Psycho-Oncology
Psycho-Oncology (2010)
Published online in Wiley Online Library (wileyonlinelibrary.com). DOI: 10.1002/pon.1860
Cognitive limitations associated with tamoxifen and
aromatase inhibitors in employed breast cancer survivors
Lynn M. Breckenridge1, Gina L. Bruns2, Briana L. Todd1 and Michael Feuerstein1,3
1
Uniformed Services University of the Health Sciences, Bethesda, MD, USA
American University, Washington, DC, USA
3
Georgetown University Medical Center, Washington, DC, USA
2
* Correspondence to:
Department of Medical and
Clinical Psychology and
Preventive Medicine and
Biometrics, Uniformed
Services University of the
Health Sciences, 4301 Jones
Bridge Road, Bethesda, MD
20814, USA. E-mail:
mfeuerstein@usuhs.mil
Received: 23 April 2010
Revised: 27 July 2010
Accepted: 26 August 2010
Abstract
Objectives: Previous research has suggested that endocrine therapy is associated with cognitive
limitations in breast cancer survivors (BCS); this study examined the relationship in employed
BCS, an average of three years post-primary treatment.
Methods: 77 BCS with past or current exposure to tamoxifen or aromatase inhibitors and 56
BCS with no history of endocrine therapy completed self-report measures of cognitive function,
anxiety, depression, and fatigue as well as an online neurocognitive battery.
Results: Exposure to endocrine therapy was not related to scores on the objective measures,
but moderately related to perceived attentional problems at work (b 5 0.20; CI0.95 5 2.75,
0.25) and perceived cognitive functioning in overall life (b 5 0.17; CI0.95 5 0.33, 11.47) in
excess of what could be explained by symptom burden measures. No differences were reported
between groups on symptom burden measures. Symptoms of physical fatigue, depression, and
anxiety were positively associated with self-report of general cognitive limitations (R2 change
range: 0.28–0.37), and symptoms of depression and anxiety were positively associated with
perceived cognitive limitations at work (R2 change range: 0.21–0.28).
Discussion: Symptoms of depression, anxiety, and fatigue should be screened for and treated
in BCS, as an approach to mitigating perceived cognitive limitations. However, healthcare
providers should be aware that cognitive limitations exist in excess of what can be associated
with symptom burden, and may be related to endocrine therapy and other cancer treatments.
Copyright r 2010 John Wiley & Sons, Ltd.
Keywords: breast cancer; adjuvant therapy; oncology; tamoxifen; aromatase inhibitors; cognitive
function
Introduction
Most patients with breast cancer are offered
adjuvant chemotherapy followed by adjuvant endocrine therapy for patients whose tumors are estrogen
receptor positive [1,2]. Advanced treatments such as
endocrine therapy result in substantial improvements in overall survival for women with breast
cancer [3,4]. Despite this benefit, research indicates
that the leading reason for non-adherence to
adjuvant therapy among breast cancer survivors
(BCS) is side effects of the medication [5]. Additionally, as the rate of survivorship has increased,
there have been increasing reports of cognitive
dysfunction and chronic fatigue [6,7].
A relationship between chemotherapy (cyclophosphamide/methotrexate/5-fluorouracil, 5-fluorouracil/
epidoxorubicin/cyclophosphamide (FEC), cyclophosphamide/thiotepa/carboplatin with FEC, cyclophosphamide/doxyrubicin/5-fluorouacil, and other regimens)
Copyright r 2010 John Wiley & Sons, Ltd.
and neurocognitive dysfunction has been reported
in a number of studies [6,8–10]. For example, one
investigation [11] reported that 25% of BCS had
scores suggestive of cognitive decrements on a task
of verbal learning. Further, in observational studies
of BCS with a history of adjuvant chemotherapy,
17–50% are reported to have experienced cognitive
limitations one to two years after treatment [12,13].
Recent evidence, however, suggests that there may
not be a direct association between cancer treatments and cognitive deficits. Quesnel et al. [14]
reported that in an observational study, some
cognitive deficits existed in BCS regardless of
whether or not they received either chemotherapy
or radiotherapy. Additionally, in some breast
cancer patients attention deficits exist prior to the
initiation of treatment [15]. These results suggest
that cognitive deficits seen in BCS may not be
directly accounted for by exposure to cancer
treatment.
L. M. Breckenridge et al.
Selective estrogen receptor modulators (SERMs)
such as tamoxifen are frequently prescribed to
patients with breast cancer and estrogen receptor
positive (ER1) tumors. According to Castellon
et al. [7], BCS who received tamoxifen exhibited
decrements in verbal learning, language, visuospatial functioning, and visual memory, in excess of
what was seen in patients who had chemotherapy
without tamoxifen between two and five years after
initial diagnosis and treatment. Further, crosssectional studies suggest that tamoxifen is associated with difficulties in memory, fluency, visuospatial ability, processing speed, and semantic
memory [16,17]. However, Paganini-Hill and Clark
[18] reported no significant effect of past or present
tamoxifen use on neurocognitive battery scores
(i.e., clock drawing, box copying, and narrative
writing tasks) in patients less than five years from
diagnosis. Hermelink et al. [19] reported that
within the first year after diagnosis, BCS who had
or had not had adjuvant endocrine therapy did not
differ in scores on 12 cognitive tests (i.e., verbal
memory, word fluency, digit span forward, digit
span backward, and Trail Making Test A and B).
