Phenomenology of the SU(3)c ⊗ SU(3)L ⊗ U(1)X model with exotic charged leptons
Juan C. Salazar,1, 2 William A. Ponce,1 and Diego A. Gutiı́errez1
arXiv:hep-ph/0703300v1 28 Mar 2007
1
Instituto de Fı́sica, Universidad de Antioquia, A.A. 1226, Medellı́n, Colombia
2
Depto. de Fı́sica, Universidad de Nariño, A.A. 1175, Pasto, Colombia
(Dated: 20 February 2007)
A phenomenological analysis of the three-family model based on the local gauge group SU (3)c ⊗
SU (3)L ⊗ U (1)X with exotic charged leptons, is carried out. Instead of using the minimal scalar
sector able to break the symmetry in a proper way, we introduce an alternative set of four Higgs
scalar triplets, which combined with an anomaly-free discrete symmetry, produce quark and charged
lepton mass spectrum without hierarchies in the Yukawa coupling constants. We also embed the
structure into a simple gauge group and show some conditions to achieve a low energy gauge coupling
unification, avoiding possible conflict with proton decay bounds. By using experimental results from
the CERN-LEP, SLAC linear collider, and atomic parity violation data, we update constraints on
several parameters of the model.
PACS numbers: 12.10.Dm, 12.15.Ff, 12.60.Cn
I.
INTRODUCTION
The Standard Model (SM) based on the local gauge
group SU (3)c ⊗ SU (2)L ⊗ U (1)Y [1], with all its successes, is in the unaesthetic position of having no explanation of several issues such as: hierarchical charged
fermion masses, fermion mixing angles, charge quantization, strong CP violation, replication of families, neutrino
masses and oscillations [2], etc.. All this make us think
that we must call for extensions of the model.
Doing physics beyond the SM may imply to introduce a variety of new ingredients such as extra fermion
fields (adding a right-handed neutrino field to each family
constitute its simplest extension and has several consequences, as the implementation of the see-saw mechanism
for the neutrinos, and the enlarging of the possible number of local Abelian symmetries that can be gauged simultaneously). Also one may include standard and nonstandard new scalar field representations with and without Vacuum Expectation Values (VEV), and extra gauge
bosons which imply an enlarging of the local gauge group.
Discrete symmetries and supersymmetry (SUSY) are also
common extensions of the SM [3].
Interesting extensions of the SM are based on the local
gauge group [4, 5, 6, 7, 8, 9] SU (3)c ⊗ SU (3)L ⊗ U (1)X
(called hereafter 3-3-1 for short). The several possible structures enlarge the SM in its gauge, scalar, and
fermion sectors. Let us mention some outstanding features of 3-3-1 models: they are free of gauge anomalies if and only if the number of families is a multiple of
three [4, 5, 6]; a Peccei-Quinn chiral symmetry can be implemented easily [10, 11]; the fact that one quark family
has different quantum numbers than the other two may
be used to explain the heavy top quark mass [12, 13]; the
scalar sector includes several good candidates for dark
matter [14], the lepton content is suitable for explaining
some neutrino properties [15, 16], and last but not least,
the hierarchy in the Yukawa coupling constants can be
avoided by implementing several universal see-saw mechanisms [13, 17, 18].
So far, there are in the literature studies of five different
3-3-1 lepton flavor structures for three families, belonging
to two different electric charge embedding into SU (3)L ⊗
U (1)X , being the most popular one the original PisanoPleitez-Frampton model [4] (called the minimall model)in
which the three left-handed lepton components for each
family in the SM are associated to three SU (3)L triplets
as (νl , l− , l+ )L , where l = e, µ, τ is a family index for
the lepton sector, νl stands for the neutrino related to
+
is the right-handed isospin singlet of
the flavor l, and lL
−
the charged lepton lL
.
In a different embedding of the electric charge operator, the three left-handed lepton triplets are of the form
(νl , l− , νlc )L , l = e, µ, τ ; where νlc is related to the righthanded component of the neutrino field (a model with
+
“right-handed neutrinos” [5]), with lL
becoming three
SU (3)L singlets. For the same charge embedding, an almost unknown alternative of a 3-3-1 fermion structure
is provided in Ref. [6], in which the three SU (3)L lepton triplets are of the form (νl , l− , El− )L , l = e, µ, τ ;
where El− stands for an exotic charged lepton per family,
+
+
with lL
and ElL
being six SU (3)L singlets (a model with
“exotic charged leptons”).
Contrary to the former three structures in which each
lepton generation is treated identically, two more new
models are analyzed in Ref. [7], which are characterized
by each lepton generation having a different representation under the gauge group. Even further, more possible 3-3-1 fermion structures can be found in Refs. [8, 9],
where also a classification of all the models without exotic electric charges is presented (if exotic electric charges
are allowed the number of models run to infinity).
The aim of this paper is to find, for the version of
the model that includes “exotic charged leptons”[6], the
minimal set of ingredients able to implement universal
see-saw mechanisms in the three charged fermion sectors, with the analysis done in a similar way that the one
presented in Refs. [13, 18], where a related calculation
was carried through for the model with “ right-handed
neutrinos” (model that, contrary to the present one, does
2
not contain exotic electrons, becoming thus unable by itself to generate see-saw masses for charged leptons [18]).
It will be shown in what follows that a convenient set
of scalar fields, combined with a discrete symmetry, produces an appealing fermion mass spectrum without hierarchies for the Yukawa coupling constants. Besides, we
are also going to study the embedding and unification of
this structure into SU (6), and set updated constraints
on several parameters of the model.
This paper is organized as follows: in Sec. II we review
the model, introduce the new scalar sector, embed the
structure into a covering group and calculate the charged
and neutral electroweak currents; in Sec. III we study
the charged fermion mass spectrum; in Sec. IV we do the
renormalization group equation analysis and show the
conditions for the gauge coupling unification; in Sec. V
we constraint several parameters of the model by fixing
new bounds on the mixing angle between the two flavor diagonal neutral currents present in the model, and
finally, in Sec. VI, we present our conclusions.
II.
THE MODEL
The model we are about to study here was introduced
in the literature for the first time in Ref. [6]. Some of
the formulas quoted in subsections II A and II F of this
section, are taken from Refs.[6] and[9]. Corrections to
some minor printing mistakes in the original papers are
included.
A.
The Gauge Group
√
√
√
√
2 + Aµ8 / 6, D2µ = −Aµ3 / 2 + Aµ8 / 6,
where D1µ = Aµ3 / √
and D3µ = −2Aµ8 / 6. λα , α = 1, 2, ..., 8, are the eight
Gell-Mann matrices normalized as T r(λα λβ ) = 2δαβ .
The charge operator associated with the unbroken
gauge symmetry U (1)Q is given by:
λ3L
λ8L
+ √ + XI3
2
2 3
2
SW
= 3g12 /(3g32 + 4g12 )
(3)
where g1 and g3 are the coupling constants of U (1)X
and SU (3)L respectively, and the photon field is given
by [6, 9]
q
TW
2 /3)B µ , (4)
Aµ0 = SW Aµ3 + CW √ Aµ8 + (1 − TW
3
where CW and TW are the cosine and tangent of the
electroweak mixing angle, respectively.
There are two weak neutral currents in the model associated with the two flavor diagonal neutral gauge weak
bosons
q
TW
2 /3)B µ ,
Z0µ = CW Aµ3 − SW √ Aµ8 + (1 − TW
3
q
2 /3)Aµ + T
√W B µ ,
Z0′µ = − (1 − TW
(5)
8
3
and another electrically neutral current associated with
the gauge boson K 0µ . In the former expressions Z0µ coincides with the weak neutral current of the SM[6, 9].
Using Eqs. (4) and (5) we can read the gauge boson Y µ
associated with the U (1)Y hypercharge of the SM
q
TW
2 /3)B µ .
(6)
Y µ = √ Aµ8 + (1 − TW
3
Equations (1-6) presented here are common to all the
3-3-1 gauge structures without exotic electric charges [5,
6, 7] as it is analyzed in Refs. [8, 9].
As it was stated above, the model we are interested
in, is based on the local gauge group SU (3)c ⊗ SU (3)L ⊗
U (1)X which has 17 gauge bosons: one gauge field B µ
associated with U (1)X , the 8 gluon fields Gµ associated
with SU (3)c which remain massless after spontaneous
breaking of the electroweak symmetry, and another 8
gauge fields associated with SU (3)L that we write for
convenience as [9]
8
D1µ W +µ K +µ
X
√
µ
λα Aµα = 2 W −µ D2 K 0µ ,
(1)
−µ
0µ
K
K̄
D3µ
α=1
Q=
and are fixed by anomaly cancellation. The sine square
of the electroweak mixing angle is given by
(2)
where I3 = Diag.(1, 1, 1) is the diagonal 3×3 unit matrix,
and the X values are related to the U (1)X hypercharge
B.
The spin 1/2 particle content
The quark content for the three families is the following [6]: QiL = (di , ui , U i )TL ∼ (3, 3∗ , 1/3), i = 1, 2, for
two families, where ULi are two exotic quarks of electric
charge 2/3 (the numbers inside the parenthesis stand for
the [SU (3)c , SU (3)L , U (1)X ] quantum numbers in that
order); Q3L = (u3 , d3 , D)TL ∼ (3, 3, 0), where DL is an
exotic quark of electric charge −1/3. The right handed
∗
ac
∗
quarks are uac
L ∼ (3 , 1, −2/3), dL ∼ (3 , 1, 1/3) with
ic
∗
a = 1, 2, 3, a family index, UL ∼ (3 , 1, −2/3), i = 1, 2,
c
and DL
∼ (3∗ , 1, 1/3).
The lepton content is given by [6] three SU (3)L triplets
LlL = (νl0 , l− , El− )TL ∼ (1, 3, −2/3), for l = e, µ, τ a lepton family index, and νl0 the neutrino field associated to
+
the flavor l. The six lepton singlets are lL
∼ (1, 1, 1),
+
and ElL ∼ (1, 1, 1). Notice in this model the presence of
three exotic electrons El− of electric charge −1 (used in
what follows to implement the universal see-saw mechanism in the charged lepton sector), and the fact that it
does not contain right-handed neutrinos. For this model,
universality for the known leptons of the three families is
present at tree level in the weak basis.
