2
Fiction, Myth, and Reality
Nathan Salmon
I
Among the most dificult, and perennial, of philosophical problems are
those arising from sentences involving nondesignating names. Chief
among these problems is that of true singular negative existentials.
Negative existentials naturally arise in separating fact from iction and in
debunking mistaken theories. Consider, for example,
(~1) Sherlock Holmes is nonexistent
interpreted not as an assertion within the Sherlock Holmes canon but as
an assertion about reality. So interpreted, the sentence is evidently true. It
seems as if (~1) designates someone (by its subject term) in order to say (by
its predicate) that he does not exist. But it also entails that there is no such
thing to be designated. How can any sentence with a nondesignating term
in subject position be true? I call a mistaken theory that has been believed
a myth. Myth-smashing sentences like ‘Santa Claus isn’t real’ and ‘There’s
no such intra-Mercurial planet as Vulcan’ give rise to the same philosophical conundrum as (~1). G. E. Moore put the problem as follows:
[I]t seems as if purely imaginary things, even though they be absolutely
contradictory like a round square, must still have some kind of being – must
still be in a sense – simply because we can think and talk about them. . . . And
now in saying that there is no such thing as a round square, I seem to imply
that there is such a thing. It seems as if there must be such a thing, merely
I thank Blackwell Publishing Company for permission to incorporate portions of my 1998
Noûs article “Nonexistence.” I am grateful to the participants in the Santa Barbarians
Discussion Group’s ruminations on ictional objects during fall 1996, especially C. Anthony
Anderson. I also thank Alan Berger, Kevin Falvey, Steven Humphrey, David Kaplan, Teresa
Robertson, and Scott Soames for discussion or comments. Portions of the paper were also
presented at numerous venues. I am grateful to those audiences for their comments.
49
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in order that it may have the property of not-being. It seems, therefore, that
to say of anything whatever that we can mention that it absolutely is not,
were to contradict ourselves: as if everything we can mention must be, must
have some kind of being. (Some Main Problems of Philosophy, London: George
Allen & Unwin, 1953, at p. 289)
Saul Kripke’s insightful and penetrating work on names from iction
and myth, though unpublished, has generated a great deal of discussion.
Kripke’s account illuminates and yet exacerbates the chestnut of negative
existentials. However, the consistency of Kripke’s account is questionable.
Russell’s celebrated theory of descriptions provides an account of such
sentences involving names from iction and myth as the following:
(2) Sherlock Holmes used cocaine
(~2) Sherlock Holmes did not use cocaine.
Russell held that a proper name generally abbreviates some deinite
description. In the case of ‘Sherlock Holmes’ the abbreviated description might be something along the lines of: ‘the brilliant but eccentric
late-19th-century British detective who, inter alia, solved such-and-such
mysteries’. Let us abbreviate this characterization by the artiicial adjective ‘Holmesesque’. Russell analyzes (2) as equivalent to:
(2϶)
Something that is uniquely Holmesesque used cocaine.
Russell analyzes (~2) as ambiguous between the following two readings:
(~2϶1) Something that is uniquely Holmesesque didn’t use cocaine
(~2϶2) Nothing that is uniquely Holmesesque used cocaine.
The former is the wide-scope (or primary occurrence) reading of (~2).
This is false for the same reason as (2϶). In reality, there has never been a
Holmesesque individual. The latter is the narrow-scope (secondary occurrence) reading of (~2). This genuinely contradicts (2϶) and is therefore
true. In Principia Mathematica, instead of analyzing
(1)
Sherlock Holmes exists
by replacing ‘used cocaine’ in (2϶) with ‘exists’, Russell and Whitehead
analyze it more simply as
(1϶)
Something is uniquely Holmesesque.
This is equivalent to its analysis in the style of (2϶), since the formal
symbolization of ‘x exists’ is a theorem of Principia Mathematica. Although
Russell did not distinguish two readings for (~1), he might well have.
The narrow-scope reading is equivalent to the following:
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51
(~1϶2) Nothing is uniquely Holmesesque.
This does not designate anyone in order to say of him that he does
not exist. It is not merely consistent; it is true. By contrast, the widescope reading, (~1϶1) ‘There exists something that both is uniquely
Holmesesque and doesn’t exist’, is inconsistent, and hence, presumably,
cannot be what would normally be intended by (~1).
Frege’s celebrated theory of sense (Sinn) and designation (Bedeutung,
reference, denotation) provides an alternative explanation of how sentences like (2) can semantically express propositions (Gedanken, thoughts).
While Frege’s principle of extensionality requires that such sentences lack
truth value, the same principle creates a problem for Frege in connection
with existential sentences like (1). It would have been natural for Frege
to take (1) and (~1) to be analyzable respectively as:
(1Ϸ) Something is the Holmesesque individual
(~1Ϸ2) Nothing is the Holmesesque individual.
The intended truth conditions for (1Ϸ) and (~1Ϸ2) are given by (1϶)
and (~1϶2). But since the deinite description ‘the Holmesesque individual’ is improper, (1Ϸ) and (~1Ϸ2) must instead for Frege be neither
true nor false (assuming the standard interpretation for existential quantiication, identity, and negation, as Frege gave them in connection with
his own notation, on which each is fully extensional).
By way of a solution to this dificulty, Frege suggested that (1) is properly interpreted not by (1Ϸ) but as covertly quotational. He wrote:
We must here keep well apart two wholly different cases that are easily
confused, because we speak of existence in both cases. In one case the
question is whether a proper name designates, names, something; in the
other whether a concept takes objects under itself. If we use the words
‘there is a ———’ we have the latter case. Now a proper name that designates nothing has no logical justiication, since in logic we are concerned
with truth in the strictest sense of the word; it may on the other hand still
be used in iction and fable. (“A Critical Elucidation of Some Points in
E. Schroeder’s Algebra der Logik,” published 1895, translated by Peter Geach
in P. Geach and M. Black, eds., Translations from the Philosophical Writings of
Gottlob Frege, Oxford: Basil Blackwell, 1970, at p. 104)
Elsewhere Frege made similar remarks about singular existentials and
their negations: “People certainly say that Odysseus is not an historical person, and mean by this contradictory expression that the name ‘Odysseus’
designates nothing, has no designatum” (from the section on “Sense and
Designation” of Frege’s 1906 diary notes, “Introduction to Logic,” in
H. Hermes, F. Kambartel, and F. Kaulbach, eds., Posthumous Writings,
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translated by P. Long and R. White,1 Chicago: University of Chicago Press,
1979, at p. 191). Earlier in his “Dialogue with Pünjer on Existence” (pre1884, also in Hermes, Kambartel, and Kaulbach), Frege observed: “If
‘Sachse exists’ is supposed to mean ‘The word “Sachse” is not an empty
sound, but designates something’, then it is true that the condition ‘Sachse
exists’ must be satisied [in order for ‘There are men’ to be inferred from
‘Sachse is a man’]. But this is not a new premise, but the presupposition of
all our words – a presupposition that goes without saying” (p. 60).2
The suggestion is that (1) and (~1), at least on one reading (on which
the latter is true), are correctly analyzed as:
(1↑) ‘Sherlock Holmes’ designatesEnglish something
(~1↑2) ‘Sherlock Holmes’ designatesEnglish nothing.
Assuming (as Frege evidently did) both that ‘Sherlock Holmes’ is synonymous with ‘the Holmesesque individual’ and that each instance of
the following metalinguistic schema is true
(F)
‘the’+NP designatesEnglish something iff that thing is uniquely ϕ,
where ϕ is a formalization in irst-order-logic notation of the English
NP, then (1↑) is true if and only if (1϶) is, and (~1↑2) is true if and only
if (~1϶2) is. Frege’s semantic ascent strategy thus attains the same truth
conditions for (1) and (~1) as Russell.3
Frege’s semantic ascent succeeds in capturing information that is
indeed conveyed in the uttering of (1) or (~1). But to invoke a distinction
I have emphasized in previous work, this concerns what is pragmatically
imparted in (1) and (2), and not necessarily what is semantically encoded or
contained.4 Frege does not attain the same semantic content as Russell or
even the same modal intension, that is, the same corresponding function
from possible worlds to truth values. Indeed, that the semantic-ascent
interpretation of (1) by (1↑) is incorrect is demonstrated by a variety
of considerations. The semantic-ascent theory of existence is analogous
to Frege’s account of identity in Begriffsschrift (1879). Curiously, Frege
evidently failed to see that his objection in “Über Sinn und Bedeutung” to
the semantic-ascent theory of identity applies with equal force against
1
2
3
4
Except that I here render ‘Bedeutung’ as ‘designatum’.
Frege also suggests here that there may be an alternative reading for ‘Sachse exists’, on
which it is tantamount to ‘Sachse = Sachse’, which Frege says is self-evident. He might
well have said the same about ‘(∃x)[Sachse = x]’.
The term ‘semantic ascent’ is due to W. V. O. Quine. See his Word and Object
(Cambridge: MIT Press, 1960), §56.
Cf. my Frege’s Puzzle (Atascadero, CA: Ridgeview, 1986,), pp. 58–60 and especially 78–9,
84–5, 100, 114–15, 127–8.
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53
the semantic-ascent theory of existence. Another objection to semanticascent analyses has been raised by Frege’s most effective apologist and
defender, Alonzo Church.5 Translating ‘The present king of France does
not exist’ into French, one obtains:
Le roi présent de France n’existe pas.
Translating its proposed analysis into French, one obtains:
‘The present king of France’ ne fait référence à rien en anglais.