Aromatase inhibitors (AIs) are becoming more
frequently prescribed for patients with breast
cancer [1]. Some studies have observed that AIs
are associated with cognitive deficits, as indicated
by lower verbal learning, visual memory, and
working memory scores in postmenopausal women
with early-stage breast cancer, a minimum of three
months after initiation of adjuvant endocrine
therapy [20]. However, one substudy of a randomized control trial (RCT) reported that AI use is
not related to cognitive performance [21] and
another RCT substudy [22] reported that after five
years of AI therapy, BCS displayed fewer deficits
than BCS taking tamoxifen.
Another potential mechanism by which endocrine therapy drugs may be associated with
cognitive deficits is through mood modulation.
Lack of estrogen or failure of estrogen to bind with
its receptors in the brain may be associated with
increased depression, anxiety, and mood lability
[23–25]. Between 7 and 46% of women with breast
cancer report clinically significant levels of depression or anxiety within the first six months after
diagnosis [26]. Depression and anxiety, as well as
pain, distress, and fatigue have been demonstrated to have a negative relationship with cognitive performance in a number of studies of BCS
[13,27]. However, Bender et al. reported that even
after accounting for anxiety, depression, and
fatigue in BCS on adjuvant therapy perceived
cognitive limitations still existed and was predictive
of poorer performance-based verbal learning and
memory [13].
Studies show that 65–88% of BCS continue to
work post-diagnosis [28–31]. Many BCS report
that maintaining employment is important for their
Copyright r 2010 John Wiley & Sons, Ltd.
quality of life, including physical and mental
health, as well as financial well-being [31]. However, a recent meta-analysis reported that BCS
were more likely to be unemployed than healthy
control participants [30]. It is often assumed that
many women who stop working after a breast
cancer diagnosis do so because of unspecified
health-related reasons [31]. BCS are more likely
than women with no history of cancer to have
symptoms of depression, anxiety, and fatigue
[32,33], and fatigue is more highly associated with
workplace limitations in BCS than in women with
no history of cancer [33], which may account for
the lower employment rates.
The current study was designed to assess whether
occupationally active BCS with a history of
endocrine therapy differ from occupationally active
BCS with no history of endocrine therapy exposure
on measures of perceived and performance-based
cognitive function, as well as symptoms of
fatigue, 7anxiety, and depression. We also assessed
how symptoms of fatigue, depression, and anxiety
are associated with perceived and performancebased cognitive function in occupationally active
BCS. This information is important to BCS in
making informed treatment and occupational
decisions, to clinicians and occupational specialists
in screening and treatment of occupationally active
BCS with symptoms of cognitive dysfunction,
fatigue, or distress, and to employers in understanding the needs and limitations of their BCS
employees.
Methods
This study was part of a larger study of cognitive
limitations and perceived work output in working
BCS [34], which was approved by the Uniformed
Services University of the Health Sciences (USUHS)
Institutional Review Board. Data from 77 BCS who
had adjuvant endocrine therapy (tamoxifen or AI)
and 56 BCS who had not had adjuvant endocrine
therapy were examined.
Participants
Participants were recruited by advertisements and
fliers placed at cancer clinics and centers, as well as
support groups and primary care centers across the
United States. Newspaper ads, hospital bulletin
boards, and websites were also utilized. Exclusion
criteria included a diagnosis of dementia, brain
injury, adult attention deficit hyperactivity disorder
(ADHD), epilepsy, drug or alcohol abuse, or
metastatic cancer. Potential participants who met
the inclusion criteria were randomized to complete
either the self-report measures or the neuropsychological test first.
Psycho-Oncology (2010)
DOI: 10.1002/pon
Cognitive limitations associated with tamoxifen
Procedure
The participants supplied demographic information including health and work history, and
completed a series of self-report measures on
cognitive limitations, depression, fatigue, and work
limitations. The health questionnaire included
information about history of cancer, treatments,
and current medications, as well as other factors
that could impact mental status and well-being
such as menopausal status as well as alcohol and
caffeine use. The work history questionnaire asked
for information about duration and type of work
currently and prior to diagnosis.
Upon completion of the study, participants were
provided with a choice of either a cancer survivorship workbook or a stress reduction workbook. All
participants were provided with an online list of
resources and agencies specializing in psychooncology, and were given the option of receiving
the results of the study upon its completion. While
the participants provided sensitive information, all
data were de-identified prior to analysis.
