Wave Motion 50 (2013) 1218–1228
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Wave Motion
journal homepage: www.elsevier.com/locate/wavemoti
Counter-intuitive results in acousto-elasticity
A.L. Gower a,∗ , M. Destrade a,b , R.W. Ogden c
a
School of Mathematics, Statistics and Applied Mathematics, National University of Ireland Galway, University Road, Galway, Ireland
b
School of Mechanical & Materials Engineering, University College Dublin, Belfield, Dublin 4, Ireland
c
School of Mathematics and Statistics, University of Glasgow, Scotland, United Kingdom
highlights
•
•
•
•
We revisit the theory of acousto-elasticity in deformed isotropic solids.
Intuition suggests that slowest and the fastest waves should travel along the directions of least and greatest stretch.
We find examples where this is not the case, for body and for surface waves.
These results complicate accepted protocols for finding the directions of greatest strains.
article
info
Article history:
Available online 1 April 2013
Dedicated to V.I. Alshits
Keywords:
Acousto-elasticity
Surface waves
Non-principal waves
abstract
We present examples of body wave and surface wave propagation in deformed solids
where the slowest and the fastest waves do not travel along the directions of least and
greatest stretch, respectively. These results run counter to commonly accepted theory,
practice, and implementation of the principles of acousto-elasticity in initially isotropic
solids. For instance, we find that in nickel and steel the fastest waves are along the direction
of greatest compression, not greatest extension (and vice-versa for the slowest waves),
as soon as those solids are deformed. Further, we find that when some materials are
subject to a small-but-finite deformation, other extrema of wave speeds appear in nonprincipal directions. Examples include nickel, steel, polystyrene, and a certain hydrogel.
The existence of these ‘‘oblique’’, non-principal extremal waves complicates the protocols
for the non-destructive determination of the directions of extreme strains.
© 2013 Elsevier B.V. All rights reserved.
1. Introduction
The determination of the direction of greatest tension in a deformed solid is one of the main goals of acoustic nondestructive evaluation because, for isotropic solids, this direction coincides with the direction of greatest stress. Consider for
instance cutting through a membrane under uniaxial tension: cutting parallel to the direction of the tensile force produces
a thin cut, while cutting across produces a gaping cut (see Fig. 1), which can have serious consequences in scaring outcomes
after stabbing incidents or surgery. Finding the direction of greatest stress is also important in geophysics, oil prospecting [1]
and structural health monitoring and evaluation [2,3].
In this paper, we investigate the propagation of small-amplitude elastic waves in the body (body acoustic waves—BAWs)
and on the surface (surface acoustic waves—SAWs) of a deformed solid, and determine the dependence of their speeds on the
angle of propagation with respect to the principal directions of pre-strain. It is widely thought that surface waves propagate
at their fastest in the direction of greatest stretch and at their slowest in a perpendicular direction, along the direction of least
stretch. This view is supported by intuition and often forms the basis of a non-destructive determination of these directions.
∗
Corresponding author. Tel.: +353 91492405.
E-mail address: arturgower@gmail.com (A.L. Gower).
0165-2125/$ – see front matter © 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.wavemoti.2013.03.007
A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
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Fig. 1. Cutting through pig skin: a clamped sample of pig skin is put under tension, after 3 cuts have been performed, parallel (top), oblique (center) and
perpendicular (bottom) to the tensile force.
However, the coupling of acoustics and elasticity is a non-linear phenomenon even at its lowest order, and it can thus
generate counter-intuitive results. The first such result is that for some materials, the fastest wave travels along the direction
of greatest compression (and conversely, the slowest wave along the direction of greatest extension). It has been known for
some time that a compression in one direction could indeed result in an increase in the speed of a principal wave instead
of the intuitively expected decrease, and Hughes and Kelly [4] showed experimentally that body wave speeds increase with
hydrostatic pressure for polystyrene (see their Fig. 3); similar experimental results exist for body waves in railroad steel and
surface waves in mild steel; see [3] for a review. Here we extend those results to the consideration of non-principal waves
in deformed steel and nickel, and to pre-strains resulting in turn from the application of a uniaxial stress and of a pure shear
stress.