These two translations, while both true, clearly mean different things in
French. So too, therefore, do what they translate.
A theory of singular existence statements that is equally Fregean in
spirit but superior to the semantic-ascent account takes the verb ‘exist’
as used in singular existentials to be an ungerade device, so that both (1)
and (2) concern not the name ‘Sherlock Holmes’ but its English sense.6
This is analogous to the semantic-ascent theory of existence except that
one climbs further up to the level of intension. On an intensional-ascent
theory of existence, (1) and (~1) may be analyzed respectively thus:
(1^)
^Sherlock Holmes^ is a concept of something
(~1^2) ^Sherlock Holmes^ is not a concept of anything,
where ‘is a concept of’ is a dyadic predicate for the relation between a
Fregean sense and the object that it determines and the caret ‘^’ is a
device for indirect quotation, that is, quotation not of the expression but of
its semantic content (in the home language, in this case a standard notation for irst-order logic with ‘concept of’).7 Like the semantic-ascent
theory, this intensional-ascent account of existence is not disproved by
5
6
7
See Church’s “On Carnap’s Analysis of Statements of Assertion and Belief,” Analysis, 10,
5 (1950), pp. 97–9. For a defense of the Church-Langford translation argument, see my
“The Very Possibility of Language: A Sermon on the Consequences of Missing Church,”
in C. A. Anderson and M. Zeleney, eds., Logic, Meaning and Computation: Essays in Honor
of Alonzo Church (Boston: Kluwer, 2001), pp. 573–95.
Church cites ‘The present king of France does not exist’ as an example of a true sentence containing an ungerade occurrence of a singular term (“name”), in Introduction to
Mathematical Logic I (Princeton: Princeton University Press, 1956), at p. 27 n.
Cf. my “Reference and Information Content: Names and Descriptions,” in D. Gabbay and
F. Guenthner, eds., Handbook of Philosophical Logic, 2nd ed. (Dordrecht: Kluwer, 2003),
pp. 39–85, at 69 on Fregean indirect quotation. The idea comes from David Kaplan’s
“Quantifying In,” in D. Davidson and J. Hintikka, eds., Words and Objections: Essays on
the Work of W. V. O. Quine (Dordrecht: D. Reidel, 1969), pp. 178–214; reprinted in
L. Linsky, ed., Reference and Modality (Oxford: Oxford University Press, 1971), pp. 112–44,
at 120–1. In English, the word ‘that’ attached to a subordinate clause (as in ֩Jones believes
that φ֪ or ֩It is necessary that φ֪) typically functions in the manner of indirect-quotation
marks.
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Nathan Salmon
54
substitution of co-designative terms in existential contexts. On a Fregean
philosophy of semantics, indirect-quotation marks create an ungerade
context – one might even say that they create the paradigm ungerade context as Frege understood the concept – so that any expression occurring
within them designates in that position its own customary sense. The
intensional-ascent theory is not as easily refuted as the semantic-ascent
approach by the Church translation argument.8 In place of schema (F),
we invoke the following:
(C)
^the NP^ is a concept of something iff that thing, and nothing
else, is a NP.
Assuming ‘Sherlock Holmes’ is synonymous with ‘the Holmesesque
individual’, one thereby attains the same Russellian truth and falsehood
conditions for (1) and (~1). Unlike (F ), every instance of (C ) expresses
a necessary truth. The intensional-ascent theory of existence thus obtains
the correct modal intensions for (1) and (~1).
Let us say that a singular term is nondesignating if there does not exist
anything that the term designates. A term may be nondesignating by not
designating anything at all. But a term may also be nondesignating by designating a nonexistent object, as with names of the dead. Either way, on
Millianism, a nondesignating proper name is devoid of existing semantic
content. Furthermore, a Millian like myself, and even a less committal
direct-reference theorist like Kripke, may not avail him/herself of Russell’s
theory of descriptions to solve the problems of sentences with nondesignating names.9 If α is a proper name, designating or not, it is not a deinite
8
9
On this application of the translation argument, see my “A Problem in the Frege-Church
Theory of Sense and Denotation,” Noûs, 27, 2 (June 1993), pp. 158–66, and “The Very
Possibility of Language: A Sermon on the Consequence of Missing Church.”
Kripke does not oficially endorse or reject Millianism. Informal discussions lead me to
believe he is deeply skeptical. (See his repeated insistence in “A Puzzle about Belief” that
Pierre does not have inconsistent beliefs – in A. Margalit, ed., Meaning and Use, Dordrecht:
D. Reidel, 1979, pp. 239–83; reprinted in N. Salmon and S. Soames, eds., Propositions and
Attitudes, Oxford: Oxford University Press, 1988, pp. 102–48.) Nevertheless, Kripke believes
that a sentence using a proper name in an ordinary context (not within quotation marks,
and so on) expresses a proposition only if the name refers. Similarly, Keith Donnellan, in
“Speaking of Nothing,” The Philosophical Review, 83 (January 1974), pp. 3–32 (reprinted in
S. Schwartz, ed., Naming, Necessity, and Natural Kinds, Ithaca, NY: Cornell University Press,
1977, pp. 216–44), says, “when a name is used and there is a failure of designation, then no
proposition has been expressed – certainly no true proposition. If a child says, ‘Santa Claus
will come tonight,’ he cannot have spoken the truth, although, for various reasons, I think
it better to say that he has not even expressed a proposition. [He adds in a footnote:] Given
that this is a statement about reality and that proper names have no descriptive content,
then how are we to represent the proposition expressed?” (pp. 20–1).
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55
description, nor by the direct-reference theory’s lights does it abbreviate
any deinite description. For similar reasons, the direct-reference theorist
is also barred from using Frege’s sense/designation distinction to solve the
dificulties. How, then, can the theorist ascribe content to (1), (2), or their
negations? In particular, how can (~1) express anything at all, let alone
something true? The semantic-ascent theory of existence is refuted on the
direct-reference theory no less than on Fregean theory by the Church translation argument as well as by modal considerations (among other things).
The ungerade, intensional-ascent theory hardly fares much better on directreference theory in connection with (1) and (~1). On the Millian theory, it
fares no better at all. According to Millianism, if α is a proper name, then its
indirect quotation designates α’s bearer. If ‘Sherlock Holmes’ is a nondesignating name, ‘^Sherlock Holmes^’ is equally nondesignating.
It is a traditional view in philosophy, and indeed it is plain common
sense, that (1) is false and (~1) true, when taken as statements about
reality. For ‘Sherlock Holmes’, as a name for the celebrated detective, is
evidently a very strongly or thoroughly nondesignating name, one that does
not in reality have any designatum at all – past, present, future, or forever merely possible (or even forever impossible). Bertrand Russell lent
an eloquent voice to this common-sense view:
[M]any logicians have been driven to the conclusion that there are unreal
objects. . . . In such theories, it seems to me, there is a failure of that feeling
for reality which ought to be preserved even in the most abstract studies.
Logic, I should maintain, must no more admit a unicorn than zoology can;
for logic is concerned with the real world just as truly as zoology, though
with its more abstract and general features. To say that unicorns have an
existence in heraldry, or in literature, or in imagination, is a most pitiful and paltry evasion. What exists in heraldry is not an animal, made of
lesh and blood, moving and breathing of its own initiative. What exists
is a picture, or a description in words. Similarly, to maintain that Hamlet,
for example, exists in his own world, namely in the world of Shakespeare’s
imagination, just as truly as (say) Napoleon existed in the ordinary world, is
to say something deliberately confusing, or else confused to a degree which
is scarcely credible. There is only one world, the “real” world: Shakespeare’s
imagination is part of it, and the thoughts that he had in writing Hamlet are
real. So are the thoughts that we have in reading the play. But it is of the
very essence of iction that only the thoughts, feelings, etc., in Shakespeare
and his readers are real, and that there is not, in addition to them, an objective Hamlet. When you have taken account of all the feelings roused by
Napoleon in writers and readers of history, you have not touched the actual
man; but in the case of Hamlet you have come to the end of him. If no one
thought about Hamlet, there would be nothing left of him; if no one had
thought about Napoleon, he would have soon seen to it that some one did.
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Nathan Salmon
The sense of reality is vital in logic, and whoever juggles with it by pretending that Hamlet has another kind of reality is doing a disservice to thought.
A robust sense of reality is very necessary in framing a correct analysis of
propositions about unicorns, golden mountains, round squares, and other
such pseudo-objects.10
Contemporary philosophy has uncovered that (unlike my example of
‘Noman’) a name from iction does not even designate a merely possible
object. Thus Kripke writes:
The mere discovery that there was indeed a detective with exploits like
those of Sherlock Holmes would not show that Conan Doyle was writing
about this man; it is theoretically possible, though in practice fantastically
unlikely, that Conan Doyle was writing pure iction with only a coincidental
resemblance to the actual man. . . . Similarly, I hold the metaphysical view
that, granted that there is no Sherlock Holmes, one cannot say of any possible person, that he would have been Sherlock Holmes, had he existed. Several
distinct possible people, and even actual ones such as Darwin or Jack the
Ripper, might have performed the exploits of Holmes, but there is none of
whom we can say that he would have been Holmes had he performed these
exploits. For if so, which one?