Measures
Hospital Anxiety and Depression Scale (HADS) [35]
is a self-assessment scale for measuring depression
and anxiety in a general medical population. The
HADS consists of 14 items on two subscales, one
measuring anxiety (A-scale) and the other measuring depression (D-scale). The scales are scored
separately and have independent validity. The
HADS has been demonstrated as a valid assessment of depression and anxiety in cancer patients
[36] and has been used extensively for this purpose
[37,38].
Multidimensional Fatigue Symptom InventoryShort Form (MFSI-SF) [39] is a 30-item self-report
measure of fatigue. It assesses five symptom
domains: general fatigue, physical fatigue, emotional fatigue, mental fatigue, and vigor. The MFSI
has been validated with the breast cancer population and has been able to detect differences in
fatigue in breast cancer patients related to different
cycles of anthracycline-based chemotherapy, as
well as detect differences in levels of chemotherapy-induced inflammatory mediators [40]. The
MFSI-SF also was reported to have excellent
reliability (a coefficients from 0.87 to 0.96) [39].
In an effort to ensure divergent validity (e.g., to
avoid the redundancy of emotional and mental
fatigue that is also being captured by the depression measure), the physical fatigue subscale of the
MFSI-SF was used for our analyses.
Visual Analog Scale of Pain (VASP) is a measure
that consists of a single bar-line measure in which
patients point to an area representing how much
pain they feel. In studies of trauma patients [41]
and emergency room patients [26,42], it was
reported that change in VAS pain scores was
Copyright r 2010 John Wiley & Sons, Ltd.
strongly associated with patients’ verbal assessments of change in pain.
Functional Assessment of Cancer Therapy Cognitive Scale Version Two (FACT-Cog) [43] is a 50question subjective measure designed to assess
cognitive limitations and their effect on quality of
general functioning in cancer survivors. The scale
measures the frequency of positive and negative
cognitive functioning events over the past seven
days, based on self-report. The measure utilizes a
five-point Likert-type scale (ranging from 0 5 never
to 4 5 several times a day) to assess several different aspects of cognitive function. Lower scores are
indicative of poorer perception of functioning. The
FACT-Cog assesses a broad range of cognitive
domains (not just those specifically related to
work) and provides a multidimensional view of
the cognitive deficits often experienced by patients
with cancer [44]. The Perceived Cognitive Impairment (PCI) and Impact of Perceived Cognitive
Impairments on Quality of Life (PCIQOL) subscales were used in this study as assessments of
perceived cognitive performance and its impact on
functioning and quality of life.
Cognitive Symptom Checklist-Modified (CSC)
[45] was developed for use as a patient checklist
to assist in orienting physicians to patients’
cognitive difficulties. Unlike the FACT-Cog, which
measures general functioning, the modified CSC is
a specific measure pertaining to ability to function
in an occupational setting, particularly in areas of
work that require specific cognitive functions [46].
These areas of functioning include attention/concentration, memory, visual processes, and executive function. In a previous study [45], the number
of items on the CSC was reduced from 100 to 59
based on a factor analysis (varimax rotation) that
revealed a three-factor solution (working memory,
executive functioning, and attention), followed by
reduction of items to only those with a factor
loading of 0.4 or higher on one of the three factors.
This 59-item version of the CSC was used as a
measure of perceived cognitive limitations encountered by BCS in their daily occupational duties,
particularly in the domains of memory, attention,
and executive function. Higher scores indicate
lower functioning.
CNS Vital Signs (CNSVS) is a remotely administered neurocognitive battery that objectively
measures memory, psychomotor speed, reaction
time, complex attention, and cognitive flexibility.
The battery is composed of several well-established
neuropsychological tests, such as finger tapping,
symbol digit coding, the Stroop test, and the
continuous performance test. The CNSVS takes
approximately 30 min to complete. The test has
been standardized with a normative sample and
has been used to detect mild and moderate
cognitive limitations in numerous neuropsychiatric
patient groups including patients with mild and
Psycho-Oncology (2010)
DOI: 10.1002/pon
L. M. Breckenridge et al.
severe brain injury, early dementia, post-concussion
syndrome, ADHD, and depression [47]. For this
study, we utilized scaled scores of visual memory,
verbal memory, and executive functioning to assess
impairment in the domains of cognitive function
that are most often reported in BCS [13].
Demographics, Work-Related, and Treatment
Factors. Current job was measured by a self-report
item in which participants chose between managerial, non-managerial, or self-employed. Income was
recorded as a categorical variable with $10 000 to
$20 000 increments, from $0–$10 000 per year up to
$100 0001 per year. In the current study, history of
radiation therapy or chemotherapy was selfreported as a ‘yes’ or ‘no’ rather than as a measurement of duration of treatment or time since
treatment.
Mental Status at Test Administration. Distraction, or whether or not the participant felt distracted during the test administration, was measured as
a subjective binomial (yes/no) variable. Nicotine
use prior to testing was assessed based on the
information from the Behavioral Risk Factor
Surveillance System Questionnaire. Caffeine use
assessment was derived from a single item on the
Caffeine Consumption Questionnaire, a measure
commonly used to assess caffeine consumption,
including use of various over-the counter substances
that include caffeine.
decision was made to combine groups of endocrine
therapy users.