3
With the former quantum numbers it is just a matter
of counting to check that the model is free of the following
gauge anomalies[8]: [SU (3)c ]3 ; (as in the SM SU (3)c is
vectorlike); [SU (3)L ]3 (six triplets and six anti-triplets),
[SU (3)c ]2 U (1)X ; [SU (3)L ]2 U (1)X ; [grav]2 U (1)X and
[U (1)X ]3 , where [grav]2 U (1)X stands for the gravitational anomaly as described in Ref. [19].
the gauge bosons and, combined with a discrete symmetry, it is enough to produce a consistent mass spectrum
for the charged fermion sectors (quarks and leptons). The
mass spectrum for the neutral lepton sector requires new
ingredients as it is going to be analyzed in Sec. III D.
D.
C.
The new scalar sector
Instead of using the set of three triplets of Higgs scalars
introduced in the original paper [6], or the most economical set of two triplets introduced in Ref. [9] (none of
them able to produce a realistic mass spectrum), we propose here to start working with the following set of four
Higgs scalar fields, and VEV:
′
0
0
hφT1 i = h(φ+
1 , φ1 , φ1 )i = h(0, 0, v1 )i ∼ (1, 3, 1/3)
′
0
0
hφT2 i = h(φ+
2 , φ2 , φ2 )i = h(0, v2 , 0)i ∼ (1, 3, 1/3)
′
−
hφT3 i = h(φ03 , φ−
3 , φ3 )i = h(v3 , 0, 0)i ∼ (1, 3, −2/3)
hφT4 i
=
′
0
0
h(φ+
4 , φ4 , φ4 )i
= h(0, 0, V )i ∼ (1, 3, 1/3),
(7)
with the hierarchy v1 ∼ v2 ∼ v3 ∼ v ∼ 102 GeV << V .
Notice that the vacuum has been aligned arbitrarily such
0
that hφ01 i = hφ′0
2 i = hφ4 i = 0, in order to accomplish for
the following facts:
• To have at the electroweak scale v an effective theory with properties resembling the two Higgs doublet extension of the SM.
• To properly implement several universal see-saw
mechanisms [17].
• To avoid unnecessary mixing in the electroweak
gauge boson sector [9].
The alternative of minimizing the scalar potential is a
complicated and fruitless task at this stage of development of this particular model.
The set of scalars and VEV in Eq. (7) break the
SU (3)c ⊗ SU (3)L ⊗ U (1)X symmetry in two steps,
SU (3)c ⊗ SU (3)L ⊗ U (1)X
SU (3)c ⊗ SU (2)L ⊗ U (1)Y
(V +v1 )
−→
(v2 +v3 )
−→
SU (3)c ⊗ U (1)Q ,
which allows for the matching conditions g2 = g3 and
1
1
1
= 2 + 2,
gY2
g1
3g2
(8)
where g2 and gY are the gauge coupling constants of the
SU (2)L and U (1)Y gauge groups in the SM, respectively.
We will see in what follows that this scalar structure
properly breaks the symmetry, provides with masses for
SU (6) ⊃ SU (5) as a covering group
The Lie algebra of SU (3) ⊗ SU (3) ⊗ U (1) is a maximal subalgebra of the simple algebra of SU (6). The
five fundamental irreducible representations (irreps) of
SU (6) are: {6}, {6∗}, {15}, {15∗} and the {20} which is
real. The branching rules for these fundamental irreps
into SU (3)c ⊗ SU (3)L ⊗ U (1)X are [20]:
{6} → (3, 1, −1/3) ⊕ (1, 3, 1/3),
{15} → (3∗ , 1, −2/3) ⊕ (1, 3∗ , 2/3) ⊕ (3, 3, 0),
{20} → (1, 1, 1) ⊕ (1, 1, −1) ⊕ (3, 3∗ , 1/3)
⊕(3∗ , 3, −1/3),
where we have normalized the U (1)X hypercharge according to our convenience.
From these branching rules and from the fermion structure presented in Sec. II B, it is clear that all the particles
in the 3-3-1 model with exotic electrons, can be included
in the following SU (6) reducible representation
4{6∗} + 6{20} + 5{15} + 3{15∗},
(9)
which, besides the particles in the representations already
stated in the previous section, includes new exotic particles, as for example
(N 0 , E + , E ′+ )L ∼ (1, 3∗ , 2/3) ⊂ {15},
EL− ∼ (1, 1, −1) ⊂ {20},
′c
′c
′′c
(D , U , U )L ∼ (3∗ , 3, −1/3) ⊂ {20}.
The analysis reveals that the reducible representation
in (9) is free of anomalies (irrep {20} is real and anomalyfree, and the anomaly of one {15} is twice the anomaly
of a {6} [20]).
It is clear from the following decomposition of irrep
{6∗ } of SU (6) into SU (5) ⊗ U (1)
0c
{6∗ } = {dc , NE0 , E − , NE0c }L −→ {dc , NE0 , E − }L ⊕ NEL
,
(10)
0
that for NEL
= νeL and EL− = e−
L , we obtain the known
SU (5) model of Georgi and Glashow [21]; so in some
sense, the SU (6) here is an extension of one of the first
Grand Unified Theories (GUT) studied in the literature.
E.
The gauge boson sector
After breaking the symmetry with hφi i, i = 1, . . . , 4,
and using the covariant derivative for triplets Dµ = ∂ µ −
µ
ig3 λα
L Aα /2 − ig1 XBµ I3 , we get the following mass terms
in the gauge boson sector.
4
1.
Spectrum in the charged gauge boson sector
µ
JK
+
A straightforward calculation shows that the charged
gauge bosons Kµ± and Wµ± do not mix with each other
2
2
2
and get the following masses: MK
+ v12 + v32 )/2
± = g3 (V
2
and MW
= g32 (v22 + v32 )/2, which for g3 = g2 and using
the experimental value MW = 80.423 ± 0.039 GeV (experimental valuesp
throughout the paper are taken from
Ref. [22]) implies v22 + v32 ≃ 175 GeV. In the same way
K 0µ (and its antiparticle K̄ 0µ ) does not mix with the
other two electrically neutral gauge bosons and gets a
2
2
2
2
bare mass MK
+ v12 + v22 )/2 ≈ MK
0 = g3 (V
± . Notice
±
that v1 does not contribute to the W mass because it
is associated with an SU (2)L singlet Higgs scalar.
2.
µ
JK
0
2
X
X
0 µ −
ŪLi γ µ diL ) − ū3L γ µ DL +
ν̄lL
γ ElL
= (
(11)
2
2
2
where C2W = CW
− SW
and η −2 = (3 − 4SW
). This
matrix provides with a mixing between Z0µ and Z0′µ of
the form
√
2 (3−4S 2 )(v22 C2W −v32 )
tan(2θ) = 4C 4 (V 2 +v2 )−2v2W
C2W −v 2 (3−4S 2 −C 2 )
3
2
W
−→ 0.
l=e,µ,τ
2.
η
V →∞
i=1
where Kµ0 is an electrically neutral gauge boson, but it
carries a kind of weak V-isospin charge, besides it is flavor
nondiagonal.
The algebra now shows that in this sector the photon
field Aµ0 in Eq. (4) decouples from Z0µ and Z0′µ and remains massless. Then in the basis (Z0µ , Z0′µ ) we obtain
the following 2 × 2 mass matrix
!
v22 +v32
v22 C2W −v32
η 2 g32
η2
η
,
2
v22 C2W −v32
2
4
4CW
v22 C2W
+ v32 + 4(V 2 + v12 )CW
1
l=e,µ,τ
2W
(12)
The physical fields are then
Z1µ = Z0µ cos θ − Z0′µ sin θ ,
Z2µ = Z0µ sin θ + Z0′µ cos θ.
#
" 3
2
X
2 X
i
i
Ū γµ U
ūa γµ ua +
Jµ (EM ) =
3 a=1
i=1
" 3
#
1 X ¯a
a
−
d γµ d + D̄γµ D
3 a=1
X
−
(l̄− γµ l− + Ēl− γµ El− )
l=e,µ,τ
=
X
qf f¯γµ f,
f
2
Jµ (Z) = Jµ,L (Z) − SW
Jµ (EM ),
′
′
Jµ (Z ) = Jµ,L (Z ) + TW Jµ (EM ),
p
2 /3) > 0 is the unit of
where e = g3 SW = g1 CW (1 − TW
electric charge, qf is the electric charge of the fermion f
in units of e, and Jµ (EM ) is the electromagnetic current.
The left-handed currents are
3
1X a
[ (ūL γµ uaL − d¯aL γµ daL )
2 a=1
X
−
−
+
(ν̄lL γµ νlL − ¯lL
γµ llL
)]
Jµ,L (Z) =
An updated bound on the mixing angle θ is going to be
calculated in Sec. V using experimental results.
l=e,µ,τ
=
F.
1.
Currents
Charged currents
where
µ
JW
+
2
X
X
−
ūiL γ µ diL ) +
ν̄lL γ µ lL
= ū3L γ µ d3L − (
i=1
X
F̄L T3f γµ FL ,
(13)
F
The Hamiltonian for the currents charged under the
generators of SU (3)L is :
√
µ
+ µ
0 µ
2 + H.c.,
H CC = g3 (Wµ+ JW
+ + Kµ JK + + Kµ JK 0 )/
Neutral currents
The neutral currents Jµ (EM ), Jµ (Z) and Jµ (Z ′ ) associated with the Hamiltonian
H 0 = eAµ Jµ (EM ) +
√
µ
′µ
(g3 /CW )Z Jµ (Z) + (g1 / 3)Z Jµ (Z ′ ) are
Spectrum in the neutral gauge boson sector
W
i=1
2
X
X
− µ −
ūiL γ µ ULi ) − D̄L γ µ d3L +
ĒlL
γ lL ,
= (
l=e,µ,τ
−1
Jµ,L (Z ′ ) = S2W
[(ū1L γµ u1L + ū2L γµ u2L − d¯3L γµ d3L
X
−
(ν̄lL γµ νlL )]
+
−
−
−
l
−1 ¯
T2W
[(d1L γµ d1L + d¯2L γµ d2L − ū3L γµ u3L
X
−
−
(l̄L
γµ lL
)]
l
−1
TW
[(Ū1L γµ U1L + Ū2L γµ U2L − D̄L γµ DL
X
l
−
−
(ĒlL
γµ ElL
)] =
X
F
′
F̄L T3f
γµ FL ,
(14)
5
where S2W = 2SW CW , T2W = S2W /C2W , T3f =
Dg(1/2, −1/2, 0) is the third component of the weak
−1
−1
−1
′
isospin, T3f
= Dg(S2W
, T2W
, −TW
) is a convenient 3 × 3
diagonal matrix, acting both of them on the representation 3 of SU (3)L (the negative value when acting on the
representation 3∗ , which is also true for the matrix T3f )
and F is a generic symbol for the representations 3 and
3∗ of SU (3)L . Notice that Jµ (Z) is just the generalization of the neutral current present in the SM. This allows
us to identify Zµ as the neutral gauge boson of the SM,
which is consistent with Eqs.(5) and (6).
