OUTCOMES
The Influence of HLA Mismatches and Immunosuppression on Kidney
Graft Survival: An Analysis of More Than 1300 Patients
L. Martins, I. Fonseca, S. Sousa, C. Matos, J. Santos, L. Dias, A.C. Henriques, A.M. Sarmento, and
A. Cabrita
ABSTRACT
New immunosuppressive drugs used in kidney transplantation decreased the incidence of
acute rejection. It was hypothesized that, with their power, the importance of HLA
matching was decreased. To evaluate the influence of HLA matching, immunosuppression,
and other possible risk factors, we analyzed data of 1314 consecutive deceased donor
kidney transplantation. We divided the patient population into 4 cohorts, according to the
era of transplantation: era 1, before 1990, azathioprine (Aza) and cyclosporine (Csa) no
microemulsion; era 2, between 1990 and 1995, Csa microemulsion; era 3, between 1996
and 2000, wide use of mycophenolate mofetil (MMF) and anti-thymocyte globulin (ATG);
and era 4, after 2000, marked by sirolimus and tacrolimus (TAC) use. Multivariate analysis
compared death-censored graft survival. Using as reference the results obtained with 0
HLA mismatches, we verified, during era 1 and era 2, an increased risk of graft loss for all
of the subgroups with HLA mismatch ⬎0. However, during era 3 and era 4, the number
of HLA mismatches did not influence graft survival. Although acute rejection and delayed
graft function, which decreased in the later periods, remained as prognostic factors for
graft loss. Considering the immunosuppressive protocol with Csa⫹Aza⫹Pred as reference, protocols used after 1995 with Pred⫹Csa⫹ATG, with Pred⫹Csa⫹MMF, and with
Pred⫹Tac⫹MMF presented better survival results. Results showed that the significance of
HLA matching decreased while the results improved with the new immunosuppressant
drugs. These observations support the hypothesis that the weakened importance of HLA
matching may be a consequence of the increasing efficacy of the immunosuppression.
I
T WAS shown several years ago, by the Collaborative
Transplant Study, that there is a negative influence of
human leukocyte antigen (HLA) mismatch between donor
and recipient on kidney graft survival.1 In this study, survival
curves were clearly separated, corresponding better survival
curves to lower number of HLA mismatches.
Meanwhile, much has changed, especially in terms of
immunosuppression. It is possible that, with the more
From the Nephrology Department, Renal Transplant Unit,
Hospital Geral de Santo António, Oporto, Portugal.
Address reprint requests to La Salete Martins, Nephrology
Department, Hospital Santo António, Largo Professor Abel
Salazar, 4050-011 Porto, Portugal. E-mail: lasalete@clix.pt
© 2007 by Elsevier Inc. All rights reserved.
360 Park Avenue South, New York, NY 10010-1710
0041-1345/07/$–see front matter
doi:10.1016/j.transproceed.2007.07.033
Transplantation Proceedings, 39, 2489 –2493 (2007)
2489
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MARTINS, FONSECA, SOUSA ET AL
powerful immunosuppressive drugs, the impact of HLA
mismatch on kidney graft survival has decreased. It may be
not so important to get high-matched donor and recipient
pairs.
There are some recently published studies sustaining the
negative impact of HLA mismatches on graft survival2 and
others showing the lack of this impact.3
In the present study, we investigated the impact of HLA
mismatches on kidney transplant (KT) allograft survival,
considering the evolution of immunosuppressive protocols
over the years.
A multivariate analysis was then achieved, using a Cox proportional hazards model to identify factors that were associated with
graft survival and considering those 4 KT groups. Covariates
included patient demographics (age and gender), clinical factors
(time on dialysis and previous transplantation), as well as donor
factors (age, antigen matching, and gender), acute rejection and
delayed graft function occurrence, and immunosuppressive protocol used. Hazard ratios (HR) are presented with 95% confidence
intervals (CI).