One-way, univariate analyses of variance were
conducted to determine whether there were between-group differences in anxiety, fatigue, and
depression based on exposure to adjuvant endocrine therapy. A multivariate analysis of variance
was conducted to detect between-group differences
in perceived and performance-based cognitive
function, after accounting for anxiety, fatigue,
and depressive symptoms.
Because of the large number of potential confounding factors relative to the sample size, a
modified variable reduction technique was employed [48,49]. We conducted univariate regressions for 21 potential contributing variables, in
relation to each of the outcome measures (cognitive
impairment measures) for the purpose of eliminating potential confounders that were not likely to be
significant in the current study. Any variable that
reached a significance of po0.1 in relation to any
outcome measure was retained for entry into the
final multivariate regressions.
After the final regression model was determined,
a hierarchical multiple linear regression was
computed for each of the outcome variables.
Variables were entered by block based on expected
significance (least to most). All analyses were
conducted using the Statistical Package for Social
Sciences (SPSS) version 16.0.
Data analysis
Power Analysis. Power analyses were run using
nQuery Software. Assuming a two-tailed test with
the current sample size (n 5 122) and the standard
deviations from previous literature, we calculated
that our study was adequately powered (0.80) to
detect a difference as small as 2.5 points on the
MFSI-SF, 1.8 points on the HADS-D, and 1.6 on
the HADS-A. For the multiple regressions, separate power analyses were conducted for perceived
and performance-based cognitive function measures. For self-report measures of cognitive function, we computed adequate power (0.80) to detect
a moderate effect size of f2 5 0.07 with an a-level of
0.05. For the performance-based measures, we
computed adequate power to detect a moderate
effect size of f2 5 0.06.
Prior to hypothesis testing, one-way, univariate
analyses of variance were conducted to detect
differences in observed and reported cognitive
limitations between users of tamoxifen and aromatase inhibitors, and between past and present users.
No differences were noted; however, the calculated
and observed power of the analyses (0.48–0.63)
indicated the possibility of a Type II error. Because
power analyses indicated inadequate power if
groups were split by past and present use or by
history of tamoxifen, aromatase inhibitors, or both
drugs, and based on results of previous studies, the
Copyright r 2010 John Wiley & Sons, Ltd.
Results
Case definition
Seventy-seven BCS who had previously used or
were currently using adjuvant endocrine therapy
(tamoxifen or AI) and 56 BCS who had never had
adjuvant endocrine therapy were included. Of the
adjuvant endocrine therapy (SERM/AI) group,
57% (n 5 44) reported use of tamoxifen (but not an
AI) at some point during their treatment, 19%
(n 5 15) reported use of an AI (but not tamoxifen)
during their treatment, and 22% (n 5 17) reported
use of both tamoxifen and an AI at some point
during their treatment. Twenty-seven (35%) were
currently taking tamoxifen, and 27 (35%) were
currently using an AI.
Demographics
Table 1 presents demographic information for BCS
exposed to adjuvant endocrine therapy (n 5 77)
and BCS who had never been exposed to adjuvant
endocrine therapy (n 5 56). Analyses of variance
and chi-square analyses indicated no significant
differences between the two groups on any demographic variables. The sample was primarily
Caucasian (87.3%) and highly educated, with
approximately 76% of participants possessing an
Psycho-Oncology (2010)
DOI: 10.1002/pon
Cognitive limitations associated with tamoxifen
Table 1. Participant characteristics
SERM/AI group (n 5 77)
Age
p40 years old
41–50 years old
51–65 years old
Mean (SD)
Race
Caucasian
African American
Asian American/Pacific Islander
Other
Ethnicity
Hispanic
Non-Hispanic
Education
Less than High School
High School Graduate
Some College
Associates/Bachelors
Some Graduate School
Graduate Degree
Marital status
Single
Cohabitating
Married
Divorced
Widowed
Current job characteristics
Managerial
Non-Managerial
Self-Employed
Primary occupation
Clerical
Sales
Management/Administration
Professional/Technical/Science
Service Worker
Years at current job
1 year or less
2–10 years
11–19 years
201 years
Mean (SD)
Annual income
$10–19 000
$20–39 000
$40–59 000
$60–79 000
$80–99 000
$100 0001
No SERM/AI group (n 5 56)
n
%
n
%
21
20
28
44.93 (9.99)
30.4%
29.0%
40.6%
16
20
14
44.80 (8.88)
32.0%
40.0%
28.0%
68
6
3
0
88.3%
7.8%
3.9%
0.0%
48
2
4
2
85.7%
3.6%
7.1%
3.6%
2
69
2.8%
97.2%
2
46
4.2%
95.8%
1
6
8
27
5
30
1.3%
7.9%
10.4%
35.1%
6.5%
39.0%
0
1
14
14
6
21
0.0%
1.8%
25.0%
25.0%
10.7%
37.5%
12
5
54
5
1
15.6%
6.5%
70.1%
6.5%
1.3%
8
0
41
7
0
14.3%
0.0%
73.2%
12.5%
0.0%
20
53
4
25.97%
68.83%
5.19%
19
29
7
34.5%
52.7%
12.7%
7
6
22
37
3
9.3%
8.0%
29.3%
49.3%
4.0%
7
1
25
21
1
12.7%
1.8%
45.5%
38.2%
1.8%
10
48
10
7
7.48 (7.23)
13.3%
64.0%
13.3%
9.3%
11
36
10
4
7.13 (6.68)
21.6%
70.6%
19.6%
7.8%
2
4
7
16
9
39
2.6%
5.2%
9.1%
20.8%
11.7%
50.6%
1
1
8
6
10
30
1.8%
1.8%
14.3%
10.7%
17.9%
53.6%
Note: Not all participants responded to all questions. No demographics were significant by group.