The couplings of the flavor diagonal mass eigenstates
Z1µ and Z2µ are given by:
HNC =
2
g3 X µ X ¯
Z
{f γµ [aiL (f )(1 − γ5 )
2CW i=1 i
where a = 1, 2, 3, i = 1, 2 and l = e, µ, τ are family
indices as above.
Before entering into details let us mention that in some
cases we may use a negative mass entry or find a negative
mass eigenvalue, which are not troublesome, because we
can always exchange the sign of the quark mass either by
a change of phase, or either by a transformation ψ −→
γ5 ψ in the Weyl spinor ψ.
A.
The most general invariant Yukawa Lagrangean for the
Up quark sector, without using the Z2 symmetry, is given
by
f
+aiR (f )(1 + γ5 )]f }
2
g3 X µ X ¯
Z
{f γµ [g(f )iV − g(f )iA γ5 ]f },
=
2CW i=1 i
f
LuY =
2
2
X
X
X
X
jc
ac
hUα
[
QiL φα C(
+
huα
u
ij UL )]
ia L
i=1 α=1,2,4
2
X
+Q3L φ∗3 C(
i=1
where
2
′
a1L (f ) = cos θ(T3f − qf SW
) + Θ sin θ(T3f
− qf TW ),
2
a1R (f ) = −qf cos θSW + Θ sin θTW ,
2
′
a2L (f ) = sin θ(T3f − qf SW
) − Θ cos θ(T3f
− qf TW ),
2
(15)
a2R (f ) = −qf sin θSW − Θ cos θTW ,
p
2 ). From this coefficients
where Θ = SW CW / (3 − 4SW
we can read
2
′
g(f )1V = cos θ(T3f − 2qf SW
) + Θ sin θ(T3f
− 2qf TW ),
2
′
g(f )2V = sin θ(T3f − 2qf SW
) − Θ cos θ(T3f
− 2qf TW ),
′
g(f )1A = cos θT3f + Θ sin θT3f
,
g(f )2A = sin θT3f −
(16)
′
Θ cos θT3f
.
The values of giV , giA with i = 1, 2 are listed in Tables I
and II.
As can be seen, in the limit θ = 0 the couplings of Z1µ
to the ordinary leptons and quarks are the same as in the
SM; due to this we can test the new physics beyond the
SM predicted by this particular model.
III.
The up quark sector
FERMION MASSES AND MIXING
The Higgs scalars introduced in Sec. II C break the
symmetry in a proper way and, at the same time, produce
mass terms for the fermion fields via Yukawa interactions.
In order to restrict the number of Yukawa couplings,
and produce an appealing mass spectrum, we introduce
an anomaly-free discrete Z2 symmetry [23] with the following assignments of charges:
+
ac
Z2 (QaL , φ2 , φ3 , φ4 , uic
L , dL , ElL ) = 1
+
ic
c
Z2 (φ1 , u3c
L , UL , DL , LlL , lL ) = 0,
(17)
a
ic
hU
i UL +
j=1
3
X
hua uac
L ) + h.c.,
(18)
a=1
where the h′ s are Yukawa couplings and C is the
charge conjugation operator.
Then, in the basis
(u1 , u2 , u3 , U 1 , U 2 ), and with the Z2 symmetry enforced,
we get from Eqs.(17,18), the following tree-level Up quark
mass matrix:
U2
U2
0
0
hu2
13 v2 h11 v2 h12 v2
0
U2
U2
0
hu2
23 v2 h21 v2 h22 v2
U
Mu = 0
, (19)
0
hu3 v3 hU
1 v3 h2 v3
u1
u1
u4
U4
U4
h11 v1 h12 v1 h13 V h11 V h12 V
u1
u4
U4
U4
hu1
21 v1 h22 v1 h23 V h21 V h22 V
which is a see-saw type mass matrix. As a matter of
fact, the analysis shows that the matrix Mu Mu† , for all
the Yukawa coupling constants of order one but different
from each other, and v1 ≈ v2 ≈ v3 << V , has the following set of eigenvalues: two of order V 2 associated with
the two heavy exotic Up quarks, one of order v32 associated with the top quark, and two see-saw eigenvalues of
order (vi vj /V )2 for i, j = 1, 2, 3, related somehow to the
quarks u and c in the first two families.
Also notice from matrix (19) that the permutation
symmetry u1 ↔ u2 imposed on the quarks of the first
two families (which implies among other things that
u1
u
u1
u1
u
hu1
11 = h12 ≡ h1 and h21 = h22 ≡ h2 ) conduces to a
rank four see-saw type mass matrix, with the zero
√ eigenvalue associated to the eigenstate (1, −1, 0, 0, 0)/ 2. The
u1 ↔ u2 symmetry is thus related, in the context of this
model, with a massless up type quark, that we identify
with the u quark in the first family.
In what follows, and without loss of generality, we are
going to impose the condition v1 = v2 = v3 ≡ v << V ,
with the value for v fixed by the mass of the charged weak
2
2
2
2
gauge boson MW
which implies
± = g3 (v2 + v3 )/2 = g3 v
v ≈ 123 GeV. Also, and in order to avoid proliferation of
6
TABLE I: The Z1µ −→ f¯f couplings.
g(f )1V
2
4SW
−1
)
cos
θ
− Θ(T2W
+ 4T3W ) sin θ
3
2
4S
4TW
( 21 − 3W ) cos θ + Θ(s−1
) sin θ
2W −
3
2
2S
2TW
−1
1
W
(− 2 + 3 ) cos θ − Θ(S2W − 3 ) sin θ
2S 2
−1
+ 2T3W ) sin θ
(− 12 + 3W ) cos θ + Θ(T2W
2
4SW
−1
− 3 cos θ + Θ(TW
− 4T3W ) sin θ
2
2SW
−1
cos θ − Θ(TW − 2T3W ) sin θ
3
−1
2
1
(− 2 + 2SW
) cos θ + Θ(T2W
+ 2TW ) sin θ
−1
1
cos θ + ΘS2W sin θ
2
−1
2
2SW
cos θ − Θ(TW
− 2TW ) sin θ
f
u1,2
( 12 −
u3
d1,2
d3
U 1,2
D
e− , µ− , τ −
νe , ν µ , ν τ
Ee− , Eµ− , Eτ−
g(f )1A
−1
1
cos θ − ΘT2W
sin θ
2
−1
1
cos θ + ΘS2W sin θ
2
−1
1
− 2 cos θ − ΘS2W
sin θ
−1
1
− 2 cos θ + ΘT2W
sin θ
−1
ΘTW
sin θ
−1
−ΘTW
sin θ
−1
− 21 cos θ + ΘT2W
sin θ
−1
1
cos θ + ΘS2W sin θ
2
−1
−ΘTW
sin θ
TABLE II: The Z2µ −→ f¯f couplings.
g(f )2V
2
4SW
−1
1
+ 4T3W ) cos θ
( 2 − 3 ) sin θ + Θ(T2W
2
4SW
−1
1
( 2 − 3 ) sin θ − Θ(S2W − 4T3W ) cos θ
2S 2
−1
− 2T3W ) cos θ
(− 21 + 3W ) sin θ + Θ(S2W
2
2S
−1
(− 21 + 3W ) sin θ − Θ(T2W + 2T3W ) cos θ
2
−4SW
−1
sin θ − Θ(TW
− 4T3W ) cos θ
3
2
2SW
−1
sin θ + Θ(TW
− 2T3W ) cos θ
3
2
−1
(− 12 + 2SW
) sin θ − Θ(T2W
+ 2TW ) cos θ
−1
1
sin
θ
−
ΘS
cos
θ
2W
2
−1
2
2SW
sin θ + Θ(TW
− 2TW ) cos θ
f
1,2
u
u3
d1,2
d3
U 1,2
D
e− , µ− , τ −
νe , ν µ , ν τ
Ee− , Eµ− , Eτ−
unnecessary parameters at this stage of the analysis, we
propose to start with the following simple mass matrix
0
0
Mu′ = hc v 0
1
1
0 1
1
1
0 1
1
1
0 h/hc
1
1
−1
−1
−1
1 δ
hδ /hc δ
1 δ −1
δ −1
δ −1
,
(20)
where δ = v/V is a perturbation expansion parameter
and all the Yukawa coupling constants have been set
equal to a common value hc , except hu3 ≡ h which controls the top quark mass and hU4
11 = h which simplifies
the analysis and avoids democracy in the heavy sector.
The eigenvalues of Mu′ Mu′† , neglecting terms of order δ 3
and higher are: a zero √
eigenvalue associated to the eigenvector (1, −1, 0, 0, 0)/ 2 that we identify with the up
quark u in the first family, a see-saw eigenvalue 4h2c v 2 δ 2
related to the eigenvector
[0, η, 0, −(h − hc )2 δ, (h − hc )2 δ]/N + O(δ 2 ),
where η = 1 + 2δ(h + hc )2 /(h − hc )2 and N is
a normalization factor, both values associated with
the charm quark c in the second family; a tree-level
g(f )2A
−1
1
cos θ
sin θ + ΘT2W
2
−1
1
sin
θ
−
ΘS
2W cos θ
2
−1
1
− 2 sin θ + ΘS2W
cos θ
−1
− 21 sin θ − ΘT2W
cos θ
−1
−ΘTW
cos θ
−1
ΘTW cos θ
−1
cos θ
− 21 sin θ − ΘT2W
−1
1
sin
θ
−
ΘS
cos
θ
2W
2
−1
ΘTW
cos θ
value √
(h − hc )2 v 2 /2 + O(δ 2 ) related to the eigenvector
[0, 0, 2 2, −(h+hc)δ, (h+3hc)δ]/N ′ that we identify with
the top quark t in the third family. There are also two
heavy values (h − hc )2 V 2 and (2hc h + 4h2 )V 2 + O(δ 2 )
associated with the two heavy states.