I thus could no longer write, as I once did, that ‘Holmes does not exist,
but in other states of affairs, he would have existed.’ (Naming and Necessity,
Cambridge: Harvard University Press, 1980, pp. 157–8)
It is not merely true that Sherlock Holmes does not exist; it is necessarily true. On Kripke’s view, the name ‘Sherlock Holmes’ is a rigid
nondesignator, designating nothing – not even a merely possible thing –
with respect to every possible world. In a similar vein, Kaplan says:
The myth [of Pegasus] is possible in the sense that there is a possible world
in which it is truthfully told. Furthermore, there are such worlds in which
the language, with the exception of the proper names in question, is semantically and syntactically identical with our own. Let us call such possible
worlds of the myth, ‘M worlds’. In each M world, the name ‘Pegasus’ will
have originated in a dubbing of a winged horse. The Friend of Fiction, who
would not have anyone believe the myth . . . , but yet talks of Pegasus, pretends to be in an M world and speaks its language.
But beware the confusion of our language with theirs! If w is an M world,
then their name ‘Pegasus’ will denote something with respect to w, and our
description ‘the x such that x is called ‘Pegasus’’ will denote the same thing
with respect to w, but our name ‘Pegasus’ will still denote nothing with
respect to w. . . .
10
Introduction to Mathematical Philosophy (London: Allen and Unwin, 1919), at pp. 169–70.
Cf. Russell’s The Philosophy of Logical Atomism, D. Pears, ed. (La Salle, IL: Open Court,
1918, 1972, 1985), at pp. 87–8.
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To summarize. It has been thought that proper names like ‘Pegasus’ and
‘Hamlet’ were like ‘Aristotle’ and ‘Newman-1’, except that the individuals
denoted by the former were more remote. But regarded as names of our
language – introduced by successful or unsuccessful dubbings, or just made
up – the latter denote and the former do not.11
II
Kripke and Peter van Inwagen have argued independently, and persuasively, that wholly ictional characters should be regarded as real things.12
Theirs is not a Meinongian view – one of Russell’s targets in the passage quoted earlier – on which any manner of proper name or deinite
description, including such terms as ‘the golden mountain’ and ‘the
round square’, designates some Object, though the Object may not exist
in any robust sense and may instead have only a lower-class ontological
status (and, as in the case of the round square, may even have inconsistent properties).13 To be sure, wholly ictional characters like Sherlock
Holmes, though real, are not real people. Neither physical objects nor
mental objects, instead they are, in this sense, abstract entities. They are
not eternal entities, like numbers; they are human-made artifacts created
by iction writers. But they exist just as robustly as the ictions themselves,
the novels, stories, and so on in which they occur. Indeed, ictional characters have the same ontological status as the ictions, which are also
abstract entities created by their authors. And certain things are true
11
12
13
From appendix XI, “Names from Fiction,” of “Bob and Carol and Ted and Alice,” in
K. J. J. Hintikka, J. M. E. Moravcsik, and P. Suppes, eds, Approaches to Natural Language
(Dordrecht: D. Reidel, 1973), pp. 490–518, at pp. 505–8. Kaplan credits John Bennett
in connection with this passage. The same general argument occurs in Donnellan,
“Speaking of Nothing,” at pp. 24–5, and in Alvin Plantinga, The Nature of Necessity
(Oxford: Oxford University Press, 1974), section VIII.4, “Names: Their Function in
Fiction,” at pp. 159–63.
Kripke, Reference and Existence: The John Locke Lectures for 1973 (unpublished); van
Inwagen, “Creatures of Fiction,” American Philosophical Quarterly, 14, 4 (October 1977),
pp. 299–308, and “Fiction and Metaphysics,” Philosophy and Literature, 7, 1 (Spring
1983), pp. 67–77. One possible difference between them is that van Inwagen accepts an
ontology of ictional characters whereas Kripke is instead merely unveiling an ontology
that he argues is assumed in the way we speak about iction while remaining neutral on
the question of whether this manner of speaking accurately relects reality. My interpretation of Kripke is based primarily on the manuscript of his 1973 Locke Lectures as well
as his seminars, which I attended, on the topic of designation, existence, and iction
at Princeton University during the spring of 1981 and at the University of California,
Riverside, in January 1983.
Cf. Terence Parsons, “A Meinongian Analysis of Fictional Objects,” Grazer Philosophische
Studien, 1 (1975), pp. 73–86, and Nonexistent Objects (New Haven: Yale University Press,
1980).
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Nathan Salmon
of these ictional characters – for example, that the protagonist of the
Sherlock Holmes stories was inspired in part by an uncannily perceptive
person of Sir Arthur Conan Doyle’s acquaintance.
On this theory, a negative existential like (~1), taken as making an
assertion about the ictional character and taken literally, denies real existence of a real ictional character, and is therefore false. In fact, Holmes
may well be the most famous of all ictional characters in existence. The
same sentence, understood as making an assertion about the ictional
character, may be open to a more charitable and plausible interpretation, albeit a nonliteral one. Perhaps one may reinterpret the predicate
‘exists’, for example, to mean real, in something like the sense: not merely
a character in the story, but an entity of just the sort depicted. Then (~1) may
be understood, quite plausibly, as making an assertion that the character
of Sherlock Holmes is a wholly ictional man, not a real one. That is to
say, there is a iction in which Holmes is a man of lesh and blood, but in
reality Holmes is merely a ictional character. On this Pickwickian reading, the sentence is indeed true. But it is then not an authentic negative
existential, and thus generates no special problem for Millianism, let
alone for direct-reference theory.14
How can this talk about the ictional character of Sherlock Holmes as
a real entity be reconciled with the passage from Kripke quoted earlier,
in which he appears to agree with Kaplan and Russell that ‘Sherlock
Holmes’ is nondesignating?
On Kripke’s account, use of the name ‘Sherlock Holmes’ to refer to
the ictional character is in a certain sense parasitic on a prior, more fundamental use not as a name for the ictional character. Kripke and van
Inwagen emphasize that the author of a iction does not assert anything
in writing the iction. Instead, Kripke, like Kaplan, says that Conan Doyle
merely pretended to be designating someone in using the name ‘Sherlock
Holmes’ and to be asserting things, expressing propositions, about him.
A iction purports to be an accurate historical recounting of real events
involving real people. Of course, the author typically does not attempt
to deceive the audience that the pretense is anything but a pretense;
instead the iction merely goes through the motions (hoaxes like Orson
Welles’s radio broadcast of H. G. Wells’s The War of the Worlds and the
14
Cf. van Inwagen, “Creatures of Fiction,” at p. 308 n. 11. Kripke argues against any interpretation of (~1) on which the name is used as a name of the ictional character but
‘exist’ receives a Pickwickian interpretation on which the sentence is true. I am less
skeptical. See below, especially note 29. (Van Inwagen’s suggestion is neutral between
this sort of account and the one proposed there.)
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legend of Santa Claus being the “exceptions that prove the rule”). Frege
expressed the basic idea as follows:
Assertions in iction are not to be taken seriously: they are only mock assertions. Even the thoughts are not to be taken seriously as in the sciences: they
are only mock thoughts. If Schiller’s Don Carlos were to be regarded as a
piece of history, then to a large extent the drama would be false. But a work
of iction is not meant to be taken seriously in this way at all: it’s all play.15
According to Kripke, as the name ‘Sherlock Holmes’ was originally introduced and used by Conan Doyle, it has no designatum whatsoever. It is
a name in the make-believe world of storytelling, part of an elaborate
pretense. By Kripke’s lights, our language licenses a certain kind of metaphysical move. It postulates an abstract artifact, the ictional character,
as a product of this pretense. But the name ‘Sherlock Holmes’ does not
thereby refer to the character thereby postulated, nor for that matter to
anything else, and the sentences involving the name ‘Sherlock Holmes’
that were written in creating the iction express no propositions, about
the ictional character or anything else. They are all part of the pretense,
like the actors’ lines in the performance of a play. Names from iction
occurring within the iction are thoroughly nondesignating. It is only at
a later stage when discussing the ictional character from a metastandpoint, speaking about the pretense and not within it, that the language
makes a second move, this one semantical rather than metaphysical, giving the name a new, nonpretend use as a name for the ictional character. The language allows a linguistic transformation, says Kripke, of a
ictional name for a person into a name of a ictional person. Similarly,
van Inwagen writes, “we have embodied in our rules for talking about
iction a convention that says that a creature of iction may be referred to
by what is (loosely speaking) ‘the name it has in the story’” (“Creatures
of Fiction,” p. 307 n.). On this account, the name ‘Sherlock Holmes’ is
ambiguous. In its original use as a name for a human being – its objectictional use by Conan Doyle in writing the iction, and presumably by
the reader reading the iction – it merely pretends to name someone and
actually names nothing at all. But in its metaictional, nonpretend use
as a name for the ictional character thereby created by Conan Doyle,
it genuinely designates that particular artifactual entity. In effect, there
are two names. Though spelled the same, they would be better spelled
15
“Logic,” in Frege’s Posthumous Writings, at p. 130. See also Kendall L. Walton, “On Fearing
Fictions,” Journal of Philosophy, 75 (1978), pp. 5–27; and Mimesis as Make-Believe: On the
Foundations of the Representational Arts (Cambridge: Harvard University Press, 1990).
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differently, as ‘Holmes1’ for the man and ‘Holmes2’ for the ictional character. Neither names a real man. The latter names an abstract artifact,
the former nothing at all. It is the original, thoroughly nondesignating
use of ‘Sherlock Holmes’ – its use in the same way as ‘Holmes1’ – that
Kaplan, Kripke, and Russell emphasize in the passages quoted.