associates degree or higher. The mean age for both
the SERM/AI and non-SERM/AI group was
almost 45 years old.
Table 1 also presents the job characteristics of
participants in the study. Analyses showed no
significant differences between groups in work
characteristics. Over 50% of participants reported
an annual household income of over $100 000.
Copyright r 2010 John Wiley & Sons, Ltd.
For both groups, the majority of participants
were in non-managerial jobs, approximately 69%
in the SERM/AI group, and 53% in the nonSERM/AI group. For both groups, the majority
of participants reported that they had worked
at their job for an average of between two and
ten years, with a median of six years at their
current job.
Psycho-Oncology (2010)
DOI: 10.1002/pon
L. M. Breckenridge et al.
Cancer and treatment
A summary of cancer and treatment characteristics
is included in Table 2. There was no significant
difference in time since treatment for the two
groups, with an overall mean of 3.08 (SD 5 2.37;
range for both groups 1–10) years since most recent
primary treatment. The majority of participants
had had multiple treatments for cancer. Menopausal status was not statistically significant between
the two groups. Additionally, chemotherapy exposure did not differ significantly between the
groups.
Adjuvant endocrine therapy and symptom burden
As shown in Table 3, there were no significant
differences between groups in symptoms of fatigue,
depression, or anxiety. We were, however, able to
detect a significant difference between groups on
the Cognitive Symptom Checklist-Attention subscale, and the FACT-Cog Perceived Cognitive
Impairments subscale, with BCS exposed to
adjuvant endocrine therapy reporting significantly
greater cognitive limitations (po0.05).
Perceived cognitive function
Tables 4 and 5 display the results from the
multivariate linear regressions for the perceived
cognitive function outcome variables. In each
regression, possible covariates were entered first
(income, current job, and smoking today, followed
by fatigue, depression, and anxiety), followed
by the variable of interest (use of a SERM and/or
AI). No demographic, medical/treatment history,
or substance use variables were found to be
significant for any measure of perceived cognitive
function.
Symptom Burden Factors in Relation to Cognitive
Function. On the Cognitive Symptom Checklist,
symptom burden factors accounted for 20.7–28.2%
of the variance in the model for each subscale.
Symptom burden factors are defined as the
symptoms that may be confounds for cognitive
function and include depression, anxiety, and
Table 3. Fatigue, distress, and cognitive symptoms in BCS
exposed or not exposed to adjuvant endocrine therapy
MFSI fatigue
HADS depression
HADS anxiety
CSC- memory
CSC- attention
CSC-executive function
Fact-cog perceived cognitive
Impairment (PCI)
Fact-cog PCI quality
of functioning
CNSVS- visual memory
CNSVS- verbal memory
CNSVS- executive function
SERM/AI
(n 5 72)
Mean (SE)
No SERM/AI
(n 5 50)
Mean (SE)
5.70
4.48
7.75
8.50
5.36
3.75
52.37
5.53(0.59)
4.66 (0.40)
7.77(0.39)
9.02 (0.41)
4.35 (0.35)
4.89 (0.38)
55.33 (1.14)
(0.48)
(0.33)
(0.32)
(0.34)
(0.27)
(0.32)
(0.94)
11.49 (0.32)
10.99 (0.39)
46.26 (0.59)
52.82 (0.56)
45.07 (0.89)
46.92(0.72)
51.12(0.67)
45.15 (1.08)
SERM/AI
(n 5 77)
No SERM/AI
(n 5 56)
5 po0.05.
