Egalitarian Concerns and Population Change
Gustaf Arrhenius
Department of Philosophy, Stockholm University
Swedish Collegium of Advanced Studies
Collège d'Etudes Mondiales
Gustaf.Arrhenius@philosophy.su.se
111115
(forthcoming in Ole Frithjof Norheim (ed.) Measurement and Ethical Evaluation of Health
Inequalities, Oxford: Oxford University Press)
I. Introduction
We usually examine our considered intuitions regarding inequality, including health inequality,
by comparing populations of the same size. Likewise, the different measure of inequality and
its badness have been developed on the basis of only such comparisons. Real world policies
regarding health inequalities, however, will most often also affect the size of a population. For
example, many interventions with regard to social determinant of health are very likely to
prevent deaths and affect procreation decisions. In addition, population control policies, such
as China’s one-child policy, affect both health and inequality. So we need to consider how to
extend measures of inequality to different number cases, that is, how to take into account the
complication that population numbers are often not equal between the different alternatives
open to us. Moreover, examining different number case is a fruitful way of probing our ideas
about egalitarian concerns and will reveal as yet unnoticed complexities and problems in our
current conceptualization of the value of equality, or so I’ll argue. Considering such cases will
reveal that the notion of equality is even more complex than Larry Temkin has already shown
in his influential work on the value of inequality.1
Consider the following example:
1 See Temkin (1993, 2012) and his paper in the present volume.
1
2
A
B
C
Diagram 1
The diagram above shows three populations: A, B, and C. The width of each block represents
the number of people, and the height represents their lifetime welfare. These populations
could consist of all the past, present and future lives, or all the present and future lives, or all
the lives during some shorter time span in the future such as the next generation, or all the
lives that are causally affected by, or consequences of a certain action or series of actions, and
so forth. All the lives in the above diagram have positive welfare, or, as we also could put it,
have lives worth living.2 We shall also assume that all the people in the diagrams deserve their
welfare equally much.
Population A consists of one group of people with very high welfare and a same-sized
group with very low positive welfare. B is a perfectly equal population with the same number
of people, total, and average welfare as A. C consists of the B-people and an extra group of
people with lower positive welfare than the B-people.
One might ask how we should we rank these populations in terms of moral goodness or
desirability, that is, how these populations are ordered by the relation “is at least as good as, all
things considered”. I take it that most of us would agree that B is better than A.3 These two
2 We shall say that a life has neutral welfare if and only if it is equally good for the person living it as a neutral
welfare component, and that a life has positive (negative) welfare if and only if it has higher (lower) welfare than a
life with neutral welfare. A welfare component is neutral relative to a certain life x iff x with this component has
the same welfare as x without this component. A hedonist, for example, would typically say that an experience
which is neither pleasurable nor painful is neutral in value for a person and as such doesn’t increase or decrease
the person’s welfare. The above definition can of course be combined with other welfarist axiologies, such as
desire and objective list theories (see below for a discussion of the “currency” of egalitarian justice). For a
discussion of alternative definitions of a neutral life, many of which would also work fine in the present context,
see Arrhenius (2000a, 2012, ch. 2 and 9). See also Broome (1999, 2004), and Parfit (1984, p. 357-8 and appendix
G). Notice that we actually don’t need an analysis of a neutral welfare in the present context but rather just a
criterion, and the criterion can vary with different theories of welfare.
3 I’m assuming here that we can compare populations such as A and B without any further information. Some
theorists would deny this since they think an outcome can only be better or worse if it is better or worse for
somebody, which might not be the case if A and B consist of different people. To apply these so-called “person
affecting views”, we also need to know the identities of the individuals in the compared populations. I’ve
discussed these approaches at length elsewhere (Arrhenius 2000a, 2003, 2009b, 2012) and showed that, at best,
they don’t help much in solving problems in different number cases, so I won’t dwell on them further here. For
the purpose of the present paper, I’ll assume that we can compare the value of populations without knowledge of
the specific identities of the individuals in the compared populations (this approach is sometimes called,
misleadingly in my view, the “impersonal view”).