Kripke’s theory involves a complex account of object-ictional sentences like ‘Sherlock Holmes plays the violin’, ‘Odysseus was set ashore
at Ithaca while sound asleep’, ‘Pegasus has wings’, and (2). By contrast,
‘According to the stories, Sherlock Holmes used cocaine’ is metaictional, and literally true. On Kripke’s view, object-ictional sentences are
multiply ambiguous, as a result of the two uses of the names and of differing perspectives from within and without the iction or myth. Using
the name in (2) in the manner of ‘Holmes1’ as the pretend name of a
pretend man, and using the sentence to make a statement not within the
pretense and instead about the real world outside the iction, the sentence expresses nothing and is therefore not literally true. (See note 17.)
But object-ictional sentences may also be used from within the iction,
as part of the general pretense of an accurate, factual recounting of real
events, not to be mistaken as a “time out” reality check. Interpreted thus,
sentence (2) is a correct depiction, part of the storytelling languagegame. So used, the sentence may be counted “true” in an extended
sense – truth in the iction, as we might call it – conforming to a convention of counting an object-ictional sentence “true” or “false” according
as the sentence is true or false with respect (or according) to the iction.
This is the sense in which the sentence should be marked “true” on a
true-false test in English Lit 101.16 Alternatively, the name may be used in
the manner of ‘Holmes2’ as a name for the ictional character. With the
name so used, and the sentence used as a statement not about the iction
but about reality, it is false; no abstract entity uses cocaine or even can.
On the other hand, according to Kripke, we also have an extended use of
predicates, on which ‘uses cocaine’ correctly applies to an abstract entity
when it is a character from a iction according to which the corresponding ictional person uses cocaine. Giving the name its use as a name of
16
Kripke recognizes that this is generally equivalent, in some sense, to treating an
object-ictional sentence φ as implicitly shorthand for the metaictional ֩According
to the iction, φ֪, and evaluating it as true or false accordingly. But he says that he
regards it as applying ‘true’ and ‘false’ in conventionally extended senses directly to
object-ictional sentences themselves in their original senses. Cf. David Lewis, “Truth
in Fiction,” American Philosophical Quarterly, 15 (1978), pp. 37–46; reprinted with postscripts in Lewis’s Philosophical Papers: Volume I (Oxford: Oxford University Press, 1983),
pp. 261–80.
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the ictional character, and understanding the predicate ‘used cocaine’
in this extended sense, sentence (2) is true. According to the stories,
Holmes1 used cocaine. In virtue of that fact we may say that Holmes2
“used cocaine.” The truth conditions of sentence (2) on this reading
are exactly the same as the conventional truth-in-the-iction conditions
of the sentence interpreted as ‘Holmes1 used cocaine’. But they differ in
meaning. The former invokes a new interpretation for both subject and
predicate.17
Viewing the negative existential (~1) on this same model, it has
various interpretations on which it is false. Interpreted in the sense of
‘Holmes1 does not exist’, it is like ‘Holmes1 did not use cocaine’ in pretending to express a proposition, one that is false in the iction. The sentence should be marked “false” on a true-false quiz about the Sherlock
Holmes stories. Interpreted in the sense of ‘Holmes2 does not exist’, the
predicate ‘exist’ may be given its literal sense, or alternatively it may be
given its extended sense on which it applies to a ictional character if
and only according to the relevant iction the corresponding person
exists. Either way the sentence is false. The ictional character exists, and
moreover the corresponding person existed according to the stories. But
suppose (1) is read again in the sense of ‘Holmes1 does not exist’, this
time not as a statement within the iction but as a statement about the
real world. Then it is signiicantly unlike ‘Holmes1 did not use cocaine’,
which expresses nothing about the real world outside the iction. For
according to Kripke, ‘Holmes1 does not exist’ is in reality quite true. On
this interpretation, the sentence is regarded by Kripke, as by traditional
philosophy, as an authentic true negative existential with a thoroughly
nondesignating subject term.
This was our primary concern. We have attempted to deal with the
problem of negative existentials by concentrating on ‘Holmes2 does not
exist’. But it is Holmes1, not Holmes2, who literally does not exist. The
17
Kripke cautions that when one is merely pretending to refer to a human being in using
a name from iction, that pretense does not in and of itself involve naming a ictional
character. On the contrary, such a pretense was involved in the very creation of the asyet-unnamed ictional character. He also remarks that an object-ictional sentence like
(2) would be counted true in the conventionally extended “according to the iction”
sense even if the name had only its ‘Holmes1’ use and the language had not postulated ictional characters as objects. Van Inwagen (“Creatures of Fiction,” pp. 305–6)
invokes a notion of a iction “ascribing” a property to a character, but admits that his
terminology is misleading. He does not explain his notion of ascription in terms of what
sentences within the iction express, since such sentences on his view (as on Kripke’s)
do not express anything. Instead this kind of ascription is an undeined primitive of the
theory.
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problem requires more work. Kripke says that it is “perhaps the worst
problem in the area.”
By way of a possible solution, Kripke proposes that (1) should not be
viewed on the model of ‘Holmes1 used cocaine’, understood as a statement about the real world – and which thereby expresses nothing – but
instead as a special kind of speech act. Consider irst the object-ictional
sentence (~2), in the sense of ‘Holmes1 did not use cocaine’, construed
as a statement about reality. One may utter this sentence even if one is
uncertain whether Holmes1 is a real person, in order to make the cautious claim that either there is no such person as Holmes1 or there is but
he did not use cocaine. In that case, the assertion is tantamount to saying
that either there is no proposition that Holmes1 uses cocaine, or there is
such a proposition but it is not true. In short, the sentence is interpreted
as meaning there is no true proposition that Holmes1 uses cocaine. A similar
cautious interpretation is available whenever negation is employed.
Kripke extends this same interpretation to singular negative
existentials. He proposes that in uttering a sentence of the form ֩α does
not exist֪ from the standpoint of the real world, what one really means
is better expressed by ֩There is no true proposition that α exists֪. What
is meant may be true on either of two entirely different grounds: (i) the
mentioned proposition is not true; alternatively (ii) there is no such
proposition. If α is ‘the present king of France’, then one’s assertion is
true for the former reason. If α is ‘Sherlock Holmes’ in its ‘Holmes1’ use,
then one’s assertion is true for the latter reason. Kripke’s is not a theory
that takes (~1) to express that (1) is not trueEnglish. Semantic-ascent theories are notoriously vulnerable to refutation (as by the Church translation argument). Instead, Kripke takes (~1) to express that there is no
true proposition of a certain sort even if only because there is no proposition of that sort at all. This is closer to the intensional-ascent theory of
existence – with a wink and a nod in the direction of Millianism.
Kripke extends this account to mistaken theories that have been
believed – what I call myths. He explicitly mentions the case of the ictitious intra-Mercurial planet Vulcan, hypothesized and named by Jacques
Babinet in 1846 and later thought by Urbain Le Verrier to explain
an irregularity in the orbit of Mercury. The irregularity was eventually explained by the general theory of relativity.18 Though the Vulcan
18
Babinet hypothesized Vulcan for reasons different from Le Verrier’s. See Warren Zachary
Watson, An Historical Analysis of the Theoretical Solutions to the Problem of the Perihelion of
Mercury (doctoral dissertation, Ann Arbor, MI: University Microilms, 1969), pp. viii,
92–4; and N. T. Roseveare, Mercury’s Perihelion: From Le Verrier to Einstein (Oxford: Oxford
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hypothesis turned out to be a myth, it nevertheless bore fruit – not a
massive physical object, but in the form of a mythical object, an artifactual abstract entity of the same ontological status as Holmes2. Vulcan
even has explanatory value. It accounts not for Mercury’s perihelion,
but for the truth in English of ‘A hypothetical planet was postulated to
explain Mercury’s irregular orbit’. In introducing the name ‘Vulcan’,
Babinet meant to introduce a name for a planet, not an abstract artifact. His intentions were thwarted on both counts. Kripke holds that the
dubbing ultimately resulted in two distinct uses of the name – in effect
two names, ‘Vulcan1’ and ‘Vulcan2’ – the irst as a name for an
intra-Mercurial planet (and consequently thoroughly nondesignating),
the second as a name of a mythical object, Babinet’s accidental creation.
(Presumably these two uses are supposed to be different from two other
pairs of uses, corresponding to the ire god of Roman mythology and
Mr. Spock’s native planet in Star Trek.) When it is said that Vulcan1 does not
inluence Mercury’s orbit, and that Vulcan1 does not exist, what is meant
is that there are no true propositions that Vulcan1 inluences Mercury
or that Vulcan1 exists.
III
Kripke’s intensional ascent fails to solve the problem. The ‘that’ clauses
‘that Holmes1 uses cocaine’ and ‘that Holmes1 exists’ are no less problematic than ‘Holmes1’ itself. Kripke concedes, in effect, that if α is a
thoroughly nondesignating name, then propositional terms like ֩the
proposition that α used cocaine֪ are also thoroughly nondesignating.
The account thus analyzes a negative existential by means of another
negative existential, generating an ininite regress with the same problem arising at each stage: If α is a thoroughly nondesignating name, how
can ֩There is no proposition that α used cocaine֪ express anything at all,
let alone something true (let alone a necessary truth)? To give an analogy, a proposal to analyze ֩α does not exist֪ as ֩Either {α} is the empty set
or it does not exist֪ yields no solution to the problem of how (~1) can
express anything true. Even if the analysans has the right truth conditions, it also invokes a disjunct that is itself a negative existential, and it
University Press, 1982), at pp. 24–7. (Thanks to Alan Berger and the late Sidney
Morgenbesser for bibliographical assistance. I also researched the Vulcan hypothesis
on the Internet. When I moved to save material to a new ile to be named ‘Vulcan’, the
program responded as usual, only this time signaling a momentous occasion: Vulcan
doesn’t exist. Create? Y or N.)