All analyses were performed using SPSS software version 14.0
(SPSS, Inc., Chicago, Ill, United States), and a P value ⬍ .05 was
considered significant.
PATIENTS AND METHODS
RESULTS
This retrospective analysis included all deceased donor KT performed in our center (n ⫽ 1314) from July 1983 to December 2005.
Recipients of grafts from live donors (n ⫽ 47) and multiple-organ
grafts (pancreas-kidney [n ⫽ 46] and liver-kidney [n ⫽ 6]) were
excluded.
Variables analyzed included patient age, gender, race, cause of
chronic renal failure, time on dialysis, last panel-reactive antibody
(PRA), donor age, number of HLA mismatches, cold ischemia
time, immunosuppressive regimen used, incidence of acute rejection, and delayed graft function. Acute rejection was defined as
treated acute rejection, with or without confirmatory histology.
Delayed graft function was defined as the need for dialysis during
the first week after transplantation, excluding other causes. Graft
loss was defined as the need for permanent dialysis or repeated
transplantation.
To evaluate the influence of HLA mismatches on graft outcome
a primary analysis was done in the overall cohort. Subsequently, the
study population was divided into 4 groups, based on times in which
immunosuppressive medications were introduced into clinical practice: era 1, before and during 1990, the era of Azathioprine (Aza)
and cyclosporine (CsA), no microemulsion, n ⫽ 226 (17.2%); era 2,
between 1991 and 1995, the era of CsA microemulsion, n ⫽ 420
(32.0%); era 3, between 1996 and 2000, marked by mycophenolate
mofetil (MMF) introduction and by the wide use of anti-thymocyte
globulin (ATG), n ⫽ 383 (29.1%); and era 4, after 2000, the time
of sirolimus availability and wide use of tacrolimus (Tac), n ⫽ 285
(21.7%).
The 1314 KT studied (59.4% men) had a mean age of 38 ⫾
14 years, and almost all were Caucasians (99.4%). They had
a mean time on dialysis of 47.4 ⫾ 40.6 months, it was the
first transplantation for 88.8% of patients, and diabetes was
the cause of renal failure in 51 KT patients (3.8%). Mean
donor age was 31 ⫾ 16 years, and the number of HLA
mismatches was 3 ⫾ 1. Sixty KT patients had 0 mismatches
(MM) (4.9%), 92 had 1 MM (7.5%), 242 (19.6%) had 2
MM, 310 (25.1%) had 3 MM, 313 (25.4%) had 4 MM, 158
(12.8%) had 5 MM, and 58 (4.7%) had 6 MM. Mean last
PRA of the recipient was 3.4 ⫾ 11.9% (16% of the patients
had last PRA levels ⬎50%) and mean cold ischemia time was
23.4 ⫾ 6.9 hours. Delayed graft function occurred in 36.4%
and acute rejection in 26.8%. Global patient, graft, and
death-censored graft survival rates were 96.6%, 87.7%, and
90.5%, respectively, at 1 year; 92.8%, 79.4%, and 84.8%,
respectively, at 5 years; 85.9%, 66.7%, and 76.2%, respectively, at 10 years; and 72.6%, 42.6%, and 60.2%, respectively, at 20 years.
In the univariate survival analysis on the overall cohort,
the number of HLA mismatch (0 to 6, as a continuous
variable) had no significant effect on graft failure (P ⫽
.791). Considering HLA mismatch as a categorical variable
(0 to 6, with 0 mismatches as the reference group), only
transplantations with 6 and 1 mismatches were significantly
associated with graft failure (HR ⫽ 2.89; 95% CI, 1.1–5.6;
P ⫽ .016, for 6 mismatches and HR ⫽ 2.42; 95% CI,
1.2– 6.9; P ⫽ .039 for 1 mismatch).