Table 2. Diagnosis and treatment
SERM/AI
(n 5 77)
n
Tumor location
Right breast
39
Left breast
33
Both breasts
4
Tumor stage
I
25
II
35
III
15
Treatment (at any time since cancer diagnosis)
Chemotherapy
63
Radiation therapy
62
Surgery
75
Herceptin (Trastuzumab)
12
Tamoxifen (only)
45
Both Tamoxifen and Aromatase Inhibitor 17
Aromatase inhibitor (only)
15
Current use of psychotropic drugs
Psychotropic drug users
27
Antidepressant users
25
Current use of other hormonal therapy
Other hormonal therapy for cancer
5
Other estrogen/progesterone therapy
0
No SERM/AI
(n 5 56)
%
n
%
51.3%
43.4%
5.3%
29
26
1
51.8%
46.4%
1.8%
32.9%
46.1%
19.7%
22
27
7
39.3%
48.2%
12.5%
81.8%
80.5%
97.4%
15.6%
58.4%
22.1%
19.5%
47
36
54
6
0
0
0
83.9%
64.3%
96.4%
10.7%
0.0%
0.0%
0.0%
35.1%
32.5%
18
18
32.1%
32.1%
6.5%
0%
2
1
3.6%
1.8%
n
Time since primary treatment
1 year
26
2 years
10
3 years
13
4 years
7
5 years
8
6 years
4
7 years
1
8 years
0
9 years
3
10 years
3
Mean (SD)
3.31
Menopausal status
Premenopausal
27
Post-menopausal
14
Currently undergoing 35
%
n
%
34.7%
13.3%
17.3%
9.3%
10.7%
5.3%
1.3%
0.0%
4.0%
4.0%
(2.51)
19
13
6
6
4
0
3
1
1
1
35.2%
24.1%
11.1%
11.1%
7.4%
0.0%
5.6%
1.9%
1.9%
1.9%
2.77 (2.28)
35.5%
18.4%
46.1%
13
24
19
23.2%
42.9%
33.9%
Not all participants answered all questions.
Copyright r 2010 John Wiley & Sons, Ltd.
Psycho-Oncology (2010)
DOI: 10.1002/pon
Cognitive limitations associated with tamoxifen
Table 4. Factors related to perceived cognitive function at work, (n 5 114)
CSC-Memory
b
CSC-Attention
b
95% CI
Step 1: Demographic factors
Income
0.134
Current job
0.163
Step 2: Substance-related factors
Smoking today
0.157
CSC-Executive Function
b
95% CI
95% CI
( 1.470, 0.250)
( 3.575, 0.264)
R2 5 0.035
0.097
0.044
( 0.802, 0.265)
( 1.461, 0.919)
R2 5 0.009
0.167
0.026
( 1.142, 0.075)
( 1.546, 1.170)
R2 5 0.027
( 0.258, 2.937)
R2 5 0.059
R2 Change 5 0.024
0.181
( 0.041, 1.932)
R2 5 0.041
R2 Change 5 0.031
0.116
( 0.437, 1.836)
R2 5 0.040
R2 Change 5 0.013
Step 3: Symptom burden factors
MFSI fatigue
0.172
HADS depression
0.251
HADS anxiety
0.241
0.087
0.241
0.253
0.119
0.330
0.230
Step 4: Use of endocrine therapy
SERM/AI
0.073
0.198
0.033
( 0.022, 0.450)
(0.110, 0.818)
(0.117, 0.843)
R2 5 0.320
R2 Change 5 0.261
( 0.085, 0.212)
(0.045, 0.500)
(0.075, 0.542)
R2 5 0.247
R2 Change 5 0.207
( 2.885, 1.079)
R2 5 0.325
R2 Change 5 0.005
( 0.062, 0.270)
(0.182, 0.679)
(0.067, 0.578)
R2 5 0.321
R2 Change 5 0.282
( 2.748, 0.254)
R2 5 0.239
R2 Change 5 0.038
( 1.112, 1.686)
R2 5 0.322
R2 Change 5 0.001
po0.05 po0.01.
Table 5. Factors related to perceived cognitive function, (n 5 114)
FACT-COG PCI
Step 1: Demographic factors
Income
Current job
FACT-COG PCI QOL
b
95% CI
b
0.052
0.121
( 1.800, 3.3152)
( 2.044, 9.005)
0.167
0.067
95% CI
( 0.077, 1.164)
( 0.894, 1.875)
R2 5 0.014
Step 2: Substance-related factors
Smoking today
0.162
Step 3: Symptom burden factors
MFSI fatigue
HADS depression
HADS anxiety
0.225
0.267
0.188
R2 5 0.027
( 8.547, 0.642)
R2 5 0.040
R2 Change 5 0.025
( 1.470, 0.122)
( 2.416, 0.395)
( 2.106, 0.029)
0.158
0.255
0.320
0.207
R2 5 0.315
R Change 5 0.275
0.168
( 0.385,
( 0.661,
( 0.537,
0.071)
0.190)
0.054)
R2 5 0.416
R Change 5 0.365
2
Step 4: Use of endocrine therapy
SERM/AI
( 2.121, 0.183)
R2 5 0.051
R2 Change 5 0.024
2
(0.330, 11.474)
R2 5 0.342
R2 Change 5 0.027
0.043
( 0.941, 1.703)
R2 5 0.418
R2 Change 5 0.002
po0.05; po0.01.
fatigue in this study. Depression and anxiety scores
independently accounted for significant amounts of
the variance on all subscales of the CSC. On the
FACT-Cog, symptom burden accounted for
27.5–36.5% of variance in the model for both of
the subscales. Depression, anxiety, and fatigue
were all independently statistically significant
factors for FACT-Cog measures of perceived
cognitive function in everyday life.