3
populations are equally large and have the same total and average welfare. The only difference
is that there is inequality in A whereas B is perfectly equal. Hence, A is worse than B since it is
worse in regards to equality, or so one might reasonably argue.4
It might not be as clear how we should rank population B and C. The number of best
off people is the same in these two populations. The only difference between these two
populations is that in the C, there is a number of “extra” people whose lives are of poor
quality but worth living. Could the existence of these extra lives which are worth living make
C worse than B? Some would say yes since the C-population is worse in regards to equality:
There is perfect equality in B but inequality in C, and this inequality counts against C.5 Others
would deny this. As Derek Parfit puts it in a discussion of a similar case, “[s]ince the inequality
in [C] is produced by Mere Addition [as is the case in diagram 1], this inequality does not make
[C] worse than B”.6 Moreover, there is a higher total of welfare in C, so even if we grant that
C is worse with respect to equality, could this really outweigh the goodness of the extra
welfare in C?
I’ve discussed the role of equality in the evaluation of populations of different sizes with
respect to their all things considered goodness elsewhere and this is not the main topic of the
present paper.7 Rather, following in the tracks of Larry Temkin’s influential work on
inequality, I’m interested in the more limited topic of rankings of populations with regard to
the value of equality alone, that is, how they can be ordered by the relation “is at least as good
as with respect to egalitarian concerns”.8 It is then a further question how such a ranking
would play in to the all things considered rankings of populations where we also have to
consider other aspects such as the total wellbeing in a population. For example, whereas it
seems clear that population B is better than A since B is better as regards both equality and
welfare, it is, as we pointed out above, unclear whether the badness of the inequality in C
outweigh the goodness of the extra welfare so as to make C worse than B.
One should also distinguish the current project with the project of ranking populations
in terms of the primarily descriptive relation “is at least as (un)equal as”.9 This is a very
4 Prioritarians would agree that B is better than A but for a reason that doesn’t turn on equality but rather that
the gain for the worst off outweighs the loss for the best off.
5 C is also worse than B with respect to average wellbeing. However, Average Utilitarianism has a number of
very counterintuitive implications in different number cases so we can safely put it to the side. See, e.g.,
Arrhenius (2000ab, 2012), and Parfit (1984), section 143.
6 Parfit (1984), p. 425.
7 Arrhenius (2009a, 2012).
8 See Temkin (1993, 2012) and his paper in the present volume.
9 I say “primarily” since, as pointed out by Sven Danielsson (see Rabinowicz 2003, fn. 7), depending on the
currency of inequality this relation might be partly evaluative because the currency might involve an evaluation.
4
worthwhile project if we are, for instance, interested in investigating causal relationships
between inequality and, say, health, crime, social cohesion, people’s sense of self-respect,
economic growth, and the like.10 Again, this is not the subject we are pursuing in the present
paper, although some of the issues we are going to discuss are of relevance for this topic too.
As we shall see below, descriptive and evaluative measures of inequality are likely to come
apart. For example, a reasonable evaluative measure is likely to give greater weight to
differences of welfare at low levels as compared to differences at high levels whereas from a
descriptive perspective, these differences might matter equally much (that is, a population of
two people at level (98, 100) is as unequal as a population of two people at level (8, 10)).11 I
also would like to point out that some of the measures of inequality that we shall discuss
below have been primarily proposed as descriptive measures, or so it appears, whereas we
shall investigate them as measures of the value of inequality.
One might be sceptical about our ability to rank populations by the relation “is at least
as good as with respect to egalitarian concerns” rather than by the relation “is at least as good
as all things considered”. One might suspect that other value considerations will distort our
judgements or that we cannot really make sense of the former ordering in contrast to the latter
(compare with the discussion of the ranking of B and C above). This is a fair worry but I think
we can make sense of such an ordering and bracket other value considerations. For example,
we can ask ourselves what we would prefer or choose from a moral perspective if we only
cared about equality (of some sort).
Still, one might ask what the point is of considering population change and different
number cases from an egalitarian perspective. I think there are at least two reasons to consider
such cases. Firstly, as the discussion above indicates, it might shed new light on the vexed
topic of population ethics and our duties to future generations. Secondly, it might be a fruitful
way of probing our ideas about egalitarian concerns and might reveal as yet unnoticed
complexities and problems in our current conceptualization of the value of equality, and
suggest new ways of formulating it. This is indeed what I believe and it will be the main thrust
of this paper. I think that considering population change and different number cases will
reveal that the notion of equality is even more complex than Larry Temkin has already shown
For example, to say that Nir has higher welfare than Ole in outcome X is an evaluation to the effect that Nir is
better off than Ole in X.
10 See Wilkinson & Pickett (2009) for an impressive study of the strong correlation between a country's level of
economic inequality and its bad social outcomes.
11 For further cases illustrating the difference between descriptive and evaluative measures, see Rabinowicz
(2003).
5
in his work on inequality.12 Moreover, it will show that there are good reasons to reconsider
what an egalitarian should be concerned about, or so I’ll suggest.