The other counter-intuitive result is that the following statement by Kim and Sachse [3] is not necessarily true: ‘‘The
principal stress direction is found where the variations of the SAW speeds show symmetry about the direction’’. Indeed,
Tanuma et al. [5] recently showed that for a small-amplitude SAW traveling in the symmetry plane of a transversely isotropic
solid, subject to a small pre-strain, the correction to the wave speed due to the pre-stress has sinusoidal variations with
respect to the angle of propagation, in line with that statement. Explicitly, Tanuma et al. [5] established the following
expression for the correction to the Rayleigh wave speed vR0 when the solid is subject to a pre-stress with principal
components σ1 , σ2 in the plane boundary:
vR = vR0 + A(σ1 + σ2 ) + B(σ1 − σ2 ) cos 2ψ,
where A and B are acousto-elastic coefficients, and ψ is the angle between the direction of propagation and one of the
principal directions of pre-stress. However, their result is only true when the pre-stress and accompanying pre-strain are
infinitesimal. Here we show that the variations can rapidly lose their sinusoidal regularity beyond that regime, even when
a solid is deformed by as little as 1%. Since in non-destructive evaluation and structural health monitoring, the order of
magnitude of the pre-stress is not known a priori, we conclude that a complete theoretical and numerical investigation
needs to be conducted (as here) prior to the determination of the sought-after principal directions. They will not be found
simply by measuring the wave speed in all directions until a symmetry in variation is found.
The paper is organized as follows. In the next section we recall the equations governing the propagation of smallamplitude waves in solids subject to a pre-strain of arbitrary magnitude. For the constitutive modeling, we focus on isotropic
solids with a strain–energy density expressed as a polynomial expansion up to third order in terms of invariants of the
Green strain tensor. Historically, this is the framework in which the equations of acousto-elasticity have often been written in
considering elastic wave propagation in a slightly pre-deformed, initially isotropic solid. We refer to, for example, [2,3] for an
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A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
exposition of the practical and theoretical aspects of this technique, which can be dated back to the early efforts of Brillouin
[6] and Hughes and Kelly [4]; see also [7] for a review of acousto-elasticity in solids subject to a general homogeneous prestrain (not necessarily of infinitesimal amplitude). In Sections 3 and 5, we study body wave and surface wave propagation,
respectively (the latter is more complicated than the former, and we thus devote Section 4 to a description of our numerical
strategy). For both types of waves we uncover examples of solids (steel, Pyrex glass, polystyrene, nickel, hydrogel with a hard
core) where the wave speed does not have its greatest value along the direction of greatest stretch, and/or can be extremal
along directions which are oblique to the directions of the principal stretches. These counter-intuitive results seem to have
gone unnoticed before.
2. Governing equations
2.1. Incremental motions
In this paper, we are concerned with the propagation of small-amplitude waves in deformed materials. The equations
governing their motion are now well established. Consider a homogeneous elastic solid, held in a state of static homogeneous
deformation, which has brought a material point which was at X in the reference configuration to position x = x(X , t ) in
the current configuration.
Let (X1′ , X2′ , X3′ ) be the coordinates of X with respect to fixed rectangular Cartesian unit basis vectors (e′1 , e′2 , e′3 ), and let
a pure homogeneous strain be defined by
x′1 = λ1 X1′ ,
x′2 = λ2 X2′ ,
x′3 = λ3 X3′ ,
(2.1)
with respect to the same basis, where the positive constants λ1 , λ2 , λ3 are the principal stretches of the deformation. Now
consider the material to be a half-space occupying the region x′2 ≥ 0 so that the boundary x′2 = 0 is a principal plane
of deformation, which we take to be free of traction. Now choose a second set of unit basis vectors (e1 , e2 , e3 ), say, with
coordinates (x1 , x2 , x3 ), so that x2 = x′2 and the direction of e1 makes an angle θ with the direction of e′1 . Then
x1
x2
x3
=
cos θ
0
− sin θ
0
1
0
sin θ
0
cos θ
′
x1
x′2 .