Using for for the top quark mass mt ≈ 175 GeV [22]
we get (h − hc ) ≈ 2, and using for the charm quark mass
mc ≈ 1.25 GeV [22] we set the following bounds for the 33-1 mass scale: 2.5 TeV ≤ V ≤100 TeV, for 0.1 ≤ hc ≤ 4,
a Yukawa coupling constant in the perturbative regime.
The consistency of the model requires to find a mechanism able to produce a mass for the up quark u in the
first family, mass which is protected by the symmetry
u1 ↔ u2 between the quarks of the first two families.
For this purpose the radiative mechanism [24] can be implemented by using the rich scalar sector of the model.
As a matter of fact, the two radiative diagrams depicted
in Fig. 1 (one for U 1 and another for U 2 ) can be extracted from the Lagrangean, where the mixing in the
Higgs sector in the diagram comes from a term in the
scalar potential of the form f φ1 φ2 φ3 .
The contribution from the two diagrams in Fig. 1 is
finite and it is
(Mu )ik = f v3 Nik [M 2 m21 ln(M 2 /m21 ) −
(21)
7
f v3
⊗
φ02
2
hU
ij
uiL
×
4
hU
jj V
ULjc
Sec.(II B), are
φ′0
1
LdY =
ULj
hu1
jk
where
Nik =
j
U4 u1
hU2
ij hjj hjk
[16π 2 (m22 − m21 )(M 2 − m21 )(M 2 − m22 )
,
with M ≈ V the mass of the exotic Up quark U j in
the diagram, and m1 and m2 are the masses of φ′0
1 and
φ02 respectively. To estimate the contribution given by
this diagram we assume the validity of the ”extended
survival hypothesis” (ESH) [25] which in our case means
m1 ≈ m2 ≈ v << V , producing a value
(Mu )ik ≈ −
2
f δ ln δ X U2 U4 u1
h h h ,
8π 2 j=1 ij jj jk
which for the symmetry u1 ↔ u2 mentioned above implies a democratic type mass submatrix in the upper left
2 × 2 mass matrix Mu . So, in order to produce a mass
different from zero for the up quark in the first family,
this symmetry must be slightly broken. The simplest way
found to accomplish this breaking is to set hu1
21 = 1 + ku
and hU2
12 = 1 − ku , with ku a small parameter, and all the
other Yukawa coupling constants as in matrix (20) (this
is what we mean by “slightly broken”), with ku related
to the u quark mass mu which thus becomes
mu ≈ −[
(h + 1) 2 2
] ku f δ ln δ/(8π 2 ),
2
a positive value (ln δ < 0), which for h ≈ 1, V ≈ 25 TeV,
and v ≃ 123 GeV implies mu ≈ 0.3ku2 f 10−3. So, a value
of f ≈ v (as implied by the ESH [25])and ku = 0.2 implies
mu ≈ 1.5 MeV, without introducing a new mass scale,
neither a hierarchy in the Yukawa coupling constants of
the Up quark sector of this particular model.
B.
The down quark sector
The most general Yukawa terms for the Down quark
sector, using the four Higgs scalars introduced in
3
X
′D c
QiL φ3 C(
hdia dac
L + hi D L )
a=1
X
c
φ∗α (hD
α DL +
3
X
hdaα dac
L ) + h.c..(22)
a=1
α=1,2,4
ukc
L
M 2 m22 ln(M 2 /m22 ) + m21 m22 ln(m21 /m22 )],
P
i=1
+ Q3L
FIG. 1: One loop diagram contributing to the radiative generation of the up quark mass. i, j, k = 1, 2 are indexes for the
first two families.
M
2
X
In the basis (d1 , d2 , d3 , D) and using the discrete symmetry Z2 , the former expression produces a 4 × 4 mass
matrix with two zero eigenvalues, one see-saw eigenvalue
associated with the bottom quark b in the third family,
and a heavy eigenvalue of order V related with the exotic
quark D. Unfortunately, the Z2 symmetry used, allows
to the right-handed ordinary Down quarks dac
L to couple
only to φ1 in a vertex where only Q3L is present; as a consequence, any set of radiative diagrams able to provide
mass terms to the Down quarks in the first two families, ends up in democratic type mass submatrices in the
(d1 , d2 , d3 ) subspace, and the rank of the mass matrix
can not be changed.
The simplest way found to provide with masses for
the down d and strange s quarks in the context of this
model, is to add new ingredients. We proposse to add
first an extra Down exotic quark D′ , with quantum num′
′c
bers DL
∼ (3, 1, −1/3), DL
∼ (3∗ , 1, 1/3) (which by the
way do not affect the anomaly cancellation in the model
because it belongs to a vectorlike representation). Also,
and in order to implement the see-saw mechanism for
this new exotic quark, we introduce a neutral scalar field
φ05 ∼ (1, 1, 0) with VEV < φ05 >= v5 ≈ v (which does
not contribute to the W ± mass). The Z2 charges of the
new fields are all zero.
With the new fields, and in the basis (d1 , d2 , d3 , D, D′ ),
the following 5 × 5 mass matrix is obtained:
D′
0
0
0
h′D
1 v3 h13 v3
0
D′
0
0
h′D
2 v3 h23 v3
′
D
D
Md = 0
0
0
h2 v2 h32 v2 , (23)
d
′
h11 v1 hd21 v1 hd31 v1 hD
hD
4 V
4 V
1
2
3
′
′
h5 v5 h5 v5 h5 v5 h M
hM
where M ′ ≈ M are bare masses introduced by hand, that
we set of the order of V .
The matrix Md is again a see-saw type mass matrix,
with the product Md Md† having rank one. As the algebra
shows, for the particular case v2 = v3 , the eigenvector
related to the zero eigenvalue is proportional to
′
′
′
′
′
′
′
′
′
D ′D
D D
D D
D D
D D
[(h2D hD
32 −h23 h2 ), (h13 h2 −h1 h32 ), (h1 h23 −h13 h2 )].
In what follows and in order to simplify matters we are
going to set again v1 = v2 = v3 = v5 ≡ v, start with all
the Yukawa coupling constants equal to a common value
hb and, in order to avoid democracy in the heavy sector,
we are going to assume conservation of′ the heavy flavor
′
in the (D, D′ ) basis, which means hD
4 = h = 0. With
8
this assumptions we get an hermitian Down quark mass
matrix with two zero √eigenvalues related to√the eigenvectors (1, −1, 0, 0, 0)/ 2 and (1, 1, −2, 0, 0)/ 6, that we
identify with the down d and strange s quarks of the
first two families. There is also for such a matrix a
see-saw eigenvalue √
6hb vδ associated with the eigenvector
(1, 1, 1, −3δ, −3δ)/ 3 + 18δ 2 that we identify with the
bottom quark b in the third family. The other two eigenvalues of the matrix are of order V .
Notice from this analysis that mb /mc ≈ 3hb /hc without a hierarchy between hb and hc .
The matrix Md , with the constraints discussed in the
previous section, can not either generate radiative masses
for the quarks in the first two families, due to the flavor
symmetry d1 ↔ d2 ↔ d3 present. To generate masses for
them such a symmetry must be broken. Working in this
direction, let us partially break the symmetry, keeping
at this stage the d1 ↔ d2 symmetry. This is achieved
by putting all the Yukawa coupling
constants equal to a
′
3
common value hb , except hD
32 = h5 ≡ hs = hd (1 + ks ),
where ks is a number smaller than one, related to the
strange quark mass (when ks = 0, ms = 0).
The new orthogonal mass matrix generated in this way
is a see-saw rank four mass matrix, with the zero
√ eigenvalue related to the eigenvector (1, −1, 0, 0, 0)/ 2 associated with the down quark d in the first family. The two
see-saw eigenvalues are
p
hb vδ(6 + 2ks + ks2 ± 36 + 24ks + 8ks2 + 4ks3 + ks4 )/2,
2
producing mb ≈ hb vδ(6 + 2ks +
pks /3) and ms ≈
2
2hb vδks /3, which implies ks ≈ 3 ms /mb ≈ 0.47 ≈
(hs /hb −1), where ms ≈ 120 GeV and mb ≈ 4.8 GeV were
used [22]. From the former analysis we get hs ≈ 1.47hb
without a hierarchy between hs and hb .
Finally, radiative diagrams able to produce nonzero
mass for the quark d in the first family, must be found.
For this purpose the two diagrams in Fig. 2 can be extracted from the most general Lagrangean, where the
scalar mixing are coming from terms in the scalar potential of the form λ13 (φ1 φ∗1 )(φ3 φ∗3 ) for the upper diagram and λ35 (φ3 φ∗3 )(φ5 φ∗5 ) for the lower one (two more
diagrams using the u3L mass entries hu3 v3 in the fermion
propagator are of the same order of the two diagrams depicted in Fig 2, because the charged Higgs scalars mixing
are proportional to λv1 V ).
In order to avoid hierarchies in the coupling constants
λ13 ≈ λ35 ≈ 1 is going to be used. Again, democracy in
the first two families is avoided by breaking the d1 ↔ d2
symmetry which is achieved by using h′D
1 ≈ 1 − kd and
hd11 ≈ 1 + kd , with kd a small number of order 10−1 ,
related to the d quark mass by the relation:
md ≈ −h2b kd2 vδ ln(δ)/4π 2 ≈ 2
h2b kd2
mu ,
h2U ku2
which√for mu ≈ 3 MeV and md ≈ 6 MeV [22] implies
kd ≈ 1.5ku .
λ13 v1 v3
⊗
φ0∗
3
diL
h′D
i
c
DL
×
V hD
4
φ′0
1
DL
hda1
dac
L
(a)
λ35 v3 v5
⊗
φ0∗
3
′
diL
hD
i3
′c
DL
×
hM
φ05
′
DL
ha5
dac
L
(b)
FIG. 2: One loop diagram contributing to the radiative generation of the down quark mass. As in the main text, i = 1, 2
and a = 1, 2, 3 are family indexes.
C.