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leaves unsolved the mystery of how either disjunct can express anything
if α is a thoroughly nondesignating name.19
There is more. On the accounts proposed by Kaplan, Kripke, and van
Inwagen, object-ictional sentences, like ‘Sherlock Holmes uses cocaine’,
have no genuine semantic content in their original use. This renders the
meaningfulness of true metaictional sentences like ‘According to the
Sherlock Holmes stories, Holmes used cocaine’ problematic and mysterious. (See note 18.) On Kripke’s account, it is true that according to the
stories Holmes1 used cocaine, and that on Le Verrier’s theory Vulcan1
inluences Mercury’s orbit. How can these things be true if there is no
proposition that Holmes1 used cocaine and no proposition that Vulcan1
inluences Mercury? What is it that is the case according to the stories or
the theory? How can Le Verrier have believed something that is nothing
at all? If object-ictional sentences like ‘Holmes1 used cocaine’ express
nothing, and we merely pretend that they express things, how can they
be true with respect (according) to the iction, and how can metaictional sentences involving object-ictional subordinate clauses express
something, let alone something true?
More puzzling still are such cross-realm statements as ‘Sherlock Holmes
was cleverer than Bertrand Russell’, and even worse, ‘Sherlock Holmes
was cleverer than Hercule Poirot’. The account as it stands seems to
invoke some sort of intensional use of ‘Sherlock Holmes’, whereby not
only is the name ambiguous between ‘Holmes1’ and ‘Holmes2’, but also
accompanying the former use is something like an ungerade use, arising
in constructions like ‘According to the stories, Holmes1 used cocaine’,
on which the name designates a particular concept – presumably something of the form the brilliant detective who performed such and such exploits.
Kripke acknowledges this, calling it a “special sort of quasi-intensional
use.” The account thus ultimately involves an intensional apparatus.
19
As Kripke intends the construction ֩There is no such thing as α֪, it seems close in meaning to ֩^α^ is not a concept of anything֪. In our problem case, α is ‘the proposition
that Holmes1 exists’. Since the ‘that’ preix is itself a device for indirect quotation (see
n. 7), ‘Holmes1’ would thus occur in a doubly ungerade context. It may be, therefore,
that Kripke’s intensional-ascent theory presupposes (or otherwise requires) a thesis that
proper names have a Fregean ungerade Sinn, or indirect sense, which typically determines the name’s designatum, the latter functioning as both customary content and
customary designatum, but which in the case of a thoroughly nondesignating name
determines nothing. This would provide a reason for intensional ascent; one hits pay
dirt by climbing above customary content. Kripke’s theory would then involve Fregean
intensional machinery that direct designation scrupulously avoids and Millianism
altogether prohibits.
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Indeed, it appears to involve industrial-strength intensional machinery
of a sort that is spurned by direct-reference theory, and worse yet, by
the very account itself. Further, the intensionality seems to get matters
wrong. First, it seems to give us after all a proposition that Holmes1 used
cocaine, a proposition that Vulcan1 inluences Mercury, etc. – those
things that are the case (or not) according to stories or believed by the
theorist. Furthermore, depending on how the ungerade use of ‘Holmes1’
is explained, it could turn out that if there were someone with many of
the attributes described in the Sherlock Holmes stories, including various exploits much like those recounted, then there would be true propositions that Holmes1 existed, that he used cocaine, and so on. It could
even turn out that if by an extraordinary coincidence there was in fact
some detective who was very Holmesesque, then even though Holmes2
was purely ictional and not based in any way on this real person, there
are nevertheless true propositions that Holmes1 existed, used cocaine,
and so on. The theory threatens to entail that the question of Holmes’s
authenticity (in the intended sense) would be settled afirmatively by
the discovery of someone who was signiicantly Holmesesque, even if
this person was otherwise unconnected to Conan Doyle. If the theory
has consequences like these, then it directly contradicts the compelling
passage of Kripke’s quoted earlier, if not also itself. Kripke expresses misgivings about the theory, acknowledging that the required “quasi-intensional” use of a name from iction needs explanation.20
20
Cf. Gareth Evans, The Varieties of Designation, J. McDowell, ed. (Oxford: Oxford University
Press, 1982), at pp. 349–52. The kind of intensionality required on Kripke’s account is
not merely pragmatic in nature. Taking account of the preceding note, the account may
be steeped in intensionality. The danger of entailing such consequences as those noted
is very real. The theory of iction in Lewis, “Truth in Fiction,” is similar to Kripke’s in
requiring something like an ungerade use for thoroughly nondesignating names from
iction. Lewis embraces the conclusion that “the sense of ‘Sherlock Holmes’ as we use
it is such that, for any world w where the Holmes stories are told as known fact rather
than iction, the name denotes at w whichever inhabitant of w it is who there plays the
role of Holmes” (p. 267 of the version in his Philosophical Papers: Volume I ). A similar
conclusion is also reached in Robert Stalnaker, “Assertion,” P. Cole, ed., Syntax and
Semantics, 9: Semantics (New York: Academic Press, 1978), pp. 315–32, at 329–31. These
conclusions directly contradict Kripke’s account of proper names as rigid designators.
In the irst of the Locke Lectures, Kripke argues that uniquely being Holmesesque
is not suficient to be Holmes. Further, Kripke also argues there that the phenomenon of iction cannot yield considerations against this or that particular philosophicosemantic theory of names, since it is part of the iction’s pretense, for the theorist,
that the theory’s “criteria for naming, whatever they are, are satisied.” Why should
this not extend to the thesis, from direct-reference theory, that names lack Kripke’s
hypothesized “quasi-intensional use”?Donnellan, “Speaking of Nothing,” regards negative existentials as unlike other object-ictional sentences, though his solution differs
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IV
Kripke’s contention that names like ‘Sherlock Holmes’ are ambiguous is
almost certainly mistaken. In particular, there is no obvious necessity to
posit a use of the name by Conan Doyle and his readers that is nondesignating (in any sense) and somehow prior to its use as a name for the
ictional character and upon which the latter use is parasitic.21
The alleged use of ‘Sherlock Holmes’ on which it is thoroughly
nondesignating was supposed to be a pretend use, not a real one. In
writing the Sherlock Holmes stories, Conan Doyle did not genuinely use
the name at all, at least not as a name for a man. He merely pretended
to. Of course, Conan Doyle wrote the name down as part of sentences
21
signiicantly from Kripke’s and is designed to avoid intensionality. Donnellan provides
a criterion whereby if α and β are distinct names from iction, then (in effect) the corresponding true negative existentials, taken in the sense of ֩α1 does not exist֪ and ֩β1
does not exist֪ as literally true statements about reality, express the same proposition if
and only if α2 and β2 name the same ictional character. (I have taken enormous liberties in formulating Donnellan’s criterion in terms of Kripke’s apparatus, but I believe
I do not do it any serious injustice.) This proposal fails to provide the proposition
expressed. In fact, Donnellan concedes that “we cannot. . . . preserve a clear notion of
what proposition is expressed for existence statements involving proper names” (p. 29;
see note 9 above). This fails to solve the original problem, which is even more pressing for Donnellan. How can such sentences be said to “express the same proposition”
when by his lights neither sentence clearly expresses any proposition at all? Cf. my
“Nonexistence,” Noûs, 32, 3 (1998), pp. 277–319, at 313–14 n. 29.
I irst presented my alternative account of negative existentials, iction, and myth in
“Nonexistence.” Amie Thomasson, in Fiction and Metaphysics (Cambridge: Cambridge
University Press, 1999), defends an account similar to mine on broadly similar grounds.
See also F. Adams, G. Fuller, and R. Stecker, “The Semantics of Fictional Names,” Paciic
Philosophical Quarterly, 78 (1997), pp. 128–48; David Braun, “Empty Names,” Noûs,
27 (1993), pp. 449–69, and “Empty Names, Fictional Names, Mythical Names,” Noûs
(forthcoming); Ben Caplan, “Empty Names: An Essay on the Semantics, Pragmatics,
Metaphysics, and Epistemology of Empty Names and Other Directly Referential
Expressions,” UCLA doctoral dissertation (2000), and “Creatures of Fiction, Myth, and
Imagination,” American Philosophical Quarterly, 41, 4 (October 2004), pp. 331–7; Gregory
Currie, The Nature of Fiction (Cambridge: Cambridge University Press, 1990); Anthony
Everett, “Empty Names and ‘Gappy’ Propositions,” Philosophical Studies, 116 (October
2003), pp. 1–36; Kit Fine, “The Problem of Non-Existence: I. Internalism,” Topoi, 1
(1982), pp. 97–140; Stacie Friend, review of Amie Thomasson, Fiction and Metaphysics,
in Mind, 2000, pp. 997–1000; Thomas G. Pavel, Fictional Worlds (Cambridge: Harvard
University Press, 1986); Amie Thomasson, “Fiction, Modality and Dependent
Abstracta,” Philosophical Studies, 84 (1996), pp. 295–320; Nicholas Wolterstorff, Works
and Worlds of Art (Oxford: Oxford University Press, 1980). Three collections of articles
on the philosophy and logic of iction are: Poetics, 8, 1/2 (April 1979); A. Everett and T.