Before turning to these questions, let me say a bit more about what kind of equality we
shall discuss in this paper. Equality clearly plays a fundamental role in moral and political
reasoning. Views about equality can differ immensely, however, depending on a number of
factors: What kind of equality one is seeking (political, legal, moral, and so forth); the
“currency” of equality (welfare, opportunity, rights, and so forth); among what kind of objects
equality is supposed to hold (citizens, human beings, sentient beings, possible beings, groups,
and so forth). It goes without saying that a full treatment of this subject is far beyond the
reach of the present paper. We shall only consider one kind of equality: equality of welfare
among people. However, the concept of welfare used here is a broad one. For the present
discussion, it doesn’t matter whether welfare is understood along the lines of experientialist,
desire, or objective list theories.13 Hence, many of the views presented in the debate on the
currency of egalitarian justice as alternatives to welfare, for example Rawls’ influential list of
primary goods, will fall under the heading of welfare as the term is used in this paper.14
Moreover, which is worth stressing in context of this anthology, health, either as source of
welfare or as a component of welfare, is of course not excluded from our concept of welfare.
Indeed, if one so likes, all the inequalities we shall consider below could be supposed to
consist in, or to be caused by, inequalities in health.
II. Total and Average Pairwise Welfare Differences
Here’s an intuitive measure of the inequality in a population:
Total Pairwise Welfare Difference (TD): The measure of a population X’s inequality
equals the sum of the absolute value of all welfare differences for all distinct pairs
of individuals in the population.
12 See Temkin (1993, 2012) and his paper in the present volume.
13 For experientialist theories, see e.g., Sumner (1996), Feldman (1997, 2004), and Tännsjö (1998). For desire
theories, see e.g., Barry (1989), Bykvist (1998), Griffin (1986), and Hare (1981). For objective list theories, see
e.g., Braybrooke (1987), Hurka (1993), Rawls (1971), and Sen (1980, 1992, 1993).
14 For this debate, see Rawls (1971), Sen (1980, 1992, 1993), Dworkin (1981a, 1981b, 2000), Cohen (1989, 1993),
Arneson (1989), and Nielsen (1996). Rawls developed his list of primary goods as a part of his theory of justice,
however, and not as a theory of welfare. He also claims that “… good is the satisfaction of rational desire” (1971,
p. 93). Cf. Sumner (1996), p. 57.
6
Consider for example a population A consisting of three person p1, p2, p3 with welfare
10, 20, and 20 respectively, that is A = <10, 20, 20>. According to TD, we shall consider the
absolute value of the welfare differences of all distinctive pairs of individuals in the
population, that is, (p1, p2), (p1, p3), and (p2, p3), The measure of the inequality in A is thus:
TD(A)= ⎜10-20 ⎜+⎜10-20 ⎜+ ⎜20-20 ⎜= 20
TD is an intuitive starting point since it seems appropriate that both the number and the
size of inequalities matter. TD also seems to capture what Temkin has in mind when he
describes his “Individual Complaint Theory” (ICT) as the combination of his “Additive
Principle of Equality” (AP) and “Relative to All Those Better Off View of Complaints”
(ATBO) principle:15
“… [T]he ultimate intuition underlying egalitarianism is that it is bad … for some
to be worse off than others through no fault of their own. … [T]he additive
principle reflects the view that if it is really bad for one person to be worse off
through no fault of his own, it should be even worse for two people to be in such
a position. Similarly, the relative to all those better off view of complaints reflects
the view that if it is bad to be worse off than one person through no fault of your
own, it should be even worse to be worse of than two. …. After all, to paraphrase
the basic insight of the utilitarians, more of the bad is worse than less of the
bad…”16
Similarly, Wlodek Rabinowicz has proposed a measure of the “amount of inequality” in
a population which is exactly along the lines of TD, although he only sees it as a descriptive
non-evaluative measure of the amount of inequality in a population.17
Clearly, TD is quite a simple theory and we might reasonably want to adjust it so as to
take into account that, for example, differences at low levels matter more than differences at
high levels. However, let’s instead turn to another simple measure proposed by Rabinowicz:18
15 For more on these principles, see Temkin (1993), ch. 2.
16 Temkin (1993), pp. 200, 201.
17 Rabinowicz (2003), p. 62.
18 Rabinowicz (2003), pp. 61-2.
7
Average Pairwise Welfare Difference (AD): The measure of a population X’s inequality
equals the sum of the absolute value of all welfare differences for all distinct pairs
of individuals in the population divided with the number of such pairs.