The quark mixing matrix
For a model like the one studied here, the ordinary
quark mixing matrix Vmix becomes the upper left 3 × 3
submatrix of the unitary 5 × 5 matrix V = VLu VLd† , where
VLu and VLd are unitary matrices that diagonalize Mu Mu†
and Md Md† respectively. As a consequence, Vmix fails
to be unitary, and special attention must be paid to the
constraints coming from the experimental results which
imply minimal mixing for the known quarks.
From the experimental side, the known results show
that the 3 × 3 quark mixing matrix, parametrized as
Vud Vus Vub
(24)
Vmix = Vcd Vcs Vcb ,
Vtd Vts Vtb
is almost diagonal, with measured values given by [22]
0.9728 ± 0.0030
0.2257 ± 0.0021 (36.7 ± 4.7) × 10−4
0.957 ± 0.095
(41.6 ± 0.6) × 10−3
0.230 ± 0.011
(1.0 ± 0.1) × 10−2 (41.0 ± 3.0) × 10−3
> 0.78
(notice that we are quoting the most uncertain direct measured values and not the values constrained by
the unitary of VCKM , the Cabbibo-Kobayashi-Maskawa
(CKM) mixing matrix [26]).
One more complication in the frame of this model
comes from the fact that our mass matrices may be flavor democratic in the Down quark sector but not in
9
the Up quark sector, due to the three non zero treelevel top quark mass entries present in (19). By fortune,
the model is full of free parameters and this last inconU4
U4
venience can be circumvented by letting hU4
11 , h12 , h21
U4
and h22 to become free parameters in the interval 0.1 ≤
|hU4
ij | ≤ 4, i, j = 1, 2. The numerical analysis shows that
U4
h12 = hU4
21 = 0 instead of one, is a more appropriate set
of values in order to reproduce the experimental values of
Vmix ; unfortunately, the analytical results are not quite
so neat for this last set of values, as compared with the
previous quoted results.
The analysis also shows that violation of unitary in
this model is proportional to δ 2 and so, a large 3-3-1
scale, should reproduce fairly well the measured experimental results. The numerical analysis shows that, for
U4
U4
U4
hU4
12 = h21 = 0, h11 = h22 = 1 and V ≈ 100 TeV,
with the other parameters as in the two previous sections, reproduce not only the experimental quoted values for Vmix , but also all the unitary constrained values of the VCKM mixing matrix. Lowering down the
3-3-1 scale to 60 TeV, keeping all the other parameters as above, reproduces also all the experimental unitary constraints values of VCKM , except Vtd which turns
out to be (1.3 ± 0.3) × 10−2 (statistical error) instead
of the unitary value of (8.14+0.32-0.64)×10−3 quoted
in Ref. [22], which predicts a β angle 1.2 larger in the
∗
Vud Vub
+ Vcd Vcb∗ + Vtd Vtb∗ = 0 unitary triangle, result reflected already indirectly in the large B 0 − B̄ 0 mixing
measured at the B-factories [22]. But such a large 3-3-1
scale is a price too high to be payed, and renders at the
end with a model unable to be tested in the upcoming
generation of accelerators.
What we proposse at this point is to perform a nuU4
U4
U4
merical analysis using hU4
12 , h21 , h11 , h22 , hb , ku , ks
and kd as aleatory variables, with all the other Yukawa
coupling constants equal to one, except h which fixes the
top quark mass, hc which fixes the 3-3-1 mass scale and
hb which fixes the bottom quark mass. The analysis is
constrained by the six quark mass values and the experimental measured values of Vmix , but not by the values
obtained by imposing unitary in the VCKM mixing matrix. Then we look for the predictions of the model.
The ramdon numerical analysis using Mathematica
Monte Carlo subroutines showed that, at the 3-3-1 scale
U4
of 10 TeV, the following set of parameters hU4
12 = h21 =
U4
U4
0.26, h11 = h22 = −0.96, ku = −0.15, ks = 0.38
and kd = 0.17, reproduces the values of the VCKM with
unitary constraints, except for three of them: Vtd =
(1.1 ± 0.2) × 10−2 , Vub = (45.8 ± 5) × 10−4 and Vcb =
(40.2 ± 0.8) × 10−3 (all the errors are statistical), which
implies a large B 0 − B̄ 0 mixing coming from Vtd and a depletion of the branching decay b → sγ coming from Vcb ;
decay described by the magnetic dipole transition which
∗
is proportional to[27] Mb→sγ ∼ Vcb Vcs
, with a value of
−3
(42.21 + 0.10 − 0.80) × 10 quoted for Vcb in Ref. [22].
D.
The charged lepton sector
The most general Yukawa terms for the charged lepton
sector, without using the Z2 symmetry, is
X
X
+
eα ′+
LlY =
LlL φ∗α C(hEα
ll′ El′ + hll′ l )L + h.c.,
α=1,2,4 l,l′ =e,µ,τ
(25)
which in the basis (e, µ, τ, Ee , Eµ , Eτ ) and with the
discrete symmetry in Eq. (17) enforced, produces the following 6 × 6 mass matrix
E2
E2
0
0
0
hE2
ee v2 heµ v2 heτ v2
E2
E2
0
0
0
hE2
µe v2 hµµ v2 hµτ v2
E2
E2
0
0
0
hE2
τ e v2 hτ µ v2 hτ τ v2
Me =
he1 v he1 v he1 v hE4 V hE4 V hE4
ee 1 eµ 1 eτ 1 ee
eτ
3eµ
e1
e1
E4
E4
E4
hµe v1 he1
µµ v1 hµτ v1 hµe V hµµ V hµτ V
e1
e1
E4
E4
E4
he1
τ e v1 hτ µ v1 hτ τ v1 hτ e V hτ µ V hτ τ V
(26)
where again v1 = v2 = v3 = v << V is going to be
used. Assuming for simplicity conservation of the family
lepton number in the exotic sector (hE4
ll′ = hl δll′ which
does not affect at all the main results), the matrix (26)
still remains with 21 Yukawa coupling constants and it
is full of physical possibilities. For example, if all the
21 Yukawa coupling constants are different to each other
(but of order one), we have that Me Me† is a rank zero
mass matrix, with three eigenvalues of order V 2 and three
see-saw eigenvalues of order v 2 δ 2 .
To start the analysis let us imposes the symmetry
e ↔ µ ↔ τ , make all the Yukawa coupling constants
equal to a common value hτ and use conservation of the
family lepton number in the exotic sector. With these
assumptions the following orthogonal mass matrix is obtained:
′
M e = hτ v
0
0
0
1
1
1
0
0
0
1
1
1
0 1
1
1
0 1
1
1
0 1
1
1
1 δ −1 0
0
1 0 δ −1 0
1 0
0 δ −1
,
(27)
which is a symmetric rank four see-saw mass matrix, with
the six eigenvalues given by
p
hl v[0, 0, (δ −1 ± 36 + δ −2 )/2, V, V ],
(28)
with the two zero√eigenvalues related to the null
√ subspace
(1, −1, 0, 0, 0, 0)/ 2 and (1, 1, −2, 0, 0, 0)/ 6 that we
identify in first approximation with the electron and the
muon states (resembling the Down quark sector). Equations (27) and (28) implies that the τ lepton may be iden√
tify approximately with the vector (1, 1, 1, 0, 0, 0)/ 3,
up to mixing with the heavy exotic √
leptons [the exact
eigenvector is (1, 1, 1, −3δ, −3δ, −3δ)/ 3 + 27δ 2 ], with a
10
λ12 v1 v2
⊗
φ02
which for me = 0.51 MeV [22], λ12 ≈ 1, V ≈ 25 TeV,
and v = 124 GeV, produces a value of ke ≈ 0.08, in
agreement with our original assumption.
φ′0
1
E.
−
lL
+
hE2
ll′ El′ L
×
El−′ L he1
l′ l′′
hE4
l′ l′ V
′′+
lL
FIG. 3: One loop diagram contributing to the radiative generation of the electron mass.
mass value −mτ ≈ 9hτ vδ = 4.5hτ mc /hu , which for
mτ ≈ 1.777 GeV implies the relationship hu ≈ 3hτ .
The next step is to break the e ↔ µ ↔ τ symmetry but
just in the τ sector, keeping for a while the e ↔ µ symmee1
try. This is simple done by letting hE2
τ τ = hτ τ ≡ hµ 6= 1
but of order one, with all the other Yukawa coupling
consants as in Eq. (27). We thus get a rank five orthogonal mass matrix, with two see-saw eigenvalues,
and a zero mass√eigenstate related to the eigenvector
(1, −1, 0, 0, 0, 0)/ 2 that we identify with the electron
state. The two see-saw eigenvalues, neglecting terms of
O(δ 2 ), are given by
hτ vδ
hµ
hµ
[8 + ( )2 ± (2 +
2
hτ
hτ
q
12 − 4(hµ /hτ ) + (hµ /hτ )2 ].
(29)
Using for mτ ≈ 1777Gev and mµ ≈ 107.7 Mev [22] we
get hµ ≈ 2.87hτ , which in turn implies mτ ≈ 15.3hτ vδ ≈
7.6hτ mc /hu .
Again, radiative corrections able to generate masses to
the electron must be found. For that purpose the three
diagrams in Fig. 3 can be extracted from the Lagrangian
(one for each exotic charged lepton), where the mixing in
the Higgs sector is coming from a term in the scalar potential of the form λ12 (φ1 φ∗1 )(φ2 φ∗2 ). There are two more
diagrams coming from the terms f φ1 φ2 φ3 and f ′ φ1 φ3 φ4
which are proportional to v3 (f ′ −f ) that can be neglected
under the assumption f ′ = f ≈ v.
The contribution given by this diagram, again under
the assumption of validity of the ESH [25] is
(Me′ )ll′ ≈
λ12 δ ln δ X E2 e1
hll′ hll′′ ,
8π 2
′
l
that for the particular values of the Yukawa coupling constants in matrix (27) generate a democratic mass submatrix in the 2×2 upper left corner of Me′ . Again, the alternative we have at hand is to softly break the e ↔ µ symmetry present in the mass matrix (27). This is achieved
e1
−1
by letting hE2
ee ≈ 1 − ke and hee ≈ 1 + ke , with ke ∼ 10
as before.