Hofweber, eds., Empty Names, Fiction and the Puzzles of Non-Existence (Stanford, CA: CSLI
Publications, 2000); and P. McCormick, ed., Reasons of Art (Ottawa: University of Ottawa
Press, 1985).
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in the course of writing the Holmes stories. In that sense he used the
name. This is like the use that stage or ilm actors make of sentences
when reciting their lines during the performance of a play or the ilming of a movie. It is not a use whereby the one speaking commits him/
herself to the propositions expressed. Even when writing ‘London’ or
‘Scotland Yard’ in a Holmes story, Conan Doyle was not in any robust
sense using these names to designate. As J. O. Urmson notes, when Jane
Austen, in writing a novel, writes a sentence beginning with a ictional
character’s name,
it is not that there is a reference to a ictional object, nor is there the use
of a referring expression which fails to secure reference (as when one says
“That man over there is tall” when there is no man over there). Jane Austen
writes a sentence which has the form of an assertion beginning with a reference, but is in fact neither asserting nor referring; therefore she is not
referring to any character, ictional or otherwise, nor does she fail to secure
reference, except in the jejune sense in which if I sneeze or open a door I
fail to secure reference. Nothing would have counted on this occasion as
securing reference, and to suppose it could is to be under the impression
that Miss Austen was writing history. . . . I do not say that one cannot refer
to a ictional character, but that Miss Austen did not on the occasion under
discussion.
What I am saying is that making up iction is not a case of stating, or asserting, or propounding a proposition and includes no acts such as referring
(“Fiction,” American Philosophical Quarterly, 13, 2 (April 1976), pp. 153–57
at p. 155).
The pretend use of ‘Sherlock Holmes’ by Conan Doyle does not have to
be regarded as generating a use of the name on which it is nondesignating. Pace Kaplan, Kripke, Russell, and traditional philosophy, it should not
be so regarded. A name semantically designates this or that individual
only relative to a particular kind of use, a particular purpose for which
the name was introduced. One might go so far as to say that a pretend
use by itself does not even give rise to a real name at all, any more than
it gives birth to a real detective. This may be somewhat overstated, but its
spirit and lavor are not.22 Even if one regards a name as something that
exists independently of its introduction into language (as is my inclination), it is confused to think of a name as designating, or not designating, other than as doing so on a particular use. On this view, a common
22
C. J. F. Williams, in What Is Existence? (Oxford: Oxford University Press, 1981), argues
that ‘Sherlock Holmes’ is not a proper name (pp. 251–5). This is what Kaplan ought to
have said, but he did not. See his “Words,” Proceedings of the Aristotelian Society, 64 (1990),
pp. 93–119, especially section II, “What are Names?” at pp. 110–19.
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name like ‘Adam Smith’ designates different individuals on different
uses. The problem with saying that ‘Sherlock Holmes’ is nondesignating
on Conan Doyle’s use is that in merely pretending that the name had a
particular use, Conan Doyle did not yet attach a real use to the name on
which it may be said to designate or not.
I heartily applaud Russell’s eloquent plea for philosophical sobriety.
But his attitude toward “unreal” objects is fundamentally confused. On
the other hand, Kripke’s account of iction and myth is implausibly
baroque and of dubious consistency.
The matter should be viewed instead as follows: Arthur Conan Doyle
one ine day set about to tell a story. In the process he created a ictional character as the protagonist and other ictional characters, each
playing a certain role in the story. These characters are not lesh-andblood human beings. Rather they, like the story itself, are abstract artifacts, born of Conan Doyle’s fertile imagination. The name ‘Sherlock
Holmes’ was originally coined by Conan Doyle in writing the story (and
subsequently understood by those who have read the Holmes stories)
as the ictional name for the protagonist. That thing – in fact merely an
abstract artifact – is, according to the story, a man by the name of ‘Sherlock
Holmes’. In telling the story, Conan Doyle pretends to use the name to
designate its ictional designatum (and to use ‘Scotland Yard’ to designate Scotland Yard) – or rather, he pretends to be Dr. Watson using
‘Sherlock Holmes’, much like an actor portraying Dr. Watson on stage.
But he does not really so use the name; ‘Sherlock Holmes’ so far does
not really have any such use, or even any related use (ignoring unrelated uses it coincidentally might have had). At a later stage, use of the
name is imported from the iction into reality, to name the very same
thing that it is the name of according to the story. That thing – now the
real as well as the ictional bearer of the name – is according to the story
a human being who is a brilliant detective, but in reality an artifactual
abstract entity.
The use of ‘Sherlock Holmes’ represented by ‘Holmes2’, as the name
for what is in reality an abstract artifact, is the same use it has according
to the Holmes stories, except that according to the stories, that use is one
on which it designates a man. The alleged thoroughly nondesignating
use of ‘Sherlock Holmes’ by Conan Doyle, as a pretend name for a man,
is a myth. Contrary to Kaplan, Kripke, and the rest, there is no literal
use of ‘Sherlock Holmes’ that corresponds to ‘Holmes1’. One might say
(in the spirit of the Kripke–van Inwagen theory) that there is a mythical
use represented by ‘Holmes1’, an allegedly thoroughly nondesignating
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use that pretends to name a brilliant detective who performed such-andsuch exploits. This kind of use is ictitious in the same way that Sherlock
Holmes himself is, no more a genuine use than a ictional detective is
a genuine detective. Instead there is at irst only the pretense of a use,
including the pretense that the name designates a brilliant detective, a
human being, on that use. Later the name is given a genuine use, on
which it names the very same entity that it named according to the pretense, though the pretense that this entity is a human being has been
dropped.
Literary scholars discussing the Holmes stories with all seriousness may
utter the name ‘Sherlock Holmes’ as if to import its pretend use as the
name of a man into genuine discourse – as when a Holmes “biographer”
says, “Based on the evidence, Holmes was not completely asexual.” Even
then, the scholars are merely pretending to use the name as a name for
a man. There is no lesh-and-blood man for the name to name, and the
scholars know that.23 If they are genuinely using the name, they are using
it as a name for the ictional character. The only genuine, non-pretend
use that we ever give the name – of which I feel conident – is as a name
for the character. And that use, as a name for that very thing, is the very
use it has in the story – though according to the story, that very thing is a
human being and not an abstract entity. Conan Doyle may have used the
name for a period even before the character was fully developed. Even
so, this would not clearly be a genuine use of the name on which it was
altogether nondesignating. There would soon exist a ictional character that that use of the name already designated.24 Once the anticipated
designatum arrived, to use the name exactly as before was to use it to
designate that thing. At that point, to use the name in a way that it fails
to designate would have been to give it a new use.
23
24
What about a foggy-headed literary theorist who maintains, as a sophomoric antirealist
or Meinongian philosophical view (or quasi-philosophical view), that Sherlock Holmes
is in some sense no less lesh-and-blood than Conan Doyle? The more bizarre someone’s
philosophical perspective is, the more dificult it is to interpret his/her discourse correctly. Such a case might be assimilated to that of myths.
On the view I am proposing, there is a sense in which a ictional character is prior to
the iction in which the character occurs. By contrast, Kripke believes that a ictional
character does not come into existence until the inal draft of the iction is published.
This severe restriction almost certainly does not accord with the way iction writers see
themselves or their characters. Even if it is correct, it does not follow that while writing a
iction, the author is using the name in such a way that it is thoroughly nondesignating.
It is arguable that the name already designates the ledgling abstract artifact that does
not yet exist. There is not already, nor will there ever be, any genuine use of the name as
the name of a human being; that kind of use is make-believe.
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Once the name ‘Sherlock Holmes’ has been imported into genuine
discourse, Conan Doyle’s sentences involving the name express singular
propositions about his character. One might even identify the iction
with a sequence of propositions, about both ictional and nonictional
things (for example, London’s Baker Street). To say this is not to say
that Conan Doyle asserted those propositions. He did not – at least not
in any sense of ‘assert’ that involves a commitment to one’s assertions.
He merely pretended to be Dr. Watson asserting those propositions. In
so doing, Conan Doyle pretended (and his readers pretend) that the
propositions are true propositions about a real man, not untrue propositions about an abstract artifact. That is exactly what it is to pretend to
assert those propositions. To assert a proposition, in this sense, is in part
to commit oneself to its truth; so to pretend to assert a proposition is to
pretend to commit oneself to its truth. And the propositions in question
entail that Holmes was not an abstract entity but a lesh-and-blood detective. Taken literally, they are untrue.25
Many have reacted to this proposal with a vague feeling – or a deinite
feeling – that I have conscripted ictional characters to perform a service
for which they were not postulated and are not suited. Do I mean to say
that The Hound of the Baskervilles consists entirely of a sequence of mostly
false propositions about mostly abstract entities? Is it of the very essence
of iction to pretend that abstract entities are living, breathing people?
These misgivings stem from a misunderstanding of the nature of iction
and its population. The characters that populate iction are created precisely to perform the service of being depicted as people by the ictions
in which they occur. Do not ixate on the fact that ictional characters are
abstract entities. Think instead of the various roles that a director might
cast in a stage or screen production of a particular piece of iction. Now
think of the corresponding characters as the components of the iction
that play or occupy those roles in the iction. It is no accident that one
says of an actor in a dramatic production that he/she is playing a “part.”
The characters of a iction – the occupants of roles in the iction – are
in some real sense parts of the iction itself. Sometimes, as in historical
iction, what ictionally plays a particular role is a real person or thing.
