquire into, on its own initiative or on a complaint made by any person or
group of persons, any act, circumstance, conduct, omission, programme, activity 12 or practice
which seems to amount to or constitute discrimination, marginalization or to otherwise undermine
equal opportunities. In regard to IPs and the RPLRP, the Commission has to ensure that the rights
of the IPs in the project area are respected and that they are not in any way hindered from their full
participation in the project.
Other Statutes
The Land Act of 1998, the UWA Act, and the National Environment Statute of 1995 protect
customary interests in land and traditional uses of forests. However, these laws also authorize the
government to exclude human activities in any forest area by declaring it a protected forest or
National Park, within which activities are regulated, thus nullifying the full customary land rights
of indigenous peoples.
9
The National Environment Act defines the principles for environment management to include the
encouragement of maximum participation by the people in the development of policies, plans and
processes for management of the environment. The other principle defined by the Act is the
conservation of the cultural heritage and use of the environment and natural resources for the
benefit of both present and future generations. The law in effect, therefore, requires that indigenous
peoples be consulted and involved in processes leading to the gazetting of their land.
The National Forestry and Tree Planting Act (2003) provides for local communities to access
forests for traditional uses provided such uses are compatible with sustainable development. The
Acts also recognize historical rights of persons who resided inside conservation areas. 34
Policies
National Land Policy 2011
The new land policy addresses contemporary land issues in Uganda and regarding land rights of
ethnic minorities (a term that implicitly refers to IPs and other vulnerable groups), the policy
provides for Government shall in its use and management of natural resources, recognize and
protect the right to ancestral lands of ethnic minority groups. In addition it also provides that
Government shall pay prompt, adequate and fair compensation to ethnic minority groups that are
displaced from their ancestral land by government action. Under the policy, Government will take
measures among others to pay compensation to those ethnic minorities that have in the past been
driven off their ancestral lands for preservation or conservation purposes. As regards land rights
of ethnic minorities (term implicitly refers to IPs and other vulnerable groups), the Policy states
that the government shall, in its use and management of natural resources, recognize and protect
the right to ancestral lands of ethnic minority groups. It also provides that the land rights of pastoral
communities will be guaranteed and protected by the State and protects pastoral lands from
indiscriminate appropriation by individuals or corporate institutions under the guise of investment.
The new land policy above recognizes the rights of indigenous/marginalized people to their
ancestral lands and should effectively address the challenges that have been faced by the IPs and
marginalized groups in Uganda.
The Social Development Sector Strategic Investment Plan (SDIP 2)2011/12 – 2015/16
The Social Development Sector fosters the rights of the vulnerable population, addresses gender
inequalities, labour and employment as well as community mobilization and empowerment. 35 The
plan recognizes that addressing the rights and needs of the vulnerable and disadvantaged
populations such as People with Disabilities (PWDs), older persons, youth, orphans and other
vulnerable children and the chronically poor underpins the core concerns of national development.
The mission of the SDS is promotion of gender equality, social protection and transformation of
communities, while the vision is a better standard of living, equity and social cohesion. The Sector
Strategic Objectives include to improve the well-being of vulnerable, marginalized and excluded
groups and to address gender inequality in the development process. Expected Outcomes of the
plan include gender equality enhanced and vulnerable persons protected from deprivation and
livelihood risks among others.
34
35
Section 25 of the UWA Act
Semenova, Tamara. “Political mobilization of northern indigenous peoples in Russia”. Polar Record, 43, pp 23-32
10
Institutions
The Uganda Human Rights Commission (UHRC)
The UHRC is Uganda’s national human rights institution created by the Constitution, with
mandate, amongst others, to investigate violations of human rights and to monitor government
compliance with its human rights obligations detailed in the Constitution. This is in addition to
making recommendations to Parliament on measures to promote human rights. The Commission
is obliged, every year, to report on the state of human rights in the country and to submit its report
to Parliament. The Commission has since its establishment played a very important role in
highlighting human rights violations in the country and making recommendations for rectification.
The Commission has on several occasions investigated and published its findings with regard to
the human rights problems of marginalized groups and made recommendations on how these could
be rectified. A good example is the intervention during the Karamojong disarmament exercise in
2005.UHRC will be a key institution to ensure 17 that the rights of the Indigenous People and
vulnerable groups are respected during RPLRP implementation.
The Equal Opportunities Commission
The Equal Opportunities Commission was established by the Act of Parliament; the Equal
Opportunities Commission Act, 2007; in pursuant to article 32(3) and 32(4) and other relevant
provisions of the Constitution; to give effect to the State’s Constitutional mandate to eliminate
discrimination and inequalities against any individual or group of persons on grounds of sex, age,
race, colour, ethnic origin, tribe, birth, creed or religion, and take affirmative action in favour of
groups marginalized on the basis of gender, age, disability or any other reason created by history,
tradition or custom for the purpose of redressing imbalances which exist against them; and to
provide for other related matters. The EOC also has powers to hear and determine complaints by
any person against any action, practice, usage, plan, policy programme, tradition, culture or custom
which amounts to discrimination, marginalization or undermines equal opportunity.