AD is simply TD divided with the number of distinct pairs of individuals in the
population ½n(n-1), that is AD = TD / ½n(n-1). Consider again population A = <10, 20, 20>.
Since the number of distinct pairs of individuals in this population is three, we get the
following measure of the inequality in A:
AD(A)= (⎜10-20 ⎜+⎜10-20 ⎜+ ⎜20-20 ⎜)/3 = 20/3.
So here we have two competing measures of the value of inequality. Let’s try out these
two measures on a number of cases to see how they differ. Let’s first start with a case made
famous by Temkin:
…
999
1
first
…
500 500
middle
1
999
last
Diagram 2: Temkin’s Sequence
In the Sequence, we have a thousand populations, each consisting of a thousand
persons. In the first one, we have 999 best off people and one worst off person. The level of
welfare of the best of people is the same in all populations, and likewise for the worst of
people. As we go down the sequence, however, the number of best off people decrease and
the number of worst off people increase. In the middle population, there is an even split
between the number of worst and best off people. In the last population, there is one best off
person and 999 worst off people.
In terms of Temkin’s complaints theory, we can describe the Sequence as first involving
one individual with 999 complaints, then 500 individuals with 500 complaints each, and lastly
999 individuals with one complaint. Hence, the badness of the inequality first increases, peaks
at middle population, then decreases.
8
What is the verdict of TD and AD? Well, we first have 999 pairs involving an inequality,
then 500 x 500 such pairs, and lastly again 999 such pairs. Hence, TD also implies that the
badness of the inequality first increases, peaks at the middle population, and then decreases so
that we have the same situation in regards to inequality in the last population as in the first
population. Likewise, AD yields the same result since the number of distinct pairs is constant
in same number cases.
As pointed out by Rabinowicz, TD and AD yields the same ordering in terms of
inequality in same number cases since the number of distinct pairs is constant.19 In other
words, these two views are extensionally equivalent in same number cases. To distinguish
these views we thus have to turn to different number cases.
III. Proportional Variations in Population Size
Consider the following case:
A
B
C
Diagram 3: Proportional Variations
In the above diagram, the best off people have the same level of welfare in the three
populations A, B, and C, and likewise for the worst off people. There is, however, a doubling
of the population size of the worst and best off groups in B as compared to A, and in C as
compared to B. According to what Temkin calls “the Standard View”, which is also called
“the Population Principle”, the above populations do not differ with regards to inequality:
The Standard View (SV): Proportional population size variations do not affect (the
badness of) inequality.20
19 Rabinowicz (2003), p. 74.
20 See Temkin (1993), p. 191. Temkin’s statement of this principle is, however, a bit different from mine:
“Proportional variations in the number of better- and worse-off do not affect inequality”. My statement is similar
to Rabinowicz (2003), p. 75. Dalton (1920), p. 357, might have been the first to formulate this principle (although
in terms of income) under the name “the principle of proportionate additions to persons”. Foster (1985), pp. 42,
45 calls it “the population principle” and this seems to have become the received label in the economic literature.
Rabinowicz (2003), fn. 19, claims that Foster “refers to this view as the requirement of population homogeneity”
but Foster doesn’t use this label (he uses the label “homogeneity” for a different requirement, see p. 42). He
9
All standard economic measures of inequality, such as the Gini coefficient, imply SV.
According to TD and Temkin’s ICT, however, proportional increases in population size
increase the badness of inequality since the number of pairs consisting of unequal individuals
increases. In other words, with a proportional increase, there are more worst off people and
thus a greater number of complaints.
Intriguingly, AD has the opposite implication: Proportional increases in population size
decrease the badness of inequality since the number of pairs of equal individuals increases
faster than the number of pairs of unequal individuals. For example, consider population A1
= <10, 20, 20> and A2 = <10, 10, 20, 20, 20, 20>, the latter population being a proportional
increase in population size (a doubling) relative to the former. According to AD, the measures
of inequality in these two populations are as follows:
AD(A1)= (2⎜10-20 ⎜+ ⎜20-20 ⎜)/3 = 20/3 = 200/30.
AD(A2)= (8⎜10-20 ⎜+ ⎜10-10 ⎜ + 6⎜20-20 ⎜)/15 = 80/15 = 160/30.