Subsequent analysis was done after stratifying the study
population into 4 groups according to the era of transplantation. Patients belonging to era 1 and 2 had an increased
risk of graft loss for almost all subgroups with HLA
mismatch, comparing to 0 mismatches as the reference
category (1 MM, HR ⫽ 4.09; 95% CI, 1.2–13.9; P ⫽ .024; 2
MM, HR ⫽ 4.43; 95% CI, 1.4 –14.2; P ⫽ .012; 3 MM,
HR ⫽ 4.48; 95% CI, 1.4 –14.3; P ⫽ .012; and 6 MM, HR ⫽
5.58; 95% CI, 1.6 –19.2; P ⫽ .006). This negative impact on
graft outcome was statistically significant for almost all
HLA mismatches categories (1, 2, 3, and 6), and nearly
significant in the remaining categories (4 MM, HR ⫽ 3.23;
95% CI, 1.0 –10.4; P ⫽ .05; and 5 MM, HR ⫽ 3.22; 95% CI,
1.0 –10.6; P ⫽ .056) (Fig 1). For KT performed during era 3
and 4 (Fig 2) none of the HLA mismatch categories (0 to 6)
significantly influenced graft survival, also considering 0
Statistical Analysis
Baseline demographic and transplantation factors are described as
means ⫾ SD for continuous variables and as frequency distributions for categorical variables. Statistical significance of the differences between groups was tested using two-sample t test for
continuous variables and chi-square test for categorical variables.
Patient survival, uncensored graft survival, and graft survival
censored for patient death were determined using the KaplanMeier survival estimates, and differences between survival curves
were assessed using the log-rank test.
The influence of HLA mismatches on graft outcome was studied
using univariate and multivariate Cox regression analysis, using
graft survival censored for patients who died with a functioning
graft. A primary univariate survival analysis was done in the overall
cohort to evaluate the impact of HLA mismatches on graft survival.
Given the possibility of changes in the relationship between HLA
mismatches and graft survival, due to modifications in treatment
patterns over the years, the cohort was stratified into 4 groups
according to the era of transplantation and a secondary univariate
survival analysis was done.
KIDNEY GRAFT SURVIVAL
2491
Fig 1. Death-censored graft survival according to number of HLA
mismatches (era 1 and 2, from
1983 to 1995).
mismatches as the reference category (1 MM, P ⫽ .888; 2
MM, P ⫽ .441; 3 MM, P ⫽ .448; 4 MM, P ⫽ .851; 5 MM,
P ⫽ .636; 6 MM, P ⫽ .671). However, in these 2 latter eras,
the occurrence of delayed graft function and acute rejection
remained as significant negative predictors for graft survival
(HR ⫽ 3.15; 95% CI, 1.74 –5.71; P ⬍ .001; and HR ⫽ 2.18;
95% CI, 1.21–3.95; P ⫽ .01), as well as donor age (HR ⫽
1.03; 95% CI, 1.01–1.05; P ⫽ .014), adjusted for recipient
age, gender, time on dialysis, and existence or not of a
previous transplantation. Another covariate included was a
Fig 2. Death-censored graft survival according to number of HLA
mismatches (era 3 and 4, from
1996 to 2005).
KT performed from a female donor to a male recipient, but
it had no influence on graft survival.