(2.2)
x′3
A small-amplitude wave traveling in this material is described by the associated mechanical displacement field u =
u(x, t ), satisfying, in the coordinate system (x1 , x2 , x3 ), the incremental equations of motion [8],
ρ ui,tt = spi,p = A0piqj uj,pq ,
(2.3)
where spi = A0piqj uj,q are the components of the incremental nominal stress tensor, and A0piqj are components of the
fourth-order tensor of instantaneous moduli A0 (to be detailed later), a comma followed by an index i (or t) denotes partial
differentiation with respect to xi , i = 1, 2, 3, (or t) and ρ is the current mass density. We specialize the analysis to waves
that propagate in the x1 direction, with amplitude variations in the x2 direction. Hence we seek solutions of the form
u = U (x2 )eik(x1 −v t ) ,
(2.4)
where U , the amplitude, is a function of x2 only, k is the wavenumber, and v is the wave speed. Then the equations of motion
reduce to
TU ′′ (x2 ) + ik(R + RT )U ′ (x2 ) − k2 (Q − ρv 2 I)U (x2 ) = 0,
(2.5)
where the constant tensors T, R, Q are defined in terms of their components with respect to the basis (e1 , e2 , e3 ) by
Tij = Tji = A02i2j ,
Rij = A02i1j ,
Qij = Qji = A01i1j ,
(2.6)
T
I is the identity tensor, and the exponent denotes the transpose.
Without loss of generality, we take λ1 < λ2 < λ3 , so that θ = 0° corresponds to the direction of greatest compression
and θ = 90° to the direction of greatest stretch. In the coordinate system (x′1 , x′2 , x′3 ) aligned with the principal axes of
deformation, there are only 15 non-zero components of A0 , given by [8]
A′0iijj = J −1 λi λj Wij ,
A′0ijij = J −1 (λi Wi − λj Wj )λ2i /(λ2i − λ2j ),
′
A0ijji = J
−1
2
i
2
j
(λj Wi − λi Wj )λi λj /(λ − λ ),
A′0ijij = J −1 (λ2i Wii − λi λj Wij + λi Wi )/2,
′
A0ijji = J
−1
(λ
2
i Wii
− λi λj Wij − λi Wi )/2,
i ̸= j, λi ̸= λj ,
i ̸= j, λi ̸= λj ,
i ̸= j, λi = λj ,
i ̸= j, λi = λj ,
(2.7)
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A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
Table 1
Second- and third-order elastic constants for six different materials.
Material
Units
λ0
µ0
A
B
Nickel
Steel
Polystyrene
Pyrex glass
Hydrogel
105 bars
105 bars
105 bars
105 bars
NkT
7.8
8.1
0.2889
2.75
4595
6.12857
5.4
1.381
5.583
1184
−73
−76
−1.00
42
−22.5
−25
−0.830
−2737
−1682.5
C
71
17.9
−9
−1.06
−69.6
−3762.5
where J = λ1 λ2 λ3 is the dilatation, W is the strain energy density, Wi = ∂ W /∂λi , Wij = ∂ 2 W /∂λi ∂λj and there is no sum
on repeated indices. In the coordinate system (x1 , x2 , x3 ), the components of A0 , required to compute the tensors in (2.6),
are given by
A0ijkl = Ωip Ωjq Ωkr Ωls A′0pqrs ,
(2.8)
′
where Ωij is the rotation matrix corresponding to a rotation through the angle θ about x2 = x2 .
We say that A0 satisfies the strong-convexity condition (S-C) when
A0ijkl ξij ξkl > 0 for all non-zero tensors ξ,
(2.9)
but we remark that this condition does not hold in general, only in the region of deformation space corresponding to deadload stability (see, for example, [8]). The strong-ellipticity condition (S-E) reads
A0ijkl ni nk mj ml > 0 for all non-zero vectors n and m,
(2.10)
and is implied by strong convexity.
2.2. Deformed materials
For the constitutive modeling of the pre-deformed materials, we focus on general isotropic compressible elastic solids,
with a third-order expansion of the strain–energy density in powers of the Green strain tensor E, specifically
W =
λ0
2
i21 + µ0 i2 +
A
3
i3 + Bi1 i2 +
C
3
i31 ,
(2.11)
where
ik = tr Ek =
1
k
k
k
λ21 − 1 + λ22 − 1 + λ23 − 1 ,
k = 1, 2, 3.
(2.12)
2k
Here, λ0 and µ0 are the Lamé coefficients of second-order elasticity and A, B, C are the Landau coefficients of third-order
elasticity [9].
For our examples, we use material parameters taken from the literature for nickel [10], steel [10], polystyrene [4], Pyrex
glass [10], and a certain hydrogel with a hard core [11], all summarized in Table 1.