Hence, AD ranks A1 as worse in regards to inequality as compared to A2. The reason is
that AD not only takes into account the number of unequal pairs but, in difference from TD,
is also sensitive to the number of equal pairs in a population since they figure in the
denominator. In the change from A1 to A2, the number of unequal pairs increases from 2 to
8, a fourfold increase, whereas the number of equal pairs increases from 1 to 7, a sevenfold
increase. Consequently, the fraction of equal pairs relative to all pairs goes up in the move
from A1 to A2. The equal pairs are 1/3 of all pairs in A1 but 7/15 (close to half) of all pairs in
A2.21
So an interesting aspect of AD is that the number of equal pairs affects the measure of
inequality in a situation. As I’ll explain below, I think this is a move in the right direction
although I think AD gives too much weight to increases in equal pairs, as its implication in the
above case illustrates.
What is then the right answer to these two cases of proportional variation? Well, I think
SV is false and I also think AD gets it wrong in this case. Here, the verdict of TD and
Temkin’s ICT is intuitively compelling: A2 is worse than A1 with respect to egalitarian
does, however, write that “condition PP [the population principle] also acts as a ‘population homogeneity’
property” (p. 46).
21 For the same point regarding TD, AD, and proportional increases in population size, see Rabinowicz (2003),
pp. 75-6. There are other measures that violate the Standard View in the same manner as AD, see Foster (1985),
pp. 63f., and Rabinowicz (2003), fn. 21.
10
concerns since there is a greater number of worst off people and thus a greater number of
complaints in A2 as compared to A1. For the same reason, B and C in the diagram above are
worse than A regarding egalitarian concerns.
As we shall show below, however, there are other versions of proportional population
variations in which our intuitions lean towards AD’s verdict rather than TD’s. To demonstrate
this we have to first consider a reconceptualisation of the value of equality, the need of which
will be better brought out by a another type of case, to which we shall now turn.
IV. Mere Additions of Better off People
A: <10, 20> Z: <10, 999x20>
Diagram 4: Mere Additions of Better off People
In A above we have two persons, one with half of the welfare of the other. In Z, we have
added another 998 best off people. Z seems intuitively to be better with respect to egalitarian
concerns since Z is very close to perfect equality. A, on the other hand, is a straightforwardly
unequal population.
Here’s how we can analyze this intuition. In A, there are no relations of equality but one
relation of inequality. In Z, on the other hand, there is a staggering 498 501 relations of
equality, which in comparison dwarfs the puny 999 relations of inequality.22 Hence, I surmise,
one might reasonably judge Z as better than A in regard to egalitarian concerns, and a natural
way to account for this intuition is to claim that from an egalitarian perspective, we should
care not only about relations of inequality but also about relations of equality. Moreover,
contrary to the received view, I suggest that equal relations are not just of neutral value
because of absence of inequality but have a positive value which sometimes can outweigh the
22 Since the number of pairwise relations in a population of size n is ½n(n-1), we get that the number of equal
relations in Z is 999(999-1)/2 = 498501.
11
negative value of unequal relations. Egalitarians should thus not only be concerned with the
badness of unequal relations but also with the goodness of equal relations.23
Interestingly, that Z is better than A in regards to egalitarian concern is implied by the
Gini Coefficient (and some other standard economic measures, for example, Relative Mean
Deviation).24 The Gini Coefficient is approximately 0.17 for A and only 0.0005 for Z.
Likewise, AD ranks Z as better than A with respect to inequality since AD(A) = (⎜10-20
⎜)/2(2-1)/2 =10 whereas AD(Z) = (999⎜10-20 ⎜)/(1000*999)/2 = 0.02. The reason for this
ranking is the same as we have seen before: The number of pairs of equal individuals increases
faster than the number of pairs of unequal individuals.
TD, on the other hand, implies that Z is worse than A with regard to inequality since
in the change from A to Z, the number of unequal relations increases, from 1 to 999. Likewise
according to Temkin’s ICT since the worst off person has many more complaints in Z as
compared to in A, 999 complaints versus 1.
Although AD and the Gini Coefficient yield the right result in the above case, a version
of it will bring out a problem with these approaches. As we saw earlier, AD gives too much
weight to equal relations. Actually, the same holds true for the Gini Coefficient. Consider the
following sequence version of Mere Additions of Better off People:
A: <10,20> B: <10, 20, 20> Z: <10, 999x20>
Diagram 5: Mere Additions of Better off People Sequence
23 Kawchuk (1996) makes a similar proposal in her excellent MPhil-thesis to which I owe much of the
inspiration for the current paper.