The evaluation of the diagram in Fig. 3 gives
me ≈ −
λ12 vδ ln δke2
,
4π 2
The neutral lepton sector
With the particle content introduced so far there are
not tree-level mass terms for the neutrinos. Masses for
the neutral lepton sector are obtained only by enlarging
the model with extra fields, which may implement one or
several of the following mechanisms:
1.
Tree-Level masses
In the context of the model studied here, tree-level
masses for neutrinos can be generated only by introducing scalar fields belonging to irrep {6∗ } of SU (3)L . These
scalars can be written as the 3 × 3 symmetric tensor
−4/3+X
−1/3+X
−1/3+X
χ11
χ12
χ13
2/3+X
2/3+X
∗
χ{α,β} =
∼ (1, 6 , X),
χ23
χ22
2/3+X
χ33
(30)
where the upper symbol stands for the electric charge.
Clearly, a VEV of the form hχ11 (1, 6∗ , 4/3)0 i ∼ ω is
able to produce the following Majorana mass terms:
0
hνl′ l ωνl0′ νlL
. If so, hνl′ l must become very small numbers,
or either ω must be a new very small mass scale in order
to cope with the experimental constraints [2], implying
for the model a hierarchy in the Yukawa coupling constants, or either the introduction of a new mass scale for
the model.
2.
See-Saw masses
The see-saw mechanism can be implemented in the
model by adding a singlet, electrically neutral Weyl
spinor NL0 ∼ (1, 1, 0) with Z2 charge 1, which picks up a
tree-level mass value V ′ NL0 NL0 with V ′ an undetermined
mass scale. Then, a Yukawa Lagrangian of the form
X
hl LlL φ∗3 NL0 ,
l
will produce a see-saw type mass matrix
0
0
0 he v3
0
0 hµ v3
0
Mν =
0
0
0 hτ v3
he v3 hµ v3 hτ v3 V ′
,
(31)
which has two nonzero tree-level mass eigenvalue V ′ ±
q
V ′2 + 4(h2e + h2µ + h2τ )v32 , one of them of the see-saw
type and proportional to v32 /V ′ which for a convenient
11
λ54 V v3
νlL
φ′+
5
⊗
φ−
1
′−
hνll′ lL
Rad
△
′+
lL
he1
l′ l′′
diagram of the Zee-Babu mechanism [28] can be included
in the context of this model.
Without going into further details, let us say that
the neutrino mass spectrum is outside the scope of the
present analysis.
νl′′ L
FIG. 4: Loop diagrams contributing to the radiative generation of Majorana masses for the neutrinos.
larger value of V ′ (again a new mass scale) produces a
small neutrino mass. Of course, this mechanism alone is
not enough to explain the spectrum because two neutrinos will remain massless, something which is ruled out
by experimental results [2].
3.
Radiative masses
Radiative Majorana masses for the neutrinos are gen+
′+
erated when a new scalar triplet φ5 = (φ++
5 , φ5 , φ5 ) ∼
(1, 3, 4/3) is introduced, with a Z2 charge equal to zero
(notice that hφ5 i ≡ 0). This new scalar triplet couple to
the spin 1/2 leptons via a term in the Lagrangian of the
form:
X
X
− −
′− −
L =
hνll′ LlL Ll′ L φ5 =
hνll′ [φ++
5 (lL El′ L − lL ElL )
+
ll′
−
φ+
5 (ElL νl′ L
−
ll′
−
El′ L νlL ) +
−
′−
φ′+
5 (νlL lL − νl′ L lL )],
for l 6= l′ = e, µ, τ .
Using φ5 , the following terms in the scalar potential
Lagrangian are allowed by the Z2 discrete symmetry
λ51 (φ5 .φ∗1 )(φ3 .φ∗2 ); λ52 (φ5 .φ∗1 )(φ3 .φ∗4 );
λ53 (φ5 .φ∗2 )(φ3 .φ∗1 ); λ54 (φ5 .φ∗4 )(φ3 .φ∗1 ).
The former expressions allow to draw the radiative diagram depicted in Fig. 4, which is the only diagram available for the radiative mechanism in the neutral lepton
sector.
Notice by the way that this diagram is already a second
order radiative diagram because its charged lepton mass
insertion is already a first order radiative correction (see
the diagram in Fig. 3) and its value is smaller than the
value produced by any other radiative diagram already
studied in this paper. Attempts to draw a diagram with
the exotic heavy leptons in the fermion propagator became fruitless, due to the Z2 symmetry introduced in the
analysis [a term like (φ5 .φ∗2 )(φ3 .φ∗4 ) is not Z2 allowed!].
4.
The Zee-Babu mechanism
Introducing a new SU (3)L singlet, electrically charged
scalar, as it is done for example in Ref. [15], the two loop
IV.
GAUGE COUPLING UNIFICATION
In a field theory, the coupling constants are defined as
effective values, which are energy scale dependent according to the renormalization group equation. In the modified minimal substraction scheme [29], which we adopt in
what follows, the one loop renormalization group equation (RGE) for α = g 2 /4π is given by
µ
dα
≃ −bα2 ,
dµ
(32)
where µ is the energy at which the coupling constant α is
evaluated. The constant value b, called the beta function,
is completely determined by the particle content of the
model by
2πb =
2
1
11
C(vectors) − C(fermions) − C(scalars),
6
6
6
where C(. . .) is the group theoretical index of the representation inside the parentheses (we are assuming Weyl
fermions and complex scalar fields [20]).
For the energy interval mZ < µ < MG , the one loop
solutions to the RGE (32) for the three SM gauge coupling constants are
α−1
MG
−1
i (MG )
αi (mZ ) =
,
(33)
− bi (F, H) ln
ci
mZ
where i = Y, 2, c refers to the coupling constants of
U (1)Y , SU (2)L and SU (3)c respectively, with the beta
functions given by
20
1
0
bY
22 94
61
2π b2 = 3 − 3 F − 6 H, (34)
4
bc
11
0
3
where F is the number of families contributing to the
beta functions and H is the number of low energy SU (2)L
scalar field doublets (H = 1 for the SM). In Eq. (33)
the constants ci are group theoretical factors which depend upon the embedding of the SM factors into a covering group, and warrant the same normalization for the
covering group G and for the three group factors in the
SM. For example, if the covering group is SU (5), then
(cY , c2 , cc ) = (3/5, 1, 1), but they are different for other
covering groups (see for example the Table in Ref. [30]).
The three running coupling constants αi in Eq. (33),
may or may not converge into a single energy GUT scale
MG ; if they do, then αi (MG ) = α is a constant independent of the index i. Now, for a given embedding into a
12
fixed covering group, the ci values are fix, and if we use
for F = 3 (an experimental fact) and H = 1 as in the SM,
then Eqs. (33) constitute a set of three equations with
two unknowns, α and MG which may or may not have a
consistent solution (more equations than unknowns).
The inputs to be used in Eq. (33) for α−1
i (mZ ) are
calculated from the experimental results [22]
α−1
em (mZ ) =
=
2
sin θW (mZ ) =
=
αc (mZ ) =
−1
α−1
Y (mZ ) + α2 (mZ )
127.918 ± 0.018
1 − α−1
Y (mZ )αem (mZ )
0.23120 ± 0.00015
0.1213 ± 0.0018,
−1
which imply α−1
Y (mZ ) = 98.343 ± 0.036, α2 (mZ ) =
−1
29.575 ± 0.054, and αc (mZ ) = 8.244 ± 0.122.
It is a well known fact that the model based on the
non supersymmetric SU (5) group of Georgi and Glashow
[21] lacks of gauge coupling unification because MG calculated from the RGE is not unique in the range 1014
GeV ≤ MG ≤ 1016 GeV, predicting for the proton lifetime τp a value between 2.5 × 1028 years and 1.6 × 1030
years, values that are ruled out by experimental measurements [31]. If we introduce one more free parameter
in the solutions to the RGE as for example letting H to
become a free integer number, then we have now three
unknowns with three equations that always have mathematical solution (not necessarily with physical meaning).
Doing that in Eqs. (33) we find that for H = 7 (seven
Higgs doublets) we get the unique solution MG = 1013
GeV >> mZ which, altough a physical solution, it is
ruled out by the proton lifetime. So, if we still want unification, new physics at an intermediate mass scale MV
such that mZ < MV < MG must exists, being supersymmetry (SUSY) a popular candidate for that purpose
[31].
The question now is if the 3-3-1 model under consideration in this paper, introduces an intermediate mass scale
MV such that it achieves proper gauge coupling unification, being an alternative for SUSY. To answer this
question using SU (6) as the covering group as presented
in Section II D, we must solve the following set of seven
equations:
α−1
MV
−1
i (MV )
αi (mZ ) =
− bi (F, H) ln
ci
mZ
−1
MG
α
− b′j ln
α−1
j (MV ) =
c′j
MV
−1
−1
α−1
Y (MV ) = α1 (MV ) + α3 (MV )/3,
(35)
where the last equation is just the matching conditions
in Eq.(8), and i = Y, 2, c and j = 1, 3, c for the SM
and the 3-3-1 model, respectively. The constants ci
are (cY , c2 , c3 ) = (3/5, 1, 1) as before, and (c′1 , c′3 , c′c ) =
(3/4, 1, 1), with the value c′1 = 3/4 calculated from the
electroweak mixing angle in Eq. (3). b′j stand for the
beta functions for the 3-3-1 model under study here.
Eqs. (35) constitute a set of seven equations
with seven unknowns α, αj (MV ), MV , MG and
αY (MV ) [α2 (MV ) = α3 (MV ) according to the matching conditions]. There is always mathematical solution to
this set of equations, but we want only physical solutions,
that is solutions such that mZ < MV < MG .
The new beta functions calculated with the particle
content introduced in Sections II A, II B, II C and III B
(it includes the new exotic Down quark D′ ) are:
−119/9
b′1
0 − 12 − 11/9
2π b′3 = 11 − 4 − 4/6 = 19/3 , (36)
13/3
b′c
11 − 20/3 − 0
where in the middle term we have separated the contributions coming from the gauge bosons, the fermion fields
and the scalar fields in that order. When we introduce
these values in Eq. (35) we do not obtain a physical
solution in the sense that we get mZ < MG < MV .