Endocrine Therapy. Past or present use of a
SERM and/or AI was significantly associated with
reports of decreased attention on the Cognitive
Symptom Checklist (CSC-A; b 5 0.198, po0.05),
Copyright r 2010 John Wiley & Sons, Ltd.
and with greater perceived cognitive impairment on
the Functional Assessment of Cancer TherapyCognitive (FACT-Cog PCI; b 5 0.168, po0.05).
Use of a SERM and/or AI accounted for 3.8% of
the variance in attention on the CSC-A (R2
Change 5 0.038). The overall model accounted
for 23.9% of the variance in CSC-A scores
(po0.01). On the FACT-Cog PCI, use of a SERM
and/or AI accounted for 3% of the variance in
perceived cognitive impairments (R2 Change 5
0.027, po0.05). The overall model for the FACTCog PCI accounted for 34.2% of the variance in
perceived cognitive impairments (po0.01).
Psycho-Oncology (2010)
DOI: 10.1002/pon
L. M. Breckenridge et al.
Performance-based cognitive function
In our analyses of performance-based cognitive
function outcome variables, possible covariates
identified in our variable reduction analyses (distractions during test, chemotherapy, and time since
caffeine) were entered first, followed by our
variable of interest (history of SERM/AI use).
Compared to measures of perceived cognitive
function, there were noticeably fewer significant
variables on measures of performance-based cognitive function. Our analyses indicated that use of a
SERM or AI was not a significant predictor of
performance-based cognitive function in occupationally active BCS, three or more years after
primary treatment.
Discussion
This study indicates that no differences existed
between BCS who were exposed to adjuvant
endocrine therapy and a group of BCS who had
never been exposed to endocrine therapy on a
performance-based measure of cognitive function.
On the other hand, these groups significantly
differed on measures of perceived attention difficulties in the workplace (CSC-A) and perceived
cognitive dysfunction in everyday life (FACT-Cog
PCI), with those exposed having higher levels of
perceived cognitive dysfunction. This study also
indicated that depression, anxiety, and fatigue were
not significantly different based on exposure to
adjuvant endocrine therapy. These symptoms were,
however, positively associated with greater perceived cognitive dysfunction in both groups of BCS
and accounted for 20.7–28.2% of the variance.
Our study suggests that history of endocrine
therapy was significantly associated with two
measures of perceived cognitive function, but none
of the performance-based measures of cognitive
function. Similar results have been reported in
other studies of BCS and perceived cognitive
function [37,50]. However, several other studies
have been able to detect performance-based
cognitive deficits associated with endocrine therapy
[7,20,27]. It has been suggested that computerized
cognitive tests such as the one used in this study
may be advantageous for sensitivity to subtle
cognitive change in BCS [51], but that does not
appear to be the case in our study. Although
clinician-administered neurocognitive batteries are
considered the gold standard, there is some concern
that certain standardized neuropsychological measures (clinician-administered or computerized) may
not be specific or sensitive to perceived deficits
experienced by working BCS [33,52]. It is also
possible that the participants in other [20,27]
studies may have had more pronounced, easily
detectable deficits because they were currently
Copyright r 2010 John Wiley & Sons, Ltd.
taking estrogen inhibitors at the time of the study
and had not had adequate time to recover from
cognitive deficits related to treatment. In comparison, the participants in the current study included
54 (41%) BCS actively taking tamoxifen and/or
aromatase inhibitors and 78 (59%) BCS who were
previously exposed to adjuvant endocrine therapy.
All participants were at least one-year postprimary treatment with an average of three years
post-primary treatment.
The participants in the current study were all
maintaining a daily level of cognitive activity via
occupational tasks. Previous studies have suggested
that maintaining cognitive activity can reduce such
cognitive limitations as cognitive slowing [53,54],
and can increase rate of cognitive recovery from
neurotrauma [55]. While no baseline measures were
obtained in this study, a possibility of adaptation
or recovery in the period following treatment for
breast cancer is suggested. Impairments associated
with breast cancer treatment have been reported to
dissipate in the years following diagnosis and treatment [8], most likely due to BCS’ learned use of
compensatory strategies to overcome deficits or
due to neuroplasticity effects [51,56]. In a workshop of BCS, use of cognitive compensatory
strategies such as avoidance of concurrent multiple
task situations, frequent list-making, avoidance of
high-pressure work situations through planning of
workload, and recognizing increased need for sleep
to overcome cognitive impairments at work was
consistently endorsed by working BCS [51]. A
longitudinal study of cognitive activity and change
in cognitive impairments would help clarify any link
between cognitive demands in the workplace and
recovery of cognitive function in BCS.