24 See Kawchuk (1996), p. 159. A measure proposed by Derek Parfit is likely to have the same implication. Parfit
compares two populations, A+ and Alpha. A+ consists of two groups of people of the same size, one with 100
units of welfare per person, and one with 50 units of welfare per person. Alpha consists of one group of the
same size as A+ but with 105 units of welfare per person and a very large group of people with 45 units of
welfare per person. He writes: “The inequality in Alpha is in one way worse than the inequality in A+, since the
gap between the better-off and the worse-off people is slightly greater. But in another way the inequality is less
bad. This is a matter of the relative numbers of, or the ratio between, those who are better-off and those who are
worse-off. Half of the people in A+ are better off than the other half. This is a worse inequality than a situation
in which almost everyone is equally well off, and those who are better off are only a fraction of one per cent. - - All things considered, the natural inequality in Alpha is not worse than the natural inequality in A+.” Parfit
(1986), p. 156.
12
According to both AD and the Gini Coefficient, B is better than A with respect to
inequality since AD(A)=10 and GC(A) ≈ 0.17 whereas AD(B) ≈ 6.67 and GC(B) ≈ 0.13. This
might strike one as a bit odd. In A there is one relation of inequality and no relations of
equality whereas in B there are two relations of inequality and one relation of equality. To
judge B as better than A regarding egalitarian concerns is tantamount to judging that the
positive value of one relation of equality outweighs the negative value of one relation of
inequality. Moreover, this holds irrespective of how small the difference is between the best
and worst off in A and B. This gives too much weight to relations of equality relative to
relations of inequality, methinks. Rather, in the move from A to B we may well judge that
things have gotten worse with respect to egalitarian concerns since the doubling of the
relations of inequality (making the aggregated complaints greater) outweighs the positive effect
of creating just one relation of equality.
Hence, in regards to AD and the Gini Coefficient on the one hand, and TD and
Temkin’s ICT on the other hand, we seem to be caught between Scylla and Charybdis: Either
we get the wrong result in regards to Proportional Variations (AD) and the Mere Additions of
Better off People Sequence (AD and Gini Coefficient) or we get the wrong result in regards to
the Mere Additions of Better off People (TD and Temkin’s ICT) case. Can we do better?
V. Giving Positive Value to Relations of Equality
What the Mere Addition of Better off People cases brings out quite clearly, I think, is that as
egalitarians we should care not only about relations of inequality but also about relations of
equality. The idea is that the more people that are unequal, the worse in regards to egalitarian
concerns, other things being equal; and the more people that are equal, the better in regards to
egalitarian concerns, other things being equal. Hence, the egalitarian value of a population is a
function both of pairwise relations of inequality (negative) and relations of equality (positive).
Let’s call this view Positive Egalitarianism:
Positive Egalitarianism: The egalitarian value of a population is a strictly decreasing
function of pairwise relations of inequality and a strictly increasing function of
pairwise relations of equality.25
25 I think this principle is plausible at least as long as we are dealing with positive welfare levels. It might be that
relations of equality involving negative welfare shouldn’t be assigned a positive value. I’ll say a bit more about this
in the last section.
13
This formulation leaves a lot of possibilities open as regards how to aggregate the value of
equal and unequal relations. For example, the aggregation function for the negative value of
unequal relations might be strictly linear whereas the function for the positive value of equal
relations might be a strictly increasing concave function with an upper limit. Nevertheless,
with this approach, we can capture the intuitions regarding the cases discussed above.
Consider first Temkin’s Sequence (Diagram 2). What happens in this case according to
Positive Egalitarianism? Well, there are more relations of equality in “first” and “last” as
compared to “middle” (498 501 as compared to 249 500). Moreover, there are fewer relations
of inequality in “first” and “last” as compared to “middle”. Thus, as we get closer to “middle”,
there is both an increase in unequal relations and a decrease in equal relations. Hence, like TD
and ICT, Positive Egalitarianism implies that the sequence first gets worse, then better in
regards to egalitarian concerns since the egalitarian value first decreases, reaches its lowest
value at “middle”, and then starts increasing again.
Consider now the case of Proportional Variations (Diagram 3). Recall that according to
TD and ICT, proportional increases in population size always increase the badness of
inequality whereas according to AD, proportional increases always decrease the badness of
inequality. Although we agreed with TDA and ICT in connection with the particular case
depicted in Diagram 3, neither of these answers are satisfactory as general principles since
whether proportional increases are good or bad from an egalitarian point of view should
depend on the structure of the case. If there are few relations of inequality, then it should be
possible that the badness of these relations is outweighed by the goodness of the increase in
the number of equal relations. Moreover, if the inequalities are very small, then it should be
possible that the badness of these is outweighed by a sufficiently great increase in the number
of equal relations. In other cases, the badness of the increase in the unequal relations might
outweigh the goodness of the increase in equal relations. Consider for example the following
version of Proportional Variations:
A
B
C
Diagram 6: Proportional Variations with Few and Small Inequalities
In this case, the inequality in welfare between the best off and worst of is very small and
there is a small number of best off people as compared to the number of worst off people.