In other cases, what plays a particular role is the brainchild of the storyteller. In such cases, the role player is a wholly ictional character, or what
25
See note 17. If my view is correct, then van Inwagen’s use of the word ‘ascribe’ in saying
that a iction ascribes a particular property to a particular ictional character may be
understood (apparently contrary to van Inwagen’s intent) quite literally, in its standard
English meaning.
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I (following Kripke) have been calling simply a “ictional character.”
Whether a real person or wholly ictional, the character is that which
according to the iction takes part in certain events, performs certain
actions, undergoes certain changes, says certain things, thinks certain
thoughts. An actor performing in the role of Sherlock Holmes portrays
Holmes2; it is incorrect, indeed it is literally nonsense, to say that he portrays Holmes1, if ‘Holmes1’ is thoroughly nondesignating.
It is of the very essence of a ictional character to be depicted in the
iction as the person who takes part in such-and-such events, performs
such-and-such actions, thinks such-and-such thoughts. Being so depicted
is the character’s raison d’etre. As Clark Gable was born to play Rhett
Butler in Margaret Mitchell’s Gone with the Wind, that character was born
to be the romantic leading man of that iction. Mario Puzo’s character
of Don Corleone is as well suited to be the charismatic patriarch of The
Godfather as Marlon Brando was to portray the character on ilm. Except
even more so. The character was also portrayed completely convincingly
by Robert De Niro. But only that character, and no other, is appropriate
to the patriarch role in Puzo’s crime saga. Likewise, the butler in Kazuo
Ishiguro’s The Remains of the Day would have been completely inappropriate, in more ways than one, as the protagonist of Ian Fleming’s James
Bond novels. It is of the essence of Fleming’s character precisely to be the
character depicted in the dashing and debonair 007 role in the James
Bond stories – and not merely in the sense that being depicted thus is
both a necessary and a suficient condition for being the character of
Bond in any metaphysically possible world. Rather, this is the condition
that deines the character; being the thing so depicted in those stories
characterizes exactly what the character of James Bond is.
In a sense, my view is the exact opposite of the traditional view
expressed in Russell’s pronouncement that “it is of the very essence
of iction that only the thoughts, feelings, etc., in Shakespeare and his
readers are real, and that there is not, in addition to them, an objective
Hamlet.” To Russell’s pronouncement there is Hamlet’s own ictional
retort: “There are more things in heaven and earth, Horatio, Than are
dreamt of in your philosophy.” It is of the very essence of Shakespeare’s
Hamlet that there is indeed an object that is Hamlet. I am not urging
that we countenance a person who is Hamlet1 and who contemplated
suicide according to the classic play but who does not exist. There is
no sense in which there is any such person. The objective Hamlet is
Hamlet2 – what plays the title role in the Bard’s drama – and hence
not a human being at all but a part of iction, merely depicted there as
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anguished and suicidal. It is with the most robust sense of reality prescribed by the philosopher/lord that I should urge recognition of this
ictionally troubled soul.26
It is an offer one shouldn’t refuse lightly. Unlike Kripke’s theory, a
treatment of the sentences of the Sherlock Holmes stories on which they
literally designate (although their author may not) the ictional character, and literally express things (mostly false) about that character, yields
a straightforward account – what I believe is the correct account – of the
meaningfulness and apparent truth of object-ictional sentences like
‘Sherlock Holmes uses cocaine’, and thereby also of the meaning and
truth of metaictional sentences like ‘According to the Holmes stories,
Holmes used cocaine’. Following Kripke’s lead in the possible-world
semantics for modality, we say that ‘Sherlock Holmes’ is a rigid designator, designating the ictional character both with respect to the real world
and with respect to the iction. The object-ictional sentence is not true with
respect to the real world, since abstract entities do not use hard drugs.
But it is true with respect to the iction – or true “in the world of the
iction” – by virtue of being entailed by the propositions, themselves
about ictional characters, that comprise the iction, taken together with
supplementary propositions concerning such things as the ordinary
physical-causal structure of the world, usual societal customs, and so on,
that are assumed as the background against which the iction unfolds.27
When we speak within the iction, we pretend that truth with respect
to the iction is truth simpliciter, hence that Holmes (= Holmes2) was a
human being, a brilliant detective who played the violin, and so on. Or
what is virtually functionally equivalent, we use object-ictional sentences
as shorthand for metaictional variants. The metaictional ֩According
to iction f, ϕ֪ is true with respect to the real world if and only if ϕ is
26
27
In reading a piece of iction, do we pretend that an abstract entity is a prince of Denmark
(or a brilliant detective, and so on)? The question is legitimate. But it plays on the distinction between de dicto and de re. Taken de dicto, of course not; taken de re, exactly. That
abstract entities are human beings is not something we pretend, but there are abstract
entities that we pretend are human beings. Seen in the proper light, this is no stranger
than pretending that Marlon Brando is Don Corleone. (It is not nearly as strange as
Brando portraying a character in The Freshman who, in the story, is the real person on
whom the character Marlon Brando portrayed in The Godfather was modelled.)
Cf. John Heinz, “Reference and Inference in Fiction,” Poetics, 8, 1/2 (April 1979),
pp. 85–99. Where the iction is inconsistent, the relevant notion of entailment may have
to be nonstandard. Also, the notion may have to be restricted to a trivial sort of entailment – on pain of counting arcane and even as yet unproved mathematical theorems
true with respect to iction. Cf. Lewis, “Truth in Fiction,” at pp. 274–8 of his Philosophical
Papers, I.
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true with respect to the mentioned iction. In effect, the metaictional
receives a Fregean treatment on which the object-ictional subordinate
clause ϕ is in ungerade mode, designating a (typically false) proposition
about a ictional character. In all our genuine discourse about Holmes,
we use the name in the ‘Holmes2’ way. One may feign using ‘Sherlock
Holmes’ as the name of a man, but this is only a pretend use. To say that
according to the stories, Holmes used cocaine is to say nothing; what is
true according to the stories is that Holmes2 used cocaine.28
Consider again sentence (~1), or better yet,
(3)
Sherlock Holmes does not really exist; he is only a ictional
character.
Taken literally, (3) expresses the near contradiction that Holmes2 is a
ictional character that does not exist. It was suggested earlier that the
existence predicate may be given a Pickwickian interpretation on which
it means something like: an entity of the very sort depicted. In many cases,
however, Russell’s analysis by means of (~1϶2) seems closer to the facts. In
uttering (~1) or (3), the speaker may intend not merely to characterize
Holmes, but to deny the existence of Holmes as the eccentric detective. It may
have been this sort of consideration that led Kripke to posit an ambiguity,
and in particular a use of the name in the alleged manner of ‘Holmes1’,
a pretend-designating nondesignating use on which the ‘Holmes2’ use
is parasitic (and which generates an intensional ungerade use). Kripke’s
posit is also off target. There is a reasonable alternative. We sometimes use
28
Very capable philosophers have sometimes neglected to distinguish among different
possible readings of an object-ictional sentence – or equivalently, between literal
and extended (ictional) senses of ‘true’. See, for example, Richard L. Cartwright
in “Negative Existentials,” Journal of Philosophy, 57 (1960), pp. 629–39; and Jaakko
Hintikka, “Cogito Ergo Sum: Inference or Performance,” The Philosophical Review, 71
(January 1962), pp. 3–32.
When we use an object-ictional sentence ϕ as shorthand for something metaictional,
what is the longhand form? Perhaps ֩There is a iction according to which ϕ֪, perhaps
֩
According to that iction, ϕ֪ with designation of a particular iction, perhaps something
else. Recognizing that we speak of ictional characters in these ways may to some extent
obviate the need to posit a nonliteral, extended sense for all predicates. On the other
hand, something like Kripke’s theory of extended senses may lie behind the use of gendered pronouns (‘he’) to designate ictional people even in discourse about reality.
Perhaps the most dificult sentences to accommodate are those that assert crossrealm relations. Following Russell’s analysis of thinking someone’s yacht larger than
it is, ‘Bertrand Russell was cleverer than Sherlock Holmes’ may be taken to mean that
the cleverness that Russell had is greater than the cleverness that, according to the stories, Holmes2 had. Cf. my Reference and Essence (Princeton: Princeton University Press,
1981; Amherst, NY: Prometheus Books, 2005), at pp. 116–35, and especially 147 n.
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ordinary names, especially names of famous people, in various descriptive
ways, as when it is said that so-and-so is a Napoleon, or another Nixon,
a Hitler, no Jack Kennedy, or even (to segue into the ictional realm) a
Romeo, an Uncle Tom, quixotic, Pickwickian, and so on. I submit that,
especially in singular existential statements, we sometimes use the name
of a ictional character in a similar way. We may use ‘Sherlock Holmes’, for
example, to mean something like: Holmes more or less as he is actually depicted
in the stories, or Holmes replete with these attributes (the principally salient
attributes ascribed to Holmes in the stories), or best, the person who is both
Holmes and Holmesesque. In uttering (~1), one means that the Holmes of
iction, Holmes as depicted, does not exist in reality, that there is in reality
no such person – no such person, no person who is both Holmes and suficiently like that, suficiently as he is depicted.