Potential limitations
A limitation of this study is that it was a secondary
analysis based on previously collected data from a
cross-sectional study. There was limited information on estrogen receptor positive/negative status,
compliance to treatment regime, time since endocrine therapy treatment, and timing of endocrine
therapy treatment regime. Additionally, there was
limited information on timing of menopause and
because the original study was not stratified based
on menopausal status there was a slight difference
in menopausal status by group. This is most likely
because some endocrine therapy drugs are only
indicated for post-menopausal women or because
these drugs can induce a change in menopausal
status. However, analyses indicated that the difference was not statistically significant and that
menopausal status was not a significant factor on
any cognitive measure.
Another limitation of this study was that it was
not adequately powered to separate past from
present users of tamoxifen and AIs or separate
Psycho-Oncology (2010)
DOI: 10.1002/pon
Cognitive limitations associated with tamoxifen
BCS with a history of AIs from BCS with a history
of tamoxifen use. While these groups are often
combined in the literature, this seems to be due to
difficulty in obtaining the large number of participants needed for adequate power to study groups
separately. Previous studies [20,57] suggest that
length of time on endocrine therapy trial is not
related to cognitive decrements, but other studies
suggest that current users of SERMs exhibit more
cognitive deficits than those who had used but were
no longer using the drugs [18]. Further, while many
previous studies of cognitive decrements have not
differentiated between BCS exposed to AIs, tamoxifen, or both, a few studies have raised concerns
that there may be a difference in the deficits seen
with tamoxifen versus the deficits seen with
aromatase inhibitors [22,58]. Other adequately
powered studies have reported no statistically
significant differences between cognitive deficits
associated with either SERMs or AIs ([19,27];
n 5 101 and n 5 94, respectively). Based on these
findings, we assumed that there would be minimal
differences in cognitive deficits associated with
tamoxifen and AIs, if any. However, this is
considered a limitation of the current study and a
factor to be considered in future studies.
While this study was reliant on self-report of
medical history, including exposure to adjuvant
endocrine therapy and other cancer-related treatments, other studies indicate that three years postdiagnosis, self-report of medical history and cancer
treatment by BCS can provide accurate and consistent information when compared to medical
records [59,60]. Also, in comparison with demographics from recent cancer statistics [4,61], women
of color and women of lower socioeconomic status
are under-represented in this study, restricting the
generalizability of our findings and possibly
influencing the finding that cognitive deficits were
not objectively observed. Failure to detect decrements in objective performance measures may be
due to the fact that without baseline measurements,
it is difficult to estimate whether or not functioning
changed following exposure to hormonal replacement therapy, especially in higher functioning
samples. Further, it is possible that perceived
cognitive dysfunction was reported in this sample
because in a highly educated BCS population with
Internet access, priming regarding possible side
effects of treatment may play a role in the reporting
of perceived deficits [62]. Although the study was
internet-based, a recent study indicated that over
75% of cancer survivors and their family members
across various demographics access the Internet for
health-related information [63]. Selection bias in
Internet studies may not be as substantial as it was
once considered [64]. The focus of the current study
was on working BCS; therefore, the results have
limited generalizability to BCS who are not
occupationally active.
Copyright r 2010 John Wiley & Sons, Ltd.
Implications
This study adds to the growing body of evidence of
perceived cognitive dysfunction associated with
adjuvant endocrine therapy. The meaning of this
between-group difference, however, remains to be
clarified. Clinicians must be aware that a substantial number of BCS (16–50%, average 1–2 years
but up to 10 years after chemotherapy treatment)
report cognitive dysfunction, and that these perceived deficits impact BCS’s ability to function in
occupational settings and in everyday life [51]. This
study also suggests that fatigue, anxiety, and
depression are strongly related to cognitive function in BCS. At this time it is unclear whether
depression, anxiety, and fatigue are impacting
BCS’ cognitive function or whether BCS who are
having difficulties in cognitive functioning are
becoming depressed, anxious, and/or fatigued.
While this study was not designed to determine a
causal relationship between cognitive impairments
and distress, it is likely that the combination of
these factors may have a negative synergistic effect
on the individual.
Further, it is important to note that symptoms of
fatigue, anxiety, and depression are related to but
not fully explanatory of cognitive dysfunction in
BCS. These results should by no means be
interpreted to state that BCS’ reports of perceived
cognitive dysfunction are purely psychological in
nature. Reports of cognitive dysfunction by BCS
should be taken seriously and treated with cognitive rehabilitation strategies when appropriate.
However, because treatments for cognitive impairments are limited, it is especially important for
clinicians to be aware of any symptoms of distress
that may be impacting patients’ functioning. Early
identification and treatment of fatigue and distress
may be crucial in BCS returning to work and
may prevent further exacerbation of cognitive
impairments.
Acknowledgements
The opinions and assertions contained herein are the private
views of the authors and are not to be construed as being
official or as reflecting the views of the Uniformed Services
University of the Health Sciences or the Department of
Defense.
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