14
Hence, there is a greater increase in the number of equal relations as compared to the number
unequal numbers when we move from A to B and from B to C. Still, TD and ICT imply B
and C are worse than A in regards to egalitarian concerns. Contrariwise, this is a case of
Proportional Variations of which it is reasonable to claim that the goodness of the increase in
equal relations outweighs the smaller increase in slightly unequal relations.
In difference from TD and ICT, Positive Egalitarianism can capture this structural
dependence of the egalitarian value of proportional size increases since both the numbers of
relations of inequality and equality increase with such increases. Depending on the weight we
give to relations of inequality and equality we can get the result that sometimes proportional
increases makes the situation worse, sometimes better, and sometimes no difference, in
regards to egalitarian concerns.
Lastly, consider the Mere Additions of Better off People Sequence (Diagram 5). In this
case, AD and the Gini Coefficient implied that B and Z are better than A with respect to
inequality. As we said, it is reasonable to judge that Z is better than A as regards egalitarian
concerns since in A there is one relation of inequality and no relations of equality whereas in Z
there are 999 relations of inequality but a whopping 498 501 relations of equality. Positive
Egalitarianism can of course capture this intuition since it also gives positive value to equal
relations.
However, as we pointed out above, it doesn’t seem reasonable that the doubling of
relations of inequality in B relative to A is outweighed by the addition of one relation of
equality. Hence, B is worse than A with regard to egalitarian concerns and AD and the Gini
Coefficient get it wrong in this case. Positive Egalitarianism, on the other hand, can
accommodate this intuition. By assigning the right relative weights to the value of unequal and
equal relations, Positive Egalitarianism will imply that first the situation get worse and then
better with regards to egalitarian concerns, as with the Temkin’s sequence. For example, it is
sufficient to give a slightly more negative value to one relation of inequality as compared to
one relation of equality to reach this result in regards to A and B.
Another positive feature of Positive Egalitarianism is that it might help us handle a
devastating objection that Temkin has directed against his own proposal:
The Repellant Conclusion: For any world F, let F’s population be as large (though
finite) as one likes, and let the gaps between F’s better- and worse-off be as
extreme as one likes, there will be some unequal world, G, whose population is
“sufficiently” large such that no matter how small G’s gaps between the better-
15
and worse-off might be G’s inequality will be worse than F’s (even if everyone in
G is better off than everyone in F).26
The Repellant Conclusion follows from TD and ICT since the value of a sufficient
number of small pairwise inequalities can add up to more than any number of great pairwise
inequalities. However, it doesn’t follow if we also give positive value to equal relations since
population G will be very much bigger than F and thus there will be vastly greater number of
equal relations in G as compared to F, and the positive value of these relations can overtake
the negative value of the small inequalities.
VI. Two Putative Objections
Let me end with two putative objections to Positive Egalitarianism. Consider the following
populations:
A
B
C
D
Diagram 7: All Populations are Equal but Some are More Equal than Others
Positive Egalitarianism implies that B is better than A with respect to egalitarian
concerns since B has more equal relations and there is otherwise no difference between these
populations. One might find this bizarre since both A and B are perfectly equal populations. It
might seem akin to claiming that although both A and B are perfectly equal populations, B is
more equal than A.
There is, however, nothing like that going on here. Positive Egalitarianism doesn’t imply
that B is more equal than A or that there is more or worse inequality in A as compared to B.
Positive Egalitarianism just implies that B is better than A in regards to what egalitarians
should be concerned about. And if I’m right in that egalitarians should care about the number
of equal relations in a population, then there is nothing surprising with B being better than A
in regards to egalitarian concerns. With this account of egalitarian concerns, there is no longer
26 Temkin (1993), p. 218.
16
any perfect population from an egalitarian perspective since a population can always be made
better in this respect by adding people and thereby creating more equal relations.
Positive Egalitarianism might also imply that D is better than C with respect to
egalitarian concerns since the positive value of the great increase in the number of equal
relations might outweigh the negative value of the smaller increase in unequal relations. This
might seem absurd since C is perfectly equal and D is unequal. How can an egalitarian prefer
an unequal population over a perfectly equal one?