Comparing era 1 and 2 to era 3 and 4, donor age was
superior in the later periods (34 ⫾ 16 vs. 28 ⫾ 15 years;
P ⬍ .001), as well as recipient age (39.9 ⫾ 13.9 vs 36.3 ⫾
12.6 years; P ⬍ .001), but was lower than the incidence
of delayed graft function (32.8% vs 39.9%; P ⫽ .008)
and acute rejection (16.8% vs 37.5%; P ⬍ .001). Deathcensored graft survival rates were significantly better for era
3 and 4 than for era 1 and 2 (92%, 88%, and 84% for era 3
2492
MARTINS, FONSECA, SOUSA ET AL
and 4 vs 88%, 80%, and 71% for era 1 and 2, respectively,
for 1, 5, and 10 years; P ⬍ .001). No significant differences
were found between era 1 and 2 and era 3 and 4 comparing
the proportion of patients with 0 mismatches (5.1% vs
4.0%; P ⫽ .427), mean number of HLA mismatches (3.18 ⫾
1.51 vs 3.14 ⫾ 1.38; P ⫽ .645), distribution of recipient
gender (male 58.2 vs 60.8%; P ⫽ .371), and time on dialysis
(3.9 ⫾ 4.0 vs 4.0 ⫾ 5.6 years; P ⫽ .717). Diabetes as cause
of chronic renal failure was more prevalent in era 3 and 4
(5.4% vs 2.3%; P ⫽ .004). The frequency of recipients with
last PRA ⬎50% was significantly higher on era 1 and 2
versus era 3 and 4 (26.0% vs 6.3%; P ⬍ .001), but the
proportion of second transplantations was significantly
higher in era 3 and 4 (7.1% vs 12.3%; P ⫽ .002), along with
shorter cold ischemia time (24.5 ⫾ 5.0 vs 22.0 ⫾ 8.3 hours;
P ⱕ .001).
The effect of immunosuppressive protocols on graft
survival was also assessed. Considering the immunosuppressive protocol with prednisone (Pred)⫹Csa⫹Aza as
reference, the protocols associated with better graft survival
were Pred⫹Csa⫹ATG (HR ⫽ 0.55; 95% CI, 0.35– 0.88;
P ⫽ .013); Pred⫹Csa⫹MMF (HR ⫽ 0.52; 95% CI, 0.31–
0.89; P ⫽ .017); and Pred⫹Tac⫹MMF (HR ⫽ 0.28; 95%
CI, 0.11– 0.75; P ⫽ .011). Protocol with Pred⫹Aza presented poor survival (Table 1).
DISCUSSION
As reported by Hariharan,4 we also experienced continuous
improvement of our results on KT since the start on 1983.
Unlikely data recently published by Meier-Kriesche,5 graft
survival outcomes at our center after 1995, are better than
those obtained during the previous period. This improvement was achieved even with older donors and recipients.
In fact, as at other centers, we also extended criteria for
inclusion of candidates on the transplantation waiting list,
accepting older patients and those with more comorbid
situations, such as diabetics, and also marginal donors. We
observed a decreasing incidence of acute rejection and
delayed graft function in the later period, both probably
contributing to the better results obtained.
During the period from 1983 to 1995, multivariate analysis showed an unequivocal benefit of HLA matching. This
is clearly showed by the widening of the survival curves
according to the number of HLA mismatches (Fig. 1).
However, after 1995, the curves are much closer together
and the survival rates according to the number of HLA
mismatches are no longer significantly different, whatever
number it was, compared with 0 mismatches (Fig 2). Su et
al3 showed a progressive decline of HLA matching significance in KT and our results are in accordance with these
data.
Policy for organ allocation in Portugal includes national
sharing for full-matched KT. United Network for Organ
Sharing (UNOS) experience in the United States6 is in
favor of national sharing because better outcomes were
obtained from full-matched KT, with little increase in cold
ischemia time. Longer cold ischemia time may overpass the
benefit of full matching and national allocation.3,7 The
protective effect of HLA matching is more controversial for
partially matched KT and it must be weighed against the
disadvantages of the extended cold ischemia time. With the
results here presented we could not prove the advantage of
HLA matching after 1995, although we have not observed
an increase in cold ischemia time, on the contrary, it has
been reduced. After 1995 we observed a lower frequency of
patients with a PRA ⬎50%, but in terms of immunological
risk, it may be balanced by the increment of second
transplantations; the proportion of KT with 0 mismatches
was similar in both periods.
Several other factors may affect graft survival after KT.
The higher power of the most recent immunosuppressive
drugs (ATG, MMF, Tac, and Sirolimus) may be one of the
reasons for the weakening of the impact of HLA matching.