We look at two types of pre-deformations: first, that due to a uniaxial stress and second that due to a pure shear stress.
A uniaxial pre-stress in the e′1 direction is due to a Cauchy stress for which the only non-zero component is σ11 = T , say. It
leads to an equibiaxial pre-deformation, with corresponding principal stretches
λ1 = λ,
λ2 = λ3 .
(2.13)
−1
Here λ is linked to the compressive stress T through the equation T = J λ1 ∂ W /∂λ1 , whilst λ2 is found in terms of λ by
solving
0 = ∂ W /∂λ2 .
(2.14)
With our choice (2.11) of strain energy density, this turns out to be a quadratic in λ22 .
A pure shear stress is applied parallel to the plane of the boundary so that the only non-zero Cauchy stress component
is σ13 = S, say. The corresponding pre-deformation is a combination of simple shear in the x3 direction and a triaxial
stretch [12,13]. Here it is a simple exercise to check (see, for example, [10]) that the principal stresses are S, 0, −S, and that
the corresponding principal directions of stress are along (1, 0, 1), (0, 1, 0), (1, 0, −1), respectively. The principal directions
of strain are aligned with these directions, and the principal stretches are found by solving the system
S = J −1 λ1 ∂ W /∂λ1 ,
0 = ∂ W /∂λ2 ,
−S = J −1 λ3 ∂ W /∂λ3 ,
(2.15)
for λ1 = λ, λ2 and λ3 .
The range of realistic values for λ is restricted by the existence of a solution of the system of Eqs. (2.13) and (2.14) for
uniaxial compression, and of the equations in (2.15) for pure shear stress. There is a great variability of this feasible range
for λ from one material to another. For example, steel can only be sheared for λ from 1 down to 0.935, below which value
there are no real solutions, while for the hydrogel there exists a pure shear stress solution for deformations of up to 40%. We
further restrict our range of admissible λ’s by assuming that the materials are subject to uniaxial compressive stresses or
pure shear stresses only within the region where S and T are monotone functions of λ. This ensures that our results belong
to a physically valid regime.
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A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
√
Fig. 2. The three body-wave speed profiles (plotted as v ρ ) for nickel under (a) uniaxial compressive stress with principal compression stretch ratio
λ = 0.99 (light green curve), 0.973 (blue–green curve), 0.956 (blue curve); (b) pure shear stress with λ = 0.99 (light green curve), 0.978 (blue–green
curve) and 0.967 (blue curve). (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)
3. Results for body waves
For homogeneous body waves, there are no boundary conditions to satisfy and no amplitude variation to consider. Hence
we take
U (x2 ) = U0 ,
(3.1)
a constant vector, in the governing equation (2.5), resulting in the eigenvalue problem
(Q − ρv 2 I)U0 = 0,
(3.2)
2
2
with associated characteristic equation det(Q − ρv I) = 0, a cubic in ρv .
For the body waves traveling along the principal direction corresponding to the least principal stretch λ1 , i.e. θ = 0°, we
find the three roots
ρv 2 = A′01111 , A′01212 , A′01313 ,
(3.3)
ρv 2 = A′03333 , A′03131 , A′03232 .
(3.4)
and similarly for the body waves along the principal direction corresponding to the largest stretch ratio λ3 , i.e. θ = 90°,
2
In each set of three roots for ρv , the first root corresponds to a pure longitudinal wave and the next two to pure transverse
waves.
In general (θ ̸= 0, 90°), the characteristic equation factorizes into the product of a term linear in ρv 2 (corresponding
to a pure transverse wave polarized along the x2 direction) and a term quadratic in ρv 2 (with one root corresponding to a
pseudo-longitudinal wave and the other to a pseudo-transverse wave); see [14] for details.
√
Fig. 2 depicts the variations of the three body wave speeds (in this and all subsequent plots it is v ρ that is plotted) in
deformed nickel with respect to the angle θ between the direction of greatest compression and the direction of propagation,
for different values of compressive stretch under uniaxial and pure shear stresses. The variations of the wave traveling with
the intermediate speed meet intuitive expectations: this wave travels at its slowest when θ = 0° and at its fastest when
θ = 90°. However, this scenario is reversed for the fastest and slowest waves, as soon as the solid is deformed: they travel at
their fastest along the direction of greatest compression (θ = 0°) and slowest in the orthogonal direction. Moreover, when
a pure shear stress induces a compression of more than 3%, we notice that the profile for the slowest body wave develops a
new minimum; in effect this wave travels at its slowest in a direction which is oblique with respect to the principal directions
of strain (θ ≃ 50°).