Of course, if there are more particles at the 3-3-1 mass
scale then the beta functions given in Eqs. (36) are not
the full story. In particular we know from Sec. III D that
at least new Higgs scalars are needed in order to generate a consistent lepton mass spectrum, so let us allow
the presence in our model of the following Higgs scalar
(1)
multiplets at the 3-3-1 mass scale: NX SU (3)L sin(3)
glets (with U (1)X hypercharge equal to X), NX triplets
(3)
(color singlets), ÑX leptoquark triplets (color triplets)
(6)
and NX sextuplets (color singlets). These new particles
contribute to the beta functions b′j with the extra values:
P
(6)
(3)
(3)
(0)
2
X
f
(N
,
Ñ
,
N
,
N
)
b′1
X
X
X
X
XP
(6)
(3)
(3)
2π b′3 = − 16 X (NX
+ 3ÑX + 5NX ) ,
P
(3)
b′c
X ÑX /2
(37)
(6)
(3)
(3)
(0)
where the function f (. . .) is f (NX , ÑX , NX , NX ) =
(0)
(3)
(3)
(6)
(2NX + 3ÑX + NX + NX /3); with this new SU (3)L
multiplets contributing or not to the beta functions bi of
the SM factor groups, in agreement with the extended
survival hypothesis [25] (for example, a sextuplet with
a VEV hχ11 (1, 6∗ , 4/3)i ∼ ω contributes as an SU (2)L
doublet in bY and b2 , etc.).
The calculation shows that for the following set of extra
(3)
(0)
scalar fields which do not develop VEV: NX = 0, N1/3 =
(3)
(3)
(3)
(6)
1, N−2/3 = 1, ÑX = 0 N0 = 8 and N0 = 15, the set
of equations in (37) has the physical solution
MV ≈ 2.0TeV < MG ≈ 3.0 × 107 GeV,
(38)
which provides with a convenient 3-3-1 mass scale, and a
low unification GUT mass scale, as it is shown in Fig. 3.
But, is this low GUT scale in conflict with proton decay? The answer is not, because due to the Z2 symmetry
our unifying group is SU (6) × Z2 . Then we must assign
to each irrep of SU (6) in Eq. (9) a given Z2 value in
13
(r)
FIG. 5: Solutions to the RGE for the 3-3-1 model. For the meaning of NX see the main text.
accord with the Z2 value assigned to the 3-3-1 states
in Eq. (17). For example, if we assign to one of the
four {6∗ } = {Dc , −NE0 , E − , NE0c }L states in (9) a Z2
c
value equal to 1, then we can perfectly identify DL
with
one of the ordinary down quarks (dc , sc , bc )L , but then
(−NE0 , E − , NE0c )L can not correspond to (−νl0 , l− , νl0c )L
because all of them have a Z2 value equal to zero; and the
same for the other way around. As a consequence, the
down quark dcL can not live together with (νe , e− )L in the
same SU (6) × Z2 irrep, and the proton can not decay to
light states belonging to the weak basis. The decay can
of course occur via the mixing of ordinary 3-3-1 states
with the extra new states in SU (6), but such a mixing is
of the order of (MV /MG )2 which is a very small value.
Of course, this argument is valid as far as we can find
a mechanism able to produce GUT scale masses for all
the extra states, but such analysis is outside the present
work.
A.
Bounds on MZ2 and θ.
The diagonalizing of the quark mass matrices presented in sections (III A) and (III B) allow us to identify
the mass eigenstates as a function of the flavor states.
This information is going to be used next, in order to set
proper bounds for sin θ, the mixing angle between the
two neutral currents, and MZ2 , the mass of the new neutral gauge boson. In the analysis we are going to include
the c and b quark couplings to Z1µ , values measured with
good accuracy at the Z pole from CERN e+ e− collider
(LEP) [22]. Experimental measurements from the SLAC
Linear Collider (SLC), and atomic parity violation are
also going to be taken into account. The set of experimental constraints used are presented in Table III.
The expression for the partial decay width for Z1µ →
f f¯, including only the electroweak and QCD virtual corrections is
NC GF MZ3 1 n 3β − β 3
√
ρ
[g(f )1V ]2
2
6π 2
o
+ β 3 [g(f )1A ]2 (1 + δf )REW RQCD ,(39)
Γ(Z1µ → f f¯) =
V.
CONSTRAINTS ON THE PARAMETERS
In this section we are going to set bounds on the mass
of the new neutral gauge boson Z2µ , and its mixing angle
with the ordinary neutral gauge boson Z1µ . We also are
going to set constraints coming from unitary violation of
the quark mixing matrix and the possible existence of
FCNC effects.
where f is an ordinary SM fermion, Z1µ is the physical
gauge boson observed at LEP, NC = 1 for leptons while
for quarks NC = 3(1 + αs /π + 1.405α2s /π 2 − 12.77α3s /π 3 ),
where the 3 is due to color and the factor in parenthesis represents the universal part of the QCD corrections for massless quarks (for fermion mass effects and
further QCD corrections which are different for vector
14
and axial-vector partial widths see Ref. [32]); REW are
the electroweak corrections which include the leading order QED corrections given by RQED = 1 + 3α/(4π).
RQCD are further QCD corrections (for a comprehensive
q review see Ref. [33] and references therein), and β =
1 − 4m2f /MZ2 1 is a kinematic factor which can be taken
equal to 1 for all the SM fermions except for the bottom
quark. The factor δf contains the one loop vertex contribution which is negligible for all fermion fields except
for the bottom quark for which the contribution coming
from the top quark at the one loop vertex radiative correction is parametrized as δb ≈ 10−2 [1/5 − m2t /(2MZ2 1 )]
[34].
The ρ parameter can be expanded as ρ = 1 + δρ0 +
δρV where the
√ oblique correction δρ0 is given by δρ0 ≈
3GF m2t /(8π 2 2), and δρV is the tree level contribution
due to the (Zµ −Zµ′ ) mixing which can be parametrized as
δρV ≈ (MZ2 2 /MZ2 1 − 1) sin2 θ. Finally, g(f )1V and g(f )1A
are the coupling constants of the physical Z1µ field with
ordinary fermions which for this model are listed in Table
I.
Notice that in our expression for Γ(Z1µ −→ f f¯) in
Eq. (39), the 3-3-1 contributions are kept at tree-level,
which as a first approximation is correct due to the fact
that δρ0 (331) ≈ 0, since only SU (2)L Higgs scalar singlets and doublets develop VEV [35].
In what follows we are going to use the experimental values [22]: MZ1 = 91.188 GeV, mt = 174.3 GeV,
2
αs (mZ ) = 0.1192, α(mZ )−1 = 127.938, and sin θW
=
0.2333. The experimental values are introduced using the definitions Rη ≡ ΓZ (ηη)/ΓZ (hadrons) for η =
e, µ, τ, b, c, s, u, d.
As a first result notice from Table I that our model predicts Re = Rµ = Rτ , in agreement with the experimental
results in Table III, independent of any flavor mixing at
tree-level.
The effective weak charge in atomic parity violation,
QW , can be expressed as a function of the number of protons (Z) and the number of neutrons (N ) in the atomic
nucleus in the form
QW = −2 [(2Z + N )c1u + (Z + 2N )c1d ] ,
(40)
where c1q = 2g(e)1A g(q)1V . The theoretical value for
QW for the Cesium atom is given by [36] QW (133
55 Cs) =
−73.09 ± 0.04 + ∆QW , where the contribution of new
physics is included in ∆QW which can be written as [37]
∆QW
=
1+4
4
SW
2
1 − 2SW
Z − N δρV +
TABLE III: Experimental data and SM values for some parameters related with neutral currents.
Γ(b→sγ)
Γ(b→Xeν)
Experimental results
2.4952 ± 0.0023
1.7444 ± 0.0020
83.984 ± 0.086
499.0 ± 1.5
−3
3.39+0.62
−0.54 × 10
SM
2.4966 ± 0.0016
1.7429 ± 0.0015
84.019 ± 0.027
501.81 ± 0.13
(3.23 ± 0.09) × 10−3
Re
Rµ
Rτ
Rb
Rc
QW (Cs)
QW (T l)
MZ1 (GeV)
20.804 ± 0.050
20.785 ± 0.033
20.764 ± 0.045
0.21638 ± 0.00066
0.1720 ± 0.0030
−72.65 ± 0.28 ± 0.34
−116.6 ± 3.7
91.1872 ± 0.0021
20.744 ± 0.018
20.744 ± 0.018
20.790 ± 0.018
0.21569 ± 0.00016
0.17230 ± 0.00007
−73.10 ± 0.03
−116.81 ± 0.04
91.1870 ± 0.0021
ΓZ (GeV)
Γ(had) (GeV)
Γ(l+ l− ) (MeV)
Γ(inv)(M eV )
MZ2 1
.
MZ2 2
(42)
The discrepancy between the SM and the experimental
data for ∆QW is given by [38]
− ∆Q′W = (9.16Z + 4.94N ) sin θ + (4.63Z + 3.74N )
SM
∆QW = Qexp
W − QW = 0.45 ± 0.48,
which is 1.1 σ away from the SM predictions.
Introducing the expressions for Z pole observable in
Eq.(39), with ∆QW in terms of new physics in Eq.(41)
and using experimental data from LEP, SLC and atomic
parity violation (see Table III), we do a χ2 fit and we find
the best allowed region in the (θ − MZ2 ) plane at 95%
confidence level (C.L.). In Fig. 6 we display this region
which gives us the constraints
− 0.0026 ≤ θ ≤ −0.0006, 2 TeV ≤ MZ2 ≤ 100 TeV ,
(44)
with a central value at about 20 TeV.
As we can see the mass of the new neutral gauge boson
is compatible with the bound obtained in pp̄ collisions at
the Fermilab Tevatron [39]. From our analysis we can
see that MZ2 peaks at a finite value larger than 100 TeV
when for |θ| → 0, which still copes with the experimental
constraints on the ρ parameter.
B.
∆Q′W .