Since this interpretation requires a reinterpretation of the name, it
might be more correct to say that the speaker expresses this proposition
than to say that (~1) or (3) themself does. This is not a use of ‘Holmes’
as a thoroughly nondesignating name, but as a kind of description that
invokes the name of the ictional character. In short, the name is used à la
Russell as a disguised improper deinite description. It is very probably a
nonliteral, Pickwickian use of the name. It is certainly a nonstandard use,
one that is parasitic on the name’s more fundamental use as a name for
the ictional character, not the other way around. It need not trouble the
direct-reference theorist. The disguised-description use is directly based
upon, and makes its irst appearance in the language only after, the standard use in the manner of ‘Holmes2’ as (in Russell’s words) a “genuine
name in the strict logical sense.” If an artiicial expression is wanted as a
synonym for this descriptive use, something clearly distinguished from
both ‘Holmes2’ (which I claim represents the standard, literal use of the
name) and ‘Holmes1’ (which represents a mythical use, no genuine use
at all) is needed. Let us say that someone is a Holmesesque-Holmes if he is
Holmes and suficiently like he is depicted, in the sense that he has relevantly many of the noteworthy attributes that Holmes has according to
the stories. Perhaps the most signiicant of these is the attribute of being
a person (or at least person-like) and not an abstract artifact. Following
Russell, to say that the Holmesesque-Holmes does not exist is to say that
nothing is uniquely both Holmes and Holmesesque – equivalently (not
synonymously), that Holmes is not Holmesesque. It is an empirical question whether Holmes – the character of which Conan Doyle wrote – was
in reality like that, such-and-such a person, to any degree. The question
of Holmes’s existence in this sense is answered not by seeking whether
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someone or other was Holmesesque but by investigating the literary
activities of Conan Doyle.29
These considerations, and related ones, weigh heavily in favor of an
account of names from iction as unambiguous names for artifactual
entities.30 In its fundamental use that arises in connection with the
iction – its only literal use – ‘Sherlock Holmes’ univocally names a manmade artifact, the handiwork of Conan Doyle. Contra Russell and his
sympathizers, names from iction do not have a prior, more fundamental
use. They do not yield true negative existentials with thoroughly nondesignating names.
The account suggested here is extendable to the debunking of myths.
A mythical object is a hypothetical entity erroneously postulated by a
theory. Like a ictional object, a mythical object is an abstract (nonphysical, nonmental) entity created by the theory’s inventor. The principal
difference between myth and iction is that a myth is believed whereas
with iction there is typically only a pretense.31 An accidental storyteller,
29
30
31
The notion of something being suficiently as Holmes is depicted may be to some extent
interest-relative. Consequently, in some cases the truth value of an assertion made using
֩
α exists֪, with α a name from iction, may vary with operative interests. Some scholars tell
us, without believing in vampires, that Bram Stoker’s character of Count Dracula really
existed. (This aspect of the theory I am suggesting raises a complex hornets’ nest of dificult issues. Far from disproving the theory, however, some of these issues may tend to
provide conirmation of sorts.)
Kripke argues that (3), properly interpreted, involves an equivocation whereby the
name has its original nondesignating use and ‘he’ is a “pronoun of laziness” (Peter
Geach) designating the ictional character – so that (3) means that the man Holmes1
does not exist whereas the ictional character Holmes2 is just that. Kripke also says that
one should be able to assert what is meant in the irst clause of (3) without mentioning
Holmes2 at all. This is precisely what I believe cannot be done. The original may even be
paraphrased into the nearly inconsistent ‘Sherlock Holmes does not really exist and is
only a ictional character’. On my alternative hypothesis, the speaker may mean something like: The Holmesesque-Holmes does not really exist; Holmes is only a ictional character. This
is equivalent to: Holmes is not really Holmesesque, but a ictional character. Besides
avoiding the putative ‘Holmes1’ use, my hypothesis preserves an anaphoric-like relation
between the pronoun and antecedent. (Other possibilities arise if Kripke’s theory of
extended senses for predicates is applied to ‘Holmesesque’.)
In later work, and even in the same work cited in note 12, Kripke argued persuasively
against positing ambiguities when an univocality hypothesis that equally well explains
the phenomena is available. Cf. his “Speaker’s Reference and Semantic Reference,” in
P. French, T. Uehling, and H. Wettstein, eds., Contemporary Perspectives in the Philosophy of
Language (Minneapolis: University of Minnesota Press, 1979), pp. 6–27, especially 19.
Donnellan, “Speaking of Nothing” at pp. 6–8, says that myth is not analogous to iction.
I am convinced that he is mistaken, and that this myth about myths has led many other
philosophers astray. When storytellers tell stories and theorists hypothesize, ictional
and mythical creatures abound. (An interesting possibility: Perhaps the myth invented
by Babinet no longer exists, now that no one believes it. Can a myth, once it is disproved,
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Nathan Salmon
Le Verrier attempted in all sincerity to use ‘Vulcan’ to designate a real
planet. The attempt failed, but not for lack of a designatum. Here as
before, there is ample reason to doubt that ‘Vulcanl’ represents a genuine use of the original name. Le Verrier held a theory according to which
there is such a use, and he intended and believed himself to be so using
the name. Had the theory been correct, there would have been such a
use for the name. However, the theory is false; it was all a mistake. Kripke
says that in attempting to use the name, 19th-century astronomers failed
to designate anything. But this verdict seems to ignore their unintended
relationship to the mythical planet. One might just as well judge that
the ancients who introduced ‘Hesperus’ as a name for the irst star visible in the dusk sky, unaware that the “star” was in fact a planet, failed
to name that planet. Nor had they inadvertently introduced two names,
one for the planet and one thoroughly nondesignating. Plausibly, as the
ancients unwittingly referred to a planet believing it to be a star, so Le
Verrier may have unknowingly referred to Babinet’s mythical planet, saying and believing so many false things about it (that it is a real planet,
continue to exist as merely an unbelieved theory? If not, then perhaps ‘Vulcan’ is nondesignating after all – though only by designating a nonexistent.)
Kripke extends his account in the natural way also to terms for objects in the world of
appearance (for example, a distant speck or dot), and to species names and other biological-kind terms from iction and myth, like ‘unicorn’ and ‘dragon’. The theory should
be extended also to general terms like ‘witch’, ‘wizard’, and so on. There is a mythical
species designated by ‘dragon’, an abstract artifact, not a real species. Presumably, if
K is the mythical species (or higher-level taxonomic kind) of dragons, then there is a
corresponding concept or property of being a beast of kind K, thus providing semantic
content for the predicate ‘is a dragon’. Kripke believes there is a prior use of the term,
in the sense of ‘dragon1’, which has no semantic content. But as before, on this point I
ind no persuasive reason to follow his lead.
Are there dragons? There are myths and ictions according to which there are dragons, for example the legend of Puff. Puff is a ictional character – an abstract artifact
and not a beast. Fictional dragons like Puff are not real dragons – though they may be
said to be “dragons,” if by saying that we mean that they are dragons in the story. (Cf.
Kripke’s hypothesized extended sense of ‘plays the violin’.) Is it metaphysically possible
for there to have been dragons in the literal (unextended) sense of the word? No; the
mythical species K is not a real species, any more than Puff is a real beast, and the mythical species could not have been a species any more than Puff could have been a beast.
It is essential to K that it not be a species. A fortiori there could not have been such
beasts. The reasoning here is very different from that of Kripke’s Naming and Necessity,
at pp. 156–7, which emphasizes the alleged ‘dragonl’ use (disputed here), on which
‘There are dragons’ allegedly expresses nothing (hence nothing that is possibly true).
In “Mythical Objects,” in J. Campbell, M. O’Rourke, and D. Shier, eds., Meaning and
Truth (New York: Seven Bridges Press, 2002), pp. 105–23, I apply my account to Peter
Geach’s famous problem about Hob’s and Nob’s hypothesized witch, from “Intentional
Identity,” Journal of Philosophy, 74, 20 (1967).
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that it affects Mercury’s orbit, and so on). There may have been a period
during which ‘Vulcan’ was misapplied to the mythical planet before such
application became enshrined as the oficial, correct use. It does not
follow that there is a prior, genuine use of the name on which it is thoroughly nondesignating. I know of no compelling reason to deny that
Babinet introduced a single name ‘Vulcan’ ultimately with a univocal use
as a name for his mythical planet.32 One might say that ‘Vulcan1’ represents a mythical use of the name. As with ‘Holmes1’, this kind of use is no
more a genuine use than a mythical planet is a genuine planet.
It is unclear whether there are signiicant limitations here, and if so,
what they might be. Even Meinong’s golden mountain and round square
should probably be seen as real mythical objects. Meinong’s golden
mountain is an abstract entity that is neither golden nor a mountain but
as real as Babinet’s Vulcan. Real but neither round nor square, Meinong’s
round square is both round and square according to Meinong’s erroneous theory. Perhaps we should also recognize such things as fabrications, igments of one’s imagination, and lights of fancy as real abstract
entities.
32
In introducing ‘Vulcan’, Babinet presumably presupposed the existence of an
intra-Mercurial planet to be so named, while making no provisions concerning what the
name would designate if there is no such planet. In that case, he failed to endow the
name ‘Vulcan’ with a new type of use on which it designates anything (or even nothing
at all). Believing himself to refer by the name ‘Vulcan’ to a planet, he began referring
instead to the mythical planet. Le Verrier thereby inadvertently established a new type of
use for the name on which it designates Vulcan. (Thanks to David Braun for pressuring
me to clarify this point.)In some cases of “reference ixing,” the description employed
may have what I call a bad mock referential, or ugly, use – that is, designation is ixed by an
implicit description not codesignative with the description explicitly used. See my “The
Good, the Bad, and the Ugly,” in M. Reimer and A. Bezuidenhout, eds., Descriptions and
Beyond (Oxford: Oxford University Press, 2004), pp. 230–60. Cf. Kripke on ‘Hesperus’,
in Naming and Necessity, at p. 80 n. 34.
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