Fig. 3 shows the corresponding results for deformed steel. They are similar to those for deformed nickel, with the difference that the secondary minimum phenomenon occurs under uniaxial compression instead of pure shear stress.
In Figs. 4 and 5, we study body wave propagation in deformed polystyrene and hydrogel. Here the waves all travel at their
fastest along the direction of greatest stretch (θ = 90°) and two of the three waves travel at their slowest in the direction
of greatest compression (θ = 0°). There is, however, one wave which travels at its slowest in an oblique direction, for both
types of pre-deformations (due to uniaxial stress: figures on the left; due to pure shear stress: figures on the right). They
appear at quite large compressions (31% for polystyrene, 39% for hydrogel), which are nonetheless compatible with the soft
nature of these solids and with a physically acceptable material response (i.e. the tension and the shear stress are monotone
functions of the stretch).
Now we investigate non-principal surface wave propagation in a deformed homogeneous half-space. There are several
methods of resolution available for these problems; see, for example, [15–18]. Here we adopt a formulation in terms of
the surface impedance matrix. In the next section we detail the steps involved in implementing this method, based on the
analysis of Fu and Mielke [19].
A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
1223
√
Fig. 3. The three body-wave speed profiles (plotted as v ρ ) for steel under (a) uniaxial compressive stress with λ = 0.99 (light green curve), 0.956
(blue–green curve), 0.922 (blue curve); (b) pure shear stress with λ = 0.99 (light green curve), 0.981 (blue–green curve), 0.973 (blue curve). (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)
√
Fig. 4. The three body-wave speed profiles (plotted as v ρ ) for polystyrene under (a) uniaxial compressive stress; (b) pure shear stress. The light green
curves correspond to λ = 0.91, the blue–green curves to λ = 0.8, and the blue curves to λ = 0.69. (For interpretation of the references to colour in this
figure legend, the reader is referred to the web version of this article.)
√
Fig. 5. The three body-wave speed profiles (plotted as v ρ ) for hydrogel under (a) uniaxial compressive stress; (b) pure shear stress. The light green curves
correspond to λ = 0.75 (i.e. 25% maximum compression) and the dark green curves to λ = 0.61 (i.e. 39% maximum compression). (For interpretation of
the references to colour in this figure legend, the reader is referred to the web version of this article.)
4. The matrix Riccati method for surface waves
In the following, we replace the tensors T, R, Q, etc., introduced in the previous section by their matrix representations
with respect to the Cartesian coordinates (x1 , x2 , x3 ). In a nutshell, surface wave propagation is governed by the algebraic
matrix Riccati equation [20,21,19,22]
0 = [Z(v) − iRT ]T−1 [Z(v) + iR] − Q + ρv 2 I,
(4.1)
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A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
the radiation condition,
Im Spec T−1 [iZ(v) − R] > 0,
(4.2)
and the boundary condition of zero incremental traction on x2 = 0, which is equivalent to
det Z(v) = 0.
(4.3)
Here, the constant 3 × 3 matrix Z(v) is the so-called surface impedance matrix. For a given v , Z(v) is a constant Hermitian
matrix, of the form
Z=
Z4 + iZ5
Z2
Z8 − iZ9
Z1
Z4 − iZ5
Z6 + iZ7
Z6 − iZ7
Z8 + iZ9 ,
Z3
(4.4)
say, where the Zk are real constants (k = 1, . . . , 9). The algebraic matrix Riccati equation (4.1) is itself Hermitian, and thus
corresponds to 9 real equations. Coupling it to (4.3) gives a system of 10 equations for the 10 unknowns Zk and v , and
uniqueness of the solution comes from further requiring that Z(v) be positive definite, as discussed below.
The surface impedance matrix Z(v) in a half-space relates the incremental displacement u to the incremental traction t
on the surface x2 = constant through the relationship,
t = −kZ(v)u.