(41)
The term ∆Q′W is model dependent and it can be obtained for our model by using g(e)iA and g(q)iV , i = 1, 2,
from Tables I and II. The value we obtain is
(43)
Bounds from unitary violation of the quark
mixing matrix
The see-saw mass mixing matrices for quarks and leptons presented in Eqs. (19), (23) and (26) are not a
consequence of the particular discrete Z2 symmetry introduced in Eq. (17); a stright forward calculation shows
15
18
16
12
2
10
MZ (TeV)
14
8
6
4
2
-0.45 -0.4 -0.35 -0.3 -0.25 -0.2 -0.15
-0.1 -0.05
θ x 10-2
0
0
0.05
FIG. 6: Contour plot displaying the allowed region for θ Vs. MZ2 at 95% C.L..
that any discrete symmetry will reproduce the same mass
matrices as far as we impose the following constraints:
• To have pure see-saw mass matrices in the Down,
and Charged Lepton sectors.
• To have a tree-level mass entry for the top quark
mass in the third family, plus see-saw entries for
the other two families in the Up quark sector.
• To work with the non-minimal set of five Higgs
scalars as introduced in the main text.
As a consequence of the mixing between ordinary and
exotic quarks, violation of unitary in the quark mixing
matrix appears as discussed already in Sec. III C. This
violation must be compatible with the experimental constraints of the mixing parameters as discussed in section
11 of Ref. [22].
For the model discussed here, the structure of the
quark mass matrices implies a mixing proportional to
cos δ (with δ = v/V as before) for the known quarks of
each sector, which, when combined in the Vmix entries,
gives a mixing of the form cos2 δ = 1 − sin2 δ ≈ 1 − δ 2 ,
being δ 2 proportional to the violation of unitary in the
model. Taking for V ≈ MZ2 ≈ 2 TeV [the lower bound
in Eq. (44)], we obtain δ 2 ≈ 3.2 × 10−3 , which is above
the limit of the allowed unitary violation of Vmix [22].
As discussed in Sec. III C, a value of V ≈ 10 TeV for the
3-3-1 mass scale is safe as far as the present violation of
unitary in Vmix is concerned.
C.
FCNC processes
In a model like this, with four scalar triplets and mixing of ordinary with exotic fermion fields, we should
worry about possible FCNC effects which may come either from the scalar sector, from the gauge boson sector,
or from the unitary violation of Vmix .
First, notice that due to our Z2 symmetry, FCNC coming from the scalar sector are not present at tree-level
because each flavor couples only to a single scalar triplet.
But FCNC effects can occur in Jµ,L (Z) and Jµ,L (Z ′ ) in
Eqs. (13) and (14), respectively, due to the mixing of ordinary and heavy exotic fermion fields (notice from Eq.
(13) that Jµ,L (Z) only includes as active quarks the three
ordinary up and down-type quarks).
The stringest constraints in FCNC in the quark sector came from the transition d ↔ s, and the best place
to look for them is in the (KL0 − KS0 ) mass difference,
which may get contributions from the exchange of Z1µ
and Z2µ . The contribution from Z1µ is proportional to
∗
∗
∗
|Vus
Vud |2 ≈ |Vus
Vud |2CKM + 4δ 4 (where |Vus
Vud |2CKM
refers to the CKM). Then, the mixing of light and heavy
quarks implies extra FCNC effects proportional to 4δ 4 ,
which for V ≈ 2 TeV implies a contribution to new
FCNC effects above the allowed limits. So again, the
3-3-1 mass scale V must be raised. Taking V ≈ 10 TeV
as discussed before, FCNC effects are now of the order of
10−7 , value to be compared with the experimental bound
m(KL ) − m(Ks ) ≈ 3.48 ± 0.006 × 10−12 MeV [22], given
that 4δ 4 < 0.006/3.48, which means that in the context
of this model there is room in the experimental uncertainties to include new FCNC effects, coming from the
16
mixing between ordinary and exotic quarks.
Now, the FCNC contributions from Z2µ are safe, because they are not only constrained by the δ parameter,
but also by the mixing angle −0.0026 ≤ θ ≤ −0.0006 as
given in Eq. (44).
VI.
CONCLUSIONS
During the last decade several 3-3-1 models for one [40]
and three families have been analyzed in the literature,
the most popular one being the original Pisano-PleitezFrampton model [4]. Other four different three-family
3-3-1 models are presented in Refs. [5, 6, 7], one of them
being the subject of study of this paper. The systematic
analysis presented in Refs. [8, 9] shows that there are
in fact an infinite number of models based on the 3-3-1
local gauge structure, most of them including particles
with exotic electric charges. But the number of models
with particles without exotic electric charges are just a
few [7, 9].
In this paper we have carried out a systematic study of
a 3-3-1 model that we have called a model with “exotic
charged leptons”. In concrete, we have calculated for the
first time its charged and neutral currents (see Tables
I and II), we have embedded the structure into SU (6)
as a covering group, looked for unification possibilities,
studied the gauge boson and fermion mass spectrum, and
finally, by using a variety of experimental results, we have
set constraints in several parameters of the model.
In our analysis we have done a detailed study of the
conditions that produce a consistent charged fermion
mass spectrum, a subject not even touched in the original paper [6], except for a brief discussion of the neutrino sector done in Ref. [15]. First we have shown that
a set of four Higgs scalars is enough to properly break the
symmetry producing a consistent mass spectrum in the
gauge boson sector. Then, the introduction of an appropriate anomaly-free discrete Z2 symmetry plus an extra
exotic down quark and a singlet scalar field, allow the
construction of an appealing mass spectrum in the electrically charged fermion sector, without hierarchies in the
Yukawa coupling constants. In particular we have carried
a program for the quark sector in which: the four exotic
quarks get heavy masses at the TeV scale, the top quark
gets a tree-level mass at the electroweak scale, then the
bottom, charm and strange quarks get see-saw masses
and finally, the two quarks in the first family get radiative masses; the former without introducing strong hierarchies in the Yukawa coupling constants, neither new
mass scales in the model.
The Higgs sector used in order to break the symmetry
and to provide with masses to the charged fermions, plus
whatever extra scalar fields could be needed to explain
the masses and oscillations of the neutral lepton sector,
renders the model with a quite complicated scalar potential, with several trilinear couplings possible (like for example f φ1 φ2 φ3 already used to give mass to the u quark
in the first family). This couplings are able to generate
VEV for all the fields that feel them [41]. As a consequence, the pattern of spontaneous symmetry breaking
becomes unstable and the minimization of the scalar potential may become a hopeless task. But this subject is
far beyond the purpose of the present analysis.
We have also embedded the model into the covering
group SU (6) ⊃ SU (5) and studied the conditions for
gauge coupling unification at a scale MG ≈ 3 × 107 GeV.
The analysis has shown that a physical (mZ < MV <
MG ) one loop solution to the RGE can be achieved at
the expense of introducing extra scalar fields at the intermediate energy scale MV .
The fact that the RGE produces the same 3-3-1 mass
scale than the lower limit obtained in the phenomenological analysis presented in Sec.V [compare Eqs. (38) and
(44)] is not accidental neither fortuitous. As a matter of
fact, the extra scalar fields contributing to the beta functions in Eq.(37), were just introduced for doing this job.
A different set of scalar fields will produce either a different 3-3-1 and GUT mass scales, not unification at all,
or either unphysical solutions. Eventhough our analysis
may look a little arbitrary, we emphasize that we took
the decision to play only with the most obscure part of
any local gauge theory: the Higgs and scalar sectors.
Without looking at the neutral lepton sector, we may
say that there are in this model only two mass scales:
the 3-3-1 scale V ≥ 2 TeV, and the electroweak scale
v ≈ 102 GeV. Notice also that the discrete symmetry
Z2 introduced in the main text has the effect that each
quark flavor gains a mass only from one Higgs field, which
suppresses possible FCNC effects.
What is lacking in this paper is a detailed analysis of
the neutrino masses and oscillations. We could said that
the study presented in Ref. [15] covers this part of the
analysis; but unfortunately this is not the case. Comparing: the authors in Ref. [15] use a different set of scalar
fields, with a total set of just four scalar triplets, one of
them being φ5 in Sec. (III E 3) which generates one-loop
radiative Majorana masses, using the exotic heavy leptons as the seed; including also one electrically double
charged Higgs scalar, singlet under SU (3)L , which turns
on the Zee-Babu mechanism. In their analysis they do
not use a discrete symmetry, and they work under the
assumption that the ordinary leptons (e, µ and τ ) has
tree-level diagonal mass terms. Clearly, most of their assumptions do not fit in our picture. So, a detailed study
of the neutral lepton sector must be done in the context
of the model presented in this paper. Neutrino physics in
this model is very rich and it deserves further attention.
Similar studies to the one presented here but for the
model with “right-handed neutrinos” [5], have been done
in Refs. [13, 18]. Contrary to what is obtained here, the
paper in Ref. [13] shows that for the model with “righthanded neutrinos”, the see-saw mechanism for the Up
and Down quark sectors can be implemented without
including extra quark fields. But the model here does
not need extra exotic electrons, which is the case for the
17
model with “right-handed neutrinos” [18]. Besides, the
two models are embedded into SU (6) as the common covering group, with extra scalar fields added in such a way
that unification of the three gauge coupling constants is
achieved at a relatively low energy scale, without conflict
with proton decay bounds. Also, similar results for the
bounds of the 3-3-1 mass scale V and mixing angle θ [18]
were found.
We have presented in this paper, original results compared with previous analysis [6, 15]. First and most important, our Higgs sector and VEV are different to the
ones introduced in the original paper [6]. They imply different mass matrices for gauge bosons and fermion fields,
with quite a different phenomenology. The most important fact about our Higgs sector is that it allows for a consistent charged fermion mass spectrum, without a strong
hierarchy between the Yukawa coupling constants. Besides, it allows for the first time in the context of the
model, the identification of the quark mass eigenstates,
as a function of the weak states. Using that information,
a consistent phenomenologycal analysis which sets reliable bounds on new physics coming from heavy neutral
currents can be done.
As far as the particle spectrum is concerned, let us say
that in the scalar sector, and according to the ESH [25],
at least one more SU (2)L neutral singlet and a second
Higgs doublet should show up at the electroweak scale,
with all the other Higgs scalars getting a mass at the
TeV scale (the neutral singlet does not couple to the SM
fermions at the tree level). For the charged fermions, the
four exotic quarks (two Up and two Down) and the three
exotic electrons should get masses at the 3-3-1 scale (2
TeV ≤ V ≤10 TeV). Some of these particles should show
up at the forthcoming LHC facilities.
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Acknowledgments
We acknowledge partial financial support from COLCIENCIAS in Colombia, and from CODI in the “Universidad de Antioquia”
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