A previous report about MMF8 showed that its use in KT
does not obviate the effects of HLA matching and vice
versa; both contribute to the decrease of graft loss. Improving results on KT presented by Hariharan et al4 could not
Table 1. The Effect of Immunosuppressive Protocols on Graft Survival
Variables in the Equation
95.0% CI for Exp(B)
Pred⫹Csa⫹Aza (reference protocol n ⫽ 52)
Pred⫹CsA (n ⫽ 330)
Pred⫹ATG (n ⫽ 21)
Pred⫹CsA⫹ATG (n ⫽ 318)
Pred⫹Aza (n ⫽ 33)
Pred⫹CsA_ATG_Aza (n ⫽ 142)
Pred⫹CsA⫹MMF (n ⫽ 198)
Pred⫹CsA_MMF_anti_CD25 (n ⫽ 61)
Pred⫹Tac_MMF_ATG (n ⫽ 24)
Pred⫹Tac⫹MMF (n ⫽ 79)
Pred⫹CsA_Rapa (n ⫽ 9)
Others (n ⫽ 46)
B
SE
Wald
df
Sig
Exp(B)
Lower
Upper
⫺.044
.046
⫺.597
.575
⫺.327
⫺.653
⫺.186
⫺.934
⫺1.270
⫺.595
⫺1.420
.228
.370
.239
.290
.259
.273
.351
.740
.498
.739
.741
51.105
.037
.015
6.229
3.936
1.602
5.744
.280
1.592
6.513
.648
3.675
11
1
1
1
1
1
1
1
1
1
1
1
.000
.848
.901
.013
.047
.206
.017
.597
.207
.011
.421
.055
.957
1.047
.551
1.777
.721
.520
.830
.393
.281
.552
.242
.612
.507
.345
1.007
.434
.305
.417
.092
.106
.130
.057
1.496
2.163
.880
3.135
1.197
.888
1.653
1.676
.745
2.347
1.032
KIDNEY GRAFT SURVIVAL
be explained by Tac or MMF, because of the small number
of patients treated with these drugs in this analysis. The
analysis of the impact of the global immunosuppressive protocol may be more elucidative than analyzing the impact of a
single immunosuppressive agent. Our data suggest protocols comprising Pred⫹CsA⫹ATG or Pred⫹CsA⫹MMF or
Pred⫹Tac⫹MMF have better results than the protocol considered as reference with Pred⫹CsA⫹Aza. The poor results
with only Pred⫹Aza, used in the first years, were expected.
Because the wide use of ATG, MMF, and Tac at our center
occurred after 1995, it is possible that the beneficial effect of
these immunosuppressive drugs could have attenuated or
annulated the impact of HLA matching on graft survival, as
observed in the same period.
In conclusion, in our experience, since 1995 HLA matching in KT is no longer a risk factor for long-term graft
survival, whereas acute rejection, delayed graft function,
and donor age are still risk factors. Immunosuppressive
protocols including more recent and powerful drugs, such
as ATG, Tac, and MMF, correlated with better long-term
survivals. This may support our hypothesis that the efficacy
of the immunosuppression decreased the importance of
HLA matching.
2493
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467, 2001
3. Su X, Zenios SA, Chakkera H, et al: Diminishing significance
of HLA matching in kidney transplantation. Am J Transplant
4:1501, 2004
4. Hariharan S, Johnson CP, Bresnahan BA, et al: Improved
graft survival after renal transplantation in the United States, 1988
to 1996. N Engl J Med 342:605, 2000
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improvement in renal allograft survival despite a marked decrease
in acute rejection rates over the most recent era. Am J Transplant
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experience with national sharing of HLA-matched cadaveric kidneys for transplantation. N Engl J Med 343:1078, 2000
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time obviates the benefits of 0 HLA mismatches in renal transplantation. Arch Surg 135:1016, 2000
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mycophenolate mofetil and HLA matching on renal allograft
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