(4.5)
We may rewrite this by noting that the general solution of the homogeneous system of second-order ordinary differential
equations with constant coefficients (2.5) for the half-space is of the form U = eikE(v)x2 U0 , where E(v) is a constant 3 × 3
matrix (not to be confused with the Green strain) and U0 is a constant vector. Then the traction is given by
ti = s2i = A02iqj uj,q ,
or
i(kx1 −v t )
Now write t = −ikV e
V = −iZ(v)U ,
t = ik[R + TE(v)]u.
(4.6)
, where V = −[R + TE(v)]U , so that the impedance relation (4.6) reads
with Z(v) = −i[R + TE(v)],
(4.7)
showing that Z(v) is indeed a constant matrix for a half-space. The matrix Z(v) corresponding to the existence of a surface
wave is the one that satisfies the Riccati equation (4.1), the boundary condition (4.3), and
Im Spec E(v) > 0,
or, equivalenty, (4.2). This condition guarantees the correct decay for U (x2 ) = eikE(v)x2 U0 as x2 increases with distance away
from the free surface.
In the matrix Riccati method, at least two remarkable properties emerge: Z(0) is positive definite in the region of stability
and ∂ Z(v)/∂v is negative definite as long as Im Spec T−1 [iZ(v) − R] > 0. Hence, det Z(v) is positive at v = 0 and monotonically decreasing as v increases, which means that it is simple to find ṽ numerically such that det Z(ṽ) = 0. Moreover
uniqueness of the surface velocity, calculated by this procedure, is guaranteed. Barnett and Lothe [21], Fu and Mielke [19]
and Mielke and Fu [23] have shown these properties, and here we present a somewhat simpler alternative demonstration
(see also [24,25] for further impedance formulations).
Recall that the incremental nominal stress has components spi = A0piqj uj,q (with respect to the non-principal axes) and
that the balance of momentum (2.3) reads
ρ ui,tt = spi,p .
(4.8)
∗
Now multiply both sides of this by ui , the complex conjugate of ui :
ρ u∗i ui,tt = u∗i sji,j = u∗i sji ,j − u∗i,j sji with summation over i and j.
(4.9)
Then integrate over the region U = [x1 , x1 + ∆x1 ] × [0, ∞] × [x3 , x3 + ∆x3 ] in the body, to obtain
∗
U
ρ ui ui,tt dx1 dx2 dx3 =
∗
∂U
ui sji nj da −
u∗i,j sji dx1 dx2 dx3 ,
(4.10)
U
where n is the outward unit normal vector to the boundary ∂ U and da the associated area element. Now substitute
u(x1 , x2 , x3 ) = U (x2 )eik(x1 −v t ) to arrive at1
− k2 v 2
∞
0
ρ U ∗ (y) · U (y) dy = u∗i ti |yy=∞
=0 −
0
∞
A0jilk u∗i,j uk,l dy,
1 Here and in the following we write the scalar product of two vectors as a · b rather than in the matrix form aT b.
(4.11)
A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
1225
where we have introduced the components ti , defined in (4.6), of the traction t on planes normal to the x2 -axis. Observe that
the above equation is independent of x1 and x3 . Finally, assume that the wave amplitude decays away from the free surface,
so that U (∞) = 0. Then substitute for ti from (4.5) and rearrange to obtain
∗
k U (0) · Z(v)U (0) =
∞
0
A0jilk u∗i,j uk,l
2 2
dx2 − k v
0
∞
ρ U ∗ (x2 ) · U (x2 ) dx2 .
(4.12)
Here, only Z depends on v because (i) U can be chosen independently of v since for any choice of displacement field U ,
a traction field V can be determined by Eq. (4.7) such that momentum is balanced, and (ii) v cancels out in the products
u∗i,j ul,k . Therefore, by differentiating with respect to v , we obtain
U ∗ (0) ·
dZ(v)
dv
U (0) = −2kv
∞
0
ρ U ∗ (x2 ) · U (x2 ) dx2 < 0,
(4.13)
while writing Eq. (4.12) at v = 0 gives
∗
k U (0) · Z(0)U (0) =
∞
0
A0jilk u∗i,j uk,l dx2 ,
(4.14)
for any choice of U (0). Clearly dZ/dv is negative definite by (4.13) and, from the strong-convexity condition (2.9) and (4.14),
Z(0) is positive definite if at least one of the components of ui,j is non-zero. Below we show that Z(0) is positive definite
when the deformation is within the region of (dead-load) stability.