Again, however, Positive Egalitarianism doesn’t imply that D is more equal than C or
that there is more or worse inequality in C as compared to D but only that D is better in
regards to egalitarian concerns. If we care about the number of equal relations, then the
goodness of a big increase in the number equal relations might sometimes outweigh a smaller
increase in the number of unequal relations. Surprising as this first might seem, it follows that
we even from an egalitarian perspective should sometimes prefer an unequal population over
a perfectly equal one.
Another way to put this point is that this is a conflict between different conceptions of
egalitarian concerns: patterned inequality, on one hand, and the number of unequal and equal
relationship on the other hand. As Temkin has long claimed, equality is an extraordinarily
complex notion and some notions point in different directions. This is another example of
such a conflict between different accounts of what is of moral importance from an egalitarian
perspective.
VII. Summary and Discussion
It is commonly assumed among egalitarians that equality and inequality affect the goodness of
outcomes only because inequalities give raise to complaints from the worse off, and are thus
unfair toward to those people. However, as we have seen in the context of population change,
the positive value of equality also matters. Considering populations of different sizes gives us
good reasons to reconsider what an egalitarian should be concerned about since the account
of the value of inequality developed for same number cases have counterintuitive implications
in several different number cases. I suggested a new way of conceptualizing egalitarian
concerns which seems to capture our intuitions regarding the value of equality and the
disvalue of inequality better, or so I argued. According to this view, which I called Positive
Egalitarianism, the egalitarian value of a population is both a function of relations of inequality
and relations of equality. More exactly, the egalitarian value of a population is a strictly
17
decreasing function of pairwise relations of inequality and a strictly increasing function of
pairwise relations of equality.
Positive Egalitarianism can explain our intuitions in a number of test cases and have
interesting and sometimes surprising implications. It should be pointed out, however, that we
have just provided a sketch of a theory and there are lots of problems and questions that
remain. For example, we have neither given a precise specification of the weight of the
positive value of equal relations relative to the negative value of unequal relations, nor a
function for aggregating these considerations to a measure of the egalitarian value of a
population.
Another issue is that we have only discussed Positive Egalitarianism in connection with
positive welfare levels. One might perhaps be less inclined to assign positive value to relations
of equality that involves negative welfare levels. Moreover, if one does assign some small
positive value to such relations of equality, then one would have to accept an implication akin
to the leveling down objection:27 Adding people with negative welfare to a population might
make it in one respect better, although not all things considered better, since it might increase
the value of equality in the population. More importantly, as this discussion indicates, how
valuable equal relations are might arguably depend on the level of welfare involved.
Lastly, we also need to consider what we should do with small differences in welfare,
small inequalities that can equally well be described as “rough equality”. Is it only perfectly
equal relations that have positive value or is this also true of roughly equal relations? A
promising approach that I think needs serious consideration is that inequality has a negative
value when the inequality is sufficiently big but when it gets smaller, we have rough equality
which is of neutral value, and when the welfare difference gets even smaller, it has positive
value which increases the closer we get to strict equality. So, for example, <5, 10> might have
negative value from an egalitarian perspective; <8, 10> neutral value since we have reached
rough equality; <9, 10> positive value since we are getting close to perfect equality; and lastly
<10, 10> has maximal positive value regarding egalitarian concerns.
As Temkin has shown, inequality is an extraordinarily complex notion. If I’m right in
my suggestion that egalitarians should also value equal relations positively, then what an
27 According to the levelling down objection, one cannot make a situation better in any respect by just decreasing
welfare of the better off (to the same level as the worse off). Many conceptions of the value of equality, like the
ones discussed here, have this implication, but I don’t find the objection very persuasive (it would be a different
matter if a theory implied that is was all things considered better to level down).
18
egalitarian should be concerned about is an even more complex notion than inequality since
there is yet another aspect that we need to take into account.28
28 I would like to thank Krister Bykvist, Nir Eyal, Tom Hurka, Jonas Olson, Wlodek Rabinowicz, Larry Temkin,
Stéphane Zuber, the audience at the Brocher Summer Academy in Global Population-level Bioethics, 12 - 16
July, 2010; and the higher seminar at the Dept. of Philosophy, Stockholm University, for their very helpful
comments. Thanks also to CERSES, CNRS, and IEA-Paris for being such generous hosts during some of the
time when this paper were written Financial support from the Bank of Sweden Tercentenary Foundation and the
Swedish Collegium for Advanced Study is gratefully acknowledged.
19
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