11
RECOMMENDATIONS & CONCLUSION
Recommendations
Based on these findings above, the article recommends the following strategies to promote
protection of indigenous communities in mining areas:
To avoid or minimize adverse impacts and, at the same time, ensure enhancement of benefits and
full participation of the Indigenous People and vulnerable groups, at Ministry of Energy in
collaboration with the partner implementing agencies should ensure that IP communities and
vulnerable groups in general and their organizations are not excluded by any means in activities
selection, design, and implementation processes. This will enhance the principle of consultant, and
participation in development, which are recognized human rights principles.
Further, the Ministry of Energy should carry out specific assessments of the impact of proposed
projects on the economic and social development of indigenous peoples and the vulnerable groups
as an integral part of the project cycle, through transparent process with the free and informed
participation of the affected communities. This will ensure that interventions do not unnecessarily
and unintentionally exacerbate factors outside the scope of planned impacts and also offer
appropriate mitigation measures.
Also, one gap that has still not been bridged is the one between policies and legislation on the one
hand and their implementation on the other: at the end of the day, it is not so much the Constitution
or new legal texts that matter, but the way they are put in practice.
In addition, the protection of indigenous peoples’ land rights must therefore remain a priority both
at the national and the international level. It is also to be expected that with the current
democratization trend in Africa growing stronger, protection through legal means will acquire
more importance.
Again, whereas the Land Act of 1998, the UWA Act, and the National Environment Statute of
1995 protect customary interests in land and traditional uses of forests, these laws authorize the
government to exclude human activities in any forest area by declaring it a protected forest or
National Park, within which activities are regulated, thus nullifying the full customary land rights
of indigenous peoples. They ought to be amended in the spirit of protecting indigenous
communities.
Finally, indigenous organizations should make fully use of the various international and regional
monitoring bodies by submitting shadow reports, communications, etc., whenever possible. An
alternative way of submitting shadow reports is to do it in collaboration with national human rights
organizations, thereby mainstreaming indigenous issues and improving the chances of getting
them tabled during the reviewing processes.
Conclusion
Oil producing countries experience rapid wheels of urbanization especially in vicinities proxy to
oil extraction activities. This drives both opportunities and challenges. One of the challenge sis the
enormous negative impact on the lives of the indigenous peoples who have to be resettled, under
unclear compensation regimes, and whose livelihoods are affected due to the effect on the
environment, and or, social structures as a result of new arrivals, population increments, and
related regulations to support the oil development process.
12
Uganda's constitution has no express protection for Indigenous Peoples, though it does provide for
affirmative action in favor of marginalized groups. The Land Act of 1998 and the National
Environment Statute of 1995 protect customary interests in land and traditional uses of forests.
However these laws also authorize the government to exclude human activities in any forest area
by declaring it a protected forest, thus nullifying the customary land rights of Indigenous Peoples.
However, the new Land Policy 2011 seeks to address the issue of dispossession of indigenous
people of their ancestral land, but the same are not clearly stated.
The use of international legal regime in promotion of rights of indigenous people is key since
transnational corporations have greater power than some governments to affect the realization and
protection of rights, and further, these firms must bear responsibility for the rights they may
impact.36 This will ensure that the states that cannot, or do not want to, protect rights of indigenous
citizens, do so under domestic law, there must be direct and uniform corporate responsibilities
under international law.37
Further, there is need impose direct obligations on corporations under international law by seeking
to further clarify and progressively codify the duties of States to protect human rights against
corporate violations.38 Soft law hybrid arrangements also represent an important innovation by
embodying such a concept combining importing and exporting States, companies, and civil society
actors, as well as integrating voluntary with mandatory elements.
Finally, there is need for providing incentives as well as punishments, identifying opportunities as
well as risks, and building social movements and political coalitions that involve representation
from all relevant sectors of society, including business – much as has been occurring in the
environmental field. In sum, international law has an important role to play in constructing a global
regime to govern business and human rights. 39
See, e.g. BLIHR, UN Global Compact, and Office of the High Commissioner for Human Rights, “A Guide for
Integrating Human Rights into Business Management,” available at < htpp://www.blihr.org>. Advance Unedited
Version
37
Onyango, J O. 1992. Governance, Democracy and Development in Uganda Today: A Socio Legal Examination.
African Article Monographs. Vol.13, Issue 2: p. 91 - 109.
38
Iris Marion Young, Responsibility and Global Labor Justice, 12 J. of Political Philosophy, 365, 387 (2004).
39
International Council on Human Rights Policy, Beyond Voluntarism: Human Rights and the Developing
International Legal Obligations of Companies (2002),
36
13
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