For a material in the reference configuration, strong convexity is considered to be a necessary physical requirement, and
it implies that Z(0) is positive definite and that the decay condition (4.2) holds at v = 0. For a pre-stressed material, strong
convexity is not expected in general. However, Z(0) is positive definite for a deformation in the region of dead-load stability. Let the magnitude of the finite deformation be parameterized by α , with α = 0 corresponding to no deformation (for
instance, α can be the amount of shear in a simple shear pre-deformation, or the elongation λ − 1 in a uniaxial stretch).
Then the surface-impedance Z depends on α as well as on v and the boundary condition of no incremental surface-traction
(the secular equation) takes the form
det Z(v, α) = 0.
(4.15)
Assume that for α = 0 the strong-convexity condition (2.9) is satisfied, so that Z(0, 0) is positive definite. As α is increased and the deformation moves into the region of dead-load stability, consider the change in the eigenvalues of Z(0, α);
these eigenvalues are positive until α reaches a critical value α ∗ , say, when at least one eigenvalue becomes zero and
det Z(0, α ∗ ) = 0. At this point the half-space supports a standing-wave solution given by (2.4) with v = 0 (at the boundary
of the dead-load stability region), and the material has buckled (that is, it is unstable, at least in the linearized sense). For
waves along the principal direction, this buckling criterion can be shown to be the same as found in [26]. For α > α ∗ we say
that the half-space is unstable with respect to surface-wave perturbations [19].
We are only interested in surface waves in the stable region 0 < α < α ∗ where Z(0, α) is positive definite, and we
define an implicit curve v → Z(v, α) by using the Riccati equation (4.1). As long as Im Spec T−1 (iZ(v, α) − R) > 0 holds,
we increase v until det Z(v, α) = 0. If along this curve Im Spec T−1 (iZ(v, α) − R) ≤ 0 before det Z(v, α) reaches zero, then
there is no surface-wave.
5. Results for surface waves
We transform the above analysis into a numerical method by choosing A0 for which there is a positive definite Z(0)
satisfying Eq. (4.1). Then, as v is increased, we calculate the implicit curve for Z(v) from Z(0) up to Z(v̂) where det Z(v̂) = 0,
all the while verifying that Im Spec T−1 (iZ − R) > 0. From that point on, we calculate another implicit curve that satisfies
Eqs. (4.1) and (4.3) by varying A0 (for instance, by varying the angle of propagation with respect to the principal axes or by
varying the amplitude of the pre-deformation). If at some point Im Spec T−1 (iZ − R) ≤ 0, then to confirm that there is no
surface-wave calculate the implicit curve for v → Z(v) that departs from Z (0) and if, for some v , Im Spec T−1 (iZ(v)− R) ≤ 0,
then no surface-wave exists; if not, then varying A0 has caused a discontinuous jump in the velocity, which may indeed be
possible.
Using this method we now present Surface Acoustic Wave (SAW) velocity profiles in several materials subject to either
a uniaxial compressive stress or a pure shear stress, applied in the plane parallel to the free surface x2 = 0.
Fig. 6 depicts the variations of the surface wave speed with the angle of propagation with respect to the principal directions of strain in nickel subject to a uniaxial compressive stress. In the early stages of compression, from 1% to 3% compressive stretch say, ‘‘the variations of the SAW speeds show symmetry about the [principal] direction[s]’’ as stated by Kim and
Sachse [3], with the proviso that the SAW travels at its fastest along the direction of greatest compression θ = 0° and at its
slowest along the direction of greatest stretch θ = 90° (in line with the behavior of the body waves in nickel, as shown in the
previous section). However, as the material is further compressed (compression beyond 10%), secondary extrema develop:
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A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
√
Fig. 6. Speed profiles for surface waves (plotted as v ρ ) in nickel subject to uniaxial compressive stress, with pre-stretch λ decreasing from 0.998 to 0.964
(on the left) and from 0.907 to 0.873 (on the right). As the color of the curves changes from green to blue, λ is decreased by regular increments of 0.0057
from one curve to the next. (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)
√
Fig. 7. Speed profiles for surface waves (plotted as v ρ ) in nickel subject to pure shear stress, with pre-stretch λ decreasing from 0.998 to 0.970 (on the
left) and from 0.964 to 0.959 (on the right). As the color of the curves changes from green to blue, λ is decreased by regular increments of 0.0057 from one
curve to the next. (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)
a
b
√
Fig. 8. Speed profiles for surface waves (plotted as v ρ ) in steel subject to (a) uniaxial compressive stress, with pre-stretch λ decreasing from 0.990 to
0.905 (on the left) and (b) pure shear stress, with pre-stretch λ decreasing from 0.99 to 0.95 (on the right). As the color of the curves changes from green
to blue, λ is decreased by regular increments of 0.0056 from one curve to the next. (For interpretation of the references to colour in this figure legend, the
reader is referred to the web version of this article.)
for λ ≥ 0.895, the fastest SAW travels in the θ ≃ 65° direction and the slowest SAW travels in the θ ≃ 45° direction. A
similar phenomenon occurs when nickel is subject to a pure shear stress, as shown in Fig. 7: then the slowest wave travels
at the oblique angle θ ≃ 50° when the material is compressed by as little as 3.6%; see figure on the right.
For deformed steel, we observe similar characteristics for the SAW velocity profile under uniaxial compression and pure
shear stress as for deformed nickel, as shown in Fig. 8. Pyrex glass also exhibits a local minimum under pure shear stress,
A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
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b
a
√
Fig. 9. Speed profiles for surface waves (plotted as v ρ ) in polystyrene subject for (a) uniaxial compressive stress, with pre-stretch λ decreasing from
0.908 to 0.602 (on the left) and (b) pure shear stress, with pre-stretch λ decreasing from 0.908 to 0.602 (on the right). As the color of the curves changes
from green to blue, λ is decreased by regular increments of 0.028 from one curve to the next. (For interpretation of the references to colour in this figure
legend, the reader is referred to the web version of this article.)
b
a
√
Fig. 10. Speed profiles for surface waves (plotted as v ρ ) in hydrogel subject to (a) uniaxial compressive stress, with pre-stretch λ decreasing from 0.750
to 0.639 (on the left) and (b) pure shear stress, with pre-stretch λ decreasing from 0.750 to 0.583 (on the right). As the color of the curves changes from
green to blue, λ is decreased by regular increments of 0.028 from one curve to the next. (For interpretation of the references to colour in this figure legend,
the reader is referred to the web version of this article.)
when λ ≃ 0.975, which then becomes a global minimum when λ = 0.97, i.e. under a compression of 3% (figures not shown
to save space).
SAWs in deformed polystyrene behave in a more orderly way, as they travel at their fastest along the direction of greatest
stretch θ = 90° and at their slowest along θ = 0° (see Fig. 9). Although the first derivative of the velocity profile is not
a monotone function of the angle, no secondary extremum develops, in contrast to the behavior of the body waves in the
same material (see previous section).
Finally, SAW propagation in deformed hydrogel is also almost regular under uniaxial compression even at a relatively
large strain (up to 40%); see Fig. 10(a). However, two secondary extrema develop under pure shear stress, with the secondary
minimum in an oblique direction, eventually becoming an absolute minimum; see Fig. 10(b).
6. Conclusion
Clearly, the existence of oblique slowest waves greatly complicates the determination of the principal directions of
strain in a deformed body. Finding the direction where a wave travels at its slowest or fastest is not a guarantee of having
determined the direction of greatest compression or tension, or that it is indeed a principal direction. In our examples,
we have found that the slowest body wave can sometimes be along an oblique direction and similarly for surface waves.
However, we found that the fastest body waves do indeed travel along a principal direction, a criterion which can thus
be used to determine principal directions, at least in deformed nickel, steel, polystyrene and hydrogel. Unfortunately, this
characteristic does not carry over to the case of surface waves, as the example of nickel subject to pure shear stress shows,
where the fastest surface wave is oblique. The overall conclusion is that, for a given solid, a full analysis of wave speed
variation with angle of propagation, such as that conducted in this paper, is required.
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A.L. Gower et al. / Wave Motion 50 (2013) 1218–1228
Acknowledgments
Partial funding from a Royal Society International Joint Project grant and from the Hardiman Scholarship programme at
the National University of Ireland Galway are gratefully acknowledged. We are indebted to Alexander Shuvalov (Bordeaux)
for helpful discussions and to Badar Rashir (Dublin) for technical assistance.
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